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A Simple Score to Assess Mortality Risk in Patients

Waiting for Coronary Artery Bypass Grafting

CARDIOVASCULAR
Helena Rexius, MD, PhD, Gunnar Brandrup-Wognsen, MD, PhD, Johan Nilsson, MD,
Anders Odn, PhD, and Anders Jeppsson, MD, PhD
Department of Cardiothoracic Surgery, Sahlgrenska University Hospital, Gothenburg, and Department of Cardiothoracic Surgery,
University Hospital, Lund, Sweden

Background. Independent risk factors for death in Results. Median waiting time was 33 days. Forty-two
patients waiting for elective coronary artery bypass sur- patients (0.8%) died while waiting for surgery (5.2
gery have previously been identified. A prioritization deaths/100 waiting years). Of the patients, 2,406 (47%)
where these factors are considered may potentially re- were low risk, 1,990 (38%) intermediate risk, and 771
duce waiting list mortality. A simple score based on the (15%) high risk. Mortality incidence in the high-risk
risk factors was constructed and validated. group was fivefold higher than in the intermediate group
Methods. A scoring system based on risk factors in 5,864 and 25-fold higher than in the low-risk group (32, 7, and
consecutive patients operated from 1995 to 1999 was con- 1.3 deaths/100 waiting years, respectively, p < 0.001
structed. The following factors were included in the score: between all groups). Twenty-three percent of the patients
unstable angina (3 points [p]), left main stenosis (2p), concom- in the high-risk group had not been given imperative
itant aortic valve disease (2p), operative risk (02p), left ven- clinical priority.
tricular ejection fraction (02p), and male gender (1p). The Conclusions. The score system identifies patients with
score was retrospectively validated in 5,167 new patients increased risk of death while waiting for coronary artery
operated from 1999 to 2003. Based on the sum of risk score bypass grafting. The score may be used to facilitate and
points, the patients were divided into three risk groups: low improve the prioritization process.
risk (02p), intermediate risk (35p) and high risk (> 6p). The
risk groups were related to waiting list mortality and clinical (Ann Thorac Surg 2006;81:577 82)
priority (imperative, urgent, and routine). 2006 by The Society of Thoracic Surgeons

C oronary artery bypass grafting (CABG) is one of the


most common major surgical procedures world-
wide [1]. Despite the large number of operations, there is
gender, impaired left ventricular function, and high op-
erative risk were identified as independent predictors.
The aim of the present study was to construct a simple
a mismatch between supply and demand in many coun- risk score based on our previous experience and to
tries [27], which results in waiting time before surgery, evaluate the score in a new patient population. If work-
to prioritizations between patients, and to mortality ing, such a score would potentially facilitate and improve
among the patients on the waiting list. the prioritization process.
The prioritization process should be based on factors
that influence mortality and morbidity risk while waiting.
Traditionally angina symptoms, extent of coronary artery
Patients and Methods
disease (CAD), and cardiac function (measured as left The score was constructed using data from all 5,864
ventricular ejection fraction) have been used to allocate patients accepted for elective coronary artery bypass
patients into different priority groups [8 11] although grafting (CABG) at Sahlgrenska University Hospital and
attempts have been made to refine the process [9, 10, 12]. the Scandinavian Heart Center between January 1995
Only two studies have been large enough to identify and June 1999. This patient population has been thor-
independent predictors for death on the waiting list [4, 5]. oughly described elsewhere [4].
Morgan and colleagues [5] studied over 29,000 Canadian During the evaluation period (July 1999 to December
waiting list patients and found that age, male gender, and 2003), 5,539 patients were accepted for elective isolated
impaired left ventricular function were independent risk CABG or combined CABG and valve surgery at Sahlg-
factors for death. Our group recently presented data [4] renska University Hospital and the Scandinavian Heart
from 5,864 Swedish patients where unstable angina, Center. The two centers have a joint waiting list. Two
concomitant aortic valve disease requiring surgery, male hundred and eight patients (4%) underwent acute sur-
gery (within 24 hours after acceptance) and were there-
Accepted for publication Aug 22, 2005. fore never registered on the waiting list or included in the
Address correspondence to Dr Rexius, Department of Cardiothoracic
study. The remaining 5,331 patients entered the waiting
Surgery, Sahlgrenska University Hospital, 413 45 Gothenburg, Sweden; list. Of these patients, 105 (2%) were withdrawn from the
e-mail: helena.rexius@hjl.gu.se. waiting list, and subsequently from the study, for various

2006 by The Society of Thoracic Surgeons 0003-4975/06/$32.00


Published by Elsevier Inc doi:10.1016/j.athoracsur.2005.08.032
578 REXIUS ET AL Ann Thorac Surg
MORTALITY ON THE WAITING LIST FOR CABG 2006;81:577 82

Table 1. Patient Characteristics Table 2. Variables Included in the Risk Score


Number (n) 5,167 Points
Male sex 3,953 (76%) Unstable angina 3
Age (mean SD, years) 66 9 Left main stenosis 2
CARDIOVASCULAR

Isolated CABG 4,685 (91%) Aortic valve disease requiring surgery 2


CABG and aortic valve surgery 379 (7%) Peroperative risk
CABG and mitral valve surgery 85 (1.6%) Low 0
CABG and aortic and mitral valve 18 (0.4%) Intermediate 1
surgery High 2
Waiting time (median, days) 33 (1379) Left ventricular ejection fraction
Body mass index 27 4 50% 0
Left ventricular ejection 57 13 3549% 1
fraction (mean SD, %)
35% 2
Cleveland Clinic risk score 1.90 1.78
Male gender 1
Left main stem stenosis 1,165 (22%)
Three-vessel disease 3,534 (68%)
Unstable angina 1,582 (31%)
Chronic obstructive pulmonary disease 290 (6%) Definitions
Previous stroke 408 (9%) Waiting time was defined as the time from acceptance to
Hypertension 2,314 (45%) operation or death. At the end of the study period, 104
Atrial fibrillation 134 (3%) patients were still on the waiting list. For these patients,
Diabetes mellitus 1,075 (21%) the waiting time was defined as the time from acceptance
Previous cardiac surgery 141 (3%) to the end of the inclusion period (December 31, 2003).
Serum creatinine (mean SD, mol/L) 102 47 Unstable angina pectoris was defined as a patient who
Blood hemoglobin (mean SD, g/L) 140 14 required hospitalization due to angina symptoms at the
NYHA (mean SD) 1.60 0.82 time of acceptance. Patients with myocardial infarction
CCS (mean SD) 2.39 1.21 and/or unstable angina were hospitalized and in the
majority of cases operated before discharge. Significant
CABG coronary artery bypass grafting; CCS Canadian Cardio- stenosis was defined as a 50% reduction in the vessel
vascular Society; NYHA New York Heart Association; SD
standard deviation. diameter measured by angiography. Left ventricular
ejection fraction was measured with transthoracic echo-
cardiography in the majority of the cases and, for the
remaining patients, with a left ventricular injection dur-
reasons, such as patients declining surgery, change to ing coronary angiography. The severity of symptoms of
angioplasty, or malignant disease. In addition, 57 patients cardiac failure was classified according to the New York
(1%) were excluded due to missing data necessary for Heart Association [13] and the severity of angina symp-
score calculations. The study population therefore con- toms was classified using the Canadian Cardiovascular
sisted of 5,167 patients accepted for isolated CABG (n Society score [14].
4,685, 91%) or combined CABG and valve surgery (n The Cleveland Clinic Risk Score was used for perop-
482, 9%) The mean age was 66 9 years and 76% were erative mortality and morbidity risk stratification [15]. In
males. Patient characteristics are given in Table 1. short, the preoperative risk factors are entered into a
Preoperative data were registered prospectively in a scoring system with one to six points for each factor. The
database (CorBase, Journalia AB, Kunglv, Sweden). factors that are included are emergency procedure, im-
Data are 100% complete regarding mortality on the paired renal function, severe left ventricular dysfunction,
waiting list and all factors included in the risk score. reoperation, operative mitral valve insufficiency, increas-
Deaths from all causes were reported. The causes of ing age, previous vascular surgery, chronic obstructive
death for patients who died on the waiting list were pulmonary disease, anemia, operative aortic valve steno-
collected from the Cause of Death Register kept by the sis, body weight less than 65 kg, diabetes mellitus, and
National Board of Health and Welfare in Sweden cerebrovascular disease [15].
(Socialstyrelsen). Low peroperative risk in the present score was
defined as 0 1 points in Cleveland Clinic risk score,
Risk Score medium risk as 2-4 points, and high peroperative risk
The score is essentially based on the multivariate risk as 5 points or greater. The Research Ethics Committee
ratios calculated with Poisson regression in our previous of the Medical Faculty, University of Gteborg, ap-
study [4]. The score is given in Table 2. The patients were proved the study.
divided into three groups according to their score: low-
risk group (0 2 points), intermediate-risk group (35 Triage
points), and high-risk group ( 6 points). Patient charac- All patients were accepted and given priority at a
teristics related to risk group are given in Table 3. triage with the treating cardiologist, a senior cardio-
Ann Thorac Surg REXIUS ET AL 579
2006;81:577 82 MORTALITY ON THE WAITING LIST FOR CABG

Table 3. Patient Characteristics Related to Risk Group


High Risk Intermediate Risk Low Risk

Number (n) 771 1,990 2,406


630 (82%)a,b

CARDIOVASCULAR
Male sex 1,501 (75%) 1,822 (76%)
Age (mean SD, years) 71 8c,b 67 9b 64 9
Isolated CABG 642 (83%)b 1,680 (84%)b 2,363 (98%)
CABG and aortic valve surgery 115 (15%)b 260 (13%)b 4 (0.5%)
CABG and mitral valve surgery 11 (1.5%) 40 (2%) 34 (1.5%)
CABG and aortic and mitral valve surgery 3 (0.5%) 10 (0.5%) 5 (0.5%)
Waiting time (median, days) 9 (522)c,b 24 (976)b 52 (2893)
Body mass index (mean SD) 26 4 27 4 27 4
Left ventricular ejection fraction (mean SD, %) 49 15c,b 56 12b 61 10
Cleveland Clinic risk score (mean SD) 3.3 2.2c,b 2.1 1.8b 1.3 1.3
Left main stem stenosis 520 (67%)c,b 608 (31%)b 37 (2%)
Three-vessel disease 565 (73%)c,b 1316 (66%) 1,653 (69%)
Unstable angina 697 (90%)c,b 885 (44%)b 0
Chronic obstructive pulmonary disease 86 (11%)c,b 123 (6%)b 81 (3%)
Previous stroke 108 (14%)c,b 179 (9%)b 121 (5%)
Hypertension 338 (44%) 921 (46%) 1,055 (44%)
Atrial fibrillation 39 (5%)b 69 (3%)b 26 (1%)
Diabetes mellitus 195 (25%)b 444 (23%)b 436 (18%)
Previous cardiac surgery 39 (5%)c,e 65 (3%)b 37 (2%)
Serum creatinine (mean SD, mol/L) 111 56c,b 103 51f 99 39
Blood hemoglobin (mean SD, g/L) 137 15c,b 140 14b 142 13
NYHA (mean SD) 1.88 0.95c,b 1.67 0.84b 1.46 0.73
CCS (mean SD) 2.62 1.33c,b 2.39 1.31d 2.30 1.07
Risk score (mean SD) 6.9 1.1c,b 3.9 0.8b 1.2 0.6
a b c d e f
0.01 vs intermediate risk. 0.001 vs low risk. 0.001 vs intermediate risk. 0.05 vs low risk. 0.05 vs intermediate risk. 0.01 vs low
risk.

CABG coronary artery bypass grafting; CCS Canadian Cardiovascular Society; NYHA New York Heart Association; SD standard
deviation.

thoracic surgeon, and an interventional cardiologist. A univariate Poisson regression model with correction
Medical history, present medication, results of labora- for age was used to calculate hazard ratios for death for
tory tests, electrocardiogram at rest, stress-test (for each step increase in the score. To compare the score
patients with stable angina), echocardiography, and with other predictive instruments the gradient of risk per
coronary angiogram were presented at triage. The one standard deviation was calculated. The gradient of
decisions were mainly based on the severity of symp- risk gives the hazard ratio between individuals, which
toms, extent of coronary disease, and left ventricular differs one standard deviation with respect to the mean
function. The elective patients were prioritized into value of the predictor. A p value of 0.05 was considered
three groups: (1) imperative (n 1,636), surgery significant. All p values are two-tailed.
planned within two weeks; (2) urgent (n 2,918),
surgery planned within 12 weeks; and (3) routine
(n613), surgery intended within 6 months. If patient Results
priority was changed during the study period, the final Waiting Time
priority was used in the analysis.
The median waiting time was 33 days (interquartile
Statistical Analyses range, 1379 days). The median waiting time was 8 (514)
The data are generally presented as the mean and days for the patients in the imperative group (p 0.001 vs
standard deviation. For waiting times, the median and urgent and routine group), 57 (30 101) days for the
interquartile range is given. Analysis of variance was patients in the urgent group (p not significant vs
used to compare continuous data and the 2 test was routine), and 66 (35129) days for the patients in the
used to compare categorical data. Mortality incidences in routine group. When waiting time was related to risk
the different risk groups were compared by the log-rank group, waiting time in the high-risk group was 9 (522)
test. The nonparametric Mann-Whitney U test was used days, in the intermediate-risk group 24 (9 76) days, and
to compare waiting times between the patients who died in the low-risk group 52 (28 93) days (p 0.001 among all
on the waiting list and those who survived until surgery. groups).
580 REXIUS ET AL Ann Thorac Surg
MORTALITY ON THE WAITING LIST FOR CABG 2006;81:577 82
CARDIOVASCULAR

Fig 1. Percentages of patient population related to score points. For- Fig 2. Mortality incidence related to risk group. The risk of death
ty-seven percent of the patients was low risk ( 2 score points), while waiting for surgery was 25-fold higher in the high-risk than
38% intermediate risk (35 points) and 15% high risk ( 6 points). in the low-risk group and fivefold higher than in the intermediate
risk group (p 0001 between all groups).

Mortality
During the study period, 42 patients died while waiting given in Table 4. The mean amount of score points in the
for CABG, corresponding to an overall mortality of 0.8% patients who died while waiting for surgery was 5.0 2.6
and an incidence of 5.2 deaths per 100 patient-years. compared with 3.1 2.1 in the surviving patients (p
Death certificates were available for 40 of the 42 patients 0.001). The hazard ratio for death for each step increase in
who died while awaiting operation. For all of these the score was 1.67 (95% confidence interval [CI] 1.47
patients, death was related to cardiovascular disease 1.90). The score had an estimated gradient of risk per one
(acute myocardial infarctions [n 29], sudden death [n standard deviation equal to 2.93 (95% CI 2.253.82).
6], heart failure [n 4], stroke [n 1]). The median time
from acceptance to death for the patients who died while
waiting for surgery was 47 days (interquartile range, 9 76 Comment
days, p 0.92 compared with the patients who survived In this study we found that a simple score can identify
until surgery). patients at an increased risk for death while waiting for
elective CABG. The score can be used in adjunct to
Risk Score standard clinical variables to allocate CABG patients to
The mean risk score was 3.1 2.2. The distribution of different priority groups at triage.
patients is given in Fig 1. The low risk group contained Ideally all patients accepted for CABG should be
2,406 patients (47%), the intermediate group contained operated immediately to avoid mortality on the waiting
1,990 patients (38%), and the high-risk group contained list. Unfortunately, the capacity for CABG appears to fall
771 patients (15%). The mortality incidence differed sig- short of demand in some areas. Long waiting lists for
nificantly between the different risk groups; 32 deaths/ CABG have been reported from, eg, Sweden, Canada,
100 waiting years in the high-risk group, 7 deaths/100 New Zealand, Great Britain, and Holland [2, 5, 9, 16, 17].
waiting years in the intermediate-risk group, and 1.3 Prioritization between patients is necessary when all
deaths/100 waiting years in the low-risk group (p 0.001 patients cannot be operated immediately. Angina symp-
among groups) (Fig. 2). toms, CAD extension, and cardiac function have tradi-
When score points were related to priority group, the tionally been used to prioritize patients [11] although
score was highest in the imperative group (4.9 2.0) attempts to refine the prioritization process have been
compared with the urgent group (2.4 1.7) and the made [8 10, 12]. De Bono and colleagues [8] constructed
routine group (1. 8 1.3, p 0.001 among all groups). Of a prioritization system for patients waiting for elective
the patients in the high-risk group, 23% were prioritized coronary angiography. This score included angina symp-
to the urgent or routine priority group. The distribution toms, result of exercise test, age, gender, diabetes, high
of patients between priority groups and risk groups is cholesterol, and previous myocardial infarction. Naylor
and colleagues [10] identified three main urgency deter-
minants for CABG: severity and stability of symptoms of
Table 4. Risk Group Related to Priority Group
angina, coronary anatomy, and results of noninvasive
Intermediate tests for ischemia. Based on these findings The New
High Risk Risk Low Risk All Zealand priority criteria project developed a score for
Imperative group 597 857 182 1,636 patients waiting for CABG to include angina symptoms,
Urgent group 164 1,022 1,732 2,918 extension of coronary artery disease, result of exercise
Routine group 10 111 492 613
test, and ability of daily living [9]. However, independent
of which factors are taken into consideration, waiting list
All 771 1,990 2,406
mortalities have been reported to be significant (0.4%
Ann Thorac Surg REXIUS ET AL 581
2006;81:577 82 MORTALITY ON THE WAITING LIST FOR CABG

4%) and seem to be more dependent on mean waiting markedly lower gradients of risk/1 SD; 1.55 and 1.27,
time than on prioritization system [2, 5, 6, 18]. It is thus respectively [20]. Intima-media thickness of the common
obvious that it is difficult to identify patients with an carotid artery as a predictor of myocardial infarction has
increased risk while waiting. a gradient of risk/1 SD of 1.43 [21].
In the present work we sought to construct a simple We also calculated how the use of a more complicated

CARDIOVASCULAR
score to identify patients with an increased risk for death score based on a linear combination of the original
on the waiting list for CABG. The aim was not to variables [4] (without rounding off to a closest integer)
construct a prioritization system, since many factors would influence gradient of risk per one standard devi-
important for clinical prioritization (such as amount of ation. The gradient with this more complicated score
threatened myocardium, grade, and number of stenoses, (which necessitates computer support) was 3.00 vs 2.93
etc) are difficult to translate into a simple score system. with the present simple score. This indicates that the
Instead we aimed to construct a simple score to be used simplification of the score can be made without any
in adjunct to standard factors during triage. The score significant loss in predictive ability.
should be easy to use and include only factors available The score is based on data collected from January 1995
at triage, but should adequately identify patients at risk. to June 1999. During this period median waiting time was
Our group recently presented [4] incidence and risk 55 days and 1.3% of the accepted patients died while
factors for death on the waiting list in 5,864 patients with waiting [4]. During the study period (July 1999 to Decem-
a median waiting time of 55 days operated from January ber 2003) median waiting time and mortality was reduced
1995 to June 1999. The present score is essentially based by approximately 40%, to 33 days and 0.8 %, respectively.
on the calculated risk ratios (rounded off to closest This demonstrates that a reduction of overall waiting
integer) of independent predictors in that study (Table 2). time has a distinct effect on waiting list mortality. How-
However, it is difficult to interpret risk factor analyses for ever, mortality incidence was not significantly influenced
patients on a waiting list, since the prioritization process by the reduction in waiting time (5.8 vs 5.2 deaths 100
and subsequent differences in waiting times cause bias. waiting years, p not significant). Other measures, such
Therefore, we chose to also include left main stenosis in as improved prioritization and/or improved medical
the score although this variable did not emerge as an management during the waiting period are probably
independent predictor in our material but has been a required to reduce the mortality incidence. Prospective
consistent risk factor in other studies [7, 11, 19]. studies are necessary to determine whether the use of a
The score was retrospectively validated in more than score to identify high-risk patients has any effect on
5,000 patients operated from July 1999 to December 2003. mortality incidence.
We divided the patients into three risk groups according During the study periods, the Cleveland Clinic risk
to the score and calculated mortality incidence in each score was used for perioperative risk stratification at our
group. Mortality incidence in the high-risk group ( 6 center. Thus, the points given in the score for perioper-
points) was fivefold higher than in the intermediate-risk ative risk (Table 2) are based on this risk score. However,
group (25 points) and 25-fold higher than in the low-risk it is conceivable that other risk stratification models, such
group (0 2 points). This suggests that the score reason- as the EuroSCORE or The Society of Thoracic Surgeons
ably well identifies a relative small subpopulation (15% risk algorithm, can be used as well since the different
of all patients) of CABG patients with a high risk during score systems seem to be largely comparable [22, 23].
the waiting period and that these patients should be To summarize, a simple score to identify patients with
given high priority. This was also the case in the majority high mortality risk on the waiting list for CABG has been
of patients, because 77% of the patients in the high-risk presented. The score was validated retrospectively and
group were allocated to the imperative group at triage was found to identify risk patients adequately. Prospec-
(Table 4). However, almost one out of four high-risk tive studies are required to determine if the use of the
patients (23%) were allocated to lower priority groups, score (in combination with standard priority factors)
which illustrates that the identification of high-risk pa- reduces waiting list mortality.
tients at triage may be complicated and thus, a simple
identification score may be supportive.
The gradient of risk per one standard deviation can be References
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