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DOI 10.1007/s40123-015-0038-y
REVIEW
ABSTRACT INTRODUCTION
Dry eye syndrome is both a primary disease and Dry eye disease (DED) affects millions of people
a secondary result of many pathological states around the world [1]. Whether due to aqueous
of the eye. The symptoms range from mild to deficiency or evaporative dry eye (or most
severe itching, burning, irritation, eye fatigue, commonly a combination of factors), it is a
and even vision loss that can lead to disability. potentially debilitating condition. Functional
Dry eye affects approximately 60 million people limitation is variable, but moderate to severe
worldwide; as a result, medications to treat dry DED may make it difficult for patients to do
eye comprise approximately 15% of the computer work, reading, and other activities
ophthalmic pharmaceutical market. While that limit their daily lives and productivity.
doctors and patients eagerly await new DED was traditionally thought to be a disease of
treatments, pharmaceuticals in the pipeline age and more common in females. In recent
are moving through the approval process with years, a younger population is the most rapidly
several promising drugs having completed growing segment of dry eye sufferers, likely in
phase 3 clinical testing. This review part to shifts in our lifestyles toward frequent
summarizes the findings of studies of the most computer and visual display tasking.
promising, upcoming dry eye treatments in Post-refractive surgery (e.g., post-LASIK) dry
phase 2 and 3 clinical trials in the USA. eye is also a significant clinical obstacle [2].
The current mainstay treatment for mild dry
Keywords: Blepharitis; Dry eye; Human serum eye includes various types of lubricating drops
albumin; Integrin; Iontophoresis; LFA-1; Mucus and ointments. These must be frequently
penetrating particle; Peptidomimetic; Punctal re-applied and do not resolve the underlying
plug; Serum tears disease process, often only temporarily relieving
the symptoms.
L. A. Vickers P. K. Gupta (&) This article is based on previously conducted
Department of Ophthalmology, Duke University
Eye Center, Durham, NC, USA studies and does not involve any new studies of
e-mail: preeya.gupta@duke.edu
70 Ophthalmol Ther (2015) 4:6978
staining in the treatment group was mucosal disorders and gastritis [1216]. As
demonstrated as early as day 14, which may decreased numbers of goblet cells have been
indicate a relatively rapid decrease in ocular observed in the conjunctiva and decreased
surface inflammation with lifitegrast. Some mucin at the corneal surface has been
limitations of this phase 3 study include the observed in patients with dry eye, rebamipide
relatively short follow-up period. OPUS-2, was thus a potential target for dry eye treatment
completed in 2013, again compared lifitegrast by stabilizing the mucin component of the tear
twice daily with placebo for 12 weeks in dry eye film. Early studies demonstrated an increased
patients with a history of active artificial tear production of periodic acid-Schiff-positive cells
use [10]. The primary endpoint of (goblet cells) when rebamipide was instilled
patient-reported symptoms was significantly into rabbit eyes and increased mucin-like
better versus placebo, whereas there was no glycoprotein when rebamipide was incubated
significant difference among the treatment and with human corneal epithelial cells [17, 18].
placebo groups in inferior corneal fluorescein Recent phase 2 and phase 3 studies have yielded
staining score. OPUS-3, a third phase 3 trial, is promising results for clinical use of rebamipide
in progress to further evaluate the efficacy and in the treatment of dry eye [13, 16]. In the phase
safety of lifitegrast. SONATA was a 1-year 3 trial, 188 patients with dry eye syndrome were
prospective study of lifitegrast versus placebo randomized to 2% rebamipide four times daily
in 331 patients, with the goal to evaluate safety or 0.1% sodium hyaluronate six times daily for
of long-term treatment [11]. The protocol for 4 weeks. The main outcome measures included
this study, completed in 2014, also allowed for two primary end points of corneal fluorescein
use of concomitant artificial tears and other staining score and lissamine green conjunctival
adjunctive topical treatments. Overall the drug staining score, in addition to Schirmers test,
was found to be well tolerated, but of note, tear film breakup time, subjective report of
almost 50% of patients receiving lifitegrast foreign body sensation, dryness, pain and
experienced some mild treatment-related side blurred vision, and patients treatment
effect, most commonly dysgeusia and impression scores. At 4 weeks, mean change
instillation site irritation. There were no from baseline in corneal fluorescein staining
vision-threatening side effects. Future studies scores verified non-inferiority to sodium
may investigate the potential role for lifitegrast hyaluronate. Lissamine conjunctival staining
in patients with blepharitis and other diseases scores demonstrated superiority of rebamipide.
of ocular surface inflammation. Overall, While there was not a significant difference
lifitegrast shows promise in improving dry eye between the two groups in Schirmers test and
and is pending review by the FDA for approval tear breakup time, foreign body sensation and
in late 2015. eye pain scores were significantly superior in the
rebamipide group, with improved efficacy
Rebamipide: Quinolinone Derivative noted at the 2 week time point. Of note,
Mucin Secretogogue patients overall impression of the
improvement in symptoms was significantly
Rebamipide (Otsuka Pharmaceutical Co.; better in the rebamipide group as well. Adverse
Tokyo, Japan) is a mucin secretogogue initially events were rare, and included bitter taste, eye
marketed in Japan for the treatment of gastric pruritis, nasopharyngitis, headache, and
72 Ophthalmol Ther (2015) 4:6978
decrease in white cell count (which was noted significantly improved in the 1% MIM-D3
in three patients in the rebamipide group and group. Patients in the 5% MIM-D3 group
none in the sodium hyaluronate group). The showed better daily ocular dryness scores, and
decrease in white blood cell count was not patients with higher symptom scores reported
further characterized in this study, and the improvement of symptoms for both MIM-D3
implications of this finding may require further doses. Adverse events were rare, including eye
investigation. Additionally, the short duration irritation and dellen formation, and systemic
of this phase 3 study, only 4 weeks, means that adverse events were not thought to be
further work will be needed to demonstrate the attributable to treatment. Limitations of the
potential role of rebamipide in the treatment of phase 2 study include the multiple post hoc
chronic dry eye syndrome. This medication was analyses and short follow-up period. The
launched in Japan for the treatment of dry eye subsequent phase 3 trial enrolled 403 patients
in a 2% ophthalmic suspension in January 2012 with dry eye who received MIM-D3 1% or
and has yet to be approved for use in the USA. placebo twice daily for 28 days. Primary
outcome measures of corneal fluorescein
MiM-D3: Nerve Growth Factor staining and ocular dryness as well as several
Peptidomimetic, Mucin Secretogogue secondary outcomes were examined, again in
response to the CAE [23]. The phase 3 study has
MIM-D3 (Mimetogen Pharmaceuticals; not been published as yet; however, initial
Gloucester, MA, USA) is a first in its class, top-line results from Mimetogen demonstrated
small-molecule nerve growth factor (NGF) superiority over placebo in total corneal
peptidomimetic that completed a phase 3 fluorescein staining. Notably, the mean
clinical trial for the treatment of dry eye in blurred vision, reading, and TV-watching
2014 [1922]. NGF plays a role in corneal scores were improved with MIM-D3 compared
wound healing and has previously been shown with placebo [23]. Adverse events were
to have mucin secretogogue activity in described as rare and transient.
conjunctival cells. Early studies in a rat model
with scopolamine-induced dry eye OTX-DP: Sustained Release
demonstrated a favorable effect on Dexamethasone Loaded Punctal Plug
glycoconjugate secretion with topical MIM-D3 0.4 mg
1% [20]. A subsequent phase 2 clinical trial
enrolled 150 patients with dry eye who were In 2015, Ocular Therapeutix (Bedford, MA,
randomized to 1% MIM-D3, 5% MIM-D3 or USA) announced the outcomes of their second
placebo, dosed twice daily for 28 days [19]. This phase 3 clinical trial for OTX-DP, the sustained
study, as well as the phase 3 trial, used the release dexamethasone-loaded punctal plug
Controlled Adverse Environment (CAE) [24]. The punctal plug dispenses a tapered
challenge to measure dry eye severity, where release of dexamethasone onto the ocular
patients are subjected to an environment that surface over the course of (up to) 30 days after
exacerbates dry eye symptoms. Compared to insertion. OTX-DP has primarily been
placebo, fluorescein corneal staining post-CAE investigated for treatment of inflammation
after 28 days of treatment with MIM-D3 was and pain in the postoperative period after
Ophthalmol Ther (2015) 4:6978 73
cataract surgery. An initial phase 2 trial More recently, OTX-DP has been
demonstrated superiority over placebo for investigated for use in the treatment of dry
absence of anterior chamber cells at days 14 eye [26]. In 2015, a phase 2 clinical trial enrolled
and 30 and for absence of pain at all measured 40 patients with dry eye disease. Patients will
time points through 30 days after cataract initially receive a vehicle placebo plug for
surgery [25]. The plug was retained in all 30 days, with patients continuing to exhibit
patients through day 14 and in about 97% of symptoms then being randomized to OTX-DP
patients at 30 days. Importantly, the OTX-DP or vehicle placebo plug. Primary outcome
was also reported to be well tolerated by measures will include corneal and conjunctival
patients, and there were no significant staining, tear breakup time, and resorption of
elevations in intraocular pressure. The first the plug following therapy. Of note, no
phase 3 trial enrolled 247 patients undergoing comparison to conventionally used topical
cataract surgery in the US who were randomized steroid has been donetherefore, it remains
to placement of the OTX-DP or standard, unclear whether the low, steady dosing of the
non-medicated vehicle punctal plug at the end OTX-DP is superior to a tapered drop regimen.
of the surgical procedure. Outcome measures Further evaluation will be needed to determine
included anterior chamber inflammation and whether patients who demonstrate earlier plug
pain in the postoperative period. resorption will show any decreased efficacy in
Patient-reported pain at day 8 and anterior treatment in either the postoperative or dry eye
chamber inflammation at day 14 after surgery treatment scenarios and likewise whether the
were both statistically significantly better in the few patients who showed persistence of the plug
OTX-DP group versus placebo. In a second at 2 months time are at higher risk for adverse
phase 3 trial enrolling 240 patients, however, a events including steroid-induced glaucoma.
statistically significant decrease in
patient-reported pain at day 8 after surgery EBI 005 (Eleven Biotherapeutics):
was found in the OTX-DP group, but no Protein-Based IL-1 Inhibitor
significant difference in anterior chamber
inflammation was detected at day 14. Further EBI 005, designed by Eleven Biotherapeutics
post hoc analysis is underway to investigate the (Cambridge, MA, USA), is the first protein-based
differences in outcomes of these two trials. IL-1 inhibitor designed for topical ophthalmic
Potential advantages of OTX-DP include more use and has completed phase 2 clinical testing
reliable dosing of steroid and fewer [27, 28]. IL-1 is an inflammatory mediator of dry
self-administered medications for patients in eye in addition to multiple systemic diseases.
the postoperative period. Important points for Notably it has been successfully targeted for the
clinicians to consider in evaluating the treatment of inflammatory conditions such as
upcoming results will include the relative risk rheumatoid arthritis. A topically administered
of steroid-induced glaucoma with use of ocular therapeutic formulation IL-1 inhibitor
OTX-DP versus conventional topical steroid was investigated in 2012, and the result,
drops as well as reimbursement practices for EBI-005, was found to bind its target, IL-1R1,
insertion of the plug in the operating room with high specificity, which conferred a high
following surgery. in vivo potency in a therapeutic rat model [27].
74 Ophthalmol Ther (2015) 4:6978
A phase 2 study was completed in 2015, among the several randomized trials that have
investigating the use of EBI-005 5 mg/ml three been completed for this drug. Further larger
times daily for the treatment of allergic trials with longer follow-up periods may better
conjunctivitis [28]. One hundred fifty-six demonstrate its efficacy.
patients with moderate to severe allergic
conjunctivitis were randomized to EBI-005 or
PHARMACEUTICALS IN PHASE 2
vehicle groups and were subjected to
CLINICAL TRIALS
aerosolized allergen challenge or direct
conjunctival allergen challenge. In the RU-101: Recombinant Human Serum
conjunctival allergen challenge test, Albumin
EBI-005-treated subjects showed statistically
significant improvement in ocular itching Phase 1 and 2 clinical trials have been
compared to vehicle. Treated patients also completed for RU-101 (R-Tech Ueno, Tokyo,
showed greater improvement compared to Japan), a topically administered recombinant
vehicle in tearing and nasal symptoms. Of human serum albumin applied six times daily
note, the primary pre-specified endpoint of for the treatment of severe dry eye disease [33].
ocular itching was not met in the aerosolized The phase 1 trial investigated the safety and
challenge test. Further phase 3 clinical testing is tolerability of escalating doses of RU-101 over
under way and will elucidate the role for the course of 4 weeks in patients with severe
EBI-005 in both allergic conjunctivitis and dry dry eye, and the phase 2 trial investigated the
eye in the clinic. safety and efficacy of the RU-101 dosage
established in phase 1 over the course of
Diquafosol: P2Y2 Receptor Agonist 12 weeks. The primary outcome measure was
safety and secondary outcome measure change
Diquafosol is a purinergic agonist of the ocular from baseline in dry eye symptoms, ocular
surface P2Y2 receptor, which promotes fluid surface disease index, visual acuity, tear
transfer and mucin secretion via a pathway breakup time, corneal fluorescein staining,
involving the activation of phospholipase corneal sensitivity and Schirmer testing [34].
proteins [29]. Diquafosol was approved in The corneal staining score at 12 weeks was
2010 in Japan for use in treating dry eye, and chosen as the primary endpoint for
it recently concluded a phase 3 study in the US effectiveness. Although there was significant
[30]. In earlier randomized clinical trials of this improvement with treatment from baseline to
medication, mucin production and ocular 12 weeks, this was not significantly different
surface damage appear to be improved, while from placebo. According to a press release from
effects on aqueous production are less certain R-Tech Ueno, plans are underway to further
[29, 31, 32]. There have been no serious ocular investigate RU-101 in patients with severe dry
side effects reported. Similar to other eye, including dosing optimization. RU-101 or
compounds for treating dry eye, heterogeneity products like it, if effective in clinical trials,
in study design in evaluating clinical endpoints could replace human serum tears currently
may have contributed to inconsistent findings used to treat dry eye, eliminating the
Ophthalmol Ther (2015) 4:6978 75
improvement in signs and symptoms of dry eye to be shown through longer-term studies
in response to a controlled adverse following phase 3 clinical trials.
environment challenge. However, the primary Inflammation is a common feature in
endpoints of corneal staining and ocular multiple ocular surface diseases in addition to
discomfort were not met in the phase II trial. dry eye, including blepharitis, allergic
It should be noted also that 87% of patients in conjunctivitis, and others. Thus, agents
the safety population had at least one adverse designed to treat dry eye may have cross-over
event, most commonly conjunctival hyperemia benefit to those suffering from other ocular
and keratitis, which required treatment [40]. surface conditions, and vice versa. Further study
Some of the patients experiencing adverse of some of these medications for patients with
events were in the placebo group who received other inflammatory diseases is merited and in
ocular iontophoresis without medication some cases is already underway. Patients with
delivery. No severe adverse events were more than one inflammatory ocular surface
reported. While the clinical results in terms of disease (as is often the case) represent an
dry eye endpoints are interesting, future studies important cohort to study as well. The future
and possibly refinements to mitigate the is bright as medications and devices continue to
percentage of patients who experience flow into the pipeline. Dry eye sufferers and
non-serious adverse events with this device physicians alike can only hope that in the
may be needed to make it a success in the decade to come we will have many more
clinical setting. approved therapeutics available to treat dry eye.
CONCLUSION ACKNOWLEDGMENTS
We are at an exciting crossroads with respect to No funding or sponsorship was received for this
dry eye treatment. Multiple pharmaceutical study or publication of this article.
agents are moving toward the market for the All named authors meet the International
treatment of dry eye syndrome. Topical agents Committee of Medical Journal Editors (ICMJE)
range from twice daily to four times daily criteria for authorship for this manuscript, take
administration, and phase 3 trials have shown responsibility for the integrity of the work as a
varied degrees of improvement in subjective whole, and have given final approval for the
and objective signs of dry eye syndrome. One version to be published.
important remaining question is, given the
chronic nature of the disease, how well will Conflict of interest. P. K. Gupta is a
these medications be tolerated when taken over consultant for AMO, Shire, Allergan, Tear
a long time period and will their effectiveness Science, Novabay, and BioTissue, all of which
remain the same when taken chronically? In have products related to the treatment of dry
addition to studies of potential long-term local eye. L. A. Vickers declares no conflict of interest.
side effects, whether there are any systemic side
effects of the immunomodulatory medications Compliance with ethics guidelines. This
remains an important question, despite their article is based on previously conducted
low levels of systemic absorption. This remains studies and does not involve any new studies
Ophthalmol Ther (2015) 4:6978 77
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