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RISK FACTOR ANALYSIS IN DIFFERENTIATED
THYROID CANCER
BLAKECADY,MD, CORNELIUSE. SEDGWICK,MD, WILLIAMA. MEISSNER,MD,
MARVINS. WOOL, MD, FERDINAND MD, A N D J O A N WERBER,A B
A. SALZMAN,
Six hundred patients with primary differentiated thyroid carcinoma had fol-
low-up studies for a minimum of 15 years and a maximum of 45 years. Re-
currence rate and death rate were significantly different in defined high-risk
and low-risk groups of patients. These basic risk groups were defined by
age and sex alone; low risk consisted of men 40 years of age and younger
and women 50 years of age and younger whereas the high-risk group were
older patients. Recurrence and death rates in patients at high risk were 33%
and 27% while respective figures for patients at low risk were 11% and 4%.
In more recent years these results have shown significant improvement. Basic
risk group definition outweighed the effect of pathologic type, local disease
extension, type of treatment, and site of recurrence or metastasis. For instance,
radioactive iodine cured 70% of patients at low risk with metastatic disease
but only 10% of patients at high risk. Less aggressive biologic behavior of
thyroid cancer before the age of menopause implies that an estrogen-rich
milieu may alter the effects of initiating and promoting factors in carcinogene-
sis. It also suggests that therapeutic trials of estrogen be undertaken in pro-
gressive metastatic differentiated thyroid cancer.
Cancer 43:810-820, 1979.
Death
As percent of As percent of
Total Recurrence No. Total Recurrence
cell carcinoma. All other forms of differen- upper mediastinum, and distant metastases if
tiated thyroid cancer ranging from pure pap- disease was defined outside the neck, thyroid,
illary to predominantly follicular but with the or upper mediastinal area. If disease reap-
presence of some papillary features were peared in more than one site simultaneously,
mixed papilla9 and follicular. No patients had it was categorized as the location most remote
any other histology except for four patients from the thyroid area. Second and third re-
whb died with anaplastic carcinoma, two of currences of disease were defined as progres-
whom had small areas of anaplastic carcinoma sion or new recrudescence after a period of
in the original mixed papillary and follicular regression or successful therapy or disease ap-
carcinoma. pearing in a new site.
First disease recurrence was categorized as Thirty-one patients initially seen with either
local recurrence if ih the thyroid bed, residual metastatic or locally unresectable differenti-
thyroid tissue, trachea, esophagus, or midline ated thyroid carcinoma were eliminated from
neck in the operative area, nodal metastasis if consideration because this presentation is so
in ipsilateral or contralateral cervical areas or uncommon in current practice4 (f1%). Of
Total
Recurrence Death Percent of
Inci- recurrences that
No. dence No. Rate No. Rate die of disease
* High vs. intermediate: NS recurrence; p = O.b2 p = 0.001 death. High + intermediate vs. low: p = 0.001
death. High vs. low: p = 0.001 recurrence; p = 0.001 recurrence; p = 0.001 death.
death. Intermediate vs. low: p = 0.001 recurrence;
812 CANCER
March 1979 VOl. 43
Low risk*
Men 29 16% 33 17% 17 18%
Women 157 84% 165 83% 77 82%
High risk?
Men 29 26% 41 39% 37 55%
Women 82 74% 64 61% 30 45%
Women$
High risk 82 34% 64 28% 30 28%
Low risk 157 66% 165 72% 77 72%
Men5
High risk 29 50% 41 55% 37 69%
Low risk 29 50% 33 45% 17 31%
Proportion of men
in series 58 1b% 74 24% 54 34%
these 31 patients, 21 (68%) died of disease. Thus, among women less than 50 years of
Three of these deaths occurred postopera- age, the overall risk of recurrence was 10%
tively after vigorous attempts to remove lo- and risk of death but 3%. Of patients in whom
cally unresectable disease and were the only disease recurred or metastases developed,
postoperative deaths in the entire group. Pa- only 30% died of disease. T h e respective fig-
tients with such advanced disease would pro- ures for women over 50 were 32%, 30%, and
duce a markedly unfavorable bias in analyzing 89%. These changes with age were highly
basic risk group definitions that should be of significant statistically for women and of bor-
wide application. derline significance in terms of recurrence for
Six hundred patients, therefore, constituted men. Changes in death rate were not signifi-
the study group and had surgically resectable cant in men.
and potentially curable differentiated thyroid When the two biologically distinctive histo-
carcinoma. Of these 600 patients, disease re- logic groups (follicular and mixed papillary
curred or metastases developed in 113, and and follicular) were combined with age and
73 died of disease. sex, three basic risk groups became apparent
Patients were considered dead of disease if (Table 2). Those at highest risk consisted of
they had active disease when last seen. Thy- men over 40 years of age and women over
roid cancer was the usual but not invariable 50 years of age with follicular carcinoma.
direct cause of death. All other patients were These 83 patients constituted 14% of the se-
documented as living disease free or lost to ries and had a 40% recurrence rate. The inter-
follow-up study. Statistical methods were mediate risk group (133 patients or 22% of
standard chi square or Fisher exact test un- series) were men over 40 years of age and
less otherwise noted. w,omen over 50 years of age with mixed pap-
illary and follicular carcinoma. The low-risk
RESULTS group, consisting of all men 40 years of age
and under and all women 50 years of age
Clear correlations between age, sex, path- and under, regardless of pathologic type of
ologic type, and results of therapy were ap- tumor, constituted 64% of the series and had
parent. The results of treatment by age dec- only an 11% recurrence rate.
ade at initial operation were analyzed for both The variation in risk is emphasized even
men and women (Table 1). Two striking fea- more by the overall death rates of 36%, 21%,
tures of this analysis, which ignore the particu- and 4% for the high-risk, intermediate-risk,
lar pathologic type, are the sharp increase in and low-risk groups, respectively. Further-
the risk of recurrence and death and the more, the mortality rates of patients with re-
lethality of recurrences that occur at age 50 current disease for the three risk groups are
in women who constitute 78% of the cases. 91%, 74%, and 36%, respectively. No differ-
No. 3 THYROID ANALYSIS. Cady et al.
CA RISKFACTOR 813
ence in recurrence or death rates was seen than two-thirds of men fall in the high-risk
within the low-risk group based on histologic group.
type of tumor, although the particular pattern Differentiated thyroid cancer frequently
of recurrence of disease in terms of location displays a protracted clinical course even
and incidence of metastases was distinctive for when recurrent or metastatic. Table 4 docu-
the two histologic varieties.* ments the percentages of all recurrences and
When analyzed statistically by means of chi deaths that have occurred by five-year follow-
square with Yates continuity correction, no up intervals. A slowing of the biologic pat-
significant differences in results could be tern is apparent in the low-risk group so that
demonstrated between the highest and inter- the few deaths that do occur evolve over a
mediate risk groups. However, highly signifi- more protracted period.
cant differences were present in terms of re- Table 5 illustrates the recurrence and death
currence and death rates when highest or rates for the three risk groups by extent of
intermediate group or these groups combined primary cancer. lntraglandular cancers had
were compared with the low-risk group. no evidence of penetration of the thyroid
Therefore, because of basic similarities in re- capsule by either macroscopic or pathologic
currence rates, death rates, and lethality of estimations; extraglandular disease had both
recurrences or metastases, high-risk and low- pathologic and clinical evidence of carcinoma-
risk groups defined by age and sex alone, re- tous involvement of skeletal muscles, nerves,
gardless of pathologic type of tumor, are logi- trachea, esophagus, or surrounding soft tis-
cal and pertinent. In some of the analyses that sue. The extent of the primary cancer had no
follow, the three defined risk groups will be relationship to recurrence or death rates in
utilized while for others only the two major the low-risk group, whereas in the intermedi-
risk groups will be compared. ate-risk or high-risk groups, both the recur-
Table 3 displays an interesting change in rence rates and death rates were significantly
differentiated thyroid cancer over four dec- worse with extrathyroid primary disease.
ades. For this analysis, 161 patients encoun- Table 6 illustrates the relationship between
tered during the years 1961 to 1970 were lymph node metastases removed at the pri-
added. The proportion of men rose from 19% mary operation and later recurrence of dis-
in the years before 1950 to 34% in the 1960s. ease and death as a function of risk group;
Within the low-risk group, the proportion of 47% of patients in the low-risk category and
men and women remained exactly the same 33% of patients in the high-risk category had
over the 40 years. In the high-risk group, how- neck dissections performed. Of these patients,
ever, the proportion of men rose dramatically 5 1% of patients in the high-risk group but 74%
and significantly from 26% to 55%. Essen- of patients in the low-risk group actually had
tially the same proportion of women occurred nodal metastases histologically. In the patients
at high risk and at low risk throughout the in the low-risk group who did not have a neck
four decades, but the proportion of men who dissection performed, disease recurred in 22
were older, and therefore at high risk, in- patients, and in 8 of these patients (36%) re-
creased progressively in time so that now more current disease included cervical node metas-
5 10 15 20 25 30
Recurrence*
Highest risk group 56% 88% 97% 97% 100% 100%
Intermediate risk group 55% 79% 100% 100% 100% 100%
Low risk group 48% 83% 93 % 95% 100% 100%
Deathst
Highest risk group 43% 77% 90% 97% 100% 100%
Intermediate risk group 39% 61% 82% 96% 100% 100%
Low risk group 27% 47% 67% 73 % 93 % 100%
~~~
* NS.
t NS except high + intermediate vs. low p < 0.001.
814 CANCERMarch 1979 Vol. 43
tases. Only 1 of these 8 patients (13%) died five patients died of disease. Thus, 48 of 49
of disease whereas 10 of the 14 patients (7 1%) patients (98%) in the low-risk group who had
with recurrent disease not including lymph palpable nodal metastases at initial presenta-
node metastases died of their disease-a sig- tion were cured. In the high-risk group, by
nificant difference statistically. Overall only contrast, only 9 of 103 patients (9%) initially
1.5% of patients with lymph node metastases presented with palpable nodal metastases and
detected in the primary neck dissection died therefore underwent therapeutic nodal dis-
of disease whereas 4% of patients without section; 4 of these 9 patients (44%) had re-
nodal metastases initially died of disease. current disease, 2 in cervical nodes. Only one
In the high-risk group recorded in Table 6, of these four patients survived. Overall, three
no relationship between node metastases and of nine patients (33%) presenting with palpa-
survival was detectable; 17 of 25 patients ble node metastases died of disease, a death
(68%) who had recurrent disease with nodal rate no worse than the group as a whole.
metastases died whereas 41 of 46 patients Table 7 illustrates the location and lethality
(89%) who had recurrent disease without of first recurrences in the three risk groups.
nodal metastases died, a difference that was In low-risk patients, 4 1% had recurrent dis-
not significant. ease in the form of lymph node metastases
Other interesting aspects of the relation- either alone or with accompanying local re-
ship between nodal metastases, survival, and currence; 12% of these patients eventually
risk groups abound, all emphasizing the bet- died of disease. Only 63% of patients in the
ter prognosis of patients with nodal metastases low-risk group with distant metastases even-
in the low-risk group. For instance, in the low- tually died of disease in contrast to the nearly
risk group, 49 of 196 patients (25%) seen in uniform deaths of patients in the intermedi-
the years 1951 to 1960 initially presented with ate-risk or high-risk group. In the highest
palpable nodal metastases. Only 5 of these risk group, node metastases were uncommon
49 patients (10%) who had therapeutic neck as a first recurrence (9%) and conveyed a
dissections had recurrent disease, and none of much worse prognosis as two of three such
these involved neck nodes. Only one of these patients died of disease. Although the pattern
Recur- Recur-
Total rence Death Total rence Death
Node dissection
Negative nodes 47 2 (4%) 2 (4%) 35 11(31%) 9(26%)
Positive nodes 134 18(13%) 2(1.5%) 37 13(35%) 12(32%)
N o node dissection
All cases 203 22(11%) 1 1 (5%) 144 47(33%) 37(26%)
No. 3 CA RISKFACTORANALYSIS *
THYROID Cady et al. 815
* NS.
t p = 0.006.
TABLE
11. Occurrence of Other Cancers
ever, the exact features of these different demonstrated a distinctive biologic pattern,
groups have not been outlined clearly nor the which has been well recognized, that sets it
reasons for the varied prognosis understood. apart from differentiated thyroid cancers that
Indeed, most reports of thyroid carcinoma have any papillary features on histologic ex-
completely ignore these aspects of variable amination and also implied a worse prognosis.
prognosis and consider all cases t ~ g e t h e r . ~ *Larger
~ ~ ~primary cancers had a worse prognosis
Some exceptions3 still emphasize aspects of if they were follicular carcinoma but not if
therapy. Occasional reports16 have indicated they were mixed papillary and follicular car-
that patients seldom, if ever, die of disease, cinomas. Histologic features were found to
and therefore therapy should be restrained relate to prognosis so that extensive, in con-
while other s e r i e ~ ,recommend
~*~ radical sur- trast to minor, breaching of the tumor capsule
gical approaches that carry significant risks of by cancer cells implied a worse prognosis in
iatrogenic morbidity that may be unwarranted follicular carcinoma but not in papillary car-
if dealing with cancers that are associated with cinoma; blood vessel invasion carried a worse
an excellent prognosis. Standard staging sys- prognosis in follicular carcinoma but not in
tems for carcinoma of the thyroid fail to con- mixed papillary and follicular carcinoma.
sider nonanatomic features,l2 A large group Thyroid hormone suppression of thyroid-
of patients was analyzed to define more closely stimulating hormone secretion improved
distinctive prognostic groups of patients and prognosis in mixed papillary and follicular
thereby make surgical and adjuvant therapy carcinomas but had no effect in pure follicular
more rational. In our previous study4 several carcinomas. Lymph node metastases had an
features were influential in prognosis. In de- ameliorating influence on prognosis, and the
creasing order of importance they seemed to be greater the number of lymph node metasta-
age, sex, extension of disease outside the thy- ses, the better the prognosis. This surprising
roid gland, histologic type, histologic features finding had been noted in several other re-
(capsular invasion), thyroid hormone sup- p o r t ~ ~ ,and ~ , thus appears to be yet another
pression after operation, and absence of unique feature of human thyroid cancer. Such
lymph node metastases. However, not all of a relationship has been suggested through the
these features affected prognosis in ways usu- years by the benign behavior of the lateral
ally predicted. aberrant thyroid.6
The previous report4 noted that extra- Risk groups defined by age and sex alone
glandular extension of carcinoma implied a clearly separate two prognostic categories,
poor prognosis. Pure follicular carcinoma and the influence of these basic risk groups
818 CANCER
March 1979 Vol. 43
supersedes the effect of local disease exten- has the presenting pattern of mixed papillary
sion, pathologic type, histologic features, type and follicular carcinoma that also predomi-
of therapy, thyroid feeding, and lymph node nates in the low-risk group, the prognosis al-
metastases. Thus, in young patients, no dif- most exactly mimics that of the older patients
ferences between follicular and mixed papil- with follicular carcinoma. Thus, again is noted
lary and follicular types in terms of recurrence the relatively decreased importance of histo-
and death rates could be detected despite the logic type in contrast to the age and sex de-
fact that differing patterns of clinical disease lineation. Surgery and radioactive iodine are
presentations were apparent. In older pa- both highly effective treatments for patients
tients, there appeared to be some differences in the low-risk group in terms of cure but
based on pathologic type, but these proved much less effective in older patients.
to be not statistically significant while each It is encouraging to see improved results
was significantly different from the low-risk in both high-risk and low-risk groups in more
group. recent years,7such that the current death rate
Extension of disease outside the thyroid of patients in the low-risk group initially
gland does not alter the good prognosis in found to have potentially curable disease at
young patients but dramatically worsens the surgery is only 1% and the death rate of pa-
prognosis of older patients in a highly signifi- tients in the high-risk group will probably be
cant fashion and in both pathologic types. The no more than 15%. These figures were
protective effects of lymph node metastases achieved in later decades with a basically con-
are more apparent in patients in the low-risk servative surgical philosophy which removed
group. The presence of nodal metastases as gross disease if at all possible but avoided the
part of the recurrent disease presentation im- use of total thyroidectomy and routine neck
plied a relatively good prognosis even if other dissections. Thyroid suppression by hormone
recurrent or metastatic sites were present, but administration was routinely utilized, but lit-
the prognosis was worse if nodal metastases tle if any routine radiotherapy was given
were not a part of the presentation of recru- either by external beam or with radioactive
descent disease. iodine. A generally conservative surgical phi-
Although the sex composition of the low- losophy for patients at low risk would seem to
risk group remained the same throughout the be most appropriate and will produce the least
four decades, a male preponderance has de- iatrogenic disease but does not necessarily im-
veloped in the high-risk group. Men com- ply that other than surgical therapy should be
prised about 17% of the low-risk group over practiced initially.
the entire four decades, while in the high-risk Although breast cancers are not uncommon
group, during the 40 years, the percent of in patients with thyroid cancer, the rate of
men has increased from 26% to 55%-a sig- 7.5%in women at low risk and 5.57'o in ' women
nificant change. These facts again point to at high risk seems not out of line with natural
something unique about the age and sex cate- incidence figures, considering the older age
gories. and higher mortality of the latter group re-
The value of risk group definition can be sulting from their primary thyroid carcinoma
demonstrated equally with the treatment and and thus the decreased opportunity for long-
results of recurrent or metastatic disease as term follow-up. Similarly, the risk of ovarian
for prognosis of primary therapy. Risk group cancer is within the expected range.
definition at the time of primary therapy gov- An explanation of the unique effects of age-
erned the therapeutic results achieved years sex determined risk groups should incorpo-
later at the time of treatment of recurrent rate the data presented. T h e sharp break in
disease. This preeminence of basic risk group the prognosis at about the age of menopause
influence implies that the features that initiate in a disease that largely affects women coupled
and promote the cellular events leading to with the fact that the changes described are
cancer are fixed, so that biologic behavior pat- much less prominent in men strongly suggests
terns of the particular low-risk thyroid cancer a relationship to estrogen levels. Although al-
are not altered by a later change in the tumor most no therapeutic trials of estrogen admin-
milieu or aging of the patient. istration have ever been r e p ~ r t e d , it' ~would
Table 7 described the therapeutic results in seem important to explore this relationship
the three patterns of recurrent disease by risk both experimentally and clinically.
group. Although the intermediate-risk group Of even greater theoretical interest is the
No. 3 THYROID
CA RISK FACTOR
ANALYSIS Cady et al. 819
implication of this age-sex risk group defini- some host resistance or protective biologic ef-
tion on cancer induction and promotion. Cur- fect of the cancer, particularly in the low-risk
rent theory suggests at least a two-step initiat- group. Our current technique of neck dissec-
ing and promoting process with many cancers. tion for differentiated thyroid cancer pre-
If the various thyroid cancers arising from serves the spinal accessory nerve, the jugular
the follicular cell had separate and distinctive vein, and the sternocleidomastoid muscle and
initiating or promoting events, it would serve spares the submandibular space. In patients
to explain the great discrepancies between at low risk neck dissection alone for nodal
low-risk and high-risk differentiated cancer, recurrence is sufficient, as patients seldom die
the possible differences between men and of disease and further neck recurrences are
women with differentiated cancer, and the uncommon; such patients need continued ob-
distinctive behavior of the highly lethal ana- servation for the possibility of distant metas-
plastic cancer of older patients with its unique tases, however. In patients at high risk the
sex ratio, survival pattern, and frequent ac- implication of nodal metastases is more worri-
companying microscopic foci of differenti- some, but what lethality is implied occurs as a
ated thyroid carcinoma.15 Conversion of a result not of neck nodes but as a result of
clinical differentiated thyroid cancer to an other disease.
anaplastic carcinoma is a rare event even in If the original thyroid surgery constituted a
patients with long-standing differentiated lobectomy only and local recurrence is noted,
~ a n c e rFurthermore,
.~ small cell carcinoma of reexploration of the thyroid area should be
the thyroid, also derived from the follicular performed to assess resectability, to remove
cell, is associated with a distinctive sex ratio bulk disease, and to ablate the residual thy-
and clinical behavior pattern although it is roid lobe for ease in use of radioactive iodine.
never accompanied by evidence of micro- If the original surgical procedure consisted of
scopic mixed papillary and follicular car- total or near total thyroidectomy, reexplora-
cinoma. tion of the local thyroid bed is less certainly
Thyroid cancers of the differentiated type useful but should be attempted if the local
that arise in the estrogen-rich milieu of pre- recurrence suggests resectability. Considera-
menopausal women would permanently be im- tion of tracheotomy is essential if the local
printed with a distinctive biologic behavior recurrence in any way compromises the air-
pattern. In men, the recurrence and mortal- way. In low-risk groups when local recurrences
ity rates before age 40 are higher than in cannot be excised completely, every attempt
women, and the rates after age 40 are lower to induce radioactive iodine uptake should be
than in women as if the ameliorating effect of utilized regardless of pathologic type,. as
early age were blunted and there was more of therapeutic results are so successful. In high-
a continuity in biologic behavior across the age risk groups such radioactive iodine adminis-
decades in contrast to women where the more tration is much less successful.
distinctive sharp change in the biologic be- Distant metastases are ominous in patients
havior occurs. in the high-risk group and seldom will therapy
The fact that nodal metastases are far com- of such a disease presentation result in cure;
moner in the low-risk group and may even be only 2 of 47 such patients survived. In the
associated with a protective effect, particularly low-risk group, remission of distant metasta-
in those patients with more than 10 lymph ses can be induced by thyroid feeding in many
nodes involved, again points up the distinctive patients if they were not taking thyroid hor-
biology of that group of patients. mone previously; when this is not successful,
The treatment of patients with recurrent patients can frequently be successfully treated
differentiated thyroid cancer should be sur- by radioactive iodine sometimes even if the
gical for neck nodes that are resectable and lesion is largely papillary in nature.
for local recurrences or recurrences in the For successful utilization of radioactive
opposite thyroid lobe. Neck dissections when iodine, the vast majority of normal thyroid
performed need not be formal radical neck tissue must be ablated. Normal thyroid abla-
dissections, since differentiated thyroid can- tion may be performed surgically rather than
cers show little tendency toward implanta- with radioactive iodine to simplify manage-
tion despite violating the traditional en bloc ment and conserve the potential for radio-
concept. Indeed, recurrent disease in nodes active iodine usage for later therapy of metas-
indicates that the patient may be displaying tases. Thus, when metastatic disease appears
820 CANCER
March 1979 Vol. 43
that requires radioactive iodine therapy, sur- one patient had a spinal cord tumor, one had
gical thyroidectomy should be performed if a brain tumor, and one had an isolated bone
not previously completed at the time of pri: lesion. Good palliation and long-term survival
mary resection. Technical details of radio- were achieved in each instance.
active iodine administration have been well Risk group definition will enable more
described in the 1 i t e r a t ~ r e . l ~ rational and predictable therapy of both pri-
Although isolated distant metastases, such mary and recurrent differentiated thyroid
as a brain metastasis or isolated pulmonary carcinoma to be achieved. It may also offer
metastases, are uncommon, when they cannot clues as to etiology by enabling the separation
be induced to regress with radioactive iodine, of distinctive biologic patterns that by implica-
surgical excision may be justified. Several ex- tion may have distinctive initiating and pro-
amples of such surgery occurred in this series; moting factors.
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