Professional Documents
Culture Documents
KRISTIN E. LUNN
PHILIP DEARDEN
Marine Protected Areas Research Group
Department of Geography
University of Victoria
Victoria, British Columbia, Canada
183
184 K. E. Lunn and P. Dearden
Introduction
More than 4,000 marine and coastal protected areas have now been established world-
wide (Chape et al., 2003). Marine protected areas (MPAs) are defined by the World
Conservation Union (IUCN) as area[s] of intertidal or subtidal terrain, together with
[their] overlying water and associated flora, fauna, historical and cultural features, which
ha[ve] been reserved by law or other effective means to protect part or all of the en-
closed environment (Kelleher, 1999, xi). Under this broad definition, MPAs are de-
signed to meet a variety of environmental and socioeconomic goals, including the pro-
tection of commercial and non-commercial marine species, the generation of tourism
revenue, the conservation of critical habitats and ecosystem processes, and the creation
of educational and research opportunities (Salm et al., 2000).
Many MPAs have, however, failed to achieve their management objectives. A global
assessment showed, for instance, that only 10% of the worlds MPAs were reaching
their goals in the mid-1990s (Kelleher et al., 1995). A separate poll of managers, non-
governmental staff, and researchers working in tropical MPAs revealed that only 35%
of respondents thought the parks in which they worked were successful in attaining
management goals (Alder, 1996). Low success rates have often been attributed to inad-
equate consultation and involvement of local communities during the planning and decision-
making processes (e.g., White, 1986; Kelleher et al., 1995; Laffoley, 1995; Wells and
White, 1995; Alder, 1996; White et al., 2002). With many user groups relying on ma-
rine ecosystems for their livelihoods and sustenance, stakeholders needs often come
into direct conflict with each other and with the conservation of marine habitats, biodiversity,
and ecological processes (Dixon et al., 1993).
Subsistence and commercial fishers comprise one of the most prominent user groups
of marine systems, with an estimated 23 million people collecting their main source of
income from marine capture fisheries worldwide (FAO, 2002). Small-scale fisheries have
been said to account for as much as 99% of global fishing labor, clearly serving an
invaluable role in the economy of coastal communities (Berkes et al., 2001). Marine
products, furthermore, provide a critical supply of animal protein; indeed, small-scale
fisheries are thought to account for 40% of the worlds marine fish catch destined for
human consumption (FAO, 1998). Despite their many benefits to humans, marine fish-
eries can lead to declines in the size and number of targeted fish and invertebrates,
reductions in species richness, and the degradation of marine habitats (Russ, 1991; Jennings
& Polunin, 1996; Hall, 1999; Jackson et al., 2001; Sinclair & Valdimarsson, 2003).
MPAs are a common mechanism for trying to accomplish conservation objectives
while still allowing for economic development. Reconciling different uses is, however,
challenging, particularly when the usage patterns of different stakeholder groups overlap
and differential regulations lead to animosity among users (e.g., Bunce et al., 1999;
Suman et al., 1999; Gladstone, 2000; Oracion et al., 2005). Multiple-use zoning has
emerged as one way of achieving several objectives within a single park and helping to
ease current and potential conflicts among user groups (Kelleher, 1999; Agardy, 2000;
Villa et al., 2002). Zoning plans are used to delineate zones where particular human
activities are and are not allowed within a given MPA, resulting in a spatial separation
of different resource uses that buffer fully no-take and/or no-access areas (Kelleher,
1999). Developing successful zoning schemes requires information on the biophysical
characteristics of the area, the activities of and conflicts among user groups, and the
conflicts among users and their environments (Laffoley, 1995). Zoning plans, built on a
combination of social and environmental information, have now been developed for
many MPAs worldwide (e.g., Great Barrier Reef Marine Park; Day, 2002).
Fishers Needs in MPA Zoning 185
Methods
Study Site
The Ko Chang MNP consists of 47 islands, located off the coast of Trat province in
eastern Thailand (Figure 1). Encompassing government-owned lands and nearshore wa-
ters up to 3 km from shore, the Ko Chang MNP currently includes 650 km of land and
sea. Coral reefs cover 5 km of the park, being found mainly along the sheltered coasts
of the MNPs small islands (DoF, 1999). Residents of the Ko Chang MNP live prima-
rily on the parks largest islandKo Changwith only one community on Ko Maisi
Yai. Since its designation in 1982, the Ko Chang MNP has officially been closed to all
forms of resource extraction (Chettamart & Emphandhu, 2002). Little investment has
been made by the authorities to outline these regulations to park residents and small-
scale fisheries have continued to operate, virtually unmonitored, within the boundaries
of the park. Park managers have instead focused intense effort on developing the areas
tourism opportunities; owing to a successful marketing scheme, the Ko Chang MNP
attracted more than 450,000 tourists in 2002, an increase of nearly 20% over the previous
186 K. E. Lunn and P. Dearden
Figure 1. Map of Ko Chang Marine National Park in Thailands Trat province (courtesy of
O. Heggen).
Fishers Needs in MPA Zoning 187
year (TAT, 2002). Concentrated mainly on the western coast of the island, tourism
operations on Ko Chang offer snorkeling, diving, boating, fishing, elephant riding, and
other tour packages to their domestic and international clients. Roman (2004) estimated
that roughly 30,000 people/year participated in organized snorkel trips to the MNPs
coral reefs, in addition to 9,000 organized dives being sold. Weather conditions in the
area vary among the wet and dry seasons, lasting from MaySeptember and October
April, respectively.
could answer every interview question, sample sizes (n) are reported throughout the text
and refer to the number of fishers who provided information; sample sizes were notably
lower for questions that were asked later in the interview schedule, as respondents
interest and willingness to respond often declined with time. Where values are reported
as the percentage of respondents, n refers to the total sample size of respondents for
that question. Fishers income and costs were converted to U.S. dollars (US$) from Thai
Bhat (B) using an exchange rate of 1B to 0.0234 US$, the average rate between May 1,
2002 and May 1, 2003.
Building on the qualitative information provided in interviews, fishing grounds were
mapped using a stakeholder-driven methodology adapted from OConnell (2003) and a
technology-based approach relying on Global Positioning System (GPS) data, allowing
for the cross-validation among data sets. Participants for the mapping exercises were
chosen from the pool of interview respondents. Interviewees who clearly understood
paper maps and could identify reference points within the park were asked to physically
sketch the locations of their fishing grounds, while anyone willing to take a hand-held
GPS unit on their boat was asked to do so; some fishers participated in both activities.
Participants selected for the community mapping exercise were supplied with 1:228,000
paper maps of the park, simplified from the Royal Thai Governments (RTG) 1:50,000
topographic maps of the area, in order to draw the locations of popular fishing sites for
local fishers (including themselves). The base map and fishers drawings of fishing grounds
were then digitized as individual layers in Geographic Information System (GIS) soft-
ware (ArcMap module of ArcGIS) and referenced to the Universal Transverse Mercator
(UTM) system. Individual data layers were converted into raster format, making fishing
activity either present or absent for each two-dimensional data cell. Layers were
overlaid using the raster calculator function, with the resulting map showing concentra-
tions of fishing activity within the parks boundaries. As a way of cross-checking the
information provided through the community mapping approach, hand-held GPS units
(Garmin 12) were fixed to the fishing boats of willing fishers and set to record the
UTM coordinates of the fishing boats every 2 min during the course of fishers 12 day
collection trips.2 Spatially referenced data were then downloaded to a portable computer
using GPS Utility 4.04.6 (Freeware Edition) software and added as separate layers in the
GIS file; the resulting map showed the fishing tracks of all participating fishers.
Results
Study Participants
Interviews were conducted with 64 small-scale fishing boat owners, 8 village heads, 2
DoF staff, and 2 DWPC staff in the Ko Chang MNP. Twenty-seven fishers were in-
volved in the community mapping exercise, whereas 52 fishers took GPS units on indi-
vidual fishing trips. Observations of the number of small-scale boats suggested that 123
and 187 boats worked in this fleet during the dry and wet seasons, respectively. Inter-
views were therefore conducted with roughly 34% of boat owners, sketched maps col-
lected from 14%, and GPS tracklog data gathered from 28% of the total number of
small-scale boat owners operating out of villages within the park.
30% of the total number of households in the park were involved in fisheries as their
main source of year-round employment (Table 1). Small-scale fishers worked in the
coastal gill net, crab trap, hook-and-line, krill scoop net, reef fish trap, shellfish glean-
ing, shrimp trammel net, small trawl net, and squid trap fisheries, whereas large-scale
fishers were involved mainly in the anchovy purse seine and squid cast net fisheries.
Although none of the respondents knew of any restrictions on small-scale fishing within
the park, six interviewees did report that government officials enforced regulations on
large-scale boats. Small-scale fishers were, as a result, the main consumptive users of
the park, at least during daylight hours.3
Small-scale fishers reported working in one to four fisheries throughout the year.
More than half of the fishing respondents worked in two fisheries, alternating between
these fisheries intra- or inter-seasonally; the remaining 31%, 13%, and 5% participated
in one, three, and four fisheries, respectively (n = 64). Village heads identified shrimp
trammel netting, squid trapping, crab trapping, reef fish trapping, fish gill netting, and
hook-and-line fishing as the primary fisheries for park residents (Table 1), making these
fisheries the focus of our investigations. Shrimp fishing was the primary activity for
small-scale fishers, with 27% and 76% of the total number of boats operating in this
fishery during the dry and wet seasons. Crab fishers made up much of the remaining
fleet, with 24% of the total operating in this fishery during the dry season and 17% in
the wet season. Gill net, hook-and-line, reef fish trap, and squid trap fishers comprised
an average 12.5 2.1% and 2.0 2.2% of the boats during the dry and wet seasons,
respectively. Village heads commented that fishers from all 10 communities participated
in shrimp trammel net fishing during the wet season, whereas participation in other
fisheries was limited to 4-6 villages each (Table 1).
190
Villagesa in village Fisheries Agriculture sales Tourism season season net trap trap net line trap sourcesc
Bangbao 105 X X 70 5 WS DS DS DS YR 3
Chek Bae 71 X X 20 20 WS DS YR DS YR 2
Salak Khok 63 X X 50 50 YR YR YR 6
Than Mayom 45 X X 10 10 WS YR DS 2
191
192
Table 2
Income and costs for artisanal fishers working in the Ko Chang area, based on interviews with fishers
Gross income Fuel costs Crew wages Bait Gear replacement Net income
Small-scale fisheries (B/boat/d) n (B/boat/d) n (B/boat/d) n (B/boat/d) n (B/boat/d)c n (B/boat owner/d)
192
Flat-bed boatsb 4500 2 450 2 740 2 250 2 130 2 2900
Hook-and-linea 590 210 3 110 48 4 00 3 ? ? 480
Shrimp trammel net 790 250 11 160 130 12 49 71 14 N/A 130 68 3 450
Squid trap 1000 250 5 370 140 12 6 15 7 N/A 56 8 2 570
K. E. Lunn and P. Dearden
a
Although hook-and-line fishers could not provide information about bait or equipment costs over any unit of time, these costs appeared to be negligible and
were therefore counted as zero in this analysis.
b
Given the low sample size for flat-bed boats, the values provided are simply mid-points of the two respondents answers.
c
Gear replacement costs were standardized to daily costs, by considering the cost of equipment and the frequency with which equipment needed to be replaced.
Fishers Needs in MPA Zoning 193
such opportunities arose; 15% of fishers reported working in the tourism industry (typi-
cally taking tourists to diving and snorkeling destinations on their boats), 4% engaged in
agricultural activities, and 4% worked in land-based construction, in addition to fishing
(n = 26).
(a) (b)
Figure 2. Map of Ko Chang MNP, with (a) showing the locations of key fishing grounds drawn
by 27 small-scale fishers from the park, and (b) displaying the GPS data points recorded during
52 fishing trips with resident fishers. Note that the polygon around the islands represents the
MNP boundary.
194 K. E. Lunn and P. Dearden
Discussion
Many residents of the Ko Chang MNP were found to depend on nearshore, small-scale
fisheries for their market and subsistence income. Local fisheries provided more than a
quarter of the households on Ko Chang and nearby islands of the marine park with their
main source of year-round income, and furthermore secured local peoples access to
protein-rich seafood. Indeed many small-scale boat owners in the Ko Chang area earned
higher daily wages than the national household average, which was recently estimated at
13,418 B/month (314 US$) (NSO, 2001), or roughly 670 B/day (16 US$) if employees
worked an average 20 days/month. Fishers gave lower valued, edible fish and inverte-
brates to their friends and family, adding to the informal income generated from local
fisheries. In addition to local fishers, user groups such as non-resident fishers, marine
product processors, and distributors also earned income from capture fisheries operating
within the park. Accounting for user groups current subsistence and market income will
be essential for devising practical and effective management strategies for the Ko Chang
area. Although monetary compensation schemes have been proposed elsewhere (Hatcher,
1998), this strategy is unlikely to be effective in Thailand, where government officials
were already voicing concerns about the prohibitive costs of enforcing restrictions through-
out the park.
Fishers Needs in MPA Zoning 195
example, cephalopod stocks have remained viable in spite of large-scale trawl fisheries
(Christensen, 1998). Designating no-take zones around the MNPs coral reefs could
help to conserve local biodiversity, protect species most vulnerable to exploitation (e.g.,
groupers, snappers), encourage marine tourism opportunities, and alleviate future con-
flicts among stakeholders. Indeed even small no-take zones have been shown to pro-
vide high levels of protection, as documented for 70 reserves all at least 0.002 km in
size (Halpern, 2003). Large-scale fishing boats should continue to be excluded from the
MNP, as these boats are capable of operating further offshore at fishing grounds outside
the park and, in the case of several gear types (e.g., trawl nets), lead to inevitable incon-
sistencies with the parks conservation goals.
Despite their dependence on nearshore waters, small-scale fishers in the area were
clearly not consulted about the establishment of the Ko Chang MNP and its implications
for local users, as fishers continued to work unknowingly within the park. Although
public participation in resource management is now required under the Thai Constitu-
tion, Chettamart and Emphandhu (2002) note that there is still no workable mechanism
to allow full-fledged local participation in marine park management. Resident fishers
have, however, maintained good relationships with park officials at Ko Chang, and therefore
a high level of public participation in management could be achieved. Fishers accep-
tance of, and compliance with, park regulations will likely hinge on their involvement in
the process and their increased understanding of the fisheries and conservation benefits
of such areas, for instance as outlined by Russ et al. (2004) in the Philippines.
Fishers continued dependence on fishing inside the boundaries of Ko Chang MNP
underscores the need for increased monitoring, management, and public awareness if the
park is to be successful in reaching its conservation, tourism, research, and educational
objectives. Because small-scale fishers were limited by the small size and engine power
of their boats, fishing territories could be expected to remain relatively consistent through
time as has been documented elsewhere (e.g. Begossi, 2001). Fishers activity patterns
could, therefore, be collated with tourism and underwater census data (Roman, 2004) to
develop a draft marine park zoning plan (in conjunction with local stakeholders) that
could assist in preventing future conflicts and achieving multiple objectives. Given the
biological richness of the Southeast Asian seas, and the growing attention on developing
an effective network of MPAs in the region, the suggestions proposed for the Ko Chang
MNP could have implications for other parks in Thailand and lead to increased steward-
ship of the regions marine ecosystems.
Notes
1. The Department of Wildlife and Plant Conservation came into existence in 2002, follow-
ing an extensive restructuring of the Royal Thai Government. Prior to 2002, the Marine National
Parks Division fell under the Royal Forest Department. Today, marine protected areas are man-
aged under the newly established Department of Wildlife and Plant Conservation, rather than the
Royal Forest Department.
2. Longer trips could not be observed using this approach because of the limited battery life
of the GPS units. Because only hook-and-line fishers and flat-bed crab boat operators took trips
longer than 2 days (see Lunn & Dearden, in press), these were the only fisheries to be affected
by the limitations of the GPS-dependent approach.
3. Anchovy purse seine and squid cast net fishers worked overnight, employing luring lights
to attract their target species. Large-scale fishing boats could, as a result, be seen from shore, and
from our field observations were operating (at least partly) within park boundaries.
Fishers Needs in MPA Zoning 197
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