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Article
Quantifying Reactivity for Electrophilic Aromatic
Substitution Reactions with Hirshfeld Charge
Shubin Liu
J. Phys. Chem. A, Just Accepted Manuscript DOI: 10.1021/acs.jpca.5b00443 Publication Date (Web): 27 Feb 2015
Downloaded from http://pubs.acs.org on March 1, 2015

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4 Quantifying Reactivity for Electrophilic Aromatic Substitution
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6 Reactions with Hirshfeld Charge
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8 Shubin Liu*
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10 Research Computing Center, University of North Carolina, Chapel Hill NC 27599-3420, USA
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14 Abstract
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16 An electrophilic aromatic substitution is a process where one atom or group on an aromatic ring is
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18 replaced by an incoming electrophile. The reactivity and regioselectivity of this category of reactions is
19 significantly impacted by the group that is already attached to the aromatic ring. Groups promoting
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21 substitution at the ortho/para and meta position are called ortho/para and meta directing groups,
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23 respectively. Earlier, we have shown that regioselectivity of the electrophilic aromatic substitution is
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dictated by the nucleophilicity of the substituted aromatic ring, which is proportional to the Hirshfeld
26 charge on the regioselective site. Ortho/para directing groups have largest negative charge values at the
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28 ortho/para positions, whereas meta directing groups often have the largest negative charge value at the
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30 meta position. The electron donation or acceptance feature of a substitution group is irrelevant to the
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regioselectivity. In this contribution, we extend our previous study by quantifying the reactivity for this
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33 kind of reactions. To that end, we examine the transition state structure and activation energy of an
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35 identity reaction for a series of mono-substituted-benzene molecules reacting with hydrogen fluoride
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37 using BF3 as the catalyst in the gas phase. A total of 18 substitution groups will be considered, nine of
38 which are ortho/para directing and the other nine groups meta-directing. From this study, we found
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40 that the barrier height of these reactions strongly correlates with the Hirshfeld charge on the
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42 regioselective site for both ortho/para and meta-directing groups, with the correlation coefficient R2
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both better than 0.96. We also discovered a less accurate correlation between the barrier height and
45 HOMO energy. These results reconfirm the validity and effectiveness of employing the Hirshfeld charge
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47 as a reliable descriptor of both reactivity and regioselectivity for this vastly important category of
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49 chemical transformations.
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57 * E-mail address: shubin@email.unc.edu. Tel: (919)962-4032
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3 I. INTRODUCTION
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6 As one of the most fundamental organic transformation processes, an electrophilic aromatic
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8 substitution replaces an atom or a group, usually hydrogen, which is attached to an aromatic system, by
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10 an incoming electrophile.1-4 Prominent examples of such reactions include nitration, halogenation,
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13 sulfonation, and acylation and alkylating FriedelCrafts reactions. The dominant determinant of the
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15 reactivity for this category of reactions should be the nucleophilicity of the carbon atoms on the
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17 aromatic ring, i.e., the capability for the carbon atom on the aromatic ring to donate electrons to the
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attacking electrophile. If the six carbon atoms on the benzene ring have different nucleophilicity
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22 (electron-donating) properties, then the electrophile will preferably attack the one or ones with the
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24 largest nucleophilicity. The outcome of this selective attack is the origin of regioselectivity.
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Relevant to the reactivity and regioselectivity of these reactions is the so-called substituent
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29 effect. It has long been known5 that both reactivity and regioselectivity of an electrophilic aromatic
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31 substitution are affected by the substituents that are already attached to the aromatic ring. The group
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33 that promotes substitution at the ortho/para and meta position is, respectively, called ortho/para and
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36 meta directing group. Typical ortho/para directing groups are alkyl, amino, amide, aryl, ether, halogen,
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38 hydroxyl, and ether, and common meta-directing groups are aldehyde, cyano, carboxylic acid, ester,
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40 ketone, nitro, nitroso, quaternary amine, sulfonate, and trihalide. Resonance and inductive effects are
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often employed to explain and justify these phenomena in textbooks and in the literature,1-4 yet a
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45 satisfactory quantitative explanation is still lacking.
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47 Very recently, a novel explanation has been proposed by us,6 based on a recent quantification of
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nucleophilicity,7-9 which should be the root cause of the above substituent effect, using the Hirshfeld
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52 charge10 in the framework of density functional reactivity theory (DFRT).11-14 This work was based on our
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54 recent efforts in understanding information-theoretic quantities`15-23 in DFRT. We found that
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56 regioselectivity of the electrophilic aromatic substitution is determined by the nucleophilicity of the
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3 aromatic ring, which is inversely proportional to the Hirshfeld charge on the regioselective site.
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6 Ortho/para directing groups have largest negative charges on the ortho/para positions, whereas meta
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8 directing groups often have the largest negative charge on the meta position. We also showed that the
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10 feature of electron donation or acceptance of a substitution group is irrelevant to the phenomenon of
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13 ortho/para and meta directing. It is the electron redistribution of the aromatic ring after a group is
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15 introduced that matters. In addition, strong linear correlations between the Hirshfeld charge on the
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17 regioselective site and the HOMO energy have been disclosed, providing the first link between the
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frontier molecular orbital theory and DFRT. We also predicted ortho/para and meta group directing
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22 behaviors for a list of groups whose regioselectivity is previously unknown.6
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24 Our previous work unambiguously determined the root of regioselectivity, which should be the
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nucleophilicity of carbon atoms on the aromatic benzene ring. However, it is limited by the fact that,
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29 from the reactivity perspective, it is still of qualitative nature. This is because chemical reactivity should
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31 ultimately be determined by the activation energy or barrier height of the transition state. To overcome
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33 this limitation, in this work, we provide a quantitative account of this new explanation. To that end, we
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36 at first choose nine systems with ortho/para directing groups and another nine systems with meta-
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38 directing groups, and then investigate their kinetic behaviors for an identity reaction. The transition
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40 state structure of this system has been well studied in the literature,24,25 which was found to be a one-
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step reaction in gas phase. The barrier height represented by the total energy difference between the
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45 reactant and transition state is compared with the Hirshfeld charge and HOMO energy of the mono-
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47 substituted benzene derivatives. What we are interested in observing in this work is to see whether or
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not there exist strong linear correlations between the barrier height and the Hirshfeld charge in systems
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52 with different directing groups.
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3 II. COMPUTATIONAL DETAILS
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6 The electrophilic aromatic reaction to be considered in this work is the following identity
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8 reaction of mono-substituted-benzene molecules reacting with hydrogen fluoride using BF3 as the
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10 catalyst in the gas phase (Scheme 1).
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21 Scheme 1. Electrophilic aromatic substitution reaction studied in this work.
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25 The nine ortho/para groups chosen are X= -F, -Cl, -CH3, -C2H5, -C3H7, -tBu, -NH2, -NMe2, and -OH. The
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nine meta-directing groups picked are X= -CCl3, -CF3, -CHO, -CN, -COF, -NH3+, -NO2, -NO, and -SO3H.
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30 Following the literature,24,25 we represent the catalyst by one BF3 molecule. The reactant complex
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32 consisting of one mono-substituted benzene ring with one hydrogen fluoride (HF) and one BF3 was fully
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34 optimized at the M062X/aug-cc-pVDZ level of theory.26,27 For each system studied, no matter if it
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37 contains either an ortho/para or a meta directing group, we examined its electrophilic substitution at
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39 both meta and para positions. The QST2 technique was employed to obtain the optimized transition
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41 state structure of the reaction. After a transition-state search is accomplished, a single-point frequency
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44 calculation was performed to ensure that the final structure obtained (i) has only one imaginary
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46 frequency and (ii) the vibration mode of the negative frequency corresponds to the anticipated bond
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48 formation and breaking. In addition, intrinsic reaction coordinates (IRCs) were calculated to verify the
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relevance of transition-state structures. All calculations were performed with the Gaussian 09 DO1
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53 package28 with tight SCF convergence and ultra-fine integration grids. The Hirshfeld charge was obtained
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55 by the population analysis. We also calculated other charges such as Mulliken, NPA (Natural Population
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57 Analysis), and CHELPG (CHarges from Electrostatic Potentials using a Grid based method) charges from
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3 the population analysis and compared them with the results from the Hirshfeld charge. We employed ab
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6 initio Hartree-Fock and MllerPlesset perturbation theory (MP2) methods as well as density functional
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8 theory (DFT) methods with Poples standard triple-zeta split-valence basis set and Dunnings augmented
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10 correlation consistent basis set.27,29 B3LYP30,31 and M062X functionals were used in DFT calculations. No
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13 qualitatively different result among these methods was observed. We will only show the results from
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15 the M062X/aug-cc-pVDZ level of theory below.
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III. RESULTS AND DISCUSSION
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22 Table 1 displays the results for the systems with an ortho/para directing group, where the
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24 HOMO energy, Hirshfeld charges of mono-substituted benzene derivatives at both meta and para
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positions, and barrier heights of the identity reaction at both meta and para positions are tabulated for
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29 the nine systems. As can be seen from the Table, (i) the Hirshfeld charge at the para position is always
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31 more negative than that at the meta position, indicating that for the systems with para-directing groups,
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33 the para position is invariably more nucleophilic, and (ii) the barrier height at the para position is always
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36 smaller than that at the meta position, suggesting that the preferred, i.e., regioselective, site of the
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38 electrophilic substitution of these systems should be at the para-position. These results agree well with
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40 the fact that these groups are indeed ortho/para directing groups. These results are also consistent with
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what we have observed in our previous work.6 That is, benzene derivatives with ortho/para-directing
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45 groups possess the most negative Hirshfeld charges, and thus the strongest nucleophilicity, at the
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47 ortho/para positions, and their regioselective reaction sites of electrophilic substitution should therefore
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be at the ortho/para positions.
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52 Shown in Fig. 1 are the two strong correlations about the barrier height for the systems with
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54 ortho/para directing groups in Table 1. Figure 1a is a reasonably strong, inversely linear relationship
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56 between the barrier height of the substitution occurring at the para position and the HOMO energy. This
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3 correlation shows that the higher the HOMO level of a system, the easier it donates the electron pair
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6 from HOMO to the incoming electrophile, and thus the faster the electrophilic substitution process. This
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8 relationship agrees well the frontier orbital theory.32,33 However, since the HOMO distribution is
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10 delocalized over the entire molecule, this correlation does not contain the information of
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13 regioselectivity. That is, it does not tell us which carbon atom will be the preferred reaction site. Plus, for
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15 post-Hartree-Fock methods, where more than one Slater determinants are employed, the picture of
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17 frontier orbitals makes no more physiochemical sense. Figure 1b shows a stronger linear relationship
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between the same barrier height and the Hirshfeld charge at the para position with the correlation
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22 coefficient R2 equal to 0.966. This latter relationship not only illustrates that the more negative Hirshfeld
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24 charge on the para position, the smaller the barrier height for the reaction to take place, but also
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distinguishes the preferred reaction site from other possible spots. This strong linear correlation
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29 between the barrier height and Hirshfeld charge on the para position unambiguously demonstrates that
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31 the Hirshfeld charge is an accurate descriptor of both reactivity and regioselectivity for the electrophilic
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33 aromatic substitution of systems with ortho/para directing groups. A similar good correlation between
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36 the reaction barrier height and the Hirshfeld charge on the ortho position has also been obtained (not
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38 shown). In addition, we tried to correlate the barrier height with other charges, but much worse results
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40 were obtained (not shown).
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Table 2 exhibits the results for the systems with a meta directing group, from which we can see
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45 that (i) the Hirshfeld charge at the meta position is always more negative than that at the para position,
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47 suggesting that the meta carbon is able to donate more electrons, and (ii) the barrier height of the
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reaction happening at the meta position is always smaller than that at the para position, indicating that
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52 the reaction prefers to take place at the meta carbon. These results suggest that for the mono-
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54 substituted benzene systems with meta-directing groups, the meta position is most nucleophilic and
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56 most reactive. Figure 2 shows the two strong linear correlations for the barrier height of the reaction
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3 occurring at the meta position, similar to Fig. 1, one with the HOMO energy (Fig. 2a) and the other with
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6 the Hirshfeld charge at the meta position (Fig. 2b). Again, these results confirm that for systems with
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8 meta-directing groups, it is the meta position that possesses the most negative Hirshfeld charge, the
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10 strongest nucleophilicity, and thus the smallest barrier height for the electrophilic aromatic substitution.
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13 It clearly demonstrates that the Hirshfeld charge is a quantitatively accurate descriptor of both reactivity
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15 and regioselectivity for electrophilic aromatic substitution of systems with meta directing groups.
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17 We notice in passing that the results obtained from this work should also be applicable to
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traditional aromatic electrophilic substitutions, where a cyclohexadienyl cation (arenium ion) is formed
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22 as the reactive intermediate, which is often called the Wheland intermediate34 (sigma complex or -
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24 complex). In this case, besides the impact from the substitution group, the delocalization of the positive
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charge in this intermediate is also important. We anticipate that the kinetic of the first step, i.e., the
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29 formation of the arenium ion, is dictated by the nucleophilicity of the substituted benzene, but the
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31 subsequent step is governed both by the nucleophilicity of the benzene ring and by the nature of the
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33 incoming electrophile. Since the formation of the sigma complex is an endothermic and energetically
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36 unfavorable process, the first step should therefore be the rate determining step of this process.
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40 IV. CONCLUSIONS
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Put together, the statement that reactivity and regioselectivity properties of electrophilic
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45 aromatic substitution reactions are governed by the nucleophilicity of carbon atoms in the aromatic ring
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47 has been rigorously examined and thoroughly verified. With the new quantification approach of
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nucleophilicity (and electrophilicity) we recently proposed using the Hirshfeld charge, we are able to
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52 determine these properties simultaneously. Above numerical results from the transition state
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54 perspective for a list of mono-substituted benzene + HF + BF3 reaction systems with both ortho/para
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56 and meta-directing groups have clearly demonstrated that point. The strong linear correlations of the
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3 reaction barrier height with both the HOMO energy and Hirshfeld charge establish a novel and reliable
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6 approach to quantify reactivity and predict regioselectivity for this vastly important category of chemical
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8 transformations. This new view of reactivity and regioselectivity provides us with an improved
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10 understanding about these reactions and should therefore be incorporated in future textbooks.
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15 AUTHOR INFORMATION
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17 Corresponding Author
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* E-mail: shubin@email.unc.edu.
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22 Telephone: (919)962-4032
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Notes
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29 The authors declare no competing financial interest.
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33 ACKNOWLEDGMENTS
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36 The author is grateful to an anonymous referee of Ref. [6], who correctly pointed out the
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38 importance to work on the transition state structure reported in this work. For that, the author
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40 acknowledges and appreciates. The author is also grateful to Research Computing Center, University of
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North Carolina at Chapel Hill, for accessing needed computing facilities for the present study.
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47 References
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3 Table 1. Results for nine mono-substituted benzene derivatives, Ar-R, with para-directing groups, R.
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5 Shown here are their HOMO energy, Hirshfeld charges at meta- and para-positions, and barrier heights
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7 of electrophilic aromatic substitution, Eq. (1), for these species at both meta- and para-positions. Units
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9 of HOMO and Hirshfeld charges are in atomic unit, and barrier heights in kcal/mol.
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13 Hirshfeld Charge Barrier Height
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15 -R HOMO Meta Para Meta Para
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-H -0.3080 -0.0498 -0.0498 28.41 28.41
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18 -Cl -0.3039 -0.0414 -0.0488 31.57 27.35
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20 -Et -0.2947 -0.0506 -0.0554 27.79 25.23
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22 -F -0.3069 -0.0419 -0.0560 31.64 25.38
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24 -Me -0.2947 -0.0506 -0.0558 28.45 24.59
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26 -NH2 -0.2595 -0.0501 -0.0717 30.29 11.09
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-NMe2 -0.2430 -0.0525 -0.0748 29.83 12.18
29 -OH -0.2818 -0.0474 -0.0658 29.56 16.69
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31 -Pr -0.2939 -0.0508 -0.0554 28.49 24.69
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33 -tBu -0.2945 -0.0514 -0.0554 27.63 25.34
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3 Table 2. Results for nine mono-substituted benzene derivatives, Ar-R, with meta-directing groups, R.
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5 Shown here are their HOMO energy, Hirshfeld charges at meta- and para-positions, and barrier heights
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7 of electrophilic aromatic substitution, Eq. (1), for these species at both meta- and para-positions. Units
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9 of HOMO and Hirshfeld charges are in atomic unit, and barrier heights in kcal/mol.
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13 Hirshfeld Charge Barrier Height
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15 -R HOMO Meta Para Meta Para
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-H -0.3080 -0.0498 -0.0498 28.41 28.41
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18 -CCl3 -0.3206 -0.0417 -0.0387 31.10 31.89
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20 -CF3 -0.3293 -0.0399 -0.0368 32.23 33.16
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22 -CHO -0.3234 -0.0449 -0.0337 31.16 32.96
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24 -CN -0.3273 -0.0380 -0.0326 33.47 33.94
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26 -COF -0.3329 -0.0408 -0.0292 33.00 34.90
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28
-NH3+ -0.4752 -0.0082 -0.0048 53.02 54.92
29 -NO2 -0.3392 -0.0365 -0.0296 34.29 35.37
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31 -NO -0.3032 -0.0420 -0.0298 31.85 34.08
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33 -SO3H -0.3394 -0.0356 -0.0296 33.68 35.33
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36 Figure 1. Strong correlations of the electrophilic substitution barrier height for mono-substituted
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36 Figure 2. Strong correlations of the electrophilic substitution barrier height for mono-substituted
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