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EsophagusRegenerationSuccessfulinHumanPatient
JanisC.Kelly April08,2016
USphysicianssuccessfullyregeneratedapatient'sbadlydamagedesophagususingofftheshelfcomponents
approvedbytheUSFoodandDrugAdministrationandautologousplateletrichplasmaadhesivegel.
Sevenyearsafterthesurgeryand3.5yearsafterremovalofthemetalstents,thepatientisabletoeatand
swallownormally.Theepitheliumatthewoundsitenowappearsnormalandcontainsthepropertissuelayers.
KulwinderS.Dua,MD,fromtheDivisionofGastroenterologyandHepatology,MedicalCollegeofWisconsin,
Milwaukee,andcolleaguesreportthelandmarkcaseinapaperpublishedonlineApril8intheLancet.
Thecasereportprovidesproofofconceptthatregrowthoflostesophagusispossiblewithoutcomplextissue
engineering,butthenewapproachrequiresvalidationinanimalstudiesbeforeproceedingtoclinicaltrials.
Thephysiciansundertookthenovelapproachinanattempttosavethelifeofacriticallyill24yearoldpatient
sufferingfroma5cm,fullthicknessholeinhisesophagus.Fiveyearsearlier,thepatienthadbeenrendered
quadriplegicinacaraccidentandundergonecervicalspinestabilizationwithmetalplates.Tissuedeteriorationand
alargeparaspinalabscesscauseddestructionoftheposteriorpharyngealwall,suchthatatthetimeof
presentation,themetalplateinthecervicalspinecouldbeseenwithinthepharynx,andtherewasfree
communicationbetweenthepharynxandthemediastinum.
Theauthorswrite,"Thecervicalspineessentiallycomposedthebackwallofthepharynx.Theanteriorplateswere
removedbyaneurosurgeon,whichresultedinalargeholeintheposteriorwallofthepharynxandpharyngo
esophagealjunctionwithalargecaudaldefect."Thepatient,whohaddysphagia,odynophagia,neckpain,fever,
andchills,wasintubatedandprovidedwithapercutaneousgastrostomyfeedingtube,andhadpurulentfluidsand
phlegmontypedebrisdrainedanddebridedfromtheposteriormediastinum.
Moreconventionalesophagealrepairprocedureswerenotpossiblebecauseofthesizeofthegapandthepatient's
fragilecondition,sothesurgicalteamfirsttriedclosingthedefectwithmultipleinterruptedmattresssuturestobring
thepharyngealwallstogether,inthehopeofreestablishinggastrointestinalcontinuity.Thatdidnotwork,and
imagingduringthenext6weeksshowedsubstantialleakageintothemediastinumandadefectthatcouldnotbe
closeddespitemultiplesurgeries.
Thepatientwasthenreferredtothegastroenterologyservice,wheretheultimatelysuccessfulrepairplanwas
devised.Formalinstitutionalreviewboardwasnotrequiredbecausetheinterventionswerearesultofclinical
necessity,usedonlyproductsalreadyapprovedbytheUSFoodandDrugAdministration,andusedtechniquesthat
werestandardofcareattheinstitute.Thepatientgavewritteninformedconsentforeachintervention.
MultipleAttemptsNeeded
AnattempttogetthelargeoesophagealdefecttohealbyinsertionofanAlimaxxES(MeritMedical)self
expandingmetalstent(18mmdiameter,120mmlong)tomaintainthethreedimensionalshapeoftheesophagus
wasunsuccessfulandwasfollowedby3weeksofspikingfevers,contrastmediumleakingintothemediastinum
alongtheouterwallofthestent,andpartialencirclingofthestentbygranulationtissue.
DrDua'steamthenattemptedregenerationoftheesophagusinvivo,usingcommerciallyavailableAlloDerm
extracellularmatrixandautologousplateletrichplasma(PRP)withstenting.First,takingcaretoavoidplatelet
activation,theyslowlydrew60mLbloodfromthepatient.Thebloodwascentrifuged,andtheresulting3mLPRP
wasmixedwith7mLplateletlowplasmaandtransferredtoa10mLsyringe.Asecond0.1mgsyringecontained
calciumchlorideandtopicalthrombintomakethePRPtensileandadhesive.Bothwereconnectedtoasprayerto
dispensethesolutionsinaratioof10:1.TheuseofautologousPRPmeantnoimmunesuppressionwasneeded.
AlloDerm,derivedfromdonatedhumanskin,isrequiredtotestnegativeforbacterialandfungalpathogensandis
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processedaseptically.Cellsareremoved,andthedermalmatrixisretained.Theextracellularmatrixwas
rehydratedinsalineandwrappedcircumferentiallyaroundthestent,withthedermalside(whichreadilyabsorbs
blood)orientedtowardthemediastinumtofacilitatevascularization.Thegraftwassuturedinplaceandsprayed
withtheautologousPRPadhesivegel.Thesternocleidomastoidmusclewasretractedandwrappedoverthegraft.
Thisstoppedtheleakintothemediastinalcavity,andthepatientwasallowedoralintake,whichtheuseofmetal
stentsmadepossible.However,4weekslater,granulationtissueblockedthelowerendofthestent,andthe
patientdevelopeddysphagia.Anattempttofixthisproblembytelescopinganotherselfexpandingmetalstentinto
thefirstonefailedbecausethetwostentsmigratedproximallytothepointofoverhangingthelarynx,producing
throatdiscomfortandstridor,sothesetwostentswereremovedandreplacedwiththreestents,all18mm
diameter,alignedwiththeproximalstentacrosstheupperesophagealsphincterandtheupperendoftheproximal
stentattheleveloftheinterarytenoidfoldstoavoidinterferingwiththeepiglottisduringswallowing,andthelower
endofthedistalstentabovetheloweresophagealsphinctertopreventrefluxintothehypopharynx.
Thisthirdstentattemptworked,andthepatientwaseatingsoftfoodsbythetimeofdischarge,supplementedby
gastrictubefeeding.
Themedicalteamhadintendedtoremovethestentat12weeksafterinsertion,buthavingregainedtheabilityto
eat,thepatientwasnotwillingtoriskleakageorstricturedevelopingafterremoval.Thissituationcontinuedfor3
yearsuntilstentinducedgranulationtissueagainobstructedthelowerendofthedistalstent.Partialablationofthe
granulationwastemporarilyeffective,butthepatientdecidedtohavethestentsremovedafterrecurrentproblems.
Thiswasdonebyendoscopy.
Eightweekslater,endoscopyshowed"normalsquamousmucosawithnostrictureorfistula."At1yearafterstent
removal,thepatienthadnormalappearingsquamousepitheliumcoveringtherepairedsiteshowingfivelayers:
mucosa,muscularismucosa,submucosa,muscularispropria,andadventitia.Swallowingwasnormal,aswas
peristalsisintherepairedesophagusandbolustransitintothestomach.By4yearsafterstentremoval,thepatient
waseatingnormally,maintainingnormalweight,andnolongerneedingsupplementalgastrictubefeeding.
Inanaccompanyingeditorial,MartinBirchall,MD,fromtheRoyalNationalThroat,NoseandEarHospitaland
UniversityCollege,London,andPaoloDeCoppi,fromGreatOrmondStreetforChildrenNHSFoundationTrust
andUniversityCollegeLondon'sInstituteforChildHealth,UnitedKingdom,write,"Theendoscopicultrasounddata
arecrucialtounderstandingthecontributionoftheimplantedgraftmaterial.Thesedataseemtoconfirmcomplete
regenerationofalllayersoftheoesophaguswithacellfreeengineeredconstruct,aremarkablefindinggiventhe
presumedcomplexityofthisorgan."
Theauthorsnotethattheextendeddelay(3.5years)beforestentremovalmeanttheywerenotabletodetermine
thetimerequiredforregeneration,whichhastakenupto1yearinanimalstudies.Ifthetechniquesarereplicated,
"thismethodmighthavesubstantialeffectsonthetreatmentofpatientswhoneedconduitsafteroesophageal
resection,"theauthorsconclude.
Inapressrelease,DrDuasaid,"Thisisafirstinhumanoperationandonethatweundertookasalifesaving
measureoncewehadexhaustedallotheroptionsavailabletousandthepatient.Theuseofthisprocedurein
routineclinicalcareisstillalongwayoffasitrequiresrigorousassessmentinlargeanimalstudiesandphase1and
2clinicaltrials.Theapproachweusedisnovelbecauseweusedcommerciallyavailableproductswhicharealready
approvedforuseininthehumanbodyandhencedidn'trequirecomplextissueengineering."
Thestudyauthorsandtheeditorialistsallwarnedagainstviewingthiscaseasashortcuttoclinicaltrials.DrBirchall
andDeCoppisaidmuchcanbelearnedfromtheearlyuseoncompassionategroundsofnewtechnologiesin
patientsforwhomnoconventionaltreatmentsaresuitable,butadded,"[S]uchseriouslyillpatientsarenotusually
typical,havinghighlydisorderedphysiologyand,inpatientswithsurgicaldisorders,anatomy,andscepticsargue
thattheunderlyingmechanismsforsuccessorfailurecannotbeunderstoodonthebasisofdatafromsuch
patients.Instead,welldesignedanimalstudiesarethemostappropriateprecedentstoearlyphaseclinicaltrials."
Theauthorsandeditorialistshavedisclosednorelevantfinancialrelationships.
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