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1Wispry Inc. Tunable RF Solutions, Irvine, CA. [Online]. Available: www.
wispry.com
DE LUIS et al.: NOVEL FREQUENCY CONTROL LOOP FOR TUNABLE NOTCH FILTERS 2267
Fig. 5. Mathematical model of notch filter frequency automatic control loop utilizing the reflection signal.
The -parameters for the notch and bandpass combination from the filter (i.e., the phase information of the around
filter can be derived and expressed as the notch frequency). The advantage of sensing is that the
magnitude of the reflection coefficient of the notch filter near
its notch frequency is very high. In addition, the reflection
phase behavior versus frequency is continuous across its notch
frequency in a quasi-linear fashion, as shown in Fig. 3.
(4)
The block diagram of a proposed novel tunable notch filter
(5) automatic frequency control loop utilizing the reflected refer-
ence signal is shown in Fig. 4. This control loop will tune the
where filter notch frequency to suppress the transmitter leakage by uti-
lizing the transmitter carrier with a frequency as the refer-
ence signal. Fig. 4 visually explains the operation principle of
(6) this frequency control loop and its fundamental building blocks.
where is the reference impedance. It is expected that B. Mathematical Model and Formulation
(symmetric matching condition) only if the capacitors Under the assumption that the notch filter can be modeled
and are identical. as a voltage-controlled analog tunable filter, the notch filter au-
tomatic frequency control loop can be fully characterized by a
III. NOTCH FILTER FREQUENCY CONTROL LOOP BASED ON
mathematical model, as presented in Fig. 5.
REFLECTED REFERENCE SIGNAL
The transfer function of the notch filter reflection
A. System Description versus input reference signal can be found and expressed as
The notch filter in Section II provides an inherent narrow re-
jection bandwidth. To achieve the accurate frequency tuning of
the narrowband notch filter, a frequency automatic control loop
is required for applications in cellular mobile transceivers. This
loop utilizes the transmitter carrier as a reference signal and
uses its reflection phase change from the notch filter to tune
the notch filter frequency in order to track the mobile station (7)
transmitter signal. To the authors knowledge, a frequency con-
trol loop for automatically tuning a narrow bandwidth notch where
filter has not been reported to date, although a frequency auto-
matic control loop for monolithic microwave integrated circuit (8)
(MMIC) bandpass filters has been discussed in [10][13]. The
bandpass filter frequency control loops are usually based upon
(9)
sensing the transmission coefficient phase (or phase).
One key difference to bandpass filters is that the signal
passing through the notch filter should be suppressed to a very and are the inductance and capacitance of the series-
weak level. Additionally, the notch filter presents a 180 notch filter (refer to Fig. 4)
phase jump at its notch (or center) frequency (Fig. 3). As a Note that for the mathematical description in this section a
consequence, it is difficult to utilize the transmission phase simple notch filter (a series- filter , as seen in Fig. 4) is con-
information for the frequency control loop to tune the filter sidered to simplify the expressions. However, the same proce-
frequency. dure can be made analogously in the case of having a nearby
In the case of notch or other narrowband rejection filters, we passband (Fig. 2) working from (5) at the expense of a consid-
can use the phase information of the reflected reference signal erable increase in the solution complexity. From the frequency
2268 IEEE TRANSACTIONS ON MICROWAVE THEORY AND TECHNIQUES, VOL. 59, NO. 9, SEPTEMBER 2011
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and
(13) Fig. 7. Simulated filter frequency control loop transient response for different
Q values with ! = 20 kHz, A = 0 12
: and ! 1 = 15 MHz, =0 s.
(16)
(18)
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DE LUIS et al.: NOVEL FREQUENCY CONTROL LOOP FOR TUNABLE NOTCH FILTERS 2269
TABLE I
FINAL FREQUENCY ERROR VERSUS Q VALUE
and is the initial filter frequency error when . The fre- conclude that
quency control error of the filter control loop depends upon the
factor of the notch filter and the value of the fixed inductor (24)
. The final frequency error can be obtained by using (17) and
letting
C. Calculations and Simulations of Notch Filter Frequency
(20) Control Loop Performance
In this section, the effect of several parameters in the per-
Note that (20) can be also interpreted as the final frequency formance of the tunable notch filter and control loop system
error related to the notch/rejection bandwidth if we consider (locking time, final frequency error, and exponential behavior)
. The gain loop parameters and can are studied in detail.
be set during the design or selection of the building blocks in The notch filter under the study is implemented by using a fix
the control loop (integrator, P.D., amplifier gain, and input ref- value inductor nH and a pF, which produces a
erence signal level, respectively). The parameter , frequency notch frequency at 2 GHz. Other variables that are kept constant
tuning rate per volt, can be derived as follows. The capacitance in this study are and .
versus control voltage equation can be expressed as When kHz, , and s
(close to real MEMS actuation delay), the transient responses
of this frequency control to an initial frequency offset (
(21)
MHz) derived from (17) and ADS simulations are shown
Using (21), the filter instantaneous notch frequency can be in Fig. 6. Good agreement of the results obtained from both
written as approaches can be observed for both cases of actuation delay,
which validates the theoretical approach solution.
Using the same loop parameters as above, the locking time
responses for the filter when and are
shown in Fig. 7. All responses have similar exponential be-
havior, but the final frequency error decreases with a in-
crease. Table I shows the numerical final frequency error for all
(22) considered values.
The low-pass filter cutoff frequency or the loop bandwidth
where is the capacitance when the control voltage impacts the filter frequency locking time. The locking time re-
(i.e., ) and is a constant that depends on the MEMS sponses for different and
tunable capacitor design that relates capacitance to applied bias MHz, and are shown in Fig. 8. Small values create
voltage. We can linearize (22) using a Taylor series expansion damped oscillations in the transient responses, and therefore,
series as longer frequency locking times. To achieve a shorter frequency
convergence time for this loop, we choose the cutoff frequency
kHz in the final design.
(23) The overall loop gain (controlled by parameter , etc.) im-
pacts the locking time and oscillatory behavior. A high loop
The terms in (23) can be associated with those from the gain may cause frequency divergence situations. Fig. 9 shows
frequency voltage tuning equation to the filter frequency control error transient response for different
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2270 IEEE TRANSACTIONS ON MICROWAVE THEORY AND TECHNIQUES, VOL. 59, NO. 9, SEPTEMBER 2011
Fig. 8. Simulated filter frequency control loop transient response for different Fig. 10. Simulated filter frequency control loop transient response for different
! values with Q = 80 = 0 12
; A : and ! 1 = 15 MHz, =0 s. values with Q = 80 ;! = 20 kHz and !1 = 15 MHz, A = 0 03
: .
TABLE II
SUMMARY OF SUPPRESSION AND INSERTION
LOSSES WITHIN 5-MHz BANDWIDTH
Fig. 11. Detailed capacitor cell routing underneath flip chip die. C and C
use two basic cells with 1.875 pF total, while C is composed of six cells for a
total of 5.875 pF. Two identical filters are shown having a mirror configuration
and sharing the same die.
Fig. 13. Discrete component implementation of the proposed notch filter con-
trol loop.
array chip for the two limiting frequency pairs 1.922.11 GHz
and 1.982.17 GHz.
Fig. 15. Measured filter frequency control loop transient response for A =3
1 = 49
and ! MHz.
V. CONCLUSION
A novel frequency control loop for tunable MEMS notch fil-
ters has been presented. The theoretical analysis and the derived
The loop performance and locking time will be evaluated in closed-form solutions and formulas have been proved useful to
high or low loop gain conditions. Due to the digital nature of understand the design and provide an implementation of the
the tunable notch filter, only certain discrete frequency states are notch filter frequency control loop. The control loop and the
possible, which explains the expected step behavior of locking tunable MEMS notch filter presented in this paper can be prac-
time response curves. tically used in wireless mobile stations transceivers after they
Fig. 14 shows the filter transient response when the initial fre- are possibly integrated into RF ICs. The notch filter frequency
quency offset MHz and the loop gain . In control loop formulation developed here is not only applicable
this case, approximately 35 iterations where needed to achieve to this specific filter topology, but can be applied to any narrow-
convergence yielding an estimated locking time of 350 s. The band bandstop tunable filters. Concepts of this tunable filtering
behavior matches reasonably well with the predicted behavior of system may be also used in the design of a more complex future
Fig. 9. It is important to note that the longer locking time is due tunable duplexer system.
to additional system delays of this large-scale discrete imple-
mentation such as, long cables, ADC, PC data collection, VNA
data refresh, general purpose interface bus (GPIB) acquisition,
etc. APPENDIX A
Fig. 15 shows the transient response when the gain is in- DERIVATION OF THE FREQUENCY CONTROL LOOP
creased to . The system then presents oscillations that DIFFERENTIAL EQUATION
are eventually damped to reach convergence in approximately We derive the differential equation of the notch filter fre-
125 iterations (1250 s). This control loop may result in diver- quency control loop starting with the low-pass loop filter and
gence when . integrator, as shown in Fig. 16. From this figure, we can obtain
DE LUIS et al.: NOVEL FREQUENCY CONTROL LOOP FOR TUNABLE NOTCH FILTERS 2273
the following equations: [2] W. J. Keane, YIG filters aid wide open receivers, Microw. J., vol. 17,
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[3] I. C. Hunter and J. D. Rhodes, Electronically tunable microwave band-
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[4] S. J. Park, K. Y. Lee, and G. M. Rebeiz, Low-loss 5.155.70 GHz RF
(25) MEMS switchable filter for wireless LAN applications, IEEE Trans.
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(26) [5] B. Jitha, P. C. Bybi, C. K. Aanandan, and P. Mohanan, Microstrip
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have the second-order nonlinear differential equation [9] J. R. De Luis, A. S. Morris, Q. Gu, and F. De Flaviis, A tunable
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[10] P. Katzin, B. Bedard, and Y. Ayasli, Narrow-band MMIC filters with
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ACKNOWLEDGMENT
Qizheng Gu graduated from Fudan University,
The authors would like to acknowledge J. Hilbert, Wispry Shanghai, China, and received the Doctoral degree
Inc., Irvine, CA, for providing them with the opportunity to from Nihon University, Tokyo, Japan.
work on these projects and his constant encouragement. Spe- From 1983 to 1993, he was a Visiting Scientist
and then a Research Scientist with the Research
cials thanks to L. Tranh for his effort in creating the initial Laboratory of Electronics, Massachusetts Institute
ADS program for the frequency control loop simulations, and of Technology (MIT). He worked in industry with
H. Guron, Wispry Inc., Irvine, CA, for programming the ADC Pacific Science Communications Inc. (PCSI), and
since 1993, with Rockwell Semiconductor System,
used in the experimental control loop. San Diego, CA. In 1998, he joined the San Diego
Research and Development Center, Nokia Inc.,
where he was a Technology Fellow of RF System Architecture and Engi-
neering. He is currently with Wispry Inc., Irvine, CA, as a Director of RF
REFERENCES Systems Architecture. He has authored or coauthored many journal papers
and three books, including RF Systems Design of Transceivers for Wireless
[1] Q. Gu, RF System Design of Transceivers for Wireless Communica- Communications (Springer, 2005). He has also authored two books in Chinese.
tions. Berlin, Germany: Springer, 2005. He holds and has applied for over eight patents in RF system architecture area.
2274 IEEE TRANSACTIONS ON MICROWAVE THEORY AND TECHNIQUES, VOL. 59, NO. 9, SEPTEMBER 2011
Arthur S. Morris (S89M91SM04) received the Franco De Flaviis (M99SM07) was born in
B.S. degrees in physics and electrical engineering and Teramo, Italy, in 1963. He received the Laurea de-
M.S. and Ph.D. degrees in electrical engineering from gree in electronics engineering from the University
North Carolina State University (NCSU), Raleigh, in of Ancona, Ancona, Italy, in 1990, and the M.S.
1983, 1986, and 1993, respectively. and Ph.D. degrees in electrical engineering from the
As a Scientist/Engineer concentrating on phys- University of California at Los Angeles (UCLA), in
ical electronics and electromagnetic fields for 1994 and 1997, respectively.
over 30 years, he has contributed to device tech- In 1991, he was with Alcatel, where, as Re-
nologies ranging from traveling-wave tubes to searcher, he specialized in the area of microwave
millimeter-wave heterojunction bipolar transistors mixer design. In 1992, he was a Visiting Researcher
and has developed products for markets from with UCLA, where he was involved with low
high-voltage instrumentation to broadband communication systems. In 1999, intermodulation mixers. He is currently a Professor with the Department of
he joined Coventor, to lead software and hardware development to drive the Electrical Engineering and Computer Science, University of California at
transition of MEMS and microsystems from the laboratory into products for RF Irvine. He has authored or coauthored over 100 papers in refereed journals and
and optical applications. A cofounder of Wispry Inc., Irvine, CA (which spun conference proceedings. He has authored one book and three book chapters.
out of Coventor in 2002), he is the Chief Technical Officer (CTO), leading the He has filed several international patents. His research interests include the
development of programmable RF products for high-volume markets utilizing development of microelectromechanical systems (MEMS) for RF applications
MEMS, CMOS, and microstructures. He is an Adjunct Professor at NCSU. fabricated on unconventional substrates such as PCB and microwave laminates
Dr. Morris is a member of Phi Kappa Phi, Eta Kappa Nu, and Tau Beta Pi. with particular emphasis on reconfigurable antenna systems. He is also active
in the research field of highly integrated packaging for RF and wireless
applications.
Dr. De Flaviis is a member of URSI Commission B.