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Risk Factor Analysis in Differentiated


Thyroid Cancer

Article in Cancer March 1979


DOI: 10.1002/1097-0142(197903)43:3<810::AID-CNCR2820430306>3.0.CO;2-B Source: PubMed

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RISK FACTOR ANALYSIS IN DIFFERENTIATED
THYROID CANCER
BLAKECADY,MD, CORNELIUSE. SEDGWICK,MD, WILLIAMA. MEISSNER,MD,
MARVINS. WOOL, MD, FERDINAND MD, A N D J O A N WERBER,A B
A. SALZMAN,

Six hundred patients with primary differentiated thyroid carcinoma had fol-
low-up studies for a minimum of 15 years and a maximum of 45 years. Re-
currence rate and death rate were significantly different in defined high-risk
and low-risk groups of patients. These basic risk groups were defined by
age and sex alone; low risk consisted of men 40 years of age and younger
and women 50 years of age and younger whereas the high-risk group were
older patients. Recurrence and death rates in patients at high risk were 33%
and 27% while respective figures for patients at low risk were 11% and 4%.
In more recent years these results have shown significant improvement. Basic
risk group definition outweighed the effect of pathologic type, local disease
extension, type of treatment, and site of recurrence or metastasis. For instance,
radioactive iodine cured 70% of patients at low risk with metastatic disease
but only 10% of patients at high risk. Less aggressive biologic behavior of
thyroid cancer before the age of menopause implies that an estrogen-rich
milieu may alter the effects of initiating and promoting factors in carcinogene-
sis. It also suggests that therapeutic trials of estrogen be undertaken in pro-
gressive metastatic differentiated thyroid cancer.
Cancer 43:810-820, 1979.

T HYROID CANCER HAS AROUSED more atten-


tion than its frequency would warrant
because of unique biologic behavior patterns
group definition in differentiated thyroid
cancer and methods and results of therapy
for recurrences and metastases. Risk group
ranging from extremely indolent, essentially analysis explains in part the biologic variabil-
nonlethal varieties to forms that are uniformly ity of thyroid cancer and indicates that at
and rapidly fatal, all arising from the same least two varieties of differentiated thyroid
follicular cell. The frequency of thyroid can- cancer occur in women, with the distinction
cer in young persons, its association with low- probably related to the hormonal milieu at
dose irradiation given in childhood, and the induction or promotion of carcinogenesis.
ability to treat metastatic disease with thyroid These unique induction or promotion char-
hormone suppression and specific tumor seek- acteristics seem to hold for the life of the
ing radioactive iodine have heightened inter- patient.
est to endocrinologists, oncologists, epidemi-
ologists, and surgeons. MATERIALS
A N D METHODS
In recent a n a l y s e ~ , ~we
~ ' ~have reported
changing patterns of clinical presentation, Between 1931 and 1960,631 differentiated
therapy, and results in patients with primary thyroid cancers were primarily treated at the
differentiated and undifferentiated thyroid Lahey Clinic Foundation. Pathology material
cancers. This report adds analysis of risk was available for review in 1975. Histologic
definitions conform entirely to the Armed
Presented at the 31st Annual Meeting of T h e Society Forces Institute of Pathology fascicle on thy-
of Surgical Oncology, San Diego, California, April 2 - 6 ,
1978.
roid disease,I3 the World Health Organiza-
From the Departments of Surgery, Internal Medicine, tion nomenclature,10and the American Joint
and Radiotherapy, Lahey Clinic Foundation and Ldbora- Committee for Cancer Staging and End-Re-
tory of Pathology, New England Deaconess Hospital, sults Reporting"; 98% had follow-up infor-
Boston, Massachusetts. mation for a minimum of 15 years. Cancer
Address for reprints: Blake Cady, MD, Department of
Surgery, Lahey Clinic Foundation, 605 Commonwealth was defined as follicular if the histologic pat-
Avenue, Boston, MA 02215. tern was entirely of a follicular pattern and
Accepted for publication November 6, 1978. included all subcategories, such as Hiirthle
0008-543X/79/0300/0810 $1.05 0 American Cancer Society
810
No. 3 T H Y R OCA
~DRISKFAcTok ANALYSIS Cady et al. 811

1. Risk of Recurrence and Death by Decade


TABLE

Death

As percent of As percent of
Total Recurrence No. Total Recurrence

Men* <31) 28 5 (18%) 3 11% 60%


3 1-40 34 4 (12%) 2 6% 50%
41-50 31 10 (32%) 5 16% 50 %
51-60 25 8 (32%) 6 24% 75%
>6 1 14 6 (43%) 4 29% 67%
Woment <30 115 17 (15%) 3 3% 18%
31-40 122 I 1 (9%) 5 4% 46%
41-50 85 5 (6%) 2 2% 40%
51-60 80 23 (28%) 21 24% 88%
>6 1 66 24 (36%) 22 33% 92%
rOTAL 600 113 73

* p = 0.02 recurrence; p = NS deaths.


tp = 0.001 recurrence; p = 0.001 deaths.

cell carcinoma. All other forms of differen- upper mediastinum, and distant metastases if
tiated thyroid cancer ranging from pure pap- disease was defined outside the neck, thyroid,
illary to predominantly follicular but with the or upper mediastinal area. If disease reap-
presence of some papillary features were peared in more than one site simultaneously,
mixed papilla9 and follicular. No patients had it was categorized as the location most remote
any other histology except for four patients from the thyroid area. Second and third re-
whb died with anaplastic carcinoma, two of currences of disease were defined as progres-
whom had small areas of anaplastic carcinoma sion or new recrudescence after a period of
in the original mixed papillary and follicular regression or successful therapy or disease ap-
carcinoma. pearing in a new site.
First disease recurrence was categorized as Thirty-one patients initially seen with either
local recurrence if ih the thyroid bed, residual metastatic or locally unresectable differenti-
thyroid tissue, trachea, esophagus, or midline ated thyroid carcinoma were eliminated from
neck in the operative area, nodal metastasis if consideration because this presentation is so
in ipsilateral or contralateral cervical areas or uncommon in current practice4 (f1%). Of

2. Risk Group Definition


TABLE

Total
Recurrence Death Percent of
Inci- recurrences that
No. dence No. Rate No. Rate die of disease

Highest risk group*


Follicular 83 14% 33 40% 30 36% 91%
Men >40
Women >50
Intermediate risk group*
Papillary 133 22% 38 29% 28 21% 74 %
Men >40
Women >50
Low risk group*
Follicular or papillary 384 64% 42 11% 15 4% 36%
Men <40
Women <50
TOTAL 600 113 19% 73 12% 65%

* High vs. intermediate: NS recurrence; p = O.b2 p = 0.001 death. High + intermediate vs. low: p = 0.001
death. High vs. low: p = 0.001 recurrence; p = 0.001 recurrence; p = 0.001 death.
death. Intermediate vs. low: p = 0.001 recurrence;
812 CANCER
March 1979 VOl. 43

TABLE 3. Changes in Sex Composition of Risk Groups by Time Period

193 1- 1950 1951- 1960 1961- 1970

No. Percent No. Percent No. Percent

Low risk*
Men 29 16% 33 17% 17 18%
Women 157 84% 165 83% 77 82%
High risk?
Men 29 26% 41 39% 37 55%
Women 82 74% 64 61% 30 45%
Women$
High risk 82 34% 64 28% 30 28%
Low risk 157 66% 165 72% 77 72%
Men5
High risk 29 50% 41 55% 37 69%
Low risk 29 50% 33 45% 17 31%
Proportion of men
in series 58 1b% 74 24% 54 34%

* Men vs. women: NS. $ High vs. low: NS.


t Men vs. women: p = 0.0005 P High vs. low: NS.

these 31 patients, 21 (68%) died of disease. Thus, among women less than 50 years of
Three of these deaths occurred postopera- age, the overall risk of recurrence was 10%
tively after vigorous attempts to remove lo- and risk of death but 3%. Of patients in whom
cally unresectable disease and were the only disease recurred or metastases developed,
postoperative deaths in the entire group. Pa- only 30% died of disease. T h e respective fig-
tients with such advanced disease would pro- ures for women over 50 were 32%, 30%, and
duce a markedly unfavorable bias in analyzing 89%. These changes with age were highly
basic risk group definitions that should be of significant statistically for women and of bor-
wide application. derline significance in terms of recurrence for
Six hundred patients, therefore, constituted men. Changes in death rate were not signifi-
the study group and had surgically resectable cant in men.
and potentially curable differentiated thyroid When the two biologically distinctive histo-
carcinoma. Of these 600 patients, disease re- logic groups (follicular and mixed papillary
curred or metastases developed in 113, and and follicular) were combined with age and
73 died of disease. sex, three basic risk groups became apparent
Patients were considered dead of disease if (Table 2). Those at highest risk consisted of
they had active disease when last seen. Thy- men over 40 years of age and women over
roid cancer was the usual but not invariable 50 years of age with follicular carcinoma.
direct cause of death. All other patients were These 83 patients constituted 14% of the se-
documented as living disease free or lost to ries and had a 40% recurrence rate. The inter-
follow-up study. Statistical methods were mediate risk group (133 patients or 22% of
standard chi square or Fisher exact test un- series) were men over 40 years of age and
less otherwise noted. w,omen over 50 years of age with mixed pap-
illary and follicular carcinoma. The low-risk
RESULTS group, consisting of all men 40 years of age
and under and all women 50 years of age
Clear correlations between age, sex, path- and under, regardless of pathologic type of
ologic type, and results of therapy were ap- tumor, constituted 64% of the series and had
parent. The results of treatment by age dec- only an 11% recurrence rate.
ade at initial operation were analyzed for both The variation in risk is emphasized even
men and women (Table 1). Two striking fea- more by the overall death rates of 36%, 21%,
tures of this analysis, which ignore the particu- and 4% for the high-risk, intermediate-risk,
lar pathologic type, are the sharp increase in and low-risk groups, respectively. Further-
the risk of recurrence and death and the more, the mortality rates of patients with re-
lethality of recurrences that occur at age 50 current disease for the three risk groups are
in women who constitute 78% of the cases. 91%, 74%, and 36%, respectively. No differ-
No. 3 THYROID ANALYSIS. Cady et al.
CA RISKFACTOR 813

ence in recurrence or death rates was seen than two-thirds of men fall in the high-risk
within the low-risk group based on histologic group.
type of tumor, although the particular pattern Differentiated thyroid cancer frequently
of recurrence of disease in terms of location displays a protracted clinical course even
and incidence of metastases was distinctive for when recurrent or metastatic. Table 4 docu-
the two histologic varieties.* ments the percentages of all recurrences and
When analyzed statistically by means of chi deaths that have occurred by five-year follow-
square with Yates continuity correction, no up intervals. A slowing of the biologic pat-
significant differences in results could be tern is apparent in the low-risk group so that
demonstrated between the highest and inter- the few deaths that do occur evolve over a
mediate risk groups. However, highly signifi- more protracted period.
cant differences were present in terms of re- Table 5 illustrates the recurrence and death
currence and death rates when highest or rates for the three risk groups by extent of
intermediate group or these groups combined primary cancer. lntraglandular cancers had
were compared with the low-risk group. no evidence of penetration of the thyroid
Therefore, because of basic similarities in re- capsule by either macroscopic or pathologic
currence rates, death rates, and lethality of estimations; extraglandular disease had both
recurrences or metastases, high-risk and low- pathologic and clinical evidence of carcinoma-
risk groups defined by age and sex alone, re- tous involvement of skeletal muscles, nerves,
gardless of pathologic type of tumor, are logi- trachea, esophagus, or surrounding soft tis-
cal and pertinent. In some of the analyses that sue. The extent of the primary cancer had no
follow, the three defined risk groups will be relationship to recurrence or death rates in
utilized while for others only the two major the low-risk group, whereas in the intermedi-
risk groups will be compared. ate-risk or high-risk groups, both the recur-
Table 3 displays an interesting change in rence rates and death rates were significantly
differentiated thyroid cancer over four dec- worse with extrathyroid primary disease.
ades. For this analysis, 161 patients encoun- Table 6 illustrates the relationship between
tered during the years 1961 to 1970 were lymph node metastases removed at the pri-
added. The proportion of men rose from 19% mary operation and later recurrence of dis-
in the years before 1950 to 34% in the 1960s. ease and death as a function of risk group;
Within the low-risk group, the proportion of 47% of patients in the low-risk category and
men and women remained exactly the same 33% of patients in the high-risk category had
over the 40 years. In the high-risk group, how- neck dissections performed. Of these patients,
ever, the proportion of men rose dramatically 5 1% of patients in the high-risk group but 74%
and significantly from 26% to 55%. Essen- of patients in the low-risk group actually had
tially the same proportion of women occurred nodal metastases histologically. In the patients
at high risk and at low risk throughout the in the low-risk group who did not have a neck
four decades, but the proportion of men who dissection performed, disease recurred in 22
were older, and therefore at high risk, in- patients, and in 8 of these patients (36%) re-
creased progressively in time so that now more current disease included cervical node metas-

4. Chronology of Recurrence and Death


TABLE

Years after primary curative surgery

5 10 15 20 25 30

Recurrence*
Highest risk group 56% 88% 97% 97% 100% 100%
Intermediate risk group 55% 79% 100% 100% 100% 100%
Low risk group 48% 83% 93 % 95% 100% 100%
Deathst
Highest risk group 43% 77% 90% 97% 100% 100%
Intermediate risk group 39% 61% 82% 96% 100% 100%
Low risk group 27% 47% 67% 73 % 93 % 100%
~~~

* NS.
t NS except high + intermediate vs. low p < 0.001.
814 CANCERMarch 1979 Vol. 43

TABLE5. Recurrence and Death as a Function of Disease Extension


Low risk group* Intermediate risk groupt High risk groupt

Recur- Recur- Recur-


Total rence Death Total rence Death Total rence Death

Intraglandular 334 36 ( 1 1 % ) 12 (4%) 103 18 (17%) 12 (12%) 68 23 (34%) 21 (31%)


Percent recur-
rences dying 33% 67% 91%
Extraglandular 50 6(12%) 2(4%) 30 20(67%) 16(53%) 15 10(67%) 9(60%)
Percent recur-
rences dying 33% 80% 90%
TOTAL 384 133 83

* NS. t Combined intermediate + high. Intraglandular vs.


extraglandular p < 0.001 recurrence; p < 0.001 death.

tases. Only 1 of these 8 patients (13%) died five patients died of disease. Thus, 48 of 49
of disease whereas 10 of the 14 patients (7 1%) patients (98%) in the low-risk group who had
with recurrent disease not including lymph palpable nodal metastases at initial presenta-
node metastases died of their disease-a sig- tion were cured. In the high-risk group, by
nificant difference statistically. Overall only contrast, only 9 of 103 patients (9%) initially
1.5% of patients with lymph node metastases presented with palpable nodal metastases and
detected in the primary neck dissection died therefore underwent therapeutic nodal dis-
of disease whereas 4% of patients without section; 4 of these 9 patients (44%) had re-
nodal metastases initially died of disease. current disease, 2 in cervical nodes. Only one
In the high-risk group recorded in Table 6, of these four patients survived. Overall, three
no relationship between node metastases and of nine patients (33%) presenting with palpa-
survival was detectable; 17 of 25 patients ble node metastases died of disease, a death
(68%) who had recurrent disease with nodal rate no worse than the group as a whole.
metastases died whereas 41 of 46 patients Table 7 illustrates the location and lethality
(89%) who had recurrent disease without of first recurrences in the three risk groups.
nodal metastases died, a difference that was In low-risk patients, 4 1% had recurrent dis-
not significant. ease in the form of lymph node metastases
Other interesting aspects of the relation- either alone or with accompanying local re-
ship between nodal metastases, survival, and currence; 12% of these patients eventually
risk groups abound, all emphasizing the bet- died of disease. Only 63% of patients in the
ter prognosis of patients with nodal metastases low-risk group with distant metastases even-
in the low-risk group. For instance, in the low- tually died of disease in contrast to the nearly
risk group, 49 of 196 patients (25%) seen in uniform deaths of patients in the intermedi-
the years 1951 to 1960 initially presented with ate-risk or high-risk group. In the highest
palpable nodal metastases. Only 5 of these risk group, node metastases were uncommon
49 patients (10%) who had therapeutic neck as a first recurrence (9%) and conveyed a
dissections had recurrent disease, and none of much worse prognosis as two of three such
these involved neck nodes. Only one of these patients died of disease. Although the pattern

6. Effect of Lymph Node Metastases


TABLE

Low risk High risk

Recur- Recur-
Total rence Death Total rence Death

Node dissection
Negative nodes 47 2 (4%) 2 (4%) 35 11(31%) 9(26%)
Positive nodes 134 18(13%) 2(1.5%) 37 13(35%) 12(32%)
N o node dissection
All cases 203 22(11%) 1 1 (5%) 144 47(33%) 37(26%)
No. 3 CA RISKFACTORANALYSIS *
THYROID Cady et al. 815

7. Survival Related to Risk Group


TABLE
~ ~ ~ ~~~~

Local Node Distant


Total recurrence* metastases* metastasest

Highest risk group


Recurrence 33 3 (9%) 3 (9%) 27 (82%)
Deaths 2 (67%) 2 (67%) 26 (96%)
Intermediate risk group
Recurrence 38 12 (32%) 12 (32%) 14 (37%)
Deaths 9 (75%) 6 (50%) 13 (93%)
Low risk group
Recurrence 42 9 (21%) 17 (41%) 16 (38%)
Deaths 3 (33%) 2 (12%) 10 (63%)
TOTAL 113 24 (21%) 32 (28%) 57 (50%)

* NS.
t p = 0.006.

of recrudescence (mixed papillary and folli- Thirty-four of 42 patients in the low-risk


cular) in the intermediate-risk group was simi- group (81%) but only 48 of 71 patients in
lar to that in the low-risk group, the lethality the high-risk group (68%)were actually treated
of each form of recurrence was similar to that by surgery or radiotherapy for recurrences.
found in the high-risk group; thus, 93% of Patients not classified as treated were given
patients with distant metastases, 50% of pa- thyroid medication after testing for radio-
tients with nodal metastases, and 75% of pa- active iodine uptake by scans. One patient in
tients with local recurrences died. These fig- the low-risk group not treated survived for
ures reemphasize the overriding importance 25 years with stable proven pulmonary metas-
of age and sex definition of patients in risk tases; another did well for a few years but
groups rather than the pathologic type of eventually required radioactive iodine for
tumor. further disease extension and was cured. Of
A statistically significant difference in death the 34 patients in the low-risk group actually
rates of patients with distant metastases was treated by surgery or radiotherapy for their
found when the highest and intermediate first recurrence, 24 (7 1%) were cured. Twenty-
groups were compared to the low-risk group. three of the patients in the high-risk category
However, the variations did not achieve sta- were not treated for a variety of reasons, and
tistical significance when analyzed by local re- all died of disease. Of the 48 patients at high
currence or nodal recurrence because of the risk actually treated, 13 (27%) were cured.
small size of the groups involved. The variation in cure rate of patients treated
Table 8 indicates that the number of re- for recurrent or metastatic disease in the two
currences does not alter the poor prognosis risk groups was highly significant (p = 0.002).
of patients in the high-risk group as about Surgery only as therapy was utilized par-
80% of patients died whether one, two, or
more recurrences appear. In patients in the TABLE
8. Death Rate as a Function of Number
low-risk group, however, a single recurrence and Time of Recurrences
was associated with a low mortality, and even Low risk High risk
two episodes of recurrent disease were still
associated with a fair prognosis. Prognosis was No. Deaths No. Deaths
poor if more than two separate episodes of Number of
disease recrudescence occur, however. In recurrences*
neither group was prognosis altered by the One 32 9(28%) 45 37(82%)
time of appearances of the first episode of Two 5 2(40%) 12 10(83%)
More than two 5 4(80%) 14 1 1 (79%)
recurrent disease. Time to first
All types of therapy for patients with re- recurrence
current disease in the low-risk group were Up to five years 21 7(33%) 44 37(84%)
relatively effective whereas therapy of any More than five
years 21 8 (38%) 27 21 (78%)
kind was far less useful in terms of cure in
patients in the high-risk group (Table 9). * p < 0.001
816 March 1979
CANCER VOl. 43

9. Results of Treatment of Recurrences


TABLE However, by applying the results of Table 4,
the maximum recurrence rate would be 8%
Low risk High risk
and the death rate 1 to 2% in the low-risk
No. Deaths No. Deaths group; the respective figures in the high-risk
group would be approximately 15 and 13%.
First therapy of Considerable reduction in both recurrence
recurrence and death rates is apparent, although this im-
Surgeryalone 11 1(9%) 8 4(50%)
External radio- proving trend began about 1950 in the low-
therapy 7 3(43%) 24 19(79%) risk group but not until 1960 in the high-risk
Surgery + ra- group. Indeed, a recent increased recurrence
diotherapy 10 4 (40%) 8 5 (63%) rate is seen in patients at low risk undoubt-
Radioactive
iodine 6 2(33%) 8 7(88%) edly related to the fewer, and less extensive,
TOTAL 34 lO(29%) 48 35(73%) nodal resections performed in the 1960s. Be-
All therapy cause of the good prognosis in patients with
Radioactive node metastases, no impact on death rate of
iodine* 10 3(30%) 10 9(90%) this increased node recurrence is expected.
~

* p = 0.002. The reason for the improving results of ther-


apy are clearly related to improved clinical
material in the high-risk group. In the low-
ticularly for isolated local recurrences and risk group, however, where results are not
nodal metastases, and thus produced a better related to extension of disease, the cause of
outcome than combinations of therapy or ex- the improved results is obscure.
ternal radiotherapy. In general, radioactive The incidence of other carcinomas in pa-
iodine was utilized initially for distant metas- tients in the two risk groups is noted in Table
tases and resulted in cure in 67% of patients 1 1 . Despite the younger age, better prognosis,
in the low-risk group but in only 1 of 8 pa- and therefore greater overall years at risk, the
tients (13%)in the high-risk group. risk of second cancers is identical in the two
The last line of Table 9 is the summary of groups, 17%;37% of all second primary can-
all radioactive iodine therapy utilized at any cers in the low-risk group are carcinoma of
time in these patients. Again, the effectiveness the breast and 14% are carcinoma of the ovary.
of radioactive iodine is noted in the low-risk These respective figures are 22 and 5% in
group and ineffectiveness in the high-risk the high-risk group. Carcinoma of the breast
group in terms of cure. Of course, periods developed in 7.5% of women at low risk and
of palliation may be achieved, but these are in 5.5% of women at high risk, and ovarian
not analyzed here. The difference is not at carcinoma developed in 2.8% of patients at
the level of statistical significance (p = 0.02), low risk and in 1.4% of patients at high risk.
but this is related to the small size of the
group. DISCUSSION
The changing incidences of recurrence and
death in time by risk group is displayed in Young patients with differentiated thyroid
Table 10. The most recent decade, 1961 to carcinoma do very well with surgical and
1970, is not completely comparable to the pre- sometimes other therapy; conversely, older
vious decades as the median follow-up period patients displaying the same histologic features
is but 10 years and ranges from 5 to 15 years. have a considerably worse prognosis. How-

10. Recurrence and Death Rates in Time


TABLE

Low risk High risk


Time
period Total Recurrence* Deatht Total Recurrence$ Death8

193 1 - 1950 186 (63%) 33 (18%) 13 (7%) 1 1 1 (37%) 38 (34%) 30 (27%)


195 1 - 1960 198 (65%) 9 (5%) 2 (1%) 105 (35%) 33 (31%) 28 (27%)
196 1- 1970" 94 (58%) 6 (6%) 0 67 (42%) 8 (12%) 5 (8%)

* p < 0.001. 8p = 0.003.


t p < 0.001. Follow-up averages only 10 years.
$ p = 0.008.
No. 3 THYROID
CA RISKFACTORANALYSIS* Cady et al. 817

TABLE
11. Occurrence of Other Cancers

Percent of all Percent of all


Total Low risk carcinomas High risk carcinomas
Breast 32 24 37% 8 22%
Colon 12 6 9% 6 16%
Ovary 11 9 14% 2 5%
Head and neck 7 3 5% 4 11%
Lung 7 3 5% 4 11%
Brain 4 3 5% 1
Leukemia 4 3 5% 1
Stomach 4 0 4 11%
Liver 3 3 5% 0
Melanoma 3 3 5% 0
Sarcoma 3 3 5% 0
Abdominal 2 1 1
Cervix (in situ) 2 2 0
Lymphoma 2 1 1
Prostate 2 0 2
Endometrium 1 0 1
Parotid 1 0 1
Renal 1 0 1
Vulva 1 1 0
TOTAL. 102 65 37
651384 = 17% 371216 = 17%

ever, the exact features of these different demonstrated a distinctive biologic pattern,
groups have not been outlined clearly nor the which has been well recognized, that sets it
reasons for the varied prognosis understood. apart from differentiated thyroid cancers that
Indeed, most reports of thyroid carcinoma have any papillary features on histologic ex-
completely ignore these aspects of variable amination and also implied a worse prognosis.
prognosis and consider all cases t ~ g e t h e r . ~ *Larger
~ ~ ~primary cancers had a worse prognosis
Some exceptions3 still emphasize aspects of if they were follicular carcinoma but not if
therapy. Occasional reports16 have indicated they were mixed papillary and follicular car-
that patients seldom, if ever, die of disease, cinomas. Histologic features were found to
and therefore therapy should be restrained relate to prognosis so that extensive, in con-
while other s e r i e ~ ,recommend
~*~ radical sur- trast to minor, breaching of the tumor capsule
gical approaches that carry significant risks of by cancer cells implied a worse prognosis in
iatrogenic morbidity that may be unwarranted follicular carcinoma but not in papillary car-
if dealing with cancers that are associated with cinoma; blood vessel invasion carried a worse
an excellent prognosis. Standard staging sys- prognosis in follicular carcinoma but not in
tems for carcinoma of the thyroid fail to con- mixed papillary and follicular carcinoma.
sider nonanatomic features,l2 A large group Thyroid hormone suppression of thyroid-
of patients was analyzed to define more closely stimulating hormone secretion improved
distinctive prognostic groups of patients and prognosis in mixed papillary and follicular
thereby make surgical and adjuvant therapy carcinomas but had no effect in pure follicular
more rational. In our previous study4 several carcinomas. Lymph node metastases had an
features were influential in prognosis. In de- ameliorating influence on prognosis, and the
creasing order of importance they seemed to be greater the number of lymph node metasta-
age, sex, extension of disease outside the thy- ses, the better the prognosis. This surprising
roid gland, histologic type, histologic features finding had been noted in several other re-
(capsular invasion), thyroid hormone sup- p o r t ~ ~ ,and ~ , thus appears to be yet another
pression after operation, and absence of unique feature of human thyroid cancer. Such
lymph node metastases. However, not all of a relationship has been suggested through the
these features affected prognosis in ways usu- years by the benign behavior of the lateral
ally predicted. aberrant thyroid.6
The previous report4 noted that extra- Risk groups defined by age and sex alone
glandular extension of carcinoma implied a clearly separate two prognostic categories,
poor prognosis. Pure follicular carcinoma and the influence of these basic risk groups
818 CANCER
March 1979 Vol. 43

supersedes the effect of local disease exten- has the presenting pattern of mixed papillary
sion, pathologic type, histologic features, type and follicular carcinoma that also predomi-
of therapy, thyroid feeding, and lymph node nates in the low-risk group, the prognosis al-
metastases. Thus, in young patients, no dif- most exactly mimics that of the older patients
ferences between follicular and mixed papil- with follicular carcinoma. Thus, again is noted
lary and follicular types in terms of recurrence the relatively decreased importance of histo-
and death rates could be detected despite the logic type in contrast to the age and sex de-
fact that differing patterns of clinical disease lineation. Surgery and radioactive iodine are
presentations were apparent. In older pa- both highly effective treatments for patients
tients, there appeared to be some differences in the low-risk group in terms of cure but
based on pathologic type, but these proved much less effective in older patients.
to be not statistically significant while each It is encouraging to see improved results
was significantly different from the low-risk in both high-risk and low-risk groups in more
group. recent years,7such that the current death rate
Extension of disease outside the thyroid of patients in the low-risk group initially
gland does not alter the good prognosis in found to have potentially curable disease at
young patients but dramatically worsens the surgery is only 1% and the death rate of pa-
prognosis of older patients in a highly signifi- tients in the high-risk group will probably be
cant fashion and in both pathologic types. The no more than 15%. These figures were
protective effects of lymph node metastases achieved in later decades with a basically con-
are more apparent in patients in the low-risk servative surgical philosophy which removed
group. The presence of nodal metastases as gross disease if at all possible but avoided the
part of the recurrent disease presentation im- use of total thyroidectomy and routine neck
plied a relatively good prognosis even if other dissections. Thyroid suppression by hormone
recurrent or metastatic sites were present, but administration was routinely utilized, but lit-
the prognosis was worse if nodal metastases tle if any routine radiotherapy was given
were not a part of the presentation of recru- either by external beam or with radioactive
descent disease. iodine. A generally conservative surgical phi-
Although the sex composition of the low- losophy for patients at low risk would seem to
risk group remained the same throughout the be most appropriate and will produce the least
four decades, a male preponderance has de- iatrogenic disease but does not necessarily im-
veloped in the high-risk group. Men com- ply that other than surgical therapy should be
prised about 17% of the low-risk group over practiced initially.
the entire four decades, while in the high-risk Although breast cancers are not uncommon
group, during the 40 years, the percent of in patients with thyroid cancer, the rate of
men has increased from 26% to 55%-a sig- 7.5%in women at low risk and 5.57'o in ' women
nificant change. These facts again point to at high risk seems not out of line with natural
something unique about the age and sex cate- incidence figures, considering the older age
gories. and higher mortality of the latter group re-
The value of risk group definition can be sulting from their primary thyroid carcinoma
demonstrated equally with the treatment and and thus the decreased opportunity for long-
results of recurrent or metastatic disease as term follow-up. Similarly, the risk of ovarian
for prognosis of primary therapy. Risk group cancer is within the expected range.
definition at the time of primary therapy gov- An explanation of the unique effects of age-
erned the therapeutic results achieved years sex determined risk groups should incorpo-
later at the time of treatment of recurrent rate the data presented. T h e sharp break in
disease. This preeminence of basic risk group the prognosis at about the age of menopause
influence implies that the features that initiate in a disease that largely affects women coupled
and promote the cellular events leading to with the fact that the changes described are
cancer are fixed, so that biologic behavior pat- much less prominent in men strongly suggests
terns of the particular low-risk thyroid cancer a relationship to estrogen levels. Although al-
are not altered by a later change in the tumor most no therapeutic trials of estrogen admin-
milieu or aging of the patient. istration have ever been r e p ~ r t e d , it' ~would
Table 7 described the therapeutic results in seem important to explore this relationship
the three patterns of recurrent disease by risk both experimentally and clinically.
group. Although the intermediate-risk group Of even greater theoretical interest is the
No. 3 THYROID
CA RISK FACTOR
ANALYSIS Cady et al. 819

implication of this age-sex risk group defini- some host resistance or protective biologic ef-
tion on cancer induction and promotion. Cur- fect of the cancer, particularly in the low-risk
rent theory suggests at least a two-step initiat- group. Our current technique of neck dissec-
ing and promoting process with many cancers. tion for differentiated thyroid cancer pre-
If the various thyroid cancers arising from serves the spinal accessory nerve, the jugular
the follicular cell had separate and distinctive vein, and the sternocleidomastoid muscle and
initiating or promoting events, it would serve spares the submandibular space. In patients
to explain the great discrepancies between at low risk neck dissection alone for nodal
low-risk and high-risk differentiated cancer, recurrence is sufficient, as patients seldom die
the possible differences between men and of disease and further neck recurrences are
women with differentiated cancer, and the uncommon; such patients need continued ob-
distinctive behavior of the highly lethal ana- servation for the possibility of distant metas-
plastic cancer of older patients with its unique tases, however. In patients at high risk the
sex ratio, survival pattern, and frequent ac- implication of nodal metastases is more worri-
companying microscopic foci of differenti- some, but what lethality is implied occurs as a
ated thyroid carcinoma.15 Conversion of a result not of neck nodes but as a result of
clinical differentiated thyroid cancer to an other disease.
anaplastic carcinoma is a rare event even in If the original thyroid surgery constituted a
patients with long-standing differentiated lobectomy only and local recurrence is noted,
~ a n c e rFurthermore,
.~ small cell carcinoma of reexploration of the thyroid area should be
the thyroid, also derived from the follicular performed to assess resectability, to remove
cell, is associated with a distinctive sex ratio bulk disease, and to ablate the residual thy-
and clinical behavior pattern although it is roid lobe for ease in use of radioactive iodine.
never accompanied by evidence of micro- If the original surgical procedure consisted of
scopic mixed papillary and follicular car- total or near total thyroidectomy, reexplora-
cinoma. tion of the local thyroid bed is less certainly
Thyroid cancers of the differentiated type useful but should be attempted if the local
that arise in the estrogen-rich milieu of pre- recurrence suggests resectability. Considera-
menopausal women would permanently be im- tion of tracheotomy is essential if the local
printed with a distinctive biologic behavior recurrence in any way compromises the air-
pattern. In men, the recurrence and mortal- way. In low-risk groups when local recurrences
ity rates before age 40 are higher than in cannot be excised completely, every attempt
women, and the rates after age 40 are lower to induce radioactive iodine uptake should be
than in women as if the ameliorating effect of utilized regardless of pathologic type,. as
early age were blunted and there was more of therapeutic results are so successful. In high-
a continuity in biologic behavior across the age risk groups such radioactive iodine adminis-
decades in contrast to women where the more tration is much less successful.
distinctive sharp change in the biologic be- Distant metastases are ominous in patients
havior occurs. in the high-risk group and seldom will therapy
The fact that nodal metastases are far com- of such a disease presentation result in cure;
moner in the low-risk group and may even be only 2 of 47 such patients survived. In the
associated with a protective effect, particularly low-risk group, remission of distant metasta-
in those patients with more than 10 lymph ses can be induced by thyroid feeding in many
nodes involved, again points up the distinctive patients if they were not taking thyroid hor-
biology of that group of patients. mone previously; when this is not successful,
The treatment of patients with recurrent patients can frequently be successfully treated
differentiated thyroid cancer should be sur- by radioactive iodine sometimes even if the
gical for neck nodes that are resectable and lesion is largely papillary in nature.
for local recurrences or recurrences in the For successful utilization of radioactive
opposite thyroid lobe. Neck dissections when iodine, the vast majority of normal thyroid
performed need not be formal radical neck tissue must be ablated. Normal thyroid abla-
dissections, since differentiated thyroid can- tion may be performed surgically rather than
cers show little tendency toward implanta- with radioactive iodine to simplify manage-
tion despite violating the traditional en bloc ment and conserve the potential for radio-
concept. Indeed, recurrent disease in nodes active iodine usage for later therapy of metas-
indicates that the patient may be displaying tases. Thus, when metastatic disease appears
820 CANCER
March 1979 Vol. 43

that requires radioactive iodine therapy, sur- one patient had a spinal cord tumor, one had
gical thyroidectomy should be performed if a brain tumor, and one had an isolated bone
not previously completed at the time of pri: lesion. Good palliation and long-term survival
mary resection. Technical details of radio- were achieved in each instance.
active iodine administration have been well Risk group definition will enable more
described in the 1 i t e r a t ~ r e . l ~ rational and predictable therapy of both pri-
Although isolated distant metastases, such mary and recurrent differentiated thyroid
as a brain metastasis or isolated pulmonary carcinoma to be achieved. It may also offer
metastases, are uncommon, when they cannot clues as to etiology by enabling the separation
be induced to regress with radioactive iodine, of distinctive biologic patterns that by implica-
surgical excision may be justified. Several ex- tion may have distinctive initiating and pro-
amples of such surgery occurred in this series; moting factors.

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