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Discrete control for a computer hard disk by using a

fractional order hold device

R.Barcena, M. de la Sen, ISagastabeitia and J.M.Collantes

Abstract: It is well known that the type of hold circuit used in a digital control scheme critically
influences the position of the discrete-time zeros. Most digital control systems use a zero-order
hold (ZOH). Nevertheless, there are more convenient alternatives to the use of a ZOH signal
reconstruction device in certain digital control problems. A fractional order hold (FROH) circuit is
proposed in this paper in order to manage a computer hard disk read-write head described as a
second order system. Significant improvements in the transient performance of the closed-loop
system are obtained with respect to the use of a ZOH when using a properly adjusted FROH device.

1 Introduction been extended to sufficiently small finite sampling periods


for zero-free continuous-time plants.
Unstable zeros limit the performance that can be achieved In the present paper, a study of the stability properties of
when controlling a system, [I]. Moreover, several techni- the discrete-time zeros of a computer hard disk read-write
ques for control system design are based on the cancella- head model using a FROH signal reconstruction device is
tion of process zeros. However, such methods cannot be presented. In addition, two different approaches will be
applied when the process has unstable zeros [2-51. Conse- developed here in order to improve the stability degree of
quently, special attention is being paid to the study of the the discrete zeros. The magnitude of the zeros obtained
zeros of sampled-systems in recent years. This subject was with such techniques is down to 50% smaller than the
studied by Astrom et al. [6] (whose work has been recently corresponding ZOH ones. Finally, a classical pole-zero
extended by Blachuta [7] for the case of zero-order hold placement digital control scheme is applied to the system
(ZOH)). Hagiwara et al. [8] carried out a very motivating under study in order to confirm and quantify the reached
comparative study demonstrating that a First order hold improvement on the controlled system performances. Such
(FOH) provides no advantage over a ZOH as far as the improvement can be obtained in two different ways. On the
stability of the zeros of the resulting sampled-data systems one hand, the referred FROH zeros may be cancelled more
is concerned. Passino et al. [9] proposed the fractional efficiently by the controller if required by the design
order hold (FROH) as an alternative to the ZOH. specifications. On the other hand, in some cases the
Ishitobi [ 101 analysed the stability properties of the limit- cancellation of the zeros is unsuitable and the transmission
ing FROH zeros-for sufficiently small or large sampling to the reference model becomes necessary. In such cases,
period. In that paper, it has been proved that the FROH- the zeros of the reference model may be selected freely
type reconstruction leads to inverse stable discrete plants within some range. In that way, the synthesised closed-loop
for a wider range of second-order continuous systems if the system satisfies more tightly a set of given transient
hold adjustable parameter is allowed to be negative. In specifications (e. g. percentage overshoot or settling time)
spite of the fact that a nonlimiting sampling period is used since response performances highly depend on the relative
in the present paper, the obtained results coincide qualita- positions of the closed-loop poles and zeros [12, 131.
tively with those obtained in [IO]. In [ l l ] , theoretical
analysis of the stability of the FROH limiting zeros as
2 General background theory
the sampling period tends to zero for continuous-time
plants of arbitrary pole-zero excess has been developed.
In addition, the results for limiting zeros when T+ 0 have Suppose that the state space equation of a nth order time-
invariant single-input single-output controllable and obser-
vable system is expressed as:
0 IEE, 2001
IEE Proceedings online no. 20010196
DOI; 10.1049/ip-cta:20010196
Paper first received 10th February and in revised form 12th December where u(t) andy(t) are the input and the output scalars, and
2000
x ( t ) is the state vector. To design a digital control scheme,
R. Barcena is with the Departamento de Electronica Telecomunicaciones,
Universidad del Pais Vasco, E.U. Ingenieria Tca. Industrial. Plaza de La
we are interested in the discrete-time system composed of a
Casilla, 3. Aptdo. 48012, Bilbao, Spain hold device, the linear continuous-time system and a
E-mail: jtpbarur@lg.ehu.es sampler in series. When the FROH signal reconstruction
M. de la Sen is with the Instituto de Investigacion y Desarrollo de device is used, the input is described by:
Procesos, Universidad del Pais Vasco, Facultad de Ciencias, Leioa
(Bizkaia), Aptdo. 644 de Bilbao, Spain
I. Sagastabeitia and J.M. Collantes are with the Departamento de
Electricidad y Electrbnica, Universidad del Pais Vasco, Facultad de
Ciencias, Leioa (Bizkaia), Aptdo. 644 de Bilbao, Spain KT 5 t < ( K + 1)T (2)
IEE Proc.-Control Theory Appl., Vol. 148, No. 2, March 2001 1I7
where K is a non-negative integer, Tis the sampling period respectively. In doing so,
and b is the adjustable gain of the device. Then, the
sampled system is [9, IO]: (7)
b
x(KT+ T ) 0
I[xl(KT+T)l=[O
y- x(KT)
O][x,(KT)l+[)' rP
N,,(z) = (z - 1)det + z det

(8)
(3)
where NTO(Z)and NT1(z)are the numerators of the sampled
where transfer funclions with ZOH and FOH, respectively. In
addition, notice that, according to eqn. 5, the location of
the discrete-time poles does not depend on fl.
Fig. 1 shows a very simple and intuitive design of an
and 0 is an nth row vector with all zero elements. The FROH device that implements the u(t) function given by
sampled transfer function is: eqn. 2. The circuit coasists of two resistor ladder networks,
a modified integral operator, an adder and several electro-
nic switches. The ,switches are controlled by the digital
inputs and would be implemented using, for example, field
effect transistors. The digital inputs are the binary numbers
(4) A and B (only 4-bits for the simplicity of the figure) and
the pulse function S. A represents u(K) and the integrator
or, equivalently,
input resistance is controlled by B, adjusting the integrator
gain in such ;I way that:

b(z - 1)det
0
+ z det
--
'Ref
RI"tl"C1
p[- u(KT) - u((K - 1)T)
T 1
Both A and B are calculated by the digital controller. S has
z det[zI - @] (5) a period T an11 manages the discharges of the C , capacitor
(R,C, 5 duty cycle << r). Fig. 2 illustrates an example of
Thus, the zeros of the discrete-time system are the roots of: the FROH circuit operation for various values of the
parameter /?,assuming that the reconstructed signal is a
No(z) = b(z - 1) det digitally generated sinusoidal function with f = 1 kHz.

+zdet[ ZI -@ i'] In [I41 an approximate method is proposed as an


alternative to the electronic implementation of the FROH
device. Such a method utilises a ZOH device with a
sampling period T I smaller than the sampling period T
In the following, the ZOH and the FOH will be considered used by the control scheme in order to generate the FROH-
as particular cases of the FROH when /3 = 0 and p = 1 , like analogue signal. It has been proved [14] that the

"out

- -
Fig. 1 Fractional order hold (FROH) circuit
118 ILE Pro.-Control Theory Appl., Vol. 148, No. 2, March 2##I
a

I I
.a

v
-1.0 Fig. 4 Magnitude of most unstable FROH discrete zero of GB(z) for
I ( ~ [ - l , I ] a n dTe[O.O.Is]
0 0.5 1.o 1.5
time,ms
d
0.05Nm/A, the system is described by a second order
Fig. 2 Signal reconstruction with ZOH (i.e. fi = 0), FOH (i.e. fi = I), zero-free transfer function:
FROH (I( = 0.5 and fi = -0.5) and sampling period 0.1 ms of the digitallj~
5
generated junction g(t) = sin(2nP) V with f = I kHz G(s) = = B(s) = Kl -
+ Cs + K - (s + 0 . 2 ) ~+ 3 1.62
~ ~

a ZOH ([I = 0) i(s) ~ ( s ) 1s2


h FOH (b= 1)
c FROH (b= 0.5) (1 0 )
d FROH (fi = -0.5)
when H(s) and i(s) are the respective Laplace transforms of
H ( t ) and i(t). This transfer function may be discretised
obtained results are as advantageous as those obtained by under the use of a sampling and hold device. The zeros
the accurate electronic circuit when the sampling period T of a discrete-time system can be classified into two cate-
tends to zero and T , << 7: gories: those which correspond to the zeros of the contin-
uous-time system, and those introduced by the
discretisation method which do no have any continuous-
3 Zeros of sampled system time counterparts [8, 101. The zeros of the later category
are called discretisation zeros and are the kind of zeros that
The advantages of the FROH signal reconstruction device will appear when discretising this zero-free system.
are verified through the design of a computer hard disk The subsequent task is to design a digital controller that
read-write head position digital controller. A simplified but can be used to provide accurate positioning of the read-
appropriate model for the read-write head (see Fig. 3) is write head. Therefore, the first step consists of discretising
described by the following differential equation [ 121: the continuous plant. The system will be discretised by
using a FROH device with B E [-I, I ] and a sampling
I8 + Cb + KO = Kii period T E [0, 0.1 SI. In doing so, the discretisation zeros
(9) can be determined by eqn. 6. The magnitude of the most
unstable zero is presented in Fig. 4. To study the stability
where I is the inertia of the head assembly, C the viscous of this zero, a contour plot composed of lines of constant
damping coefficient of the bearings, K is the return spring magnitude values obtained from the previous surface can
constant, ,K,is the motor torque constant and i is the input be built (Fig. 5). The stability region-where the discrete
current. 0, 0, R are the angular acceleration, angular zeros are suitable to be cancelled by the digital controller-
velocity and the position of the head respectively. Taking is commonly defined as I zI 5 0.9 in order to enhance the
the Laplace transform with zero initial conditions and
using the usual numerical values I = 0.01 Kg m2,
C = 0.004 N m s/rad, K = 10 N m/rad and Ki =
0.09

n disk pioten z-
0
._
o
L

0
5a
0.08
0.07
0.06
0.05
0.01
5
VI
0.03
0.02
0.01

-1.0 -0.8 0 0.2 0.1 0.6 0.8 1.0


-0.6 -0.1 -0.2
FROH porometer ,p
solenoid Fig. 5 Contour plot of constant magnitude values of most unstable
Fig. 3 Computer hard disk drive FROH zero

IEE Proc.-Control Theory Appl., Vol. 148, No. 2, March 2001 I19
robustness of the design by avoiding the cancellations of obtained by searching the minimum of that function
stable, but poorly damped, plant zeros. The improvement (flop,=-0.3332 in our case). Once the p gain of the
that can be reached by means of a suitable choice of the FROH reconstruction circuit is tuned to the value of bopt
parameter p is shown. Both the ZOH ( p = O ) and FOH the most stable zeros are obtained for this plant and this
( p = 1) are not able to provide discrete-time zeros into the sampling period. Notice that the most unstable zero
stability region. However, by adjusting p to a suitable value magnitude provided by the FROH (Izoptl= 0.5 142) is
in the FROH, an inverse stable discrete plant can be 48.54% smaller than the magnitude corresponding to the
obtained. ZOH (p = 0)l discretisation ( lzZOHI = 0.9993). Besides,
Besides, the following properties can be derived from these FROH zeros are located inside the stability region.
the previous observations: Finally, thi: second approach is described here. The
generalised root locus method will be used to study the
(i) For any given sampling period 7: it is always possible to
location of the discretization FROH zeros in the complex
obtain FROH discretisation zeros that are more stable than
plane as a function of /3. Substituting eqns. 7 and 8 into
the ZOH and FOH ones by means of a right choice of
eqn. 6, the zeros of Nlc(z)can be calculated as p varies as a
negative values of the parameter fl. This fact agrees with
generalised root locus with the parameter fl as its general-
the theoretical properties of limiting FROH zeros-for
ised gain:
sufficiently small (T-+ 0) limiting sampling periods-
given by [ lo].
(ii) The contour lines limiting each region are very abrupt
when negative values of p are used (i.e., the magnitude
changes very quickly as fl varies). Therefore, the optimum In eqn. 11, Ihe terminating points of the root locus of
value of p, that is, the value that provides the FROH zeros N,,(z) = 0 as /? + fCO are the roots of
being as stable as possible for a particular continuous-time
plant and sampling period, must be calculated as exactly as
possible in the case when using algorithm implementations
of the FROH device by using the approximate method
proposed in [14]. If the implementation is made with
and the starting points of N,&) = 0 as p+- 0 are the roots
Of:
electronic circuitry, then /3 has to be fixed as close as
possible to its optimum value according to the achievable
technical performances of the components.

Applying eqns. 11, 12 and 13 to the system described by


4 Improving the stability properties of the zeros

Two techniques are now presented in order to determine


the optimum value of p as far as the stability degree of the
eqn. 10, one 82btains:

' "[
+
(Z - I)(z
Z(Z
1-
+ 1.9960)
+ 0.9993)
=0
(14)
zeros of resulting sampled systems is concerned, namely:
First let us study the direct generalised root locus (GRL).
(a) The most general approach consists of obtaining the The classical root locus procedure ensures that the root
roots of eqn. 6 as a function of parameter p. Then, the value locus on the real axis always lies in a section of the real
of is adjusted in order to minimise the largest root axis to the lelt of an odd number of starting and terminat-
magnitude by using approximated numerical recipes. ing points. Th'is implies that the FROH discretisation zeros
(b) The second method consists of applying the classical
with p ranging from 0 to plus infinity evolve leftwards-
root locus method with fi being the generalised gain. always moving away from the origin- on the negative real
Now, the two above approaches are applied to the case of axis as 13 increases, due to the relative positions of the
the computer hard disk read-write head for a given value of starting and tlxminating points on the real axis. Note that
the sampling period T, = 0.005 s, that is well suited for our the starting p'oints, except the fixed one at z=O, are also
digital control system. The magnitude of the most unstable the ZOH zeros. Therefore, the FROH discretisation zeros
zero as a function of p i s obtained from eqn. 6 and plotted with j > 0 are always real and of less convergence abscissa
in Fig. 6. Then, the optimum value of p can be easily than the ZOH ones.
However, in the case of complementary generalised root
1.Lr locus (CRL), where fl E ( - CO, 01, the starting and termi-
nating points remains identical, while the departure and
arrival angles are opposite. Thus, there exists a range of
1.2 negative values of p for which the FROH zeros are located
closer to the origin than the ZOH and FOH ones. This
negative rangc: goes from 0 to a value pmin= - lamin
1 where
Bmin depends on the continuous-time plant parameters and
the current sampling period Tc;.The CRL is depicted in
Fig. 7 Two brcakaway points are located on the real axis at
z , = -0.4999 and z2= - 1.1976 x lo3. The corresponding
values of p are f l , =-0.3334 and &=-2.9970. In
this case, as Fig. 7 shows, the optimum value of the
parameter p corresponds to the breakaway point located
at zI =-0.4999 and marked as zOpt. Therefore,
-1.0 -0.8 -0.6 -0.1 -0.2 0 0.2 0.1 0.6 0.8 1.0 popt= P I = -0.3334. Note that this FROH provides a
FROH porameter, p discretisation zero magnitude ( lzoptl= 0.4999) that is
Fig. 6 Mugnittide of most unstable FROH zero for snmpling period of 49.97% smaller than the magnitude corresponding to the
digital control system tinder study T, = 0.005s ZOH discretisation (IzZOHI = 0.9993). Besides, the FROH
I20 IE'E Proc.-Control Theory App/., Vol. 148, No. 2,March 2003
step reponse
0.0101 1

2.0.9

0 1000 2000 3000 4000 5000 6000


time, samples
Fig. 8 Unit-step response of open-loop continuous plant

parameter p to popt= -0.3332, the discrete open-loop


transfer function is then:
zeros are inside the stability region, inverse stable plant, so
that they can be cancelled by means of a digital controller. +
BFROHOL(Z) - 5.5394 . 10p5(z 0.4999)2
In this way, the performance of the controlled system could
be significantly improved [ 1, 151.
GFROHOL(z) =
AFROHOL(Z) - Z(Z~ +
1.9732 0.9979)+
(16)
Rernark I : The small discrepancies found with respect to
the results obtained using the first approach are due to the where, theoretically, the discrete zeros are stable enough to
finite accuracy of the numerical recipes used to find the allow the free selection of the complete reference model
minimum of the function depicted in Fig. 6. (by the cancellation of such zeros). The design objective is
to achieve that the controlled system meet certain perfor-
Rernark 2: The second approach is, fairly, the most advan-
mance specifications. The classical model reference control
tageous since the associated procedure can be strongly
scheme of pole-zero placement proposed by [2, 161 (see
supported by the use of classical graphic techniques.
Fig. 9) is used here.
Nevertheless, this method could be difficult to apply in
The desired closed loop performance specifications are
other cases where the generalised CRL is very complex. described by the roots of the characteristic polynomial
Remark 3: As mentioned in the introductory section, it may A,,,(z) of the reference model, whose zeros are still unspe-
be pointed out that the previous study in the evolution in cified:
the complex plane of the FROH zeros with /3 may also be
used to choose appropriately the position of the zeros of A M ( z )= z2 + 0.22 + 0.05 (17)
the reference model from a transmission of those of the
plant, improving, in this way, the transient performances of Thus, when the control objective is reached, the equivalent
the controlled system. The second part of the next Section damping coefficient of the closed-loop system is about 0.6
is devoted to such a design philosophy. and the transient response is quite fast.

5 Computer hard disk read/write head digital 5.1 Cancellations of the discrete plant zeros
control design. An illustrative example Assume that a ZOH is used (i.e. p = 0 ) and the model
reference control scheme of Fig. 9 is applied. All the poles
In this section, a well-known digital control scheme is used and zeros of the Gz,Ho, (z) plant are cancelled by the
for accurate positioning of the readlwrite head described in digital controller. The closed-loop step response is very
Section 3. The ZOH signal reconstruction device and, oscillatory (see Fig. lo]) since the controller possesses a
alternatively, the proposed FROH circuit are used here to poorly damped (almost critically stable) pole (which corre-
reconstruct the control signal. Then, the performances of
the controlled system in both cases are compared.
The open-loop discrete transfer function when a ZOH
device is used ( D = O ) is:
BZOHOJZ) - 6.2328 . 10-5(z 0.9993)+ reference model
GZOHOL =
+ +
AZOH,L(z) - (z* 1 . 9 7 3 ~ 0.9979) -
precompensotor

On the one hand the poles (z = 0.987 f0.155j) have very


signal rec
-
y(t)

light equivalent damping (equiv. damping = 0.00632) and circuit continuous


plont
are near the unit circle. Therefore, the system has a very
oscillatory step response (Fig. 8). On the other hand, the
discrete zero is located almost on the unit circle (i.e. it is
close to be critically stable).
Now, the open-loop system performance is studied when feedbock
the FROH is used. By using the optimum adjustment of the Fig. 9 Pole-zero placement digital control scheme
IEE Proc.-Control Theov Appl., Vol. 148. No. 2,March 2001 121
2.01
1.2 c

OV I

0 0.01 0.02 0.03 0.01 0.05 0.06 0 0.005 0.010 0.015 0.020 0.025 0.030 0.035 0.040
time,s time,s
Fig. 10 Unit-step response of compensated system by using ZOH Fig. 12 Unit-step response of compensated system by using ZOH
device, when discrete plant zero is transmitted to reference model
device, when plant zero is cancelled by digital controller

sponds with the cancelled plant zero located in Now, an alternative solution is proposed consisting in
z = -0.9993). synthesising an appropriate pole-zero relative positions in
Now, the FROH with the optimal parameter the reference model by selecting a pertinent FROH hold
/jopt= -0.3332 is used. The obtained response of the device pararneter j. First, the FROH zeros are placed
closed-loop system is much better since now the cancelled properly by using p, considering the position of the roots
zero is much more stable (see Fig. 11). of the characteristic polynomial AM(z) given by eqn. 17,
It turns out that a zero cancellation with the ZOH device and then these zeros are transmitted to the reference model.
is highly unsuitable. However, the cancellation of the The basic criterion observed in this particular case in order
FROH zero is not a good choice either, since important to place the FROH zeros with respect to the poles of A M ( z )
oscillatory effects appear in the system output between the was the obtaining of a fast response with a small percen-
sampling instants. Such well known effects are due to the tage overshoot for the controlled system, see, e.g. [13].
cancellation of the process zeros [2, 131. After exhaustive simulation, it was found that the best
closed-loop response again corresponds to identical p,
popt= -0.3332. Thus, the resulting closed-loop discrete
5.2 Transmission of the reference model zeros transfer function is then:
Evidently, no attempt must be made to cancel the zero of
G,OHOL(z). In such a case,

The step responses of the previous system are presented on


Fig. 13. The maximum overshoot is around 3% and the
output settles in 0.025 s (five sample times). Comparing
is the closed-loop discrete transfer function when the ZOH Fig. 12 with Fig. 13 (see also Table l), the improvement on
circuit is used. the controllced system performance when a properly
Fig. 12 describes the unit-step responses of the adjusted FROH device is used can be shown.
controlled continuous-time system and the closed-loop The control signals referred to the system step responses
discrete transfer function GZoHcL(2). The maximum over- displayed in Figs. 12 and 13 are presented in Figs. 14 and
shoot of the transient response is approximately 14% and 15 for the ZOH and FROH case, respectively. Observe that
settles in about 0.03 s (six sample times).
1.2 -
*T
1.8 1.0 -

0.8-
(

I I I

0 0.005 0.010 0.015 0.020 0.025 0.030 0.035 0.010


0 0.01 0.02 0.03 0.01 0.05 0.06 time,s
time,s Fig. 13 Unit.step response of compensated system by using FROH
Fig. 11 Unit-step response of closed-loop system 6.v using FROH device device with := pop,= -0.3332. when discrete zero is transmitted to
with /j = bop,= -0,3332, when plant zero is cancelled by digital controller reference model

122 ,EE Proc.-Control Theory Appl., Vol. 148,No. 2, MarcJi 2001


Table 1. Improvement of FROH (p=&,t) compared to in the literature [12, 171 like a correct device description.
ZOH Therefore, it is unexpected for the above numerical results
to be highly different from those to be obtained in a
ZOH ( p = O ) FROH Improvement,
experiment.
%

Max. mag. zeros 1z/=0.9993 (21= 0.4999 49.97


6 Conclusions
Max. overshoot 14% 3% 78.5
Settle time 0.03 s 0.025 s 16.6 The stability properties of the zeros introduced. by the
FROH signal reconstruction device has been studied for
the case of a digitally controlled hard disk readjwrite head.
the maximum amplitude of the FROH analogue signal is
AS a result of this study, it has been shown that the sampled
system zeros can be located inside the stability region
not increased with respect to that associated with the ZOH
device. Moreover, the ZOH control signal turns out to be when the ZOH (/3 = 0) and FOH (fl= 1) fails to do so, by
using suitable negative values of the FROH parameter p.
more exigent for the electronic circuitry since the power
Furthermore, for a given sampling period T,, these exists a
dissipation in the ZOH case is higher than that related to
range of negative values of /3 for which the discretisation
the FROH reconstruction (compare Figs. 14 and 15). Thus,
FROH zeros are up to 50% more stable than the ZOH and
no apparent significant price has been paid for the output
FOH ones. Finally, two approaches have been used. in order
signal improvement with respect to the ZOH case.
to obtain the optimum value of the parameter p, that is, the
Evidently, the size of the driving current depends on the
value of the FROH gain that provides the most stable zeros
magnitude of the required angular displacement of the
for a given continuous-time plant and a given sampling
read/write head, that is, the size of the function v(t) of
period T,. In the case of the hard disk read-write head, the
the control scheme in Fig. 9. Hence, the designer must
magnitude of the zeros obtained with, such techniques is up
consider the maximum displacement of the head in order to
to a 50% smaller than the corresponding ZOHones. In this
choose appropriately the electronic components in the
way, a discrete inverse stable trapsfer function (Le. a
design of Fig. 2. In that way, the control signal demands transfer function with stable numerator polynomial) has
will be accomplished with, avoiding related saturations.
been obtained while unstable zeros were generated by the
Finally, observe that, although the read/write head
regular ZOH. In addition, the discussion has been extended
model used in eqn. 9 is very simple, it is highly assumed to the design of improved reference models by the trans-
mission of the handled zeros of the resulting discrete plant.
Therefore, the FROH device allows the .application of a
wider range of digital control schemes and enhances
notably the performance of the closed-loop controlled
system, when suitably adjusted.

7 Acknowledgment

The authors would like to thank the anonymous referees


for their useful comments concerning improvements of the

--1.01
OI-

0
U
0.005 0.010 0.015 0.020 0.025 0.030 0.035 0.0LO
original version of the manuscript. This work has been
partially supported by the University of the Basque Coun-
try (UPV/EHU) through Project 106.106-EB8235/2000
and DGES (Project DPI2000-0244).

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Fig. 15 Plant input rejerred to Fig. 13 (4), pp. 4 5 6 4 6 4

IEE Proc.-Conlrol Theory Appl., Vol. 148, No. 2, March 2001 123
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124 IE,F Proc.-Control T h e o y Appl., Vol. 148, No. 2, March 2001

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