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Obsessive-Compulsive Disorder
Thomas R. Insel, MD; J. Christian Gillin, MD; Angela Moore, MSW;
Wallace B. Mendelson, MD; Richard J. Loewenstein, MD; Dennis L. Murphy, MD
\s=b\ Fourteen patients with obsessive-compulsive disorder the sleep of obsessional patients to investigate biological
(OCD) were studied with all-night sleep EEG recordings. Nine similarities as well.
of these patients reported abnormal sleep patterns before the
METHODS
polygraphic study. Analysis of the sleep records disclosed
significantly decreased total sleep time with more awakenings, Patients were referred from across the country to an extensive
less stage 4 sleep, decreased rapid-eye-movement (REM) research program on OCD at the Clinical Center of the National
efficiency, and shortened REM latency compared with those of Institutes of Health, Bethesda, Md. At the time of admission, in
a group of age- and sex-matched normal subjects. These addition to a psychiatric interview (which elicited subjective
abnormalities generally resembled those of an age-matched reports of sleep disturbance) and physical examination, collateral
information was obtained from the patients' families and from case
group of depressed patients, although significant differences records of previous hospitalizations. During a two-week drug-free
remained. These findings suggest that such sleep abnormali- assessment period, patients received routine clinical chemistry
ties as shortened REM latency may not be entirely specific for tests, thyroid function studies, a 16-channel EEG, projective
primary affective illness. They also point to a possible bio- psychological tests, and a battery of obsessional and other psychi-
logical link between OCD and affective illness. atric rating inventories.
(Arch Gen Psychiatry 1982;39:1372-1377) The final diagnosis was made by one of us (T. R. I.), using the data
from two psychiatric interviews as well as the results of the
assessment battery to establish that each patient satisfied both
Obsessive-compulsive
uncommon
thoughts, ideas, images,
disorder (OCD) is a severe and
illnesscharacterized by recurrent
or behavior that the patient resists
Research Diagnostic Criteria (RDC)13 and DSM-IIP4 require-
ments for OCD. The DSM-III requires either obsessions (recur-
rent, persistent ideas, thoughts, images, or impulses that are ego
and recognizes as ego dystonic. The etiology and treatment dystonic) or compulsions (repetitive and seemingly purposeful
of this disorder have confounded psychiatrists for nearly a behaviors that are performed according to certain rules or in a
century. Although the classic symptoms of this disorder, stereotyped fashion) that are a significant source of distress to the
individual and are not due to another mental disorder. Ten of our
such as washing and checking rituals, have traditionally
been interpreted psychologically, the syndrome has been patients complained chiefly of obsessional fears or doubts that led
to checking rituals. Eight patients had a chief complaint of washing
conspicuously unresponsive to psychodynamic treat- rituals resulting from contamination fears. All the patients had
ments.1,2 Investigators of various persuasions have thus been ill for at least one year (mean duration of illness, 12 years).
sought to find some "constitutional" element that would Scores on the Leyton Obsessional Inventory for symptoms (mean,
explain the disorder. Janet,3 for instance, described the 28.8), resistance (mean, 40.4), and interference (mean, 44.8) scales
disorder as a form of psychasthenia. Anna Freud4 spoke of a were comparable to those described by Cooper16 in a study
"constitutional increase in the intensity of the anal-sadistic distinguishing obsessional neurotics from housewives with obses-
tendencies." Neuropsychological data have implicated fron- sional traits and normal subjects.
In no case was the obsessional disorder secondary to affective
tal lobe dysfunction in OCD.5 Furthermore, recent thera- illness or schizophrenia. Several patients did have affective symp-
peutic success with the tricyclic antidepressant, toms. In these cases, the Schedule for Affective Disorders and
clomipramine, has led to a "serotonin hypothesis" modeled Schizophrenia16 was administered to refine the diagnosis. Seven
on the amine hypotheses of affective illness." patients would have satisfied the DSM-III criteria for major
In an effort to extend these psychobiological approaches depressive disorder, but in each case the affective symptoms were
to the disorder, we studied the sleep of obsessional patients described by the patient as explicitly resulting from a loss of
with all-night EEG recordings. While to the best of our functioning due to specific rituals or obsessions. These patients
were thus classified as having a secondary depression. Two pa-
knowledge there have been no previous comprehensive tients in whom the affective symptoms had become autonomous
studies ofthe sleep of patients with OCD, several investiga-
tors9"11 have reported sleep abnormalities in depressed (ie, no longer related to the obsessional symptoms) and one patient
with hallucinations were excluded from this study.
patients, a group that shares several clinical features with In all, 18 patients met the criteria for OCD. Four, all with
obsessive-compulsive patients.12 The clinical affinity of the cleaning rituals, refused to participate in the sleep study because
two disorders suggested to us the importance of studying of concerns with contamination. Of the remaining 14 (eight men, six
women), the mean age was 35 years, with an age range of from 18 to
71 years. All participants agreed not to nap during the course of the
Accepted for publication April 15, 1982. study.
From the Clinical Neuropharmacology Branch (Drs Insel and Murphy) Patients were studied in their hospital beds on our clinical
and the Biological Psychiatry Branch (Drs Gillin, Mendelson, and Loewen- research unit. No patient received active medication during the
stein), National Institute of Mental Health, and the Laboratory of Neuro- three weeks before the sleep study. In seven cases, the subjects
sciences, National Institute of Aging (Ms Moore), Bethesda, Md. Dr Gillin is had been taking placebo capsules. Each of these seven had begun
now with the University of California, San Diego.
Reprint requests to Clinical Neuropharmacology Branch, National Insti- receiving placebo several days before the sleep study as part of a
tute of Mental Health, National Institutes of Health Clinical Center, six-month study of drug response.
10/3D41, Bethesda, MD 20205 (Dr Insel). Between two and four all-night tracings of the EEG electromyo-
cleaning rituals, the sleep-recording procedures were a source of differences between groups, but there was a tendency for REM
considerable stress. Two patients refused to allow recordings in activity and REM density to be greater in depressed subjects,
their regular hospital bed for fear of contamination. Others in- especially early in the night. Curiously, both subjects with OCD
sisted that they shower just before and just after the sleep and depressed subjects followed a pattern of increasing REM time
recordings. One patient who reluctantly consented to the sleep until the fourth REM period, when REM time declined. In
study withdrew after two nights amid intense preoccupations that contrast, the normal subjects showed a progressive increase in
the electrode headset had contaminated her bed. REM time across all four REM periods.
Objective Findings Adaptational effects, analyzed only for the patients with OCD,
were marked for REM latency but not significant for other
Theanalysis sleep EEGs generally corroborated the sub-
of variables (Table 4). The REM latency from the first night of
jective complaints of restless, fragmented sleep (Fig 1). As Table 2 recording was nearly double that seen on the second night, thus
shows, the patients with OCD differed from their matched normal approximating the REM latency in the normal subjects from the
subjects on eight of 17 sleep variables (total recording period, the postadaptation nights.
18th variable, was not a sleep variable). Specifically, the patients A few representative sleep variables were chosen for correlation
with OCD had shorter total sleep, more awakenings, almost twice with rating data (Table 5). Sleep continuity (sleep efficiency and
as much stage 1 sleep, less stage 2 sleep, less than half the amount awake-movement time) showed a positive correlation with depres-
of stage 4 sleep, an overall decrease in the percent of delta sleep, sion and anxiety rating scale scores; however, only the correlation
and nearly a 50% reduction in REM latency compared with the with depression scores reached the P<.05 level of significance.
normal subjects. The REM efficiency, a measure of the fragmenta- Obsessional ratings, while not correlated with measures of sleep
tion within REM periods, was also reduced in the subjects with continuity, showed a trend toward an inverse relationship with
OCD. Sleep efficiency was reduced, but not to a significant level (i stage 4 sleep and a positive correlation with REM density. Of
=
2.50, P<.06). Compared with the age-matched depressed sub- interest, REM latency was not correlated with any of the three
jects, the patients with OCD differed on only two of the 17 rating scales.
variables. In this comparison, the patients with OCD had more We further divided our obsessional sample into two subgroups
stage 1 and stage 3 sleep. In addition, there was a tendency (t on the basis of the initial clinical assessment: seven with affective
=
2.40, P-C.07) for patients with OCD to have lower REM density symptoms (mean age, 39.9 years; mean Hamilton Depression Scale
than depressed patients. score, 23.4) and seven without significant affective symptoms
The correlation of REM to previous NREM sleep was equivalent (mean age, 30.3 years; mean Hamilton Depression Scale score,
for subjects with OCD and normal subjects but slightly higher in 11.7). The differences between these two subgroups were signifi-
subjects with OCD than in the depressed group. Tabulating REM cant for depression ratings ( 4.06, P<.005), but not for age or
=
time across one night (Table 3) demonstrated no significant obsessional ratings (although the more depressed subgroup was
Awake-movement
time, min_34.78.3 46.514.0 NS
Stage 1, %_6.5 + 1.5 6.61.4 NS
Stage 4, %_3.1 1.3_2.8 1.2 + NS OCD Normal OCD Normal
Delta, %_10.1 1.8_9.3 1.6_NS (Secondary (Nondepressed)
Rapid-eye movement Depressed)
(REM) latency, min 80.9 13.4 45.412.3 <025
Total REM time, min 81.910.5 82.5 + 6.6 NS Paired r= 1.97 Paired / = 2.24
One-tailed P < .05 One-tailed P < .05
*Level of significance of f statistic for paired data, d/=1l.
(n =
7) (n 7)
=
receiving placebo therapy did have significant increases in Such a correlation was absent in the patients with OCD.
stage 1 sleep. In a related study of 13 obsessional subjects, a Furthermore, in patients with primary affective disorder,
spectrum of clinical variables (eg, mood, obsessions, anx- REM latency is reduced on the first as well as subsequent
iety) did not change during four weeks of placebo therapy nights of laboratory sleep.30 In contrast, the patients with
(our unpublished data), also suggesting the validity of OCD showed a normal REM latency on the first night.
combining the patients with OCD as a group for analysis. Curiously, a similar "first-night effect" for REM latency has
The sleep latencies of all three groups of patients are previously been reported for patients with secondary de-
prolonged beyond those in previous reports.11 Although this pressions.30
may partly reflect our definition of sleep onset, a review of Recent formulations of the REM abnormalities in affec-
individual data disclosed that one normal subject was a tive illness have stressed not only the reduction of REM
clear outlier, with a sleep latency of 106 minutes. The mean latency (which is technically an NREM measure), but also
for the other 13 normal subjects was 22.7 minutes, which an increase in REM density and an inversion of the normal
was almost statistically shorter (P<.07) than that in the 13 REM distribution such that more REM time occurs early in
matched subjects with OCD. the night.18,31 On these two latter variables, the patients
The reduction of REM efficiency in patients with OCD with OCD did not so closely resemble patients with affec-
was consistent with the general fragmentation of sleep and tive illness. The REM density was lower in the patients with
the increase in stage 1 sleep. Reduced REM efficiency could OCD compared with the depressed patients, although this
reflect either a decrease in REM time (ie, actual number of difference did not quite reach statistical significance. Al-
minutes with REM during an REM period) or an increase in though there is no generally accepted scheme for describing
the duration of the REM periods (REM time plus interven- REM distribution, the percentage of REM time in the first
ing NREM or wakefulness). As REM time was not signifi- REM period and rREM_NREM are two variables that have been
cantly reduced in the subjects with OCD, an increase in the previously reported as abnormal in patients with primary
intrusion of NREM or awake time must have contributed to affective illness when compared with insomniacs.18 The
the lowering of REM efficiency. This fragmentation of REM subjects with OCD had 22.9% of their REM time in the first
might correspond to the subjective reports of obsessions REM period. This value lies between the normal value of
intruding into sleep, leading to brief awakenings. Unfor- 20.2% and the corresponding value in the depressed sub-
tunately, we did not record sleep mentation reports. The jects of 23.9%. On the correlational measure, the subjects
only relevant evidence we have, our correlational data with OCD appeared to be closer to the normal subjects,
(Table 5), showed no relationship between severity of obses- although the variance in each group was high. It appears,
sions and REM efficiency. There is, however, another then, that on both the percentage of REM time in the first
aspect of REM efficiency that deserves mention. This sleep REM period and the correlation of REM with previous
variable previously has been found to be reduced in absti- NREM, the subjects with OCD cannot be distinguished
nent alcoholics27 and bipolar (more than unipolar) depres- from either normal subjects or patients with primary
sives.28 In both of these earlier studies, REM efficiency was depression. The present analysis did not address whether
linked to serotonin particularly because 5-hydroxytryp- our primary depressives could indeed be separated from
tophan, a serotonin precursor, normalized the reduced age-matched normal controls on these measures.
REM efficiency of alcoholics.27 Recent pharmacologie stud- Short REM latencies have been described in other psy-
ies of OCD have likewise focused on the serotonergic chiatric entities using earlier diagnostic categories. Early
system, as clomipramine, a tricyclic antidepressant that articles reported this finding in small samples of schizo-
powerfully inhibits neuronal reuptake of serotonin, has phrenics;3234 however, these reports were later contested on
been shown to be effective in this syndrome, which the diagnostic grounds that many of these patients may
heretofore had been refractory to medications.68 While the have been schizoaffective.35 Patients with subaffective dys-
links must still be considered very tentative, it may be that thymia,36 anorexia nervosa37 (some of whom were later
the reduction in REM efficiency is another indicator of the diagnosed as depressed), and normal aging38 all may show
involvement of the serotonergic system in OCD. reduced REM latencies. Depressed subjects continue to
It was surprising to find a reduction of REM latency in show even briefer REM latencies with age.21 Whether REM
the subjects with OCD compared with normal subjects. As latency is specific for some common element in all of these
this abnormality has previously been most closely associ- syndromes remains conjectural. While the patients with
ated with primary affective illness, we considered the OCD showed very weak correlations between REM latency
possibility that our patients with OCD, many of whom were and clinical ratings, it may be that weekly ratings are less
depressed, might be suffering from primary rather than important for such a correlation than the state of the patient
secondary depressions. Two approaches using our rating just before sleep. This possibility, which is entirely hypo-
scale data, however, suggest that the severity of depressive thetical, was suggested to us because the two subjects with
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