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Statutory Construction Doctrines

Statutory Construction Doctrines


(Based on the Agpalo Book)
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Construction, defined instead, apparently inconsistent provisions


should be reconciled whenever possible as parts
Construction is the art or process of discovering of a coordinated and harmonious whole. (JMM
and expounding the meaning and intention of Promotions & Management, Inc. v. NLRC)
the authors of the law, where that intention is
rendered doubtful by reason of the ambiguity in Review of law in its entirety and its
its language or of the fact that the given case is intendment must be given effect
not explicitly provided for in the law. (Caltex v.
Palomar) The legislative meaning is to be extracted from
the statute as a whole. Its clauses are not to be
Plain Meaning Rule/Verba Legis segregated, but every part of a statute is to be
construed with reference to every other part and
Where the statute is clear, plain and free from every word and phrase in connection with its
ambiguity, it must be given its literal meaning context. (Tamayo v. Gsell)
and applied without interpretation. This plain
meaning rule or verbal egis derived from the Wisdom/Practicality of Law
maxim index animi sermo est (speech is the
index of intention) rests on the valid presumption Courts do not pass upon questions of wisdom,
that the words employed by the legislature in a justice, or expediency of legislation, for it is not
statute correctly express its intention or will and within their province to supervise legislation and
preclude the court from construing it differently. keep it within the bounds of propriety and
common sense. That is primarily and exclusively
Legislative intent/Ratio Legis a legislative concern. Hence, as long as laws do
not violate the Constitution, the courts merely
A statute must be read according to its spirit and interpret and apply them regardless of whether
intent, and where legislative intent apparently or not they are wise or salutary. (Quintos v.
conflicts with the letter of the law, the former Lacson)
prevails over the latter. (Tanada v. Cuenco)
Executive/Administrative Interpretation
The principle that what is within the spirit of a
statute is within the statute itself although it is The principle that the contemporaneous
not within its letter applies only when there is construction of a statute by the executive
ambiguity in the language employed in the law. officers of the government, whose duty it is to
Where the law is clear and free from ambiguity, execute it, is entitled to great respect, and
the letter of the law is not to be disregarded on should ordinarily control the construction of the
the pretext of pursuing its spirit. (Tanada v. statute by the courts, is so firmly embedded in
Cuenco) our jurisdiction that no authorities need be cited
to support it. (In re Allen)
Dura Lex Sed Lex
Valid in part, void in part
The principle requires that the statute should be
applied regardless of whether it is unwise, hard The general rule is that where part of a statute is
or harsh. If the law is clear and free from doubt, void as repugnant to the Constitution, while
it is the sworn duty of the court to apply it without another part is valid, the valid portion, if
fear or favor, to follow its mandate, and not to separable from the invalid, may stand and be
tamper with it. (Go v. Anti-Chinese League of enforced. (Barrameda v. Moir)
the Phils.)
The exception to the general rule is that when
Ut Res Magis Valeat Quam Pereat the parts of a statute are so mutually dependent
and connected, as conditions, considerations,
The rule is that a construction that would render inducements, or compensations for each other,
a provision inoperative should be avoided; as to warrant a belief that the legislature
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Statutory Construction Doctrines

intended them as a whole, the nullity of one part phrase is to be construed to include, or to be
will vitiate the rest. (Lindasan v. Commission on restricted to, persons, things or cases akin to,
Elections) resembling, or of the same king or class as
those specifically mentioned. (Go Tiaco y
Law does not distinguish, Courts should not Hermanos v. Union Insurance Society of
distinguish Canton)

The principle that where the law does not Exceptions: Enumeration has no distinguishable
distinguish, neither should the courts do so, common characteristics and enumeration of the
assumes that the legislature made no particular and specific words is exhaustive.
qualification in the use of a general word or
expression. The courts may distinguish when Where a statute uses a general word, followed
there are facts or circumstances showing that by an enumeration of specific words embraced
the legislature intended a distinction or within the general word merely as examples, the
qualification, for in such case, the courts merely enumeration does not thereby restrict the
give effect to the legislative intent. (Social meaning of the general word, but should include
Security System v. City of Bacolod) all others of the same class although not
enumerated therein. (Asturias Sugar Central,
Mandatory/Directory/Prohibiture Inc. v. Commissioner of Customs)

Whether a statutory requirement is mandatory or Statement of Individual Legislator


directory depends on its effect. If no substantial
rights depend on it and no injury can result from Thus, where there is doubt as to what a
ignoring it; and the purpose of the legislature provision of a statute means, that meaning
can be accomplished in a manner other than which was put to the provision during the
that prescribed and substantially the same legislative deliberation or discussion on the bill
results obtained, then the statute will generally may be adopted. (Arenas v. City of San Carlos)
be regarded as directory; but if not, it will be
mandatory. (Miller v. Lakewood Housing Co.) Where the statute is clear and free from
ambiguity, courts will not inquire into the motives
Expressio unius est exclusion alterius which influence the legislature, or individual
members, in voting for its passage; nor indeed
One variation of the rule is the principle that as to the intention of the draftsman, or the
what is expressed puts an end to that which is legislators, so far as it has not been expressed
implied. (Espiritu v. Cipriano) in the act. To read into the law the supposed
intention of the legislators, where there is no
Another variation of the rules is the canon that a ambiguity in it, would be to supply something
general expression followed by exceptions that does not appear in the act. (Manila Jockey
therefrom implies that those which do not fall Club, Inc. v. Games and Amusements Board)
under the exceptions come within the scope of
the general expression. (Villanueva v. City of Noscitur a sociis
Iloilo)
A word or phrase should be interpreted in
Still another variation of the rule is the axiom relation to, or given the same meaning of, words
that the expression of one or more things of a with which it is associated. (Magtajas v. Pryce
class implies the exclusion of all not expressed, Properties Corp., Inc.)
even though all would have been implied had
none been expressed. (Empire Insurance Co. v. And/or
Rufino)
The word or is a disjunctive term signifying
Ejusdem generis disassociation and independence of one thing
from each of the other things enumerated.
The general rule is that where a general word or (People v. Martin)
phrase follows an enumeration of particular and
specific words of the same class or where the The term or has sometimes been held to mean
latter follow the former, the general word or and, when the spirit or context of the law so
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Statutory Construction Doctrines

warrants. (Gonzales v. Commission on The exclude-the-first and include-the-last day


Elections) rule governs the computation of a period.
(Cervantes v. Auditor General)
The word or may also be used as the
equivalent of that is to say, giving that which If by applying the rule that the first day shall be
precedes it the same significance as that which excluded and the last day included in the
follows it. (San Miguel Corp. v. Municipal City of computation of a period within which an act shall
Mandaue) be done, the last day falls on a Sunday or a
holiday, the act can still be done the following
The word or may also mean successively. (US day. (Sec. 31, Revised Administrative Code)
v. De la Sabta) This principle does not apply to the computation
of the period of prescription of a crime, in which
On the other hand, the word and is a the rule is that if the last day in the period of
conjunction pertinently defined as meaning prescription of a felony falls on a Sunday or legal
together with, joined with, along or together holiday, the information concerning said felony
with, added to or linked to, used to conjoin cannot be filed on the next working day, as the
word with word, phrase with phrase, clause with offense has by then already prescribed.
clause. (Phil. Constitutional Assn., Inc. v. (Yapdiangco v. Buencamino)
Mathay)

The term and/or means that effect shall be


given to both the conjunctive and and the
disjunctive or or that one word or the other may
be taken accordingly as one or the other will
best effectuate the purpose intended by the
legislature as gathered from the whole statute
(AE Davidson v. FW Wollworth Co.)

Retroactivity

The general rule is that laws have no retroactive


effect. However, there are exceptions to the
general rule such as procedural laws and
curative laws which are given retroactive
operation. (Zulueta v. Asia Brewery, Inc.)

Casus omissus pro omisso habendus est

The rule of casus omissus pro omisso habendus


est states that a person, object or thing omitted
from an enumeration must be held to have been
omitted intentionally. The rule does not apply
where it is shown that the legislature did not
intend to exclude the person, thing or object
from enumeration (People v. Manantan)

Computation of Time

See Article 13 of the Civil Code and CIR v.


Primetown Property Group, Inc..

Where a statute requires the doing of an act


within a specified number of days, such as ten
days, from notice, it means ten calendar days
and not ten working days. (Vir-jen Shipping &
Marine Services, Inc. v. NLRC)

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