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American Journal of Obstetrics and Gynecology (2004) 191, 1907e13

www.ajog.org

Persistence of human papillomavirus infection as


a predictor for recurrence in carcinoma of the
cervix after radiotherapy
Yutaka Nagai, MD, PhD,a,* Takashi Toma, MD,a Hidehiko Moromizato, MD, PhD,a
Toshiyuki Maehama, MD, PhD,a Tsuyoshi Asato, DHS, PhD,b
Ken-ichi Kariya, MD, PhD,b Koji Kanazawa, MD, PhDa

Department of Obstetrics and Gynecology, Faculty of Medicine,a Division of Cell Biology, Graduate School of
Medicine,b University of the Ryukyus, Okinawa, Japan

Received for publication March 30, 2004; revised June 17, 2004; accepted June 24, 2004

KEY WORDS Objective: This study was undertaken to examine a possible correlation between clearance or
Cervical carcinoma persistence of human papillomavirus (HPV) infection and radiation response in carcinoma of the
Human cervix.
papillomavirus Study design: We reviewed 97 patients with HPV-positive cervical squamous cell carcinoma
DNA (International Federation of Gynecology and Obstetrics [FIGO] stage IB-IVA) treated with radio-
Radiotherapy therapy. Examination of HPV DNA was performed by the polymerase chain reaction-based assay.
Recurrence Results: Cervical HPV DNA cleared in 42 patients (43.3%) and persisted in 55 patients (56.7%) at
Local disease-free the end of irradiation. All of 42 HPV-cleared patients (100.0%) and 50 of 55 HPV-persistent patients
survival (90.9%) had complete response. Of 92 patients with complete response, 20 (21.7%) had local
Overall survival recurrence develop. The recurrence rate was significantly higher in HPV-persisted patients (34.0%)
than in HPV-cleared patients (7.1%) (P = .0016). Univariate analysis demonstrated the significant
differences for both 5-year local disease-free survival (LDFS) and overall survival (OAS) between
HPV-cleared and HPV-persisted groups. Multivariate analysis showed that persistence of HPV
DNA was the most powerful independent predictor for LDFS and OAS compared with other
prognostic factors, such as FIGO stage or node swelling.
Conclusion: In HPV-positive cervical carcinoma, persistence of HPV DNA in the cervix at the end
of irradiation was highly predictive of LDFS and OAS.
2004 Elsevier Inc. All rights reserved.

Supported in part by Grant-in-Aid for Scientic Research on Carcinoma of the uterine cervix is one of the most
Priority Areas from the Ministry of Education, Culture, Sports, common gynecologic malignancies worldwide.1 Radia-
Science and Technology of Japan (12218102). tion therapy plays a standard role along with surgery for
* Reprint requests: Yutaka Nagai, MD, PhD, Department of primary treatment of the disease. In radical radiother-
Obstetrics and Gynecology, Faculty of Medicine, University of the
Ryukyus, 207 Uehara Nishihara-Machi, Nakagami-Gun, Okinawa
apy, treatment failure is encountered often in patients
903-0215, Japan. with a bulky, barrel-shaped cervical tumor, and seriously
E-mail: ynagai@med.u-ryukyu.ac.jp inuences patient prognosis. Postradiation adjuvant

0002-9378/$ - see front matter 2004 Elsevier Inc. All rights reserved.
doi:10.1016/j.ajog.2004.06.088
1908 Nagai et al

Table I Prevalence of HPV DNA genotypes detected in 97 Material and methods


patients
Patients
Type Number detected (%)
16 39 (39.8)* Between January 1995 and December 2000, 139 patients
18 3 (3.1) were treated with primary radical radiotherapy for
31 5 (5.1) invasive squamous cell carcinoma of the cervix at the
33 11 (11.2)* University Hospital of the Ryukyus. Forty-two cases
35 2 (2.0) were excluded because of HPV DNA-negative disease
51 1 (1.0) (n = 16), unaccomplished radiotherapy because of ex-
52 7 (7.1) cessively poor response of disease or severe adverse
53 3 (3.1) eects (n = 13), incomplete follow-up investigations for
54 1 (1.0)
HPV DNA or failure of follow-up (n = 11), and death
56 3 (3.1)
58 10 (10.2) from intercurrent disease (n = 2). Thus, a total of 97
59 3 (3.1) patients with a mean age of 59.3 years (range, 30-85
66 2 (2.0) years) were included in the current study. We did not
70 1 (1.0) request institutional review board approval for this
73 1 (1.0) study because of its retrospective nature.
82 1 (1.0) Histology of squamous cell carcinoma was conrmed
91 1 (1.0) according to the World Health Organization (WHO)
NDy 4 (4.1) criteria14 by reexamining their hematoxylin and eosi-
Total 98 (100.0) nestained slides. Cervical disease was staged IB in 9
* One case with double injection of types 16 and 33 included. cases, IIB in 31, IIIB in 52, and IVA in 5 according to
y
Genotypes not determined. the International Federation of Gynecology and Ob-
stetrics (FIGO) staging system.15 The tumor size of the
cervix was determined to be 4 cm or less in 51 cases and
greater than 4 cm in the remaining 46 cases by magnetic
resonance imaging (MRI) combined with pelvic exam-
hysterectomy or chemotherapy may be recommended ination. Pelvic node swelling, which was dened as an
for such cases. However, in clinical practice, it is not enlargement of greater than 10 mm in the shortest
always easy to dierentiate whether disease is controlled dimension by computerized tomography (CT),16 was
completely by irradiation in a case in which macroscopic observed in 32 cases. The patients performance status
gross disease no longer persists.2 was zero in 77 cases and 1 to 2 in the remaining 20 cases
Human papillomavirus (HPV) infection is a well- according to the Eastern Cooperative Oncology Group
established etiologic factor in carcinoma of the cervix.3 criteria.17
DNAs of HPVs, including HPV 16 and 18, have been Radiotherapy
detected from local tumor in 75% to 100% of patients
with invasive cervical carcinoma, elucidating their on- All patients underwent radical radiotherapy as primary
cogenic signicance.4 It has been reported that, in HPV treatment for carcinoma of the cervix with intent to
DNA-positive cervical carcinoma, HPV DNA and/or cure. External-beam irradiation was delivered with a 18-
RNA were clinically useful as newer markers to predict MV linear accelerator with central shielding through
recurrence after therapeutic conization for cervical anteroposterior-opposed portals, to the whole pelvic
intraepithelial neoplasia (CIN)5-7 and to detect micro- region and, if needed, to the para-aortic region depend-
scopically undetectable metastases in removed nodes.8-11 ing on a status of disease. Total dose of external beam
Although the leading treatment for carcinoma of the irradiation to the parametrium ranged from 50 to 60 Gy.
cervix includes radiotherapy, there is little information External-beam irradiation was followed by high-dose
about a possible relationship between a natural history rate intracavitary brachytherapy that used a remotely
of HPV infection and radiation response in the cervical controlled afterloading system with an Ir 192 source.
tumor. One to 4 fractions were administered once a week with
We have conducted various researches on HPV a fraction dose of 6.0 Gy at point A, ranging from 6 to
infection in preinvasive and invasive carcinoma of the 30 Gy (mean dose, 17.9 G 0.9 Gy). For 34 patients with
cervix.6,11-13 Here we report that the clearance or locally advanced huge tumor, chemotherapy was com-
persistence of cervical HPV DNA in invasive carcinoma bined concurrently with radiation therapy. The rst
of the cervix treated with radical radiotherapy was cycle of chemotherapy was initiated on day 1 of
highly predictive of local disease-free survival (LDFS) external-beam irradiation and performed as follows:
and overall survival (OAS). a 2-hour continuous intravenous infusion of 20 mg of
Nagai et al 1909

Table II Clearance or persistence of HPV DNA by clinical characteristics


HPV DNA cleared (n = 42) HPV DNA persisted (n = 55)
Items No. % No. % P value*
FIGO stage
IBCIIB 19 45.2 21 38.2 .48
IIIBCIVA 23 54.8 34 61.8
Cervix tumor size
%4 cm 24 57.1 27 49.1 .43
O4 cm 18 42.9 28 50.9
Node swelling
Negative 29 69.0 36 65.5 .71
Positive 13 31.0 19 34.5
Performance status
0 33 78.6 44 80.0 .86
1-2 9 21.4 11 20.0
Chemotherapy
Not used 27 64.3 36 65.5 .90
Combinedy 15 35.7 19 34.5
* c2 test.
y
Concurrent chemoradiation.

Table III Correlation between clearance or persistence of Table IV Correlation between clearance or persistence of
HPV DNA and radiation response HPV DNA and local recurrence in 92 patients who achieved
complete response
Radiation response
Local recurrence*
HPV DNA No. of patients CR Non-CR
HPV DNA No. of patients Yes No
Cleared 42 42 (100.0%) 0
Persisted 55 50 (90.9%) 5 (9.1%) Cleared 42 3 (7.1%) 39 (92.9%)
Total 97 92 (94.8%) 5 (5.2%) Persisted 50 17 (34.0%) 33 (66.0%)
CR, Complete response.
Total 92 20 (21.7%) 72 (78.3%)
P = .054 (Fisher exact test). P = .0016 (Fisher exact test).
* Cervical and/or parametrial relapses.

cisplatin/m2 body surface area on days 1 to 5 of


radiotherapy.18 Chemotherapy was repeated at 3-week studies, and cytology and histology. Local recurrence
intervals, ranging from 1 to 3 cycles (mean, 2.3 G 0.5 included clinical or histologic recurrent diseases of
cycles). the cervix and/or the parametrium in patients who
were registered as complete response at the end of
Evaluation of radiation response and follow-up radiotherapy. The mean follow-up time was 52.4
months (range, 6-102 months).
Response to radiotherapy was evaluated by pelvic
examination, MRI, CT, cytology, and histology until 6 Detection and typing of HPV DNA
weeks after the completion of treatment. Complete
response was registered when no clinical and histologic Sampling for HPV DNA examination was performed
evidence of disease existed. All other cases with persis- every 2 to 4 weeks during irradiation and every 3 months
tence or progression of disease were registered as a non- after radiotherapy, after obtaining patients full in-
complete response. formed consent. Swab samples from the cervix were
The subsequent follow-up after radiotherapy was subjected to DNA extraction and polymerase chain
conducted usually every 3 months for the rst 2 years reaction (PCR) with Yoshikawas L1 consensus primers
and every 6 months thereafter. For patients with to detect HPV DNA.13,19 PCRs with b-globin primer
persistent or recurrent disease, the follow-up was con- were performed in parallel, as controls for DNA quality.
ducted more tightly in consideration of alternative For identication of HPV DNA genotype, direct
treatment. Follow-up examination included physical nucleotide sequencing was performed for PCR products
and pelvic examinations, routine blood count and obtained with the L1 consensus primers as described
chemistry prole, urinalysis, chest radiography, imaging previously.13 Similarity of the obtained L1 sequences
1910 Nagai et al

Table V Univariate analysis of prognostic variables for LDFS


and OAS
LDFS OAS
No. of 5-y 5-y P
Variables patients rate P value rate value
FIGO stage
IBCIIB 40 89.9% .0025 90.0% .0005
IIIBCIVA 57 59.8% 54.4%
Cervix tumor
size
%4 cm 51 73.0% .73 75.5% .089
O4 cm 46 72.9% 61.8%
Node swelling
Negative 65 81.8% .0008 80.7% .0001
Positive 32 54.1% 45.0%
HPV DNA
Cleared 42 91.1% .0001 87.9% .0006
Persisted 55 58.2% 53.7%
HPV DNA type
16/18 42 62.8% .039 63.3% .18
Others 55 80.1% 73.5%

with those of various HPV DNA genotypes in the


database was examined with the BLAST analysis
(http://www.ncbi.nih.gov/BLAST).

Statistics
Correlations among clearance of HPV DNA, radiation
response, and local recurrence were evaluated by the c2
Figure LDFS and OAS according to clearance or persis-
test or Fisher exact test. LDFS curves and OAS curves tence of cervical HPV DNA.
were calculated according to Kaplan-Meier method by
using the date of initiation of treatment as the starting
point, and the dierences between patient groups were
tested by the log-rank test. Patients who failed to
achieve complete response to treatment were scored as cases (40.2%), and HPVs 18 and 54 were identied in 3
local recurrence at time zero. Univariate and multivar- (3.1%) and in 3 (3.1%), respectively. A double infection
iate analyses were performed with the Cox proportional of HPV 16 and 33 was found in 1 case.
hazards model of regression analysis. Five prognostic
variables (FIGO stage, cervix tumor size, node swelling,
HPV DNA clearance, and HPV DNA genotype) were Clearance or persistence of HPV DNA and
considered for the statistical analysis. P ! .05 was radiation response
considered signicant for all statistical analyses.
HPV DNA cleared from the cervix during irradiation in
42 patients (43.3%) and persisted after the end of
irradiation in 55 patients (56.7%). Clearance of HPV
Results
DNA was documented at fourth week of treatment in
Prevalence of HPV DNA genotype the earliest patients. In analysis of correlation between
clinical characteristics and clearance or persistence of
Seventeen HPV DNA genotypes, including the high- HPV DNA, no signicant dierences were observed in
oncogenic-risk types,20 were detected in this series any of these items (Table II).
(Table I). Of high-risk HPVs (HPVs 16, 18, 45, and All 42 HPV DNA-cleared patients (100.0%) and 50
56), HPV 45 was not detected. HPV DNA genotype was of 55 HPV DNA-persistent patients (90.9%) had
not determined in 4 cases. HPV 16 was the most complete response. This resulted in the overall complete
commonly found type and was identied in 39 of 97 response rate of 94.8% (92/97 patients) (Table III).
Nagai et al 1911

Table VI Multivariate analysis of prognostic variables for LDFS and OAS


LDFS OAS
Variables HR 95% CI P value HR 95% CI P value
FIGO stage 3.00 0.98-9.11 .052 3.78 1.27-11.24 .017
Node swelling 2.88 1.26-6.57 .011 2.76 1.28-5.93 .0093
HPV DNA persistence 7.02 2.05-24.02 .0011 4.53 1.68-12.18 .0028
HPV DNA type 1.62 0.72-3.69 .24 1.19 0.56-2.53 .64
HR, Hazard rate.

Incidence of local recurrence after DNA were taken as the signicant prognostic factors for
complete response OAS (P = .017-.0028). Among these prognostic factors,
persistence of cervical HPV DNA at the end of
Of 92 patients who achieved complete response at the radiotherapy remained the most powerful independent
end of irradiation, 20 (21.7%) had recurrent disease of predictor for both LDFS and OAS, exhibiting the
the cervix and/or parametrium develop in posttreatment smallest P values (P = .0011 and P = .0028, respec-
follow-up course. The recurrence rate was 7.1% (3/42 tively) (Table VI).
cases) in HPV DNA-cleared patients and 34.0% (17/50
cases) in HPV DNA-persisting patients, respectively.
The latter was signicant, approximately 5 times higher Comment
compared with the former (P = .0016) (Table IV). The
To our knowledge, this is the rst study on the potential
sensitivity and specicity of persistent HPV DNA for
usefulness of HPV DNA examination in follow-up for
prediction of local recurrence were 34.0% and 92.9%,
patients with carcinoma of the cervix treated with
respectively. The mean time to local relapse was 13.8 G
primary radical radiotherapy. Our data demonstrated
13.4 months (range, 3-50 months) in the 17 cases from
that, in HPV DNA-positive cervical carcinoma, persis-
HPV DNA-persistent patients and this was signicantly
tence of HPV DNA in the cervix at the end of
shorter than 39.0 G 25.2 months (range, 10-55 months)
radiotherapy was highly predictive of local recurrence.
in the 3 cases from HPV DNA-cleared patients
Moreover, multivariate statistical analysis showed that
(P = .016, Student t-test).
persistence of HPV DNA represented an independent
and the most powerful prognostic factor for LDFS and
Prognostic factors and LDFS and OAS OAS. This information appears to enable us to identify
Univariate statistical analysis patients with a strong likelihood of developing local
The 5-year cumulative LDFS and OAS rates were recurrence and to give them some benet from early
76.5% and 72.8% for all 97 patients, respectively. adjuvant or alternative treatment.
Signicant dierences were found in LDFS rates ac- HPV DNA is regarded to be a reliable marker of
cording to FIGO stage, node swelling, HPV DNA cervical carcinoma because HPV DNAs were detected in
persistence, and HPV DNA genotype (P = .0001- more than 95% of tumor samples.21-23 To date, in-
.039), except for cervical tumor size. The signicant formation is not available concerning a natural history
dierence were also observed in OAS rates according to of HPV infection in cervical carcinoma managed with
FIGO stage, node swelling, and HPV DNA persistence radiation therapy. Previous studies examined HPV
(P = .0001-.0006), whereas no signicant dierences infection only before radiotherapy, that is, they assessed
were observed in OAS rates for cervix tumor size and a possible correlation between a pretreatment status of
HPV DNA genotype (Table V). Figure depicts the HPV infection (HPV DNA-positive/negative tumor
LDFS and OAS curves according to persistence of and/or HPV DNA genotype) and a prognosis in patients
cervical HPV DNA. Both LDFS and OAS were treated with radiation therapy.24-26 Here we report the
signicantly worse in HPV DNA-persisting patients rst study in which an HPV infection status has been
than in HPV DNA-cleared patients (P = .0001 and examined both before, during, and after radiotherapy.
P = .0006, respectively). On the other hand, there are a few reports by us and
others in which an HPV infection status was examined
Multivariate statistical analysis before and after surgical treatment of CIN.6, 27-29 In
A node-swelling status and persistence of HPV DNA HPV DNA-positive CIN, margin-free surgical removal
were taken as the signicant prognostic factors for of disease resulted usually in clearance of HPV infection
LDFS (P = .011 and P = .0011). In addition to this, within 1 to 2 months.6,27,29 Patients with persistent HPV
FIGO stage, node swelling, and persistence of HPV DNA were stressed to be at a high risk of disease
1912 Nagai et al

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