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This article has been accepted for publication in a future issue of this journal, but has not been

fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPEL.2016.2520497, IEEE
Transactions on Power Electronics

Digital Control of a High Voltage (2.5 kV) Bidirectional


DC-DC Flyback Converter for Driving a Capacitive
Incremental Actuator
Prasanth Thummala, Member, IEEE, Dragan Maksimovic, Fellow, IEEE, Zhe Zhang, Member, IEEE,
and Michael A. E. Andersen, Member, IEEE
actuator concept, proposed in [5], consists of two grippers at
AbstractThis paper presents a digital control technique to both ends (to enable gripping operation) and an extender (to
achieve valley switching in a bidirectional flyback converter used move the grippers), as shown in Fig. 1(b). These grippers
to drive a dielectric electro-active polymer based capacitive connect with the extender using mechanical connectors. The
incremental actuator. The paper also provides the design of a low grippers A1 and A3 and the extender A2 are similar to the DEAP
input voltage (24 V) and variable high output voltage (0-2.5 kV) actuator shown in Fig. 1(a). For moving the incremental
bidirectional dc-dc flyback converter for driving a capacitive
incremental actuator. The incremental actuator consists of three
actuator with a given speed and direction, the three DEAP
electrically isolated, mechanically connected capacitive actuators. actuators (which behave as electrically isolated capacitive
It requires three high voltage (2-2.5 kV) bidirectional dc-dc loads) need to be driven with a specific sequence of signals.
converters, to accomplish the incremental motion by charging and Details of the DEAP incremental actuator operation can be
discharging the capacitive actuators. The bidirectional flyback found in [5].
converter employs a digital controller to improve efficiency and To drive a DEAP incremental actuator, high voltage (HV)
charge/discharge speed using the valley switching technique bidirectional DC-DC converters are required. The typical
during both charge and discharge processes, without the need to driving voltage range is 2-2.5 kV, which is needed to generate
sense signals on the output high-voltage (HV) side. Experimental sufficient mechanical force and displacement from each gripper
results verifying the bidirectional operation of a high voltage
flyback converter are presented, using a 3 kV polypropylene film
and extender [5]. Bidirectional operation is needed for the
capacitor as the load. The energy loss distributions of the converters, to discharge the high-voltage across the actuators,
converter are presented when 4 kV and 4.5 kV HV MOSFETs are also to transfer a part of the energy stored in the actuators to the
used on HV side. The flyback prototype with a 4 kV MOSFET source. High voltage drivers for a DEAP incremental actuator
demonstrated 89% charge energy efficiency to charge the can be implemented using a piezo or magnetic transformer
capacitive load from 0 V to 2.5 kV, and 84% discharge energy based DC-DC converters. Piezoelectric transformer (PT) based
efficiency to discharge it from 2.5 kV to 0 V, respectively. high voltage (HV) unidirectional and bidirectional DC-DC
converters for driving a capacitive DEAP actuator are
Index TermsSwitch-mode power converters, high voltage dc- implemented in [6] and [7], respectively. The bidirectional PT
dc converters, digital control, energy efficiency, actuator based converters suffers from the disadvantages of high design
I. INTRODUCTION

D IELECTRIC electro-active polymer (DEAP) is an


evolving smart material that has experienced substantial
110 mm

development and has gained growing attention over the last


decade [1]-[3]. DEAPs, when used as linear actuators, have the 33 mm
potential to be an effective replacement for many conventional
(e.g., piezo, pneumatic and hydraulic) linear actuators because
of their unique properties, including light weight, low noise
operation, high flexibility, large strain, and autonomous
capability. The DEAP actuator, shown in Fig. 1(a), is ideally a)
equivalent to a pure capacitive load [4]. The DEAP incremental
110 mm Extender
Manuscript received July 20, 2015; revised October 29, 2015; accepted
January 14, 2016.
P. Thummala33 mmis with Electrical Machines and Drives Laboratory, A2
Department of Electrical and Computer Engineering, National University of A3
Singapore, Engineering Drive 1, Singapore 117580 (e-mail: A1
prasanth.iitkgp@gmail.com).
D. Maksimovic is with Colorado Power Electronics Center, Department of
Grippers
Electrical, Computer, and Energy Engineering, University of Colorado
Boulder, Boulder, 80309 Colorado, USA (email: maksimov@colorado.edu).
a)
Z. Zhang and M. A. E. Andersen are with Electronics Group, Department of b)
Electrical Engineering, Technical University of Denmark, Kongens Lyngby, Fig. 1. a) DEAP actuator; b) DEAP incremental actuator.
2800 Denmark (e-mail: zz@elektro.du.dk; ma@elektro.dtu.dk).

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This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPEL.2016.2520497, IEEE
Transactions on Power Electronics

and control complexity, and low energy efficiency [7]. The in [17] is lower compared to the charge energy efficiency, due
magnetic transformer based flyback converter is suitable for to the capacitive switching losses during DCM operation. In the
high voltage (2.5 kV) and low power (< 150 W) DC-DC HV capacitor charging and discharging applications, even
applications due to its simple structure and low component though the best transformer is designed, the capacitive
count [8]. High voltage unidirectional flyback converters for switching losses due to the equivalent lumped capacitance [18]
charging the capacitive loads have been implemented in [9], and [19], at the drain node of primary MOSFET during charge
[10]. The flyback converter proposed in [9] has split secondary process, and at the drain node of secondary HV MOSFET
HV windings, to reduce the transformer self-capacitance. The during discharge process dominates the total losses in the
topology proposed in [9] cannot discharge the high-voltage converter, especially, when proper control scheme is not
across the capacitive actuator, and the high-voltage across the implemented.
capacitive load in [10] was discharged through a resistor. The
Control algorithms for optimal-flyback charging of a
bidirectional flyback based DC-DC converter topologies are
capacitive load have been proposed in [20], which focuses
proposed in [11]-[13] to transfer the power in both directions.
mainly on minimizing the conduction losses in the converter.
However, those topologies cannot be directly used for charging
The soft switching in the flyback converter can be
and discharging a capacitive load at high voltage (2.5 kV). A
accomplished by operating the converter in the critical
modified bidirectional flyback converter to drive a capacitive
conduction mode, i.e., at the CCM/DCM boundary. The
DEAP actuator is implemented in [14], which utilized the
operation at the CCM/DCM boundary requires a variable-
control IC LT3751 [15] to achieve the charge and discharge
frequency control. Valley switching or quasi-resonant (QR)
operations, with boundary conduction mode (BCM) and
control has been used, to improve the efficiency of the switch-
discontinuous conduction mode (DCM) control, respectively.
mode power supplies by reducing the capacitive turn-
In [14], the converter is not optimized in terms of power density
on/switching losses, also to reduce electromagnetic interference
or efficiency. The schematic of the HV bidirectional flyback
(EMI) problems. Efficiency and performance improvement
converter is shown in Fig. 2. The output voltage and load
control techniques, for flyback converters driving resistive
current waveforms across the load for one charge and discharge
loads, have been widely investigated. An efficiency
cycle are provided in Fig. 3. In Fig. 3(a), Tch, Tdelay, and Tdch are
optimization technique has been proposed for a flyback
the charge time, the delay between the charge and discharge
converter in [18], which employs the valley switching control.
processes, and discharge time, respectively. In Fig. 3(b), IppkC,
Under light load or high-input voltage condition, the switching
IspkC, IppkD, IspkD are the primary and secondary peak currents
frequency of QR Flyback may be too high, which will cause
during charge process, primary and secondary peak currents
high EMI noise and challenge the EMI filter design. The
during the discharge process, respectively.
maximum switching frequency was limited by setting a
minimum off-time for the switching period or for the switch
Low voltage side Energy flow High voltage side turn-off-time [21], [22].
Cint Digital control techniques for flyback converters have been
ip Rp Llkp Llks Rs is
widely investigated. A digital primary-side sensing control
iin
+ technique is proposed in [23], for the output voltage/current
Lmp Lms Cs Vout regulation by employing an auxiliary winding. An adaptive
iload
1:n blanking time control scheme to overcome the frequency
- hopping issue in a conventional QR control flyback converter
Flyback transformer Db VDb
+ with maximum frequency clamp is presented in [24]. Compared
Vin Cin D2 + Cload
+ + with conventional closed-loop control scheme with secondary-
Dbp
VMs Dbs VD2
VMp - side feedback, the primary-side regulation (PSR) [25][27] can
Cossp Cosss
- - control both output voltage and output current without
Mp Ms
optocoupler, which decreases design difficulty and production
- cost and minimizes PCB layout size. A digitally controlled soft
valley change (SVC) technique is proposed in [28], to minimize
the audible noise caused by a sudden change in switching
Fig. 2. Schematic of the high voltage bidirectional flyback converter for frequency during valley change. It changes the turn-on instant
driving a capacitive load.
among valleys gradationally during several switching cycles
under any transient situation. To achieve a high-efficiency
The flyback transformer is the most critical component in flyback converter with minimized external components, a
the HV flyback converter. Selecting the best transformer dynamic frequency selector (DFS) technique is proposed in
winding architecture (TWA) and optimizing the HV [29], which dynamically chooses one suitable valley voltage in
transformer using it, would lead to an improved energy the resonance to extend the switching period. In addition, valley
efficiency of the converter. Several TWAs for HV capacitor switching with valley skip (VS) control is developed to reduce
charge and discharge applications have been investigated and the turn-on switching loss under the light load condition. An
implemented in [16], with turns ratios 10 and 20, respectively. improved synchronous rectifier (SR) driving strategy focusing
In [17] an efficiency optimization technique is proposed for a on the quasi-resonant primary-side regulation (QR-PSR)
bidirectional flyback converter used to a drive a HV capacitor flyback converter, to prevent reverse energy flowing in light-
load. However, the discharge energy efficiency of the converter load/standby mode is proposed in [30]. A primary side peak

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This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPEL.2016.2520497, IEEE
Transactions on Power Electronics

Vout 2500 V

0 t
Tch Tdelay Tdch

a)
ip I ppkC I ppkC I ppkC
..
0 t
is iload
I spkC I spkC I spkC I ppkD I ppkD I ppkD
..
0 t

Vout I spkD I spkD I spkD


..

0 t
First 3 charge switching cycles Final 3 discharge switching cycles

b)
Fig. 3. Ideal switching waveforms of a HV bidirectional flyback converter operating in boundary conduction mode (BCM) during both charge and
discharge modes, a) output voltage variation in the complete charge and discharge processes, b) Primary and secondary currents and output
voltage during charge and discharge processes.

current measurement strategy (PCMS) for the high precision following the introduction, Section II describes the converter
constant output current converter is proposed in [31]. However, design considerations. Section III presents the theoretical
for HV capacitor charge and discharge applications, due to the analysis of the HV flyback converter in DCM, for achieving the
very high voltage requirement (~2.5 kV) on the output HV side, valley switching during both charge and discharge modes.
the control schemes described above cannot be directly used to Section IV discusses the proposed valley switching control
achieve the ZVS operation in both charge and discharge technique. Section V provides the experimental and energy loss
operations, without sensing HV signals. distribution results, followed by the conclusions in Section VI.
Consequently, the approach followed in this paper is to
reduce the capacitive switching losses by implementing the II. BIDIRECTIONAL DC-DC FLYBACK CONVERTER DESIGN
valley switching control without sensing HV side signals, for CONSIDERATIONS
charging as well as discharging the capacitive load. The The converter design considerations [33] are discussed in
proposed valley switching technique [32] requires only sensing this section. Specifications of the converter and power stage
of the primary low-voltage side voltages (input supply voltage components used are provided in Tables I and II, respectively.
and drain voltage of low-voltage MOSFET) without the need to For the primary low-voltage side a 250V MOSFET was
sense any HV side signals. The discharge energy efficiency in selected. For the secondary HV side, the only available
[17] is not as high as charge energy efficiency due to the DCM MOSFETs in the market are 4 kV and 4.5 kV from IXYS. A 5
control with fixed switching frequency during the discharge kV HV diode from VMI has been selected as both freewheeling
operation, which also increases the discharge time. The and blocking diodes.
increased discharge time decreases the speed of the incremental TABLE I
actuator. SPECIFICATIONS OF BIDIRECTIONAL FLYBACK CONVERTER
Parameter Value
The main objective of this paper is to implement the valley
Input voltage Vin 24 V
switching technique using a digital controller, during both
Output voltage Vout 0-2.5 kV (Vo,max=2.5 kV)
charge and discharge operations, in order to improve efficiency
Capacitance of the load Cload 400 nF
and charge/discharge speed, as well as to reduce
On time of primary MOSFET during
electromagnetic interference (EMI). Furthermore, another charge process tonC
9 s
objective is to eliminate the need to sense any signal (voltage or Target charging time Tch 50 ms
current) on the HV side. This paper is organized as follows:

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Transactions on Power Electronics

TABLE II The voltage stress across the primary MOSFET Mp, when
POWER STAGE COMPONENTS USED IN THE CONVERTER turned off should be less than its breakdown voltage VBVM1 (Fig.
Component Value 4(a)), so
Primary low-voltage MOSFET Mp 250V, 25A [IPD600N25N3 G]
4.5 kV, 200 mA, 750 Vo,max VonD 2
Secondary HV MOSFET Ms
[IXTA02N450HV] / Vin VleakP M 1VBVM 1 (1)
4 kV, 300 mA, 290 n
[IXTV03N400S]
Secondary HV diode Db / D2 5 kV, 150 mA [SXF6525]
where Vin and VonD2 are the input voltage and voltage drop of
HV diode D2, respectively, VleakP is the increase in the drain
A. Choice of turns ratio of the flyback transformer voltage of primary MOSFET due to the leakage inductance LlkP,
For the capacitor charging application, the turns ratio n is and M 1 is the margin factor (< 1) for primary MOSFET
selected depending on the required maximum charging voltage breakdown voltage VBVM1.
of the capacitive load Vo,max. The typical voltage stress From (1), the transformer turns ratio
waveforms across primary MOSFET Mp, secondary HV
MOSFET Ms, and HV diode D2 are shown in Figs. 4(a), 4(b) n nmin (2)
and 4(c), respectively.
For the given input specifications provided in Table I, by
1) Charge process: The maximum and minimum turns choosing VleakP=70 V (this design value can be changed
ratios, from secondary to primary of the flyback transformer depending on the estimated value of the leakage inductance
during charge process can be calculated from the devices referred to primary LlkP), and choosing a margin factor of
breakdown voltage constraints. M1=0.9 for a 250 V primary MOSFET (see Table II), with a
HV diode drop of VonD2=7 V, the minimum turns ratio becomes
nmin=20.
VMp Mp ON Mp OFF The voltage stress across the HV diode D2 when Mp is
turned on should be less than its breakdown voltage VBVD2 (Fig.
4(b)), so
VleakP M 1VBVM 1
VBVM 1 Vo,max nVin D 2VBVD 2 (4)
Vo ,max VD 2
n where D 2 is the margin factor for HV diode breakdown
Vin voltage VBVD2.
t From (4), the transformer turns ratio
0 a)
n nmaxC (5)
VD2 Mp ON Mp OFF
where nmaxC is the maximum turns ratio needed for the charging
process, and is given by
VBVD 2
V V
nVin D 2VBVD 2 nmaxC D 2 BVD 2 o,max (6)
Vin
Vo,max
By choosing a margin factor of D2=0.8 for a 5 kV HV diode
0 t D2, the maximum turns ratio becomes nmaxC=62.
b)
2) Discharge process: The maximum allowable turns ratio
VMs Ms ON Ms OFF of the flyback transformer during discharge process can be
calculated from the breakdown voltage of the secondary
MOSFET Ms. The voltage stress across Ms when turned off
VleakS M 2VBVM 2 should be less than its breakdown voltage VBVM2 (Fig. 4(c)), so
VBVM 2
nVin Vo,max nVin VleakS M 2VBVM 2 (7)

Vo,max where VleakS is the increase in the drain voltage of HV


t MOSFET due to the leakage inductance LlkS and M 2 is the
0
c) margin factor for secondary MOSFET breakdown voltage
VBVM2.
Fig. 4. Voltage stress when target output voltage (Vo,max) is reached across, a)
Mp during charge process (BCM), b) D2 during charge process (BCM), c) Ms From (7), the transformer turns ratio
during discharge process (BCM); BCM: Boundary Conduction Mode.
n nmax D (8)

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where nmaxD is the maximum turns ratio needed for the discharge discharge the load with constant peak current IspkD, the on-time
process, and is given by of HV MOSFET tonD should increase in each switching cycle.
The expression for maximum secondary peak current IspkD,max,
V V V to discharge the HV capacitive load, through the series
nmax D M 2 BVM 2 o,max leakS (9)
Vin combination of HV blocking diode Db and HV MOSFET Ms
(see Fig. 2) is
By choosing VleakS=650 V, and for a margin factor of
M2=0.95, the maximum turns ratios become 47 and 27 for 4.5 2 I sD
I spkD,max (13)
kV and 4 kV MOSFETs, respectively. DonD,max
From (2), (5) and (8) the transformer turns ratio n must satisfy:
where DonD,max is the maximum on-time duty cycle of Ms, and
n n nmaxC , if VBVD 2 VBVM 2 IsD is the average current in the secondary HV side during
n min (10) discharge process, and is given by:
nmin n nmax D , if VBVD 2 VBVM 2
From the power stage components shown in Table II, I , if I Db I Ms
I sD Db (14)
VBVM2<VBVD2, hence the turns ratio n should satisfy 20<n<47, I Ms , if I Db I Ms
for a 4.5 kV HV MOSFET, and 20<n<27, for a 4 kV HV
MOSFET, respectively. The turns ratio n for the practical where IDb and IMs are the rated average currents of HV diode Db
implementation is selected as 25. Nevertheless, the designer for and MOSFET Ms, respectively. Since the average current of Db
this application can choose a different turns ratio by satisfying is less than that of Ms, i.e., IDb<IMs (see Table II), the average
(10). current in the secondary side IsD=IDb. The maximum secondary
peak discharging current, for a maximum discharge on-time
B. Selection of peak currents during charge and discharge duty cycle DonD,max=0.8 is IspkD,max=375 mA. This corresponds to
processes a maximum primary peak discharging current of 9.37 A, for
1) Charge process: The expression for primary peak current n=25. From (12)-(14), the secondary peak discharge current
IppkC to charge the HV capacitive load from 0 V to Vo,max in time should be less than 333 mA. The peak secondary current during
Tch is [15], [20] discharge process is selected as IspkD=170 mA, the value is equal
I ppkC
I ppkC
2nVin Vo,max CloadVo,max (11)
to
n
.

Vin Tch Tdelay C. Design of primary and secondary turns
where Cload is the capacitance of the load or actuator, is the The design methodologies for transformers and coupled
power efficiency of the converter, and Tch and Tdelay are the inductors used in conventional switch-mode power supplies are
charge time to reach the target output voltage and total well documented [8], [34]-[36]. In the HV bidirectional flyback
propagation delay time in the whole charge process, converter, the primary and secondary turns are selected to avoid
respectively. the saturation of the core during both charge and discharge
For the given input specifications, for a turns ratio of n=25, modes. The converter operates with valley switching/BCM
by choosing a power efficiency =0.8, and for a chosen delay control during both charge and discharge processes [32].
time of Tdelay=5 ms, the approximate value of primary peak 1) Charge process: The number of primary turns Np needed
current is IppkC=4.28 A. during charge process is
The expression for maximum secondary peak current IspkC,max to
Vin tonC
charge the HV capacitive load through HV freewheeling diode Np (15)
D2, when the converter is operating in BCM is BmaxC Ac

2I D2 2I D2 where tonC is the on-time during the charge mode, BmaxC and Ac
I spkC ,max (12)
1 DonC ,min DoffC ,max are the maximum flux density during charge process and the
area of the cross-section of the magnetic core, respectively.
where ID2, DonC,min and DoffC,max are the rated average current of The number of secondary turns needed during charge operation
HV diode D2, the minimum on-time duty cycle of Mp and is
maximum off-time duty cycle of Mp, respectively. N sC N p n (16)
Equation (12) is derived based on the average current By choosing a PQ 20/20 core with Ac=62 mm2, for a maximum
expression across HV diode D2 during the charging process. flux density of BmaxC=0.3 T, and for the specifications shown in
The maximum secondary peak charging current, when a 5 kV Table I, the primary and the secondary turns become Np=12 and
HV diode, with a rated current of ID2=150 mA, is used, and for NsC=300.
a maximum off-duty cycle during charge process of
DoffC,max=0.9 is IspkC,max=333 mA. This corresponds to a 2) Discharge process: The number of secondary turns needed
maximum primary peak charging current of 8.3 A, for n=25. during discharge process is
2) Discharge process: During the discharge process, since VoutD tonD n Vin VinD toffD
N sD (17)
the output voltage decreases in each switching cycle, to Bmax D Ac Bmax D Ac

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where tonD and toffD are the on-time and off-time of Ms during BmaxC=0.3 T) BmaxD=0.35 T. Hence, the secondary discharge
the discharge mode, respectively, and BmaxD is the maximum peak current IspkD value needs be selected to avoid the core
flux density of the core during the discharge process, saturation during the discharging process.
respectively.
E. HV flyback transformer winding design
The same secondary turns ( Ns NsC NsD ) should meet both
The flyback transformer is designed using an automatic
(16) and (17). The input capacitance of Cin=30 mF is chosen,
winding layout (AWL) technique proposed in [17], to minimize
such that the input voltage increment during the discharge
mainly the total energy loss due to the transformer parasitics.
process VinD <2 V.
The parameters of the designed HV transformer measured using
D. Design of primary magnetizing inductance the impedance analyzer are provided in Table III.
1) Charge process: When the converter operates in BCM TABLE III
during charge process, selecting fixed on-time tonC ensures PRACTICAL FLYBACK TRANSFORMER PARAMETERS
constant peak current. In this case, the duty cycle and the Parameter Value
switching frequency are maximum at the final switching cycle Core used / material used PQ 20/20 / P type
Primary Np / secondary turns Ns 12 / 300
(where the output voltage is close to the maximum target output
Primary Lmp / secondary magnetizing
voltage (Vo,max)), and minimum in the first switching cycle inductance Lms
47.5 H / 30 mH
(where the output voltage is minimum or 0 V). The expression Leakage inductance referred to primary
990 nH / 620 H
for the primary magnetizing inductance LmpC needed during Llkp / secondary Llks
charge process is Self-capacitance of secondary winding Cs 6 pF
Diameter of primary / secondary winding 0.5 mm (TEX-E) / 0.11 mm
Vin tonC DC resistance of primary Rp / secondary Rs 62 m / 14
LmpC (18) Number of layers of transformer primary /
I ppkC 1/4
secondary
Thickness of insulation between secondary
For Vin=24 V, tonC=9 s, and IppkC=4.28 A, the primary layers dinsulation
0.9 mm
magnetizing inductance becomes LmpC=50.5 H.
2) Discharge process: When the converter operates in BCM The proper insulation between the low-voltage (primary)
during the discharge process, selecting variable on-time tonD (as and high-voltage (secondary) windings can be achieved by
the output voltage decreases) ensures constant peak current. In using a triple insulated (TEX-E) [37] solid wire for primary
this case, the duty cycle and the switching frequency are winding. Due to a large number of secondary turns, single
maximum at the first switching cycle (where the output voltage insulated wire is used for secondary winding. The 300
is close to the maximum target output voltage (Vo,max)), and secondary turns are wounded with 4 secondary layers and the
minimum in the final switching cycle (where the output voltage 12 primary turns are wounded in a single primary layer. The
is close to minimum discharge voltage or 0 V). When the self-capacitance of the HV winding has been significantly
capacitive load transfers the energy back to the source, the input reduced by providing a thick insulation layer (using Kapton
voltage slightly increases by VinD. The magnitude of VinD tape) between the secondary layers. Figure 5 shows the
depends on the value of the input capacitance Cin used. The practical implementation of the flyback transformer.
expression for the primary magnetizing inductance LmpD during
discharge process is Bobbin Width

Vin VinD toffD


Primary

LmpD (19) 1 2 11 12
I ppkD

Bobbin Height
226 227 299 300
The same primary magnetizing inductance ( dinsulation
Lmp LmpC LmpD ) should meet both (18) and (19).
Secondary

151 152 224 225


From (15)-(19), it can be concluded that, if the number of dinsulation
secondary turns Ns NsC NsD and the magnetizing 76 77 149 150

inductance Lmp LmpC LmpD then, the peak discharge flux dinsulation
1 2 74 75
density BmaxD in terms of peak charge flux density BmaxC is given
by
Symmetrical line
I ppkD nI spkD
Bmax D BmaxC BmaxC (20)
I ppkC I ppkC
Transformer Bobbin
The secondary discharge peak current IspkD in any switching
cycle limits the peak flux density BmaxD during the discharge
process. Hence, from (20) suppose if a secondary discharge Fig. 5. Practical HV transformer implementation with 12 primary and 300
peak current of IspkD=200 mA is chosen, then the flux density secondary turns.
during discharge process becomes (for n=25, IppkC=4.28 A,

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The secondary turns are wounded on the bobbin first,


VMp Mp OFF Mp OFF
followed by the primary. The Z-type winding scheme [36] is Mp ON D2 ON D2 OFF DCM
implemented for the secondary layers, which further reduces tvC
the self-capacitance. The calculated core and winding losses of VleakP tdC Tosc1
the transformer as a function of the output voltage are shown in
Fig. 6, and the temperature rise of flyback transformer with PQ VoutC VD 2
20/20 core, which has a thermal resistance of 18 C/W is shown n
in Fig. 7. The temperature rise distribution as a function of Vin
output voltage justifies the chosen PQ 20/20 core. t
0 tonC toffC tdcmC

1st valley 2nd valley 3rd valley


k=1 k=2 k=3

Fig. 8. The voltage across low voltage MOSFET Mp in DCM, during charge
process, when VoutC<nVin.

Rp
t
VoutC VonD 2 2 Lmp Llkp
VMp t Vin e cos wr1t (21)
n
where VoutC is the output voltage during the charging process at
a given switching cycle, VonD2 is the on-state voltage drop of 5
kV diode D2, Rp and Llkp are the primary DC resistance and
leakage inductance referred to primary, respectively. VleakP is
Fig. 6. Estimated core and winding losses during charge and discharge the voltage increment in drain-to-source voltage of Mp due to
modes. leakage inductance referred to primary Llkp and is given by
Llkp
VleakP I ppk .
ClumpP
The ringing frequency fr1 (or the oscillation period Tosc1) in
DCM is given by
wr1 1 1
f r1 (22)
2 2 Lmp Llkp ClumpP Tosc1

where Rp and Llkp are the primary DC resistance and leakage


inductance referred to primary, respectively. In Fig. 8, tonC, toffC,
tdcmC, tvC, and tdC are the on-time, off-time of Mp, total DCM time
duration, time to reach the valley point in the drain voltage from
the instant when Mp is switched-off, and delay time needed to
Fig. 7. The temperature rise in the transformer with PQ 20/20 core during reach the valley point, from the instant when VMp=Vin,
charge and discharge modes. respectively.
From Fig. 9, the lumped capacitance ClumpP in terms of different
III. QUASI-RESONANT (QR) / VALLEY SWITCHING CONTROL
capacitances in the converter is given by
The schematic of the HV bidirectional flyback converter for
charging and discharging a capacitive actuator/load is shown in CDb Cosss
ClumpP Cossp n2 Cs CD 2 (23)
Fig. 2. This section provides the theoretical analysis for CDb Cosss
detecting the valley points in the drain voltage of low-voltage
and high-voltage MOSFETs in a bidirectional flyback
converter. The assumption made in the analysis is that the load
capacitance Cload is much greater than the self-capacitance Cs of
the transformer (Cload>>Cs). C Db
A. Valley switching during charge process CD2 Cs
1) Analysis Cosss
Figure 8 shows the drain-to-source voltage of the primary
MOSFET Mp during charge process when the converter
operates in DCM. The drain to source voltage VMp when the
output voltage during charge process VoutC is less than nVin, i.e., Fig. 9. The equivalent circuit on the secondary HV side to calculate the
VoutC<nVin in DCM is given by [19] lumped capacitance referred to primary or secondary.

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where Cossp, Cosss, CD2, and CDb, are the output capacitances of 1
MOSFETs Mp and Ms, the junction capacitance of HV diodes = (28)
Lmp I ppkC Lmp I ppkC n T
D2 and Db, respectively. 2k 1 osc1
The output capacitance of the primary MOSFET as a function Vin VoutC 2
of its drain-to-source voltage VMp is given by At the end of each switching period, the energy stored in the
non-linear lumped capacitance ClumpP is dissipated when the
VMp 0
Cossp VMp CMp 0 (24) MOSFET Mp is turned on [18], [19]. This paper considers
VMp achieving valley switching for Mp and Ms, at first valley point.
However, it is possible to optimize the switching loss in the
where CMp0 is the MOSFET output capacitance when VMp=VMp0.
converter by switching at other valley points. The switching
For a 250 V MOSFET, CMp0=101 pF at VMp0=100 V.
loss PswC due the lumped capacitance at the drain node, when
Similarly, the output capacitance of the secondary HV
the converter employs the valley switching at the first valley
MOSFET as a function of its drain-to-source voltage VMs is
point (k=1) is
given by
1 2
VMs 0 PswC ClumpP VMp f (29)
Cosss VMs CMs 0 (25) k 1
2 k 1 swC k 1
VMs
Table IV provides the comparison of different operating
where CMs0 is the MOSFET output capacitance for VMs=VMs0. modes such as continuous conduction mode (CCM), DCM
For both 4 kV and 4.5 kV MOSFETs, CMs0=19 pF at VMs0=25 without valley switching, and DCM with valley switching,
V. during charge process, in terms of switching frequency and
If the controller employs valley switching in DCM, the drain-to-source voltage. When VoutC>nVin zero voltage
switching node voltage VMp at kth valley point is given by switching (ZVS) of Mp occurs, and there is no energy loss due
Rp Tosc1
to the lumped capacitance, hence the switching loss PswC is
VoutC VonD 2 2 Lmp Llkp
2 k 1 equal to 0 W.
2
VMp k
Vin e (26)
n 2) An example to calculate the capacitive switching loss at
a given charging voltage
The maximum number of valley points in the drain voltage, in
Table V provides the calculated switching losses in different
terms of DCM period tdcmC is given by [18]
operating modes. The following specifications are used to
tdcmC calculate the switching losses during the charge mode: Vin=24
kmax round (27) V, ClumpP=9 nF, VonD2=7 V, n=25, Lmp=50 H, IppkC=4.28 A,
Tosc1
Rp=60 m, fr1=240 kHz. In CCM operation, as the output
The switching frequency at kth valley point when the controller voltage increases, the switching loss increases. Since the on-
employs valley switching in DCM during charge process is time is fixed, the switching frequency also increases (from 33
given by kHz to 90 kHz) with the output voltage. When the converter
operates in DCM without valley switching, the switching loss
1 increases, as the converter charges the load to high-voltage. The
f swC
k Tosc1 switching loss magnitude in DCM is less compared to that
tonC toffC 2k 1
2 during CCM operation. Two cases are shown for DCM, one
with tdcmC=10 s and the other with tdcmC=50 s. In the first case,
TABLE IV
COMPARISON OF DIFFERENT OPERATING MODES IN A FLYBACK CONVERTER DURING CHARGE PROCESS

Switching frequency during Drain-to-source voltage of Mp (VMp) at the beginning of


Operating Mode
charge process fswC next switching cycle during charge process

1 VTC
CCM tonC toffC Vin , where VTC VoutC VonD 2
n

V
Vin TC e1 cos wr1tdcmC
DCM 1 n
(without valley switching) tonC toffC tdcmC Rp
where 1 tdcmC and LTp Lmp Llkp
2 L
Tp

VTC 2
1 Vin e , if VoutC nVin
DCM n
Tosc1
0 ZVS , if VoutC nVin
(with valley switching at kth valley point) tonC toffC 2k 1 2

Rp T
where 2 2k 1 osc1
2
TpL 2

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Transactions on Power Electronics

TABLE V
SWITCHING LOSS IN DIFFERENT OPERATING MODES DURING CHARGE PROCESS: AN EXAMPLE
In DCM In DCM
In CCM
(without valley switching) (with valley switching at kth valley
Output tdcmC=10 s tdcmC=50 s point)
Switching
voltage Switching loss Switching
frequency
VoutC Switching Switching Switching (W) frequency (kHz)
(kHz) Switching Switching
(V) loss (W) frequency frequency
[When loss (W) loss (W)
(kHz) (kHz) k=1 k=5 k=1 k=5
Vout = VoutC]

250 0.175 33.1 0.125 24.87 0.024 12.47 0.03 0.018 30.9 20.42

500 0.45 51 0.278 33.78 0.012 14.37 0.003 0.002 46 26.07

1000 1.3 70 0.69 41.1 0.008 15.5 0 0 61 30.25

1500 2.55 79.8 1.26 44.38 0.001 15.99 0 0 68.4 31.96

2000 4.2 85.84 2 46.19 0.001 16.22 0 0 72.8 32.89

2500 6.25 89.92 2.89 47.34 0.005 16.36 0 0 75.7 33.48

the switching frequency increases from 24 kHz to 47 kHz, and Rs


t

VDb t VleakS nVin 1 e ms lks cos wr 2t
in the second case, the switching frequency increases only from 2 L L
12 kHz to 16 kHz. Therefore, the switching loss for the second

case is less. Nevertheless, if the switching frequency is too low,
the converter charging time increases, and the difference (32)
between the target and the actual charging time will be very
high. When the converter operates in DCM with valley VleakS is the voltage increment in drain-to-source voltage of Ms
switching, the switching frequency increases, as the output due to leakage inductance referred to secondary Llks and is given
voltage increases. The switching frequency decreases as the Llks Cosss
by VleakS I spkD and .
value of k increases (from eq. (28)). However, if the converter ClumpS Cosss CDb
switches at kth (k>1) valley point, the charging time to charge
the load to 2.5 kV increases. This will reduce the speed of the VD2 Ms OFF Ms OFF
Ms ON Dbp OFF DCM
incremental motor. Hence, it is recommended to switch at first Dbp ON
tvD
valley point for achieving maximum incremental motor speed. tdD
VleakS Tosc 2
With valley switching control the switching loss PswC when
VoutC nVin is 0 W. nVin

B. Valley switching during discharge process


VoutD VDb
1) Analysis t
Figure 10 shows the voltage across HV diode D2, drain-to- 0 tonD toffD tdcmD
source voltages of the primary and HV MOSFETs during the VMs
discharge process when the converter operates in DCM. All
equations given below are derived with an assumption of
VoutD>nVin. The drain-to-source voltage across the primary VleakS
MOSFET Mp in DCM is given by nVin
3rd valley
1st valley k=3
Rs
k=1 2nd valley
t
2 Lms Llks
VoutD VDb
VMp t Vin Vin e cos wr 2t (30) k=2
t
0
where Rs and Llks are the secondary DC resistance and leakage VMp
inductance referred to secondary, respectively. tvD
The voltage across freewheeling HV diode D2 in DCM is tdD Tosc 2
Rs
t
2 Lms Llks
VoutD VDb
VD 2 t VoutD VonDb nVin e cos wr 2t (31) n
Vin
where VoutD is the output voltage during the discharge process t
at a given switching cycle. 0
The voltage across blocking HV diode Db in DCM is Fig. 10. Voltages across D2, Ms and Mp in DCM, during the discharge
process, when VoutD>nVin.

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In Fig. 10, tonD, toffD , tdcmD , tvD , and tdD are the on-time, off-time 1
of Ms, total DCM time duration, time to reach the valley point = (37)
Lms I spkD Lmp I spkD n Tosc 2
in the drain voltage from the instant when Ms is switched-off, 2k 1
and delay time needed to reach the valley point, from the instant
VoutD Vin Vin 2
when VD2=VoutD-VonDb, respectively. Table VI provides the comparison of different operating
The voltage across HV MOSFET Ms in DCM is modes during the discharge process, in terms of switching
VoutD VonDb VleakS nVin frequency and drain-to-source voltage. At the end of each
switching period, the stored energies in the nonlinear output
VMs t
Rs
(33) capacitance Cosss of the MOSFET Ms, the self-capacitance Cs of
t
nVin 1 e 2 Lms Llks cos wr 2t the transformer, and junction capacitance CD2 of the HV diode
D2 are dissipated when the switch Ms is turned-on. Valley
where VonDb is the forward voltage drop of HV diode Db. switching at the first valley point is employed during the
The ringing frequency fr2 (or the oscillation period Tosc2) in discharge process, to improve the efficiency and to increase the
DCM is given by driving frequency of the incremental motor, by reducing the
discharging time.
wr 2 1 1
fr 2 (34) The switching loss at the drain node of HV MOSFET Ms,
2 2 Lms Llks ClumpS Tosc 2
when the converter employs the valley switching at the first
The lumped capacitance ClumpS in terms of different valley point (k=1) is given by
capacitances in the converter is given by
1 2
CDb Cosss PswD k 1
Cs CD 2 Cosss VMs f swD
k 1 k 1
(38)
ClumpS Cs CD 2 (35) 2
CDb Cosss
2) An example to calculate the capacitive switching loss at
If the controller employs valley switching in DCM during a given discharging voltage
discharge process, the switching node voltage VMs at kth valley Table VII provides the calculated switching losses in
point is given by different operating modes. The following values are used to
calculate the switching losses in different modes: Vin=24 V,
VoutD VonDb VleakS + nVin VinD=2 V, ClumpS=14 pF, VonDb=7 V, n=25, Lms=31 mH,

VMs k

Rs T
2 k 1 osc 2
(36) IppkD=170 mA, Rs=14 , LlkS=620 H, fr2=240 kHz, Cs=6 pF,
nVin 1 e 2 Lms Llks 2
CD2= 0.7 pF. In CCM operation, as the output voltage decreases,
the switching loss decreases. The switching frequency also
The switching frequency at kth valley point when the controller decreases (from 97 kHz to 34 kHz) as the converter discharges.
employs valley switching in DCM during discharge process is When the converter operates in DCM without valley switching,
given by the switching loss decreases, as the converter discharges the
load. The switching loss magnitude in DCM is less compared
1 to that during CCM operation. Two cases are shown for DCM,
f swD
k Tosc 2 one with tdcmC=10 s and the other with tdcmC=50 s. In the first
tonD toffD 2k 1 case, the switching frequency decreases from 49 kHz to 25 kHz,
2
and in the second case, the switching frequency decreases only
TABLE VI
COMPARISON OF DIFFERENT OPERATING MODES IN A FLYBACK CONVERTER DURING DISCHARGE PROCESS

Switching frequency during Drain-to-source voltage of Ms (VMs) at the beginning of the


Operating Mode
charge process fswD next switching cycle during the discharge process
1 VTD VleakS nVin
CCM
tonD toffD where VTD VoutD VonDb
VTD VleakS nVin nVin 1 e3 cos wr 2tdcmD
1
DCM (without valley switching)
tonD toffD tdcmD where 3
Rs
tdcmD and LTs Lms Llks
2 LTs

VTD VleakS nVin nVin 1 e 4 , if VoutD nVin


1
DCM
Tosc 2 VTD VleakS nVin , if VoutD nVin
(with valley switching at kth valley point) tonD toffD 2k 1 2
R T
where 4 s 2k 1 osc 2
2 LTs 2
DCM 1
(with valley switching at kth valley point, VTD nVine4 , if VoutD nVin

Tosc 2
when blocking diode Db is not used on HV tonD toffD 2k 1 2 0 ZVS , if VoutD nVin

side)

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TABLE VII
SWITCHING LOSS IN DIFFERENT OPERATING MODES DURING DISCHARGE PROCESS: AN EXAMPLE

In DCM In DCM
In CCM
(without valley switching) (with valley switching)
Output
Switching Switching loss Switching
voltage tdcmD=10 s tdcmD=50 s
frequency (W) frequency (kHz)
VoutD Switching
(kHz) Switching Switching
(V) loss (W) Switching Switching
[When frequency frequency k=1 k=5 k=1 k=5
loss (W) loss (W)
Vout = VoutD] (kHz) (kHz)
2500 5.6 97.1 3.09 49.26 0.93 16.58 4.23 1.42 80.77 34.42

2000 4.14 92.34 2.36 48 0.71 16.44 3.12 1.37 77.44 33.8

1500 2.87 85.36 1.71 46.05 0.53 16.2 2.18 0.987 72.47 32.8

1000 1.8 74.15 1.15 42.58 0.42 14.97 1.38 0.667 64.23 31

500 0.88 53.19 0.65 34.72 0.23 14.53 0.71 0.398 47.89 26.6

250 0.46 33.98 0.38 25.36 0.16 12.59 0.4 0.266 31.74 20

from 16 kHz to 12 kHz. Therefore, the switching loss for the Energy flow
second case is less. Nevertheless, if the switching frequency is iin ip is
+
too low, the converter discharging time increases. When the R1

converter operates in DCM with valley switching, the switching R1 R2 R2 1:n Vout
frequency decreases, as the output voltage decreases. The Db
switching loss in DCM (without valley switching) is slightly Vin Cin Comparator
Vcc + - D2 Cload
less compared to that in DCM valley switching. However, the Mp Ms
Vcomp
total discharging time will be lower in the second case than the VG1 VG2
Gate
former one. Gate
driver 2
driver 1
The switching frequency decreases as the value of k -
Digital Controller
increases (from eq. (37)). However, if the converter switches at
kth (k>1) valley point, the discharging time to discharge the load
Fig. 11. Schematic of the bidirectional flyback converter with the control
from 2.5 kV to 0 V increases, as the value of k increases. This circuit to achieve valley switching.
will reduce the speed of the incremental motor. With valley
switching control, the switching loss PswD during discharge To introduce the control approach, Figs. 12-14 provide
process when VoutD nVin should be 0 W (see the last row in experimental results in the flyback converter during charge
Table VI). This happens only when there is no blocking diode process, in the case when the converter is driven at a fixed
Db on HV side. The presence of a HV blocking diode Db in frequency without valley switching. From Fig. 12, it can be
series with HV MOSFET Ms on the secondary HV side observed that there is a delay time tdC (~1.04 s) between the
increases the capacitive switching loss. This is one of the time when the comparator output goes low and the first valley
reasons for lower discharge energy efficiency during the point (at which the next switching cycle should start to achieve
discharge operation, which will be explained in Section V. valley switching), in the drain voltage VMp of Mp. The
microcontroller provides the delay time tdC such that the next
IV. PROPOSED VALLEY SWITCHING CONTROL turn-on cycle of Mp starts at the first valley point. The delay
A. Charge process time tdC can be calculated from the ringing frequency of VMp in
DCM. The delay time tdC is half of the time to reach first valley
The bidirectional flyback converter with the control circuit
to achieve the valley switching during charge and discharge tvC=2.08 s fr1=240 kHz
Drain voltage of Mp
processes is shown in Fig. 11. The input voltage and the drain VMp Tosc1=4.175 s
voltage of primary MOSFET Mp, each scaled by a resistor Tosc1
tdC=1.04 s
divider network (R1=90 k and R2=3 k), are compared using Vout = 500 V, Vin = 24 V
a high-speed comparator TLV3501A. The comparator output
becomes low (Vcomp=0), when the drain voltage of Mp is lower
than the input voltage Vin. The output signal of the comparator Comparator output
Vcomp
Vcomp is sent to the 16-bit microcontroller (PIC18F45K22) Input voltage Vin

which detects the comparator output change and produces a


fixed on-time pulse to enable the gate driver 1 which drives the
MOSFET Mp. Fig. 12. Experimental results when Mp is driven with fixed frequency
(Vout<600 V) during charge process; CH2: Vin; CH3: Vcomp; CH4: VMp.

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point tvC (k=1) when VoutC<nVin (see Fig. 8). The expression for Drain voltage of Mp
Drain voltage of Ms Vout = 1400 V, Vin = 24 V fr2=240 kHz
tdC in terms of DCM ringing frequency fr1 is given by VMs VMp VleakS = 250 V Tosc2=4.175 s

tvC 1 Input voltage


Lmp Llkp ClumpP tvD=2.08 s Comparator output
tdC (39) Vin Vcomp
Tosc2
2 4 f r1 2

As mentioned before, Mp is turned on whenever the


comparator output becomes low (Vcomp=0), but the operation tdD=1.04 s

can be corrupted by the high-frequency ringing due to the


leakage inductance Llkp, which can also make the comparator
Fig. 15. Experimental results when Ms is driven with fixed frequency
output low (see Fig. 13). So, another delay time tdleak (~1.5-2 s) (Vout>600 V) during discharge process; CH1: VMs; CH2: Vin; CH3: Vcomp;
is provided by the microcontroller to disable the switching of CH4: VMp.
Mp during this interval. When the output voltage VoutC>nVin the
drain voltage VMp reaches 0 V (within 500 ns) before the delay Drain voltage of Mp Voltage across D2 fr2=186 kHz Vout = 1400 V, Vin = 24 V
VMp VD2 Tosc2=5.36 s
time tdC, which ensures zero voltage turn-on, as shown in Fig.
Input voltage Vin tvD=2.68 s Tosc2
14. Hence, there is no capacitive switching loss during charge
process when the output voltage VoutC>nVin (see Table IV).

Drain voltage of Mp
VMp
Input voltage Comparator output Vcomp tdD=1.32 s
Vin Tdleak=1.4 s

Fig. 16. Experimental results when Ms is driven with fixed frequency


(Vout>600 V) during discharge process; CH1: VD2; CH2: Vin; CH3: Vcomp;
Comparator output CH4: VMp.
Vcomp

Drain voltage of Mp Drain voltage of Ms Vout = 400 V, Vin = 24 V


VMp VMs VleakS = 250 V
Fig. 13. A zoomed view of Fig. 12 immediately after Mp is turned-off.
tdD=1.04 s

Drain voltage of Mp
VMp Comparator output Vcomp
Vout = 933 V, Vin = 24 V
Input voltage Vin 400 ns Comparator output Vcomp
tdC=1.04 s

Fig. 17. Experimental results when Ms is driven with fixed frequency


Input voltage Vin
500 ns (Vout<600 V) during discharge process; CH1: VMs; CH2: Vin; CH3: Vcomp;
CH4: VMp.

Fig. 14. Experimental results when Mp is driven with fixed frequency


Drain voltage of Mp Voltage across D2,VD2
(Vout>600 V) during charge process; CH2: Vin; CH3: Vcomp; CH4: VMp.
VMp
tdD=1.32 s Vout = 400 V, Vin = 24 V
B. Discharge process
To achieve valley switching of HV MOSFET Ms during the
discharge process, only the information of the comparator
output Vcomp is used, without sensing any HV signal. The
Input voltage Vin 750 ns Comparator output Vcomp
comparator output becomes high (Vcomp=5 V), when the drain
voltage of Ms is higher than the input voltage Vin. Similar to the
charge process, the output signal of the comparator is sent to the Fig. 18. Experimental results when Ms is driven with fixed frequency
microcontroller which produces fixed on-time pulses in steps, (Vout<600 V) during discharge process; CH1: VD2; CH2: Vin; CH3: Vcomp;
to enable the gate driver 2, which drives the MOSFET Ms. To CH4: VMp.
discharge the capacitor load with constant secondary discharge
peak current IspkD, the on-time tonD of Ms should be increased, as microcontroller provides the delay time tdD such that the next
the output voltage decreases. Figures 15-18 provide turn-on cycle of Ms starts at the first valley point, and it can be
experimental results in the flyback converter during the calculated from the ringing frequency of VMs in DCM. The
discharge process, in the case when the converter is driven at a delay time tdD is half of the time to reach first valley point tvD
fixed frequency without valley switching. From Fig. 15, it can (k=1) when VoutD>nVin (see Fig. 10). The expression for tdD in
be observed that there is a delay time tdD (~1.04 s) between the terms of DCM ringing frequency fr2 is given by
time when the comparator output goes high and the first valley tvD 1
point (at which the next switching cycle should start to achieve tdD Lms Llks ClumpS (40)
valley switching), in the drain voltage VMs of Ms. The 2 4 fr 2 2

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When the HV probe is placed across HV diode D2, the TABLE VIII
equivalent lumped capacitance ClumpS is increased by ~ 9-10 pF SPECIFICATIONS OF THE DIGITAL CONTROLLER
due to the capacitance CHVprobe of the HV probe (Lecroy PPE 4 Parameter Value
kV). Due to this, ringing frequency fr2 shown in Figs. 15 and 16 On time of low voltage
are different. When the HV probe is placed across Ms, the MOSFET Mp during charge 9 s
capacitance ClumpS remains unchanged, due to the series process tonC
combination of Db and Ms. When VoutD<nVin the drain voltage On times of HV MOSFET Ms [2 s, 3 s, 5 s, 10 s,
VMs reaches a voltage of VTD VleakS nVin (see Table during discharge process tonD 20 s, 150 s, 200 s]

VI), whereas the voltage across D2 becomes 0 V before the


delay time tdD, as shown Figs. 17 and 18, respectively. TABLE IX
OTHER COMPONENTS USED IN THE HV CONVERTER
C. Sensitivity Component Value
1) In calculation of tdC Gate driver EL7104
For Lmp=47.5 H, Llkp=920 nH, and ClumpP=9 nF, the Comparator 4.5 ns Rail-to-Rail, TLV3501A
calculated time tdC using (39) is 1.04 s. For a 5% variation in Film capacitive load 400 nF, 3 kV Polypropylene [WIMA]
each parameter Lmp, Llkp and ClumpP, then tdC becomes 1.09 s.
For 10%, 20%, 30%, 40% and 50%, variations all parameters, Primary current Drain voltage of Mp
tdC turn out to be 1.14 s, 1.24 s, 1.35 s, 1.45 s and 1.55 s, ip VMp Vout = 500 V, Vin = 24 V
respectively. From Fig. 12, it is clear that the duration for which
the first valley voltage of Mp is almost constant is approximately
400 ns. Hence, the maximum allowable tolerance for all
parameters Lmp, Llkp and ClumpP could be 30%.
2) In calculation of tdD Gate drive signal of Mp Input voltage Vin
For Lms=30 mH, Llks=620 H, and ClumpS=14 pF, the
calculated time tdD using (40) is 1.03 s. For 5%, 10%, 20%,
30%, 40% and 50%, variations in each parameter, tdD become Fig. 20. Experimental results when the converter is operated with valley
switching during charge process; CH1: ip; CH2: Vin; CH3: VG1; CH4: VMp.
1.08 s, 1.13 s, 1.23 s, 1.34 s, 1.44 s and 1.54 s,
respectively. From Fig. 15, it is clear that the duration for which
the first valley voltage of Ms is almost constant is approximately Primary current Drain voltage of Mp Vout = 1700 V, Vin = 24 V
ip VMp
450 ns. Therefore, the maximum allowable tolerance for all
parameters Lms, Llks and ClumpS is 30%.
V. VALLEY SWITCHING EXPERIMENTAL RESULTS

A. Experimental results
Gate drive signal of Mp Input voltage Vin
The experimental prototype of the HV bidirectional flyback
converter is shown in Fig. 19. Tables VIII and IX provide the
controller specifications and components used in the converter. Fig. 21. Experimental results with valley switching operation during the
The experimental results in the converter, tested with a film charging process; CH1: ip; CH2: Vin; CH3: VG1; CH4: VMp.
capacitive load of 400 nF, to validate the proposed valley
Secondary current is
switching technique are shown in Figs. 20-24. In Figs. 20 and
21, successful valley switching operation at different output Vout = 2000 V,
voltages during the charging process is shown. From Fig. 21, it Drain voltage of Ms
VMs
Vin = 24 V

is clear that the converter operates with zero voltage switching


(ZVS) turn-on, and the primary current is negative before the

Gate drive signal of Ms Drain voltage of Mp


Low voltage side High voltage side
VMp

Comparator Fig. 22. Experimental results with valley switching operation during
discharge process; CH1: is; CH2: VMs; CH3: VG2; CH4: VMp.
30 mm

Gate
driver switch is turned-on. In Fig. 22, successful valley switching
z
operation during discharge process is shown. As explained in
To Low voltage
Section III, the first valley voltage in the drain-to-source
High voltage High voltage
Microcontroller MOSFET Flyback transformer
Diodes MOSFET voltage of Ms is not very low, compared to the first valley
90 mm voltage in HV diode voltage VD2 (due to the series combination
of Db and Ms). The capacitive switching loss is directly
Fig. 19. An experimental prototype of the HV bidirectional flyback
converter with a 4.5 kV MOSFET on the HV side.
proportional to the voltage across the HV MOSFET when it is

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Transactions on Power Electronics

turned on. This could lead to the low energy efficiency during
the discharge process.
The bidirectional operation of the HV converter at 2.5 kV
output voltage is shown in the Fig. 23. As shown in Table VIII,
due to constant turn-on-time tonC for Mp during charge process,
the primary current IppkC is constant. The secondary current
(load current) when the converter is driven at 2.42 kV is shown
in Fig. 24. During the discharge process, employing variable
turn-on-time tonD for Ms makes the secondary current (hence the
primary current) IspkC almost constant. This can be observed
from Figs. 23 and 24. The set of on-times of Ms used in the
digital controller when the converter was driven at 2.42 kV, as
shown in Fig. 24, are slightly different than the corresponding a)
specifications provided in Table VIII.

Primary current Input current


ip iin Output voltage Vout

Drain voltage of Mp
VMp

Fig. 23. Experimental waveforms showing the bidirectional operation at 2.5


kV output voltage. CH1: iin; CH2: Vout; CH3: ip; CH4: VMp. b)
Fig. 25. Energy loss distribution during a) charge process, b) discharge
Load or secondary Input current iin Output voltage across process for a single charge and discharge switching cycle when
current iload capacitive load Vout 4 kV MOSFET is used on HV side.

Drain voltage
Charge process of Mp, VMp Discharge process

Fig. 24. Experimental waveforms showing the bidirectional operation at 2.42


kV output voltage. CH1: Vout; CH2: iload; CH3: iin; CH4: VMp.

B. Loss modeling of HV bidirectional flyback converter


In order to investigate the bidirectional flyback converter
efficiency, it is necessary to calculate the losses associated with a)
each circuit component in the converter. The loss model is a
function of transformer parasitics. Different losses in the
bidirectional flyback converter are calculated in MATLAB
software. The charge and discharge energy loss distributions
when 4 kV MOSFET [38] and 4.5 kV MOSFET [39] are used
in HV side are provided in Figs. 25 and 26, respectively. The
energy loss at an output voltage of 2.5 kV is the loss occurred
in a given component of the converter, for charging the
capacitive load from 0 V to 2.5 kV. Similarly, the energy loss
at an output voltage of 2.5 kV is the loss occurred in a given
component of the converter, for discharging the capacitive load
from 2.5 kV to 0 V. From Figs. 25(a) and 26(a), the major loss
contributors during charge operation are the switching loss of
b)
the primary low-voltage MOSFET and the switching loss
(snubber loss) due to the leakage inductance. As explained in Fig. 26. Energy loss distribution during a) charge process, b) discharge
process for a single charge and discharge switching cycle when 4.5 kV
the previous sections, the switching loss due to the self- MOSFET is used on HV side.

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Transactions on Power Electronics

capacitance during charge process is very low, due to the valley C. Discussion
switching control. From Figs. 25(b) and 26(b), the major losses The charge energy efficiency C at a given output voltage was
during discharge operation with 4 kV and 4.5 kV MOSFETs on
HV side, occurs due to the conduction and switching loss of HV calculated using the following expression
MOSFET, switching loss due to the leakage inductance, 2
0.5Cload VoutC
switching loss due to the self-capacitance, and the conduction C VoutC NC
(41)
loss of the body diode of the primary MOSFET. By comparing
2
0.5Cload VoutC ETotallossC i
i 1
the discharge loss distributions of 4 kV and 4.5 kV MOSFETs,
the 4.5 kV MOSFET has higher conduction and switching where ETotallossC i and NC are the total energy loss during the
losses. This significantly reduced the discharge energy
efficiency. charging process in ith switching cycle and the number of
The junction capacitance of HV diode Db [40] is 0.7 pF, the switching cycles required to charge the capacitor load from 0 V
measured output capacitance of the HV MOSFET from the to a voltage VoutC.
measured from ringing frequencies fr1 and fr2 is 10-12 pF. The The discharge energy efficiency D at a given output voltage
lumped capacitances from the measurements are ClumpP=9 nF was calculated using the following expression
and ClumpS=14 pF, respectively. The calculated and measured ND
energy efficiencies during charge and discharge processes [14] 2
0.5Cload VoutD ETotallossD j
D VoutD
with 4 kV and 4.5 kV MOSFETs on the HV side are compared j 1
2
(42)
in Figs. 27 and 28, respectively. The measured charge energy 0.5Cload VoutD
efficiency for both 4 kV and 4.5 kV MOSFETs is above 90%,
for the output voltage range 750 V<Vout<2.2 kV, with a where ETotallossD j and ND are the total energy loss during the
maximum efficiency of 92%. The charge energy efficiency for discharge operation in jth switching cycle and the number of
the output voltage ranges 2.2 kV<Vout<2.5 kV is between 88- switching cycles required to discharge the capacitor load from
90%. As explained earlier, the discharge energy efficiency for a voltage VoutD to 0 V.
4 kV MOSFET is lower than the charge energy efficiency due With the valley switching control during both charge and
to the fact that valley voltage in drain-to-source voltage VMs of discharge operations, the bidirectional flyback converter should
MOSFET Ms is not equal to valley voltage in VD2 during DCM. achieve very high energy efficiency. Nevertheless, the practical
efficiency measurements and the loss modeling results
confirmed that the charge efficiency at 2.5 kV output voltage
was high (89%), but the discharge efficiency was low, mainly
due to the capacitive switching losses. The capacitive switching
loss (see Table VI and Eq. (38)) during discharge operation is
directly proportional to the equivalent capacitance, leakage
inductance, and switching frequency. The equivalent
capacitance is the sum of the drain-to-source capacitance of HV
MOSFET and the self-capacitance of the transformer. Since,
the MOSFET capacitance cannot be eliminated, the only way
to reduce the capacitive switching loss is by reducing both the
leakage inductance and self-capacitance of the transformer. In
[16], several transformer winding architectures (TWAs) are
proposed especially for HV capacitor charge and discharge
Fig. 27. Energy efficiency comparisons of flyback converter at different application. An appropriate TWA can be selected depending on
output voltages when a 4 kV MOSFET is used on secondary HV side.
the application where the actuator is used. With valley
switching control, the switching frequency will have some
variation, however, this is not the major reason for the energy
loss in the converter. The proposed valley control with variable
switching frequency control during both charge and discharge
modes reduces the charge and discharge times of the capacitive
actuator, which improves the speed of the incremental actuator.
It has been identified that the HV blocking diode in series with
HV MOSFET prevents the efficient valley switching operation.
The capacitive switching loss has been increased due to an
increase in the drain-to-source voltage of the HV MOSFET,
which is a function of the leakage inductance of the transformer.
The 4.5 kV MOSFET has very low (75%) discharge efficiency
at 2.5 kV output voltage due to its very high conduction loss,
which has an on-resistance of 750 . A setup to demonstrate
Fig. 28. Energy efficiency comparisons of flyback converter at different the incremental motion using the DEAP based incremental
output voltages when a 4.5 kV MOSFET is used on secondary HV side. actuator is shown in Fig. 29. Three DEAP actuators are
connected through mechanical connections. Each actuator

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This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPEL.2016.2520497, IEEE
Transactions on Power Electronics

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0885-8993 (c) 2015 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TPEL.2016.2520497, IEEE
Transactions on Power Electronics

[24] Z. Junming, Z. Hulong, and W. Xinke, An Adaptive Blanking Time Currently, he is a Postdoctoral Research Fellow at the Department of
Control Scheme for an Audible Noise-Free Quasi-Resonant Flyback Electrical and Computer Engineering, National University of Singapore. He
Converter, IEEE Trans. Power Electronics, vol. 26, no. 10, pp. 2735 was a Visiting Ph.D. Student with Colorado Power Electronics Center
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High-Power-Factor LED Driver With TRIAC Dimming His research interests include dc-dc converters, modelling and control of
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4629, Nov. 2012. magnetic design, and digital control. Dr. Thummala received the Best Student
Paper Award at the IEEE ECCE USA Conference, Denver, CO, USA, in 2013.
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estimation and regulation circuit for primary side controlled high power
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[28] J. -P. Hong and G. -W. Moon, A Digitally Controlled Soft Valley Change From 1989 to 1992, he was with the University
Technique for a Flyback Converter, IEEE Trans. Industrial Electronics, of Belgrade. Since 1992, he has been with the
vol. 62, no. 2, pp. 966971, Feb. 2015. Department of Electrical, Computer and Energy
[29] Y. -C. Kang, C. -C. Chiu, M. Lin, C. -P. Yeh, J. -M. Lin, and K. -H. Chen, Engineering, University of Colorado, Boulder,
Quasiresonant Control With a Dynamic Frequency Selector and where he is currently a Professor and Co-Director of the Colorado Power
Constant Current Startup Technique for 92% Peak Efficiency and 85% Electronics Center (CoPEC). His current research interests include power
Light-Load Efficiency Flyback Converter, IEEE Trans. Power electronics for renewable energy sources and energy efficiency, high-frequency
Electronics, vol. 29, no. 9, pp. 49594969, Sept. 2014. power conversion using wide bandgap semiconductors, digital control of
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Electronics, vol. 29, no. 12, pp. 65066517, Dec. 2014. Award, the IEEE PELS Transactions Prize Paper Award in 1997, the IEEE
[31] C. -N. Wu, Y. -L. Chen, and Y. -M. Chen, Primary-Side Peak Current PELS Prize Letter Awards in 2009 and 2010, the University of Colorado
Measurement Strategy for High-Precision Constant Output Current Inventor of the Year Award in 2006, the IEEE PELS Modeling and Control
Control, IEEE Trans. Power Electronics, vol. 30, no. 2, pp. 967975, Technical Achievement Award for 2012, the Holland Excellence in Teaching
Feb. 2015. Awards in 2004 and 2011, the Charles Hutchinson Memorial Teaching Award
[32] P. Thummala, D. Maksimovic, Z. Zhang, and M. A. E. Andersen, Digital for 2012, and the 2013 Boulder Faculty Assembly Excellence in Teaching
control of a high-voltage (2.5 kV) bidirectional DC-DC converter for Award.
driving a dielectric electro-active polymer (DEAP) based capacitive
actuator, in Proc. IEEE ECCE USA, 14-18 Sept. 2014, pp. 34353442. Zhe Zhang (S07M11) received the B.Sc. and
M.Sc. degrees in power electronics from Yanshan
[33] P. Thummala, D. Maksimovic, Z. Zhang, M. A. E. Andersen, and R.
University, Qinhuangdao, China, in 2002 and 2005,
Sarban, Design of a high voltage bidirectional DC-DC converter for
respectively, and the Ph.D. degree from the Technical
driving capacitive incremental actuators usable in electric vehicles
University of Denmark, Kongens Lyngby, Denmark,
(EVs), in Proc. IEEE IEVC, 17-19 Dec. 2014, pp. 18.
in 2010.
[34] C. W. T. McLyman, Transformer and Inductor Design Handbook, 3rd Ed., He is currently an Associate Professor at the
New York: Marcel Dekker, 2004. Department of Electrical Engineering, Technical
[35] W. G. Hurley and W. H. Wolfle, Transformers and Inductors for Power University of Denmark. From 2005 to 2007, he was
Electronics: Theory, Design and Applications, 1st Ed., John Wiley and an Assistant Professor with Yanshan University.
Sons Ltd., 2013. From June 2010 to August 2010, he was with the University of California,
[36] M. Kazimierczuk, High-frequency magnetic components, 2nd Ed., John Irvine, CA, USA, as a Visiting Scholar. He was a Postdoctoral Researcher and
Wiley and Sons Ltd., 2014. an Assistant Professor at the Technical University of Denmark between 2011
and 2014. He has authored or co-authored more than 75 transactions and
[37] Furukawa webpage. (2015, Oct. 19). Triple insulated wire: Standard type
conference papers.
TEX-E. Furukawa Electric,Tokyo, Japan. [Online]. Available:
His current research interests include dc/dc converters, multiple-input
http://www.furukawa.co.jp/makisen/eng/product/texe_series.htm.
converters, and multilevel inverters for renewable energy systems, hybrid
[38] IXYS, IXTV03N400S, 4 kV MOSFET, Online available: electric vehicles, and uninterruptable power supplies.
http://ixapps.ixys.com/DataSheet/DS100214A-(IXTH_V03N400_S).pdf
[accessed 20 Oct. 2015]. Michael A. E. Andersen (M88) received the
[39] IXYS, IXTA02N450HV, 4.5 kV MOSFET, Online available: M.Sc.E.E. and Ph.D. degrees in power electronics
http://ixapps.ixys.com/DataSheet/DS100498(IXTA-T02N450HV).pdf from the Technical University of Denmark, Kongens
[accessed 20 Oct. 2015]. Lyngby, Denmark, in 1987 and 1990, respectively.
[40] VMI, SXF 6525, 5 kV diode, Online available: He is currently a Professor in power electronics and
http://www.voltagemultipliers.com/pdf/SXF6521_25.pdf [accessed 20 the Head of the Electronics Group, Technical
Oct. 2015]. University of Denmark. Since 2009, he has been the
Deputy Head of the Department of Electrical
Engineering, Technical University of Denmark.
Prasanth Thummala (S11M15) was born in His research areas include switch mode power
Andhra Pradesh, India in 1987. He received the supplies, piezoelectric transformers, power factor correction, and switch-mode
B.Tech. degree in Electrical and Electronics audio power amplifiers.
Engineering from Acharya Nagarjuna University, Prof. Andersen has co-authored more than 280 publications. He received the
Guntur, India, in 2008, the M.Tech degree in Control best poster prize in UPEC 1991 Conference. From 2010, he has been an
Systems engineering from the Department of Associate Editor of the IEEE TRANSACTIONS ON POWER
Electrical Engineering, Indian Institute of Technology ELECTRONICS.
Kharagpur, Kharagpur, India, in 2010, respectively,
and the Ph.D. degree in Power Electronics from the
Department of Electrical Engineering, Technical
University of Denmark (DTU), Kongens Lyngby, Denmark, in 2015.

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