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ABSTRACT
Objective: To test the hypotheses that in children with attention-deficit/hyperactivity disorder (ADHD) (1) symptoms of
ADHD, oppositional defiant disorder, and overall functioning are significantly improved by methylphenidate combined
with intensive multimodal psychosocial treatment compared with methylphenidate alone and with methylphenidate plus
attention control and (2) more children receiving combined treatment can be taken off methylphenidate. Method: One
hundred three children with ADHD (ages 79), free of conduct and learning disorders, who responded to short-term
methylphenidate were randomized for 2 years to (1) methylphenidate alone; (2) methylphenidate plus psychosocial
treatment that included parent training and counseling, social skills training, psychotherapy, and academic assistance,
or (3) methylphenidate plus attention psychosocial control treatment. Assessments included parent, teacher, and psy-
chiatrist ratings, and observations in academic and gym classes. Results: Combination treatment did not lead to
superior functioning and did not facilitate methylphenidate discontinuation. Significant improvement occurred across all
treatments and continued over 2 years. Conclusions: In stimulant-responsive children with ADHD, there is no support
for adding ambitious long-term psychosocial intervention to improve ADHD and oppositional defiant disorder symptoms.
Significant benefits from methylphenidate were stable over 2 years. J. Am. Acad. Child Adolesc. Psychiatry,
2004;43(7):802811. Key Words: attention-deficit/hyperactivity disorder, oppositional defiant disorder, school obser-
vations, long-term stimulant treatment, psychosocial treatment.
Accepted January 30, 2004. The merits of stimulant medication in the treatment of
Drs. Abikoff, Klein, and Fleiss are with the NYU Child Study Center, New attention-deficit/hyperactivity disorder (ADHD) have
York University School of Medicine, New York; Drs. Hechtman and Greenfield
long been established. In addition to improving cardi-
are with the Department of Psychiatry, McGill University and Montreal
Childrens Hospital, Montreal, Quebec, Canada; Ms. Etcovitch is with nal symptoms, short-term stimulants also enhance aca-
Montreal Childrens Hospital, Dr. Weiss is with the University of British demic productivity and accuracy (Carlson et al., 1992;
Columbia and British Columbia Childrens and Womens Hospital, Vancouver, Douglas et al., 1986) and teacher, parent, and peer
British Columbia,Canada; Dr. Cousins is with McGill University and the
Summit School, Montreal, Quebec, Canada, Ms. Martin is with Nassau Com- interactions (Granger et al., 1996) as well as improving
munity College, Garden City, NY; and Dr. Pollack is with the Department of antisocial behavior (Hinshaw, 1991; Hinshaw et al.,
Computer Information Systems and Decision Science, St. Johns University, 1992; Klein et al., 1997). However, improvement is
Queens, NY.
The study was supported NIMH grants RO1 MH44848 (H.A.) and RO1
not maintained when medication is discontinued, and
MH44842 (L.H.). the lack of long-term efficacy has been a concern (Abi-
Correspondence to Dr. Abikoff, NYU Child Study Center, 215 Lexington koff and Gittelman, 1985a; Gittelman-Klein et al.,
Avenue, 13th Floor, New York, NY 10016; e-mail: abikoh01@med.nyu.edu.
1976). Although there may be long-term benefits of
0890-8567/04/430708022004 by the American Academy of Child
and Adolescent Psychiatry. early stimulant treatment (Paternite et al., 1999), dif-
DOI: 10.1097/01.chi.0000128791.10014.ac ficulties often continue through adolescence and early
adulthood (Barkley, 1990; Gittelman et al., 1985; nance treatment. We hypothesized that treatment
Mannuzza et al., 1993; Weiss and Hechtman, 1993). groups would demonstrate different patterns of func-
Symptomatic persistence adversely affects multiple tion over time. Specifically, significant incremental im-
functions including academic and occupational attain- provement during year II was predicted with combined
ment and interpersonal relationships. Notably, the per- treatment, relative to methylphenidate alone, and
sistence of ADHD is a significant risk factor for later methylphenidate plus an attention control. In the latter
antisocial and substance use disorders (Gittelman et al., two groups, a flattening of treatment effects was pre-
1985; Mannuzza et al., 1993). dicted.
In the hope of reversing these patterns, psychosocial
treatments have been developed to have an effect on
METHOD
dysfunctions not regularly normalized by stimulants
(Hinshaw et al., 2002). The current study provides Details of the design and its rationale are presented in Klein et al.
(2004). Briefly, the study was conducted at two large medical cen-
systematic information of the incremental benefit of ters (New York and Montreal) between 1990 and 1995. Medica-
combining stimulant and psychosocial treatments for tion-free boys and girls, 7.0 to 9.9 years of age (mean 8.2 0.8),
an extended period of time. It evaluates the adjunctive 93% male, mostly white, without a diagnosis of conduct or learning
efficacy of intensive multimodal psychosocial treatment disorder, met diagnostic and severity criteria for ADHD (n = 103).
Because treatment included 2 years of methylphenidate, children
(MPT) in children with ADHD treated with methyl- had to exhibit meaningful improvement in a 5-week open trial of
phenidate. The study tests whether 1 year of combined methylphenidate.
methylphenidate and MPT confers significantly better
function in social, behavioral, emotional, and academic Treatments
domains and better parental functioning compared Children were randomly assigned for 2 years to (1) methylphe-
nidate alone (M) (n = 34), (2) methylphenidate plus MPT (M +
with treatment with methylphenidate alone in children MPT) (n = 34), or (3) methylphenidate plus ACT (M + ACT) (n =
with ADHD and whether gains are maintained over a 35).
second year.
This paper reports treatment effects on ADHD and Measures
oppositional defiant disorder (ODD) symptoms and
Parent Ratings. Parents completed the Conners Parent Rating
childrens overall functioning. Other treatment out- Scale (Goyette et al., 1978), whose Hyperkinesis Index was an
comes, i.e., childrens social and academic perfor- outcome measure; and the Home Situations Questionnaire (Bark-
mance, are communicated in Abikoff et al. (2004) and ley, 1990). It yields the number of problematic situations and their
severity.
Hechtman et al. (2004a,b). Teacher Ratings. Teachers completed the Hyperactivity and Con-
The following hypotheses are addressed: Over a duct Problem Factors of the Conners Teacher Rating Scale (Goy-
1-year period (year I), (1) there is significant advantage ette et al., 1978) and the School Situations Questionnaire (Barkley,
1990). Like the Home Situations Questionnaire, the School Situ-
to adding a multimodal psychosocial intervention to ations Questionnaire yields the number of problematic situations
methylphenidate treatment and (2) after year I, stimu- and a severity score. Both scales have adequate norms, reliability,
lant treatment can be withdrawn more successfully in and validity and demonstrate sensitivity to treatment effects (Bar-
the combination treatment than methylphenidate kley, 1990).
Psychiatric Ratings. Based on clinical interviews, child psychia-
alone group. Additionally, we predicted that the supe- trists completed a DSM-III R checklist for ADHD, ODD, and
riority of the combination over methylphenidate alone conduct disorder (CD) symptoms, and a Childrens Global Assess-
would result from the specific content of the psycho- ment Scale (C-GAS), a measure of functional competence with
good interrater and testretest reliability (Shaffer et al., 1985).
social treatment and not from its nonspecific features. School Observations. Because the treatment blind could not be
Therefore, it was hypothesized that the combination of protected, objective assessments of classroom behavior provided
methylphenidate and MPT would be superior to meth- independent assessment of treatment effects. Children were ob-
served twice at each assessment in academic and gym classes. The
ylphenidate plus attention control psychosocial treat- Classroom Observation Code (Abikoff et al., 1980), which differ-
ment (ACT). entiates children with ADHD from normal children and is sensitive
Finally, it was hypothesized that relative advantages to treatment effects (Abikoff and Gittelman, 1985b), was used
associated with 1 year of combined treatment would during academic classes. Categories of interference, off task (mea-
sures of impulsivity and sustained inattention), and gross motorall
persist. Hence, we predicted superiority of combined were combined into an ADHD composite used previously as an
treatment during a second year (year II) of mainte- outcome measure (Klein and Abikoff, 1997).
TABLE 2 TABLE 3
Conners Teacher Rating Scale and School Mean Number of ADHD and ODD Symptoms
Situations Questionnaire Treatment Group
Treatment Group
M M + MPT M + ACT
M M + MPT M + ACT
Symptoms Mean SD Mean SD Mean SD
Measure Mean SD Mean SD Mean SD
ADHD
CTRS factor Schoola,b
Hyperactivitya Pretreatment 11.7 1.8 11.8 1.6 11.6 2.0
Pretreatment 2.4 0.6 2.5 0.5 2.3 0.6 6 mo 5.5 3.4 5.1 3.8 4.6 3.2
6 mo 0.9 0.6 1.1 0.7 1.0 0.8 12 mo 4.1 3.3 3.7 2.9 3.3 3.0
12 mo 1.2 0.9 0.9 0.8 0.9 0.7 18 mo 4.9 3.4 3.5 3.0 4.3 3.8
18 mo 0.9 0.5 0.9 0.7 0.9 0.8 24 mo 4.2 3.5 3.6 2.2 2.9 3.2
24 mo 1.1 0.8 1.0 0.7 0.7 0.4 Homea,b
Conduct problemsb Pretreatment 11.2 2.0 11.7 1.7 11.3 2.2
Pretreatment 1.2 0.6 1.2 0.6 1.1 0.6 6 mo 5.3 3.3 5.0 3.7 4.5 3.3
6 mo 0.9 0.5 0.9 0.5 0.7 0.4 12 mo 3.9 3.2 3.6 2.9 3.2 3.0
12 mo 0.9 0.7 0.9 0.6 0.7 0.5 18 mo 4.8 3.4 3.4 2.9 4.0 3.6
18 mo 0.7 0.6 0.7 0.5 0.7 0.6 24 mo 4.0 3.4 3.5 2.1 2.7 3.1
24 mo 0.7 0.6 0.8 0.5 0.6 0.4 ODD
SSQa Schoola,b,c
Situations Pretreatment 4.5 2.2 4.3 2.6 4.7 2.5
Pretreatment 9.2 2.9 9.5 2.7 10.1 1.7 6 mo 2.9 2.1 2.5 2.4 2.4 2.1
6 mo 5.1 4.0 5.7 4.1 6.4 4.0 12 mo 2.6 2.5 2.2 2.0 1.3 1.7
12 mo 4.6 4.0 6.1 4.5 5.5 4.3 18 mo 3.0 2.5 1.6 1.8 2.1 2.3
18 mo 5.0 4.2 5.8 3.4 5.2 4.6 24 mo 2.4 2.6 1.9 2.3 1.9 2.5
24 mo 6.2 3.8 5.1 4.2 5.3 3.8 Homea,b,c
Severitya Pretreatment 4.4 2.2 4.2 2.5 4.4 2.4
Pretreatment 5.5 2.1 5.5 2.2 5.7 1.9 6 mo 2.9 2.1 2.5 2.4 2.4 2.1
6 mo 1.9 1.9 1.8 1.9 2.3 2.2 12 mo 2.5 2.5 2.0 1.9 1.3 1.7
12 mo 1.7 2.1 2.2 2.1 1.7 1.7 18 mo 3.0 2.5 1.6 1.8 2.0 2.2
18 mo 1.7 1.8 1.8 1.2 2.5 2.6 24 mo 2.4 2.6 1.7 2.2 1.8 2.3
24 mo 2.0 1.7 2.2 2.0 1.6 1.7
Note: ADHD = attention-deficit/hyperactivity disorder; ODD,
Note: CTRS = Conners Teacher Rating Scale (range 03); SSQ = oppositional defiant disorder. Group time interactions: none sig-
School Situations Questionnaire (situations, range 112; severity, nificant.
a
range 09). Group time interactions: none significant. Pretreatment versus 6 and 12 months, p < .001.
a b
Pretreatment versus 6 and 12 months, p < .001. 6 versus 12 months, p < .01.001.
b c
Pretreatment versus 6 and 12 months, p < .000. Trend in group time effect in year II: M + MPT versus M at
18 months, p < .01.
Clinical assessments of overall functioning on the Table 6 presents observer ratings on the IOWA
C-GAS also failed to differ across treatments CTRS for subjects and normal peers. Inattention and
(Table 4). oppositional behavior in structured classes and gym
Classroom Observations. Interobserver agreement was showed significant improvement in all groups (p = .01)
conducted in approximately 15% of observations. Each without advantage for combination treatment.
sites trainer functioned as the standard. Phi coeffi- Year I Treatment Effects From Medication Baseline.
cients of interval scores for categories ranged from 0.83 Classroom observations, which were the only measures
to 0.92. of ADHD repeated after the 5-week clinical methyl-
Impulsive, inattentive, and hyperactive behaviors phenidate trial, showed no differential treatment effect
(interference, off task, and gross motor) showed no compared with functioning after brief methylphenidate
significant advantage of M + MPT. The composite treatment. As shown in Tables 5 and 6, scales com-
measure of ADHD also failed to reveal significant pleted by observers showed no relative advantage for
treatment differences (Table 5). children on the combination treatment.
TABLE 5
Mean Rates of Observed ADHD Behaviors in Academic Classes
Treatment Group
Normal M M + MPT M + ACT
Observed Behavior Mean SD Mean SD Mean SD Mean SD
a
Interference
Pretreatment 8.0 5.9 16.3 11.1 15.8 8.1 17.4 7.8
Medication baseline 8.1 5.7 9.2 5.9 9.0 6.0
6 mo 5.9 4.6 9.0 7.7 7.1 6.6 6.7 5.8
12 mo 6.1 5.1 7.4 5.6 8.2 8.2 6.3 6.1
18 mo 5.6 5.3 6.8 7.1 6.7 6.9 4.3 4.3
24 mo 4.5 4.3 6.6 7.5 7.6 7.4 5.1 5.4
Off taska
Pretreatment 2.2 2.9 6.5 6.2 4.8 3.8 6.0 6.3
Medication baseline 3.2 5.2 1.6 3.1 2.9 4.6
6 mo 0.9 1.6 2.9 4.4 1.5 2.6 1.4 1.9
12 mo 1.8 3.7 1.9 3.7 2.1 2.6 2.1 4.4
18 mo 1.5 3.0 2.9 3.7 1.6 2.4 1.3 1.7
24 mo 1.6 4.1 1.9 2.6 3.6 3.4 2.8 4.3
Gross motora,b
Pretreatment 1.3 1.3 3.1 2.5 2.9 2.1 3.7 2.8
Medication baseline 2.0 3.2 1.9 1.3 1.9 1.5
6 mo 1.8 2.4 2.7 2.5 1.1 1.1 2.3 2.1
12 mo 1.6 1.6 1.7 1.8 1.8 2.1 1.4 1.3
18 mo 1.4 1.6 1.5 1.4 1.3 0.9 1.4 1.3
24 mo 1.2 1.5 1.2 1.4 1.5 1.5 1.1 1.2
ADHD Compositea,c,d
Pretreatment 11.5 7.8 25.9 15.9 23.9 10.8 27.1 12.6
Medication baseline 13.3 8.3 12.7 7.6 13.7 9.2
6 mo 8.6 5.8 14.6 11.5 9.7 7.0 10.5 7.5
12 mo 9.5 7.3 11.0 8.4 12.1 10.6 9.8 8.1
18 mo 8.6 7.9 11.1 7.9 9.6 8.1 7.1 5.9
24 mo 7.2 7.1 9.7 10.1 12.6 10.6 9.0 8.2
Year I Time Effects Relative to Medication Baseline. Teacher ratings, psychiatrist ratings of ADHD and
Relative to medication baseline, school observations ODD symptoms, and observer ratings did not show
did not reflect reduced rates of ADHD behaviors significant time effects between 12 and 24 months.
(Table 5). However, all groups improved on the
inattention/overactivity ratings in academic (p < .01)
DISCUSSION
and gym classes (p < .001) (Table 6).
Year II Time Effects. All groups maintained treat- This dual-site study represents an effort to provide a
ment gains during year II, with some further improve- broad psychosocial treatment program aimed at opti-
ment over time. Parents reported lower scores on the mizing multiple aspects of function in children with
Hyperkinesis Index (p < .01) and trends on Home ADHD treated with methylphenidate. Measures of
Situations Questionnaire problematic situations (p < ADHD and related behavior problems did not indicate
.04) and severity (p < .02) (Table 1). any meaningful advantage for the combination of
TABLE 6
IOWA CTRS Ratings in Academic and Gym Classes
Treatment Group
Normal M M + MPT M + ACT
Setting and Factor Mean SD Mean SD Mean SD Mean SD
Classroom
Inattention/overactivitya,b,c
Pretreatment 0.3 0.3 1.1 0.6 0.9 0.6 1.2 0.6
Medication baseline 0.4 0.4 0.6 0.5 0.6 0.5 0.5 0.5
6 mo 0.2 0.2 0.6 0.6 0.3 0.3 0.4 0.4
12 mo 0.3 0.3 0.4 0.4 0.4 0.4 0.3 0.1
18 mo 0.2 0.3 0.3 0.3 0.2 0.2 0.3 0.3
24 mo 0.2 0.3 0.4 0.5 0.5 0.6 0.3 0.5
Oppositional/defianta,d
Pretreatment 0.03 0.1 0.2 0.3 0.2 0.4 0.4 0.5
Medication baseline 0.05 0.1 0.2 0.4 0.1 0.2 0.1 0.2
6 mo 0.02 0.1 0.3 0.6 0.0 0.1 0.1 0.2
12 mo 0.03 0.1 0.1 0.1 0.1 0.1 0.0 0.1
18 mo 0.1 0.2 0.0 0.04 0.0 0.1 0.1 0.2
24 mo 0.02 0.1 0.1 0.2 0.2 0.3 0.1 0.1
Gym
Inattention/overactivitya,b,e
Pretreament 0.2 0.3 0.7 0.5 0.6 0.4 0.7 0.5
Medication baseline 0.2 0.2 0.4 0.4 0.3 0.3 0.3 0.3
6 mo 0.2 0.2 0.4 0.6 0.3 0.3 0.2 0.3
12 mo 0.2 0.3 0.1 0.2 0.2 0.3 0.2 0.3
18 mo 0.2 0.3 0.2 0.2 0.2 0.3 0.1 0.1
24 mo 0.1 0.2 0.2 0.5 0.2 0.2 0.2 0.3
Oppositional/defianta
Pretreatment 0.1 0.1 0.2 0.2 0.2 0.2 0.3 0.5
Medication baseline 0.1 0.2 0.2 0.4 0.2 0.3 0.2 0.3
6 mo 0.04 0.1 0.2 0.5 0.1 0.1 0.1 0.2
12 mo 0.1 0.3 0.1 0.2 0.1 0.2 0.1 0.3
18 mo 0.1 0.2 0.1 0.2 0.1 0.2 0.0 0.1
24 mo 0.1 0.1 0.1 0.3 0.0 0.1 0.2 0.2
Note: IOWA CTRS = Conners Teacher Rating Scale (range 03).
a
Time effects in year I: pretreatment versus 6 and 12 months, p < .02.001.
b
Medication baseline versus 12 months, p < .01.001.
c
Significant time effects in year II: 18 versus 24 months, p < .012.
d
Trends in group time interaction: M + MPT versus M at 6 months and M + ACT versus M at 6 months, p < .02; M + ACT versus
M at 12 months, p = .01.
e
M + ACT < M at 6 months, p < .03.
methylphenidate and MPT over methylphenidate with the conventional, conservative strategy of concern
alone, and methylphenidate could not be discontinued for type I errors (, significance). We conducted mul-
more successfully in children who received the combi- tiple analytic methods including repeated measures,
nation treatment. heuristic random regression, and mixed models analysis
Negative findings were obtained in spite of efforts to of variance. In addition, the facts that parents, teachers,
disprove the null hypothesis, i.e., to find treatment and psychiatrists were not blind to treatment and that
differences. Thus, multiple sources of information were parents were involved in treatment delivery should
obtained. The statistical analytic strategy reflects have biased the results in favor of psychosocial treat-
greater concern for type II errors (, power) compared ment. The MTA Cooperative Group study is the only
other systematic investigation that has implemented an with ADHD and reanalyzed year I results with ODD
intensive psychosocial intervention (MTA Cooperative diagnosis entered as another factor. Children with and
Group, 1999). Unlike the MTA (multimodal treatment without ODD responded similarly and positively in all
of ADHD) study, we did not assess the role of psycho- three treatment groups. Finally, a ceiling effect with
social treatment alone because more than three treat- short-term methylphenidate might have been reached,
ment groups would have limited power, and our precluding accrued benefits from the combination
previous findings indicated that psychosocial treatment treatment over medication alone. This possibility ap-
was not competitive with stimulant treatment (Klein pears unlikely because time effects were found, indicat-
and Abikoff, 1997). Indeed, in the MTA study, psy- ing continued improvement with methylphenidate.
chosocial treatment was significantly inferior to medi- The hope was that the combination treatment would
cation, even though a sizable proportion of children reduce the incidence of CD. This was not the case.
randomized to psychosocial treatment were placed on Relatively few children in the study (4.7%) developed
medication during the course of the study and even CD by ages 9 to 12, when such onsets are not unusual
though treatment evaluators (parents and teachers) in boys with ADHD and ODD (Lahey et al., 2000). As
were actively involved in the delivery of psychosocial with other time effects, it is not clear whether methyl-
treatment. Unlike the MTA study, we did not imple- phenidate treatment, the common denominator across
ment active intervention in the classroom or an inten- treatments, was instrumental in reducing the develop-
sive therapeutic summer program. Finally, our study ment of full-fledged CD. However, what is clear is that
lasted 24 months, in contrast to 14-month MTA study. oppositional symptoms, significant risk factors for CD,
In spite of these methodological differences, results were markedly reduced.
from the two studies are strikingly similar. Both failed There was a slight advantage for children who re-
to document that MPT provides benefits above those ceived combination treatment insofar as they remained
obtained with methylphenidate alone for ADHD and on placebo 8.5 days longer than those on methylphe-
ODD dimensional ratings (MTA Cooperative Group, nidate alone after 1 year. However, this difference falls
1999). Moreover, an additional year of maintenance short of meaningful clinical advantage.
treatment failed to produce differential benefits in chil- The absence of an untreated control group precludes
dren who received combination treatment compared unambiguous conclusions regarding improvements
with those treated solely with methylphenidate. How- over time because maturational effects cannot be ruled
ever, treatment gains from year I were maintained dur- out. In spite of their ambiguous implications, time ef-
ing year II. fects in children with ADHD point to functions that
We considered possible reasons for the lack of ad- might continue to improve with methylphenidate
junctive efficacy of psychosocial treatment. Perhaps if treatment. During year I, children had significant re-
attendance at psychosocial treatment sessions were ductions in ODD and ADHD symptoms, which were
poor, as has occurred in other studies (Firestone et al., maintained during year II. Furthermore, the severity of
1981; Schachar et al., 1997), many might have received ADHD continued to improve over year II. Such im-
inadequate treatment. This explanation seems unlikely provements over time are all relatively small, and their
because families attended at least 75% of all treatment clinical significance is limited. Importantly, findings do
sessions. not indicate a loss of treatment efficacy over 2 years of
Perhaps treatment fidelity was compromised and methylphenidate treatment. This finding argues against
psychosocial treatments were not delivered as intended. concerns that stimulant effects attenuate with long-
Ongoing supervision and audiotape reviews throughout term use (Cantwell, 1975; Kupietz et al., 1988). To our
the course of the study protected against this possibility. knowledge, this 2-year study is one of the longest to
Perhaps medication compliance differed among demonstrate the long-term efficacy of stimulant treat-
treatment groups, thereby affecting treatment out- ment in children with ADHD.
come. However, results of methylphenidate checks do
not support this explanation (Klein et al., 2004). Limitations
We considered the possibility that multimodal treat- As in all clinical trials, the generalizability of findings
ment would be especially effective in ODD children is defined in part by inclusion and exclusion criteria.
Klein RG, Abikoff H, Klass E, Ganeles D, Seese LM, Pollack S (1997), MTA Cooperative Group (1999), A 14-month randomized clinical trial of
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