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oxygen, liquid hydrogen etc. In addition, they can be categorized as static and dynamic seals. Static
seals are used where the two surfaces do not move relative to one another. Gasket-type seals are static
seals (Fig. 1). Dynamic seals are used where sealing takes place between two surfaces having relative
movement viz. rotary, reciprocating, and oscillating. The main focus of the present paper is on rotary
seals. It has wide variety of applications in high-speed, high-pressure and cryogenic temperature
conditions of aviation and space industries such as in turbine stages, turbo-pumps, compressors, gear
boxes, etc. Rotary seals can be subdivided into two main categories as clearance seals and contact
seals. Clearance seals are circumferential non-contacting seals (Fig. 2a). In contact seals, the contact is
formed by positive pressure, while in the case of clearance seals; they operate with positive clearance
(no rubbing contact). The most commonly used material for dynamic seals (especially for rotary seals)
are stainless steel, bronze, aluminium, nickel-based alloys, Polytetrafluroethane etc. Fig. 2(a) shows a
typical rotary seal with the clearance exaggerated. Rotary seals based on geometry can be classified as
(i) Ungrooved plain seals (or Smooth annular seals): (a) Straight (Fig. 2b), (b) Tapered (Fig. 2c) and
(c) Stepped (Fig. 2d). In geometry they are similar to journal bearings but the clearance/radius
ratio is as low as two times and as high as ten times (or more) large to avoid rotor/stator contact.
(ii) Grooved/Roughened surface seals: (a) Porous surface seals (b) Labyrinth seals (Figs. 3(a-d)), (c)
Helically grooved / Screw seals (d) Circular hole or triangular patterns seals and (e) Honeycomb
patterns seals (Fig. 4). These seals are used in centrifugal and axial compressors and pumps and in
turbines. Different internal surface patterns of seals are shown in Fig. 5.
(iii) Contact seals: (a) Brush seals (Fig. 6a) (b) Face seals and (c) Lip seals (Fig. 6b)) Because of
rubbing, these seals are used commonly in low speed pumps, or where the working fluid can act as
a coolant. Contact seals provide much lower leakage rates than either of non-contact seals (Adams,
1987), however, the latter can operate at very high speed and pressure conditions.
(iv) Floating-ring oil seals: The ring whirls or vibrates with the rotor in the lubricating oil, but does
not spin. They are used in high-pressure multi-stage centrifugal compressors.
303
Dr R Tiwari, Associate Professor, Dept. of Mechanical Engg., IIT Guwahati, (rtiwari@iitg.ernet.in)
High pressure
fluid
Seal Seal
Flow Rotor Flow Rotor
Fig. 2(b). Straight annular seal Fig. 2(c). Tapered annular seal (converging)
Seal Expanding
Flow Rotor cavity
Groove Chalk vane
depth
Fig. 2(d). Stepped annular seal Fig. 3(a). Labyrinth seal (teeth-on-stator)
Stator
Labyrinth
seal Stator
Rotor
Labyrinth
Flow
Rotor
304
Dr R Tiwari, Associate Professor, Dept. of Mechanical Engg., IIT Guwahati, (rtiwari@iitg.ernet.in)
Honeycomb
housing
Labyrinth Shaft
seal
Stator
Impellor
(Rotor)
Leakage
Cell depth Cell size
Fig. 3(d) Labyrinth seal radial flow type Fig. 4. Honeycomb seal
Unwrap
(a) Plain seal
305
Dr R Tiwari, Associate Professor, Dept. of Mechanical Engg., IIT Guwahati, (rtiwari@iitg.ernet.in)
Fluid to
Rubber lip
Brush be sealed
Leak flow
Garter spring
Metal stiffner
u z ( z , ) and u ( z , ) , that are averaged over the clearance, where u z and u are the velocities in
the directions and z and are the coordinates as shown Figure (4.1). Black and Jensen used several
heuristic assumptions in their model, such as the assumption that u = R / 2 , where R is the radius
of the seal and is the rotor speed. Moreover, their governing equations do not reduce to
recognizable turbulent lubrication equations. These issues caused Childs (1983b) to publish a revised
version of the bulk flow model and the present section will focus on Childs' model.
The geometry of the seal annulus which is filled with fluid is sketched in Figure 4.1, and is described
by coordinates of the meridian of the gap as given by Z(s) and R(s), 0 < s < L, where the coordinate,
s, is measured along that meridian and t is the time. The clearance is denoted by H(s, , t) where the
unperturbed value of H is (s). Equations governing the bulk flow are averaged over the clearance.
This leads to a continuity equation of the form (4.1)
H 1 H dR
+ ( Hus ) + ( Hu ) + us = 0 (4.1)
t s R R ds
306
Dr R Tiwari, Associate Professor, Dept. of Mechanical Engg., IIT Guwahati, (rtiwari@iitg.ernet.in)
Stator
Rotor H(s,,t)
Co-ordinate and
velocity u - Normal us
to sketch s
ss
R(s) rs
Z(s)
Figure 4.1. Fluid filled annulus between a rotor and a stator for turbulent lubrication analysis
1 P ss u 2 dR us u us u
= + sr + + + us s (4.2)
s H H R ds t R
1 P s r u u u u u u R
= + + + us + s (4.3)
R H H t R s R s
The approach used by Hirs (1973) is employed to determine the turbulent shear stresses, ss and s,
applied to the stator by the fluid in the s and directions respectively, which takes the following form
m +1
ss s As us s
= =
1 + (u / us ) 2 ( Res ) m
2 s
(4.4)
us u 2
and stresses, sr and r, applied to the rotor by the fluid in the s and directions respectively and are
obtained as
m +1
sr r Au
= = r s 1 + {(u R ) / us }2 2 ( Res )m (4.5)
us (u R) 2
307
Dr R Tiwari, Associate Professor, Dept. of Mechanical Engg., IIT Guwahati, (rtiwari@iitg.ernet.in)
and constants As, Ar, ms and m are chosen to fit the available data on turbulent shear stresses. Childs
(1983a) uses typical values of these constant.
In the following subsection, the solution for the governing equation are presented and discussed in
details.
2
P L / C
kd = 4.7 R with = 0.079 / Re0.25 (1)
1.5 + 2 L / C
where P is the pressure drop and R, L and C are the radius, axial length and radial clearance of the
seal, respectively. If the direct stiffness were the only effect of the plain seal, then its effect on critical
speeds would be easily and accurately predictable. Blacks work (1969, 1971) provided the major
initial impetus for the extensive research and the state of the art design information developed on this
topic over the last 35 years. Black developed the classical theory for turbulent annular seals,
considering the axial fluid flow caused by a pressure drop along the seal, the rotational fluid flow as a
consequence of the shaft rotation and a relative motion of the seal between the rotor and housing.
Black (1969, 1971) and Childs (1983a, b) formulated and extended Lomakins theory in terms
applicable to the rotor dynamic analysis of centrifugal pumps. Black, Childs and others have shown,
however, that kd increases with shaft speed (at constant P) and that the seal also produces cross-
coupled stiffness (kc), direct and cross-coupled damping (cd and cc), and direct inertia coefficients.
Moreover, the pressure drop will vary with the speed in most turbomachineries and the rotor dynamic
effects are quite complex.
Clearances, pressures and velocities are divided into mean components (subscript 0) that would
pertain in the absence of whirl, and small linear perturbations (subscript 1) due to the eccentricity, ,
rotating at the whirl frequency, :
308
Dr R Tiwari, Associate Professor, Dept. of Mechanical Engg., IIT Guwahati, (rtiwari@iitg.ernet.in)
H = H 0 + H1 ; P = P0 + P1 (4.8)
us = us0 + u1s ; u = u0 + u1
These expressions are substituted into governing equations (4.1-4.3) to yield a set of equations for
mean flow quantities and a second set of equations for perturbation quantities; terms which are of
quadratic or higher order in are neglected. Resulting zeroth-order equations define the leakage and
the circumferential velocity development and are solved by numerical methods. From the first order
equations, the time and dependency is eliminated to obtain the pressure distribution solution which
is then integrated and along and around the seal clearance to yield reaction force components. From
rotor dynamic force components, following rotor dynamic coefficients and constants are obtained
(Childs, 1983).
1 1
a1 (T ) k ;
kd = a0 a2 (T ) 2 k * ; kc =
4 2
c d = a1 c ; cc = a2 (T ) c ; md = a2 m (4.9)
with
R
k = P L ; c = k T ; m = k T 2 (4.10)
C
L
T= (4.11)
V
E B 1 A 1
a 0 = 2.5 A E ; a1 = 2 A + E + ; a2 = E + (4.12)
2 6 6
1 + 7b 2 1+
A= ; B= ; E= (4.13)
1 + + 2 1 + 4b 2 2(1 + + B )
VC RC
= L / C ; b = Ra / Rc ; Ra = and Rc = (4.14)
where k, m and c are the stiffness, mass and damping coefficients, k , c and m are reference
values of corresponding quantities, a o a1 and a 2 are dimensionless coefficients, is the speed of
the rotor, T is the transit time as given in equation 4.11, L is the length of the seal, V is the average
axial stream velocity, is the entrance loss coefficient, is the fluid density, is the friction
coefficient, R is the radius of the seal, C is the clearance of the seal and P is the difference between
pressures at the inlet and the exit of the seal. Subscripts d and c represent the direct and cross-coupled
309
Dr R Tiwari, Associate Professor, Dept. of Mechanical Engg., IIT Guwahati, (rtiwari@iitg.ernet.in)
terms, respectively. Ra is the Reynolds number for the axial flow and Rc is the Reynolds number for
the circumferential flow for smooth annulus seals. Dimensional coefficients are thus functions of ,
and b. To determine coefficients a 0 , a1 and a 2 coefficients and b are required for the
frequently occurring value of =0.5. From Childs (1983a), we have
To calculate the average velocity V is inserted into equation (4.14). The expression for V can be
obtained from the fundamental relationship for the pressure difference,
P = (1 + + 2 ) V2 (4.16)
2
2 P
V = (4.17)
(1 + + 2 )
Since the desired value of is also function of V and thereby , it is best obtained iteratively. From
the , the dynamic coefficients can be obtained for different speed . Figure 4.2 shows an algorithm
for the solution of dynamic coefficients of seals.
310
Dr R Tiwari, Associate Professor, Dept. of Mechanical Engg., IIT Guwahati, (rtiwari@iitg.ernet.in)
Start
Input: , , P, , C, L, R
Set N = 0 rad/s
= 0 and e = 1
= + 0.001
Calculate V, b, Ra
Calculate 1 = C / L ,
[
= 0.066 R a1 / 4 1 + (1 / 2b) 2 ]
0.375
e = 1
Yes
If e 10-4
No
Calculate A, B, E, a0, a1, a2
Calculate k , c , m
Calculate kd, kc, cd, cc, md
Set N = N+1
No
If N > 5301
Yes
End
Figure 4.2. Flow chart for the theoretical estimation of dynamic coefficients of seals
311
Dr R Tiwari, Associate Professor, Dept. of Mechanical Engg., IIT Guwahati, (rtiwari@iitg.ernet.in)
Table 4.1. Input data for numerical simulation of dynamic coefficients of seals
Length of the seal 11, 22, 33 and 44 mm
Radius of the seal 22 mm
Clearance of the seal 0.2 and 0.4 mm
Dynamic viscosity of water at 32 oC 0.810-6 m2/s
Entrance loss coefficient 0.5
Inlet pressure 3, 6, 16, 41, 81 bar
Seal exit pressure 1 bar
Speed of the rotor 1 to 50,000 rpm
Seals dynamic coefficients are dependent on speeds, seal dimensions and pressure differences. The
stiffness (kd and kc), damping (cd and cc) and mass (md) coefficients are presented for various speeds
(), pressure differences (P) and ratios L/D.
Figures 4.3 to 4.15 show the variation of the direct and cross-coupled stiffness and damping and direct
inertia coefficients with respect to the speed up to 50000 rpm, for different values of clearances (0.2
and 0.4 mm), L/D ratios (0.25, 0.50, 0.75 and 1.00) and pressure differences (2, 5, 15, 40 and 80 bar).
The effects of these variables on seal dynamic coefficients are discussed in detail in following
sections.
312
Dr R Tiwari, Associate Professor, Dept. of Mechanical Engg., IIT Guwahati, (rtiwari@iitg.ernet.in)
L/D ratio has significant effect on rotor dynamic coefficients of seals. The direct stiffness increases
with the increase in L/D ratio. For L/D= 1.00, after reaching a maximum value nearly to 8000 rpm it
starts declining and becomes negative with increase in the rotor speed. At L/D=0.25, the direct
stiffness coefficient always has positive values (Figure 4.8). The cross-coupled stiffness and the direct
and cross-coupled damping coefficients increase with the increase in L/D ratio as shown in Figures
4.9-4.10.
Figure 4.3. Direct stiffness coefficients for C=0.2 mm, L/D=0.25 and P=2 to 80 bar.
Figure 4.4. Cross-coupled stiffness coefficients for C=0.2 mm, L/D=0.25, P=2 to 80 bar.
313
Dr R Tiwari, Associate Professor, Dept. of Mechanical Engg., IIT Guwahati, (rtiwari@iitg.ernet.in)
Figure 4.5. Direct damping coefficients for C=0.2 mm, L/D=0.25, P=2 to 80 bar.
Figure 4.6. Cross-coupled damping coefficients for C=0.2 mm, L/D=0.25, P=2 to 80 bar.
Figure 4.7. Direct inertia coefficients for C=0.2 mm, L/D=0.25, P=2 to 80 bar.
314
Dr R Tiwari, Associate Professor, Dept. of Mechanical Engg., IIT Guwahati, (rtiwari@iitg.ernet.in)
Figure 4.8. Direct stiffness coefficients for C=0.2 mm, P=40 bar, L/D=0.25-1.00.
Figure 4.9. Cross-coupled stiffness coefficients for C=0.2 mm, P=40 bar, L/D=0.25-1.00.
Figure 4.10. Direct damping coefficients for C=0.2 mm, P=40 bar, L/D=0.25-1.00
315
Dr R Tiwari, Associate Professor, Dept. of Mechanical Engg., IIT Guwahati, (rtiwari@iitg.ernet.in)
Figure 4.11. Cross-coupled damping coefficients for C=0.2 mm, P=40 bar, L/D=0.25-1.00
Figure 4.12. Direct inertia coefficients for C=0.2 mm, P=40 bar, L/D=0.25-1.00
Figure 4.13. Direct and cross-coupled stiffness coefficients for P=40 bar, L/D=0.25, C=0.2 & 0.4
mm.
316
Dr R Tiwari, Associate Professor, Dept. of Mechanical Engg., IIT Guwahati, (rtiwari@iitg.ernet.in)
Figure 4.14. Direct and cross-coupled damping coefficients for P=40 bar, L/D=0.25, C=0.2 & 0.4
mm.
Figure 4.15. Direct inertia coefficients for P=40 bar, L/D=0.25, C=0.2 and 0.4 mm.
Basic governing equations to obtain dynamic coefficients of the smooth-annular turbulent seals (i.e.
smooth seals) are explained briefly. Dynamic coefficients are calculated from the bulk flow theory for
a seal dimension and effects of rotor speeds, seal dimensions and operation conditions on dynamic
coefficients of seals are presented and discussed in detail.
317
Dr R Tiwari, Associate Professor, Dept. of Mechanical Engg., IIT Guwahati, (rtiwari@iitg.ernet.in)
force of the fluid in the seal acts on the rotor. In case of a small vibration around the equilibrium
position, the fluid force can be linearized on the assumption that deflections x and y are small.
The general governing equations of fluid-film forces on seals, which has small oscillations relative to
the rotor, is given by the following linearized force-displacement model (Childs et al., 1986)
where fx and fy are fluid-film reaction forces on seals in x and y directions. k, c, m represent the
stiffness, damping and added-mass coefficients, subscripts: xx and, yy represent the direct and xy and
yx represent the cross-coupled terms, respectively. These coefficients vary depending on the
equilibrium position of the rotor (i.e. magnitude of the eccentricity), rotational speed, pressure drop,
temperature conditions etc. The off-diagonal coefficients in equation (2) arise due to fluid rotation
within the seal and unstable vibrations may appear due to these coefficients. Equation (2) is applicable
to liquid annular seals. But for the gas annular seals, the added-mass terms are negligible. For small
motion about a centered position (or with very small eccentricity) the cross-coupled terms are equal
and opposite (e.g., kxy = -kyx = kc and cxy = -cyx = cc) and the diagonal terms are same (e.g., kxx = kyy = kd
and cxx = cyy = cd) (Childs et al., 1986). Considering these relationships and neglecting the cross-
coupled added-mass terms, equation (2) takes the following form
f x kd kc x cd cc x md 0
x
= + +
kd y cc cd y 0 (3)
f y kc md
y
where subscripts: d and c represent direct and cross-coupled, respectively. The RDPs largely affect the
performance of the turbomachineries as they lead to serious synchronous and sub-synchronous
vibration problems. Whirl frequency ratio, f = kc /(cd ) is a useful non-dimensional parameter for
comparing the stability properties of seals. For circular synchronous orbits, it provides a ratio between
the destabilizing force component due to kc and the stabilizing force component due to cd. In
experimental estimation of RDPs of seals, these coefficients (of equation (2) and (3)) are determined
with the help of measured vibrations data from a seal test rig.
The more recent textbooks on rotor dynamics include information on rotor dynamic characteristics of
rotary seals. Vance (1988), Childs (1993), Krmer (1993), Rao (2000), Adams (2001) and Tiwari et
al. (2005) provide a good introductory treatments of seal dynamics.
References:
318
Dr R Tiwari, Associate Professor, Dept. of Mechanical Engg., IIT Guwahati, (rtiwari@iitg.ernet.in)
Admas, M.L. Jr, 2001, Rotating Machinery Vibration, Marcel Dekker, Inc., New York.
Changsen, W., 1991, Analysis of Rolling Element Bearings, Mechanical Engineering Publications
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Childs, D.W., 1993, Turbomachinery Rotordynamics: Phenomena, Modeling and Analysis, John
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Vibration of Bearings. Vilnyus: Mintis Publishers.
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Vance, J.M., 1998, Rotordynamics of Turbomachinery, John Wiley & Sons Inc, New York.
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Dr R Tiwari, Associate Professor, Dept. of Mechanical Engg., IIT Guwahati, (rtiwari@iitg.ernet.in)
320