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Abstract- A mathematical model is developed for indentation tests of articular cartilage. The
cartilage, normally bonded to the subchondral bone, is modeled as an infinite elastic layer
bonded to a rigid half space, and the indenter is assumed to be a rigid axisymmettic punch.
The problem is formulated as a mixed boundary value problem of the theory of elasticity and
solutions are obtained for the indentation of the layer by the plane end of a rigid circular
cylinder and by a rigid sphere. Subject to detailed verification with independent tests, the
present solutions are suggested as useful for the determination of the elastic shear modulus
of intact cartilage.
I p a+= I oa
[C(A)shA(h-zz)
e5
20
- -- -___
to be determined from the boundary con-
! ditions (2) and (3) and Jo(x) is the Bessel
function of order zero.
By using boundary conditions (3) with
equations (4) and (6), A and B may be deter-
Fig. 1. Geometry for the plane-ended cylindrical indenter. mined in terms of C and D as
D(A) =
( 1 - 2~) shAh - Ahchhh
2(1 -v)chhh+hhshhh (). 1 ()
R +
20
The harmonic functions in equations (4) and h
___-_
__Y
__
(5) are written in the form f--
a+,= _fa
[A(h)shh(h-z) 8
*The assumptions of the theory used are given in detail in Timoshenko, S. P. and Goodier, J. N. Theory ofElm-
ricir~. 3rd ed.. McGraw Hill Book Company. 1970, pp. 409-413.
544 W. C. HAYES et al.
in which in which
1
1 (3 - 4v) shhhchhh - Ah
M(A) =5; (Ah)*+4(1-v)*+(3-4v)sh*Ah
and
and the function, C, is related to C by
F(x) =$(O)+x~f(XsinB) dB]
1
1 AhshAh + 2 ( 1 - v) chAh
=() =x E (Ah)2+4(1-v)2+(3-4v)sh2Ah
The objective of the analysis is to reduce The determination of cp(t) from (16) results
the dual integral equations (9) and (10) to in a complete solution to the problem since
a form more amenable to numerical analysis. all coefficients A, B, C, and D are given in
First, the function C is written in the form terms of this auxiliary function by means of
(13).
C(A) = AfO=v(t) cos Ardt, (13) The distribution of normal stress beneath
the indenter may be given directly in terms
which, when put into (9), automatically ofv(t) as
satisfies that equation. Equation (10) is
treated by Grst isolating the half-space solution
in it as
By putting (13) into (14) and following the the magnitude of the displacement of the
standard reduction procedures given ~ by center of the indenter, oo, under the action of
Lebedev and Ufliand and later workers the a given load P. In the case of an indenter with
equations may be written as a Fredholm a non-plane base, the continuity condition on
integral equation of the second kind with normal stress in the plane z = 0 provides the
symmetric kernel: additional relation
Iom
q(a) = 0. (21)
cp(t)[H(t+x)+H(t-x)] dt
In this case, equations (20 and 21) are used
= F(x) (0 s x s a) (16) for the determination of the displacement w.
A MATHEMATICAL ANALYSIS 545
of the indenter and of the radius a of the Table 1. Values of K for the plane-ended cylindrical
contact region. indenter
which relates the displacement % to the radius limiting values as u/h becomes large. For
of the contact region. With x determined, indenters large compared to the layer thick-
the relation between the displacement, 00, ness, the edge effects are negligible and the
and the load, P, is given from (20) problem is merely the compression of a thin
layer by a wide plate. Fig. 4 shows details of
K = w 0
f0 O(T) dT. (30)
the behavior for 0 < u/h < 1, the useful
practical range for indentation tests.
Unlike the flat indenter, the contact area
Values of x and K for a range of a/h are given for the spherical indenter depends on the
in Table 2 for Y= 0.30, 0.35, 0.40, 0.45, load. Thus, the indentation of a spherical
and O-50. These values of x and K may be indenter is not linearly proportional to load.
used to calculate relationships between the Figure 5 shows the relative approach, oo/h,
load P and the indenter displacement o. and of spherical indenters as a function of a load
contact region radius Q for an indenter of rad- factor PIGRP. The effect of Poissons ratio is
ius R on a layer of thickness h, shear modulus shown for an indenter with R/h = 10. The
G, and Poissons ratio Y. effect of relative indenter curvature, R/h,
is shown for v = 0.45. The results indicate,
RICSULTS among other things, that the indentation for
The present theory is a linear theory. As a any particular load is less when applied with
result, the predicted indentation by a plane- a large radius indenter than when applied
ended indenter, with its fixed contact area, with a small radius indenter.
is directly proportional to the load. Because For the spherical indenter, calculations
of the iinite extent of the load applicator, were made of stresses at the interface between
however, the indentation for a given applied the elastic layer and the rigid half space,
normal traction depends on the area aspect z = h, and radial displacements at the surface,
ratio, u/h. The ratio (wo/h)/(P/GuZ) is plotted z = 0. The nondimensional normal stress,
against a/h for five values of Poissons ratio a,,/G, at the interface, z = h, is plotted as a
in Figs. 3 and 4. The amount of indentation function of the nondimensional radial co-
for any given applied normal stress depends, ordinate, r/u, in Fig. 6 for v = O-45. As
quite markedly, on a/h for u/h values less than expected, the normal stress reaches a maxi-
unity. Fig. 3 shows the indentation depend- mum at the axis of symmetry and diminishes
ence on u/h and shows the approach to asymptotically to zero outside the contact
A MATHEMATICAL ANALYSIS 547
0.06
O-04. 04809 1.024 O-6816 1.025 O-6826 1.026 0.6838 1.028 o-6855 l-031
O-06 06891 1.036 O-6902 1.038 0.6917 l-040 0.6936 l-043 O-6963 1.047
048 0-6975 l-049 04990 1.051 0.7010 1*OS4 0.7037 1.058 o-7073 1.063
0.1 o-7061 1.061 o-7080 l-064 0*7106 l-068 0.7140 1.073 0.7187 1*080
o-2 O-7520 l-126 o-7564 1.133 O-7622 1,141 o-770 1 1.152 0.7810 1.167
0.3 0*8031 1.192 O-8105 l-202 O-8204 1.215 0.8339 1.233 0.8530 1.258
o-4 O-8594 1.256 O-8705 1.270 o-8854 1.288 0+060 1.312 o-9355 l-348
O-5 0.9209 1.317 o-9363 1.333 0.9572 1.356 o-9866 1.388 1.ow 1.435
O-6 O-9872 l-372 l-008 l-392 1a036 1.419 I.076 l-458 1.135 1.516
0.7 l-058 1.422 1.084 I.445 l-121 l-477 l-173 1.522 1.252 1.592
0.8 1.133 1467 l-165 1.492 1.211 1.528 1.278 1.580 1.381 1.662
0.9 l-210 l-507 1.250 l-534 1.307 1a573 1.390 1.632 I.522 1.725
1-O l-291 1.542 l-339 l-571 1407 1.614 1.509 1a678 1a674 I.784
1.25 l-503 l-613 l-571 1.646 l-673 1.696 l-831 1.775 2*102 I.911
1.50 l-723 1667 1.816 i-702 l-957 l-757 2.184 1.849 2.597 2.017
1.75 1.949 l-708 2-069 I.745 2.254 1*&x05 2.564 l-907 3.161 2.109
2.00 2.179 l-740 2.327 1,778 2.561 1.841 2.967 l-954 3.797 2.189
2.25 2,412 1.766 2.589 l-805 2.877 l-871 3.391 1.992 4.507 2.260
2.50 2647 1.788 2.855 1.826 3.199 l-894 3.834 2.023 5.2% 2.325
2.75 2.883 1.805 3.124 1.844 3.527 l-913 4.294 2.047 6.169 2.384
3GO 3.121 1.820 3.394 l-858 3.860 l-928 4.770 2.068 7.130 2.438
0.00
:: -a05
b Q
0.003
-0.10
J
Fig. 6 Nondimensional normal stress at the interface,
- = h, for the spherical indenter.
. o.cQ2
displacements that were 12, 16, and 2 1 per solution may provide a theoretical basis for
cent of the cartilage thickness and theoretical- a quantitative determination of the elastic
experimental comparison is not justified. shear modulus of cartilage in situ. The earlier
These fmite displacements exceed the limits study (Hayes and Mockross 1971) indicates
of the theory and may exceed the linear range a strong dependence of shear modulus,
for cartilage elasticity. measured at low loads, on the degree of
Using spherical indenters of 10 and 30 mm osteoarthritic degeneration. The measured
radii, Hirsch measured the initial elastic values of Poissons ratio, on the other hand,
indentations at step loads of 490 X 10sdynes. indicate a fairly narrow range. Thus, the
Larger indentations were noted with the results of an indenter test and an assumed
10 mm indenter. The curves of Fig 5 predict value for Poissons ratio could be used with
that at a given value of the load, P, the theory to estimate the elastic shear modulus
indentation will be larger for the indenter of and, consequently, the degenerative condition
smaller radius. Also, using a 30 mm radius of the in situ cartihge.
spherical indenter Hirsch measured the The spherical indenter solution reported
indentation for six levels of load. here may also be examined as a preliminary
Unfortunately, quantitative comparisons model for loading in normal and artificial
between the present theory and the measure- synovial joints. To do so, it is important to
ments of Elmore et al. (1963) and of Hirsch compare the assumptions upon which the
(1944) are not possible. The shear modulus, analysis is based with the characteristics of
Poissons ratio, and thickness of the cartilage the biological tissues involved. The assump
tested are required for a quantitative com- tion of the rigidity of the supporting half-space
parison. The material pmperties are not is. not overly restrictive considering experi-
known for either experimental study and mental data for the elastic modulii of cartilage
Elmore et al. did not report cartilage layer and of cortical and cancellous bone. Such
thickness. All these quantities would have to an assumption, however, precludes investi-
be measured independently if a definitive com- gating the stress field in the subchondral
parison is to be made. A previous study region, an investigation of interest in a
(Hayes and Mockross 1971),however, showed theoretical analysis of the subchondral and
that for the initial elastic response in a creep marginal changes occurring in osteoarthritis.
test the shear modulus and Poissons ratio The assumption of the elasticity of the
were 4.1 X 10 dynes/cm* and O-42,respective- cartilage also precludes investigation of its
ly, for healthy cartilage and 5.8 x IO*dyn/ viscoelastic response but again this is not
cm* and O-39, respectively, for somewhat overly restrictive under short term loading
degenerated cartilage. Selecting values for conditions as in normal gait. The assumption
the material constants somewhere in this of the rigidity of the indenter is a more serious
range gives good quantitative agreement restriction, since, in such a case, all deforma-
between the present theory and the tests of tions are assumed to occur in the layer. In the
Hirsch. In as much as the material properties normal joint, both contacting condyles display
in this comparison were simply chosen to the layered geometry and deformations in
give a good fit (i.e. not independently deter- the contact region are shared. The rigid
mined), the agreement must be considered indenter assumption results in sufficiently
subjective. Nevertheless, this preliminary large normalized indentations at low values
comparison is interesting. of joint normal force to violate the small
If, indeed, the theory is verified with tests displacement requirements of a linear theory.
that include an independent measure of the Results for the stress and displacement fields
cartilage material properties, the indenter are thus only valid for joint forces on the order
A MATHEMATICAL ANALYSIS 551
of 10 kponds. Therefore, although the articular cartilage from indentation tests on the human
solution applies directly to low-level loading femoral head. J. Biomechanics 4,239-250.
Kopal, 2. (1955) Numerical Analysis, 556 pp., Wiley,
of joints in which one component has been New York.
replaced prosthetically, it should be regarded Krakovits, G. (1969a) Die elastizitat der gelenksknotpel.
as a preliminary model for the loading in Anat.Anz. 124,113-119.
Krakovits, G. (1969b) Bestimmung des elastizititsmoduls
normal synovial joints. Major improvements der knorpelschicht auf femurkiipfen mit hilfe der
in the applicability of the analysis can be kugeldruckprobe. Anat. Anz. 124,1X-166.
expected with the consideration of a deform- Lebedev, N. N. and Ufliand, I. A. (1958) Axisymmetric
contact problem for an elastic layer. PMM 22,442-450.
able indenter, a layered, elastic half-space and McCutchen, C. W. (1962) The frictional properties of
the viscoelastic characteristics of the articular animal joints. Weor 5, l-17.
cartilage. Sokoloff, L. (1963) Elasticity of articular cartilage: effect
of ions and viscous solutions. Science 144,1055-1057.
Sokoloff, L. (1966) Elasticity of aging cartilage. Federn
Acknowledgment-W. C. Hayes was supported during Proc. 25,1089-1095.
this investigation by Training Grant GM 00874 from the Sokoloff, L. (1969) The Biology of Degenerative Joint
National Institutes of Health. Disease, 162 pp., University of Chicago Press,
Chicago.
Timoshenko, S. P. and Goodier, J. N. (1970) Theory of
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BMVol.5No.S-1