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CLINICAL OBSTETRICS AND GYNECOLOGY

Volume 56, Number 3, 511519


r 2013, Lippincott Williams & Wilkins

The Obstetric Origins


of Health for a
Lifetime
DAVID J.P. BARKER, MD, PhD*
and KENT L. THORNBURG, PhDw
*MRC Lifecourse Epidemiology Unit, University of Southampton,
Southampton, UK; and w Moore Institute and Heart Research
Center, Oregon Health & Science University, Portland, Oregon

Abstract: There is a new developmental model for development are major risk factors for
the origins of a wide range of chronic diseases. Under the development of a range of chronic
this model the causes to be identified are linked to
normal variations in fetoplacental development. diseases including coronary heart disease
These variations are thought to lead to variations in and type 2 diabetes, which are the focus of
the supply of nutrients to the baby that permanently this review. This has led to a new devel-
alter gene expression, a process known as program- opmental model for the origins of dis-
ming. According to the developmental model varia- ease that proposes that nutrition during
tions in the processes of development program the
function of a few key systems that are linked to fetal life, infancy, and early childhood
disease, including the immune system, antioxidant establish gene expression and thereby per-
defenses, inflammatory responses, and the number manently set functional capacity, meta-
and quality of stem cells. bolic competence, and responses to the
Key words: fetal programming, maternal nutrition, later environment, a phenomenon known
placenta
as programming.1,2
Studies in the county of Hertfordshire,
UK, were the first to shows that rates of
coronary heart disease and type 2 diabetes
Review among people in their later lives fall steep-
ly with increasing birthweight across the
normal range.3,4 These associations have
FETAL PROGRAMMING now been extensively replicated among
There is now clear evidence that the pace men and women in Europe, the United
and pathways of early growth and States, India, and China.58 The associa-
tions between low birthweight and later
Correspondence: David J.P. Barker, MD, PhD, MRC disease depend on slow fetal growth
Lifecourse Epidemiology Unit, University of South-
ampton, Mail Point 95, Southampton General Hospital, rather than premature birth. Among the
SO16 6YD, UK. E-mail: djpbarker@gmail.com different cohorts that have been as-
The authors declare that they have nothing to disclose. sembled around the world to study

CLINICAL OBSTETRICS AND GYNECOLOGY / VOLUME 56 / NUMBER 3 / SEPTEMBER 2013

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512 Barker and Thornburg

programming the Helsinki Birth Cohort and chronic infections, originate through
has some of the most detailed informa- developmental plasticity, in response to
tion.9 The cohort comprises 20,000 men malnutrition during fetal life and infancy.1
and women who were born in Helsinki, Why should fetal responses to malnutri-
Finland, during 1924 to 1944 and have tion lead to disease in later life? The general
been followed up to the present day. answer is clear: life history theory, which
embraces all living things, states that dur-
ing development there is never enough
DEVELOPMENTAL PLASTICITY resource to perfect every trait. If a plant
Like other living creatures in their early in your yard seeks more moisture by grow-
life, human beings are plastic during ing deeper roots it will do so at the expense
development and respond to their environ- of its stem and leaves. In humans, increased
ment.10 Each system and organ has a allocation of energy to one trait, such as
critical period when it is sensitive to the brain growth, necessarily reduces allocation
environment and during which it has to to one or more other traits, such as tissue
grow and mature. Critical periods are repair processes. The human fetus has a
often brief and for most organs and sys- developmental hierarchy. At the top of this
tems they occur in utero. Among the major is the brain. Toward the lower end are
organs only the brain, liver, and immune organs such as the lung and kidney: these
system remain plastic after birth. Devel- do not function in utero and their develop-
opmental plasticity enables the production ment may be traded off to protect higher
of phenotypes that are better matched to priority systems. The costs of trading off
their environment than would be possible include, it seems, disease in later life.
if the same phenotype was produced in all There are three processes through
environments. It is defined as the phenom- which people whose birthweights were
enon by which one genotype can give rise toward the lower end of the normal range
to a range of different physiological or have worse health through life than larger
morphologic states in response to different babies. First, they have less functional
environmental conditions during develop- capacity in key organs, such as the kid-
ment.10 A babys responses to malnutri- ney.12 Second, they have different settings
tion include slowing of growth and altered of hormones and metabolism.13 Third,
metabolism, which enable it to survive. they are more vulnerable to adverse envi-
Until recently we have overlooked a ronmental influences in later life.14
growing body of evidence that systems
of the body that are closely related to
adult disease, such as the regulation of INFANT AND CHILDHOOD GROWTH
blood pressure, are plastic during early Figure 1 shows the early growth of men
development. In animals it is surprisingly and women, born in Helsinki, who were
easy to produce lifelong changes in the either admitted to hospital with coronary
physiology and metabolism of a fetus by heart disease or died from it.9 Their mean
minor modifications to the diet of the height, weight, and body mass index
mother before and during pregnancy.11 (BMI, weight/height2) at each month
from birth to 2 years of age, and at each
year from 2 to 11 years of age, are ex-
SMALL SIZE AT BIRTH AND pressed as SDs (z scores). The mean z
LATER DISEASE score for the cohort is set at 0 and a child
There is now clear evidence that a range of maintaining a steady position as tall or
chronic diseases, including cardiovascular short, or fat or thin, in relation to other
disease, type 2 diabetes, certain cancers, children would follow a horizontal path

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The Obstetric Origins of Health for a Lifetime 513

Boys
0.3

Z-score
0.2

0.1 Cohort

-0.1 Height

BMI
-0.2
Weight
-0.3
0 6 12 18 2 4 6 8 10
Age (months) Age (years)
Girls
0.3

Z-score
0.2

0.1
Cohort
Height
0

Weight
-0.1

-0.2 BMI

-0.3
0 6 12 18 2 4 6 8 10
Age (months) Age (years)

FIGURE 1. Mean z scores for height, weight, and body mass index (BMI) in the first 11 years
after birth among boys and girls who had coronary heart disease as adults. The mean values for
all boys and all girls are set at 0, with deviations from the mean expressed as SDs (z scores).

on the Figure. At birth the mean body size were thin but after that their z scores for
of the boys who developed coronary heart BMI began to increase and continued to
disease in their later lives was approxi- do so.
mately 0.2 SDs below the average and
they were thin. Between birth and 2 years
of age, mean z scores for each measure- COMPENSATORY GROWTH
ment fell, so that at 2 years the boys were The rapid weight gain after the age of 2
thin and short. After 2 years of age their z years, that characterizes the growth of
scores for BMI began to increase and children who later develop coronary heart
continued to do so. Similarly to the boys, disease (Fig. 1) is thought to reflect com-
the mean body size of the girls who later pensatory growth. If the growth of a
had coronary events was below the aver- fetus, infant, or child falters because of
age at birth (Fig. 1). At 2 years of age they malnutrition or other adversity it has the

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514 Barker and Thornburg

TABLE 1. Odds Ratios (95% Confidence Intervals) for Type 2 Diabetes and Hypertension
According to Birthweight and Body Mass Index (BMI) at Age 11 Years
BMI at Age 11 (kg/m2)
Birthweight (kg) <15.7 16.6 17.6 >17.6
Type 2 diabetes (698 cases)
<3.0 1.3 (0.6-2.8) 1.3 (0.6-2.8) 1.5 (0.7-3.4) 2.5 (1.2-5.5)
3.5 1.0 (0.5-2.1) 1.0 (0.5-2.1) 1.5 (0.7-3.2) 1.7 (0.8-3.5)
4.0 1.0 (0.5-2.2) 0.9 (0.4-1.9) 0.9 (0.4-2.0) 1.7 (0.8-3.6)
>4.0 1.0 1.1 (0.4-2.7) 0.7 (0.3-1.7) 1.2 (0.5-2.7)
Hypertension (2997 cases)
<3.0 2.0 (1.3-3.2) 1.9 (1.2-3.1) 1.9 (1.2-3.0) 2.3 (1.5-3.8)
3.5 1.7 (1.1-2.6) 1.9 (1.2-2.9) 1.9 (1.2-3.0) 2.2 (1.4-3.4)
4.0 1.7 (1.0-2.6) 1.7 (1.1-2.6) 1.5 (1.0-2.4) 1.9 (1.2-2.9)
>4.0 1.0 1.9 (1.1-3.1) 1.0 (0.6-1.7) 1.7 (1.1-2.8)

ability, once the adversity has ceased, to fourths of BMI at age 11 years.16 The 2
return to its growth trajectory by acceler- disorders are associated with the same
ated growth. The ability to mount rapid general pattern of growth as coronary
compensatory growth after growth fal- heart disease.9 Risk of disease falls with
tering is common in animals and familiar increasing birthweight and rises with in-
to farmers. It necessarily has costs. If creasing childhood BMI. The Helsinki
energy is allocated to rapid growth the Birth Cohort allows estimation of the
allocation to some other developmental strength of these effects.16 If each individ-
activity must be reduced. In animals com- ual in the Helsinki Birth Cohort had been
pensatory growth has a wide range of in the highest third of birthweight and had
physiological and metabolic costs that decreased their SD score for BMI between
include reduced quality of tissues and ages 3 and 11 years, the incidence of type
organs, such as the bone, heart, kidneys, 2 diabetes would have been halved. This
and premature death. Little is known demonstrates the potential power of in-
about these costs in humans.2 terventions during development.
One explanation of the associations
between coronary heart disease and small
body size at birth and thinness at 2 years FETAL NUTRITION
of age is that babies who are thin or short The variations in the size and shape of
at birth and during infancy lack muscle, a newborn human babies reflects their plas-
deficiency that will persist into childhood ticity in utero. The growth of babies has to
as there is little cell replication in muscle be constrained by the size of the mother,
after around 1 year of age.15 Rapid weight otherwise normal birth could not occur.
gain in childhood may lead to a dispro- Small women have small babies: in preg-
portionately high fat mass in relation to nancies after ovum donation they have
muscle mass. This could underlie the small babies even if the woman donating
strong associations between low birth- the egg is large.17 Babies may be small
weight, low BMI at 2 and high BMI at because their growth is constrained in this
11, and later insulin resistance, which was way or because they lack the nutrients for
found when a subsample of 2003 subjects growth. As McCance18 wrote, The size
in the Helsinki cohort were examined at attained in utero depends on the services
the age of 62 years.9 which the mother is able to supply. These
Table 1 shows odds ratios for type 2 are mainly food and accommodation.
diabetes according to birthweight and Research into the developmental origins

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The Obstetric Origins of Health for a Lifetime 515

of disease has focussed on the nutrient major implications for the long-term
supply to the baby, while recognizing that health of the babies.23 A baby does not
other influences, such as hypoxia, stress, depend on the mothers diet during preg-
and maternal size also influence fetal nancy: that would be too dangerous a
growth.19 The availability of nutrients to strategy. Rather it lives off her stored
the fetus is influenced by the mothers nutrients and the turnover of protein
nutrient stores and metabolism, as well as and fat in her tissues.24 These are related
by her diet during pregnancy. In develop- to her body composition and therefore
ing countries many babies are undernour- reflect her lifetime nutrition. Studies in
ished because their mothers are chronically Europe and India have shown that high
malnourished. Despite current levels of maternal weight and adiposity are associ-
nutrition in western countries, the nutrition ated with the development of insulin de-
of many fetuses and infants remains sub- ficiency, type 2 diabetes, and coronary
optimal because the nutrients available heart disease in the offspring.2527 There
are unbalanced or because their delivery is also evidence that low maternal weight,
is constrained by maternal metabolism. BMI, and skin fold thickness are associ-
Globally, size at birth in relation to gesta- ated with insulin resistance and raised
tional age is a marker of fetal nutrition.19 blood pressure in the offspring.2834 One
Size at birth is the product of the fetuss of the metabolic links between maternal
trajectory of growth, which is set at an early body composition and birth size is protein
stage in development, and the maternopla- turnover. Women with a low lean body
cental capacity to supply sufficient nu- mass have low rates of protein turnover in
trients to maintain this trajectory. A rapid pregnancy.35
trajectory of growth increases the fetuss Although a mothers diet during preg-
demand for nutrients.19 This demand is nancy is not closely linked to the birth-
greatest late in pregnancy but the trajectory weight of her baby it can program the
is thought to be primarily determined by baby. Follow-up studies of people who
genetic and environmental effects in early were in utero during the war-time famine
gestation. Experiments in animals have in Holland have shown that, although the
shown that alterations in maternal diet babies birthweights were little affected,
around the time of conception can change the severe maternal caloric restriction at
the fetal growth trajectory.20 The sensitiv- different stages of pregnancy was vari-
ity of the human embryo to its environment ously associated with obesity, dyslipide-
is being increasingly recognized with the mia, insulin resistance, and coronary
development of assisted reproductive heart disease in the offspring.28 In these
technology.21 The trajectory of fetal studies maternal rations with a low pro-
growth is thought to increase with im- tein density were associated with raised
provements in periconceptional nutrition, blood pressure in the adult offspring.36
and is faster in male fetuses. The conse- This adds to the findings of studies in
quent greater vulnerability of male fetuses Aberdeen and Motherwell, UK, which
to malnutrition may contribute to the showed that maternal diets with either a
shorter lives of men.22 low or a high ratio of animal protein to
carbohydrate were associated with raised
blood pressure in the offspring during
MATERNAL NUTRITION adult life.29,37 Although it may seem
The graded relation between birthweight counterintuitive that a high-protein diet
and later disease implies that variations in should have adverse effects, these findings
the supply of food from normal healthy are consistent with the results of con-
mothers to normal healthy babies have trolled trials of protein supplementation

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516 Barker and Thornburg

FIGURE 2. Variations in the normal processes of development and later chronic disease.

in pregnancy, which show that high pro- human organs. Variations in its size and
tein intakes are associated with reduced shape reflect variations in the normal
birthweight.38 One possibility is that these processes of its development, including
adverse effects are a consequence of the implantation, unplugging of the spiral
metabolic stress imposed on the mother arteries, and the growth and compensa-
by an unbalanced diet in which high in- tory expansion of the chorionic plate.
takes of essential amino acids are not (Fig. 2). These variations are accompa-
accompanied by the micronutrients re- nied by variations in nutrient delivery to
quired to utilize them. the fetus. Figure 2 also shows potential
effects of exposure to maternal hormones
during gestation, but this is outside the
THE PLACENTA scope of this review.
A babys birthweight depends on the Table 2 shows the systolic pressures of
mothers nutrition and on the placentas a group of men and women who were
ability to transport nutrients to it from its born at term in Preston, UK.43 They are
mother. The placenta seems to act as a grouped according to their birthweight
nutrient sensor regulating the transfer of and placental weight. As expected systolic
nutrients to the fetus according to the pressures falls between those with low and
mothers ability to deliver them, and the high birthweight; but in addition the pres-
demands of the fetus for them.39 The sures increase with increasing placental
weight of the placenta, and the size and weight. People with a mean systolic pres-
shape of its surface, reflect its ability to sure of Z150 mm Hg, a level used to
transfer nutrients. The shape and size of define hypertension, comprise a group
the placental surface at birth has become a who as babies were relatively small in
new marker for chronic disease in later relation to the size of their placentas.
life.40 The predictions of later disease In Table 2 the fall in pressures of 10 mm
depend on combinations of the size and Hg across the range of birthweight is
shape of the surface and the mothers statistically opposed by the rise of
body size. Particular combinations have 12 mm Hg associated with increasing
been shown to predict coronary heart placental weight. These large trends are
disease,41 hypertension,42 chronic heart concealed when all pressures at a given
failure,40 and certain forms of cancer.40 birthweight are combined, as in the right-
The placenta is the most varied of all hand column. These statistically opposing

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The Obstetric Origins of Health for a Lifetime 517

TABLE 2. Mean Systolic Blood Pressure (mm Hg) Among Men and Women Aged 50, Born
After 38 wk of Completed Gestation, According to Placental Weight and Birthweight
Placental Weight [lb (g)]
Birthweight [lb (kg)] r1.0 (454) 1.25 (568) 1.5 (681) >1.5 (681) All
6.5 (2.9) 149 152 151 167 152
7.5 (3.4) 139 148 146 159 148
>7.5 (3.4) 131 143 148 153 149
All 144 148 148 156 149

trends may also explain why some studies in postnatal life, which include rapid
have failed to find associations between weight gain, oxidative stress, environmen-
placental weight and later blood pressure. tal stress, and a high salt intake.
Animal studies offer a possible explana-
tion of this. In sheep the placenta enlarges
in response to moderate undernutrition in
midpregnancy.44 This is thought to be an Conclusions
adaptive response to extract more nu- Under the new developmental model for
trients from the mother. It is not, how- the origins of chronic disease, the causes
ever, a consistent response but occurs to be identified are linked to normal dif-
only in ewes that were well nourished ferences in the processes of development
when they conceived. that lead to variations in the supply of
nutrients to the baby.46 These variations
program the function of a few key systems
PATHWAYS TO DISEASE that are linked to chronic diseasethe
The effects of the intrauterine environ- immune system, antioxidant defenses, in-
ment on later disease are conditioned flammatory responses, the number and
not only by the genotype acquired at quality of stem cells, neuroendocrine set-
conception but also by events before and tings, and the balance of the autonomic
after birth. It seems that the pathogenesis nervous system. There is not a separate
of chronic disease cannot be understood cause for each different disease. Rather
within a model in which risks associated one cause can have many different disease
with adverse influences at different stages manifestations. Which chronic disease
of life add to each other. Rather, disease is originates during development may de-
the product of branching paths of devel- pend more on timing than on qualitative
opment. The environment triggers the differences in exposures.
branchings. The pathways determine the Exploration of the developmental
vulnerability of each individual to what model will illuminate peoples differing
lies ahead. As an example of this we are responses to the environment through
beginning to understand the processes their lives. As Rene Dubos wrote long
through which different paths of develop- ago The effects of the physical and social
ment initiate hypertension.45 The changes environments cannot be understood with-
occur at different levels and include allo- out knowledge of individual history.47
cation of stem cells and alteration of gene The model will also illuminate geograph-
expression in the embryo, changes in renal ical and secular trends in disease. Because
growth, and alteration in hemostatic set- human growth has changed over the past
points that control blood pressure. These 200 years, so different chronic diseases
changes can make the affected systems have risen and then fallen, to be replaced
more vulnerable to disruptive influences by other diseases.48,49 Much remains to be

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518 Barker and Thornburg

done. We are only at the beginnings of an ischaemic heart disease: cohort study of 15,000
understanding of the costs of compensa- Swedish men and women born 1915-29. Br Med J.
tory growth in humans. Our knowledge of 1998;317:241245.
8. Newsome CA, Shiell AW, Fall CHD, et al. Is
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human placenta is fragmentary. metabolism? A systematic review. Diabet Med.
Coronary heart disease, type 2 diabe- 2003;20:339348.
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eases are unnecessary. Their occurrence is tories of growth among children who have coro-
nary events as adults. N Engl J Med. 2005;353:
not mandated by genes passed down to us 18021809.
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