Professional Documents
Culture Documents
ByYangHsiung
SUNYSeriesinChinesePhilosophyandCulture
DavidL.HallandRogerT.Ames,Editors
TheCanonofSupremeMystery
ByYuangHsiung
ATranslationwithCommentaryoftheT'AIHSANCHING
byMichaelNylan
STATEUNIVERSITYOFNEWYORKPRESS
Pageiv
Publishedby
StateUniversityofNewYorkPress,Albany
1993StateUniversityofNewYork
ThispublicationhasbeensupportedbyagrantfromtheNationalEndowmentfortheHumanities,anindependentfederalagency.
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StateUniversityPlaza,Albany,N.Y.,12246
ProductionbyCathleenCollins
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LibraryofCongressCataloginginPublicationData
Yang,Hsiung,53B.C.18A.D.
[T'aihsanching,English]
TheCanonofsuprememystery/byYangHsiungwithtranslation
andcommentarybyMichaelNylan.
p.cm.(SUNYseriesinChinesephilosophyandculture)
Translationof:T'aihsanching.
Includesbibliographicalreferencesandindex.
ISBN0791413950(alk.paper).
1.DivinationChina.2.Cosmology,Chinese.I.Nylan,Michael.
II.Title.III.Series.BF1770.C5Y36131993
181'.112dc20 928631
CIP
10987654321
ToNathanSivinandPaulSerruys
Pagevii
Contents
Preface xi
Introduction 1
GeneralIntroductiontotheMysteryText 1
OntheTerm"Mystery" 2
ACapsuleBiographyofYangHsiung 5
TheMysteryintheTraditionoftheChanges 6
TheArrangementoftheMystery 9
SignificantStructureintheMystery 14
TheFirstSevenHeads 18
No.1.Center18,No.2.FullCircle19,No.3.Mired19,No.
4.Barrier19,No.5.Small20,No.6.Contrariety20,No.7.
Ascent21
EveryTenthHead 22
No.1.Center22,No.11.Divergence22,No.21.Release22,
No.31.Packing23,No.41.Response23,No.51.Constancy
24,No.61.Embellishment24,No.71.Stoppage25,No.81.
Nurturing25,GeneralCommentary26
MethodofDivinationoftheMystery 27
InterpretationFollowingDivination 29
OnLuckandDivinationintheMystery 33
TheMysteryasDivinationClassic 33
EarlyNotionsofMing:TheHistoricalBackgroundtotheProblemof 35
Fate
YangHsiung'sSolutiontotheProblemofMing 39
PropositionsAboutTime,Luck,andVirtue 47
TheIntellectualDebtsofYang'sNewClassic 55
Yang'sMysteryasaChineseSumma 57
ContratheRelativists 58
ContratheImmortalitySeekers 59
ContratheProponentsof"ChangeastheOnlyConstant" 59
ContraPredestination 60
ContratheManticSpecialists 60
Conclusion 61
KeyTerms 63
TheFiveClassicsofConfucianism 63
OnCh'i 63
Yin/yangFivePhasesTheory:CorrelativeThought 65
SelfCultivation 68
"CenterHeart" 69
Pageviii
Ritual 70
TheMeaningofChen 71
OntheStyleoftheBook 73
GlossaryfortheIntroductorySections 75
NamesofPeople 75
ConceptsandTerms 76
TranslationoftheT'AIHSANCHING 80
ListofTetragrams 80
No.1.Center 84
No.2.FullCircle 95
No.3.Mired 102
No.4.Barrier 107
No.5.KeepingSmall 113
No.6.Contrariety 118
No.7.Ascent 125
No.8.Opposition 130
No.9.BranchingOut 135
No.10.Defectiveness/Distortion 140
No.11.Divergence 144
No.12.Youthfulness 148
No.13.Increase 152
No.14.Penetration 156
No.15.Reach 161
No.16.Contact 165
No.17.HoldingBack 170
No.18.Waiting 174
No.19.Following 178
No.20.Advance 182
No.21.Release 186
No.22.Resistance 189
No.23.Ease 193
No.24.Joy 197
No.25.Contention 201
No.26.Endeavor 206
No.27.Duties 210
No.28.Change 214
No.29.Decisiveness 218
No.30.BoldResolution 222
No.31.Packing 226
No.32.Legion 230
No.33.Closeness 234
No.34.Kinship 239
No.35.Gathering 243
No.36.Strength 247
No.37.Purity 251
No.38.Fullness 254
No.39.Residence 258
No.40.Law/Model 262
No.41.Response 266
No.42.GoingToMeet 272
No.43.Encounters 276
No.44.Stove 280
No.45.Greatness 286
No.46.Enlargement 290
No.47.Pattern 294
No.48.Ritual 300
No.49.Flight 306
No.50.Vastness/Wasting 310
No.51.Constancy 314
No.52.Measure 318
No.53.Eternity 323
No.54.Unity 327
No.55.Diminishment 331
No.56.ClosedMouth 335
No.57.Guardedness 339
No.58.ClosingIn 343
No.59.Massing 347
No.60.Accumulation 351
No.61.Embellishment 355
No.62.Doubt 359
No.63.Watch 362
No.64.Sinking 365
No.65.Inner 368
No.66.Departure 372
No.67.Darkening 375
No.68.Dimming 379
No.69.Exhaustion 381
No.70.Severance 385
Pageix
No.71.Stoppage 388
No.72.Hardness 392
No.73.Completion 395
No.74.Closure 398
No.75.Failure 401
No.76.Aggravation 403
No.77.Compliance 406
No.78.OntheVerge 410
No.79.Difficulties 413
No.80.Laboring 415
No.81.Fostering 418
LeapYearDifferentials 421
Autocommentaries 423
PolarOppositionsoftheMystery:Hsanch'ung 423
InterplayofOppositesintheMystery:Hsants'o 426
EvolutionoftheMystery:Hsanli 428
IlluminationoftheMystery:Hsanying 433
NumbersoftheMystery:Hsanshu 438
ElaborationoftheMystery:Hsanwen 448
RepresentationsoftheMystery:Hsanyi 453
DiagramoftheMystery:Hsant'u 456
RevelationoftheMystery:Hsankao 461
Notes 465
Bibliography 629
PartialIndexofCommonImages 655
Index 661
Pagexi
Preface
AsthefirstgrandsynthesisofclassicChinesethought,YangHsiung'sCanonofSupremeMystery(ca.4B.C.)occupiesaplaceinallofChineseintellectualhistory
roughlycomparabletothatoftheSummaTheologicaofThomasAquinasintheWest.Asoneofthefeworiginalworksbyarecognizedphilosophicalmastertohave
survivedfromtheformativeHanperiod(contemporaneouswithandanalogoustotheRomanempire),theMysteryprovidesustodaywiththesinglebestremaining
cluetoearlyattemptstosituatetheindividualinfamily,statebureaucracy,andcosmos.AsoneofthefirstsystematicresponsestotheBookofChanges(Yiching),
thedivinationmanualcumphilosophicaltreatise,theMysterycanalsohelpusreconstructtheoriginalimagery,structure,andmeaningofthatsacredcanoninrelation
tootherclassics,suchastheBookofDocumentsandtheBookofOdes.
Despiteitsobviousimportance,theMysteryistheonlymasterworkofearlyChinesephilosophythathasnotbeentranslatedintoanyWesternlanguageitsonly
"modern"scholarlytranslationisaJapaneserenderingthattendstoglossoverproblematicpassages.Still,theMysteryoffersmuchtothemodernreader.Itisa
divinationmanualthatsuggestsacomplexinteractionbetweentimeandvirtueinunfoldinghumandestiny.Itisalsooneofthegreatphilosophicpoemsofworld
literature,assessingtherivalclaimsonhumanattentionoffame,power,andphysicalimmortality,whilesituatinghumanendeavorwithinthelargerframeworkofcosmic
energies.ThesymbolssystemoftheMysteryisunsurpassedinitsrichnessintheChineselanguage.Atthesametime,theMysteryservesasarepositoryofearly
Chinesescientific,philosophical,andtechnicalknowledge.
Anaccessible(andwhereverpossible,literal)translationintoEnglishisofferedhereforthecompletetextoftheCanonofSupremeMysteryanditsten
autocommentaries.FollowingChinesetradition(reflectedsomewhatintheWilhelmtranslationoftheYiching),supplementarycommentsareappendedtoeachblock
oftranslationinordertoindicatethemainlinesofinterpretationforthepassagesuggestedbyearlierscoliasts.Inaddition,thesecommentariessupplybackground
informationaboutliteraryallusionsandhistoricalfactswherepertinent,inthehopesthatthemodemreadermayexperiencethetextinafashionnotunlikeYang's
earlierreaders.Includedinthetranslator'sintroductionareshortessaysdedicatedtoeachofseveralkeytermsemployedbyYangHsiung.Notranslationcanever
hopetofullysuggesttheintricatebeautyoftheoriginaltextbyYangHsiung.Myhopeissimplythatthisstudywillreviveinterestinthisimportantthinker.Itisan
invitationtootherstoenterintothepleasuresofHanphilosophy.
Pagexii
ABriefNoteontheTranslationandCommentaries
Modernliterarytheoryarguesthatphrasesorlineswhenrepeatedtakeonnewmeaningsinviewoftheirnewcontext.ThefrequentrepetitionofAppraisallinesinthe
Fathomingshasthereforepresentedmewithanunusualopportunitytoclarify,expand,orshadethetranslationgivenintheAppraisal.Accordingly,readersofclassical
ChinesewillfindthatthesameChinesecharacterinrelatedlinesisnotalwaysrenderedasasingleEnglishequivalent.SinceYangHsiungemphasizedthechanging
valuesofactionsandentitiesinvaryingsituations,Isuspectthathewouldhavepreferredthistoamorerigidapproachtotranslation.
ThecommentarythatfollowseachsectionofpoetrygivesthereaderasynopsisofthecommentarytraditionattachedtotheMystery.Whenallthecommentators
agreeonthebasicmeaningofthepoetry,asoftenhappens,Ihavenotthoughtitnecessarytosupplyafootnotetoindicatethisgeneralconsensus.Whenoneormore
commentatorsoffervariantinterpretations,anotedirectsthereadertotheappropriatematerial.IntheveryfewcaseswhereIhavegonebeyondtheChinese
commentatorsinmyinterpretationorspeculation,Ihavetriedtoindicatethisinanote.
Acknowledgments
ManypeoplehavehelpedwiththeCanonofSupremeMystery.FirstamongthemwasNathanSivin.ShortlyafterIfinishedmyPh.D.dissertationatPrincetonin
1982,ProfessorSivinofferedmetheopportunitytocoauthoranintroductoryarticleonYangHsiung'sbook.Thatopportunity,alongwithProfessorSivin'ssupport
throughtheyears,encouragedmetocontinueworkonYangHsiung.Despitehisbusyschedule,ProfessorSivinoftentookthetimetokeepmywriting''honest."
Whenmytranslationswerepoorormygeneralizationssloppy,ProfessorSivinmadeconstructivesuggestionsfortheirimprovement.Wherethestyleisclearandthe
argumenttightinthethetextIofferhere,muchofthecreditshouldgotoNathanSivin.Wherethereareobviousfailings,theyreflectmyowninabilitytoadequately(in
theChinesephrase)"pair"hislucidmind.Forallofhishelp,Iammostgrateful.
Somethreeyearsintotheproject,IhappenedtomeetFatherPaulLeoMarySerruys,whose1959dissertationfocusedonYangHsiung'sdialectdictionary,the
Fangyen.Fortunately,FatherSerruyssoonbecameinterestedintheT'aihsantext.Overthecourseofthenextfewyears,usingtheT'aihsanasasortof
textbook,FatherSerruysinstructedmeinthefundamentalprinciplesofearlyChineselinguistics.FatherSerruysandIdiscussednearlyeverylineofthetranslation
offeredhere.Oftenweargued.Noseriesoffootnotes,howeverextensive,couldadequatelyconveythemagnitudeofmyintellectualdebttohim.AswithProfessor
Pagexiii
Sivin,IonlyhopeFatherSerruyswillbepleasedwiththeresult,despitemymanyerrorsandomissions.
ItwasMichaelLoewewhointroducedmetoboththerigorsandpleasuresofHanthoughtnearlytwentyyearsago.Morerecently,Ihavebenefitedfromthecareful
considerationheandProfessorsVictorMairandAlanK.Ch'angavetheintroduction,thetranslation,andtheappendices.Thesefinescholarsqueriedcertain
inconsistencies,suggestedfurtherreadings,andingeneralmademethinkmuchharderabouttheclaimsIwasmaking.ProfessorCh'enShunchengofTaiwanNational
UniversitypatientlyreadthroughmuchoftheT'aihsantextwithme,explainingetymologiesandallusionsalongtheway.AfriendatBrynMawr,StephenSalkever,
alsodeservesspecialthanksforhelpingmetorefinemyreflectionsandbroadenmyreadingincomparativetextsfromtheWesterntradition.Anothercolleagueat
BrynMawr,TyCunningham,helpedmedeviseasimplifiedmethodofdivinationforthepopularversionofthistranslation.AndanoldfriendinClassics,William
Mullen,usedpartofhispreciousleavetimetopointoutambiguitiesandinfelicitiesintheintroductorychapter,aswellasparallelstoYangHsiung'sthoughtinworld
philosophy.
Atvariouspoints,whenIwasparticularlydiscouragedabouttheT'aihsanproject,myesteemedcolleaguesSueGlover,MaryErbaugh,AndrewPlaks,Kathleen
Wright,andRaoulBirnbaumalltookalookatvariouspartsofthedraftandcheeredmeon.Atonestage,whenIwasinapanicoverthelossofadraftversionofthe
introductorychapter,HansBielenstein,JohnChaffee,RobertHymes,JohnMeskill,MartinAmster,andJohnReese,ascoparticipantsintheColumbiaSeminaron
TraditionalChina,generouslyhelpedmetolocateanearlydraftofapapergivenonthe"Mystery."GerryBoswelltalkedtomeofthevarietiesofmysticism.And
MatthewPortalalsodeservescreditforhisadviceonagrantapplicationsupportingthisproject.RobertJayLitz,oneofthebestwritersaroundandalsomybest
friend,readandrereadeverylineofpoetryandprose,pointingouteuphoniousalternativestomyownclumsyattempts.Hecanhavenoideahowmuchthatmeantto
me.
VariousfriendsfrommyPrincetoncircleofferedphysicalassistanceinadditiontomoralsupport.ThestaffofGestLibraryrespondedtoallmyquestionswithunfailing
goodhumor.YangChiu(JoanneChiangtoherPrincetonstudents)andNancyNortonTomaskowrotetheChinesecharactersfortheversionsubmittedtoSUNY
Pressforinitialconsideration.YangChiuwasresponsiblefortheelegantcharactersfoundintherevisedversionsubmittedtoSUNY.Mr.QianshenBai,now
studyingatYaleUniversity,generouslyagreedtowritethe"clericalscript"charactersforthebookcover.Healsocutthesealthatwillgracethefrontcover.Nancy
NortonTomaskospentdayscheckingmybibliographyandfootnotesfor
Pagexiv
errors.VirginiaBowerdevotednofewerthanthreemorningstotakingtheslidesandphotographsneededfortheillustrations.SharonRodgers,HannahKaufmann,
TobyPaff,BertrandLin,andJohnElliottcontributedtosolutionsformyseeminglyperennialcomputingproblems.J.J.AstleyTracyandIleneCohen,twofineeditors,
offeredtheirsuggestionsonanearlydraftoftheintroductorychapter.WhenIwaspressedfortime,AnnaCanavantypedswiftlyandaccuratelypartofthe
commentaries.
IthankWilliamEastman,DirectorofSUNYPress,forhavingthecouragetotakeonthisriskyproject.SUNYprovidedmewithanexcellenteditor,EdLevy,who
caughtmanyawkwardconstructionsinmyprose.CathleenCollinscheerfullyansweredallquestionsabouttheproductionofthebook.
Last,butnotleast,Iwishtothankseveralinstitutionsfortheirmonetaryassistance.Overthecourseofseveraldrafts,theprojectwasfundedbyapostdoctoral
fellowshipfromtheAmericanCouncilofLearnedSocieties,byaMellonPostdoctoralGrant,andbyaNationalEndowmentfortheHumanitiesSummerStipend.
Page1
Introduction
GeneralIntroductiontotheMysteryText
YangHsiung(53B.C. A.D.18)initiallywonfameunderEmperorCh'eng(r.337B.C.)forlongprosepoems(fu)whosesatiricalcontentwascloakedinlushimagery,
hyperbole,andallusion.1BythereignofEmperorAi(r.71B.C.),however,YangHsiunghadredirectedhisconsiderabletalentstothewritingoftwophilosophical
works,theFayen(ModelSayings)andtheT'aihsanching(CanonofSupremeMystery).2TheModelSayings,byemployingthesamedialogueformfoundin
theAnalectsofthesagemasterConfucius(551479B.C.),evaluatestheconflictingclaimsofimmortality,fame,power,andscholarship,whilebrieflycharacterizingthe
essentialpointsofpreviousthinkersintheprocess,itprovidesarelativelystraightforwardcatechismforthewouldbesage.TheMysteryisafarmoredifficulttext.
Likeitsprototype,theYiching(BookofChanges),theMysterysuggeststhesignificantpatternsoftheuniversethroughdifferentcombinationsofsolidandbroken
linesaccompaniedbytext.3YangHsiungalsocomposedtenautocommentaries(allstillextant)ascounterpartstothe"TenWings"commentariesappendedtothe
Changes.Accordingtotwosources,Yang(apparentlyinanirreverentmood)evencomposed"commentariesbychapterandverse"(changch)inthestyleofthe
Hanscholastics,thoughthesearenowlost.4
TheimpactofYangHsiung'sphilosophyonlaterChinesethoughtisundeniable.ThehistorianPanKureveredYangHsiungasoneofthethreegreatConfucian
philosophersofWesternHan,incompanywithLiuHsiangandLiuHsin.5PanKu'sopinionwassharedbytheleadingEasternHanthinkers,includingHuanT'an,
WangCh'ung,ChangHeng,YingShao,andSungChung,allofwhomappreciatedthebreadthandcriticalacumenofYangHsiung'swritings.6Throughthem,theT'ai
hsanprovidedinspirationandvocabularyfortheHsanhsehmovement(in
Page2
Chinese,"MysteryLearning")ofthepostHanperiod.TheMystery,infact,continuedtogreatlyinfluenceChinesethoughtforamillennium,untilprominentSung
thinkerslikeSuHsn(10091066)andChuHsi(11301200)appliedcontemporarystandardsretroactivelytoYangHsiung,therebydiscreditinghimonthreecounts:
(a)hisserviceatthecourtofthe"usurper"WangMang(r.923)7(b)hisoutrightrejectionofthetheoryofhumannatureproposedbytheConfucianmasterMencius
(?371?289)and(c)hissupposedpresumptionincomposing''classics"inimitationofthesages.8DespitecounterargumentsposedbyequallyfamousConfucianslike
SsumaKuang(101886),theseaspersionscastuponYang'scharacterresultedintheeventualdemotionoftheMysteryfromthehighlyselectivecategoryof
"[orthodox]Confuciantext"(Ju)tothatof"numerology"inthefamousSsuk'uch'anshucatalogueof1782.9Combinedwiththeinherentdifficultiesofthetext,they
alsoaccountfortherelativepaucityoflaterstudiesonYangHsiung'sphilosophy.10
OntheTerm"Mystery"
Thetermtranslatedas"Mystery"(hsan)carriesarangeofmeaningfrom"black"to"darkness"to"hidden"to"mystery."Itsovertonesare"stillness,""isolation,"
"nondifferentiation,"and"inaccessibilitybypurelyrationalprocesses."InearlyChinesethought11suchideasbearnounpleasantconnotations.Theyexpressthat
dimensionofexperiencethatcanbeknownonlybyquietanddeepcontemplation,orbyillumination.YangHsiunguseshsaninhisbooktitletoindicatetheprofound
stageofdarkness,silence,ambiguity,andindefinitenessoutofwhichcreationsprings.Inthecosmogonicscheme,itistheundifferentiatedstageoutofwhichyin/yang,*
thentheFivePhases,andultimatelythemyriadphenomenaoftheexperientialworlddevelop.12InNatureashumansperceiveit,itisthelatencyoutofwhichindividual
thingsarebornspontaneouslyandoutofwhicheventsshapethemselves.Inthesagethatis,theidealhumanbeing,theperfectstudentoftheMysteryhsanisthe
spiritualinwardnessthatprecedesconsciousdecisionandaction,ensuringthattheywillbeinharmonywiththedivineprocessknownas"theWay."Itis,inother
words,thecreativeaspectoftheTaowhereveritismanifested.Adescriptionofitdrawnfromanearlierphilosophicalclassic,theLaotzu,speaksofhsaninthis
way:
Thewaythatcanbetoldisnotthecommonway.
Thenamethatcanbenamedisnotthecommonname.
*
SeeKeyTerms,page63
Page3
WhathasnonameisthebeginningofHeavenandEarth.
Whathasanameisthemotherofthemyriadcreatures.
Thosewithoutdesirescontemplateitssecrets.
Thosewhohavedesirescontemplateitsperiphery.
Thesetwoemergetogether,butdifferinname.
Beingtogether,theyarecalled"Mystery."
Mysteryuponmystery,
Gatewaytothemyriadsecrets.13
Althoughitwouldbeunrealistictoexpectgeneralagreementonthemeaningofthispoem,mostwhotakeitasseriousphilosophybelieveitdiscernsthemysticTaoin
twodifferentaspects:astheineffablefountainheadoutsideofandpriortophenomenalexperience,andastheimmanentprocessthatdifferentiatesthingsandevents
outofpotentiality.Joiningthesetwomysteriesistheneverbrokenconnectionbetweenthechangeweseeandtheunchanginggroundofallprocess.Thecosmogonic
languageofthispassagedescribeseveryaspectofcontinuouscreationinthecosmos,includingthatwhichtakesplaceintheheart/mindofthesage.
TheMysterybyYangHsiungreflectsthissamevisionofhsanintheopeninglinestooneofitschapters:
TheMysteryofwhichwespeakinhiddenplacesunfoldsthemyriadspecies,withoutrevealingaformofitsown.ItfashionsthestuffofEmptinessandFormlessness,givingbirth
totheregulations.TiedtothegodsinHeavenandthespiritsonEarth,itfixesthemodels.Itpervadesandassimilatespastandpresent,originatingallcategories.Itunfoldsand
interspersesyinandyang,generatingthech'i.*Nowsevered,nowconjoined,[throughtheinteractionofyinandyangch'i,thevariousaspectsof]HeavenandEarthareindeed
fullyprovided.14
YangHsiung'svisionoftheMystery,likethatputforwardbyLaotzu,bridgesthegapbetweencosmosandconsciousness,betweentheinexpressibleandthe
concrete.Yangattemptstoexpressthisagaininasecondchapter:
TheWayofHeavenisaperfectcompass.TheWayofEarthisaperfectcarpenter'ssquare.Thecompassinmotiondescribesacompletecirclethroughthesites.Thesquare,
unmoving,securesthings[intheirproperplace].Circlingthroughthesitesmakesdivinelightpossible.Securingthingsmakescongregationbytypespossible....Nowthe
"Mystery"istheWayofHeaven,theWayofEarth,andtheWayofMan.15
*
SeeKeyTerms,page63
Page4
Insum,theMysteryincludesnotonlytheyinmatrixoffecundityandnurturingbuttheyangimpetustowardform.YangHsiungmakesthisexplicitthroughhisconcern
withtheenergyorvitality(ch'i)thatshapesindividualconfigurations.
AsistypicalforHan,YangcombinedhisborrowedcosmogoniclanguagewiththeethicalsystemespousedbyearlyConfuciantradition.ThoughYangfreely
acknowledgedhisphilosophicdebttoLaotzu,16heexplicitlyrejectstheearlierphilosopher'sdisdainfor"GoodnessandDuty,ritual*andstudy."17TheLaotzuhad
assumedthatultimatevaluelayinthechaospriortophenomenalexistencetherefore,thebesthumanrelationsimitatedTaointheirunstructuredandundirectednature.
YangHsiungtookissuewiththisunConfucianvision.InemphasizingtheimmanentandformativeaspectsoftheMystery,Yangmadeafundamentalshifttoward
accommodationwithConfucianideals.Thoughwithoutvisibleform,theMysteryinYang'sMysterycontainsunseenallthemyriadforms,patterns,andcategoriesthat
underlieprocessandinteraction.ForYang,then,themodeloftheMysteryisviolatedwhenhumanbeingsfailtorealizeproperdistinctionsinrankandfunctionas
reinforcedbyritualprecepts,sumptuaryregulations,andthepenalcode.18ThisexplainswhyYangHsiungnotonlyinsistedupontheabsoluteneedforthetraditional
FiveConstantRelations,butinfactemphasizedthoseoffather/sonandruler/subjectwhichtheLaotzusingledoutforspecialcondemnation.19Yangalsoquestioned
theTaoiststresson"nonpurposiveactivity"(wuwei),emphasizinginsteadtheneedforconsciousadjustmentofone'sactionstoone'spositionintime.20
ForYangHsiung,traditionalConfuciandoctrinealonecanprovideasufficientkeytothetruenatureoftheineffableMystery,foritaloneiscomparably
comprehensive.HeseestheFiveConfucianClassics*asaninexhaustiblerepositoryofcosmicwisdom:
AmongtheexplanationsofHeaven,thereisnonemorediscerninginitslanguagethanthatoftheChanges.Amongtheexplanationsforevents,thereisnonemorediscerning
thanthatoftheDocuments.Amongtheexplanationsfortheoutwardembodiment[ofvirtue],thereisnonemorediscerningthanthatoftheRites.Amongtheexplanationsfor
intent,thereisnonemorediscerningthanthatoftheOdes.Amongtheexplanationsforinherentpattern,thereisnonemorediscerningthanthatoftheChronicles.Exceptinthe
caseofthese[FiveClassics],discerninglanguageiswasteduponpettysubjects.21
*
SeeKeyTerms,page63
Page5
YangassimilatedthefigureofConfuciushimselftothecosmicMystery.ForYangHsiung,itisthegeniusofConfuciusthatmakesitpossibleforhisdisciplescenturies
laterto"dailyhearwhatcannotbeheardandseewhatcannotbeseen"bysomemysteriousprocessrootedintheTao.22Oncehumanbeingslearnthroughthe
Master'steachingstoappreciateboththefundamentalunityoftheWayandthemultiplicityofitsmanifestations,theyarereadytobecomefullpartnersinthetriadof
HeavenEarthMan.23
Yangdeparted,however,fromearlyConfucianmodelsinatleastthreeways:First,hewasopenlyeclectic,findingsupportforhisinterpretationofcanonicalteachings
eveninearlieropponentsofConfucianism.PriortotheimperialsponsorshipofConfucianismasstatereligionin135B.C.,citationoftextsliketheLaotzutendedto
implyaffiliationwithoranintellectualcommitmenttoasingletraditionofteaching.ButYang,likemanyHanthinkers,treatedawholehostofcompetingtheoriesas
commonintellectualproperty.Second,YangsystematicallyincorporatedcontemporarycosmologicaltheoriesinhisrestatementofthebasicConfucianmessage.
Finally,Yangadaptedtohisphilosophicdiscoursestherhythmiccadences,therichlydescriptivelanguage,andthemultivalentmeaningspeculiartotheHanprose
poem.Forexample,oneimageintheMystery,hasanemptystovesignifyingemptythatisundeservedreputation,byanalogywiththeChangesHexagram50.
Thepassagethensaysthestove"lacksfirewood,"withthecharacterfor"firewood"conveyingitsextendedmeaningsof"officialsalary"and"talent."24Thecomplex
beautyofthelanguageemployedbyYang,nolessthanthephilosophicimportanceoftheMystery,hashelpedtoensureitstransmissionthroughtheyears.
ACapsuleBiographyofYangHsiung
YangHsiungwasbornin53B.C.,inCh'engtu,intheprovinceofSzechwan.25In24B.C.,hecompletedhisfirstlongprosepoem.Somefouryearslater,hetraveledto
Ch'angan(modernXian),thentheWesternHancapital,wherehewasgivenajuniorappointment.In11B.C.,hecomposedfourlengthyprosepoems,ostensiblyin
celebrationofvariousstatesacrifices,imperialexcursions,andceremonialhunts.Inreality,thepoemscriticizetheextravagance,ostentation,andcrueltyofcourtlife,
implicitlycontrastingthemwiththesimplehumanitycreditedtothesagerulersofthedistantpast,asYang'sownautobiography(thebasisforhisofficialbiography)
hastenstotellus.ThismagnificentburstofcreativeenergywasrewardedoneyearlaterbyaminorpromotiontothepostofGentlemaninWaiting.
InhislateryearsYangHsiungtookadramaticturnawayfromliterary
Page6
composition,onthegroundsthathispoetryonlyencouragedthecourttoengageingreaterfollies.Bythen,hisautobiographytellsus,YangHsiunghadvirtually
decidedtowithdrawfromcourtactivities,lesthebecomeembroiledinfactionalpolitics.Healsowishedtoretiretomourntheuntimelydeathofasonwhohadshown
greatpromise.26Hismatureworksattempttodiscerntheinherentpatternsunderlyinglanguage,culture,andcosmos.Acautious"AdmonitionagainstWine"was
followedaround2B.C.byadraftoftheMystery,whichfocusesuponlargerquestionsoffate.Nextcametwolengthyprosepoemsaimedagainstcriticsofthe
Mystery:"DispellingRidicule"and"DispellingObjections."InA.D.5,Yangfinishedhiscompilationofscholarlyannotationsonanearlierabecederarium.27Twoyears
laterheproducedhisRegionalPhrases,China'sfirstdialectdictionary.Threeyearslater,inA.D.10,YangHsiung,stillonlyaminorofficialatcourt,wasfalsely
implicatedinaplotagainsttheusurperWangMang(r.923).Indesperation,Yangleaptfromthetopofapalacetower.Hissuicideattemptfailed.Soonafter,a
rhymedepigramcirculatedinthecapital:
Onlystillandsilent,
Hethrewhimselffromthetower.
Atthispureandtranquil,
Hecomposedaportenttext.28
AfterbeingabsolvedofallchargesthroughWangMang'spersonalintervention,hewentontofinishhissecondgreatphilosophicalwork,theModelSayings.During
thetwoyearperiodfromA.D.13to14,hewrotetwopanegyricsinpraiseofWangMang'smaternalrelativeandtheHsindynastyfoundedbyWang,thoughYang
Hsiung'sautobiographyomitsanymentionofeitherpoem.29Fouryearslater,Yangdiedofnaturalcauses.
TheMysteryintheTraditionoftheChanges
TheMysteryisperhapsthemostfamousofthecompanionstotheChanges,30yetitisagreatdealmorethanaslavishimitation.OneobviousrationaleforYang
Hsiung'sneoclassicalcreationlayintheinherentdifficultiesfacedbycontemporaryinterpretersoftheChangestradition.WenowbelievethattheChangesisa
jumbledandheterogeneouscompilationofomens,rhymedproverbs,fiddles,paradoxes,andsnatchesofsongandstory,drawnfrompopularloreandatleastone
technicalmanualfordivination.31BythesecondcenturyB.C.,whentheChangeshadbeenincorporatedintothecanonofConfucianscriptures,32thesimpleanddirect
senseofmostoftheseelementscouldnolongerbeclearlyunderstood,partlybecausetheironceuniversallysharedsignificancehad
Page7
beenlostasChinesecultureevolved,partlybecauseofchangesinthelanguageovertime,andpartlybecausethemessageoftheoriginaltexthadbeenradically
reinterpretedinordertoreflectlaterConfucianconceptsasyetunknownatthetimetheChangesclassicwasfirstcompiled.33
ConfuciansoftheWesternHandynasty(206B.C. A.D.8)presumedphilosophicalconsistencyintheChangestextforseveralreasons.Traditiontoldthemthatthe
Changeshadoriginatedinasetofcosmicemblems(threelinegraphscalled"trigrams")inventedbythefirstculturehero,andthenexpandedbysuccessivegreat
sagesofhoaryantiquityintothewellknownsixlinegraphs("hexagrams"),whichare64innumber.34OnepopularlegendalsodepictedthematureConfucius
diligentlystudyingtheChangestexttoperfecthisunderstanding.Forthesereasons,HanscholarslookedtotheChangestoexpressaperfectvisionofsagehoodand
thecosmos.DespitethefrustrationsoccasionedbytheincrediblediversityoftheChangestext,Hanscholarsworkedhardtofindunderlyingprinciplesinthe
sequenceofhexagramsandtheirinternalstructure.InseekingstructureintheChanges,theyfoundstructureandwheretherewasnonetofind,theyinventedstructure
tosatisfytheirneedforcoherence.
Thoughthesixtyfourhexagramsdonotoccurinaregularorderinthetext,theycanbegroupedbypairs.Inmostcases,onehexagramcanbepairedwithasecond,
whichappearstobethefirstturnedupsidedown(forexample, ).Inthecaseoftheeightsymmetricalhexagramsthatwouldnotbechangedbyinversion,pairsare
createdbychangingbroken("yin")linestounbroken("yang")lines.AnearlygroupofcommentariesattachedtotheChangesasits"TenWings"carriedthislineof
inquiryevenfurther.Inthe"Wings,"thesequenceofthelineswiththeirvariousyin/yangassociationscametoberegardedasthemainkeystoascertainingtheesoteric
meaningofthetext.ThankstotheincreasingelaborationofthistraditionbyHanmasters,itwaspossibleforintelligentstudentsoftheChangestosustainthebelief
thatthesacredclassicconcealedwithinitselfacomprehensivemoralvision.Scholarsbecameconvincedthatthecomplicatedandambiguousideasinthetextwould
eventuallyberesolvedbycarefulanalysisintosimpleimagesandconceptsassociatedinaregularwaywiththeindividuallinesandtrigramsmakingupthe
correspondingsixlinehexagram.Hiddenwithinthewordsofeachtext,theyreasoned,theremustbeanorderidenticalwiththatofthecorrespondinghexagram.
Then,inturn,theorderofthesesixlinebinarysymbolsmustdetermineinsomesubtlewaythewordsofthe"Judgment''and"Linetexts"attachedtothem.Onlyifthis
constructionweretruecouldtheBookofChangesbereallyworthyofinclusioninthesetofcanonicaltextswhosecorrecttransmissionwassponsoredby,andinturn
lentlegitimacyto,theHanrulinghouse.35ThroughtheHanmas
Page8
ters'unflaggingeffortsandtortuousmanipulations,theChangeshadbecomebythefirstcenturyA.D.thelongedforinfallibleguidetoforesightandselfdiscovery.
Notsurprisingly,theT'aihsanneatlyconfirmstheexistenceofthecomprehensivemoralorderexpectedbyHanthinkers.ButYangHsiungwasnotcontentto
constructfurtherlengthycommentariestotheChanges,eithertoremedyapparentinconsistenciesinitstextortoslipinnewterminologyandideas.Ratherthanpile
lengthyinterpretationuponinterpretation,asingeniouscommentatorslikeChingFang(7737B.C.)36andMengHsi(fl.69B.C.)determinedtodo,Yangtookthebold
stepofwritinghisownMystery.37
TheMysteryis,paradoxically,acompletelynewbookinwhichthegeneralapproachoftheChangestraditionisfreshlyembodiedinasystematicway.Thebasictext
withitstenautocommentariesemploysthemostadvancedphilosophicconceptsofYang'stime.AssociationsderivedfromYin/yangFivePhasestheory*areused
explicitlythroughout,andanattemptismadetofullyintegratecontemporarysystemsofknowledge,includingthoseofastrology,numerology,music,andlogic.
ContinualreferenceisalsomadetothelatestformofConfucianorthodoxy,which,byaprocessnotatallselfevident,hadcometogivetherelationofMantoNature
aplaceasconspicuousasthatofmantoman.
ThisnewsynthesisofbeliefsprevalentamongHanthinkersdrewoneverycontemporarycurrentofthought,weavingthemtogethersoinextricablythatfromthefirst
centuryB.C.(inmidWesternHan)itmakesnosensetospeakofTaoists,Legalists,orevenYin/yangFivePhasescosmologistsasdistinctgroups.Hanorthodoxysaw
asingleunderlyingpatterngoverningorderlychangeinNature,intherealmofsocialandpoliticalrelationships,andinindividualexperience.GuidedbytheConfucian
Classics,themanofvirtueengagedinthearduousprocessofrealizinghisfullhumanpotential(theChinesecallthis"selfcultivation"*)38aimedatencompassingallthree
realmsofHeavenEarthMan.Thevirtuousman'sgoalwassagehood,sinceonlythecharismaticpowerofsagelyexamplecouldovercomesocialdisorder,createa
stablefieldforpersonalrelationships,andprovidepsychicease,allatthesametime.Thefewsimplepatternsexemplifiedbythesagemanifestedthesinglecosmic
Wayandinformedallwellorderedactivity,whetherinthephenomenalworldofHeavenandEarth,inthebody,intherecessesofthehumanheart,inthe
conscientiousactionoftheindividual,orintheceremoniesoftheempire.Accordingtothisview,therewasanidentitybetweencosmicpatternandhumangoodness.
*
SeeKeyTerms,page63
Page9
YangHsiung'sinnovationsseemtobeconsciousresponsestoHanphilosophicaladvances.InhisMystery,Yangsetouttodefendtheesotericmeaningofthe
Changesandbyextension,theentireConfuciantraditionasitwasthenarticulatedagainstitsprincipaldetractors:thosewhoarguedthatHeavenwasindifferentto
theaffairsofmen,thosewhofoundadherencetoritualtobeofnopracticalvalue,andthosewhoinsisteduponakindofmoralrelativism.Boththestructureand
contentofhisMysterydemonstratetheinnatesuperiorityofwhatisfundamental(i.e.,theeternalpatternsasinterpretedbythetraditionofthesages)oversecondary
manifestations:thetemporarychangesanddislocationsresultingfromtheinterplayofthoseconstantlaws.The"GreatCommentary"totheChangeshadclaimedthat
thearchaicscripture,despiteitsmiscellaneousliterarycharacter,couldencompasseveryphenomenonintherealmsofHeavenEarthMan.39Aswewillseebelow,
theMystery,notatallmiscellaneousincharacter,madeconcretethisidealconceptionoftheChanges.Indoingso,theMysterybecamemorethanmeredescription.
Itfunctionedasaperfectmodelofthemysteriouscosmicprocessitself.
TheArrangementoftheMystery
ThestructureoftheMysteryisbestunderstoodbycomparingitwiththatoftheChanges.BythefirstcenturyB.C.,thelatterconsistedofasetof64sixline
hexagrams,inwhicheachlinemightbesolid(signifyingyangch'i)*orbroken(signifyingyin).Undereachhexagram,thereappearedsixassignedtexts,eachofwhich
correspondedtoonegraphiclineofthehexagram(hence,thename"Linetexts").TheappendedcommentariestotheChangesrelatedtheseLinetextstothemoral,
cosmological,andepistemologicalconvictionsoftheirauthors,whowereshapinganeworthodoxyaroundConfucianisminthelastcenturiesB.C.
TheMysteryhadtheadvantageofbeingcreatedduringasingletimeperiodbyasingleauthor.Therefore,thestructureandcontentoftheMysterycouldbeintegrated
inafashionthatimitates,yetimprovesuponthecoherencefoundintheChanges.ThecoretextoftheMystery,likethatofitsprototype,theChanges,presentsa
seriesoflinearcomplexes.IncontrasttotheChanges,however,wherelinesarecategorizedeitherasyin(broken)oryang(unbroken),manipulationoftheyarrow
stalksaccordingtoYang'sexplicitdirectionsyieldsthreepossibilitiesforeachlineofthegraph:(1)anunbrokenline(correlatedwithHeaven)(2)alinebrokenonce
(representingEarth)or(3)alinebrokentwice(symbolizingManasoneofthetriadicrealms,livingbetweenHeavenandEarth).Forthesixlinecomplexofthe
Changes,theMysterysubstitutesa
*
SeeKeyTerms,page63
Page10
fourlinegraph(the"tetragram"),whosecomponentpartsarereadfromtoptobottom(thatis,intheoppositeorderfromtheChanges).Fourlines,eachwith3
possibilities,meanthatthereare81(3tothe4thpower)possibletetragramsintheMystery,asopposedtothe64graphsoftheChanges.40
Thetetragramsareassociatedwithahierarchicalnestofdivisionsthatisatoncegeographicandsocial:
Regions(fang)
3
9 Provinces(chou)
27 Departments(pu)
81 Families(chia)
ThecosmogonicMysteryitselfliketheemperorissaidtooccupythecenterofboththeuniverseandthesociopoliticalrealm,wherethethreerealmsofHeaven
EarthMancometogether.Eachregionisdividedintonineprovinces,whichcorrespondtotheNineProvincesoftheCentralKingdom,China.Eachprovinceisthen
subdividedintothreedepartments,whichcomparewiththeHansubprovinciallevel.Thefinaldivisionintoeightyonefamiliessymbolizesthenumerouslocalunits
whichorganizethemyriadindividualphenomena(inChineseterms,"themyriadthings"[wanwu])ofsocietyandnature.
Eachgraphicsymbolisassociatedwitha"Head"(shou)textinthreeparts:atitle,animagethatreferstoyin/yang,andasecondimagerelatedtothe"myriadthings"of
theuniverse.Thetitleofthetetragram,asingleChinesecharacter,namesoneaspectofthecomprehensiveMystery,suchasMeasure(Tetragram52)orEternity
(Tetragram53),towhichhumansrespondforgoodorill.Thesentencefollowingitdescribesinpoeticlanguagetheevolutionofyangoryinenergyduringaprecise
phaseintheannualcycle.Theremainderofeachtextdescribestheeffectofthatevolutionuponthingsasweknowthem,aneffectpresumablycatalyzedbythepatron
cosmicphasesaidto"rule"thetetragram.EachHead(bywhichImeanthefourlinegraph,thetetragramtitle,anditsassociatedtext)correspondstoastretchof4
1/2daysintheannualcycle.41Thefirstfortyonetexts,betweenthewinterandsummersolstices,speakeitherfirstorexclusivelyoftheascendantyangch'i,whilethe
succeedingfortydetailtheprocessbywhichyinch'iwaxes.Readinsuccession,theyprovidearemarkablepictureofthefinelygradedstepsofcyclicchange.Eachof
theeightyonetetragramsisalsolinkedtooneofthesixtyfourhexagramsoftheChanges(withsomeduplicationofcourse)inordertoevoketheoldmeaningsand
associations.
YangprovidesforeachHeadtextaseriesofsupplementarytexts,onthemodeloftheextensivecommentariesappendedtotheChanges.Asfarastheinterpretation
ofindividualtetragramsisconcerned,themost
Page11
importantoftheseautocommentariesarethenineAppraisalsthatfolloweachoftheeightyoneHeadtexts.TheAppraisals,likethetetragrams,arecorrelatedwiththe
year,withyin/yang,andwiththeFivePhases.EachAppraisal,asoneninthofatetragram,representshalfaday,sothatalternatingAppraisalsaredesignatedeither
dayandnight.Throughtheirassociationwithnightandday,Appraisalscometobeconsideredasyin(usuallyinauspicious)oryang(usuallyauspicious),withthefirst
Appraisalbeingyanginoddnumberedtetragramsandyininevennumberedtetragrams.ToeachAppraisalinturnthereisalsoassignedadirectionthatalignsitwith
oneoftheFivePhases,givenintheenumerationorderWaterFireWoodMetalEarth.TwoadditionalAppraisalsarenotassignedtoaspecifictetragramortimeof
daytheyexistsolelytomakeupthedeficiencyof3/4ofadaybetweenthe3641/2daysofYang'sbasicstructure(81tetragramsx41/2days)andthe3651/4days
inthesolaryear.
These731AppraisalsarelooselypatternedaftertheLinetextsoftheChanges.TheAppraisalsdiffer,however,fromtheLinetextsinwaysthatincreaseflexibilityof
interpretationinthedivination.IntheChanges,eachLinetextreferstoasinglelineofthehexagram.Bycontrast,theAppraisalsdonotdirectlyexplainthesignificance
ofindividuallinesinthefourlinegraphicsymbol.Instead,theyprovideaseriesofshiftingliteraryimagessuggestingthemultifacetednatureofthemaincosmological
themepresentedinthetetragram.ByfreeingtheAppraisalsfromtheindividuallinesofhistetragrams(whichhavetheirownprotocolsofinterpretation),YangHsiung
directsthereader'sattentiontolargerquestionsconcerningtheeffectofeternalcosmicpatternsuponthechangingcircumstancesthatoriginallyprompteddivination.
Healsosuggeststhecomplexityofmoralchoice,foreachaspectoftheSupremeMysteryapparentlyincludeswithinitthepotentialforbothhumangoodandhuman
evil.Strength,forexample,asexplainedinTetragram36,isfoundinbothbrutishandcultivatedindividuals.TheAppraisals,then,functionasametaphoricbridge
betweenthecyclicdominionoffateandthefieldofhumanchoiceandachievement.
Toaccomplishthis,YangHsiunganchoredtheAppraisalstoindividualactsofdivinationinfourways:First,theAppraisalspertaintosuccessivestagesintheobjective
situationinquiredabout.Appraisals13describeitscommencementAppraisals46,itsmaturityandAppraisals79,itsdecline.Second,thenineAppraisalssituate
theindividual'spresentandfuturesecurelyinthehierarchyofsocialrank.Appraisal5isreservedfortheruler,asinHancommentariestotheChanges.Appraisals4
and6,whichflanktheruler,carryimplicationsforhisministersandancestralhouserespectively.Appraisals1and9,thosefurthestfromtheSonofHeaven,pertainto
the"commoner"insocialterms,aswellas
Page12
the"pettyman"inmoralterms.Bythisdevice,YangensuresthattheAppraisalsspeaktoawidevarietyofpossiblesocialinteractionsandcareermoves.Third,the
nineAppraisalsasaunitmarkthreesuccessivestagesinthereader'ssubjectiveresponsetothedevelopingsituation.Appropriatelyenough,thefirstsetofthree
AppraisalsarecategorizedasThought(ssu),theinitialperiodofinnerreflectionthatprecedesouterdirectedaction,thesecondsetofthreeAppraisalsdetailGood
Fortune(fu),theperiodmarkedbyeffectiveactionandthelastsetofthreeAppraisalstalkofCalamity(huo),thefailurethattendstofollowsuccessbecauseof
careless,immoral,oruntimelyaction(seeTable1).
Table1
Response SignificanceofAppraisal
Finally,theAppraisals(unliketheLinetextsoftheChanges)arereadaccordingtothetimeofdaywhenthedivinationiscarriedout.Toeachtimeofday,three
Appraisalsareassigned,sothattheinquirercanknowtheshort,middle,andlongtermprospectsforthesituationqueried.Iftheactofdivinationiscarriedoutinthe
morning,Appraisals1,5,and7ofthegiventetragramarereadandconsideredifintheevening,Appraisals3,4,and8ifatthemediantimes,Appraisals2,6,and9.
(SinceYangHsiungdidnotspecifytheseperiodsoftimemoredefinitely,itisimpossibletobecertainwhetherbymedianhemeanttheafternoonortheperiods
centeredaboutnoonandmidnight.Inanycase,theseperiodsmayhavebeeninterpretedwithsomelatitudebyusersofthebook.)Yanghasarrangeditsothatthe
luckyorunluckycharacteroftheseprospectsisbasicallydecidedbyagreementordisagreementbetweentheyin/yangvaluesassignedtotheHeadtextandtoeach
individualAppraisal.Iftheyin/yangvaluefortheHeadandthatoftherelevantAppraisalisthesame,thedivinationisusuallyconsideredlucky.Ifitisdifferent,the
divinationisusuallyconsideredunlucky.Table2showsthiscorrelationoftimetoluck.
LetusseehowYang'sstipulationsaffectthedivination.Consideradivinationcarriedoutintheevening,theresultofwhichisanoddnumbered(i.e.,yang)Head.This
resultcorrespondstothethirdlineofthetable.OnlyAppraisals3,4,and8wouldberead.Appraisal3,beingoddnumbered,correspondstoyangch'i.Itspresence
inayangHeadmakestheoutcomeauspiciousforinitialendeavorsandforThought,thespecialthemeofthefirstthreeAppraisals.Bytheverysamereasoning,
Page13
Table2.
yin
yin ++
in ++
Appraisals4and8(assignedtoyinbecausetheyareevennumbered)areinauspicious.Consideringtheminturn,theindicationforthebeginningofthesituationis
auspicious,butthoseforitsmiddleperiodandfinaldeclineareinauspicious.
Goodandbadtidings,likeyin/yangorientationsingeneral,areneverabsolute,butrelational.InthevaluesystemoftheMystery,ayangaffiliationbyitselfis
auspicious,butinpracticeitrarelycanbeconsideredinisolationfromotherfactors.Ayangentityinconflictwithayinentitymaybebalefulbycomparison,twoyin
entitiesinaccordarelikely(butonlylikely)topresagegoodfortune.Toremindthereaderthatnosinglefactorsuchasayin/yangorientationabsolutelydetermines
events,YangHsiungensuredthatseveralAppraisalsdonotaccordwiththerelationsinthetable.Thisshowsthereaderthatvirtuousactionoutweighsallelsein
determininganoutcome.AsYanghimselfstates,solongasamanis"inwardlyuprightandoutwardlycomplaint,alwayshumblinghimselfbeforeothers,...the
outcomeofhisactionsisgoodfortuneandnotcalamity."42Theneedtocombinesubtlereasoningoncosmictrendswithsensitivitytowardsocialinteractionand
individualpropensitiesinotherwords,toreintegrateHeavenEarthManmakesdivinationbytheMysteryahighlyskilledart.Thedivinationprocessitself
integratesscienceandethics,sensoryacuity,andmoralperspicacity.
Inadditiontothebasictextof81Headsand731Appraisals,Yangprovidedtencommentariesmodeledafterthe"TenWings"oftheChanges.The
"Fathomings"("Hsants'e"),onthepatternofthe"CommentaryontheImages"(''Hsiangchuan")appendedtotheChanges,summarizethemainsignificanceofeach
Appraisal.Inallextanteditions,theFathomings,unliketheothercommentaries,havebeendispersedthroughoutthebasictext,sothateachfollowstheAppraisalto
whichitrefers.43The"Elaboration"commentary("Hsanwen")discussesonlythefirsttetragramasamicrocosmoftheentirebook,justasthe"Elaborated
Teachings"("Wenyen")commentaryoftheChangestreatsonlythefirsthexagram.Theremainingcommentariesdonotinterpretindi
Page14
vidualtexts,butassessorilluminatetheCanonofSupremeMysteryasawhole.Table3listsallteninorder,withthecorresponding"Wings"commentaryfromthe
Changes:44
Table3.
Commentary CorrespondentTenWingscommentary
Hsants'e Hsiang
Fathomings Images
Hsanch'ung Hskua
PolarOppositions SequenceoftheHexagrams
Hsants'o Tsakua
InterplayofOpposites InterplayofOpposities
Hsanli Hsitz'u
Evolution AppendedTexts
(alsoknownasGreatCommentary)
Hsanying alsotheHsitz'u
Illumination
Hsanshu Shuokua
Numbers DiscussionoftheTrigrams
Hsanwen Wenyen
Elaboration ElaboratedTeachings
Hsanyi Hsitz'u
Representations
Hsant'u Hsitz'u
Diagram
Hsankao Shuokua
Revelation
SignificantStructureintheMystery
The"TenWings"oftheChangesbrilliantly,ifspeciously,readintotheoriginalChangestextthefundamentalpatternsthatunderliethetriadicrealmsofHeavenEarth
Man.Hanscholarspreoccupiedwiththequestionof"timeliness"(shih)werecontinuallyfrustratedbecauseneitherthecontentoftheChangestextsnorthesequence
ofthehexagramsisostensiblyrelatedtotemporalsequence.YangHsiungthereforeincorporatedtemporalcyclesintothestructureofhisCanonofSupreme
Mystery.Duetoitscarefulconstruction,theMysteryreflectsthebasicseasonal
Page15
rhythms,theregularmotionsoftheheavenlybodies,andtheyin/yangFivePhasesinteractionsthatpropelchangeinthenaturalworld,nolessthanitreflectsthe
fundamentalsocialrelationships(theFiveConstantRelations)thatpervadethehumanworld.
Yang'sstructuredoesthisinthefollowingway:Appraisal1ofTetragram1intheMysteryiscorrelatedwiththesocalledGrandInception:amidnightwhichmarks
simultaneouslythewintersolstice,thefirstdayofthefirstlunarmonth,andthebeginningofasixtydaycycle.45EachMysterytetragramdescribesthewaxingand
waningofyinandyangch'iandtheireffectonthephenomenalworldofthe"myriadthings"duringtheshortperiodofeachHead'sdominion.WhentheHeadtextsare
readinsequence,theyconstituteafinelygradedsequenceofeightyonephasesintheannualcycle,avirtualcosmicpatternintheformofametaphysicalprosepoem.
SinceneitherthecontentnorthestructureoftheChangesimpliesatemporalsequence,theMysteryfollowsgenerallyaproposedrearrangementofthehexagramsput
forwardbytheHanChangesmaster,ChingFang(7733B.C.).46InhissocalledHexagram/SolarPeriod(kuach'i)plan,Chingassignshexagramstosolarperiods
(each1/24ofthetropicalyear).WithChing'sschema,thetwelvemonthsareruledbytwelvehexagramscalledthe"waxingandwaninghexagrams"(hsiaohsikua).
ThesetwelvebeginwiththepureyinhexagramentitledTheReceptive,whichisassignedtothetenthmonthcontainingthewintersolstice.Asthe"waxingandwaning
hexagrams"proceedthroughtheannualcycle,yanglinesgrowupwardfromthebottom(Return ,andsoon)monthbymonthuntilthepureyanghexagramThe
Creativeisproducedtogovernthesummersolsticeinthefourthcivilmonth.YinlinesthenmultiplyfromthebottomupwarduntilthepatternofTheReceptiveis
restoredattheendofthecycle.Eachpairofhexagramsseparatedbysixmonths(forexample,ApproachandRetreat)arelinebylinepolaropposites.Eachofthese
twelve"waxingandwaning"hexagrams,alongwith48otherhexagrams,alsocorrespondtoequalintervalsof67/80days(inotherwords,1/60ofthesolaryearof
3651/4days).TheremainingfourhexagramsfoundintheChanges,called"standardhexagrams,''correspondtothesolsticesandequinoxesandthustothefour
cardinalpointsofthesun'spath.Theyarenotsegmentsofthecycle,then,butpointsfixedinspace,whichmovebackandforthintime.Thesunmaypassthroughone
ofthemonanydayofthelunarmonthinwhichitislocated.(Fromtheastronomer'spointofview,itisthenewmoonsthatmovebackandfortharoundthem.)
YangHsiungimproveduponChingFang'sapproachtosymmetryinthecyclicstructurehewascreating.Heavoided,forexample,certainineleganciesofChingFang's
schema(whichinvolvedonly60hexagrams)
Page16
whenheincorporatedreferencestoall64hexagramsinhisownarrangementoftetragrams.HealsosubstitutedthewintersolsticeforChingFang'sartificialpointof
departure(thenewmoonofthetenthcivilmonth),sothathiscyclestartsatthepointwhichmarkedtheactualbeginningofthetropicalyearfortheHanastronomer.
Forthepresent,theformalperfectionoftheMystery'Splancanbedemonstratedbyagraphiccomparisonofthetwosystems,followedbyaselectionofHeadtexts.
ThefirstsevenaregiventoexhibitthefinenessofgradationfromoneHeadtexttothenextthenasequenceofeverytenthHeadisprovidedtoshowlongertrends.
ForthesakeofthereadernewtotheMystery,eachHeadtextisgivenitsmaincorrelationswith(1)theFivePhases,(2)therelevantsolarperiod(s)oftheyear
(indicatedbythebeginningdate),and(3)theChangeshexagramassignedbyChingFangtoroughlythesamepartofthecalendar.Thebriefcommentaryaftereach
HeadtextsuggestsonlythemostobviousconnectionsbetweeneachHeadanditsassociatedhexagram.(Moreinformationissuppliedincommentariestothe
translationsoftetragrams181thatfollowthisIntroduction.)
Figure1.
TetragramsfromtheT'aihsuanchingcorrespondingtoeightmajortransitions
ofthesolaryear.Thisfigureisreadclockwise.Reprintedbypermissionof
HongKongUniversityPress.
Page17
Figure2.
ChingFang's'waxingandwaning'orderfortwelveChouyihexagrams.
Thisfigureisreadclockwise.ReprintedbypermissionofHongKongUniversity
Press.
Page18
AssignedtoWater,theWinterSolsticesolarperiod
[beginsDecember22],andtheChangesHexagram
1. Center no.61,GoodFaithatCenter
December22December26(a.m.)
"Yangch'i,unseen,germinatesintheYellowPalace.Goodfaithineverycaseresidesatthecenter."
Tetragram1beginswiththewintersolstice.TheYellowPalaceisassociatedwiththephaseEarthandwiththestillcenter,thebalancepointbetweenopposingforces,
fromwhichcreativeactivityemanates.ThesecondlinealludestothecorrespondinghexagraminChingFang'sschemeoftemporalassociations,whichiscalledGood
FaithatCenter.TheChangescommentatorWangPi(22649)understandsthehexagramtitletomean"Faithfulness[totheTao]issuesforthfromthecenter."
Apungivesthewordtranslatedas"goodfaith"(hsin)anothermeaning.Hsinoccursinthe"GreatCommentary"totheChangesasahomonymicvariantofthe
charactershen(meaning"toexpand'').47Asfutureeventsbecomepresentphenomena,theydisplacepreviousphenomenaintothepast,providingthemomentumfor
cyclicprocesses(seeFigures1and2).
Asthesunmoveson,themooncomesasthemoonmoveson,thesuncomes.Assunandmoonimpeleachother,lightisproduced....Whatmovesoncontractswhatcomes,
expands(hsin).Aswhatcontractsandwhatexpandsinfluenceeachother,whatpromotes[productivechange]isproduced.48
TheimplicationinthisHeadtextisthatthemotiveforcefortheannualcycleisgeneratedintheYellowPalacethroughthealternatingcontractionandexpansionofyin
andyang.(ThepunisrepeatedinHeadno.41assignedtothesummersolstice.)
YellowPalaceisalsoapunofsorts,sinceanyreaderwouldlinkthetermwiththekung(literally,"palace")musicalmode,alsoknownastheYellowBell.TheYellow
BellistheoriginofallothernotesandthusofallthecosmologicalassociationsofChineseharmonics.
Page19
AssignedtoFire,theWinterSolstice
solarperiod,andtheChangesHexa
2. FullCircle amno.24,Return
December26(p.m.)December30
"Yangch'icomesfullcircle.Divine,itreturnstothebeginning.Thingsgoontobecometheirkinds."
Thecyclicprocesscontinuesthroughthemomentofdeathorcompletelatencyintotherebirthofyangch'i.Forthisreason,themyriadphenomenaendurepasttheir
midwinterstillpoint.TheimageryofreversionalludestotheassociationsofthehexagramReturn.Theword"divine"(shen)impliesthatyangch'i,despitethe
momentaryeclipseofitsvitality,isidentifiedwiththe"godlikeforces"(alsopronouncedshen)thatdrawupontheMysterytomaintainchange.49
AssignedtoWood,theWinter
Solsticesolarperiod,andthe
ChangesHexagramno.3,Difficulty
3. Mired Starting
December31January4(a.m.)
"Yangch'istirsslightly.Thoughstirred,itismired[inyin].'Mired'referstothedifficultyattendingthebirthofthings."
Thefirsthesitantreawakeningofyangvitalityisportrayedinlanguageconsciouslyreminiscentofthe"CommentaryontheJudgments"tothehexagramentitled
DifficultyStarting:"WhentheHardandSoftcouple[i.e.,whenyinandyanginteract]forthefirsttime,thereisdifficultyingivingbirth."Somescholarswhocomment
onthispassageinthe"Judgments"understandthelastclausetomean''hardshipisborn,"butYangclearlyinterpretsthephraseas"thereisdifficultyingivingbirth."
AssignedtoMetal,theWinter
Solstice/LesserColdsolarperiod,[begins
roughlyJanuary7]andtheChanges
4. Barrier Hexagramno.3,DifficultyStarting
January4(p.m.)January8
"Yangch'iisbarredbyyin.Miredfast,allthingsarebarred."
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SincetheassociatedhexagramisthesameasthatoftheprecedingHead,thistextmaybereadasmoreorlesscontinuouswiththelast.Itdescribestheresistanceof
yintoyang'sstirring,withtheconsequenteffectonphenomena.Toremindthereaderofthesharedhexagramassociation,thisHeadtextrepeatsthetitlefromthe
previousHead.
AssignedtoEarth,theLesserColdsolar
5. Small period,andtheChangesHexagramno.
January9January13(a.m.) 15,Modesty
"Yangch'i,rippling,spreadsthroughthedeeppool.Thingslikerippletsinitswakecankeepthemselvesverysmall."
Mostcommentatorsparaphrasethefirstadjectivetomodifyyangch'ias"unmoving"or"quiescent,"butitcanalsorefertotheappearanceofmovingwater,inwhich
case"rippling"ismoreappropriatehere.Giventhisambiguityoflanguage,itissomewhatunclearwhetheryangch'iisalreadyinanactivestate.Nodoubt,thepower
ofyangvitalityoverphenomenaremainssmall.Still,itsspreadthroughoutthedeep(theYellowPalace,thestillcenter)isemphasized.
ThephraseItranslateas"likerippletsinitswake"leadstoasecondwordplay:thesamecharacterisemployedinthetitleofthecorrespondenthexagram,Modesty.
Also,incertaineditions,thecharacterappearsasitsvariant,meaning"incorruptible."50
AssignedtoWater,theLesserCold
solarperiod,andtheChanges
6. Contrariety Hexagramno.38,Opposition
January13(p.m.)January17
"Yangch'i,newlyhatched,isverysmall.Things,eachdivergingandseparating,findtheirpropercategories."
InthisHead,correspondingtoaperiodjustpastmidJanuary,thesegregationofoppositesisfirstmanifestedinthephenomenalworld,de
Page21
spitethecontinuingweaknessoftheyangch'i.ThenameoftheHeadechoesthatoftheassociatedhexagram.
AssignedtoFire,theLesser
Cold/GreaterColdsolarperiod[begins
roughlyJanuary22],andtheChanges
7. Ascent hexagramno.46,PushingUpward
January18January22(a.m.)
"Yangch'iengendersthingsinaplacebelow.Allthingsshootthroughtheearth,climbingtoahigherplace."
Themetaphorofplantsbreakingthroughthesoilappliesnotonlytoallnaturalphenomenabuttotheyangch'ithatimpelsthem,whichisnolongerimmobilizedbythe
strengthofitsopposite.Theannualcyclehasjustmoved(duringthedominionoftheseventhAppraisalofthistetragram)intoGreaterCold,thelastsolarperiodof
winter.TheimageofascentistakenfromthetitleoftheChangeshexagram.
GeneralCommentary:Heads1through7representstepbystepthehesitantreawakeningofyangenergyagainsttheoppositionofyin,alternatingimagesofnascent
activity(Heads1,3,57,and7)withreassertionsofstasis(Heads2,4,and6).51Themyriadthings,inthegripofyin,arenotperceptiblyaffecteduntilinHeadno.6
thereisasubtleindicationthattheyhavebeguntorespondtothepushofyangch'i.InHead7,yangch'ibeginstoassertitselfwithunqualifiedforce.
<><><><><><><><><><><><>
HavingseenhowthefirstsevenHeadtextsmarkfinegradationsofchangeoverthecourseofalittlemorethanamonth,letusturntothebroaderoutlineofcyclical
changeprovidedintheMysterybyexaminingasequenceconstructedfromeverytenthtetragram.
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1. Center
December22December26(a.m.)
"Yangch'i,unseen,germinatesintheYellowPalace.Goodfaithineverycaseresidesatthecenter."
AssignedtoFire,theSpringOnset
solarperiod[beginsroughly
February51,andtheChanges
Hexagramno.2,Preponderanceof
11. Divergence theSmall
February5February9(a.m.)
"Yangch'i,wriggling,breaksopenattheeast.Lordly,itemergesfromthemultitudeofobstructions.Thingsdivergeintheirappearance."
InChinesechronology,thesolsticesandequinoxesoccupythemidpointsofseasons,nottheirbeginnings.ThisHeadmarksthebeginningofspring,thefirstperiod
underthesovereigntyofimmatureyang.Thesun,nowmovingintotheeasternquarterofitsannualpath,embodiestheyoungyangasitdailycrossesthesky.In
responsetoitsstimulus,themultiplicityofthingsbecomemarkedlymorevariousinappearance.(Nearerthewintersolstice,becausemostthingswereonlylatent,that
differentiationwasonlypotential.)Underthebeneficialinfluenceofburgeoningyangch'i,differentiationbringscosmicconcord.Thisisreflectedinendrhymesonall
threelines.
AssignedtoWood,theSpring
Equinoxsolarperiod[begins
roughlyMarch20],andtheChanges
Hexagramno.40,Deliverance
21. Release
March22March26(a.m.)
"Yangch'itoeffectharmonystrikesopentheroundcasingofyin,warmingandreleasingthings,sothatallshedtheirwitheredhusksandaredeliveredfromtheir
shells."
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Thisunusuallyconcretedescriptionisappropriatetothesolarperiodthatbeginswiththevernalequinox.Anearlycommentator,inanalternatereadingbasedon
differentpunctuation,seesthemyriadthingsrespondingtothewarmthofthespringsun.Ineitherversion,thespringstimulatesgrowthandmetamorphosis.Once
again,thenameoftheassociatedhexagramappearsinthisHeadtext.
AssignedtoMetal,theSummer
Onsetsolarperiod[beginsroughly
May5],andtheChangesHexagram
31. Packing no.56,Sojourner
May6May10(a.m.)
"Yangch'iisgreatlyengagedinaffairs.Evenso,yin,whichisverysmall,makesitsbasebelow.Itispackedinreadiness,abouttodepart."
Itisnowthebeginningofsummer.Yanghasnotyetreacheditszenith,noryinitsnadir,butthisHeadisareminderthattheeventualdeclineofyangch'iisordainedto
followitsmaturity.Beforeyangpasseson,itwillimposeitsorderonthecosmicprocesses,likeatravelersettinghispossessionsinorderbeforeajourney.
TheChinesetext,likethistranslation,doesnotspecifywhichcosmicagentpreparestodepart.Mostcommentators,however,followLuChi(earlythirdcentury),who
putit,"Yangispackingbecauseitsintentistodepart."
AssignedtoEarth,theSummer
Solsticesolarperiod[begins
roughlyJune21],andtheChanges
Hexagramno.30,Adherence
41. Response
June20June24(a.m.)
"Yangch'iculminatesonhigh.Yinfaithfullygerminatesbelow.Highandlowmutuallyrespond."
Atthesummersolstice,therolesofyinandyangarereversedfromtheirrelativepositionsinHeadno.1,entitledCenter.Yangch'inowgov
Page24
ernsandyinawaitsrebirth.Asthewords"germinates"and"faithfully"signal,however,thetwoHeadsaretightlyconnected.
AssignedtoWood,theAutumn
Onsetsolarperiod[beginsroughly
August71,andtheChanges
51. Constancy Hexagramno.32,Duration
August4August8(a.m.)
"Byyinoneknowsthesubjectbyyangoneknowsthelord.TheWayofrulerandsubjectremainsunchangedfortenthousandages."
ThisHeadcorrespondstothetransitionbetweensummerandautumn,theborderbetweenyangandyinseasonaldominance.Thestrengthofyangandyinch'iwillnot
bebalanceduntiltheequinox,butitisappropriatehere(andreminiscentofthecorrespondingChangeshexagram)toassertthefundamentalrightnessoftheireternal
hierarchicrelationship.ThecommentatorSsumaKuang(101886)remarksinhisannotationthatthisHeadisequally"emblematicofautumn'sreceptivitytosummer,
ofyin'sreceptivitytoyang,andofthesubject'sreceptivitytothelord."TheidealharmonyofsuchrelationshipsisindicatedbyrhymesinChinese.
AssignedtoFire,theAutumn
Equinoxsolarperiod[beginsroughly
September23],andtheChanges
Hexagramno.45,Ornamental
61. Embellishment
September18September22(a.m.)
"Yiniswhitewhileyangisblack.Separatelytheyperformtheirrespectivetasks.Whethergoingoutorenteringin,theyaremostembellished."
Separatingyinandyanginautumnistheequinoctialsolarperiodthatmarksthetransitorybalanceofyinandyangenergies,whenprimacyisabouttopassfromyang
toyin.The"embellishment"intheHeadtextreflectstheassociatedChangeshexagram.Ofitstitle,thecommentatorWangPiremarks,"Pimeansembellishment.The
HardandtheSoft,thetwocounterparts[ofyangandyinch'i],embellisheachotherinalterna
Page25
52
tion"becauseoftheirbalance. Hereinthistextyin(normallydark)andyang(normallylight)reversetheirassociationalcolorsasyang,bynaturesuperior,
relinquishesitsascendancytoyin.
AssignedtoWood,theWinterOnset
solarperiod[beginsroughly
November7],andtheChanges
71. Stoppage Hexagramno.52,Resisting
November2November6(a.m.)
"Yin,enlarged,stopsthingsabove,andyangforitspartlikewisestopsthingsbelow.Aboveandbelow,togethertheystopeverything."
Winternowbegins,withitsimplicationsofhibernation,stasis,andlatency.Yinch'iclearlyhastheupperhand.YangHsiungexpectedhisreaderstorecallthe
"CommentaryontheJudgments"tothecorrespondinghexagramtext:
Thetitlemeans"stopping."Whenitistimetostop,thenstop.Whenitistimetoact,thenact.Whenmovementandrestdonotfailtobetimely,theWaybecomesbrilliantly
clear.53
Cessationisnatural,notforced.Thebeginningofwinterisnotthetimeformovementinthecosmos.
AssignedtoMetal,theendofthe
GreatSnowsolarperiod[begins
roughlyDecember7],andthe
ChangesHexagramno.17,
81. Nurturing ProvidingNourishment
December17December21(a.m.)
"Yin,likeabowstretchedtaut,bulgesouttothefurthestreaches.Yangbathesthemyriadthings[initsenergizingsolution],turningthemredinthenetherregions."
ThefinalHead,Fostering,canbereadascontinuouswiththatofCenter,thefirsttetragram,closingthegapbetweenthewintersolsticeandthenewannualcycle.
Despiteyin'sundisputedpredominance,the
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germinatingactionofyanginbothHeadtextsisassociatedhereacrossthegapbetweentheoldcycleandthenewwithawarmthakintothatofahenincubating
eggs.Therosyflushthatyangmetaphoricallyimpartsisthatofthewellnourished,vitalnewbornorganismsprout,root,orinfant.
GeneralCommentary:InthissampleseriesofequallyspacedcutsthroughthedensenessoftheMystery,wehavepassedquicklythroughninestagesofgreat
significance:thesolstices(nos.1and41)theequinoxes(nos.21and61)thefourOnsetsofseasons,midwaybetweenthesolsticesandtheequinoxes(nos.11,31,
51,and71)andthefinalHead(no.81).Atthesolstices,thegreatestpreponderanceofyinoryangvitalityiscounteredbythegerminatingpowerofitsopposite,
weakbutrelentless.Attheequinoxes,yinandyangaremomentarilybalanced.Atthevernalequinox,thisbalanceisimpliedbythemoderationofyangch'i.Looking
attheHeadtextsthatimmediatelysurroundthetwoequinoxes,weseethatasthedominanceofyinoryangfadesintoequivalenceatanequinox,theriseto
supremacyofthecomplementaryyangoryinactivityisforeordained.
Thebeginningsofthefourseasonsnotonlymediatebetween,butalsoechosymbolicallythesolsticesandtheequinoxes.Theseasons,bycontrast,arenotmoments
butquartersoftheyear,groupsofsixsolarperiodseach.Asinglesolarperiodcandonomorethanrepresentthetransitionfromoneseasontoanother.TheSpring
Equinoxperiodmarksthemomentwhenthegreatervitalityofyingiveswaytothatofyang.TheSpringOnset,threesolarperiodsearlier,isthetransitionbetweenthe
threemonthseasonofmatureyinandthatofyoungyang.Thesetwolevelsoftransition,thebeginningofspringandthevernalequinox,arereflectedinacounterpoint
oflanguageandimageinTetragramsno.11and21.
Atthebordersoftheseasons,wefindasimilarinterplay,withthesamecontrastbetweenpresentpowerandfutureweakness,betweenrelativebalanceand
consequentialchange.Springandautumnbeginwithmetaphorsofharmony,sovereignty,andstability,buttheyareimmediatelyfollowedbyotherHeadsinwhichone
formofcosmicenergy"contains"and"repels"theother.54Ingeneral,summeristheheightofgrowthandactivity,andwinter,thelowestpoint.PackingandStoppage
(nos.31and71),whichbeginthetwoseasons,reflectthiscomplementarity,butthereisadeeperoppositionaswell.Atthebeginningofsummer,yinappearstobe
losingitsstruggletosurvive.Incontrast,atthebeginningofwinter(no.71),thefunctionsofyinandyangintheirownspheresareidentical.Thatisbecausethe
dominantyangcharacterofsummerim
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pliescleardistinctionandthedominantyinofwinter,indeterminacyandnondifferentiation.
Despitetheintricacyoftheserelations,theoverallprincipleoforderisunmistakable:thecontentofHeadtextshalfayearapartiscomplementary.Thisruleholdsfor
allHeads,notmerelyfortheespeciallysignificantonesconsideredabove.Inmostcases,thecomplementarityoflanguageorimageisexplicit.Inothers,itbecomes
clearwhenwereadeachtextinthecontextoftheseries.Theoppositionisneverthatofstaticsymbols,butratherofgradual,orderedprocessesevokedbysymbols.
ThisselectionofHeads,incombinationwiththechartsabove,showsbrieflyhowthetextoftheMysterydirectlyreflectsthecycliccharacterofnaturalprocesses.The
successiveAppraisalsattachedtotheHeadsportraytheinfinitevarietyofpoliticalandpsychologicalprocessesinlightoftheTao.Yang'swords,then,describean
evolution,HeadbyHeadandAppraisalbyAppraisal.Indoingso,theyreproducetheannualcomplementaritiesandsymmetriesoftimeandspace.
MethodofDivinationfortheMystery
Thedivinationproceduredescribedinthe"Numbers"commentaryisapointbypointmodificationofthatgivenfortheChangesinits"GreatCommentary."Thereare
36yarrowstalksintheT'aihsanset,ofwhich3aresetasideforsymbolicreasons.Latercommentariespresumethatthe3supernumerarystickscorrespondtothe
basictriadofHeavenEarthMan.Theycompare,then,withtheonesticksetasideduringtheChangesdivinationprocess,whichrepresentsthefundamentalcosmic
unity.55Next,anadditionalstickistakenintothelefthand,possiblytodoublyhonorthefundamentalcosmicunity,asintheChanges.Theremaining32sticksare
thendividedatrandomintotwopiles.56Theleftpileiscountedoffbythrees(ratherthanbyfoursasintheChanges).Thisprocessyieldsaremainderof1,2,or3,
whichisthenaddedtothestickinthelefthand.Theprocessisthenrepeatedfortherighthandpile.Theremainderfromthedivisionoftherightpile(again,1,2,or3)
issimilarlyaddedtothegrowingpileofsticksheldinthelefthand.Atthispoint,thelefthandwillholdeither3or6sticks(thesumoftheremaindersforeachpile+1).
Theentireprocess(thesegregationofonestick,thedivisionintotwopiles,andthecountingoff)isthenrepeatedwiththe27or30sticksthatremain.Afterthat
processiscompleted,27,24,or21stickswillbeleft.Dividingthisnumberby3willresultin9(equivalenttothetwicebrokenlineofMan),8(thedividedlineof
Earth),or7(thesolidlineofHeaven),withamathematicalprobabilityofapproximately1/9,4/9,and4/9respectively.Thetoplineofthetetragramcannowbe
drawn.
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Threemoreapplicationsoftheentireprocedureareneededtoarriveatafourlinegraph,whichdirectstheusertotheappropriateHeadtext.
Yangsawthelinesofthetetragram,whicharedeterminedbytheoutcomeofdivination,asakindofcount.Inthe"Numbers"autocommentary,heexplainshowto
calculatethenumberoftheHeadfromthevalueofeachlineinthetetragram:
IftheFamilyline[i.e.,thebottomlineofthetetragram]isunbroken[i.e.,ifitcorrespondstoHeaven],count1.Ifitisbrokenonce[correspondingtoEarth],count2.Ifitisbroken
twice[correspondingtoMan],count3.IftheDepartmentlineisunbroken,donotaddanything.Ifitisbrokenonce,add3.Ifitisbrokentwice,add6.IftheProvincelineis
unbroken,donotaddanything.Ifitisbrokenonce,add9.Ifitisbrokentwice,add18.IftheRegionline[i.e.,thetoplineofthetetragram]isunbroken,donotaddanything.Ifitis
brokenonce,add27.Ifitisbrokentwice,add54.57
Thepointoftheseinstructionsbecomesclearifweapplythemtoaspecificexample.LetustakethefourlinesymbolcorrespondingtoHeadno.48 .Inthat
tetragram,theFamilyline(i.e.,thebottomlineofthetetragram)is3.Workingupward,weadd0,18,and27,makingatotalof48.ThesequenceofHeads,then,is
arrangedinanarithmeticprogressiononbase3tomirrortheregularprogressionoftheannualcycleinawaythattheChangessequenceofhexagramscannot.58The
coherentbeautyofYang'smathematicalsystemisdesignedtoinstillconfidenceinthesacredtruthofitspronouncementsondivination.
Yangnotonlyprescribesthedivinationprocedureitself.HealsostipulatestheexactconditionsunderwhichitispropertoconsulttheMystery.AccordingtoYang,
thesacredefficacyofthedivinationtoolisimpairediftheuser'smindlacksmoralintegrity(ch'eng),sinceintegrityisthequalitythatunitestheindividualwiththe
cosmicorder.59Theinquirer'smindmustthenbecorrectlyoriented(chen).60Inotherwords,asinanyotherChinesedivinationprocedure,theyarrowstalksofthe
Mysterywillyieldnousefulresultunlessthedivinationiscarriedoutwhentheinquirerisinanappropriatelycenteredspiritualstate.Divinationisessentiallya
communionbetweenManandthedivinecosmicprocessesoperatinginHeavenandEarth,whichtheyarrowstalkscanonlyfacilitate.Thedivinationresultsare
thrownoffiftruecommunionisprecludedbyafundamentaldisparitybetweenquestioner(Man)andquestioned(thespiritrealm).61
Morespecifically,theT'aihsangivestwosortsofprerequisitesforcommunionwiththecosmicMystery.ThefirstisagenuinewilltoapproachtheMystery.The
secondissinglemindeddevotiontolivingits
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62
attributes.Ofthefirstprerequisite,YangHsiungwrites,''WhoeverwoulddrawneartotheMystery,theMysteryforitspartdrawsneartohim." Emulationofthe
cosmicWay,asintherelationshipofchildtoparent,naturallyaccompaniesadmiration:
Thesage...wouldmatchhisbodywithHeavenandEarth,aimforthenuminosityoftheghostsandgods,pushhistransformationstothelimitwithyinandyang,andparticipate
intheintegrityofthefourseasons.ContemplatingHeaven,heisHeavencontemplatingEarth,heisEarthcontemplatingthedivinities,heisdivinecontemplatingtime,heis
timely.63
ThesageachievesidentitywiththecosmicWaybysinglemindedconcentrationonvirtueadisciplineasmuchspiritualasintellectual.As"thegentlemandaily
strengthens[theaspectsofhimselfthat]aredeficientandredressesthosethatareexcessive,"64herefineshisinnatepowersuntiltheyhavebecomeperfectlyattunedto
thoseofthecreativeMystery:
Whenonedivineswithsinglemindedconcentration,thegodspromptthechanges[thatrevealananswertotheinquiry].Whenonedeliberates[onthisresponse]withsingle
mindedconcentration,one'splansareappropriate.WhenoneestablishestheRightwithsinglemindedconcentration,noonecanoverturnit.Whenonemaintainshisprinciples
withsinglemindedconcentration,noonecansnatchthemaway.65
YangHsiung'sotherrequirementsalsoemphasizethesacredcharacterofthedivinationprocess:
TheWayofdivinationconsistsinthis:Ifyouhavenotattainedsinglemindedconcentration,donotdivine.Iftheissueisnotindoubt,donotdivine.If[yourplan]isimproper,
donotdivine.Ifyouwillnotactinaccordancewiththeoutcome[ofdivination],itisexactlyasifyouhadnotdivined.66
ThereislittlemoreevidenceregardingtheMysteryasadivinationmanual,thoughtheusurperWangMangissaidtohaveconsultedit.67Thosewhostudiedthebook
asphilosophyevidentlyalsouseditforprognosticpurposes.68
InterpretationFollowingDivination
DrawingupontheelaboratecorrespondenceschemesofHancommentatorsontheChanges,Yangbuiltacoherentandwellwroughtsystemfordetermining
meanings.Asheputitinhis"Numbers"autocommentary,"Indivination,therearefour[aspectstoconsiderininterpretation]:69
Page30
stars(hsing),times,numbers,andphrasing."Yangapparentlyfeltthatthesetermsneedednoexplication.Asmodernreaders,wearedependentuponalate
commentatorforaclearanalysisoftheseterms.Hisanalysisbeginswith"stars":
Supposeit'sTetragram1,Center.DrawnOx,theconstellationthatgoeswithit,belongstoNorth(i.e.,Water).[That]WatersharesthesamepowerwiththeWaterphaseofthe
tetragram.Thatmeansthatthe"stars"areinaccord.70
Asanotionforeigntomostmodernreaders,thisideaof"stars"deservessomesupplementaryexplanation:ThecorrelationofHeadsandAppraisalswithstars(andto
someextentwithtimesandnumbers)isbasedonthecorrespondenceofthetetragrams(withtheirHeadtexts,ofcourse)toequaldivisionsoftheannualcycle.As
statedabove,thebeginningofthebookcorrespondstotheGrandInception(t'aich'u)asdefinedinthecalendarreformofthesamenamein104B.C.:amidnightthat
simultaneouslymarksthewintersolstice,thefirstdayofthelunarmonth(whentheorbitsofsunandmoonintersect),andthebeginningofthesixtydaycycle.Eachof
thetetragramsrepresents41/2daysoftheyearcountedofffromthispoint.Allbutoneofthe731Appraisals(9perHead+2intercalaryAppraisals)areassociated
withhalfadayintheroundoftheyear.ThesecondoftwointercalaryAppraisalsisassigned1/4ofaday.
Itisfromthisequipartitionthatagreatarrayofcorrelationsfollows.Atthewintersolstice,thesunwasbyconventionlocatedinthefirstdegreeofthe"lunar
lodge"(i.e.theconstellation)Oxherd.SincetheOxherdconstellationliesatthenorthernmostpointofthecelestialequator,alltheassociationsofthephaseWater
(alliedwithNorthintheHansystemofcorrespondences)andofextremeyincomeintoplay.Afterthewintersolstice,thesunmovesaChinesedegreeeachday,each
Appraisalappliestoanexpanseofhalfadegree,andeachHeadtofourandahalfdegrees.71InChineseastronomy,thetwentyeightmajorconstellationscalledlunar
lodgesarenotofequalextent.Forexample,thefirstlodge,whichiseightdegreeslong,issucceededinAppraisal8ofTetragram2bytheWomanconstellation,
whichistwelvedegreesinlength.Stellarcorrespondences,eachwithspecificastrologicalimplications,proceedinthiswaythroughtheroundoftheskyandthelength
ofthebook.
After"stars,"thecommentary'sexplicationofthethreeotheraspectsofinterpretationcontinues:
"Times"referstowhetherthetimeofdivination"conformswith"or"goesagainst"thesolarperiodapersonhappensupon[intheoutcome
Page31
aparticulardivination].Supposeit'sadivinationonthewintersolstice.If[theoutcome]happenstobeatetragramassignedpriortothetenthmonth,itisconsidered"going
against."Ifit'satetragramafterthewintersolstice,itisconsidered"conforming."72"Numbers"refersto[theassignmentof]numberstoyin/yangandodd/evenvalues.Bythis,it
isfixedwhethertheoutcomehappeneduponislucky(Day)orunlucky(Night)."Phrasing"referstowhetherornotthereisamatchbetweenthephrasingoftheNineAppraisals
andtheideaspromptingthedivination.
Itis,ofcourse,highlypossiblethatthelatecommentaryattributestothesefourimportanttermsanarrowerrangeofmeaningthanYang'suseofthemwarrants.
"Stars,"forexample,probablyrecalledforathinkerofYang'stimeanelaboratesystemofcorrespondencesastronomical,physical,andevenmusicalsuchas
Yangcatalogedinhisautocommentaryentitled"NumbersoftheMystery."73"Times,""numbers,"and''phrasings"maywellhavedirectedthereadertoconsiderthis
matrixofassociations(temporal,numerological,andliterary)againstabackgroundofcomplexinteractionsbetweentheHeadtextandeachofthethreeAppraisals
consultedineachindividualdivination.Theinquirercouldthuscallonawealthofinterconnectedentities,eachwithitsownsymbolicvalue,organicallyconnectedwith
everyHeadandAppraisal(andfrequentlyalludedtointheirrespectivetexts).Thesemanydimensionsofmeaningcanconvergeontheinquirer'squestiononlyifthe
imagesandassociationsofthebookarerichenough,andifawellarticulatedstructuremakesthemaccessible.
Onthesubjectofinterpretation,apreliminarywordconcerningthetraditionalinterpretationoftheMysterymaybeinorderhere.ThedynastichistoryforWestern
HanclearlystatesthatthedraftoftheT'aihsanwascompletedduringthereignofEmperorAi(r.71B.C.),whentwodistaffclansandthecatamiteTungHsien
dominatedcourtpolitics.74TheconcludingencomiuminYang'sofficialbiographypresentsacapsulehistoryofhisratherdismalofficialcareerdesignedtodefendthe
philosopherfromthechargeofsycophancyingeneralandofpartisanshiponbehalfoftheusurperWangManginparticular.Accordingtothatdynastichistory,the
compositionoftheMysterywaspromptedbyYangHsiung'sdecisionto"preservehimself"(tzushou),meaningtopreservehislifeandhisintegrity,ratherthanto
thrusthimselfintothelimelightduringatimeofgreatpoliticalupheaval.75SuchremarkscanonlymeanthatsoonafterYang'sdeathinA.D.18,hisassociationwith
WangManghadalreadybecomesomethingofaliabilitytohisreputation.ThroughtheyearsYangHsiung'smanyadmirershaverisentirelesslytodefendhim.Daring
interpreterslikeCh'enPenli(17391818),therefore,readintotheMysterya
Page32
veiledsatiricalattackagainstallthosewhounderminedHanpoweratcourt,especiallyWangMang.
Yang'sapologistsanddetractorshavebothtendedtooverlookthebasicfacts.UnlesswecreditYangHsiungwithremarkableprescience,anyinterpretationofthe
MysterythatfocusesonsupportfororcriticismofWangMangispatentlyabsurd.DuringthereignofEmperorAi,WangMangwasforcedtoresignhisoffice.Itis
doubtful,then,thatYangHsiungcouldhavepredictedWang'ssubsequentrestorationtopowerfollowingtheuntimelydeathoftheyoungEmperorAi.Internal
evidencefromtheMysterysuggeststhatYangHsiungwasastaunchproponentofHanlegitimacyandaloyalcriticofcontemporaryabuses,buttoreadtheMystery
aspoliticalsatireistoignoreordistortmuchofitscontent.ThefollowingsectiondealswithamoreimportantthemeoftheMystery.
Page33
OnLuckandDivinationintheMystery
TheMysteryasDivinationClassic
BoththestructureandimageryoftheMystery,aswehaveshown,makecontinualreferencetotheChanges,promptingabasicquestion:WhydidYangHsiung
choosetomodelhisworkupontheonlybookofdivinationincludedamongtheFiveConfucianClassics?Invariouspassages,YangHsiungidentifiesfiveaspectsof
theChangesthatcapturedhisinterest:(1)thepresumedintegrityoftheChangestext,(2)itsbreadthofmeaning,(3)itsabstruselanguage,(4)itsusefulnessasatool
forteachingmorality,and(5)itsthematictreatmentoffate.Basedonthesefivequalities,YangHsiung"consideredtheChangestobethegreatestoftheClassics,and
sohecomposedtheMystery[onitsmodel]."76
Onthefirstpoint,YangHsiungmistakenlythoughtthenumericalnotation77oftheChangeswouldhavepreventedsignificantomissionsandinterpolations,whether
inadvertentorintentionalthushepresumedthattheChangestextwas,amongtheFiveClassics,*thesinglemostreliableguidetoantiquity.78Inaddition,theChanges
waswidelybelievedtobetheonlyoneoftheConfucianClassicstohavesurvivedthefamousBurningoftheBooksorderunderthepreviousdynastyofCh'in.79
Second,YangHsiungarguedthatoftheFiveClassicsonlytheChangeswasbroadenoughtoanswereverymoralquestionputtoit,inpartbecauseofthedifferent
kindsoftextsitincludes.TheChangesconveysmeaningthroughthecorrelationofgraphicsymbols,verbalimages,andclassicalallusions.80Theadvantageofsigns
(graphicsymbols,verbalimages,orallusions)isthattheirmultiplemeaningsarereadilytakeninatasingleintuitivesweep.Graphicsymbolsinparticular,byavoiding
theconnotationsofwordsentirely,tendtoprovideinsightintofundamentalpattern,fortheyareatoncesimpleandhighlyabstract.81Metaphorsandcorrespondences
canfurtherexpandthatmeaninguntilacompleteuniverseseemstoberefractedthroughasinglepoint.Withlengthyanalogiesandlinkedpropositionsaddedinthe
appendedcommentariesoftheTenWings,thecompletetextoftheChangesappealssimultaneouslytohumanintuition,totheaestheticsense,andtorigorous
categoricallogic.YangHsiunghopedtoimitatethisbreadthofcoverageintheMystery.Hewrites,
TheMystery...islikeheaveninitsvastness....Wereitnoteconomicalinitsexpressions,itspointswouldnotbedetailed.Wereitnotcompact,itsresponseswouldnothave
universalapplication.Wereit
*
SeeKeyTerms,page63
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82
notcoherent,theeventsitdescribeswouldnotbediverse.Wereitnotdeep,itsideaswouldnotrevealanything.
HisadmirersarerighttoseeinitamirrorofAllunderHeavendesignedto"covermanydifferentaspects,thoughonlyafewguidingprinciplesunderlieit."83
Third,YangHsiungadmittedthatheintentionallyadoptedtheabstrusephrasingoftheChangestoprovidehimselfwithsomemeasureofcoverinacourtrifewith
intrigue.Inhislongprosepoem,"DispellingRidicule,"YangHsiungtellsofhisfearthatmoreforthrightcriticismmightleadtohisownexecution.
AguestridiculedMasterYang,saying,"YousilentlycomposethefivethousandcharacterMysterywithitsleavesandbranchessothicklyspread.Theexplanationsaloneamount
tosome100,000words.YetyourpositionisonlythatofaGentlemaninWaiting.Inmyopinion,your'darkmystery'isstill[insipidly]'white.'Whyelsehaveyoubeensucha
miserablefailureasanofficial?"
MasterYanglaughedandreplied,"Youonlywishtovermilionmywheelhubs[i.e.,wishtoseemewithhighrankatcourt].Youdonotrealizethatasingleslipcouldreddenmy
entireclan[throughbloodshed]....Thosewhosayanythingoutoftheordinaryaresuspectthosewhobehaveunconventionallyarepenalizedforit."84
Aswewillseebelow,thetheoryoffateputforthintheMysterydirectlychallengedpopulardoctrinesoflegitimacyuponwhichtheHancourtruledepended.An
unambiguousexpositionofthistheorywouldmerelyhaveprovokedmoretroubleforYang.
Fourth,YangHsiungknewthatacarefullyconstructedbookofdivinationwouldengageawideraudiencethanaconventionalguidebookformorality.Ordinaryfolk
(notnecessarilytheunlettered)tendtoconsultbooksofdivinationinhopesofbeingtoldwhichcourseofactionwillbenefitthemmost.AccordingtoYang'sown
teacher,suchpeoplearefarmorereceptivetomoralpreceptswhenteachingsaredisguisedasoracularpronouncementssentfromthespiritworld.85Thehighly
sophisticatedmind,however,recognizesthatsomethingelseisatworkinthesuccessfuldivinationprocess:Acloseidentificationmustbeestablishedbetweenthe
inquirerandtheancientauthor(s)ofthedivinationtext(inYang'sphrase,theindividual"immerses"[ch'ien]himselfinthesages)86untilthequestionerintuitshowto
applythecrypticwordsonthepagetohisownparticularsituation.Inthequalityofthatintuitionliestheonlyproofthathehasfully"internalizedthemodel"asYang
writes,"Whatisdivineisnotoutside[anylonger]."87Indiscoveringthemindofthesages,then,theinquirerreverentlyengagedinthedivinationprocedurelearnstosee
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88
intohisownheartaswell. Theenlightenedreaderperceivesdivinationastheperfectparadigmforallmoralacts,whichseekto"reanimatetheold"througha
complexprocessofidentificationfollowedbyrecreation.89TheMysteryactsinthisway,providingilluminationforaudiencesatalllevelsofawareness.Whilethe
ordinaryreaderfindsinitaseriesofexamplesoutlininginrelativelystraightforwardtermsthedecidedadvantagesofmoralbehavior,thetrulysympatheticreader
engagedinacontinuousdialoguewiththetextgraduallyuncoversafarmorecomplicatedanalysisoftheeffectthatindividualmoralityanddestinyhaveinshaping
personalexperience.Intheprocess,hehasreceivedexcellenttraininginthefineartofmoraldecisionmaking.90
Fifth,Yangexpectedpeopletoconsultbooksofdivinationtolearnaboutfate.SinceYangHsiungparticularlywishedtoaddressthatproblem,theneoclassical
Mysteryaptlytakestheformofadivinationmanual.91InearlyChina,asinourownculture,numerousdebatesaboutfate'sroleinhumanlifetookplacein
philosophicalcirclesandinsocietyatlarge.Fewproblemstookintellectualprecedenceoverthequestionofming(the"Decree"orfate),sinceclassicalauthorities
madeathoroughappreciationofitaprerequisiteforselfcultivation.Confucius,forexample,reportedlysaid,"Hewhodoesnotunderstandminghasnowayto
becomeasuperiorman."92Similarly,theChangesdefinesthenoblemanasonewho"delightsinHeavenandunderstandsming."93Forthisreason,Yanginone
chapterexplicitlystatesthatthestructureandtheimageryofhistextaredesignedinsuchawayasto"exhaustivelypresenttheDecree(ming)."94YangHsiung's
responsetotheproblemofmingproducedavisiongenerallyfaithfultotheethicalnormsoftheConfucianAnalectsbutalsoresponsivetonewintellectualconcerns
abouttimelyopportunity(shih)inhumanlife.95ForthiscontributiontoConfucianthought,hewassoonrecognizedasa''master"intheorthodoxtradition.Because
Yang'snotionoftheDecreeinformstheentirebodyofhismaturework(includingtheModelSayingsandhislateprosepoems,aswellastheMystery),thematerial
belowfocusesonthattopic.
EarlyNotionsofMing:TheHistoricalBackgroundtotheProblemofFate
Amongmoderntranslators,noconsensusexistsabouttheproperdefinitionofmingthetermismostoftenrenderedasfateorDecree(asinmyownintroductory
remarks),butitisalsotranslatedasvariouslyas"duty,""destiny,""predestination,""causalconnectionsandtheirpossibilities,""manifestationofHeaven'swill,""the
inevitable,""empiricalfacts,""createdworld,""lifespan,""objectivecircumstances,""circumstancesbeyondhumancontrol,"andsoon.96Theproblemisnotsimplyone
of
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97
translation. AnyChineseofYangHsiung'stimewouldhavefoundabewilderingarrayofusagesfortheterm,somemutuallycontradictory.Inpart,theconfusion
stemmedfromatypicalfeatureofChineseclassicalphilosophy,inwhichrivalthinkersconsciouslyusedthesameterminologytoarticulatesignificantlydifferentideas.
Buttherewerealsounconsciousadoptionsofmeaningsthroughconceptualoverlaysandetymologicalextensionsasthesocalled"HundredSchools"ofphilosophy
emergedfromtheearlierreligiousmatrix.98EvenintheConfuciancanonalone,asinglepassagebythesameclassicalauthoritymayusetheonecharactermingto
denotetwoorthreedifferentthings,sinceolderideasofming(orDecree)continuedtobeusedalongsidenewerusages.99
Asastudentofarchaiclanguagescript,100YangHsiungwasinabetterpositionthanmosttoseparatethetangledstrandsoflinguisticconvention.Hesurelyknewthat
earlyChoubronzeinscriptionsusedanarchaicformofmingasanalternateformofthecharacterling,whichindicatesasuperior'sorderstohissubordinates.101
Typically,mingwasassociatedwiththeking'sdecreesofinvestituretohisinferiorsandwithHeaven'sdecreetoitschiefrepresentative,theking.Accordingtoan
earlyChouformulation,theDecreeofHeaven(T'ienming)wasaspecialformofcovenant.ThecovenantessentiallystipulatedthatHeavenagreestosupporta
certaindynasticlinesolongasthethrone,inreturn,promotesthewellbeingofitssubjectpeople.Fournotablefeaturesofthiscovenantcoloredallsubsequent
discussionsofming:Firstandforemost,theDecreeofHeavenpresupposedastrongconnectionbetweenHeavenandMan,thoughtheearliesttextsarepreoccupied
withthe"OneMan,"theruler.102Second,theDecreeofHeavenimpliedanimpartialrewardgivenforspecificactsof"brightvirtue."103Third,itviewedvirtueprimarily
intermsofobligationstohumansociety,ratherthanreligiousduties.Fourth,theDecreeofHeavenpromisedHeaven'ssupporttotherecipient(s)forthedurationofa
fixed(thoughunspecified)timeperiod,overlookingpossiblelapsesinvirtuethatmightoccurwhilethecovenantwasinforce.104
AllfouraspectsoftheDecreeofHeavencovenant(moralunityofHeaven/Manrewardforvirtuevirtueequatedwithsocialobligationandfixedtermofcontract)
continuedtoformthecoreofmeaningformingoverthecourseofthefollowingseveralcenturies,whenthecharactermingcametobeextendedtoothercontracts
betweenHeaven(whetherseenassupremegodornaturalorder)105andindividualsofeverlowerrankfirstministersandaristocrats,andfinallycommoners.106
Nevertheless,theinitialformulationoftheDecreeofHeavendoctrinebecameincreasinglyproblematicasthescopeofitsapplicationdramaticallyexpanded.Forone
thing,assoonasordinarypeoplecametobecreditedwithindividualdecrees,numerousobjectionswereraisedaboutthe
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supposedtermsofthisunspokencontract,sinceitwaseasytofindandfarlessdangeroustocommentuponindividualcasesamongthecommonpeopleinwhich
fateborenoapparentrelationtovirtue.Moreover,theeasyconflationoftheaccretionofmoralgoodnesswiththeaccumulationofmaterialgoodsappeared
problematic,atleasttosome.Therewasalsotheissueoffairnesstobeconsideredifrewardsorpunishmentswerereallybeingvisitedupondistantdescendants.107
Beforelong,anumberofkeyquestionsrelatingtomingwereputforward.Behindallofthemlayaprofound"metaphysicaldoubtastowhetherHeavenisafterallon
thesideofhumanmorality."108ThemainquestionsfoundinlateChouliteraturearesummarizedbelow:
Whatexactlyisconferredatbirthtohumanswhichmakesthemessentiallydifferentfromotherlivingthings?
Sincebothvirtueandwisdomoriginateinasingledeliberativeorgan(thehsinor"heart/mind"),whatistherelationbetweenvirtueandwisdom?
Doesthegrantingofmotivationalimpulsesandcognitivepowerstohumansatbirth(whatlateriscalledthehsingor"humannature")109includesomething(maybethephysical
ch'i?)thatpredisposes,evendetermines,thelengthoflifespan,degreeofmaterialsuccess,vocation,andmoregenerally,thequalityoflife?
Whatoutsidefactors,ifany,affecttheoperationofindividualming,orismingaspartofhumannatureinnateandabiding,impervioustoexternalfactors,ascertainclassical
authoritiessuggest?110
Canasinglestandardevenbeestablishedbywhichtomeasureanindividual'ssuccessorfailureinhumanlife?What,inotherwords,isjustlycalledthe"goodlife"(inclassical
Chinese,thegoodming)?111
Doactsofeitherconventionalvirtueorpracticalwisdomreapconsequentrewardsinhumanlife?
ArerewardsandpunishmentsforhumanconductmetedoutbyacaringHeavenwhospeaksthroughthis,ordogoodandevilactssomehowspontaneouslycallforththeirown
responses?
Whichareasaretheprovinceofming,sincetheConfucianAnalectsspeaksonlyof"lifeanddeath"inconnectionwiththeterm,incontrasttolaterthinkers,whogaveitthe
widestpossibleconstruction,listingunderitsrule"deathandlife,preservationandruin,failureandsuccess,povertyandwealth,superior[station]andinferiority,blameand
praise,hungerandthirst,coldandheat."112
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Attheheartofthisphilosophicalquagmirelaytheeminentlypracticalquestion:Canindividualconductaffectthecourseofpersonalfate?Therewereclearimplications
foreverydaylife.Andsodebatecontinued.
BytheWarringStatesperiod(480222B.C.),nofewerthanfivecompetingtheorieshadevolvedconcerningtherelationofvirtueandpracticalwisdomtochance:
Viewno.1:Thereisnosuchthingasming.Consequently,thereisnopreordainedconnectionbetweeneithervirtueorpracticalwisdomandthe"goodlife."Statedanotherway,
nosystemofcosmicjusticeoperatesonbehalfofhumanbeings,sothatthegoodareeverybitaslikelyasthewickedtomeetwithbadfortune.113
Viewno.2:Mingisdeterminedinexactaccordancewithvirtueorwithpracticalwisdom,sothateachseparateactresultsingainorlosstothedoer,whetheraconsciousHeaven
adjustsfateortheactsthemselvesspontaneouslygenerategoodorbadluck.Inthisview,theindividual'sDecreecanrefersimultaneouslytoexternallyimposed"fate"or
"destiny"andtotheinternalqualityofindividuallife.
Viewno.3:Individualming,thoughoriginallyconferredbecauseofvirtue,isgivenforapredeterminedlengthoftime,regardlessofactscommittedintheinterval.Initsextreme
version,thisideaopenedthewayforbeliefinfixed,interlockingcyclesoffortune,likethatpositedbythecosmologistTsouYen(3dC.B.C.)andhisadherents.114
Viewno.4:Mingatbirthpredestinesmany,ifnotall,significantaspectsofanindividual'slife.
Viewno.5:Accordingtoarelatedview,goodactsgenerallymakeforagoodlife,thoughthisislargelyexplicableinhumanterms.Meanwhilesomeinexplicableinequitiesexist.
Thewiseman,then,canonlydogoodand"awaithisfate"withcheerfulequanimity.115115
Neverfarfrompeople'sthoughtsinanyage,questionsaboutfateacquiredaspecialurgencyduringtheeraaptlylabelled"WarringStates,"aperiodofincessantstrife
andrapidsocialchange.Still,thenotionoftheDecreewasnottheprimaryfocusofdebateamongrecognizedmastersofChinesethoughtinthatage.TheHundred
Schoolphilosophers,sensiblyenough,weremorepreoccupiedwithquestionsaboutthewaysajustsocietywouldfosterthefulldevelopmentofhumannature.116By
definition,ajustsociety,onceachieved,wouldinevitablyrevealthetruecorrelationbetweenindividualfate,will,andactionbecauseitwouldelevatemenoftrue
worth.117Itwasfarmorepractical,then,totrytoresolvethemanydebatesonhumannatureandkinglyrulethatspliteventheConfuciancamp118(especiallywhen
philosophicalunitywasdeemedthefirst
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119
steptowardthepoliticalintegrationofAllunderHeaven), thantotrytoestablishtheelusivenature,function,andscopeoftheDecree.
ShortlybeforeYangHsiung'stimeinthefirstcenturyB.C.,definitionsofhumannatureandthejustsocietyhadbeentemporarilylaidtorestasimportantphilosophical
issues.Therewerehistoricalreasonsforthis.BymidWesternHan,therulingLiuclanhadsucceededinestablishingitslegitimacy,innosmallpartbecauseofits
repeatedcallsforrecommendationoftheworthyanditssuccessfulidentificationwiththe"uncrownedking,"Confucius.Meanwhile,TungChungshu(?179?104B.C.),
"thefatherofHanConfucianism,"hadformulatedapersuasivesynthesisofopposingviewsofhumannature,whichaccountedforthe"mixed"characterofhuman
nature(thatis,bothitsgoodanditseviltendencies)whileconfirmingitsoriginsinHeaven(whichmostthinkerspresumedtobegood).120Sinceprofessionalscholars
wereinrareagreementonthesemajorpoliticalandphilosophicalissues,theyturnedwithrenewedenthusiasm121inthesecondcenturyofWesternHantothequestion
ofming'soperationofinhumanexistence.
YangHsiung'sSolutiontotheProblemofMing
YangHsiung'sownsolutiontothequestionofmingwasbrilliantlysimpleandinternallycoherent.Hedid,however,leavehisfollowersthedifficulttaskof
reconstructingthatsolutionfromscatteredpassageswhoseallusive(andelusive)toneintentionallyimitatedarchaicChinesewritingsproducedbythesagesratherthan
thecloselyreasonedrhetoricalargumentsoftheWarringStatesphilosophers.122SinceYang'sstatedintentionintheMysterywastoexplicatethedifficultproblemof
ming,itisatfirstpuzzlingthatheemployedthecharacteronlytentimesintheentiretextoftheMystery(threetimeswiththeearliestmeaningof"[king's]
commands").123Ofcourse,YangHsiungcouldclaimtobeemulatingthemodelofConfucius,who"seldomspokeofming,"presumablybecausethemostsacred
aspectsofhumanexistencearetaboo.124ButitisnolesslikelythatYang'sreticenceismeanttoenticethereadertoembarkuponthatstepbystepimmersioninthe
sageauthor'smindthatschoolsthereaderinthemoralprocessitself.125
YangHsiungimbeddedthenecessarycluestohissolutionforminginthreelinkedstatements.Thelongestpassagebegins:
Someoneaskedaboutming.Ireplied,"MingreferstothedecreesofHeaven.Ithasnothingtodowithpeople'sactions.""Ifpeople'sactionsdonotconstituteming,Ibegtoask
whataboutpeople'sactions?"Iresponded:"By[theiractions]theymaybepreservedorlostbythemtheymayliveordie.[Still,]thatisnotming.Mingreferstowhatcannotbe
avoided."126
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AsecondpassagefromtheMysteryechoesthelastlineoftheprecedingstatementwithoneimportantchangeitsubstitutes"time"formingortheDecree,saying,
"Timeiswhatcannotbeovercome."127AndathirdpassagerepeatstheassociationofmingwithtimeindefiningtheDecreeas"whatistimelyornot."128
YangHsiung'sfirststatementaboutmingsuggeststhat"fate"isanadequatetranslationforthetermifwedonotinvestitwithsupernaturalovertones.Minginreferring
totime(meaning"presentcircumstance"aswellas"opportunetime")describestheinvoluntaryandimposedpartofhumanexistencethatwillnotchangethrough
individualeffort.(Forexample,YangHsiungcametomaturityduringanageofmisruleandhisbelovedsondiedatanearlyage.)Thus,allthreepassagesemphasize
humanlimitations,fortheysuggestthatanyhumancanfailtomeetwithsuitableopportunitiestoact.Asageneralrule,humans,nomatterhowworthy,canonlywatch
for,notcreate,individualopportunities,sinceitis"Heaventhatfixesthetime.''129Forthisreason,oneearlythinkerclaimed,"MasterYangtaughtthattomeetornotto
meet[withone'sdesires]isamatteroffate."130Naturallyenough,suchaviewoftheuniverseconsidersskillinascertainingtheopportunetimetobeattheheartof
practicalwisdom.131
Atthesametime,numerousstatementsintheMysterymakeitclearthatforYangHsiungmingcannotimplytotalpredestination.Inthefirstpassagecitedabove,for
example,Yangspecificallyexempts"preservationandloss,lifeanddeath"fromthedomainofming.YangHsiungreadilyadmittedthatcertainwelldefinedlimits
circumscribedhumanexistence:Nohuman,howeverpowerful,isimmortal.Andonlyafewwilleverwingreatrichesorathrone.132Theselimitsarecomparatively
insignificant,however,oncethe"preservationandloss"ofvirtueandthequalityofone's"lifeanddeath"becometheindividual'sultimateconcerns.133Onepassagein
theMystery,therefore,extolsthegloriesattendantuponavirtuousoldage,134whilecountlessothersdepicttheterrorsofaprematurefallbroughtonbyacraven
dependenceuponmaterialpleasure.135IfweassumephilosophicalcoherenceinYang'smaturevision,wecantrytoreconstructhismostimportantideasaboutthe
Decreebypiecingtogethergeneralobservationsonfateandvirtuethatappearthroughouthislaterworks,especiallytheMystery.
YangHsiungclearlydemandedthatthereaderattemptthisreconstruction,ratherthanrestcontentwithfragmentarypronouncements.WhatarewetomakeofYang's
initialstatementthat"preservationandloss,lifeanddeath"areexemptfromming,especiallywhenwerecallthatthesesamefourareasarespecificallyassociatedwith
minginthecanonicalAnalectsattributedtoConfucius?136ItseemsthatYangHsiungwishedtochallengehisreader,asifheknewthatthetextcanonlyreallyteach
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137
whenitfailstosaywhatweexpectittosaypartialtruthsinobviousconflictarethenreexamined,sothatanewunitarytruthcanbeestablished.
Turningtospecifics,theMysterydepictsfourmajorfactorsaffectingthecourseandqualityofaperson'slife,thoughitnevergroupsallfourtogetherinasingle
passage.138Thefourfactorstobetreatedare:
Virtue
Tools
Position
Time
ThefirstnotablethingaboutthislististhatYangreservesmingforTimealone,althoughsomeearlyChinesethinkerslooselyviewedallfourfactorsasaspectsofming
insofarasmingmaysimplyrefertothequalityofhumanlife.OnceweunderstandthesignificanceofYang'sfourfactors,thiswillassumeconsiderableimportance.
Elaboratingsomewhatupontheseterms,VirtuerefersmainlytotherosteroftraditionalConfucianvirtues(amongthem,filialpiety,honesty,loyalty,andmodesty).
YangalsofollowsConfuciantraditioninmakingtheritualactvirtuallysynonymouswithGoodnesssinceritualprovidestheforminwhichGoodnesscanbe
actualized.139(Formoreonritual,seeKeyTerms.)ForConfucians,ritualisthesinglemodeofbehaviorcapableoffosteringnecessarysocialorderwhilesatisfyingour
mostbasichumanneedsforbeautyandcommunication.InYang'swriting,however,wealsomeetnewertermslike"cautiouswatchfulness"and"timelyaction,"
associatedmostoftenwithearlierwritingsofthoseveryTaoistsandLegalistshelovedtorefute.140SuchcatchwordscanbejustifiedinConfuciantermssinceeventhe
bestritualrequirespropertimingtopromotethecommongood.141Finally,asacommittedConfucian,YangHsiungbelievesthatVirtuelieswithinthegraspofeach
andeveryhumanbeing,thoughlamentablyfewmaychoosetopursueitscourse.142
UndertherubricofTools,YangHsiungputsnotonlyphysicalartifacts(likejars,stoves,andcarts)butalsotheartsandinstitutionsthatcivilizesociety.Thissingle
heading,inconsequence,housessuchdisparateitemsascompassandcarpenter'ssquare,theConfucianClassics,theritualsystem,supportivefriendships,andthe
family,totheextentthattheyarecivilizingagents.143Thereis,however,oneglaringomissionfromtheseries.TheMysterynevermentionsthepredictiveartstoutedby
certaincosmologists,thoughtheancientartofdivinationbymilfoilandturtleisoftenapplaudedbyYangasasacredToolthatavailsthenobleman.144Thankstothe
legacyoftheearlysages,alltheproperToolsneededforcivilizationalreadyexist.145However,theindividualcantakefulladvantageoftheseavailableToolsonlyifhe
hasschooled
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146
himselfintheirproperusebythistrainingheacquires"practicalwisdom"(chih). Withoutsuchtraining,theindividualeitherruinsgoodToolsorchoosesToolsthat
areinadequateorinappropriatetothetask.147YangHsiungprovidesmanycomicexamplestoillustratehispoint.Inone,abenightedsoullugsaboatoverland,then
ridesacartintowater.148Byanalogy,menwhoemployConfuciandoctrinetoacquirewealth,rank,orlonglifemisapplytheToolspecificallydesignedtoguide
personalselfcultivationandsocialharmony.149
Positionrefersbothtosocialrankandtothephysicallocation150150thattheindividualoccupiesattheprecisemomentwhenactionisrequired.151Thestockexample
ofgoodpositionisthatoftheruler,whosegreateraccesstocertainresourcesandopportunitiesexists(atleastwhileheremainsonthethrone)regardlessofhis
characterbyvirtueofhisPosition,hehaswhatwemightcallastrategicadvantageoverothers.152Beingintherightplaceattherighttime,traditionsuggests,isatleast
partlyamatterofluck,sinceeventhegreatsagemasterConfuciusfailedtosecureagovernmentpositioncommensuratewithhistalents.153Inwellorderedstates,
however,VirtuehelpstosecurePosition.154
Timerefersnotonlytotheinterlockingcyclesofyin/yangandtheFivePhases155italsocoverstheindividualcycleofeachphenomenoninthecosmos(inChinese
terms,the"myriadthings,"includingManhimself)engagedinacontinualprocessofchange.156TheancientChineseviewedTimeinacomplexfashionforthem,
therewasnatural,cyclictime,definedbythealternationofthefarmingseasonsandofdayandnight.Humantimereflectedthecyclesoflifeandthecosmos.Timewasnotpurely
cyclic.Itwasregressiveinthesensethattheperfectsocialorderofarchaictimeswasgoneforever.Butitwasalsoprogressive,inthesensethatcivilizationwasbuiltoutofa
seriesofsagelyinventions,...adaptationsofnaturalpatternstohumanuse.Theseinventionsaccumulatedtoletsocietysurviveandprovidescopeforitsimprovement.157
ForYangHsiung,theimportanceofTimecanhardlybeoverestimatedinapassagecitedearlierinthisIntroduction,YangplacesTimeinaseriesthatincludes
Heaven,Earth,andthegods.158TheHeadtextsoftheMysterydepicttheannualcyclewithitsfourseasonstheAppraisalsreflecttheregularalternationofnight/day
andthesequentialoperationoftheFivePhases.WithinthenineAppraisalstoeachHead,threesuccessivegroupsofthreeAppraisalsrepresentthebeginning,middle,
andendofaspecificprocessorlifecycle,eachunitofwhichcarrieswithititsownconstraintsandbenefits.Forexample,attheageofninety,womendonotbear
children,thoughtheymaybesingularlyhonoredfortheiraccumu
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159 160
latedwisdomandexperience. Forthisreason,wecanthinkofTimeassynonymouswithpresent[ortimely]"opportunity."
IfthesefourfactorsofVirtue,Tools,Position,andTimetogetherdeterminethecourseofindividuallife,howdotheyrelatetooneanother?Thegraphicsummaryof
Yang'scommentsshownintable5willhelp:
Table5.
TheMysteriousTaoinOperation
Althoughoversimplified,thetablehighlightsseveralimportantaspectsofYang'ssolutiontoming.Itshows,forexample,thatYang'ssolutionissomewhatmore
sophisticatedthanmost,inthatitaccountsforwidevariationsinindividuallifebyreferencetofourinterdependentfactors,ratherthanintermsoftheusualdichotomies
offatevirtue,conductreward,HeavenMan,innerouter,andsoon.ItalsohasToolsandPositionplayingamediatingrolebetweenVirtueandTime.Thisistruein
atleasttwosenses:First,theacquisitionofVirtueisentirelydeterminedbytheindividualhumanwill"gettingtheopportunetime"forconventionalsuccess,bycontrast,
iscompletelyuptoHeaveninotherwords,outsidehumancontrol.161(TimeisparticularlyassociatedwithHeavensincethecalendarreflectsthemovementsofthe
heavenlybodies.)162ToolsandPosition,productsofcivilizedsociety,havebeenfashionedbysagesuponthemodelofHeaven.163Theirexistenceoffersthesinglebest
proofoftheintegrationofhumanwithcosmichistory,ofTimewithVirtue.164Second,whiletheacquisitionofToolsandPositionisinsomeundefinablemeasure
attributabletoVirtue,165itisTimethatdetermineswhenToolsandPositioncanbeused.166Howdoesthiswork?AccordingtoYangHsiung,onlythemanwho
identifiescompletelywiththesagescanbecalledvirtuous,foronlyhecommandsthesympathy,foresight,anddedicationnecessarytomasterthecreationsofthe
sagesfully,sothatToolsandPositionarereadyforusewhenopportunityarises.167Still,despiteyearsofpreparation,certainlatterdaysages(Confuciusamongthem)
haveneverbeencalledupontoemploythefullrangeoftheirtalents.168
VariouspassagesintheMysteryplacetheoperationsofallfourfactors(Virtue,Tools,Position,andTime)squarelyintherealmofchange.(HereYangcontradicts
someotherearlytexts,whichshowonlyming
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169
synonymouswithchange.) Andeachofthefourfactorsimposesdefinitelimitsontheindividual.TimeconstraintsareprobablythemostobviousinYang'swritings:
[Timely]opportunitiescomeandgo,
Thegapbetweenthemfinerthanahair.170
Sheerprobabilityarguesagainstthefrequentconvergenceofallfourfactors.171Unfortunately,theconventionallydefined"goodlife"oflongevity,numerousprogeny,
wealth,highstatus,andgoodreputationdependsuponthefortuitouscoincidenceofallfourfactorsaffectinghumans.172TothedegreethatToolsandPositionare
variablesdependentuponbothTimeandVirtue,itistruethatnothingcanstoptheindividualfromsuccesswhenTimecoincideswithVirtue.173ButwithToolsand
PositionafunctionofTime,badtimingskewsthepersonalequationinthedirectionofbadluck,sothatthewisestofindividualsmustexerciseextremecautioninorder
simplytosurvive.174Inanageofdisorder,highpositionmayevenmakeapersonmorethanordinarilyvulnerabletoattack.
GiventhecrucialimportanceofTimeasafactorinhumanexperience,itisallthemoreregrettablethatTime(onceagain,meaning"presentopportunity")issolimited.
HowmuchmoreconvenientifTime,presumablyregularinitsmovements,couldbepredictedormanipulated.ThatTimewasregular,menofHanhadnodoubt.175
Poeticdiction,aswellasthestructureoftheMystery,reinforcestheideathatastronomicalTimeistheproductoftheregularalternationofyin/yangandtheFive
Phases.Intheshapeofthecalendar,Timeevencomestosymbolizethecosmicnorms.176WhythendoesYangcontinuetoreiteratethatTimeliesbeyondhuman
control?
RespectedscholarsattheHancourthadarguedthatTimewasamenabletohumanunderstandingpreciselybecauseitwasregular.The"fatherofHanConfucianism,"
TungChungshu,statedthisunequivocally:
Thefactthatdefinitepropositionscanbemadeabout[theoperationoftheFivePhasesalignedwiththeseasons]meansthatsagemencangettounderstandthem.177
ThetroublewasthatittookonlyaseriesofsmallsuccessivestepstomovefromunderstandingTimeto"knowing"Time(both"understanding"and"knowing,"afterall,
wereindicatedbythesinglecharacterchih)towantingtopredict,evencontrolitsoperations.Asnumerouscontemporaryreferencestomagicians,astrologers,and
divinersattest,178manyhopedtopredictandmanipulatethefuturethrough"technicalarts"(forinstance,portentreadingandnumerology).Thoughsuchartsseemedto
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corroboratethecourtsponsoredDoctrineofMutualInteractionbetweenHeavenandMan(T'ienjenkanying)(andbyextension,toprovethelegitimacyoftheHan
throne),YangHsiungwasanxioustodisassociatehimselffromthispseudoConfucianviewpoint.
TheMysteryarguesthatthepatternedoperationsofTime,howeverregularinthenaturalworld,arenotentirelyknowable,notwithstandingtheclaimsmadebycertain
Hanmagicians.SinceTime'smovementscannotbeforecastwithabsoluteaccuracy,manipulationofTime'soperationsissimplyoutofthequestion.YangHsiung
suppliestworeasonsforthis.First,accordingtoYang,allsupremelygreatentities(acategorythatincludesHeaven,Earth,theConfucianClassics,andTime)remain
ultimatelyshroudedinmystery,becausethepartcannotfullycomprehendthewhole.179Inonepassage,hediscussesthefirstthreegreatentities:
Someoneaskedwhether...theycannotbemoreeasilycomprehended.Ireplied,"Theycannot.IfHeavensuddenlycouldbemeasured,thenitscoveringofthingswouldbethin
indeed.IfEarthsuddenlycouldbefathomed,thenitssupportofthingswouldbesuperficialindeed.GreatisthewayHeavenandEarthformtheouterwallforthemyriadthings,
whiletheFiveClassicsrepresenttheretainingwallsforthenumeroustheories.180
Time,thefourthgreatentity,envelopsallspaceandmaterialchange.181Therefore,Manasonetinypartofphenomenalexistencecanneverfullycomprehenditas
Yangwrites,"Whatis[truly]greathasnoborderswhatchangeshasno[set]time."182Yangwascarefultosaythateventhesagesareonly"onthepoint"(yu)of
fathomingit,sincetheyknowatbesthowtoestimate(ni)thebroadoutlineoftheunknowable.183HumansintentupongreatnessshouldseektoconformtoTime,
insteadofchallengingitsmanifestsuperiority,justastheysubmittoothersuperiors.184
YangHsiungbolstersthisargumentbyreferencetothemostcurrentcosmologicaltheory.Toexplainapparentanomaliesinthesequentialoperationofthecosmic
phases,Yin/yangFivePhasestheoristsattheHancourthadalreadypositedasocalledPrincipleofMasking.Accordingtothetheory,differentratesofchange
amongthefivecosmicphasesinteractinginsequentialorderoccasionallyproducepatternswhoseoriginsaretoodifficulttoread.(Iseethisasmultiplewaves
reinforcingorcancelingoneother.)185TheMysterymakesreferencetothisPrinciplewhenittalksoftheFivePhases"concealingtheiractions."186Yangthenproceeds
toincorporateintheMysteryastrikingparalleltothePrincipleofMasking.Asearlyasthefirsttetragram,wefindexamplesofAppraisalsassignedyang(i.e.,
auspicious)valuesthatinexplicablypredictcertaindisaster(inconventionalterms,ifnotalwaysinmoralterms)forthe
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187
individualconfrontingtheparticularsliceofTimeassociatedwiththatAppraisal. AsalloftheseanomaliesoccurinthelastfewAppraisalsassignedtotheHead
(positionscorrespondingtothefinalstageofthehumansituationorlifespanwhenTime'slimitationsbecomemostobvious),188theonlypossibleconclusiontobe
drawnisthattheinauspiciouscharacterof"humanendings"insomefewcasescanoverride(oratleastmask)theauspiciouscharacteroflargercoincidentcosmic
cycles.189Noexplanationisgivenforwhatlooklikerandomevents,perhapsbecause,accordingtoYang,thesage"mayinvestigateirregularitiesbutonlyrecordsthe
constantsequences."190YangmayalsointendbythisdevicetoindicatetherelativeweightofhumankindinthetriadicrealmsofHeavenEarthMan.191Inanycase,
Yangadaptsthelanguageofthecosmologiststounderminetheirbloatedclaimstoforeknowledge.
Atfirstglance,Yang'sinsistenceonTime'sunpredictabilityseemstoundercuthiscontinualexhortationstoundertaketimelyaction.Butthisishardlythecase.The
Mysteryemphasizespreparationforalleventualities.Whentrendschange,avarietyofsignswillindicatethepropercourseofaction.Themostimportantoftheseare
socalled"humanportents."192GivenTime'sinherentunpredictability,humanbehaviorbecomesthemostreliableprognostictoolavailable.Theceremonialparticipant
whooverstepsritualbetrayshisoverweeningambitionthebraggartiseasilyidentifiedas"hollow."Bothkindsofindividualwillsurelylandintroublesoonerorlater.
Soreliablearethesehumanportentsthatthewiseman,curiousaboutthefuture,shiftshisattentionfromthestars(i.e.,changesinthenaturalworld)tothestudyof
Virtueinsociety.193NowondersomanyAppraisaltextsintheMysterytreatrituallapsesasemblemsofprofounddisorder.
Moreimportant,YangHsiung'skeyargumentsaboutthemorallifeallfollowdirectlyfromhissinglestatementthatTime(asamajordeterminantindestiny)liesbeyond
humancontrol.Thisyieldsatleastsevenimportantcorollaries,whichappearinvariousplacesinhiswork:
1.SincethecourseofhumanexistencedependsuponvariousconjunctionsofVirtue,Tools,andPositionwithunpredictableTime,thewisepersondevoteseveryeffortto
advancepreparationincasefutureopportunityshouldpresentitself.Fromthiscommonsensicalobservation,YangHsiungextractsfromtheFiveConfucianClassicsasingle
underlyingtheme:thenobleman"jealouslyguardshisdays"(aijih)inordertomakethebestpossibleuseofhislimitedtime.
2.Sincetheprincipleofaijihdemandsthatonemakethebestpossibleuseoflimitedopportunities,theevaluatingmindshouldfirstdetermine,andthenfocusupon,subjectsof
greatestimportance,whileturningawayfrominherentlyunproductivesubjects.
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3.Carefulinvestigationshowsthatritualpracticeisthesinglemostimportantsubjectamenabletohumanunderstandingandbeneficialtomankind.Throughitsstudy,thewise
personistransformedintothegoodperson.
4.Thestudyofritualallowshumanstodevelopinsuchawaythattheindividualcannotonlybecome"partnerwith"or"consortto"Heaven,"194butcanevenpartakeofeternity
itself.Aloneamonglivingthings,ManhasthepowertoparticipateinthedivinelifethroughGoodness.
5.Ifritualactscausehumanstoidentifywith,evenpartakeof,thedivineorder,thewouldbesagewillnottrytoundulycontrolTaoinitsvariousmanifestations(includingfate).
Instead,hewillacquiesceinthedivineandmysteriousorderknownasming(inotherwords,acceptallpartsoftheHeavenlyplan).
6."Understanding"(chih)(i.e.,"accepting")theDecreeinvariablybringscertainphysicalandpsychologicaladvantagestotheindividual.Inaddition,anumberofexternal
advantagesincidentallymayderivefromsubmissiontofate.Incontrast,nocertainadvantageliesinaperson'sattempttocontrolhisfateorpursuesecondarygoalssuchas
powerorwealth.
7.ThemostimportantadvantageofVirtueliesinitspotentialtoeffecttheidealstateofperfectcommunity(Yangcallsit"nogap"),whichhasbothpsychologicalandsocial
dimensions.
PropositionsAboutTime,Luck,andVirtue
Letusexaminetheselinkedpropositionsingreaterdetail,beginningwithYangHsiung'sstatementidentifyingthephraseaijihasthesingleunifyingthreadrunning
throughsagelypractice.Indescendingordersofliteralness,aijihmeans"tolovethedays,""tobefrugalinthe[useofone's]time,"and"tojealousyguardone'stime"
inordertomakethebestpossibleuseoflimitedchancesandresources.195Yang'spreoccupationwithaijihmaycomeassomethingofaminorshocktoareaderof
classicalChinesephilosophy.Why?GenerationshaveponderedaverydifferentstatementbytheMasterthatidentified"considerationforothers"(shu)asthesingle
themebindingtogethertheentiretyofthesage'steachings.196SurelyYangHsiungdoesnotintendtochallengethewordsoftheMaster?197
Thetwoseparate"threads"infactcanbeseentocomplementoneanother.Iftheindividuallifespancannotbeextendedbeyondacertainmaximum(theChineseoften
talkedofahundredyearsorso),thebrevity
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ofhumanexistencecreatesinusaheightenedsenseofobligationandcareforhumanlife,sothatindividualswishtomakethebestuseofTime.YangHsiungusesthe
analogyofthefilialsontoshowhowthisworks.Forthefilialson,theinevitablenatureofhisparents'oldageanddeathproducesinthesonaacutesenseofobligation
andlove.198Allsocialrelations,byanalogytothisfundamentalparentchildrelation,areinfinitelymorepreciousbecausetheyareboundbyTime,evenwheredeathis
notanimmediatethreat.Time'sinexorableflowmeansthatmistakesinsocialrelationsmaycauseirreparableharmforinstance,harshwordsormeaninglessbabble
cannotberecalledoncethesoundshave"flownoff"intotheair.199Humansandhumancreations(includingritual)acquireheightenedvaluepreciselybecauseoftheir
fragile,transitorynature.Thephraseaijihindicatesthathuman"love"(forothers)incombinationwiththe"days"(thatis,Time)determinestheConfucianfocuson
socialrelations.
Someonemightobject,asYangHsiung'sopponentsdid:200"Howdoweknowthatmonthsandyearsspentinforginghumanrelationsrepresentthesinglebestuseof
Time?"Afterall,humanbeingswishforavarietyofbenefits,andallarereasonablegoalstothedegreethattheycanincreasehuman"greatness."201
VariousphilosophersinancientChinasuggesteddifferentmethodstoachievehumangreatness.Onedefinitionalproblem,ofcourse,concernedtheusualconfusionof
greatnesswithhappiness.TheLegalists,forexample,hadassumedthatmancanachievesupremegreatnessonlybytheacquisitionofpoliticalpower,whichendowsa
personwithacharismaakintothegodsandensuresakindofimmortalitythroughlonglastingreputation.Otherthinkerscounteredthatcourtlifeinandofitself
presentssogravearisktophysicalandmentalwellbeingthatconventionaldesiresforhighpositiondestroyallpossibilityoftruehappiness.Inthatcase,cansuch
unhappinessbeaccountedgreat?Manythinkersdebatedtheanswertothisquestion.SomeadvocateddetachmentasthewisestgoalforMan(givenhislimited
resources),whileothersrespondedbyexperimentingwithrecipesforphysicalimmortality.
Yangcarefullyanalyzestheproblemofmaximumbenefitwithoutreferencetotheconfusingissueofoverlappingdefinitionsforhumangreatnessandhappiness.By
Yang'slogic,agoalworthpursuingmustsatisfythreecriteria:
1.Effortexpendedmustresultinmeasurablegainthatisbothcertainandcommensuratewiththeeffort.202
2.Thegreaterthegainthebetter.203
3.Personalgainismoresafelyheldwhenbenefitsareextendedtoothers,justasawiderbasegivesthewalladditionalsecurity.204
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205
Inotherwords,thelogicalmindfirstdetermineswhichgoalsarebothworthyandpossible,thenitfindsawaytomaximizebenefits. Applyingtheseobservations,
Yangmakesshortshriftoftheusualclaimsthatmaximumsatisfactioncanbederivedfromtheattainmentofcertainconventionalgoals,suchaswealth,factual
knowledge,politicalpower,orphysicalimmortality.206Healsoplaysupthecontinualfrustrationsexperiencedbytheunluckymajoritywhocanneverreachexternal
goals.Ineffect,heattacksallgoalsexceptthestudyofritualprecepts,arguingthatonlyritualcansatisfyallthreerequirementsforaworthygoal:First,itispossibleto
perfectoneselfinritual.Second,ritualactionfacilitatestheeffectiveexpansionofone'scircleoffamily,friends,andallies.Third,ritualactionensuresthatotherswillnot
resentthisextensionofpersonalcharismaticpower,nomatterhowgreatitbecomes.207
SincemanhaslimitedTime(andconsequentlylimitedknowledge)athisdisposal,hedoesbettertofocusonafewprinciplesthathecanthenapplytonumerous
situations.208Employingritual,thetrulywisemancanuseTime(whichislimited,andsoepitomizeschangeanddecline)tooffsettheilleffectsofTime.Suchaperson
securesandsustainsthemaximumportionofgreatnessforaslongaspossible.Thisworksbecauseritualpreceptsarelimitedinnumber,withonlyfivefundamental
paradigms(theFiveConstantRelationsoffatherson,rulersubject,husbandwife,eldersiblingyoungersibling,andfriendfriend)tobemastered.Inaddition,
opportunitiesforthestudyofritualarepresenteverywhere.Confuciushimselfhadremarkedthattheycanbefoundineverydaylifeaswellasinbooks,209sothatthere
isnoneedtoresorttothecomplicatedcalculationsandexpensiveinstrumentsusedbydivinersandastrologers.Asanaddedbonus,thecarefulanalysisofritual
performance(those"humanportents")yieldsmoreaccurateinformationaboutprevailingsocialtrendsthanthefinestastrolabesandtemplates."210Finally,thedecided
advantageofritualstudyisthatitsbenefitsarecertain.Attheveryleast,throughritualperformanceapersongainsasecuresenseofhimself.Inphilosophicallanguage,
itsatisfiesdeepphysicalandpsychologicallongingstofulfillone'sownpotentialashumanbeingandtounitewithone'sfellowman.211Ritualalsoallowsavarietyof
importantsocialinstitutionstofunction.Andunderidealconditions,powerfulritualbindstheentireuniverseinavoluntarycommunitysotightthat"nogap"212(thatis,
nosenseofalienation)remains.AccordingtoYang,amanwouldbeafooltorunafterpossiblyunattainablegoalswhileneglectingtopursueasurething.213Forthis
reason,theprudentindividualstudiesritualandVirtue.
Yang'sclaimsbynomeansstophere.AccordingtotheMystery,ritualactsalloweachindividualinsomeaspectstoescapetheruinousclutchesofTimeitselfby
enteringtheworldoftheeternal"constantnorms."
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SincethisargumentiskeytotheMystery,letusexamineeachofitsstepswithparticularcare.
YangHsiungdescribesthecharacteristicactivitiesoftheMysteryinthefollowingpassage:
AsfortheMystery,...
Thepolluteditpurifies.
Theprecipitousitlevels....
Theelevateditlowers.
Thelowitraises.
Theabundantittakesfrom.
Thedepleteditgivesto.
Thebrightittonesdown.
Thedoubtfulitclarifies....
Initsactivemode,theMysterydailycreateswhatit[theworld]lacksandfavorswhatitrenews.Initsquiescentmode,theMysterydailydepleteswhatit[theworld]hasand
diminisheswhatithascompleted.214
HethenassertsthatnoblemaninpracticingritualoperatesinafashionanalogoustotheMystery.
Ifthenoblemandailystrengthenswhatisdeficientinhim[thatis,thegood]andeliminateswhathepossessesinsurplus[thatis,theevil],thentheWayoftheMysteryisnearly
approximatedindeed!215
ThismeansthatthegoodpersonapproachestheMysterywhenheapplieshimselftothestudyofritual.Sinceitisthesocialvirtues,especiallymodestyand
compliance,whichareinshortsupplyandactionscontrarytoritualwhichareinoversupply,thegoodmanemploysritualtohabituatehimselftoalifethatincreaseshis
goodimpulsesandcurbshiseviltendencies.Inweighingtheclaimsofcompetingdesireswithinhimself,thegoodmanlearnstouseritualtoeffectabalanceinever
widercircleswithinthefamilyandsocietyatlarge,justastheTaobalancesallaspectsofHeavenEarthMan,therebyachievingtruejusticeforall.216Theritualact,we
aretoconclude,partakesofdivinitybecauseitiscategoricallyakintothesacredMysteryinitsoperation.Asanunseenmotiveforcebehindprofoundsocialchange,
thenoblemanmimicsthecosmicMysteryinitscatalyzingactivity.217Throughritual,thenoblemantakesondivineaspects.Thewiderangeofhisabilitiesandcontacts
correspondtothevastnessoftheTao.218
Lestsomeoneobjectthatthispicturegreatlyexaggeratesthepowerofritual,YangHsiungsupplieswhatheconsiderstobeasecondproofofthedivinequalityof
humanritual.Thisproofbeginswiththegeneralrule
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thateachphenomenonintheworldofHeavenEarthManissubjecttocyclicaldecline,asprovidedforinYin/yangFivePhasestheory.OnepassageintheMystery
says,forexample:
Byrule,abundanceentersdeclineandwhatendsisbornagain.Thereisfillingupandemptyingout....Ifyangfailstoculminate,thenyinfailstogerminate.Ifyinfailsto
culminate,thenyangfailstosprout....Backandforthistheir[yin/yang]sequencetwistingandturningistheirpath....Atonepointthereislife,atonepointthereisdeath.Day
andnightalternate.Yinandyangdividethenumbers.219
Ordinarylife,then,issupremely''inconstant."220FewofYangHsiung'sreaderswouldhavebalkedatthisvisionoftheuniverse.Theyconsultedadivinationtext
preciselybecausetheywerealltooawareoflife'svagaries.ButYangHsiungproceedstomakethefurtherclaimthatVirtue,likethemysteriousTao,isalsoinsome
senseeternal,foritisinsubstance"evernew."221Virtue,heinsists,thenbecomesthesingleentityinallofphenomenalexistencethatisexemptfromthetime's
predations,sinceitsaccumulationdoesnotforceaninevitablereversal:
IntheWayofMan,itisgoodfortunetobeuprightandcalamitytobeperverse.Therefore,thenoblemanisinwardlyuprightandoutwardlycompliant....Thisiswhythe
outcomeofhisactionsisgoodfortuneandnotcalamity.Ifingoodfortuneonedoesnotdoevil,[goodfortune]cannotgiverisetocalamity.Ifincalamity,onedoesnotdogood,
[calamity]cannotbecomegoodfortune.Evilandgood!Evilandgood!Evilandgood!Thesearewhatultimatelyrevealthenobleman!222
ThissimpleargumenturgingthecontinuousaccumulationofGoodnessisfarmoreimportantthanitlooks.Bytherelativelysimpleactofdistinguishingmoralattainment
fromallotherattainments,whicharesubjecttocyclicalreversalanddecline(suchastheaccumulationofphysicalch'i,ofpower,orofmoney),223YangHsiung
reassertstheprimacyoftheconstantnormsenshrinedinritualoverother,transitorygoals,whichareoftensummedupintheterm"thegoodlife."Virtueisseenin
somesenseasinviolable,eternal,andinfinitelygreatinpotential.Afterall,evendeathcannotalteror"snatchaway"thequalityofaman'smoralacts.Especiallygreat
virtuemayevenconferuponitspossessorsakindofimmortalityintheformoflastingreputation.224Therefore,VirtuebecomestheonlyworthygoalforMan,sinceit
fulfillsYang'scriterionforgreatness:itreliablybringsinfinitelygreatrewards.
Sinceonlytheritualactbringssureandgreatrewards,seriousmoralconfusionresultswhenevertheconventional"goodlife"iserroneouslyheldupasaworthygoal
forhumanbeings.225(Inthefirstplace,theadjective"good"shouldneverbeappliedtomingatall,sinceTime,un
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likeVirtue,isnotahumanconstruction.)Infact,theterm"goodming"isamisnomerwhosecontinuedusethreatenstoleadmenfromtheproductivepursuitofthe
Wayintofruitlesspursuitsforlonglife,riches,andsoon.AsoneAppraisalshows,inmuddledfashionthetypicalloutmistakescontingentgoodluckforthesure
rewardsofVirtue:
Circumstancecontrivesthefaultyseemscorrect.
Fortunatemendonotdeemthisa"happycoincidence."
Wrong,thoughrightbycircumstance,
Means:Goodmenreturntotheconstants.226
Todispelsuchpopularconfusionabout"goodming,"YangHsiungtriestoemployconsistentterminologythroughouttheMystery.227"Goodluck"and"badluck"(chi
hsiung)areusedinconnectionwithaspectsoftheconventionalgoodlife,suchaswealth,highstatus,andlonglife.SinceluckistiedtoTime,itcannotbewonby
efforttherefore,itmakesnosensetoregarditasthesupremegoalinlife,thoughgoodmenmaysometimesachieveit''incidentally."228"Favor"and"blame"(hsiu
ch'iu)refertothesocietalreaction(inthecaseofblame,thismeansthesocialcost)toaparticularcourseofaction.Onceagain,thegoodopinionofone's
contemporariesisultimatelybeyondthecontroloftheindividual,andsothewisepersonrefusestorelyuponitforpsychic,physical,oreconomicbenefits.229In
contrast,"goodfortune"and"calamity"(fuhuo)refertothemoralandimmoralliferespectively:
WhatHeavenandEarthhonorsiscalled"goodfortune."Whattheghostsandspiritsblessiscalled"goodfortune."WhattheWayofMandelightsiniscalled"goodfortune."
Whateverisdespisedandabhorrediscalled"calamity."230
SincetheWayofMan(i.e.,Virtuethroughselfcultivation)bydefinitionlieswithinthegraspofeachindividual,theindividualholdscompleteresponsibilityforhisown
goodfortune(thatis,morality),231disprovingthemistakenassumptionof"ordinaryfolkwhothinkthatmisfortuneandgoodfortunearedeterminedbyming."232
AccordingtoYang,conventionalbadluckmayevenbewelcomedasaboonsolongasitbringstheindividualabetterappreciationofhisownritualobligations.233
YangHsiung'sfamousprosepoem"ExpellingPoverty"comesclosetoburlesquewhenitdetailsthemoralandpsychicbenefitsofdirepovertyfortheindividual:
Allotherslockthemselvesin.
Youaloneliveintheopen.
Allotherstremblewithfear.
Youalonehavenoapprehensions.234
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Acrossthecenturies,suchstatementsseemdisingenuousorironicattheveryleast,ifnotoutrightpreposterous.ButtheMystery,Yang'smasterwork,adoptsafar
moreserioustone.ThereYangdoesnotwishtoclaimeitherthat"Virtueisitsownreward"orthatVirtue'srewardsareselfevident.Heacceptsthenotionthathe
mustdemonstratethebenefitsofVirtueifheistopersuadehisreaderstotryit.Sohesetsouttoprove,ashesays,thatconformingto"theMystery[aspattern]isthe
ultimateinutility."235
Accordingly,Yangshowsthatseveraladvantagesaccruefromvirtuousconductinformedbyritualpattern,itselfderivedfromthedivinepatternsoftheTao.For
instance,thegoodmanenjoyscomparativefreedomfromcertainkindsofanxiety,suchasthoseaboutmaterialsuccess.236Intentonlyuponaccumulatingactsof
goodness,hedisregardshisownselfandtrustsinHeaven'swill.Attheveryleast,sinceheexpectsnothingfromtheworld,hecannotbeharmedbyit:inYang's
words,"Calamityisnocalamityunlessseenassuch."237Evenmoreimportant,asenseofpsychicandphysicalwellbeingflowsfromthesmooth"fit"betweencosmic
normsandhisdevelopedpotential(inChineseterms,betweenHeaven'sDecreeandthepersonal,inborn"decreefromHeaven").238Inthiswaythegoodman"isby
virtuemadesecure"inotherwords,heavoidsthementalandphysicalcostsofevildoing.239
Ofcourse,thisdoesnotmeanthatthegoodpersonisanincurableoptimist.Therearethingsworthworryingabout,includingthehealthofparents,theeconomicand
moralstateofone'sfellowmen,andthestateoftheempire.240Butoncehehasactedhonorably,herealizestherestisuptofate.Theconsequentreductioninstress
promotesbetterphysicalhealth.Infact,virtuousactionmaybethesinglebestwaytoextendhumanlongevity.241Beyondthedomainoftheinternal,thenobleman's
consideratebehaviorcombinedwithhispracticalwisdomalsomakeshimavaluedcompanion.Sinceheisvaluedbyothers,heislikelytobeshoweredwithavariety
ofmaterialbenefitsandintangiblerewards,suchasahappyfamilylifeandhighpositionatcourt.Occasionally,suchincidentalrewardsforvirtuearenotforthcoming
duetoTime'smysteriousoperationsafterall,eventheparagonShunwasplaguedbyevilfamilymembersandthesageConfuciuswasneverawardedaresponsible
post.242Inthatcase,theabilitytoforgelastingassociationswithlikemindedindividualscanhelptocushionapersonfromtheworstshocksofTime.243
Giventhemanifestadvantagesassociatedwithgoodness,theperceptiveman,evenifheisnotyetperfectlygood,maybebroughttorealizetheinherentwisdomof
becomingonewiththeeternalTaothroughritual.SinceTaorefusestodrawattentiontoitsunseencosmicoperations,Manhimselfmustlearntoshunallself
promotion.Onceheistrulymoral,he
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comestoacquiesceinthemysteriousplanimposeduponhimbythepervasivepatternknownasTaoorT'ien.Itistruethatonecannotknowminginitsentiretystill,
acceptingthatitoperatesmeanslearningtoaccepttheinevitablelimitationsimposedbyTime.244
Sincetherearedefinitelimitsontheabilityofhumanstoforestalldisaster,245theindividualwhoistruly"awake"246torealityprepareshimselfforanyeventuality.Thisis
whatYangHsiungmeansbytimelyactionandbywaitingforming.Waiting,then,isbynomeanspassive.Rather,itisthearduousprocessbywhichtheindividual
schoolshimselfintheinherentpatternsimbeddedindivineritual,moraldecisionmaking,andflexibleresponsetonewdevelopments.247Onlythepettymanrails
againstfate,likeanidiotwhothinkshisdefiantshoutswillholdbacktheragingtorrentsoftheYellowRiver.248Onlythepettymanputshistrustinmagical"arts"or
resortstodivinationateveryturn.249(Itonlyseemsparadoxicalthatthisadvicecomesfromadivinationmanual.)250OnceweembraceTime'sunpredictablity,no
longertryingtocontroltheuncontrollable,then"unimaginablejoy"and"release"inevitablyfollow.251
YangHsiung'ssolutiontotheproblemofming,then,canbesummarizedasfollows:Fourfactors,Virtue,Tools,Position,andTime,affectthecourseofaman'slife.
Ofthesefourfactors,one(Time)iscompletelyoutsideman'scontrol,whiletwofactors(ToolsandPosition)arepartlydependentfortheireffectivenessuponVirtue,
partlyuponTime.ThewisemanpreparesbestfortheopportuneTimebypursuingVirtueaboveallothergoals.ThepossessionofVirtuenotonlybringsinnerstrength
andequanimity,italsotendsincidentallytosecuretheToolsandPositionnecessaryformoretangiblepleasuresandconventionalgoals,includinglonglife,progeny,
power,andfame.Moreimportant,sincehumanVirtueistheoneaspectofhumanexistencethatescapestheruinouscyclesofdecayandloss,thenoblemanatone
withsacredritualpartakesoftheeternal,mysteriousTao.Inthisway,humanlife,thoughsubjecttoawiderangeoflimitations(includingillnessanddeath),can
becomefullypowerful,constant,andinviolate.
ToproperlyassessYang'ssolutiontotheproblemoffateandvirtue,wemustunderstandtheimmediateimplicationsofYang'sinsistenceupontheineffablenatureof
TaoandTime.YangHsiungwantstodirecthumaneffortawayfromadetailedexaminationoftheshiftingphenomenalworldandrefocusattentionuponthe
preservationofritualnormsandculturalpatterns.252(YangHsiung,bytheway,tookhisownadvice,spendinghislastyearsinthestudyofsignificantlinguisticand
culturalpatterns.)ThisputshimfirmlyintheConfucianfold.Also,hisattempttodisengagesuccessfrommoralityisconsistentwiththetraditionalConfucianattitude
thatconventionalgoalsaresimplyunrelatedtothepursuitofVirtue.253Atthesametime,Yangbelievesthatactioninconformitywith
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ritualmakesManaparticipantintheeternalonthisbasis,the"gaps"betweenthetriadicrealmsofHeavenEarthMancanbeovercomeandcosmiccommunity
forged.YangHsiung,then,useshisexplorationoffatetoreaffirmthemajorConfuciandoctrinesofhisage.
TheIntellectualDebtsofYang'sNewClassic
Inhisownworks,YangoutlinedfourstandardswhichheexpectedotherstousewhenjudgingthequalityoftheMysteryasanewConfucianclassic:twostandards
drawnfromclassicalauthoritiesandtwotestsbypracticalresults.Bythesecriteria,theMysteryhadto(1)reinterpretConfuciantraditionforacontemporary
audience,(2)be"easy"tounderstand,(3)promotesocialorder,and(4)refuteheterodoxdoctrinesandtheirproponentssuccessfully.Aswewillsee,theMystery
measuredupinallfourcriteriatothestandardofaclassic.
Astothefirstcriterion,ConfuciushimselfhadsaidthatthetruetestofaConfucianwasthathisteachingsmust"reanimatetheold"teachingsofthesages,makingthem
appearfreshandvitaltohiscontemporaries.254Thisisclearenoughasarule,thoughhardtoapply.Turningtothesecondcriterion,whatdidtheGreatCommentary
totheChangesmeanwhenitinsistedthataclassicshouldbe"easytoknow"and"easytofollow"?255Inhiswritings,Yangtookacloserlookatthischaracterization
ofamoralclassic.Inonepassage,animaginarydiscipleaskshimdirectlyaboutthepuzzlingphrase.Thedisciplearguesthatmoralityisa"heavyburden"256andthe
FiveClassicsareriddledwithapparentinconsistencies,sonoConfuciantextcouldbeaccountedeithereasytoknoworeasytofollow.257Yanganswersthat"ease''
couldonlymeanthattheclassics"havenotreacheryortrickery"inthem,nointernalcontradictionsorlogicalpitfalls.258Tomeritthenameofclassic,abookcould
explainneithertoomuchnortoolittle.259Andasifthosewerenotenoughrequirementsforasingleliterarycomposition,Yangfurtherstipulatesthataworkcouldnot
bedubbedaConfucianclassicunlessitfulfilledtwopracticalfunctions:itmustmakeforgoodorderinsociety260anditmustpromotetheConfucianvisionbyits
successfulrefutationofthemostinfluentialofcontemporaryheresies.
Tocomposeanewclassic,then,YanghadtoremainfaithfultoideasputforthbyConfucius(asheunderstoodthemthroughthepartiallydistortingmediumof
interveningtradition).Equally,hehadtoincorporatenewterminologyandnewillustrationssoastoenlightencontemporaryseekersafterTaoandrefutecontemporary
corruptorsoftheConfucianWay.Yanghimselfwasawareofthedangeroflapsingintofacileeclecticism.HisstatedgoalwastopromoteConfucianismwhilesteering
clearofwhatwastsa("mixed,""hybrid,""heterogenous,""heterodox").261
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OnlyhissuccessinmeetingallthesecriteriawouldearnhimthetitleofConfucianMaster.
WhileYangHsiung'sdiscussionoffategoesfarbeyondthatpresentedintheAnalectsofConfucius,hischaracterizationofmingasanoutsideimpositionuponManis
truetotheMaster.AccordingtotheAnalects,Confuciusseldomspokeofmingandneverclearlydefinedit,262thoughheusesthetermtosuggestaforcebeyond
humancapabilitiesaffectinghumanexistenceforgoodorill.Asitissaid,"WhethertheWaywillprevail"dependsuponming,asdopoverty,disgrace,illness,and
death.263Heaven'sDecreeaccordinglyistobefeared.264Theproperattitudetomaintaintowarditisoneoftrustingacceptance.YangHsiungalsopresumesthathe
followsConfuciuswhenhefocusesonissuesoftimeinconsideringfate.265
YangHsiung'sproblem,then,istoexpandthoseteachingswithoutdepartingfromtheMaster'sfewpronouncementsonming.Inthis,YangborrowedfromMencius
(?371?289)andHsntzu(?298?238),tworivalmastersoftheConfuciantradition.FromMencius,hetooktheclearcontrastbetweenmingasbeyondhuman
controlandvirtueaswithinhumancontrol.266HealsoadoptedtheMenciancharacterizationofthegoodmanasquietly"awaitinghisfate"(houming)267bycultivating
virtue,inhopesthatfutureopportunitiesmaycome.FromHsntzu,theborrowingsareevenmoreexplicit,since,asfarascanbeasserted,itisHsntzuwhofirst
definedfateintermsofTime,268whichisclearlyunderstoodasanorderingprinciplespecificallyassignedtoHeaven.
Despitesuchborrowings,Yang'scarefullyphrasedlanguageonthetopicofmingaddressescertainlogicalproblemsarisingfromtheworksofMenciusandHsn
tzu.269Mencius'writingsfailabysmallytoaccountfortheoriginofevil.SincebeneficentHeavenistheoriginofallthatisgood(includingtheheart/mindandhuman
nature),wherewoulda"bad"fatecomefrom?AndiftiesbetweenHeavenandManaresoclose,howisitthatanindividual'sfatemightcometobestrongenoughto
preventtheheart/mindandhumannaturefromperfectfunctioning?Menciusseemsunabletofocusoninternalconstraintstogoodness(thoughYangHsiungassumes
theyexist).270What'smore,Mencius'idealismabouttheinfinitepowerofcharismaticvirtuedirectlycontradictshisemphasisonthe"external"(i.e.,uncontrollable)
natureofming.271
Halfacenturylater,HsntzuattributedallthelogicaldifficultiesoftheMenciandiscoursetoMencius'identificationofhumancommunitywithnaturalorder.Hsntzu
drasticallysetaboutseveringmanyofthesignificanttieslinkingHeaventoMan,bygenerallylimitingthetermHeaven(T'ien)toaphysicalentity,thesky(orheavens),
whosemodelhaslimitedapplicabilitytoanyhumandilemma.ThisredefinitionofT'ienbrokethenecessaryconnectionbetweenvirtue(asMan'spreserve)and
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timelyopportunity(asHeaven'sdomain).Intheprocess,however,Hsntzu'slogiconlysucceededincreatingyetanotherdifficulty.Sincevirtuousconductgaveno
certainadvantagetotheindividual,272Hsmtzucouldsupplynorealmotivationtoundertakethearduouscourseofselfcultivation.273
YangHsiungreaffirmsthecloseconnectionbetweenManandTaofortwomainreasons,onepracticalandonetheoretical.274First,heknewthattheordinaryfellowis
muchmorelikelytotryritualifpersuadedthatT'ien(actingeitherasdeliberateHeavenorspontaneousNature)willrewardhimforgoodbehavior.Butforthemore
subtlemind,Yangfashionedamoresubtleappeal:HeavenandVirtuearelinkedthroughthehumanpropensitytointeract,ratherthanthroughanyinitialdisposition
towardgoodorevil.275AsYangwrites,"TheWayofManistomakecontact."276Naturally,thehumanpotentialforinteractionisseverelylimitedifMancannotderive
hismodelsfromtheworldofHeavenandEartharoundhim.ThennochanceremainsforindividualgoodnesstopartakeoftheEternal.Thatexplainswhy
Heaven,wereitnotforMan,wouldhavenothingtocleaveto.Man,wereitnotforHeaven,wouldnotcompleteanything."277
YangHsiungconstructedaplausibleaccountofhumanexistence,avoidingallduplicityabouthumanprobability(whichwoulddiscreditthataccountintheeyesofthe
intelligentreader)whilepromisingthe"averagereader"aprobablepayoffforgoodconductintermsofmaterialsuccess.
Yang'sMysteryasaChineseSumma
TheconsummatemasteryoftheMysterydoesnotendwithYang'ssolutiontotheproblemoffate.Yang'swritingsintheMysteryarealsocarefullydesignedto
implicitlyrefuteanumberofpopularbeliefsandphilosophicalconceptsthatimpugntraditionalConfuciantruths.Inhissecondphilosophicalclassic,calledModel
Sayings,theattacksonrivaltheoriesarequiteexplicit,withYangnamingnames.TheMysteryworksinfarlessobviousways.Thankstoitsbroadscopeand
coherentvision,themaintenetsofConfucianorthodoxyappearasoneeternalverity.Sinceitsmaintaskisintegrative,itrisesabovemerepolemic.Therefore,Yang's
refutationsintheMysteryareimbeddedintheveryfabricoftheimagery,whichmakesthemseemallthemoreinevitableandincontrovertible.Still,theMysteryably
showsthatmistakenorpartialviewsareheldbyatleastfiveothergroupsofthinkers:(1)therelativists,(2)theseekersafterimmortality,(3)theproponentsof
"ChangeastheonlyConstant,"(4)theportentspecialists,and(5)theproponentsofpredestination.
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ContratheRelativists
The"AppendedTexts"commentarytotheChangesopenswiththelines,
Heavenisofhighrankandearthoflow.Thusyinandyangarefixed!Withlowandhighsetout,thenobleanddebasedarepositioned!278
Thepassagesuggeststhatbothsocialhierarchyanddistinctionmaking(i.e.,constructinghierarchiesofvalue)arebasedonnaturalmodelstherefore,theyareentirely
appropriateformankind.ManypassagesintheMysteryreiteratethisidea.279Thispictureofthenaturalorderrunsdirectlycountertoanappealingvisionputforward
byChuangtzuandothers,whoseeMan'sevaluatingimpulseastheantithesisofthenaturalspontaneityofHeavenandEarth.TheMysterysuppliesitsreaderswith
excellentreasonsfornot"seeingallthingsasequal":
1.Humanscanbe"like"HeavenandEarthincertainaspectsbuthumanscannothopetoeverfullyimitatetheultimate,unitary,andeternalMystery.280
2.Likeeveryotherspeciesthathassprungfromundifferentiatedchaos,humansaretocongregate"accordingtotype."281
3.Humanscometogethersuccessfully,however,onlywhenthereishierarchy,forwithoutitstrifeexistsintheworldandinthemind.282Itisourtaskashumansto
bridgethoseyawninggaps,nottotrytoreturntoundifferentiatedchaos.
4.HumanswholackahierarchyofvaluescanseenoinherentreasontousePositions,Tools,orVirtue,sincetheyhavenoparticularpredispositionforanyspecific
action.283Butwithoutsocialhierarchyandprioritizedvalues(forexample,asenseof"gain"and"ruin"or"noble''and"base"),ritualinparticularlosesbothitsabilityto
informourmindsanditsinducementstomoldourconduct.284
5.Unlesshumansfullyemploythegreatcivilizinginventionsofthesages,most285willbecondemnedatbesttomediocrityandatworsttodangerordeath.Ordinary
individualsneedtoutilizethesages'institutionsiftheyaretoimproveuponthedecidedly"mixed"endowmentofgoodandevilimpulsesreceivedatbirth.286
6.Theevaluatingmindandsenseperception,bothpartoftheoriginalendowmentfromHeaven,makeitpossibleforhumanstotakefulladvantageofthegoodmodels
providedbythesages.287Torejectusingtheevaluatingmind,then,isnotonlytheheightoffollybutalsoanaffronttoHeaven.288
Therefore,onemainthemeoftheMysterycanbesummedupinthephrase,"Lettherebenoconfusion[ofranksandvalues]."289
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ContratheImmortalitySeekers
ByYangHsiung'stime,manyassumedthatgooddeedswouldleadtolongevity.290Agrowingbodyoftradition,however,wentmuchfurther,claimingthatcertain
actscouldensurephysicalimmortality.YangHsiung'sutterdisdainforsuchclaimsoccasionshisfirststatementonming:"Timecannotbeovercome."291Yangassumes
thatthephenomenalworldisruledbychange:Accordingtohisargument,"Whateverhasabirthmusthaveadeathwhateverhasabeginningmusthaveanend.Thisis
theWayofSpontaneousNature...[Immortality]isnotsomethingthathumanbeingsmayachieve."292Thesage''doesnottaketheimmortalasmasterhistechniques
aredifferent."293Eventheritualact,thegreatestofhumanactions,mustoperateintherealmofthetransitory,thoughitsowneternalcharacterremainsundiminished.
Therefore,humanlifecannotbeextendedbyanypracticesorartsespeciallythoseentailingaphysicalandmentalseparationfromthecommunity.Tocreatesucha
gap"ofnoadvantage"294isantitheticaltoritualnorms.Itistruethatimmortalityseekerstendtocongratulatethemselvesontheirdecisiontodevotetheirlivestoa
"real"(i.e.,tangible)good,ratherthananabstractgoodlikemorality.But,Yangreplies,"tobeashamedthatasingledaygoesunlived...isinreality[akindof]
death."295Sincemingultimatelycontrolsbothlengthoflifespanandaccesstoposition,theyriskhealthandwealthtoobtainagoalthatisreallyafunctionofluck.
ContratheProponentsof"ChangeastheOnlyConstant"
ProminentthinkersidentifiedwithseveraloftheHundredSchoolsoperatedontheassumptionthatchangeitselfistheonlyconstantinthephysicalandsocialworld.
Thisinitialpremiseleadsthemtoarguethatmanhimselfis"unnatural"whenhetriestoclingtooneormorefixedprinciplesofconduct.Inonepassage,Yangraisesthe
rhetoricalquestion,"Isthereanystablepatterntovirtueinchangingtimes?"296Heanswersaresoundingyes:
Agesdiffer,eventschange,
ButtheWayofMannevervaries.
TheWayofManistomakecontact.297
Inshort,YangpicturesaworldwheretheunchangingMysteryisthehiddensourceforallphenomenalchange,justasritualcontactistheunchangingwellspringofall
productivehumanactivity.Sincetheconstantisinherentlymorevaluablethanthetransitory,adherencetoritualnormsismoreimportantthaninnovation,whichYang
specificallycondemnsasdangerous.298Yangconcedesacertainneedforflexibility,sincetheeternalcosmicWayoperatesthroughchange.Still,flexibilitycannever
beasufficientmodeloftheTao.
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ContraPredestination
Certainthinkersdeniedthatevenaweakcorrelationexistsbetweenvirtueandindividualdestiny.Byaprocessnonetoocleartointellectualhistorianstoday,thisview,
attributedtothefollowersofConfuciusearlyoninthepreHanperiod,cametobeassociatedwithcriticsoftheConfuciansaroundYang'stime.299Tothosewho
believethatallispredeterminedatbirth(presumablyintheoriginalendowmentofch'iallottedtoeachindividualor"inthestars"),300Yanginsiststhatimportanthuman
eventsarenotentirelyattributabletoeitherHeavenorMan.301Yangshowsthatgoodnessdoesinfactprovidewhatwewouldcalla"statisticallygreaterchance"of
securingconventionalrewards.Infact,aswehaveseen,YangHsiungtakessometroubletoshowthatmoralactionwill"pay"inamorereliablefashionthanwillother
pursuits.Some,thoughnotall,oftheseadvantagescanbeexplainedprosaicallyasadvantagesthatthelargercohesivesocialunitinherentlyholdsovertheisolated
individual.
ContratheManticSpecialists
Aboveall,YangHsiungwishedtodisputetheofficialviewthatmoralbehaviorinevitablyelicitsitsownreward,whileimmoralbehavioralwaysbringsitsown
punishment.Thisidea,withitsunquestionableappeal,hadenjoyedalonghistoryinChinesetradition.UltimatelyitcouldbetracedbacktotheearlyChouDecreeof
Heaven(T'ienming)doctrine,thoughitwasonlymanycenturieslaterthatitcametobeappliedtothecommonpeopleaswellastokings.TakenupbytheMohists
(andpossiblypromotedbycertainfollowersofMenciusunderthebannerof"establishingming"),302itwaspropagatedfurtherinYangHsiung'sownerabyprominent
portentspecialistselaboratingYin/yangFivePhasescorrelativetheory.303YangHsiung'stheoryofmingundercutsthethreemainideaspromotedbymantic
technicians:
Thattimecyclesarepredictableandthereforemanipulatable.
ThatthewisemantakesTimeashismainsubjectforstudy.
ThatGoodnessisalwaysrewardedbymaterialorphysicalgoods.
ToYangHsiung,thenewestversionofportenttheorywasprobablythemostobjectionable.Itportrayedtheacquisitionofacertainkindoftechnicalexpertise
(watchingthestars,calculatingnumbersfornumbermagic,devisingportentmanualsbasedonevermoreelaboratedseriesofcorrelations,consultingalmanacsfor
luckyandunluckydays)asakindofmoralvirtue.304ThisisnottheconductofatrueConfucian,Yangprotested,butratherthatofa"technician"narrowspecialization
ofanysortwasanaffronttothecomprehensivenatureoftheMystery.Also,anypreoccupationwithcompilingdatadistractedthepersonfromthemore
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importanttaskof"immersingtheself"intheexampleoftheperfectsages.ThismeansthatthespecialistmaycomprehendtheworkingsofHeavenandEarth,but
cannotapprehendtheultimatemysteriesoflife.305Suchtechnicians,YangHsiungdisdained:
TheastrologersuseHeaventopredictMan.[Incontrast,]sagesuseMantopredictHeaven['scourse].WhatcountsisVirtue,notthestars.306
Ineffect,YangHsiungintendedtoredirecthumaneffortstothestudyofMan(thoughhehimselfwasanamateurastronomer).307Inpart,hereliedonfrequent
reiterationsofthetraditionalclaimthatthephenomenaoftransitionaretoosubtletobereducedtoanyempiricalformulaortheoreticalmodelthroughmeretechnical
expertisethefirststirringsofchangeareperceptibleonlytothedivineintuitionorilluminationoftheperfectedsage308whohasfullyimmersedhimselfinthecomplex
interactionsofcosmosandsociety.Inpart,Yangarguedbyusingthebasicpreceptsofcorrelativethoughttorefutetheclaimsofthespecialists.Moralgoodnessand
temporalgoods,hesuggested,arenot,logicallyspeaking,categoricalanaloguesthisispatentlyobvioussinceavarietyofexternalfactorsmayaffecttherewards
metedouttoamanduringhislifetime,butnoexternalfactorcanaffectman'spotentialforVirtue.309
YangHsiungexhibitedconsiderablebraveryinarguingagainstaonetoonecorrespondencebetweenVirtueandconventionalsuccess.Inthefirstplace,hewas
challengingthetheorybywhichmanyhighofficialshadmadetheirreputationatcourt.Thismaywellaccountforthetreatmenthesufferedatthehandsofcertain
prominentConfuciansamonghiscontemporaries,includingLiuHsin.Certainly,byYang'sownaccount,theMystery"annoyedscholars."310
Fargreaterdangerthreatened,however,ifYangHsiung'stheoryweretobeconstruedasadirectchallengetothelegitimacyoftheHanthrone,whichclaimedtorule
bytheancientdoctrineofHeaven'sDecreeandbythemodernomentheories.Anychallengetothethroneinvariablyendedinexecutionfortheoffender.Perhapsthis
accountsforYang'sreluctancetosubmithisworktothethroneforinclusionintheroyallibrary.YangwasinclinedtoattributethesuccessofHanasmuchtohuman
efforts,astothegods'protection,atatimeofgrowingpretensionstodivinefavorbymembersoftheroyalcircle.311
Conclusion
IsuggestthattheMysteryhasenduredbecauseitdivulgescomplextruthswithdisarmingsimplicity.Yang'sarguments,oncedecoded,mayappearcommonsensical,
evenpedestrian,atpoints.Buttheirwordingisfinely
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gaugedsoastobesufficientlybutnotoverlyexact.Inthis,Yanggenerallyeschewsthetechnicallanguagefavoredbythescholasticsandcomposersofthe
apocryphaofhisera.312Itwouldbefair,then,tocharacterizeYangHsiung'ssolutionoftheproblemofmingas"easy."Yangselectivelyborrowedkeyterminology
andcompellingmetaphorsfromallschools(ashereadilyadmits)todeviseaunifiedtheorysufficienttoanswerallchallenges.
YangHsiung'swork,then,fulfillsthevariouscriteriaforanewclassic:Itreanimatesoldteachings.Itisinternallyconsistent.Itworkstopromotesocialorder.It
persuadesmentoreturntothemaintenetsofearlyConfucianism,whileaddressingthegreatquestionsofman'splaceintheworldorder.Onallthesegrounds,Yang
Hsiung'sMysteryisindisputablyaConfucianclassic.Notsurprisingly,uponcompletiontheMysterywassoonhailedassuchbyYangHsiung'syounger
contemporarieslikeHuanT'an.Doubtlessthiswasinpartbecauseofitssolutiontotheperennialproblemoffate.
Manymodernreaderswillwanttoknowtheanswertothequestion,Isit"original"?313Certainlywhatamansaysgainssignificanceorfindsitssignificancealtered
accordingtothecontextwithinwhichhespeaks.ItistruethatintheMysteryinnovativepointsaresetwithintheframeworkofthereceivedbodyofConfucian
teachings,ratherthaninconsciousoppositiontoit.Originality,infact,wasneverYangHsiung'sfundamentalgoal.TraditionalChineseingeneralwereprudently
suspiciousofinnovationforitsownsake.314Equallytothepoint,originalitycanneverbethemaingoalforanyconscientiousinterpreterofasacredtextinany
tradition,ancientormodern,WesternorEastern.ToassumethatYangHsiung'sphilosophicalborrowingsmakehimasecondrateorderivativethinkeristoapply
anachronistic,inappropriate,andpossiblymeaninglessstandardstohistext.EventhoughYang'sbrilliantreformulationoftheageoldproblemofluckandvirtue
lookedattheprobleminanewway,YangHsiung'sprimarygoalwasalwaystoreproducetheoriginalintentofthesagesasheunderstoodthem.Ourjobasfaithful
readers,then,istofullyappreciatethereasonsbywhichYangwasaccordedthecovetedtitleofConfucianMaster.
AccordingtoYangHsiung,modelsthatareeasylastlong.315YangHsiung'swritingshavestoodthetestoftime.Whenoneofhisrivalssnidelypredictedthatthetext
oftheMysterywouldsoonberelegatedtothekitchen,whereitwouldbeusedasscrap"tocoversoysaucepots,"YangHsiungonly"smiledandsaidnothing."316As
successivegenerationsofreadersfindmanyobservationspreservedintheMysteryfreshandevernew,perhapsYangHsiunghashadthelastlaugh,afterall.
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KeyTerms
TheFiveClassicsofConfucianism
TheFiveClassicsofConfucianismaretheBookofOdes,theDocuments,theChronicles(usuallycalledtheSpringandAutumnAnnals),theBookofChanges,
andtheRituals.(Asixthclassic,devotedtomusic,isthoughttohavebeenlostorincorporatedintooneoftheritualtexts.)TheClassicsare"Confucian"intwosenses
Confucius(551479B.C.)andhisfollowersusedsomeofthemastextsformoralinstruction,muchastheGreekpedagoguesonceusedHomer.1Also,tradition
ascribedtoConfuciusthetasksofcompiling,editing,andinsomefewcasescomposingtheworksinthisrepositoryofwisdom,althoughmodernscholarshipdisputes
thepiouslegendthatConfuciushadahandinformingthecollection.TheinterpretiveproblemsharedbybothearlydisciplesandmodemscholarsalikeisthattheFive
Classicscontainextremelyheterogeneousmaterialofdifferentsubjects,styles,dates,andpointsofview.TheOdesisacollectionofsongsandhymnsthatreflect
everydaylifeincourtandcountrysideduringtheperiod800600B.C.TheDocumentspurportstobeacollectionofarchivalmaterialsthatpreservesimportantedicts
andmemorialsoutliningtheresponsibilitiesoftherulingelite.TheChroniclesreadslikeacourtdiaryfortherulersofthesmallstateofLuduringtheyears722484
B.C.2Adivinationmanualeventuallyconvertedforuseasaphilosophicaltreatise,theChangesattemptstoreproducethroughgraphicsymbolsandattachedtextsthe
multiplicityofchangingphenomenaproducedbythesinglecosmicTao.Andthethreeseparatevolumesofritualtextsaresaidtoincludesomethreethousands
discreterulesofconduct,aswellasadescriptionofidealgovernmentstructure.
ConfucianorthodoxypresumedthatasinglemessageunderlayallFiveClassics,despitethevarietyofmaterialsincludedtherein.Butitshouldcomeasnosurprisethat
scholarshaveoftenbeenfrustratedintheirattemptstofindinthiscorpusaunifiedvisionoftheworld.IntheHandynasty(206B.C. A.D.220),anongoingliterary
debatefocusedoninconsistenciesintheFiveClassics.3Nevertheless,duringthetwomillenniafrom134B.C..toA.D.1905,theFiveClassicsprovidedthebasic
curriculumfortraininginproperliterarystylesandservedasthecorematerialtestedincivilserviceexams.FromChina,theinfluenceofthiscollectioneventually
expandedintoJapan,Korea,andVietnam,sothatitcametooccupyforallEastAsiaapositionroughlyanalogoustothatoftheBibleintheWest.
OnCh'i
Theoriginofthetermisunknown.NoShangorearlyChougraphscanbeconclusivelyidentifiedwiththeconcept.4Thecharacterwenowuse
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5
forch'ishowscloudsofsteamrisingovercookedrice. Thegraphicformsuggestswhatbubblesorboilsover,whatfumes,whatisagitateditmayalsoimplysome
kindofnourishment.Infact,therootmeaningofch'iappearstobe"vapor"or"breath."LikeearlyGreek,Indian,Latin,andHebrewphilosophy,6earlyChinesebelief
presumesa"lifebreath"thatvitalizesasitcirculatesthroughbodiesortheair.Undifferentiatedch'iisthedynamicuniversalstuffoutofwhichallthedisparatethingsof
thecosmoscondense(atbirth)andintowhichtheydissolve(atdeath).Likebreath,ch'itypicallyoperatesinrhythmic,floodlikepulses,asitalternatesbetween
inhalation(expansion)andexhalation(contraction)inregularcycles.Onlybadch'iisblockedorstagnant.7
PerhapstheclosestEnglishequivalenttoch'iis"vitality."AslatentenergystoredintheTao,ch'iisundifferentiated,butasvitalenergyoperatingintheuniverse,ch'iis
definableinqualityandcharacteristicinitsconfigurations.8Bysomemysteriousprocesstheoriginallyundifferentiatedch'imakesfordistinctiveentities.Ch'icanbe
congealedorcompactedinliquidandsolidforms.Ch'icomesindifferentgrades.Thelowestgradeofch'i(called"muddy")leadstovariousmalfunctions,including
physicaldeformity,muddledthinking,andexcessivedesire.Thepurestrefinedch'i(the"quintessential"orching)isreservedfortwokindsoflightgivingentities:the
luminousheavenlybodiesandtheenlightenedmindsofthesages.Veryimportant,then,isthenotionthatch'i,asthebasicstuffthatinformstheentirecosmosand
bindsallhumanstotherestofphenomenalexistenceinHeavenandEarth,precludesanabsolutedividinglinebetweenhumansandthings.Understandably,thenotion
ofch'ihasalsoworkedagainstthedevelopmentofthetranscendent/immanentdichotomypresumedbymanyWesternthinkers.Atthesametime,ch'ifunctionsasthe
physicalmediumthatallowssympathetic''mutualresponse"totakeplacebetweencategoricallyrelatedentities.Therefore,ch'itheoryfromearliesttimeshasbeen
preoccupiedwiththenatureandsignificanceofmacrocosmicinfluencesonmicrocosmicprocesses.9
InMasterYangHsiung'stime,thesingletermch'isignifiedboththe"materialstuff"incontinualprocessonHeavenandEarthandtheunderlyingdynamism
predisposingthatstufftoassumespecificform,thoughSungneoConfucianistsamillenniumlaterweretodrawaneaterconceptuallinebetweenli("internalprinciple")
andch'i("materialstuff").10WemustrememberthatfortheearlyChinese,humanch'i,despiteitsobviousphysicality,11hadadefinitemoraldimensionaswell.Inthe
properlyfunctioningheart/mind,forexample,ch'iissaidtogatherat"thespiritabode."12What'smore,thewilltodogoodissaidtobe"commanderoverthech'i."
Inthecaseofhumans,afinitestoreofch'iendowedatbirthissome
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howpasseddownfromparentstothechild.Thebirthofahumanbeing,ineffect,representsanaccumulationofch'i.Overthecourseofanindividuallifespan,thech'i
tendstobecomelessactive.Physicaloverexertionmaycauseitto"block."Tensionandstressequallyfrustrateit.Immoralactsalsoaresaidto"abusethech'i"tothe
degreethattheyengendershame,anxiety,andrestlessness,fortheseemotionalstatesproducecertainphysicalsymptoms,suchasconstrictedbreathingand
palpitationsoftheheart.13Humanbeings,then,havesomemeasureofcontrolovertherateatwhichtheiroriginalch'istagnatesorisdepleted.Balanceinthemental
andemotionalspherescanbeinducedbytheprocessdubbed"selfcultivation."Varioustechniquesdesignedtoretain(andideallyaugment)thech'i'sactivityinclude
bothmoralandphysical"arts":moderationindailyhabits,adjustmentofposture,meditationas"inwardtraining,14habituationtogoodness,andacalmacceptanceof
fate.ThephilosopherMencius(?371?289),forexample,tellshisdisciplessimplythat''thewaytomakech'i"isto"nourishitwithintegrity."
MasterHanFei(d.233B.C.)linkstheconservationofch'i'svitalitywiththeacquisitionofpoliticalpowerandmaterialwealth.15Extendinghisimagery,Ithinkofch'i
asoperatinglikemoneyinthebank:Anindividualcandepositorwithdrawch'ifromhisfund.What'smore,hecaninheritasumorbequeathittohisdescendants.
Likegreatreservesofwealth,agreatreserveofvitalch'irepresentsthepotentialtoinfluenceothers.Ch'ithusprovidesthebasisforthecharismaticpowerofthe
virtuousman.AllConfuciansinsistthateachnewborniscreditedwithsufficientch'itorealizethefullhumanpotentialforsagehood,16eventhoughfewarewiseenough
toexercisetheirinnatecapacities.
Insummation,earlyChinesethinkersviewallcosmicchangeintermsofthedynamicprocessinherentinvitalch'i.Ch'iissubstance,activity,andvitality.
Yin/YangFivePhasesTheory:CorrelativeThought
TheChinesecosmologicalsystem,whichassumeditsdefiniteshapeinChinanolaterthanthethirdcenturyB.C.,17envisionedtheworldintermsoftwointerlocking
systems:yin/yangandtheFivePhases(oftentranslated,lessaccurately,astheFiveAgentsortheFiveElements).18Thisissometimesknownascorrelativethought,or
categoricalthinking.
Accordingtothetheory,thereevolvedoutofprimordialchaosonecosmicpatternwithdualaspectsknownasyinandyang.Allofphenomenalexistencereflectsthis
pattern.Themyriadthingscanbecategorizedaseithermaleorfemale,lightordark,dayornight,hotorcold,superiororinferior,andsoon.Thisdualityisoneofthe
constantnormsoftheuniverse,asillustratedbytheregularalternationofdayandnight,
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ofsummerandwinter.Yinandyang,thoughopposing,arealsocomplementaryinthatonecanneveractindependentlyoftheotherthewaxingofoneinvariably
entailsthewaningoftheother.Takinganexamplefromnature,thesummersolsticeisthelongestdayoftheyearbut,inanothersense,italsomarkstheonsetof
wintersubsequently,thedaysgrowevershorterandcolderuntilthewintersolstice.Thefamiliarfiguralrepresentationofyin/yangemphasizesthisfluidsymbiotic
relation.Thecurvilinearareasofdarkandlightenfoldeachotherwithinaperfectcirclethatknowsnobeginningorendthetinyseedsofeacharediscoveredinthe
swellingcontoursofitsopposite.Attheculminationofone,itsoppositeisborn,andonandon,inaconstantprocessofadvanceandretreat,makingandunmaking.In
thisway,"movementback"becomes"theWayoftheTao."19Menofvirtueinstudyingthecosmicpatternsinferfromthisthatinvictoryliesdefeat,andinhumility,
greatness.
Yin/yangmaynotseemsoalientous,sinceourlanguagepredisposesustothinkintermsofpositive/negative.Butitisfarmoredifficultforustoconceptualizecosmic
processintermsoftheFivePhases.ThelistoftheFivePhasesinvariablyincludesWater,Fire,Wood,Metal,andEarth,thoughdifferentordersofenumerationare
preferredbyvariousclassicalauthorities.ThePhasesareessentiallyfivedifferenttypesofprocess.Accordingtooneearlyauthority,"watergoesdown,firegoesup,
woodispliable,"andsoon.20EachPhaseissaidto"rule"(i.e.,topredominate)acertainperiodoftime(adynasty,aseason,asetofhours),beforeitgiveswaytothe
nextphase.Thisconnectionwithtimeresultedinconceptualoverlaysbetweensystemsofyin/yangandtheFivePhases,asinthefollowingchart(table6).
Table6
TheChinesesoonsetaboutclassifyingallknownentitiesintogroupsoffives,constructingexhaustivelistswhichtheyhopedwouldelicitorderfromtheseemingchaos
oftheworld.21YangHsiunglistsallthemajorcorrelationsinhisautocommentarychapterentitled"NumbersoftheMystery."22Bylawsofsympathyandrepulsion,
thingsaccountedascategoricallyalike(i.e.,correlatedwiththesamePhase)weresaidtobedrawntooneanotherwhilethingswhichwerecategoricallydifferent
purportedlyrepelledeachother.Again,accordingtothesametheory,careful"inferencebyanalogyfromobjectsofthesamekind"(t'uilei )
Page67
couldfacilitatetheintuitiveapprehensionofallpartsoftheineffableTaobysomeformofindirectcommunicationthatissimplynotpossiblethroughlogicalargument.23
Theinitialdifficulty,ofcourse,layindeterminingtheexactboundariesofeachlogicalcategory,sothatinferenceswerenotmistakenlydrawn.GenerationsofChinese
scholars,firsttheearlyLogiciansandlatertheHanscholastics,devotedagreatdealoftimeandenergytothisproblem.Duetotheoccasionalriftbetweenlogicand
language,24theirfirsttaskwastoestablishformalrulesoflogicbywhichtodiscoverthedefiningcharacteristicsofeachentityintheuniverse,sothatessentialattributes
couldbeclearlydistinguishedfromaccidentalattributes.Forexample,theLogiciansdeterminedthatahorsemusthaveonehead,fourlegs,andapropensitytorun,
thoughitneednotberedorblack.Thecolorofahorse,then,isanonessentialattribute,somethingthatonlyaccidentallysubsistsinaparticularhorse,butdoesnot
definethespecies.Whileitwasrelativelysimpletoagreeuponfundamentaldefinitionsforanimals,shapes,andinanimateobjects,thetruedefinitionofhumannature
wasathornierproblem,asittoucheduponahostofproblemswhichstubbornlyresistedsolutionbythelogicalmethod:
Whatistheproperdefinitionofhumannature?
Whatisthepropersphereandexistentialsignificanceofhumanactivity?
Whatcanhumansreasonablyhopetoaccomplishinthislife?
IntheHanConfuciansynthesis,then,theprotoscientist'simpulsetowardscategorizationandthelogician'ssearchfororderlyexpressionjoinedforceswiththeethical
concernsofthetraditionalscholar.Categoricalthinking,inherentlypreoccupiedwiththerelationofmacrocosmtomicrocosm,cametobeappliedtomanyareasof
inquiry,mostsignificantly(1)portenttheory(2)therectificationofnamesand(3)pointbypointanalogiesbetweenthehumanbody,thebodypolitic,andthe
universe.Wearefamiliarenoughwithbodyanalogiesweoftentalkof"headsofstate,"forexample.Portenttheoryandtherectificationofnames,however,mayneed
someexplanationforthemodernreader.
EarlyChineseportenttheoryassumedthatthekingasfocusforhisstateexertsaninfluenceforgoodorforilluponthoseentitiesthatareaccountedhiscategorical
analogues:Heaven,becauseitishightheBigDipper,aspivotfortheskythefather,asheadofthehouseholdandsoon.Morespecifically,evildoingonthepartof
manespeciallythe"OneMan,"therulerprovokesdislocationsinhiscounterpartsinthenaturalworld.Thegoodruler,farfromdecryingtheseomens,welcomes
themasreproofsofhiserroneouswayssentbyacaringHeaven,compellinghimtoreform.
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Tosuccessfullyapplycategoricalthoughttohappeningsintheexternalworld,itwasincumbentupontheindividualnotonlytolocatehimselfinaparallelschemeof
ethicalcategories(suchas"ruler,""mother,""son,"or"courtadvisor")butalsotounderstandtheethicalrequirementsoftheassignedrolehecurrentlyplays.Thisled
manyearlyChinesethinkers,includingYangHsiung,toconflatetheearlierConfuciancallfora''rectificationofnames"withthenaturalists'talkofFivePhasestheory.
AccordingtoConfucius,greaterlinguisticprecisionwasrequiredforlogicalthoughtandeffectiveaction:
Ifwordsarenotcorrect,thenspeechdoesnotconform[withwhatwasintended].Andifspeechdoesnotconformwithwhatwasintended,thenaffairscannotbecompleted
[properly]....Therefore,letarulerbearulerandafatherbeafather.25
ForearlyConfucians,apersonfailingtofulfillhisorherpropersocietalroleswasaccounteda"humanportent"nolesssignificantthanabalefulprodigyintheskies
aboveorearthquakes,floods,anddroughtsonearth.26
TheearlyChineseassumedthatthetransitionfromprimordialchaostocivilizedorderrepresentedsuccessivestagesofincreasingdifferentiation.Ineffect,theChinese
arguedthattheworldastheyknewithadevolvedbyaprocessanalogoustohumanattemptstoidentify,demarcate,andnamesignificantgeographical,political,
social,andreligiousboundaries.27FromthistheyconcludedthatthereexistedintheprimordialTaoadivinebasisforthedevelopmentofthevarioushumanorders.
SomeHanthinkersevenarguedthathumansengagedinthesearchforintrinsiccategoriescanfurtherorcompletethecosmicprocessesthroughtheircontinual
orderingandreorderingofcategories.28ThishelpstoexplainwhycategoricalthinkingandcorrelativethoughtfiguresolargelyinChinesephilosophicalwritings.
SelfCultivation
"Selfcultivation"referstothearduousprocessbywhichtheindividualintentonvirtuefulfillshisowninnatepotential.Thisprocessconsistsinmakingsecondnaturethe
traditionalvirtues(filialpiety,goodfaith,considerationforothers,andsoon).ForearlyConfucians,includingYangHsiung,humansatbirthhaveintheiroriginal
endowmentahostofcontradictoryimpulsesanddesires,includingthoseforfood,sex,andcommunity.Justastheartisanworksjadetoreleaseitstruebeautyfrom
roughhewnpieces,anymoraldeficiencyinthepersonispolishedandcarvedawayuntilan"elegantandaccomplishedgentleman"29emerges.Timeandprecisionare
neededfortheprocess,butcompletededication
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30
totheGoodisthechiefrequirementifhumannatureistoberefined. Therearemanypathsleadingtoselfcultivation,butthemostimportantisemulationofworthy
modelspastandpresent,followedbythestudyoftheFiveConfucianClassics.Oncethenoblelessonsofvariousmasters,livinganddead,havebeeninternalized,the
perfectlycivilizedmanemerges.
Wecanthinkofmoraldevelopmentastakingplaceinthreesuccessivestages,withselfcultivationtheculmination.Stage1correspondstotheindividual'sfirst
awarenessofthemixofgoodandevilimpulses,moralandphysicaldesires,inherentinhumannatureatbirth.31InStage2,thegoodimpulsesbegintopredominateas
aresultofmoralmessagesreceivedfromavarietyofsources:themodelspresentedbyfamilymembers,oralteachings,andsoon.Confuciusimpliedthatthosewho
reachedthisstageofdevelopmentmightbeaccounted"educated":
Ayoungman'sdutyistobehavewelltohisparentsathomeandtohiseldersabroad,tobecautiousingivingpromisesandpunctualinkeepingthem,tohavekindlyfeelings
towardeveryone,butseektheintimacyoftheGood....[Astoonewhoactsthus,]othersmaysayofhimthathestilllackseducation,butIformypartshouldcertainlycallhiman
educatedman.32
ButConfuciusalsoadvisedhisdisciplestogoontostudythe"politearts"(poetry,archery,andmusic,forexample)whentheyhadenergytospare.Instage3,then,
thepoliteartsbecometoolsbywhichmembersofthemoralelitecanhopetogainanexquisitesensitivitytothemoralpatternsembodiedinritualconduct.Ineffect,
theacquisitionofnewskillsreconfigureseachindividual'sperceptionofstructures,values,andimperatives.AsthephilosopherHsntzuremarked,"Oncetheproper
artsaremastered,themindwillfollowthem."33
Thisnotionmaysoundsomewhatfamiliartous,foritcorrespondstoourownowncomplexdefinitionsofnobility.Still,theChineseideaofnobilityisnotentirely
equivalenttoourown.TheEuropeantradition,embracingamoreindividualisticvision,tendstoemphasizenobleconductasalaudableendinitself,whiletheearly
Chinesenevertiredofremindingusthatpersonalselfcultivationismerelythefirststepinaprocessofformingharmoniouscommunitiesinfamily,town,state,and
empire.AsYangHsiungwrites,"Cultivateoneselfsothatonecanlatercontactothers."34
"CenterHeart"(ChungHsin )
ThephrasechunghsindatesbackatleastasearlyastheOdes(compiledsixthcenturyB.C.fromearliermaterials).35IntheOdes,theverbobject
Page70
unitsignifies"whatcenterstheheart"itcomparesinmeaningwiththeadjectivenounsyntactialunithsinchung("thecenteroftheheart"),thoughitisstrikinglymore
emphatic.
Sincethetruestemotionspresumablyresideatthedeepestcoreofone'sbeing,byaslightextensionchunghsincametobeequatedwiththefeelingsthat"arenotput
onforotherstosee,"36feelingsthatarecompletelygenuine.AftertheheartwasidentifiedastheseatoftheinbornconsciencebyMencius,thesameexpressioncame
tobelooselyidentifiedwiththeevaluatingmind.37TheMystery,forexample,insiststhat"insidethereisaruler."38Atthesametime,thecharacteristicactivityofthe
evaluatingmindistocentertheself,inthesenseofreestablishinganequilibriumfreefromemotionalbias.39Onlythencanthemind'sperceptionshopeto"hitthe
mark,"40andsopromptthemoralselfunerringly.41ForYangHsiung,thewayofthesageliesinpayingattentiontothecenterheart,incenteringtheself,andin"hitting
themark''bythecorrectidentificationwithConfuciantradition.ThustheMysteryemploysalltheseassociationsforthephrasechunghsin.
Ritual
Adaughterbowslowandeschewstheuseofherfather'spersonalname.Insolemnstateceremoniestheemperorperiodicallyofferssacrificestovariousprotective
deities.Imperialministerswearcapswithsevensilkpendantsbutjuniorofficersareallowedonlythree.Theagedandthepiousarehonoredatannualfeasts
sponsoredbythelocalmagistrate.Aprofessionalspiritmediumontheridgeoftheroofcallsout"Ho!comeback!"toadepartingsoul,urgingittoreturntotheworld
oflightandlife.Atthemarriagefeast,fisharepresentedtothenewlymarriedcoupleastokensoffertility.Andtherichharmoniesofbellanddrumexertapowerful
effectupontheworldsofManandnaturesothat"thecommonpeople,thegods,beasts,andbirds"happilyjoinintherefrain.42
TheHanChinesewouldconsideralltheseexamplesoftheConfucianritualsystem.ThoughConfuciusseemstosignifybythetermritualanarrowcodeofconduct
expectedofthegentleman,byHantimes,theconceptembracesmanypopularreligiouspracticesaswell.IntheHan,ritualmeantexhaustivelistsofdetailed
prescriptionsgoverningallaspectsofbehavior(includingphysicalgestures),aswellasanunwrittencodeofgoodmanners.Sumptuaryregulationsandtaboos,andall
mannerofceremonies,formalandinformal,ateverylevelofsociety,wereincluded.AttheheartofHanConfucianismlaythisbodyofritualpractice,ratherthana
logicalsystem.Forritual,assignificantpattern,couldworktoclarifyandcohererealityinatleastfourrelatedways:First,ritualpatternsimitatethecharacterofthe
unseensacredTao,uponwhichtheyare
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modeled.Second,ritualtraditionrepresentsthedistilledandtherefore,supremelypotentwisdomofthesagesthroughouthistory.Third,ritualperformanceleads
theindividualtoanewunderstandingabouttheplaceoftheauthenticselfinsociety.Fourth,asifbymagic,43thecorrectperformanceofritualsopleasesobservers
andcoparticipantsthattheydevotetheirbesteffortstoforgingcommunities,thequintessentialhumanactivity.Attheheartofeffectiverituallaythewilltounderstand
othersbyaprocessof"likening[others]tooneself,"thenallowingeachhisdue.44
Forritualtoproveeffective,itwasbelieved,itsconventionshavetobecomesecondnaturesothatinnerdispositioncombineswithouterforminafittingmannerthatis
understandabletoall.45Thischaracterizationofritualcontrastssharplywiththemoderntendencytoequatethetermwithmechanicalorrepetitiveconventionsas
opposedtotheauthentic.WecanlearnmuchfromHansociety,whereritualperformedavarietyoffunctions:Theritualactcouldteacheventheunletteredthe
prevailingnotionsofsocialhierarchyandintimacy.By"securingmenintheirposition,"46ritualalsohabituatedmentothesocialvirtuesassociatedwiththeirstation.In
effect,itbecamethegluebindingthehumancommunitytogether,mitigatingbasedesiresandtransmutingthemintomutualconsideration.Atthesametime,ritual
presupposedthepossibilityformost,ifnotall,socialactstobecomeemblematicofthedivinecosmicorder,therebyclosingthegapbetweenthesacredandthe
mundane.
TheMeaningofChen
ThecharacterchenappearsrepeatedlyintheearliestexamplesofChinesewriting,theinscriptionsontheShangoraclebones(14thl1thc.B.C.),whereitisoneofthe
tenmostcommongraphs.Readfromthetopdown,theoriginalgraphisaphoneticcompoundcomposedoftwoparts:anupperportionmeaning"todivine"(pu)over
alowerportionmeaning"tripod"(ting).(Inthemoderngraph,thelowerelementmeaning"cowrie"[pei]isapparentlyacorruptedformofthetripodgraph.)47The
tripodperhapssignifiesboththesacredritualcharacterandtheabsolutereliabilityofthedivinationprocess48performedbyoraclebonespecialistsatthecauldron
site.49Inanycase,chenappearsinthesamewordfamilyasthegraphsmeaning''todetermine"(ting)and"tomakeuprightorcorrect"(cheng).Fromthiswesurmise
thattheearlyChineseenvisionedthedivinationprocessasonewhichdeterminedthroughthetestingprocess50thecorrectactionasdefinedbythewishesofthe
gods.51
InthemaintextoftheChanges(compliedinlateWesternChou),chenisthefifthmostcommongraph,almostalwaysoccurringasanominalizedverblinkedwiththe
charactersmeaning"goodluck"and"ben
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52
efit"(chili). Apparently,theShangpreoccupationwithcorrectactionhadsubtlyshiftedinChoudivinationtoafocusonpersonaladvantage.Thisfocussopervades
theearliestlayeroftheChangesthatonespecialisthascalleditthesinglemostimportantkeytounderstandingthemanual.53Sincedivinationbythatmanualpreceded
allmajorundertakingsatthecourt,chenwasidentifiedasthe"trunk"(i.e.,thereliablesourceandsupport)forallaffairs.54
SeveralcenturiesbeforethecompositionoftheMystery,however,thecharacterchenhadcometohaveawiderangeofassociationsbeyondthedivinationprocess
itself.Astherootforthegraph"favorableomen"(alsochen),55byakindofshorthandchenalsooftencametomean"goodomen."56Otherchangesoccurredaround
thetimeofConfucius(551479B.C.).Chineselanguageandculturebegantoexhibitanethicalelaborationandaconcomitantdeemphasisonsacrificeanddivination.57
Perhapsbecauseyoung,umblemishedanimalswereofferedinsacrificeatthetimeofdivination,chencametobeusedtodescribethemalesandfemalesofany
specieswhohadnotyetmated.58Particularlywithregardtohumanfemales,itthereforemeant"chaste.59"Inthecaseofmen,italsomeant"perseverance''inserviceof
theRight,60unswervingloyaltytoparentsorpatrons,andlaudableconsistency,thoughearlytextswerecarefultodistinguishanunfailingdeterminationtoperformone's
dutyfromblindfidelityorstubbornconsistency.61Chenwasusedasasynonymfor"prudence"and"rectitude,"sincebothofthesetermsimplyreliability.62Inshort,
chencametostandforgentlemanlyconductexemplifying"perfectcorrespondencebetweenwordsanddeeds"63orabsolutealignmentwiththecosmicnorms.
Suggestedantonymsforchenare"outoftrue,""falsity,"64"filthiness,""taint,"and"corruptibility"(eitherphysicalormoral).
SinceChinesetraditionemphasizesthatcorrectbehaviorcanbedeterminedonlybyreferencetoone'scurrentroleinsociety,chenseemstoconveyforYangHsiung
theideaofproperalignmentwiththeprevailingcosmicnorms.65AsYangwritesinprefatoryremarkstotheMystery,"Onlyaftergreatchencanonet'ung["makeit
through"]"toestablishthethreetriadicrealmsofHeavenEarthMan,aswellas"understand"thecosmicprocesses.66Carelessactsliabletolandoneintroublearethe
oppositeofchen.67Dependinguponcontext,Iuseavarietyoftermstotranslatethisgraph,including"provengood,""triedandtrue,""goodomen,""stability,""right
orientation,"and"propriety."
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OntheStyleoftheBook
WestillknowverylittleabouttheoriginandformsofearlyChinesepoetry.Onlyafewsampleshavecomedowntous,notablytheOdes(compiledca.sixthcentury
B.C.fromearliermaterials)andthe"SongsofCh'u"(somedatedasearlyasthesecondcountryB.C..).68NeitherdoweknowthesourcesofYangHsiung'sownpoetic
style.Itissafetosay,though,thatthecoretextoftheMystery(thenineAppraisalsattachedtoeachoftheeightyoneHeads)generallyborrowsaclassicform
modeledontheancientOdes:rhymingcoupletsofeightcharacters(foursyllablesperline),witheachlinetypicallyconveyingonecompleteimage.69Certainlinesinthe
Mystery,however,exhibitgreatervariationinlength,withlinesrangingfromonetosixcharacters.ThismayhavebeenYang'swayofalludingtotheirregularlengths
oftheLinetextsfoundintheBookofChanges.70Clearly,Yang'sstylewasaffectedbythephilosophicalprototypehechosefortheMystery.Forexample,thereis
nocasewheretheclosingparticleyehisusedintheLinetextsintheChanges,butthelater"Image"textsconsistentlyusetheparticle.Faithfultothemodel,Yang
Hsiung'sAppraisals,whichcorrespondtotheLinetexts,donotclosewithyeh,thoughtheFathomings,Yang'scounterparttotheImages,do.
Withveryfewcharactersdefiningatypicalimage,YangHsiung'spoetryshowsextremecompression.Pronouns,demonstratives,adjectives,andadverbsareused
sparingly.Simplenounsandverbspredominate.Thisstyleoftersesimplicityisstrikinglydifferentfromhisearlierprosepoemswrittenforthecourt,inwhichlong
rhythmicpassagesofdialogueanddescriptionemployelaborateparallelismandjuxtaposition,extensiveenumeration,mythologicaldevices,andstrikinghyperboleto
virtuosoeffect.SoleanisYangHsiung'sMysterypoetrythatifitwerenotforthefrequentrhymesandrhythmicscansionofeachline,theAppraisalscouldbetaken
forplain,expositoryspeech.NodoubtYangHsiungintendedtoimparttohisworkthatairofelegantrestraintassociatedwithhisantiquemodels.71Still,thepoetryof
theMysteryisfarfromeasytoread.Therearethreemainreasonsforthis:First,theMysterycontinuallyevokeswholeclustersofmeaningsineachcarefullychosen
phrase.Oftenthefullsignificanceofanallusionhasbeenlost,leavingthereadercorrespondinglyimpoverished.Twoadditionalproblemsstemfromthenatureofearly
Chineselanguageitself.ClassicalChinese,unliketheIndoEuropeanlanguages,iswhatlinguistscallan"isolatinglanguage."Inbrief,thismeansthatitsunitsare
invariablesothattheirinterrelationshipisindicatedsolelybyrelativepositionsandconnectivewords,ratherthanbyaclear,welldevelopedmorphology.Thesame
syllabicunitmu,forexample,canmean"amother,""themother,''"themother's,""mother
Page74
ly,""toconsideroractasmother,""tobemothered,''"mothering,"andsoon.Also,classicalChineseindicatesgender,tense,ornumbergenerallybytheadditionof
extracharacters(suchasthosefor"female"or"male,""yesterday"or"tomorrow,""ten"or"tenthousand")asmodifiersorbyspecializedgraphs(the"particles").
Chinesepoetryaimsforstrikingpowerthroughalapidarystyle.Thus,ittendstoomitallredundanciesandparticleslestthebrieflinesseemlimporprosaic.Inmost
cases,YangHsiungmanagestomakethecompressionworkforhim.Atitsbest,hispoetryintheMysteryischaracterizedbyameasureoffruitfulambiguity,inwhich
eachline,eveneachgraph,callsupseveraldifferentassociations.ThroughsuchintentionalambiguityYangHsiungsuccessfullyrecreatesthemultiplelayersofmeaning
thathadbeenimposedontheYichingtext.RhymesandpunsintheMysteryservethispolysemywellfortheydirectthereader'sattentiontoimportantyet
unexpectedassociationsthatgobeyondtheusuallinguisticpairingsofobviousantonymsandsynonyms.72Admittedly,atitsworst,Yang'spoetryvergesonthe
obscure,yeteventhisvaguenessmayreflectYang'sdecisiontouseveiledlanguagewhentouchinguponcontroversialmatters.
Thisambiguity,ofcourse,canseldomberecreatedinEnglishtranslationbecauseEnglishisaninflectedlanguagethatembedshighlyspecificreferencestogender,
number,andcaseinitsnouns,aswellastenseandmoodinitsverbs.Thetranslatorisforcedtomakechoices.Ihavetriedabovealltopreserveasenseofthe
sparenessandseemingsimplicityofYang'spoetry,inhopesthattheMysterywillcaptivatenewgenerationsofreaders.
Page75
GlossaryfortheIntroductorySections
NamesofPeople
(NOTE:CharactersforbooktitlesandauthorsincludedintheBibliographyarenotrepeatedhere.)
ChangHeng
Ch'enPenli
ChiaoKan
ChingFang
ChouTunyi
ChuHsi
ChuangTsun
Chuangtzu
EmperorAi
EmperorCh'eng
HanFei
HoYen
HouPa
Hsntzu
HsnYeh
HuanT'an
JuanHsiaohs
JuanYan
K'ungAnkuo
Laotzu
LiuHsiang
LiuHsin
LuK'ai
Mencius
MengHsi
Page76
PanKu
PaoHsien
SsumaKuang
SuHsin
SungChung
TsouYen
TungChungshu
TungHsien
WangCh'ung
WangMang
YangHsiung
YangLiang
YenChnp'ing
ConceptsandTerms
aijih("lovetheday")
ch'ang("constant")
changch("chapterandversecommentary")
chen(seeKeyTermssection)
chen("favorableomen")
chengkua("standard'hexagrams")
chengming("rectificationofnames")
ch'eng("integrity")
ch'i(seeKeyTerms)
chihsiung("goodluckandill")
chili("goodluckandbenefit")
chia("Families"or"house")
ch'ien("immerses")
Page77
chih("practicalwisdom")
chih("toknowortounderstand")
chin("toadvance")
chihming("toknow[orunderstand]ming)
ching("classic"or"canon")
ching("quintessence")
ching("respect")
chou("Provinces")
chung("center,""centrality")
fang("Regions")
fu("prosepoem")
fuhuo("goodfortune/badmorality/immorality")
hsiaohsikua("waxingandwaninghexagrams")
hsin("heart/mind")
hsin("goodfaith")
hsing("humannature")
hsing("stars")
hsiuch'iu("praiseandblame")
hsan("Mystery,""mystery")
hsanhseh("MysteryLearning")
hua("transformation")
kuach'i("hexagram/solarperiod")
kung("justice")
liming("establishfate")
ling("order")
ling("numinous")
ming("Decree,"decree")
mu("mother")
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ni("toestimate")
pei("cowry")
pu("Departments")
pu("todivinebyturtle")
shen("divine")
shen("expansion")
shih("time,""opportunity")
shih("diviner'sboard")
shou("Headtext")
shu("consideration")
shuchi("pivot")
szu("private")
t'aich'u("GrandInception")
Tao
T'ien
T'ienjenkanying("MutualInteractionbetweenHeavenandMan")
T'ienming("DecreeofHeaven")
ting("tripod")
ting("tosettle")
tsa("mixed")
tsan("Appraisal")
ts'e("Fathoming")
t'uilei("inferencebyanalogy")
tzushou("preserveoneself")
wanwu("myriadthings")
wuch'ang("inconstant")
wuhsing("FivePhases")
wuwei("nonpurposiveactivity")
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yin/yang
yeh(aparticle)
yu("tobeonthepointof")
ypuy,mingyeh
Page80
TranslationoftheT'aihsanching
ListofTetragrams
No.7.Ascent/Shang No.13.Increase/Tseng
No.1.Center/Chung
Dec.22Dec.26(A.M.) Jan.18Jan.22(A.M.) Feb.14Feb.18(A.M.)
No.2.FullCircle/Chou No.8.Opposition/Kan No.14.Penetration/Jui
Dec.26.(P.M.)Dec.30 Jan.22(P.M.)Jan.26 Feb.18(P.M.)Feb.22
No.3.Mired/Hsien No.9.BranchingOut/Shu No.15.Reach/Ta
Dec.31Jan.4(A.M.) Jan.27Jan.31(A.M.) Feb.23Feb.27(A.M.)
No.4.Barrier/Hsien No.10.Defectiveness/ No.16.Contact/Chiao
Distortion/Hsien
Jan.4(P.M.)Jan.8 Jan.31(P.M.)Feb.4 Feb.27(P.M.)Mar.3
No.5.KeepingSmall/Shao No.11.Divergence/Ch'a No.17.HoldingBack/Juan
Jan.9Jan.13(A.M.) Feb.5Feb.9(A.M.) Mar.4Mar.8(A.M.)
No.6.Contrariety/Li No.12.Youthfulness/T'ung No.18.Waiting/Hsi
Jan.13(P.M.)Jan.17 Feb.9(P.M.)Feb.13 Mar.8(P.M.)Mar.12
Page81
No.28.Change/Keng No.37.Purity/Ts'ui
No19.Following/Ts'ung
Mar.13Mar.17(A.M.) Apr.22(P.M.)Apr.26 June2June6(A.M.)
No.20.Advance/Chin No.29.Decisiveness/Tuan No.38.Fullness/Sheng
Mar.17(P.M.)Mar.21 Apr.27May1(A.M.) June6(P.M.)June10
No.21.Release/Shih No.30.BoldResolution/Yi No.39.Residence/Ch
Mar.22Mar.26(A.M.) May1(P.M.)May5 June11June15(A.M.)
No.22.Resistance/Ke No.31.Packing/Chuang No.40.Law/Model/Fa
Mar.26(P.M.)Mar.30 May6May10(A.M.) June15(P.M.)June19
No.23.Ease/Yi No.32.Legion/Chung No.41.Response/Ying
Mar.31Apr.4(A.M.) May10(P.M.)May14 June20June24(A.M.)
No.24.Joy/Le No.33.Closeness/Mi No.42.GoingtoMeet/Ying
Apr.4(P.M.)Apr.8 May15May19(A.M.) June24(P.M.)June28
No.25.Contention/Cheng No.34.Kinship/Ch'in No.43.Encounters/Y
Apr.9Apr.13(A.M.) May19(P.M.)May23 June29July3(A.M.)
No.26.Endeavor/Wu No.35.Gathering/Lien No.44.Stove/Tsao
Apr.13(P.M.)Apr17 May24May28(A.M.) July3(P.M.)July7
No.27.Duties/Shih No.36.Strength/Ch'iang No.45.Greatness/Ta
Apr.18Apr.22(A.M.) May28(P.M.)June1 July8July12(A.M.)
Page82
No.55.Diminishment/Chien No.64.Sinking/Ch'en
No.46.Enlargement/K'uo
July12(P.M.)July16 Aug.22Aug.26(A.M.) OCt.1P.M.)Oct.5
No.47.Pattern/Wen No.56.ClosedMouth/ No.65.Inner/Nei
Chin
July17July21(A.M.) Aug.26(P.M.)Aug.30 Oct.6Oct.10(A.M.)
No.48.Ritual/Li No.57.Guardedness/Shou No.66.Departure/Ch'
July21(P.M.)July25 Aug.31Sept.4(A.M.) Oct.10(P.M.)Oct.14
No.49.Flight/T'ao No.58.ClosingIn/Hsi No.67.Darkening/Hui
July26July30(A.M.) Sept.4(P.M.)Sept.8 Oct.15oct.19(A.M.)
No.50.Vastness/Wasting/ No.59.Massing/Ch No.68.Dimming/Meng
T'ang
July30(P.M.)Aug.3 Sept.9Sept.13(A.M.) Oct.19(P.M.)Oct.23
No.51.Constancy/Ch'ang No.60.Accumulation/Chi No.69.Exhaustion/Ch'iung
Aug.4Aug.8(A.M.) Sept.13(P.M.)Sept.17 Oct.24Oct.28(A.M.)
No.52.Measure/Tu No.61.Embellishment/Shih No.70.Severance/Ke
Aug.8(P.M.)Aug.12 Sept.18Sept.22(A.M.) OCt.28(P.M.)Nov.1
No.53.Eternity/Yung No.62.Doubt/Yi No.71.Stoppage/Chih
Aug.13Aug17(A.M.) Sept.22(P.M.)Sept.26 Nov.2Nov.6(A.M.)
No.54.Unity/K'un No.63.Watch/Shih No.72.Hardness/Chien
Aug.17(P.M.)Aug.21 Sept.27Oct.1(A.M.) Nov.6(P.M.)Nov.10
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No.76.Aggravation/Ch No.79.Difficulties/Nan
No.73.Completion/Ch'eng
Nov.11Nov.15(A.M.) Nov.24(P.M.)Nov.28 Dec.8Dec.12(A.M.)
No.74.Clossure/Chih No.77.Compliance/Hsn No.80.Laboring/Ch'in
Nov.15(P.M.)Nov.19 Nov.29Dec.3(A.M.) Dec.12(P.M.)Dec.16
No.75.Failure/Shih No.78.OntheVerge/ No.81.Fostering!Yang
Chiang
Nov.20Nov.24(A.M.) Dec.3(P.M.)Dec.7 Dec.17Dec.21(A.M.)
IntercalaryHeads
Dec21(P.M.)andLeapYear
Feb.29
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CorrelateswithHeaven'sMysteryYangthe
phaseWaterandtheYichingHexagramno.61,
GoodFaithatCenterthesunenterstheDrawn
Oxconstellation,1stdegreethedipperpointsdue
norththemusicalnoteisCtheWinterSolstice
ChungNo.1.Center solarperiodbeginswithAppraisal1
December22December26(a.m.)
HEAD:Yangch'i,unseen,germinatesintheYellowPalace.Goodfaithineverycaseresidesatthecenter.
ThoughthistetragramiscorrelatedwiththeWaterphase,theYellowPalace,apparentlyatermfortheshadowyundergroundrealmwherethespiritsofthedead
reside,1isassociatedinthecycleofFivePhaseswithEarth.Earthsymbolizeswhatisstrongandstablewater,whatexertspowerthroughceaselessmovement.This
tetragram,then,likeastillcenter,representsthebalancepointbetweenopposingimpulsesfromwhichcreativeactivityemanates.Thesecondline,withitsreferenceto
''goodfaith"at"center,"alludestothetitleofthecorrespondingChangesHexagramno.61.Byapun,however,thelastsentenceoftheHeadtextcanalsoread,
"Expansionineverycaseresidesatcenter."Bythatreading,theHeadalsoreferstothemysteriousprocessbywhichfutureeventsbecomepresentphenomena,
displacingphenomenaintothepastandprovidingthemomentumforcyclicprocesses.2Asthe"GreatCommentary"totheChangesdescribesit:
Asthesunmoveson,themooncomes.Asthemoonmoveson,thesuncomes.Assunandmoonimpeleachother,lightisproduced....Whatmoveson,contracts.Whatcomes,
expands(hsin).Aswhatcontractsandwhatexpandsinfluenceeachother,whatfurthers[activity]isproduced.3
ThefirstnineAppraisalsofTetragram1refertothefirst41/2daysimmediatelyfollowingtheWinterSolstice.Withinthatbriefperiodoftime,yangbeginsitsstruggle
toemergefromthedominationofyin.PatternssetinthesefirstnineAppraisaltextsrecapitulatetheentireannualcyclecoveredbyalleightyonetetragrams.Atthe
sametime,this"nested"cycleofnineAppraisalsstandsnotonlyforcosmicprocessbutalsoforthecycleofhumanactionfrominitialcontemplationtofinaloutcome.
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Figure3.
Adragonwithaceremonialjadepicirclet.Illustrationtakenfroma
rubbingfromastonerelief,excavatedfromHsinchin,Szechwan(nowinthe
SzechwanProvincialMuseum),rubbing50.5109.5cm.
WithinthelargercycleofnineAppraisals,smallercyclesoperate.EachgroupofthreeAppraisalswithinthenineisaworldinminiaturethatreflectsacontinuumfrom
incipiencetomaturationtodecline,eachwithitsassignedplaceintheninefoldscheme.ThefirstthreeAppraisals,representingthephaseofcommencement,move
fromthedarklanguageofnondifferentiation(Appraisal1)throughthepolarizationofyin/yangwithinthedarkness(Appraisal2)tothepreciselyandpositively
describedimageoftheemergentdragon(Appraisal3).Noimageofdeclineisasyetgermane.ThesecondsetofthreeAppraisals,concernedwithculmination,begins
withatemporallyvague,abstractpictureofresponsivenessandobstruction(Appraisal4),witnessesthenoondayemblemonwhichthelargerseriesofnineAppraisals
pivots(Appraisal5),andendswithaconcretelunarimageofdeclineplayedoffagainstrenewal(Appraisal6).Thefinaltripletisentirelyrelatedtowaningthereisno
roomatallfornewgrowth.Still,thestaticsituationatfirstmayjustlybecharacterizedintermsofripenessandnurture(Appraisal7).ThecentralAppraisal8provides
apictureofdecayinwhichambiguitygiveswaytoinversion.Thelastsituation(Appraisal9)dramaticallyevokesdissolution.Butasdissolutionendsthelargercycle,
variousassociationsimplytheeventualbeginningofanewone.
TheAppraisalswork,then,somewhatlikeaChinesepuzzle.Notonlydowefindcyclefittedwithincycle,butoneclueafteranothertiestheseriesofAppraisalsto
everymicrocosmofimportancetoman.The
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FathomingofthefirstAppraisalpresumeshumanparticipation,alongsidethatofHeavenandEarth,inthecosmicTao.Therearealsoseveralremindersoftheagesof
man.ThefirstAppraisalrecallsthewombthethird,theyoungadult'sentryintoanofficialcareerthefifth,culminatingaccomplishmenttheseventh,maturestability
andtheninth,naturaldeathinoldage.Thesymbologyofadministrationappearsintheappositionofpunishmentandvirtue,aswellasinallusionstoattributesofthe
exemplaryruler(inthefifthposition)andtohisvassals(surroundinghiminthefourthandsixthpositionscorrelatedwithyinch'i).
Theappraisalsaboundincorrelatestoyin/yangandinechoesoftheBookofChanges.Imagesofdarknessandmoon(associatedwithWaterinAppraisals1and6),
ofthedragon(Wood,3)ofcentering(Earth,5),andofFire(Appraisal7)reflectthesignificanceofeachAppraisalinthecosmogonicsuccessionoftheFivePhases.
YangHsiungsummarizesthedominantmeaningoftheHeadentitledCenterwiththeaphorism"Integrity,whenitoccupiestheinnerpart,ispreservedinthecenter."4
ThefirstHeadanditsAppraisals,readinthelightofYang'sowncommentaries,leadthereadertorecognizeintegrity(ch'eng)asthecentralvirtuepreciselybecause
ofitsallencompassingnature.IntegritynotonlyestablishestheunityofmanwiththevisibleworldofHeavenandEarth,butitalsoputshimintouchwiththeprimal
Mysteryhiddenatthecosmicorigin(Appraisal1).Theindividualmayeasilyfailtoattainthisintegrityifhereliesonspeciousabsolutesforexample,thepolarization
ofyin/yang.Hewillalsofailifheismiredinthemoralambiguity(Appraisal2)thatresultswhenanindividualdisregardshissacreddutytomakenames(=conceptual
categories)correspondtorealities(Appraisal8).BecausethepettymanignorestheMysterywithinhim,heisobstructedinbothhisprivatedesiresandpublic
ambitions(Appraisals4,6).Incontrast,theaspiranttosagehooddevotedlyimitatestheuniversal,unchangingpatterns,andsoisledtodecisionsthatmakehis
activitieseffective(Appraisals3,5,7).
App.1:Primalonenessencompassesall.
Itisprofound.
Fath.1:Primaloneness,allencompassing
Means:Thisisthecorrectstateofcontemplation.
"Primaloneness"5isasetphrasedescribingtheinitialcosmicstateofnondifferentiation"priortotheappearanceofforms."6InearlyChinesecosmogonies,theworld
weexperienceemergesfromthisinitialstatethroughvariousstagesofseparationuntiltheperceptibleworldfinallyunfolds.Thetermprimalonenesswasalso
associatedwithboththeaxismundiandChuangtzu'sEmperoroftheCenter,whodiedwhentheprimalunityofhisbodywasviolated.7Theanalogousstateto
primalone
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nessinwhatwemightcallmoralpsychologyistheinitialcenteringofhumaninwardnessthatleadstoconscious,responsibleaction.Theassociationsofprimaloneness
withcentering,thethemeofthistetragram,arethusmultiple.
Theterm"allencompassing"isborrowedfromtheChuangtzu,whereitdescribesthatpoweroftheWayactingthroughthesagethatletshimseebeyondsurface
differentiationtothefundamentalunityofthings,sothathecan"mergethemyriadthingsandmakethemone."8Thesamephrase,however,isglossedbyanearly
commentatoras,"intheshapeoftheearth"evidentlyhetakesittomean"swollenandvast.''9Accordingtothe"spheroidalheaven"(hunt'ien)theoryofcosmology
promotedbyYang,theearth(hemisphericalordiscoidalindifferentversions)wascenteredwithintheskyliketheyolkofanegg.Thusitisnaturaltojuxtaposethe
phrasesallencompassing,withitsassociationswithEarth,andprimaloneness,whichimpliestheskyandthecosmicaxis.
"Profound,"ofcourse,issynonymouswith"mystery"insofarasitindicatesthecreative,yetindeterminateoriginsofHeavenandEarth,aswellasthepsychiccenter
withinwhichthesagefindsthegermsofhisfutureactions.Thesamecharacter,forobviousreasons,canmean"obscure."ThecommentatorFanWangemphasizesthe
cosmologicalmeaningoftheterm:Inthesky'sdailyrotationaboutthecentralearth,thesunatnightishiddenbelowthehorizonand"thusiscalled'obscure.'"10Yang
Hsiung,ashisown"Elaboration"autocommentaryshows,isnotconcernedwithestablishingasinglelevelofmeaning.Instead,hewouldemphasizethestrong
connectionbetweentheTao,theunityofthecosmos,andthesage'scenteredness:
TheworthymanisonewithHeavenandEarth[insofarashis]thoughtsembracethemanykinds[ofbeing].[Histhoughts]unitethematcenterbuttheyhavenotyettakenform
outside.11
SsumaKuangfleshesoutthisthemeinhiscommentary:
"Primaloneness"isthemagnitudeofthesky's[starry]images"allencompassing"isthebreadthoftheearth'sform.Thattheheartandmindofmanshouldbeabletofathomthe
immensityofskyandearthsurelybespeaksdivinityintheoperationsofheartandmind.Appraisal1marksthebeginningofcontemplation.Theheartandmindofthenobleman
canprobedeepandfar.Heperceives,whenhelooksup,allthatisdivineintheskyand,whenhelooksdown,allthatisnuminousonearth.Neitherskynorearth,noranything,
canhidetheirtruthfromhim.Because[atthestageintheprocesssymbolizedbyCenter]hiscontemplationisnotyetformed,itiscalled"obscure."
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Thesageisthemediator,discerningthepatterns,atoncemetaphysicalandmoral,ofskyandearth.Theseperceptions,asthe"GreatCommentary"totheChanges
tellsus,arethesourceofthepatternsbywhichthesageordershimselfandsociety.12SsumaKuangdoesnotdoviolencetothetextwhenheseesinthisfirst
AppraisaloftheMysteryasynthesisofassociationsthataffirmsandcelebrateshumancapacities.
IntheFathoming,the"correct[state]"(chen)13referstooneofthemanticformulaefoundintheearlieststrataoftheChanges.AccordingtoHaninterpretations,the
termdescribesthefaithfuladherenceofthesagetotheWayoftheancients.Byvirtueofthisorientation,thesageparticipatesintheintegrityoftheTao.Chenalso
pointstoaqualityofthecosmos,thedynamicbalancethatmakesitsprocessesequableineverysense.AsFanWang'scosmologicalinterpretationputsit,the
Appraisalissayingthatthe"revolutionsintheskyentirelyaccordwith'correctness.'"14
App.2:Spiritualforceswarindarkness,
Deployingyinandyangforbattle.
Fath.2:Spiritswarringinthedark
Means:Theregoodandevilarejuxtaposed.
TheearliesttextsinChinadepictthecosmosintermsofbinaryoppositionalphasessymbolizedbyyellow(presumablythelightofday)andblack(thedark).This
helpsustounderstandtheChangesimagery,"Dragonsbattleinthewilds,theirbloodblackandyellow."15Thisoddlyanthropomorphicsentimentreflectsastrong
imbalanceintheforcesofyinandyangch'i,associatedwithdarkandlightrespectively.16IntheCentertetragram,forexample,weseesolidlinesoccupyingevery
positioninthegraphicsymbol.Yinandyang,then,challengeeachotherataparticularpointinthecyciewhentheimbalanceisstrongest.Astheforcesforgoodand
evilconfrontoneanotherinthedarknessofprimalorigin,ofmidwinter,andofthehiddenrecessesoftheheartandmind,theseparationofpolaritiesoutofthe
indeterminateMysteryisboundtobeprematureandinauspicious.
IntheFivePhasescorrelations,theimageofwarfareisrelatedtoFire,thepatronphaseofthisAppraisal,whichhassucceededtheWaterfoundinthepreceding
Appraisal.Appraisalsarealternatelyyang(day,auspicious)andyin(night,inauspicious)inrelationtoeachother.YangHsiungexplainsthisbyalternatingreferencesto
thestateofmindofthenobleman(alignedwithyang)andthepettyman(alignedwithyin).ThepitchedbattleofAppraisal2takesplace,hetellsus,because"the
pettyman'sheartandmindareundiscriminating,"tendingtosegregatewhatshouldbeundifferentiatedduringthefirstHead'sdominance.Bycontrast,"Theworthy
manbyhisactionsunitesthemanykinds[ofbeing]."17
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App.3:Thedragonemergesatthecenter,
Itsheadandtailstretchforth,
Fitforuse.
Fath.3:Dragonemergingatcenter
Means:Itrevealsitscreativity.
FewChineseimagesareasrichinassociationsasthatofthedragon.ThefirstChinesedictionary(ca.A.D.100)describesthedragonas"chiefamongthescaly
creatures.Itcanbedarkorbrilliant,smallorlarge,shortorlong.Atthevernalequinox,itascendstotheskyattheautumnalequinox,ithidesinthedeeps."18The
dragonisproteanandtimelyitmarkstwocriticalpointsintheannualcyclebyitsascentanddescent.Thusitisassociatedwithvirileyangch'i,withtheEastand
Spring,andwiththegrowthofthemyriadthingsonearth.
InthefirsthexagramoftheChanges,asequenceofdragonimagesportraystheexemplarymaninreclusion(theunseendragoninline1),inoffice(thedragoninthe
fieldsinline2),andatthesummitofpoliticalpower(thedragonflyingintheskyinline5).Atleastthisisthewayorthodoxcommentatorshaveexplainedthese
enigmatictexts.Theyarguethatthedragonsymbolizesthenoblemanwhofulfillshispotentialbyconformingtothepresentsituation.
ThedragonfoundinAppraisal3,whencomparedwiththesepicturesofthedragonintheChanges,isneitherentirelyhiddennorfullyapparent.Withtheseparationof
nascentyangfromtheprimaldarkness,thedragonhasemergedfromthewatersbarelyenoughtorevealitsheadandtail.Yetevenbeforethedragonappearsinitsfull
glory,itisrecognizedas"fitforuse,"inclearcontrasttothehiddendragonintheChanges.19Why?AnotherChineseclassicdefines"usefulness"intermsofadherence
toritual.20Throughritual,Yang'sexemplarkeepshisintegrity(his"exactcenter''),despitetheupsanddownsoffortune.Yangequallyemphasizestheimportanceof
timeliness:
Whatismeantby"dragonemergingatcenter"?Itsaysthatthecharacteristicvirtueofthedragonisapparentforthefirsttime.Iftheyinhasnotreacheditshighestpoint,then
yangwillnotbeborn.Ifdisorderhasnotreacheditshighestpoint,thenvirtuewillnotassumeform.Thenoblemancultivatesvirtue,therebyawaitingthepropermoment[toact].
Hedoesnotriseupbeforethepropermoment,nordrawbackafterithasalreadypassed.Whetherinactionoratrest,whetherobscureoreminent,hedoesnotstrayfromthe
norm.Canthisbesaidofanyonebutthenobleman?Thus"headandtailarefitforuse."21
ThisisYang'sanswertooneofthegreatquestionsofhistime.ThebestmindsofChinahadacceptedtheConfucianidealofgovernmentservice,
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butinthedecliningdaysofWesternHanmostmenofprinciplecouldlookforward,ifnottorejection,thentoblockedcareerslikeYang'sown,oreventodisgraceor
dismissal.InthisAppraisalYangseespoliticalchaosnotasapermanentstatebutasaprecursortoconstructiveyangactivity.Hisexemplar,inkeepingtotheexact
center,22neverfailstoserveasanormforothersinasocialorderideallybaseduponmoralexample.Personalvirtueischarismaticeventuallyitturnsdisorderinto
order.YangHsiungsawinthedisorderofhistimeaneednotforsuperficialpacificationofsociety("lawandorder"),butthereinstitutionofastable,hierarchicsociety
ruledbyamoralelite.Onceagain,Yangappearstobemakingaplayononeword:thedragon'stailisboth"truly"(hsin)fitforuseand"stretchedout"(shen),ready
foraction.(Forthesamepun,seethefirstHeadtextabove.)
Incosmogony,Appraisal3ofthistetragramcorrespondstoathirdstageofexistence.Followingprimalchaos(stage1)andtheseparationofyinandyangch'i(stage
2),thefirstemergenceofforms(stage3)foreshadowstheproliferationofphenomenaintheworldasweknowit(stage4).
App.4:Lowliness,emptiness,nothingness,compliance
DespiteafullportionofnatureandDecree,
Heisstillblocked.
Fath.4:Blockedfromthelowlyandempty
Means:Hecannotreceiveinfull.
ClassicalTaoismarguesthattheWayistobefoundeverywhere,eveninthelowestformsoflifelike"thepissandthedung."23TheConfucians,ofcourse,objectto
thisprovocativecharacterizationoftheWay,sincetheyprefertodefineitastheparadigmforallpatternedbehavior.Thesetworivaltraditions,however,havemorein
commonthanisgenerallyrecognized,presumablybecausebothdrawfromastillmoreancientmatrixofbelief.Thetwotraditions,forexample,placeequalemphasis
onmodestyasanecessaryattributeofthesuperiorman.TheAnalectsexplicitlycontrastsnobleselfdeprecationwiththepretensionsofthepettyman:
Ihavenohopeofseeinganentirelygoodperson.IfIcouldseeanentirelyconstantpersonthatwoulddo.Butwhendoingwithoutpretendstobehaving,whenemptiness
pretendstobefullness,whenlittlepretendstobemuch,itishardtobeconstant.24
Yang'sownexplicationofthisdifficultAppraisalusessomeofthesamevocabulary.Translatedtentatively,the"Elaboration"autocommentaryreads:
Thepettymancannotfinditinhishearttoembraceemptiness....Althoughheisdebased,hecannotbeapproached.Althoughheis
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empty,hecannotbefilled.Whendoingwithoutwouldbeappropriate,heiscapableofpossessing.Whencompliancewouldbeappropriate,heiscapableofstrikingoutinan
untrieddirection.Therefore,"despiteafullportionofnatureandDecree,"helacks[thehumility]toavoid[inappropriateaction].Thatiswhy"heisblocked."25
Aswesee,thesmallmanwhocannotorienthimselftotheWayisthecompletenegationofConfucius'"constantperson."Ontheotherhand,thequalitiesoflowliness,
responsiveness,andemptinesswhichYangapplaudsarethosemostoftenassociatedwiththeexemplarspicturedintheLaotzuandChuangtzutexts.Andfinally,in
keepingwiththecosmicconcernsofHanorthodoxy,wehaveanindirectreferencetotheblockednatureofyangch'iatthistimeoftheyear.Inshort,Appraisal4
representsaperfectexampleoftheHanorthodoxsynthesisofwhathadlongsinceceasedtobedistinctConfucian,Taoist,andcosmologicaltraditions.Theidealsof
emptiness,moralrectitude,andyin/yanghadlearnedtolivecomfortablytogether.26
ThisAppraisal,ofcourse,presentsamirrorimageoftheprecedingandsucceedingtetragrams,whichalikedepictthetimelyactionofthenobleman.Herethe
Mysteryshowsthesmallman'sinabilitytoadapttotimeandcircumstancesinsuchawayastofulfillhismoralpotentialandsocietalobligations(inotherwords,his
"natureandDecree").27
App.5:Whenthesuniscenteredinthesky,
Usethistimetobecomeamaster.
Fath.5:Suncenteredinthesky
Means:Thenoblemanmeritshisplace.
Thecenterrepresentsthemediatingbalancepointbetweenoppositions.InthiscentralAppraisalamongthenine,wefindatriplecoincidenceofauspicious"centrality":
thenameoftheHeadthecorrelationoftheAppraisalwithEarth,28the"center"inthecycleoftheFivePhasesandtheimageofthesunathighnoon.Sincethegood
man,likethesun,useshis"lighttoilluminetheentirerealm,"29theimageryemployedheresuggestsacosmicanalogueofidealgovernment,whichseekstomediate
fairlybetweentheopposingneedsandopinionsofthesubjectpopulation.Forthisreason,theMystery,likecontemporaryapocryphalwritingsheraldingtheHan
restoration,makesthecenteredsunasignoftheMandateofHeaven.30SsumaKuangcomments,"OnceanoblemanattainstheWayheissuretohavehismoment
oncehehashismoment,heissuretoattainhisposition.Fromthenon,hewillbefatherandmotherofthepeople."Thetimehascomefornobleimpulses(including
yangch'i)toexertthemselves.
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App.6:Themoonlosingitsfullness
Isnotasgoodasnewlightinthewest.
Fath.6:Thewaningmoon
Means:Ignoblemenarethefirsttoretreat.
Liketheprevioustext,thisAppraisaltakesforitsthemethelight(andtherefore,enlightenment).31However,bythesixthAppraisal,wealreadyhavepassedthepoint
ofbalance.Forthisreason,asYangwrites,"Wecontemplatewaxingandwaning."Herethedegreeofremaininglightismeasuredthroughmoonimagery,32because
evennumberedAppraisalsinthistetragramarealignedwithyin.SincethefullmoonwouldcorrespondtoAppraisal5,wenowhavethemoonmovingintoitsthird
quarter,nolongerquiteround.Yanghimselfdefinesthemoralsignificanceofthisimageas,"Thepettymaninthefullnessofhispowersbringsneedlessruinupon
himself."Unabletomaintainastableposition,hebeginstoretreat.
Neithersunnormoonactuallyrisesinthewest.Butbyroughlythesecondorthirdnightofeachlunarmonth,themoonhasfallenfarenoughbehindthesuntobe
rebornasthefirstcrescent,justabovethewesternhorizonatsunsetwhentheskyisdarkenoughtomakeitvisible.Thisconfigurationis"better"inthesensethatthe
firstcrescentsignalsahalfcycleofuninterruptedgrowth.Halfamonthlaterwewillhaveonlyahalfcycleofdecay.Here,aselsewhere,metaphorsfromNatureteach
thereadertodistinguishmoralalternatives,leadinghimtochoosethegoodandapprehendtheWay.33
App.7:Fullymatured:
Firestores34whatnurtures.
Waterembracesrectitude.
Fath.7:Embracingthefullyripe35
Means:Thisistheruleforemployingsubjects.36
IfthefirstHeadisamicrocosmoftheeightyoneHeadscorrelatedwiththeroundoftheseasons,thisAppraisal,speakingofmaturityandstorage,representsautumn
asthebalancebetweenFireandWater,cosmicphasescorrelatedwithsummerandwinterrespectively.InHanwritings,Firesuggeststhenourishingandfructifying
activityofsummerand,byextension,theuseofrewards.Waterimpliespurification,rectitude,andrelianceuponjudicialpunishmentingovernance.InYang'swriting,
fireandwaterareassociatedwithhumaneness(jen)andstrictattentiontoduty(yi)respectively.37AlthoughthepunctuationoftheAppraisalisproblematic,both
AppraisalandFathomingrecallthe"GreatPlan"chapteroftheBookofDocuments,whichshowstheidealrulermakingafairdistributionofrewardsandpunishments
toelicitthebesteffortsofhis
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38
subjectsintheserviceofthestate. Aswearenowinautumn,theseasontraditionallysetasideforlegaljudgments,thesagemustknowwhenandhowtoimposehis
willwithoutthreateningthewellbeingofthecommonpeople.Hemustalsoknowhowtobalancetheimpulsetowardsleniencewiththepromotionofstrictstandards
forbehavior.
Inhis"Elaboration"autocommentary,YangalsotiesFireandWatertothe"generosityandtolerance"oftheidealruler.39Thisstatementseemstocontradicttheusual
correlationofWaterwithpunishments.Thepassagegoeson,however,toreiteratethemainthemeofthe"GreatPlan,"whichlikensthereceptivityofthesagekingto
theabilityofHeavenandEarthtofindroomforeveryphenomenon"exceptwhatisnotgoodornotjust."40Inhisotherphilosophicalclassic,theModelSayings,Yang
couplesFireandWaterinaslightlydifferentfashion:Onlythesageisfittoruletheempirebecause,likewater,hisintegrityisinexhaustibleandlikefire,hisactionsare
bright.41TheseimagesdrawnfromothersourcesalsofitthisAppraisal,makingitanexcellentexampleofYang'scomplexuseofmetaphor.
App.8:Whenyellowisnotyellow,
Itoverturnsthenormsofautumn.
Fath.8:Thattheyellowisnotyellow
Means:Helacksthevirtueofthecenter.
ThepointofthisAppraisalisspelledoutinYang's"Elaboration"autocommentary:"Thepettymanfailstomodelhimselfonthecenter."Thatis,hefailstomodel
himselfontheSupremeMystery,ontheproperrelationofyin/yang,andontheMeaninhumanrelations.WhenthenineAppraisalsaregroupedbythrees,Appraisal8
becomesthecenterofthefinaltriad.ItscentralityassociatesitwiththephaseEarthandthecoloryellow,bothemblemsofbalancebetweenyinandyang.Atthesame
time,inthesequenceofnineAppraisals,theeighthiscorrelatedwithWood,withyang'sincrease,withthecolorgreen,andwithnight.Asthesetwosetsof
correspondencesareatwar,whatshouldbeyellow(areferencetotheturningoftheleavesinfall?)inthisphaseisnot.Normsandrealitiesnolongercoincide,
suggestingtheneedforanew"rectificationofnames."42Itisequallyclearthattheindividualmustmakereadjustmentsifheistoconformwithtime.Arhymedquatrain
composedbyYangHsiungunderlinesthecontrastbetweenthisinauspiciousAppraisalandAppraisal5:
Whenthenoblemanattainsaposition,heflourishes.
Whenhelosesit,hekeepshisequanimity.
Whenthepettymanattainsaposition,heistyrannical.
Whenhelosesit,heperishes.43
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Thepettyman,recognizingnoconstantnorms,tendsalwaystoexcess.Lackingbalance,hecangainnolastingmerit,despitetemporarygoodfortune.Such
misconducthasrepercussionsinthenaturalworld.
App.9:Whensoulsareoverturned,
Ch'iandformrevert.
Fath.9:Overturnedsoulsreverting
Mean:Timeisnotovercome.
Deathistheseparationofch'iandform.Whathademergedfromundifferentiatedch'inowreturnstoitasthesoulbreaksdownintoitsconstituentparts,which
eventuallyreverttotheshadowybournesofthespiritworld.44TheimageofdeathprefigurestheprocesswherebysuccessivetetragramsevolvefromTetragram1,as
theunbrokenlinesgivewaytobrokenones.Atthesametime,werealizethatthecyclewithinTetragram1hasnowcomefullcircle.Notealsothatthecorrelationof
Appraisal9withtheendofthelifecycleissostrongthatitapparentlynegatesthegeneralrulebywhichoddnumberedAppraisalsinoddnumberedtetragramsare
connectedwithauspiciousyangch'i.45Atthesametime,the"Elaboration"autocommentaryseekstotempertheunrelievedlyinauspiciouscharacteroftheselinesby
emphasizingtheinevitablenatureofcyclicalchange.
Thewordtranslatedas"souls"(ling)referstohumansentience,anentitypowerfulenough,accordingtoChineselegend,tosurviveevendeath.Whatarewe,then,to
makeofthisAppraisal'sconcernwithhumandeathanddissolution?IntheclassicConfuciantexts,deathisconsideredacalamityonlywhenitisunnatural.Aquiet
deathfollowingthecompletionofone'sallottedyearswasgenerallyseenasablessingoneoftheFiveBlessingsofthe"GreatPlan"chapteroftheDocuments,as
thecommentatorSsumaKuangremindsus.46Here,"thenoblemanin
hisoldage"hascometotheendofhistime.47Thesuperiormanbowstotheinevitable,soas"toconformtohisdestiny."48Bydefinition,heseeshisowndeathinthe
widercontextofongoingdevelopmentinthecosmosthereforeheacceptstheideaofhisowndemise.
TheFathoming,translatedhereas"Timeisnotovercome,"canbealsobereadas"Timeisnotbearable."FanWang,theonlycommentatorwhodoesnotignorethe
Fathoming,offersthecommonplaceobservationthattheendoflife"is[truly]unbearable."49Hemay,however,bereflectinguponthelessongiveninthe"Elaboration"
autocommentary:
Theworthymangrowsapprehensive[sinceheisawarethathisdemiseisimminent],wherethepettymangrowspresumptuous[sinceheuseshisadvancedagetoexcusehisself
indulgence].50
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CorrelateswithHeaven'sMysteryYin
thephaseFireandtheYiching
Hexagramno.24,Returnthesunenters
thetheDrawnOxconstellation,5th
Chou degree
No.2.FullCircle
December26(p.m.)December30
HEAD:Yangch'icomesfullcircle.Divine,1itreturnstothebeginning.Thingsgoontobecometheirkinds.2
Justasthecentersupplementedbycircumferencedescribesacompleteform,Tetragram2expandsuponthethemesofthefirsttetragram.Notsurprisingly,theTaoas
thetotalityofBeingisdrawnasacircle,sinceallthemyriadthingsseamlesslyderivefromandreturntoitinthewordsoftheChanges,"AllunderHeavenincommon
return[toit]butbydifferentpaths."3FortheearlyChinese,asfortheGreeks,thecircleistheembodimentofperfectioninthatnothingcanbeaddedtoit.4Seeking
theTaoisalsoacircularprocessinsofarasanyseriesofcorrectpropositionsmadeaboutitultimatelyleadsbacktothesamesolution.Moreover,sinceallpointson
thecircumferenceofacirclestandequidistantfromitscenter,thecirclemaysignifyequitabletreatment.5Finally,thecirclesignifiestheeternalandtheineffableinthat
itspathknowsnobeginningorend.Thecirclestronglyimpliesrenewal,then,athemethatisalsofoundinthehexagram"Return."
Despitetheseauspiciousassociations,thenotionofcomingfullcirclealsospellsdanger.Ifthereisincompleteclosureatthecriticaljuncturewhereonecompletecircuit
endsandanotherbegins,thenecessarycyclicalpatternsofthecosmoswillbeinterruptedorderailed.Forthatreason,varioustextsassociate"movementback"with
weaknessandtrouble.6Thistetragramcorrespondstothetimefightafterthewintersolstice,aperiodwhenspecialcautionisrequiredbecauseofthefragilenatureof
nascentyangoverwhelmedbyyin.Atthistime,accordingtotheBookofChanges,
Thekingsofantiquityclosedthepassesatthetimeofthesolstice.Merchantsandstrangersdidnotgoabout,andtherulerdidnottravelthroughtheprovinces.7
Sincecommercialactivitieswereconsideredsecondary(i.e.,lessessentialbecausenonproductive)ascomparedwiththebasicoccupationsofagricultureand
governing,itiseasytoseewhymerchantscirculatinggoods,andstrangersmakingtherounds,foundtheirtravelscurtailed.Evenaroyalprogressthroughoutlying
districts(yetanothercircuit)wasforbid
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8
denatthisseason,despiteitscrucialfunctioninmanifestingimperialpower. Thekingpresumablyisadvisedtoattendtowhatisevenmorebasictohisrule:his
conformitywiththeHeavenordainedWayandhisrelationswithhisministersandthecommonpeople.
Throughsuchretreattothebase,muchgoodcanbeaccomplished.Inthecosmicrealm,itwasacceptedwisdomthat,"ifyinisnotattheextremepoint,yangisnot
born."Itistheperiodicreturnofch'ithatpromotesitspropercirculationthroughouttheuniverse,justasariverflowstothesea.9IntheworldofMan,acareful
reexaminationoffundamentallessonscanhelptoreadjustone'sactionstotheTao,sothatthe"floodlikech'i"circulatingwithinthebody10isstrengthenedwhilethe
chancesofconventionalsuccessareenhanced.
TheHeadtextshowsyangch'imakingitsdivinecircuit.Whilethereisnocleardemarcationofboundariesinregardtoyang'saction(astatereminiscentofprimal
chaos),mysteriouslyyangch'ipromptseachofthemyriadthingstobegintheprocessofindividuation.Humansparticipateinthisprocess,ofcourse,andcaneven
helptoguideit,whentheyconformwiththenaturalprocessesasexemplifiedbyritual.Ritual,liketheTao,establishesadivinebalancebetweencommunityand
individuation,therebyinsuringthecontinuityofalllifecycles.
Finally,thetitleofthetetragramprobablyrepresentsaplayuponthenameoftheChoudynastywrittenwiththesamecharacter.ThehexagramReturninHanliterature
isthoughttorefertothedefeatofthelastevilkingofShangbythefounderoftheChoudynastybythisact,theChoureturnedAllunderHeaventotherightpath.11It
isthegloriousinstitutionsoftheearlyChouthatYangHsiung,likeConfuciusbeforehim,hopedinlatertimestorestore.For,
ThemoralpowerofChoumay,indeed,becalledanabsolutelyperfectmoralpower.12
BothasacommittedConfucianandasadescendantoftheChourulinghouse,YangHsiungwouldthinkithissolemndutytopromotesucharestoration.13
App.1:ReturningtotheheartofHeaven,
Inwhatvirtuedoesheerr?
TheWayisblocked.
Fath.1:Thattheheart'sreturnisblocked
Means:Thecenterdoesnotreciprocate.
Clearly,notaskismorefundamentaltotheindividualthanintelligentconformitywiththecosmicpatterns,soYangHsiungappropriatelymentions"returningtothe
heartofHeaven"inAppraisal1ofthistetragram.
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14
TheChangeshexagramReturnclaimstoembodytheheartofHeavenandEarthinurgingafullturnawayfromerror. Despiteavagueagreementthat"Whatis
receivedfromHeavenshouldbereturnedtoHeaven,"15earlythinkersfoundthattherealdifficultyliesinascertainingHeaven'swill.LikeotherConfucianclassics,the
MysterypresumesthatHeaven'swillcanbediscernedinatleastthreeways:1)intheconscientiousdecisionsmadebytheindividualwhohas"selfknowledge"162)in
thepatternsofcivilizationtransmittedbysagerulersandpreservedintradition17and3)intheexpressedwillofthepeople,ontheassumptionthat"Heavenseesasthe
peoplesee."18Intheory,solongasthestateisjust,thereneedneverbeaconflictbetweentheindividual'sselfcultivation,hisacquiescenceinthewisdomofpublic
opinion,andhisconformitywithsocietalconventions.
Still,earlyChinesephilosopherswerefartoosophisticatedtobeunawareofthesometimescontradictorylessonsconveyedbythesethreesources.Inabenighted
age,forexample,thesuperiorman'sconsciencemaytellhimtorebelagainstpublicmores.YangHsiungprovidesafurthertesttoresolvequestionsofmorality:Like
Confuciusbeforehim,19Yangsuggeststhattheadvisabilityofaparticularactioncanbejudgedonthebasisofasingle,infalliblecriterion:Doestheactionexemplifythe
virtueofreciprocity?Wherethereisevil,itislikelytostemfromtheindividual'sfailuretoaccordothersthesameconsiderationhehimselfexpects.Asaresult,
communityisbroken.
App.2:Apivotsetdirectlycenter
Sweepsfullcircle,notinangles.
Fath.2:Apivotplaceddirectlycenter
Means:SetyourthoughtsontheMean.20
BeginninginChoutimes,thepivotmetaphorappearsregularlyindiscussionsregardingtherelatedsubjectsofastronomyandkingship.Intheheavens,theDipper
functionsasapivotaroundwhichthevariousstarryconfigurationsrevolve.Alignedwiththeaxismundi,itensurestheseamlessalternationofnightandday.21The
kingis"pivot"or"pole"ofAllunderHeaveninatleastthreesenses:22First,itishewhosteadiesanddefinesthemovementofalllesseraspectsofcreationtheruler's
positionandinfluencearesuchthathisdesiresconstitutethedirectingforceofhissubordinates.Second,therulerislikethepivotinthathealoneappearsunmoved
andinactive(wuwei),whilehissubjectsundergoradicaltransformationsunderhisinfluence.Third,theruler,likethepivot,isimpartialinaction,sothatthesweepof
hismindgivesequalconsiderationtoalloptionsandcandidates.Inthis,ofcourse,heimitatesHeaven'smodel.23
ThoughallearlyChinesethinkersareinagreementthatitisbyvirtue
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ofhispivotalpositionthatthekingoverseesandinformsthefullroundofactivitiesinhisrealm,theycannotreachagreementonthebestwayto"plant"thepivot.The
Confuciansassertthattheruler'spivotalroledependsonhischarismaticvirtue.AsthefamouspassageintheAnalectssays,"Hewhorulesbymoralforceislikethe
polestar,whichremainsinitsplacewhileallthelesserstarsdohomagetoit."24Justasapivotcannotinscribeacompletecircleunlessitshingesarecorrectlyand
firmlyplaced,25dominionoverAllunderHeavenwillbepreventedbyimproperbehavior.TextsassociatedwiththeLegalists,incontrast,insistthattheruleractsas
pivotforthestateeitherbecauseheoccupiesthe"strategicposition"26ingovernmentorbecauseheemployscertainbureaucratictechniquesfortheLegalists,
calculation,morethancharacter,determinestheking'sefficacy.
IntheFathoming,wehaveYangHsiung'srebuttaltotheLegalisttheory.Theindividualistoldtoconsiderthemanifestadvantagesofrulebyvirtue,asdemonstrated
bythehomelymetaphorofthecenterbackseamofacloak.27Thecenterseamgainssignificanceonlybecauseitholdsthevariouspartstogether.Thekingcanhold
hissubjctstotheextentthatheembodiestheimpartialperfectionoftheMean.Here,YangHsiungrepeatsthecentralthemeofthe"GreatPlan"chapterofthe
Documents,whichdescribesthetruekinginthefollowingmanner:
Havenothingonesided,nothingoblique.
Followtheking'srighteousness.
Havenopredilectionsnoaversions.
Andfollowtheking'sroad....
Havenothingdeflected,nothingperverse.
Theking'swayisstraight.28
Theprivateindividual,ofcourse,modelshimselfuponHeavenandthekinginhisdevotiontotheMean.SincePosition2correspondstothecentraloneofthethree
AppraisalsdevotedtoThought,YangappropriatelyemphasizesthecenterandtheMeanatthisjuncture.
Theimageofthe"pivot"atthesametimereferstotheHunt'ienastronomicaltheoryfavoredbyYangHsiung.Accordingtothistheory,thesunandthemoonarestars
movinginauniformfashionaroundtheNorthPole(yetanother"centerpivot").29
App.3:WhatIgiveoutandwhatItakein
Arechieffactors30ingoodluckorill.
Fath.3:Whatcomesfromme,whatentersme
Means:Wecannotbuttakecare.
SsumaKuangassumesthattheselinesrefertotheeffectofexternalsituations("whatentersme")uponthethoughtprocesses,including
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motivation,whicharethentranslatedintoaction(''Whatcomesfromme").Certainlythisisplausibleitisalsoconsistentwiththethemeofcircularity.Still,inthatcase
theAppraisalwouldbetterbephrasedas,"Whatentersme[then]comesfromme."Forthisreason,Isuggestanalternateinterpretation.Thephrase"exit/enter"
usuallyreferstoeffortorfundsexpended,comparedwiththereturnreceived(ineitherthematerialorspiritualsense).31Theversesrecallasimpletruth:Asaman
sows,soshallhereap.Aseachactionleadstospecificconsequences,onlysinglemindeddevotiontotheWaycanhelptoinsuregoodluck.Inthisway,theindividual
hasacertaindegreeofcontroloveraspectsofhisfate.
App.4:Heisgirdedbyhookandbelt,
Onwhichistiedaringofjade.32
Fath.4:Girdinghishookandbelt
Means:Heshowsselfconstraint.
Theimageofcirclingcomesupnofewerthanfourtimesinthisbriefpassage:onceasabeltencirclingthewaist,onceasabeltloopingarounditshook,againinthe
jadering,andfinally,asamanreturningtohisbestselfbyacceptingnecessaryconstraints.33
Clothingsignifiesman'sseparationfromthebeasts,asintheBible.InearlyChina,clothingprovidedafurtherethicaldemarcationthroughtheritualsystemof
sumptuaryregulations,whichstipulatedthattheofficial,whopresumablyexemplifiestheWay,istobedistinguishedfromthecommonerbyhissuperiorclothing.Such
distinctionsareentirelypraiseworthy,accordingtoYang,astheypromotethesocialvirtues.34Herenotonlythebeltandhook,35butalsothejadeornamentsuggest
thatitisamemberoftherulingelitewhoshowslaudable"selfconstraint"becauseofitscost,fewoutsidetheranksofaristocratscouldaffordjade,evenifitsusehad
notbeenrestrictedbysumptuarylaws.
JadeishighlyprizedbytheChineseformanyreasons.First,humannatureislikenedtojadeindiscussionsaboutselfcultivationsincetheinherentbeautyofbothis
enhancedthroughpolishing.36Inparticular,jadeornamentssuspendedfromthebeltsymbolizealiferegulatedbyritual,fortheirrhythmictinklingsoundsremindthe
wearertomeasurehissteps.37Second,jadeexemplifiestheconstancyofthesuperiormanbecausejadeiscooltothetouchinanyweather.Third,sinceNeolithic
timesjadehasbeenthoughttohaveuniquelifegivingproperties.Forthisreason,jadewasusedformanyfuneralgoods,includingthefamousjadesuitsexcavatedat
Manch'eng.Thejaderingspecificallystandsfortheeternalnatureofthelifeprocess.38Alloftheseassociationscomeneatlyintoplayhere,asritualconduct
strengthensthehumaneofficialinconformitywiththeeternalTao.
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App.5:Hedwellsatthecenteroftheland,
Andtheresetshisgoldencarriage.
Heaven's39warningsincrease.
Fath.5:Thedwelling,thegold,theincreasedwarnings
Means:Thepettymandoesnottriumph.
SsumaKuanggivesoneinterpretationwidelyfollowedbyothercommentators:Theindividualenjoysanumberofadvantagesandeverythingseemspredisposedto
goodfortune:"Hisdwellingisnothing,ifnotbeautifulhiscarriageisnothing,ifnotsturdy.Still,thepettymannevercandwelllong[inpeace]andpracticeit[virtue]."
Therefore,Heaven'swarningsincreaseuntilbothpowerandpossessionsarelost.40Thissoundslikelyenough.TheonlyproblemwithSsumaKuang'sanalysisisthat
itsconnectionwiththethemeofcircularityisunclear.
Letusbeginwithwhatweknow.TheAppraisalmustbeinauspicious.SincePosition5correspondstotheSonofHeaven,itislikelythattherulerisatfault.Thereare
otherindicationsaswell.Thedwellingislocatedinthecenterofthecountry,thatis,thecapital,41andthereistalkofthecarriage,acommonmetaphorfor
government.42Furthermore,thecarriageismadeofgold.Onlyakingcouldaffordsuchanequipage.Butthereinliesthetrouble.43Theruler'sfondnessforluxuryand
displayeventuallyunderminestheroyalhouse.Expansionisnotfollowedbyretrenchment.Ifittakesagreatmantoacquirethechariot,itisthe"pettymanwho[byhis
courseofaction]tearsdownhisowndwelling."44Theidealruler"remembersdangereveninsafety."45
TheAppraisalcanalsobereadasacritiqueofmenreturnedtoprivatelife(reading"dwelling"as"athatchedcottage")afterofficeholding(thecarriage),whorefuseto
giveuptheappurtenancesoftheirformerstation.ManyHanworkscensuremenwhoseofficialpositionandsocialpretensionsdonotcorrespondaccordingtothe
"DoctrineoftheMean,""Thesuperiormandoeswhatispropertothestationheisinhedoesnotdesiretogobeyondthis."46Insomecases,thecouplingofchariot
anddwellinginHantraditionalsopointsto"[official]salarynotmatchedby[thediligentperformanceof]duties.''47
App.6:Goodfaithencircleshisintegrity48
AndpenetratestoHeavenabove.
Fath.6:Goodfaithsustaininghisintegrity
Means:Itcommunicatesonhigh.
TheChinesegenerallyascribethevirtueofconstancytoHeaven,sincethefixedstarsdonotdepartfromtheircoursesandtheseasonsalternateinasetpattern
withoutfail.49Asthegoodpersondevelopshis
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capacityonHeaven'smodelforreliability,Heavenissuretorewardhim."Goodfaith"(hsin )referstothesocialrelations,tokeepingpromisesandfulfillingone's
dutieswithinthefamilyandinoffice.50Theterm"integrity"(ch'eng ),bycontrast,usuallyembracesrealms(bothinnerandcosmic)beyondsocialrelations.Itrefers
tothatperfectconformityoftheinnermindofmanwithHeaven'swillthatinsurestheintegrationofthehumanspiritwiththecosmicrealm.51Asonecommentatorto
theMysteryputit,"GoodfaithistheWayofMan...integrity,theWayofHeaven."52YangHsiungremindshisreadersthatman'ssocialresponsibilitiesarenotonly
consistentwith,butpreconditionsforconformitywiththelargercosmicpatterns53goodfaithandintegritymutuallyreinforceoneanother.(Thisreminder,ofcourse,
disputestheclaimsofcertainrecluseswhoinsistthatsocietalclaimsmustbeabandonedinservicetothegreaterTao.)Therefore,''Integrityandgoodfaithgivebirthto
whatisgodlike."54
App.7:Greatly55immoralmen,seeingtheirpeers,56
Returntocover.
Fath.7:Greatexcess,seeingfriends,
Means:Associationisimpossible.
IntheMystery,goodnessbydefinitionproducescommunity.WhileFathoming6atteststothepowerofvirtuetoforgestrongtiesbetweenHeavenandMan,herewe
findvicedestroyingallpossibilityoftruefriendshipamongmen.Onemainavenuetospiritualenlightenment,instructionbywiseandcaringfriends,iseffectively
closed.57
TheChinesedoesnotspecifywhoreturnstocover.Possibly,theevildoerisembarassedtohaveatruefriend(bydefinition,agoodman)witnesshisactions.58
Perhapstheevildoerseekstohidefromhimselfknowledgeofhisowncrimes.59Athirdpossibilityisthatformerassociatesslinkawayindisgustaftertheywitness
wickedacts.Associationsbasedonprofitratherthanvirtueareespeciallylikelytocollapse.60
App.8:Turningoutfaults61fromtheself,
Misfortuneswillnotbegreat.
Fath.8:Riddinghimselfoffaults
Means:Calamitywillnotstrike.
Afailing,iftrulyrepented,neednotendindisaster.Itisasifthegoodperson"returnsfromnogreatdistance."62
App.9:Ashereturnstoruin,
Somerejecthimandwalkaway.63
Fath.9:Revertingtoruin
Means:Hiswayisatanend.
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Onceagain,thefinalAppraisalofthistetragrampicturescompletedissolutionthistime,thatofthestate.Hewhopersistsinevilfindsthathissubjectsdeserthimin
droves,bringinganendtothedynasty.64
PopularlegendprovidesafamouscounterexampleinthepersonofDukeTanfu(alsocalledT'aiwang).ThedukewasoriginallyrulerofthesmallstateofPin(in
presentdayShensi)whenthethreatofbarbarianinvasionforcedhimtorelocatehiscapital.Despitethehardshipinvolvedinthetransfer,hisloyalsubjectsfollowed
himtothenewstatecalledChoubecauseofhisgreatvirtue.Onlythreegenerationslater,hisgrandsonsucceededtothepositionofSonofHeaven.65
CorrelateswithHeaven'sMysteryYang
thephaseWoodandtheYiching
Hexagramno.3,DifficultyStartingthe
Hsien sunenterstheWomanconstellation,2d
No.3.Mired degree
December31January4(a.m.)
HEAD:Yangch'istirsslightly.Thoughstirred,itismired[inyin]."Mired"referstothedifficultyattendingthebirthofthings.
Thistetragramexploresthedifficultyexperiencedatthestartofanyinitiative.Thecharacterusedforthetitleofthistetragram,ahapaxgraphomenonfoundonlyin
theMystery,ismadeupoftwocomponents:thefirstmeans"stone,"thesecondmeans"firm"or"solid."Cognatesforthetitlecharacterinclude"tobindtightlyorfast,"
''solidlyfixed,""imprisoned,"and"unmoving."1Clearly,movementissluggishandweighteddownatthebeginning.2Throughoutthetetragram,thetitlecharacteris
playedoffagainsttheverb,"topullout,"3anactionwhichisalwaysviewedfavorably.Thetitle,then,mustindicatethelamentablesituationinwhichsomethingis"held
fast"or"mired"insomekindoftrouble.ThisdefinitionissupportedbytheHeadtextthatpicturesyangch'ilikeachildstrugglingtoescapethedarkholdofthe
cosmicwomb.(Notethetetragram'scorrelationwiththeWomanconstellation.)
LikethesucceedingtetragramBarrier,thistetragramemphasizesthedangersinherentinprematureaction.TheearlyAppraisalsinparticularshowthedisadvantagesof
inadequatedevelopment,whichpreventsclean
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extraction(ofthehairfromthehead,ofevilfromtheself,oftheworthymanfromobscurity,oftheworldfromitsbenightedcustoms).Thewisemanawaitstheproper
timeinthecyclesothattrendsfavorhim,knowingthatevenyangch'imustwaituntilspringbeforemanifestingitselfinfullglory.
InanadditivenarrativeformborrowedfromtheChanges,Appraisals57skillfullyusethemetaphorofthejourneytosuggestthecourseofpotentialdevelopment
frommoralignorancetofullappreciationoftheTao.4Likethetraveler,thepersonsetuponselfcultivationmeetsvariousobstaclesanddetours,butsolongashe
neverswervesfromtherightpath,hewilleventuallyarrivesafelyathisdestination.
ThejourneymetaphoralsolevelsimplicitcriticismattheSophistsandatChuangtzu,whousedtheparadox"Mountainandabyssarelevel"inarguingfortheabsolute
equivalenceofallexperience.5FollowingthetraditionofthephilosopherHsntzu,YangHsiunginsistsuponthesubstantivedifferencesbetweenvariouscoursesof
actionopentotheindividual.Inhisverses,then,mountainandabyssareshowntobefarmoredangerousthanhillandgully.
App.1:Yellow,pure,andinhiding,6
Itsboundariesareunseen,
Storedaway,pentupintheSprings.
Fath.1:Yellow,pure,andinhiding
Means:Transformationstakeplaceinsecret.7
Sincethistetragramcorrespondstothesecondweekafterthewintersolstice,yangch'iremainsconfinedtothewaterynetherworldoftheYellowSprings.8Although
itsoutlineisunclear,itspotencyissignifiedbytheadjectives"yellow"and"pure."Yangch'iisyellowintwosenses:Itisessentialtofuturedevelopmentandnourishing
likeyellowEarth.9Itispureinthatitisbothunadulteratedandconcentrated,thoughlatent.10Hereitispoisedtofeedtherootsoffutureaction.
Position1isalignedwiththeBeginningofThought,aswellaswiththeWaterphase.Thewaterydepthssymbolizethemind'sunseenoperationspriortoactionand
mayalsosuggestthesuasivepotentialofthesuperiorman.11
App.2:Theyellowisimpure,
Bent12attheroot.
Fath.2:Thatyellowisimpure
Means:Whatiscentralandsuitableislost.13
ThecommentatorFanWangattributesarresteddevelopmenttotheantagonisticrelationbetweentheagentFire(assignedtoAppraisal2)and
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14
theagentWood(assignedtothefulltetragramandtoAppraisal3). ButSsumaKuangseemsmuchclosertothemark:Ifthebaseisweakinanyway,future
growthissuretobestunted.Ourattentionis.drawntothepettymanwhoseweakconscienceimpedeshismoralgrowth.
App.3:Therosybabeisliftedup15
Sothatoriginal16purity
Willhaveitsrightfulend.
Fath.3:Newbornchild,liftedandlifted,
Means:Fatherandmotherattendtoit.
Thebabyisnaked,alertingustoman'soriginallikenesstothebeasts.17Thenewbornbabeisrosy,withredsignifyingvirileyangch'i,andbyextension,perfect
potentiality,auspiciouscoherence,andconcentrationofthevitalpowers.ThepowerfulmetaphoroftherosybabeistypicallyemployedbyearlyTaoistthinkersto
provetheremarkablestrengthoftheinborncapacities.18However,theMysteryiscarefultodistinguishthepotentialforvirtueimplantedinallofusfromitseventual
actualizationinthenobleman.Theseedsofinborngoodnessarefragileandeasilylost.Andareturntoinfantilespontaneityisbynomeanstobeconfusedwithtrue
virtue.19Justasthenakedchildinitshighlyvulnerablestaterequiresthesupportofbothlovingparents,20sodoesfulldevelopmentoftheheart/minddependupon
carefultrainingreceivedfrommoralsuperiors.Thispoempraisesnotthechild,butthoseauthorities(livingordead)whoguidetheirsubordinates"asiftheywere
tendinganewbornbabe."21AstheChangesmaximputsit,"TonourishtheRightintheyoungignoramusisthetaskofthesage."22
Ofcourse,oncetheextendedcourseofmoraltraininghasledthechildtorealizehisfullpotentialforhumanity,thesonbecomesthejoyofhisparents'oldage.That
explainswhytheparentswatchoveritnotonlywithanxiety,butalsowithaffectionandhope.
App.4:Pullingoutourfaults23
Isnotpossiblebyforce.
Fath.4:Uprootingourfaults
Means:Thisgoesbeyondphysicalstrength.24
TheAppraisal'scorrelationwiththephaseMetalmayaccountforitsreferencestophysicalforce.25Inanycase,byreferringtothedifficultiesofreform,theselines
balanceYang'sreferencetooriginalpurityinAppraisal3.TheMysteryiscarefulnottopromoteanidealisticvisionofmaninthestateofnature.AccordingtoYang
Hsiung,theinbornnatureatbirthisamixtureofgoodandevilonlythosewhoweedouttheireviltendenciescanbecometrulygood.26Buttheapplicationofphysical
force
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27 28
alonecannotproduceimprovement asYangwriteselsewhere,"Thenoblemanexcelsinvirtuethepettyman,inphysicalstrength." Thebestwaytocorrect
oneselfistofollowtheexampleofmoralsuperiors,eitherinpersonorthroughstudyoftheirteachings.
Sincetheverb"pullout"canalsomean"raisingsomeonefromobscurity,"theseversesalsoconceivablyrebuketherulerforhisappointmentofofficials.Thispossibility
isstrengthenedbythealignmentofPosition4withministerialrank.Twocommentators(FanWangandSsumaKuang),therefore,offerasecondreadingforthe
Appraisal:
Toraisemefromobscurity,[despite?becauseof?]faults,
Byforce,onecannotovercome[difficulties].
Toraisemefromobscurity,[despite?becauseof?]faults,
Forceisnotupto[thetask].
Inselectinghisofficials,therulerhasconsciouslyorinadvertentlychosenthosewhoprefertorulebyforce.
App.5:Topullthechariot
Outofmountainorabyss29
Isataskbefittingthegreatman.
Fath.5:Pullingchariotsfrommountainandabyss
Means:Thisisthestrengthofthehighlyplaced.
AsintheWest,theabysssymbolizesdesperatesituationsthemountain,dangerousheightstobescaled.Theterm"greatman"canrefereithertoagiantortothe
worthymanfittogovernothers.Ifthechariotrepresentspoliticalpurchase,themagnitudeoftheruler'sdifficultiesissuggestedbyboththeextremelydangerous
locationofthecarriageanditsstalledcondition.Itwilltakeagreatmaninhighplacestorescuethestrandedstatefromitsprecariousposition.Afineexampleof
incrementalrepetition,Appraisals59followthechariotonitsprogress.
App.6:Leadinghischariot,
Heenterstheruins.30
Fath.6:Leadinghischariotintotheruins
Means:HehasnotfoundtheWay.
Havingjustbeenpluckedfromextremedanger(eitherpoliticalchaosorthemoralabyss),therulernowsetsoffinadirectionwhichleadstoultimatedestruction.
Perhapshehasbeenpoorlyadvisedbyhisministers.31
App.7:Escapingperilousterrain,
Heascendsthehill.
ThereheisbroughtanOX.32
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Fath.7:Toescapethedefile,goupthehill
Means:Thereisnosubstitutefortimelyaid.33
Althoughthechariothasnotyetreachedthesafetyofthelevelplain,imminentdangerhasbeenavoided.Andthoughthechariotisillsuitedtohillyterrain,thispresent
movehastwoadvantages:first,fromthetopofahill,thedrivercanseetheWayallthemoreclearly34second,thetopofthehillismoredefensible.Sincesomeone
bringsanox,reliablehelpfromoutsidehasbeensecured.Theultimatesourceofthisvaluableaidisindicatedbyapun.Thegraphforhillisalsousedforthepersonal
nameofConfucius,thegreatsagemaster.
App.8:Failingtopullthechariotfree,
Hecrackshisribs,35crackingaxle.
Fath.8:Failingtopullthechariotfree
Means:Heharmshisownperson.
Thepettyindividualwhofailstomeasurehisownstrengthwillnotbeabletopluckhimselffromdanger.36Instead,hismisguidedeffortswillsimplycompoundhis
problems.Here,bothhistoolsandhispersonsuffer.Ifthecarriagestandsforthestate,boththerulinghouseanditsheadareoverturned.
App.9:Highmountainstower.
Below,theriverbreaksinwaves.37Thatmanhas
anoardrawnferry.Withhim,youcancross.
Fath.9:Highmountains,greatrivers
Mean:Withouttheboat,impossibletocross.
Position9representsanextremesituation.Hereeithercourseofactionseemstopresentitsowndangers.Tooneside,therearetoweringmountainsontheother,
ragingrapids.Extremecautionmustbeexercisedifdeath(physicalormoral)istobeavoided.Thewiseindividualkeepsonthealertforoutsidehelpinorderto
survive.
Amongthewaters,therearegreatriversamongthemountains,therearetoweringpeaks.Whatistallorgreat,ordinarymencannotcross....Surelyithasneverhappenedyet
thatonediscardstheboattocrossthewaters.NorhasiteverhappenedthatonediscardstheFiveClassics[ofConfucianism]butissavedintheWay.38
ForYangHsiung,ConfuciantraditionasrecordedintheClassicsprovidestheonlyvehiclebywhichtopassthroughlife'svicissitudes.39
Page107
CorrelateswithHeaven'sMysteryYin
thephaseMetalandtheYiching
Hexagramno.3,DifficultyStarting
thesunenterstheWoman
Hsien constellation,6thdegreetheDipper
No.4.Barrier pointsNNE
January4(p.m.)January8
HEAD:Yangch'iisbarredbyyin.Miredfast,1allthingsarebarred.
AstheWinterSolsticesolarperiodgiveswaytotheLesserColdwithAppraisal4ofthistetragram,thepowerofyinch'igrowsprogressivelyweaker.Still,yinis
sufficientlystrongtoimpedetheemergenceofyangfornow.2Sincethegrowthofthemyriadthingsdependsuponyangch'i,theyfeelitspredicamentkeenlyandare
impededintheirdevelopment.
LikeTetragram3,thistetragramiscorrelatedwiththeChangeshexagramentitledDifficultyStarting.Allthreetextsillustratehumanrelianceuponavarietyofaids,
includingtoolsandspecialists,inbuildingthecivilizedorder.However,theChangesfocusesuponcarting,wooing,andhuntingwhileYangHsiungconsidersmany
differentbarriersinhisexaminationofhumanresponsetotheoutsideworld.
Thesinglecharacterofthetetragramtitlereferstoacrossbaratanentrance,toseparatingpensdevisedfordomesticatedanimals,ortothehorsecorral.Fromthese
rootmeaningsthereevolvedmoreabstractideasof"defense,""obstacle,"and"interception."Barriersaregoodiftheypreventoutsideinfluencesfromharmingthevital
innercore.Earlier,theLaotzuhadadvisedtheindividualto
Blocktheopenings,
Barthegates,
Andallyourlifeyouwillnotrundry.3
Certainphysicaltechniques,includingbreathcontrol,weredesignedspecificallytostaveoffthedailydepletionofbodilych'ithatendedindeath.Meanwhile,theearly
Confuciansfocusedinsteadonthepreservationofintegrity.Forthem,thesinglebestbarrierwastobefoundinthethoroughhabituationtogoodnessthatobstructsevil
impulses:"UseDutytobar[evilin]oneself.Usetheritestobarit."4Atthesametime,certainbarriersadmittedlyhaveanegativeimpactinthattheypreventgood
influencesfrompenetrating.TheLogiciansusedthemetaphorof"separatingpens"totalkof"restrictedviewpoints"thatprejudicetheindividualagainstthetruth.5
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6
TheprimaryfocusoftheChangestradition,ofcourse,waspreventingcalamities"inadvance." Itpromisedthenoblemanthatattentiontodetailsandcalculationof
contemporarytrendswouldallowthecircumventionoftheusualtroublesplaguinghumankind.FormanyearlyChinesethinkers,thekeylayintheproperandtimely
useofbarriers.
App.1:Snakeslurkinthemud.7
Allarefemale.Nonearemale.
Nonefinallyreceivethegift.8
Fath.1:Thesnakeinthemudisnohiddendragon.
Meaning:Theruleronthedragonthroneisnoruler.
Position1appropriatelymentionsthelowgroundofmudandmire.ThehiddendragonintheChangestraditionsignifiesthesuperiorman(especiallytheruler)priorto
action.9Becausethedragonissaidtobringtherainneededbytheagriculturalcommunity,itbringstomindmanyformsofgracethatraindownfromonhigh,including
theruler'sbenefactionstohissubjects.Here,however,thereisonlyapoorimitationofthedragon,asnakecoiledinthemud.Thoughthedragonandsnakewere
commonlyclassifiedasmembersofasinglegenus,10crucialdifferencesweresaidtoexist:First,thedragoncantransformitselfbymagicintovariousformsbutthe
snakecanonlymoltitsskininasuperficialchange.11Second,thedragonmatesnormally(andindeed,isassociatedwithfertility),butthesnakeisassumedtobe
hermaphroditic,andthereforeselfgeneratingthisviolationofthe"constantnorm"ofsexualreproductionisregardedashighlyinauspicious.Third,thedragonendows
blessingswhilethesnakemerelybringsharmtoManbyitsbite.Wherethedragoniswelcomed,thesnakeisfeared.
Thisbalefulimageryisintensifiedbytheimageofasnakethatwaitsinmud.AcontrastingChangespassagecallsthisauspicious,12buthere,apparently,thesnakelies
inwaittoambushitsvictims.Thisisquitedifferentfromthe"hidden"dragon(where"hidden"connotes"marvelous"and"mysterious'').Eviliscompoundedwhenall
malesareabsent,sincethispointstoanexcessofyinch'iassociatedwithdeathanddestruction.Finally,thestatement"Nonereceivethegift"suggestsaprofound
degreeofdisorder.Intraditionalsocieties,theorderlyexchangeofgiftsisseentocementsocialbondsandselfinterest,therebysecuringasolidfoundationforthe
community.Oncethesuperior'sbountyfailstoreachhisinferiors,theentiresystemofhierarchicalrelationsthattypifiesChinesesocietyisundermined.13Smallwonder
that"therulerisnoruler,"anobviouscontraventionoftheConfucianinjunctionto"rectifynames."14Withhierarchicalrolessoilldefined,"inferiorsassaulttheir
superiors."15
SinceAppraisal1correspondstotheperiodpriortoaction,thereexistsanalternateinterpretationforthesamelines.The"snake"isactually
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adragoncoiledinmud,onepopularimageforthegoodofficialforcedintoreclusionuntilatruerulerascendsthethrone.Thefemale(signifyingthesubordinate,the
"goodofficial")exists,butasyetnomale(or"trueruler")appearstoreceiveHeaven'smandate,asthenominalkingisunfittobearhistitle.16
App.2:Barringhisstorehousedoor,
Hesecurestheprecioustreasure.
Fath.2:Lockinghisstorehouse
Means:Thecenterheartisadeep,deeppool.
Man'sintegrityishisprecioustreasure.Theinnermostself(thecenterheart)*islikeadeeppoolinatleastfiverespects:First,itssourceintheTaoisinexhaustible.
Second,itssourceisunseen.Third,waterreflectswellonlyifitiscleanandstillbyanalogy,themindworkswellonlyifitisunmovedandcleanasaresultofdaily
selfexamination.17Fourth,water'sflowisgradualandcumulative,likeprogressinselfcultivation.18Finally,water'spurityinsuresthat,inthewordsoftheLaotzu,"it
excelsinbenefittingwithoutcontending".19
Toretainhisintegrity,thesuperiormanbentonmoralreformmustkeephimselffromdestructiveoutsideinfluences,suchasbadcompanions.SincePosition2
representslowposition,thesubjectoftheselinesmustpatientlyprepareforsomefutureemploymentofhistalents.
App.3:Thegateisshutbutnotbolted.
Thegoldenkeyisthrownaway.20
Fath.3:Shutbutnotlocked
Means:Thievesstealthroughthegate.
IncontrasttoAppraisal2,theindividualrefusestotakeproperprecautionstosafeguardhimselffromharm.AstheChangesstates,"Tobecarelessinguardingthings
onlytemptsthievestosteal."21
App.4:Lifting22our23yokeorcollarbar,
Thegainisslight.Itbenefits
Minorexpeditionsonly.
Fath.4:Unharnessedfromouryokeorcollarbar
Means:Thegoodmanvalueskeepinghisword.24
Theyokeand'collarbarsecuredraftanimalstoavehicletheyokeisusedforlargervehiclesthecollarbar,forsmallerones.Butwhathavetheytodowith"keeping
one'sword"?Apparently,YangHsiungalludestoapassagefromtheAnalects:
*
SeeKeyTerms,page63
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25
Idonotseewhatuseamancanbeputto,whosewordcannotbetrusted.Howcanawagonbemadetogoifithasnoyoke,oracarriageifithasnocollarbar?
Justasrestraintmustbeappliedbeforethedraftanimalcanbeharnessedforuse,theindividualmustbewillingtoabidebyhiswordbeforehecanbeofmuchservice
tohimselforothers.Admittedly,acartmaybepulledforashortdistancewithoutyokeorcollarbar,butthissoonprovesagreat(andunsustainable)wasteofeffort.
Byanalogy,whenanindividualrefusestobeboundbyhispromises,heislikeananimalrunamuck.Inthelongrun,onlygoodfaithcansustainbothsocialrelations
andselfinterest.AsConfuciussaid,"Man'sverylifeishonestyinthat,withoutit,hewillbeluckyindeedifheescapeswithhislife."26
App.5:Miredinevil,barredfromgood,
Hetriestopryusfromourvillainy
Whichishardasrockthoughnotarock.
Danger.
Fath.5:Stuckandblocked,likeastone,
Means:Theenemyholdsfirm.
Position5isalignedwithEarthstonesarethehardestpartsofearth.HerePosition5,signifyingtheSonofHeaven,isalignedwithinauspiciousyin,associatedwith
weaknessanddecay.Forthatreason,therulerfeelshisstrengthisinsufficienttorootoutevilinfluences(inhimselforothers).The"enemy"within,offeringstubborn
resistancetoreform,remainsfirmlyincontrol,likearock.27AstheChangeswrites,"Weakcharactercoupledwithaplaceofhonor...seldomescapesdisaster."28
App.6:Safebehindhisyellowwalls,29
Herestsongoldenmats.
Fath.6:Yellowwallsforbarricades
Mean:Heisfortifiedbyvirtue.
Physicalandspiritualbarriershereworktogether.Thewisemanbarstheentrancetohishousewithhighearthenwalls.Hethenrestssafelyinside,perhapsmeditating
orreadinginthetextsoftheancients.TheConfucianClassicsadvisemanto,
Embracevirtue,yoursafeguard.
Letyourheirsbeyourfortress.30
Thecultivationofvirtuepromotesthesafetyofone'shomeandperson.Virtueprovidesthebest"refuge"andmost"peacefulabode."31
Takingofffromthetalkof"heirs"intheOdes,theearlycommentatorFanWangseesintheyellowwallsandgoldenmatspecificreferencesto
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theancestraltemple,whosecontinuedexistencedependsuponsuccessiveactsofvirtueinthelineofdescendants.InviewofYang'sownautocommentary,which
correlatesAppraisal6withtheancestors,32FanWangmaywellberight.Still,itisjustaslikelythatyellowandgoldrefertothepureyangch'iofthecenteredmind.
App.7:Staggering,33
Heisbarredfromhissleepingmat,
Whilesomeonesleepssecurelyinhishouse.34
Fath.7:Gateslockedtothosewhostumble
Mean:Theevilliesathome.35
Igiveonepossibleinterpretationfortheverse.Theindividual,unabletoconducthimselfproperly,findsthateaseandsecurityaredeniedhim.Soonerorlater,
someoneelsewillusurphisplace.Deathmaybeimminent,fortheOdesays,"Youwilldropoffindeath,/Andanotherwillenter[your]chamber."36
AnotherreadingisofferedbyWangYa,whotakesthestrawsleepingmatstobe"relaystations,"asymbolofofficialdom.Thecriticismseemstobeleveledagainst
thecourt,whichbarsadvancementtoworthyadvisors.Meanwhile,evildoershavewormedtheirwayintotheruler'sconfidencetosuchanextentthattheyloungeeven
intheinnersanctumofthepalace.AsWangwrites,thisis"tobartheoutside,butlosetheinside."37
Athirdinterpretationofferedbythreecommentators(FanWang,YehTzuch'i,andCh'enPenli),38reads"sleepingmats"withadifferentdeterminativetosignifythe
"bloatingillness"39associatedwiththearrogant,deformed,andviciouswhorefusetoyieldorbend.40Yang'sversesarethenreadinthefollowingfashion:
Crooked[theirconduct].
Barred[arethegood]bythearrogant.
Some[even]beddowninhishome[thepalace].
Barringbythecrooked
Means:Theevillies[close]tohome.
AfourthandfinalsolutionisofferedbythelateCh'ingannotatorYYueh:41
Withcrookedconduct[amanisnosaferthanif]
Hebarred[hisdoor]withacoarsemat,
Orsleptinathatchedcottage.
YYueh'ssolutionisattractiveforseveralreasons:First,itdrawsuponmaterialfromYangHsiung'sowndialectdictionary,whichtalksof"coarsestrawmats."
Second,itcontrastsathatchedcottageandcoarse
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matswiththesecurefortressandsleepingmatsofAppraisal6.Thethatchedcottageisnoproofagainstthievesonthelookoutforvaluableobjectsthecoarsemat
cannotpromoteasaferest.Therefore,theindividual'smost"precioustreasure,"hisintegrity,isnolongersecure.
App.8:TheRedStenchspreadsto42thepasses.
IftheGreatKingdoesnotbaritsway,43
Contagionwillsweepthekingdom
Anddrivehishouse.
Fath.8:TheRedStenchreachingthepasses
Means:Hefearsitmayenterthepalace.
Herebarriersareclearlyneeded.OnlybyblockingthepassescantheinnerregionsofChinabeprotectedfromthe"miasmicvapors"threateningtheborders.44
Carefultorecognizethepotentialdanger,thegoodkingpromptlytakesstepstohalttheepidemicatthepasses.
Aplague,ofcourse,isalsoanaptmetaphorforevilmenorevilinfluences.The"greatruler"barstheirentrancetotheheart/mind.
App.9:Barringgatesonanemptyhouse,
Hekeepsitutterlyempty.45
Fath.9:Barringthegatestokeepitempty
Means:Finally,nothingcanfillit.46
Theterm"emptiness"hasbothgoodandbadconnotations.Emptinessispraiseworthywhenitsignifiesthevirtuesofhumilityandreceptivity,asinAppraisal4of
Tetragram1.Here,however,emptinessportendsapovertyofmindandspirit.Perhapstheindividualhaswaitedtoolongtobarthegate(thatis,toapplyself
restraint),sothatnoneof"hisprecioustreasure"(hisintegrity)remains.47Amandevoidofallprincipleineffecthasnothinglefttodefend.AsoneConfuciancanon
rhetoricallyasks,''Ifthecityisoccupiedbyvillainousenemies,thenwhytakepainstowallit?"48
Theselinescouldalsobereadascriticismofstraitlacedextremistswhohavedecidedtogointoreclusion.CertainmenofHantooktheprescriptiontorefrainfrom
evilcontactstoofarwhentheyavoidedsocietalcontactentirely.Onequestionfrequentlyposedwas,"Ifthenobleman'preserveshimself,'howishetohavecontact
[withothers]?"49Yang'sanswerwasunequivocal:Sincetheendofallvirtueistheenhancementofcommunity,eremitismbydefinitionleadstoabarrenexistencebereft
oftruehumanity.InthewordsoftheChanges,the"sacktieduphasnomisfortune,[but]neitherhasithonor."50Barriers,ifwronglyapplied,domoreharmthangood.
Page113
CorrelateswithHeaven'sMystery
YangthephaseEarthandtheYiching
Hexagramno.15,Modestythesun
Shao enterstheWomanconstellation11th
No.5KeepingSmall
January9January13(a.m.) degree
HEAD:Yangch'i,rippling,1spreadsthroughthedeeppool.Thingslikeripplers2initswakecankeepthemselvesverysmall.
Thistetragramdescribestheinitialstirringsofthemyriadthingswithintheearthinthewakeofyangch'i'sfirstgenerativepulses.Intermsoflanguageitisoneofthe
simplesttetragramssinceitborrowsalmostallofitsimagesdirectlyfromthecorrespondentChangeshexagramentitledModesty.The"Judgment"tothathexagram
says:
ItisthewayofHeaventoemptythefullandincreasethemodest.ItisthewayofEarthtocramp3thefullandaugmentthemodest.Spiritsandgodsharmthefullandprosperthe
modest.ItisthewayofMantohatefullnessandlovethemodest.4
Insimilarlanguage,theLaotzudescribesHeaven'sWay:
Whatishigh,itpressesdown.
Whatislow,itliftsup.
Theexcessiveittakesfrom,
Thedeficientitgivesto.5
SincethesuperiormanbydefinitionmodelshisbehavioronHeavenandEarthatalltimes,healsoactsto"reducetheexcessiveandaugmentthedeficient."6
AccordingtotheConfucians,hecarriesoutthis"godlike"taskbyimplementingritualineveryaspectofhislife.7
ByHantimes,humilityorselfdeprecation(i.e.reducingtheexcessive)waselevatedtooneofthemajorvirtues.Whateverhispersonalcircumstances,thegoodman
doesnotseektoblameothersforhisownfaultsaboveall,hedoesnotboastofwealthorposition.Instead,hecreatesorderpreciselybycondescendingtoshare
creditandresourceswithhisinferiors,anattitudewhichendearshimtothem,andmakesthemaccedetohismoraland/orpoliticalrule.8Atthesametime,the
courteoushumilityofthegoodmanelicitsvaluableadvicefrompotentialallies.Forthesereasons,whetherinhumblecircumstancesorinpower,thesuperiorman
downplayshisownachievements.
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ThisemphasisuponselfdeprecationseemstohavebeenarelativelyrecentinventioninYang'stime.Moreancienttexts,includingtheOdesandtheDocuments,argue
thateachmanshouldactinawayappropriatetohissocialstation.Inferiorsmustnotarrogatepowerstothemselvesandsuperiorsareexpectedtodisplaytheinherent
majestyoftheirpositionsbyimpressiveceremonialdisplay,thoughswaggerandarrogancearealwaysmisplaced.ItwasapparentlythelateWarringStatesquietists
whoelevatedselfdeprecationtoamajorvirtue,regardlessoftheindividual'sstatus.Eventually,thoseinhighpositioncometoseemodestyasatechniqueusefulin
circumventingtheusualcyclicaldownturnsoffate.9Incosmicterms,"reversalisthe[characteristic]movementoftheTao,"sothateachthingfallspreytoswiftdecline
immediatelyafterreachingfulldevelopment.Only"holdingfasttothesubmissive"(keepingawayfromtheapexofflorescence)10canforestallinexorabledevolution
withinthecyclicalprocess.Inpurelyhumanterms,excessivebrillianceofanytypeisbesthiddenlestitawakenthejealousyandenmityoffellowmenorthegods.As
anearlierbookintheChangestraditionobserves:
Rely[onothers]for
success[Inthatcase,]notroubles.
Hideoneself,
Thenlifeiskeptintact.11
InYangHsiung'sday,asinourown,greatwealth,ratherthanbirth,promptedswaggeringarrogance,whilepovertycouldprovokecadgingorsometimes,akindof
perversepride.This,plusYang'sownstruggletocometotermswithhiscomparativepoverty,probablyaccountsfortheMystery'sfocusonthisissue.
App.1:Indarkness,12hemakeshimselfsmall,
Becomingconsummatelyhumble.
Fath.1:Inobscurity,selfdeprecation
Means:Heconcealshishumility.
Allcommentatorsagreethattheselinesdescribethecontentmentthatcharacterizesthegentlemaninhumble,evenobscurecircumstances.Hedoesnotseektohave
othersrecognizehim,nordoeshecongratulatehimselfonhisownmodesty,being,astheChangessays,"modestabouthismodesty."13Confuciususedthefollowing
descriptionofhim:
Thegoodmandoesnotgrievethatothersdonotrecognizehismerits.Hisonlyanxietyislesthefailtorecognizetheirs....Hedoesnotcareaboutnotbeinginoffice.Allhecares
aboutishavingthethequalitiesthatentitlehimtooffice.Hedoesnotmindfailingtogetrecognition.Heistoobusydoingthethingsthatentitlehimtorecognition.14
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15
Hiswillingnesstocarryouthismodesty"totheutmost"makeshischaracteradmirable,even"marvelous."
App.2:Selfdeprecation,lessthancomplete,
Heclutcheshiscarestohisbreast.
Fath.2:Selfdeprecationfailing
Means:Hishumilityisimperfect.16
Thepettymanoccasionallyassumesamaskofhumilitybutinrealityheisfartooselfabsorbedtobereallyselfforgetful.Notsurprisingly,hetendstoignoretheneeds
ofothers.Onceoffended,thosearoundhimmayturnagainsthim.17
App.3:Modestlydone,hisactionssucceed.
Heisamodelformastersofmen.
Fath.3:Tobemodestinsuccess
Means:Hishumilityistriedandtrue.18
Position3marksthetransitionfromthoughttoaction.Solongastheindividualremainsamodelofhumility,hecansuccessfullymarshalthetalentsofthosearound
him.Thegoodmantestshismodestyinatleastthreeways:First,hecomplieswiththeteachingsoftheancients,acknowledgingtheirsuperiority.Second,he
downplayshisownattainmentswhileacknowledginghisdependenceuponfriendsandadvisors.Third,heeffectsallmajorchangesinminorincrementstoavoid
undulyalarmingothers.19Bythegradualaccumulationofsuchmodestaccomplishmentsthegoodmantransformsthecircleofhisacquaintancesuntilthey
unconsciouslyimitatehisattitudeofcomplianceintheirdealingswithoneanother.
YangHsiung'slanguageisambiguousenoughtoreadaspraiseoflaissezfairegovernment,asamoderncommentatorsuggests.20Inthatcase,thepoemwouldread:
Whenactionsareminimized,[itbrings]hissuccess.
Thisisthemodelforthemasterofmen.
Minimizing,his[wayof]gettingmen['sallegiance].
Humilityisthe[method]triedandtrue.
However,YangHsiungfrequentlydenouncesproponentsof"noninterference"and"nonpurposiveactivity"inhisModelSayings.21Instead,YangHsiungfollowsthe
leadofHsntzuinemphasizingthelongyearsofreformneededtoattainperfectgovernmentortrueselfcultivation.22
App.4:Takingpenuryaspoverty,23
Somerecklesslyrelieveit.24
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25
Fath.4:Preoccupiedwithpoverty
Means:HecannotmaintaintheRight.
Position4amongtheAppraisalscorrespondsto"lowerrank."ItisalsocorrelatedwiththeagentMetal.Perhapsthisaccountsfortheconcernwithwealth.26Inany
case,thesubjectoftheselineshasmadetwodistincterrors:Notonlyisheselfabsorbedhehasalsochosenprofitoverrighteousness.Incontrast,thesuperiorman
who"delightsinHeavenandrecognizeshisfate"27overcomesordinaryanxietiesaboutlowpositionandpoverty.28Inoneway,povertyshouldevenbewelcomed,
sincethepoorsoonlearntofreethemselvesnotonlyfromapprehensionaboutthefuturebutalsofromdependenceuponcomfort.29AsConfuciussaid:
Ifanymeansofescapingpovertypresenteditselfthatdidnotinvolvedoingwrong,Iwouldadoptit,eventhoughmyemploymentwereonlythatofthegentlemanwhoholdsthe
whip.Butsolongasitisaquestionofillegitimatemeans,IshallcontinuetopursuewhatIlovemore,[righteousness]....Povertyandobscurityarewhateverymandetests,butif
theycanonlybeavoidedtothedetrimentoftheWayheprofesses,hemustacceptthem....Agentlemantakesasmuchtroubletodiscoverwhatisrightaslessermentaketo
discoverwhatwillpay.30
App.5:WhattheEarthempties31
Runsdowntovalleystreams.
Fath.5:TheEarthemptyingitself
Means:Menregardthisassagely.
Position5correspondstoauspiciousDay.Earth,alignedwithcenter,becomesthegatheringplaceforthehundredstreams,justasthenoblemandrawsloyal
adherentstohim"byvirtueofhisemptiness."32Paradoxically,earth'swillingnesstoallowitselftobeerodedisamajorfactorinitsendurance.Thegoodman,then,
doeswelltoimitateEarth'scondescension.
App.6:Thesmallcupisfilledtothebrim.33
Oncefull,itlatertopples.
Fath.6:Thesmallcupkeptfull
Means:Howcanitbeworthfilling?
ThisAppraisalcorrespondstoapointjustaftertheapexofdevelopment.Recognizingthecyclicalnatureoffortune,thewisemaninprosperitykeepshimself
especiallyhumble,ever"mindfulofdangerwhenatpeace."34Here,however,avesselofsmallcapacity(symbolizingamanofslightworth)hasbeenfilledtothebrim
(thatis,givenajobthat
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strainshisabilities).Whenpositiondoesnotcorrespondwithabilitydisastersoonresults.AstheLaotzusays,
Ratherthanfillittothebrim...
Bettertohavestoppedintime.35
Ifthecommentatorsaretobetrusted,thepassagereferstoamiraculousvesselpurportedlyhousedinatempleofChou(orLu?)whichstoodinpositionwhenempty,
butoverturnedassoonasitwasfilled.36Themoralofthestoryisthathumilityisallthemorenecessaryforthoseinhonoredpositions.Notethecontrastwiththe
Odes,whichcelebratetheruler'sabilityto"keepfull."37
App.7:Toexamineoneselfwhenpoor
Helpsmakerichesappear.
Fath.7:Selfassessmentinpoverty
Means:Thisinvitesgreatwealth.
Whenagentlemanmeetswithbadluck,hesearcheshisownconsciencebeforeblamingothers.AstheAnalectssays,"Attacktheevilwithinoneself....Andifyou
havemadeamistake,donotbeafraidofadmittingthefactandamendingyourways."38Suchhumilityonthepartofthenoblemanmeansthatothermendelightinhis
company,which,inturnhelpstoeasehiscircumstances.What'smore,hismentalbalanceallowshimtotakemaximumadvantageoffutureopportunities.39Allthis
conducestogreatgoodfortune.
App.8:Thoughpoor,hepretendsheisnot
Andsonooneoffershimrelief.
Fath.8:Poorbutnotpoor
Means:Howcanthisbeworthyofrespect?
Theinterpretationofthisversedependsuponthemeaningofthetersephrase"poornotpoor"thatbeginsbothAppraisalandFathoming.Bymyreading,themeaning
oftheverseisthattheindividual,thoughimpoverished(ineithermoralorfinancialterms),refusestoacknowledgehispoverty.Inconsequence,heislikelytooffend
otherswithhiswastefulness,pretense,andarrogance.40
Amongthevariouscommentators,FanWangreadsthelineas,"The[selfproclaimed]poorarenotpoor"inotherwords,thoseofcomparativewealthspendtheir
timepoormouthing.ToSsumaKuang,thesamelineconveysthedespicablescrabbletoescapehonorablepoverty,whichultimatelyprovokesothers'revulsion:"In
poverty,not[willing]tobepoor."Allthreereadingsassumeanunwiseindividualwhoisunableto
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workwithintheconstraintsofhispresentsocialstation.Forthisreason,theindividualisunworthyofrespect.
App.9:Finerainanddrizzle
Moistenparchedgullies.
Inthreedays,thevalleyissoaked.
Fath.9:Finerainsoakingthevalley
Means:Humilityworksquietly.41
Finerainsignifiesthehumanizinginfluencesofthesagetherulerissaid,forexample,to"moisten"42hissubordinatesbygrantsandfavors.Inthesacredimageryof
ancientChina,thevalleysymbolizeswhatevernourishesandisgood.43Theuseofthemagic"completionnumber,"three,hintsatthemiracleinvolvedinproducinga
thoroughlycivilizedmanthroughrepeatedsmallactsofgoodness.Withsteadyapplication,eventhesmallestimprovementscanleadtomajoraccomplishments,justas
Aesopsuggestedinhisfableofthetortoiseandhare.
CorrelateswithHeaven'sMysteryYin
thephaseWaterandtheYiching
Hexagramno.38,Oppositionthesun
Li enterstheBarrensconstellation,4th
No.6.Contrariety degree
January13(p.m.)January17
HEAD:Yangch'i,newlyhatched,1isverysmall.Things,eachdivergingandseparating,find2theirpropercategories.
Althoughtheyangch'iisstillweak,underitsimpetusthemyriadthingscontinuetogrow,theirbehaviornowslightlymoreawareandmoredistinctivethanbefore.In
Headno.2,forexample,things"wentontobecometheirkinds."Now,theyactivelyparticipateintheprocessofdifferentiation.Thespecificphrase"findingtheir
propercategories"alludestotheChanges,whichdescribestheevolutionofallphenomenafromtheirsingleoriginintheTaobyreferencetosymbolicnumbermagic
anddivinationprocedure.3TwofundamentalquestionsofHanthoughtconcernthisprocessofcategorization:Howdothedisparatethingsrelatetooneanother?And
howdothemyriadthingsrelatetothemysteriousOnethatspawnedthem?Correlativethinking(seeKeyTerms)gaveananswertothefirstquestion,ananswer
subsequentlyemployedinChinabymas
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Figure4.
InChinesemythology,thessuandhsiarethefemaleandmalerespectively
ofaonehornedspecies.Thehsidepictedherelooksverymuchlikethe
femalessuofpopulardepictions,exceptthatthessuisshownaslesshairy.Illustration
fromSants'ait'uhui,anencyclopediaof1609,"Animals"section,4/3a.
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Figure5.
FuHsiandNuWa(deitiesassociatedwithyangandyinch'irespectively)
holdingthecompassandsquareassymbolsofdivineorder.Illustrationfromtomb
tile,excavatedfromChungking,Szechwan(45x39cm.),nowintheSzechwan
ProvincialMuseum.
tersofthevariousartsofmedicine,astrology,andomenprediction.TherelationoftheOnetothemany,essencetoexistence,theunknowabletotheknowable,wasa
questionlargelylefttothepoetsandphilosophers.
TosuggesttheinterconnectednessofdisparatepartsofthetriadicrealmsofHeavenEarthMan,YangHsiunggivesfamiliarexamplesofmutuallydependent,but
distinctlydifferententitiesinthistetragram:backandbelly,husbandandwife,physicalmindandjudgment,lifeanddeath,substanceandapplication.Ineachcasehe
concludesthat"separateways"contributetocreativeactionandcivilizingorder.Incombination,separatefunctionswithdistinctivepropertiesultimatelyaddtoasum
greaterthantheirindividualparts.Inthecaseofthefamily,forexample,bothhusbandandwifemakedistinctivecontributions,withoutwhichchildrencannotbeborn
orapatrimony(ineitherthematerialor
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moralsense)bebuilt.Ajustsociety,thefamilywritlarge,cannotexistwithouttheinterdependenthierarchiesenshrinedintheFiveConstantRelations.Distinction,
then,isundeniablyuseful.
Atthesametime,anyactofindividuationthreatensdesirableunity.Thispotentialfordiscordpromptedthesagestoinventritual,whichmakesuseofinherent
inequalitiestoteachpeopletopreferconsistency,cohesiveness,andstabilityovermoredisruptivealternatives.Ritualalsocurbsthepossibleabusesassociatedwith
hierarchyideally,itbindstheentireunequalcommunitybyabasicfairness(theChinesedefinitionof"equality").4Hierarchicalorderconstrainedandpatternedby
ritual,then,isthepropermodelofdifferentiationamongmen.
App.1:OncetheVoidisdeflected,
Theheartinclinesaswell.
Fath.1:TheVoidastrayandtheheartturned
Mean:Heembraceswhatisnotupright.
InYang'sschema,Position1correspondstotheBeginningofThought.Appropriately,YangbeginsthisAppraisalwithareferencetothe"void,"anepithetforthe
innermostheart/mind,theruleroftheintellectandemotions.5Inthesage,thiscoreischaracterizedbyaperfectreceptivitytoshiftingeventsprocessedbythefive
senses.However,assoonastheinnermindturnsasidefromthetrueWay,thoughtsandemotionsgrowconfused.(Thisissymbolizedbythedeviationfromthestrictly
verticalor"upright"line.)Inappropriatepersonsorcoursesofactionsareundulyfavored.Basedonfalseassumptions,theindividual'sjudgmentwillbeskewed.When
theheart"hasinclinations''(inotherwords,isprejudiced),theheart"inclines"towardsafaultycourse.Misfortunewillquicklyfollow.
App.2:Straighteninghisbelly,
Pullinguphisback,
Heachieves6properalignment.
Fath.2:Astraightenedbelly
Means:Thecenterheartissettled.
Appraisal2,earlyinthetetragram,appropriatelyreferstopreliminarytrainingoftheheart/mind.Allcommentatorsagreethatthebellyreferstowhatisinside(andso
relativelypriorandimportant)theback,towhatisoutside.7ThemessageofthisAppraisalis:Rectifytheinnerselfandgoodbehaviorwillfollow.Oncegood
behaviorbecomesahabit,innerresolveissostrengthenedthatuprightactsbecomeprogressivelyeasiertoperform.Andso"thecenterheartissettled."Onlythenis
thegentlemanreadytotransformothers.Innerorientationsupportsouterreformsofevergreaterscope.
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App.3:Hetwistshisbelly
Instraighteninghisback.
Fath.3:Atwistedbellyandstraightback
Mean:Innerandouterareatwar.
Hereisapersonwhoappearstobe"straight"(presumablybecauseheselfrighteouslypretendstovirtue),thoughheiscrookedatthecore.8Position3marksthe
initialtransitionfromThoughttoAction.Whenthoughtandbehaviorfailtocorrespond,harmfultensionsarisewithintheindividual.Also,acensoriousattitudetoward
othersislikelytoelicittheiranger.Inevitably,suchdeceitdirectedtowardtheselfandothersendsinmisfortune.
App.4:Husbandandwifetakeseparateways.
Itisthefamilytheymeantopreserve.
Fath.4:Theseparatewaysofhusbandandwife
Mean:Eachhasaseparatesphere.9
AsinthetwoprecedingAppraisals,innercontrastswithouter.Movingfromthesiteofthephysicalbody,thethemenowshiftstothefundamentaldistinctions
underlyingacivilizedorder.InearlyChina,thehusbandtendedtopublicmattersoutsidethehomewhilethewifemanagedthedomesticsphereinsidethefamily
residence.Throughthisdivisionofresponsibilitiesthefamilymaintainedharmonyandmaterialwelfare.Thefruitfulnatureofmale/femalecomplementarityisonetheme
foundintheChanges:
HeavenandEarthareopposites,buttheiractionisconcerted.ManandWomanareopposites,buttheirwillsconjoin.Themyriadthingsstandinoppositiontooneanother,but
theiractionsarebytype.10
App.5:Southbyeast,heaimsatthessu,
Butnorthbywest,hisarrowflies.
Fath.5:Takingaimatthessuinthesoutheast
Means:Hedoesnothititshead.11
InancientChinesemyth,thessuisamarvelousbeast(occasionallyidentifiedasarhinocerosorawildox)easilyrecognizedbytheluminescenthornatopitsheadthat
rendersitvisibleevenatnight,whileitbathesindeepwaters.12Ararecreature,thessuisconsideredthesportofkings,andsoitappearsinAppraisal5,whichis
assignedtotheSonofHeaven.SoutheastChinaisalandofmarshesandrivervalleysinotherwords,thenaturalhabitatforsuchawatercreature.
Thearrowaimedsoutheastfliesintheabsolutelyoppositedirection.Sincetheshininghornofthessumakesitaneasytarget,evenfortheuntrainedarcher,this
mistakeisparticularlyegregious.Clearly,theindi
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vidualhaslostallsenseofmoraldirection.Intendingtogooneway,heendsupgoingtheopposite.Ifhedesirestoimprovehisaim,numerousguides,includingthe
FiveClassicsandthesuasiveexampleofgoodmen,existtoinstructhim.Theyaredesignedtohelphimstraightenhisthoughtslikeanarrow.13
Sincethessu'shornpointsunerringlytothegood,kingswhohopedtofindtruemeritamongthevariouscandidatesforofficepurportedlyhaddrinkingcupsmade
fromhornsofthessu.Themeritsofapplicantsforofficialpostsinancienttimeswereassessedduringceremonialarcherycontests.Sinceboththessuandarcheryare
associatedwithbureaucraticselection,thetextalsoworksasobliquecriticismoftheking'sfailuretoappointtherightmentotheappropriaterank.
App.6:Level,line,compass,andsquare:
Differentaretheirapplications.
Fath.6:Level,line,compass,andsquare
Mean:Divergentaretheirways.
All"greatinstruments"14wereinventedbytheancientstohelplessermen"firstruletheselfandthenruleothers."15Thoughallareneededinconstruction,bynomeans
dothesetoolsallworkinthesameway.Levelandlinedeterminestraighthorizontalandverticallines,whilecompassandsquareareneededtoformperfectcircles
andcorners.Byanalogy,eachofthesocialinstitutions,includingbureaucracyandritual,16hasitsownfunctioninbuildingcivilization,witheachaddressingaseparate
humanneed.Itischaracteristicofthesagerulerthathealwaysknowswhichtooltoapplytothespecificproblemathand,evenwhenthe"tool"isapublicservant.
HereYang'sversesrecallatextfromMasterHuainan(d.122B.C.):
Thesuperiormaninhisuseofmenisliketheskilledworkmaninthedispositionofhiswood.Largepiecesareusedforboatsandbeamssmallpieces,foroarsandjoists.Long
piecesareusedforcavesandraftersshortpieces,forgargoylesanddecorativedesigns.Allofthesepieces,irrespectiveoftheirsize,findtheirniche,andallofthecarpenter's
instrumentsandtemplateshavetheirapplication.17
App.7:Anunwomanlywoman
Hasonlyherselfinmind.18
Sheoverturnsherhusband'splans.19
Fath.7:Anunwomanlywoman
Means:Thisisutterlyabominable.
Accordingtothetext,asyinelementswomenshouldbereceptiveratherthanactive,andconcernedwithdomestic,ratherthanpublic
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events.Incontrastwiththatideal,the"unwomanlywoman"describedherenotonlyhasamindofherown,sheevenworkstoundermineherpartner'sendeavors.
AccordingtotheOdes,"awomanthinksnotofmorality"butonlyoffoodandchildren.20Inpartbecauseofthispresumedweakness,conventiondecreedthata
womandevoteherselftoherfatherbeforemarriage,toherhusbandaftermarriage,andtohersonwhenawidow.ThoughsomewomeninWesternHanwerewell
educatedandindependent,21anincreasingconservativismlednotafewHanthinkerstoassumethatawomanshouldhavenoopinionsorcaresapartfromthoseof
herhusband.Thisdepictionofwomenwasnotviewedasparticularlyrepressiveatthetime.Itwasassumedthateachindividual,ifpromptedtoexpresshisorher
innatepotential,willfindhisorherplace(inChinese,"eachachievingitsproperrole"),22inathoroughlyintegrated"natural"order.
Asyinistoyangandwomantoman,sotheofficialistohisruler.Therefore,thispassageequallydescribestheusurpationofpowerbyanevilofficial.EarlyChinese
thinkersrepeatedlywarnedagainsttheconfusionofpoliticalroles:
WheretherulerandtheministerhavedifferentWays,thereisproperorder,butwheretheyarethesame,thereisdisorder.Ifeachgetswhatisappropriatetohimanddwellsin
whatisrightforhim,theoneaboveandthosebelowwillknowhowtodealwitheachother.23
App.8:Killingandbirthing24opposeeachother.25
Harmonyandcentralityhetakesashisway.
Fath.8:Killingandbirthing,mutuallyopposed,
Mean:Centralitydefinesthelimits.
Killingandbirthingseemunalterablyopposed,thoughHeavenparticipatesinboth.AsYangwrites,HeavenandEarth"atonepointgivelifeatonepointgivedeath."26
Byanalogy,thestateactsbothtopunish(bythepenalcode)andtofoster(bymeansofrewards).27Eachactivityissomehowrootedinasinglestandardderivedfrom
cosmicnorms.HewhoactsthroughritualtomaintaintheMeanwillknowhowtoapplythenormsineachindividualcase.
ItisalsopossiblethatYangHsiungmeanstodescribethe"gooddeath"here.TheancientChinesedefined"thegooddeath"asanaturaldeathfacedcalmly,ifpossible
inbedsurroundedbylovedones.Paradoxically,thegooddeathisinextricablytiedtothegoodlife,becauseactscommandingcommunalrespectareprerequisitesfor
livingoutone'sdaysinpeace.ThesamepursuitoftheRightwhichshapesanindividual'sexistencedefinescommunityboundaries,inboththepsychicandsocial
senses.
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App.9:TheGreenSprite'swifelivesapart
Inaseparatehouseofthesky.
Ifthepatternisbroken,28
Theharvest'sbountyfails.
Fath.9:ThefemalemateofTs'angling
Means:Failurebringsdefeat.
TheGreenSprite(orTs'angling)istheplanetJupiter(alliedwithWoodandeast),whosemateistheplanetVenus(alliedwithMetalandwest).Inthenormalcourse
ofevents,theseplanetsdonotresideinthesamelunarlodge.29Thisisprobablybecausetheirnaturesarefundamentallyopposed:MetalharmsWood.Itis,afterall,
themetalaxwhichchopswood.Aconjunctionofthetwoplanetsportendsevil,especiallytovegetation.AccordingtoaHantreatiseonastrology,floodsandperiodic
cropfailureswillresult.AconjunctionofVenusandJupiteralsopresagescivilwar,andmoreparticularly,theriseofacommonertothreatentheimperialthrone.30
CorrelateswithHeaven'sMystery
YangthephaseFireandtheYiching
Hexagramno.46,PushingUpward
Shang thesunenterstheBarrens
No.7.Ascent constellation,8thdegree
January18January22(a.m.)
HEAD:Yangch'iengendersthingsinaplacebelow.Allthings1shootthrough2theearth,climbingtoahigherplace.3
ThistetragramisalignedwithFire,whosenatureistoriseup4hence,theimageofAscent.InthenaturalworldofHeavenandEarth,itisnowtheLesserColdsolar
period,whentheshootsoflivingthingsfirstappear,likearrowtipspushingtheirwaythroughthesoil.
IntheparallelrealmofMan,individualsalsobegintheirupwarddrive.Thisascentmaybeauspiciousorinauspicious,dependingonthemotiveforcethatpropelsit.
Ontheonehand,thistetragramdecriesthemisplaced"pushiness"typicaloftheambitiousindividualintentuponsecuringworldlypositionorfameatanyprice.
Similarly,inhisModelSayings,Yanginsiststhattheuseofthesynonym"advance"(chin)beconfinedto"advanceintheWay,"ratherthan''greedyambition"forhigh
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Figure6.
AHandynastywatchtower(130cm.high).excavatedfromLingpao
Prefecture,Honan,tombno.3ofChangWan.
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5
positionandsalary. Ontheotherhand,theindividualistobeapplaudedforassiduousattemptsatselfcultivationthataimatahigherGood.
Manyoftheimagesinthistetragramimplicitlyconsidertheappropriatespeedofacorrectascent.Inmostcases,thetetragramassumesaslowpaceforgradual
reform,followingtheImagetextattachedtothecorrespondenthexagram:
Theimageofpushingupward.
Thusthenoblemanbycompliantvirtue
Heapsupsmallthings
Toachievethehighandgreat.6
InhisModelSayings,YangHsiungalsopresumesthattheacquisitionofvirtueneedstime:
Notlikeaclapofthunder,notlikeaclap,
Butquietly,soquietly,
[Virtue]growsgreaterandgreater
[Sothatafter]alongtime,itbecomesfuller.7
Thesluggishrateofvisiblechangeistobeexpectedatthistimeofyear,whenthefirstintimationsofspringhaveonlyjustbegun.
App.1:Elevatinghispuremind,
Hebluntsitsbitlikesharpness.8
Fath.1:Elevatinghispuremind
Means:Heisharmoniousandhappy.
InPosition1,whichcorrespondstotheBeginningofThought,YangHsiungreferstotheheart/mind'spotentialforgoodness.Inlearningtoignoretheimpatientdesire
forfameandpower,9theindividualdevelopshisbestimpulsesduringaslowmaturationprocess.Asaresult,astablehappinessbornofcompliancewiththecosmic
normsreplacesthesharpnessassociatedwiththeclever,restlessmind.10AstheLaotzuadvises:
Bluntthesharpness....
Letyourwheelsmoveonlyalongoldruts.11
App.2:Risingwithoutroots,
HisthoughtsclimbtoHeaven.
Fallingback,12he'sstuckintheabyss.
Fath2:Risingwithoutroots
Means:Heisunabletosustainhimself.13
Man'srootslieintheinborngoodnessthatconstitutesapartofhisoriginalnature.Thesefragilerootsmustbecultivatedcarefullyiftheyaretosurvivethestressand
strainofdailylife.Man'srootsarealsoassociatedwithfamilyandclosefriends.14ereanindividualaspirestoor
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worseacceptshighpositionwithoutthinkingofhisownneedforselfcultivationortheneedsofthoseinhiscircle.TheclimbtoHeavenisproverbially"beyondone's
reach."15Aspeedyclimbisallthemoredangerous.Thisadvanceisparticularlyunjustified,sothepersonislikelytotopple,soonerorlater,intothe
"abyss"(destructionorobscurity).Thegoodperson,incontrast,isevermindfulofthemaxim:
Thereisnocrimegreaterthanhavingtoomanydesires.
Thereisnodisastergreaterthannotbeingcontent.
Thereisnomisfortunegreaterthanbeingcovetous.
Inbeingcontent,onewillalwayshaveenough.16
App3:Flyingoutfromdarkravines,
Hesoarstolushtrees,
Drawnbytheirrarefruit.17
Fath.3:Outfromravines,uptothetrees,
Means:Heknowsthewaytogo.
Appraisal3referstoOde165,inwhichabirddisturbedbythesoundofthewoodcutter'sblowsfliestosafetyinastandoftalltrees.18Toanyreadertrainedinthe
ChineseClassics,theimageofabirdescapingadarkravinewouldalsobringtomindafamouspassagefromtheMencius,whichcomparescomingupintothelight
withtheideaofenlightenmentfollowingstudyoftheClassics.19Withthewordfor"timber"apunfor"talent,"20wefindthataman'sverysecuritydependsupon
developinghisinborncapacitiesbyfollowingthehallowedpreceptsoftheancients.
The"rarefruits"(literally,raregrains)soughtmaybeofficialstipends,whichinearlyHanwerecustomarilypaidingrain.21SinceYangHsiungtendstodenouncethe
commonpreoccupationwithmaterialsuccess,22itisfarmorelikelythatrarefruitssignifythe"excellentWay,"asthecommentatorSsumaKuangsuggests.
App.4:Reachingeverhigher,thoughunaligned,
Likeaplant,fullfloweredwithoutroots,
Hewrapshimself23inemptyfame.
Fath.4:Reachinghigherthoughunaligned
Means:Herisesrecklessly.
Position4correspondstoofficialrankandtheturntoaction.Astheindividualconsiderspossiblecareermoves,heshouldrememberthatcorrectalignmentwiththe
Way(thatis,thedeterminedpursuitofGoodness)istherootofallmeritandglory.Thoughtheunscrupulousindividualmayprospertemporarily,dangerliesahead.
Lackingtheproperfoundationinvirtue,hisadvancesoonfalters,justasflowerspluckedfromtheirrootsinevitablywilt.Oncehisunstablecharacterisunmasked,the
disapprobationofotherswillonlyhastenhisdownfall.
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App.5:Risingfromthedeepmarsh,acranecalls,
SteppinguptoHeaven,unashamed.
Fath.5:Acallingcrane,unashamed,
Means:Hehaswhatittakesatcenter.24
InChina,thecraneisassociatedwithlongevity.Itisalsoknowntoflyhigh.25InancientChineseimagery,then,thefigureofthecallingcranesymbolizesthesuperior
manwhosereputationiswellknown.26Thiscraneis"unashamed,"despitethebolddaringofitsinitiative,becauseitspureheartdeservessuchswiftadvance.Hiscall
isheardinalldirectionssincevirtuecompelsmentofollowitssuasiveexample.
AsPosition5correspondstotheSonofHeaven,oneearlycommentatorisquicktoseeintheselinesacelebrationofthevirtuouscommoner'srisefromobscurityto
theimperialthrone.27
App.6:Heascendstothehall,
Hisupperandlowergarmentsreversed.
Menatcourtaredismayed.28
Fath.6:Ascendingtothehallindisarray
Means:Thegreatmassesarelost.
Ode100usesclothesindisarrayasastockmetaphortocriticizedisorderatcourt.29Inhishaste,anofficialconfusesjacketandskirt,topandbottom.Thisreversal
indicatessubversionoftheproperhierarchicalrelations(suchasmightoccurwhenanofficialorempressarrogatesimperialpower).Thosewhowitnessthisbreachin
ritualrecognizeitasanevilomen.Notsurprisingly,allonlookerstrytodistancethemselvesfromtheperpetrator.Thefaultisconsideredespeciallygravesinceit
occursintheformalaudiencehallwherethecommunitygathersforthecelebrationofsolemnrites.Duetothemagnitudeoferror,dissatisfactionsoonspreadsbeyond
theinnercirclesofthecourttothemasses.
AnalternateinterpretationdrawsuponYang'suseofthesamemetaphorintheModelSayingstosuggesttheheterodoxadherentsoftheHundredSchools
Philosophers,whorejecttheClassicsassociatedwithConfucius.30WhencriticsofConfuciusholdswayatcourt,thecommonpeoplewillsuffer,thenrepudiatethe
throne.
App.7:Heclimbstherickety31tower
Somepropitwithwood.
Fath.7:Ascendingthetowerwiththeaidofprops32
Means:Hissupportsholdfirm.33
Thetowerpointsnotonlytohighpositionbutalsototheelevatedmind,asinthefamousT'angpoem:
Asdaylightfadesalongthehills
TheYellowRiverjoinsthesea
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Togazeuntoinfinity
Gomountanotherstoreystill.34
Despitesuchgoodassociations,hightowersareinherentlydangerousstructures.LiketheTowerofBabel,theycanrepresentoverweeningambition.In"great
winds"(thatis,turbulenteras),theyarevulnerabletocollapse.Thewiseindividual,recognizingtherisksinvolvedinhisascent,makessurethatheisprovidedwith
sturdywoodenpropstoforestallpossibledisaster.Theprop,ofcourse,maybeknowledgeoftheclassics,thesupportofexcellentfriendsandministers,orthe
auspiciousch'iaccruingfromvirtuousaction.35Theoppositecaseispresentedbelow.
App.8:Scalingthedangerousheights,36
Someoneaxestheladderbeneathhim.
Fath.8:Scalingthepeak,hisladderaxed,
Means:Heloseshisknights37andcommonfolk.
Oncetheindividualrisestohighposition,hemustmaintainthesupportofthosebelow.Otherwise,hissubordinateswillsurelyundercuthim.Norcansafetybeassured
theindividualwhoseambitionsleadhimtorisetooprecipitously.
App.9:Perchedonarottenstump,
Firsthefacesruin,thenfindsafirmerbase.
Fath.9:Perchedonastump,thenonafirmerbase,
Means:Helatersecuresgoodmen.
Thearrogantindividualfinallyrepentshisearliererrors,humblinghimselfinordertowinthesupportofworthyfollowers.Forthethrone,worthyofficials,inthewords
oftheOdes,arethenecessary"baseofthestate."38
CorrelateswithHeaven'sMystery
YinthephaseWoodandtheYiching
Hexagramno.46,PushingUpward,'
Kan thesunenterstheRoofconstellation,
No.8.Opposition 3rddegree
January22(p.m.)January26
HEAD:Yang[ch'i]1,supportingthings[intheiradvance],2seemstobe3drillingintosolidmatter.Thrustingforwardlikeaspear,4thereispenetration.
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Thetitleofthistetragrammeans"tohitorknockagainst,""tooffend,""toseek,"and"toviolate."TheclearlynegativeassociationsareemployedbyYanginthe
unlucky,oddnumberedAppraisals,butthetetragramalsocelebratessomepositiveaspectsofopposition,especiallyloyaloppositionbyworthyadvisorsatcourt,
whichinsomesensemimicsthebracingeffectofyangch'iuponthemyriadlivingthings.ThecalendarindicatestheGreatCold,afifteendaysolarperiodnolessharsh
thanaremonstrant'ssternadmonition.Still,thankstoyangch'i,themyriadthingswilleventuallybreakoutoftheirhardshellstomeetthelightofday.Similarly,the
individualisbeholdentoloyalcriticsfortheliberationofhisthoughts.Thefledglingmoralconscience,then,dependsforitssurvivalontheexpert"drilling''ofawiser
individual.Inexpertadvice,however,furtherweakenstheconscience,justasclumsyprobingwithadrilldamagesthebasematerial.
AgreatmanyWarringStatesphilosophicaltextsinsistupontheminister'srighttoremonstratewithhisruler,andundercertaincircumstancestoevendeposehim.5It
couldevenbearguedthatConfuciusauthorizedsuchviews,forastheMasterreportedlysaid:
Howcanhebeaccountedloyalwhorefrainsfromadmonishing[theobjectofhisloyalty]?6
Ingeneral,thistraditionwasupheld,evenstrengthenedinearlyWesternHan.TheGardenofSayingsbyYangHsiung'scontemporary,LiuHsiang(77?6?B.C.),
devotesanentirechaptertoministerialremonstrance,drawinguponnumeroushistoricalandpseudohistoricalanecdotes.7However,certainConfucians(perhaps
underLegalistinfluence)begantoarguethatforthrightremonstrancethreatenedthedignityofthethroneandundercuttheprincipleofstricthierarchyunderlyingthe
socialorder.Moreconservativetexts,then,proposedthat"a[good]subjectdoesnotadmonishinadirectway."8ByA.D.79,thescholasticspresentattheimperially
convenedWhiteTigerHallDiscussionsonorthodoxyconcludedthatoffivedifferentkindsofremonstrance,"forthrightremonstranceistheworst."9YangHsiung
appearstoharkenbacktotheWarringStatesandearlyWesternHanthinkersonthisissue.HisModelSayingsarguesthatcertainkindsofindirectcriticismactually
encourage,ratherthancurbeviltendencies.10Inthistetragram,headvocates"forthright"criticismonthepartoftheofficial,solongastherulerhasbeenadequately
prepared.
App.1:Hecranks11thedrill,
Boringintointernalcracks.
Danger.
Fath.1:Thebitboringinside
Means:Turningthebitiswrong.
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Thedrillisametaphorforspeechthatplaysuponthelistener'sownpredispositionsforeffect.ShangYang,forexample,purportedlyknewthreetechniquesbywhich
to"drill"hisevilpersuasionsintoDukeHsiaoofCh'in.12Theintelligentadvisor,likethegoodartisan,carefullycalculateshismoves.Justasthedrilltipmustbeapplied
withextremecare,wordsofloyalremonstrancemustbeaimedcautiously,lestfurtherdamageresult.Thisisespeciallytrueifthereareweakspotsinthebasematerial
(thatis,theconscienceofthelistener).13Theevilrhetorician,incontrast,purposelypreysuponthefaultsofhisaudience,untilhepersuadesotherstopreferwrong.If
thisgoesonatcourt,itwillsooncreatehavocinthekingdom.14
TheearlycommentatorFanWangoffersanalternateinterpretation,readingthefirstlineoftheAppraisalas"Wobbling,thedrillbit."ToFan,thesharpbitofthedrill
symbolizessinglemindedness.Inthatcase,thetextreprovesconsciencesthatshiftatwill.Thisislinguisticallypossible,butsomewhatlesspersuasiveinviewofthelong
associationofdrillswithrhetoric.15
App.2:Atthefirstsmallsigns,16
Opposeandrectify.
Onlyapplythemodeldecrees.17
Fath.2:Atfirstsmallsigns,toopposeandrectify
Means:Hegreatlyprotestssmallerrors.
Themosteffectiveremonstranceisleveledatincipientevilforthesimplereasonthatmistakesarefareasiertocorrectbeforetheyhavebecomewellestablished
habits.Earlyreproofshelpthepersonwhoisbasicallygood"dealwiththethingwhileitisstillnothing."18Allpartiesthenbecomeoneintheirdedicationtoapplyingthe
modeldecreestransmittedfromthesages.19
App.3:Hegagshismouthwithwood,
Andboltstightthelock.
Thisiscountertopropriety.
Fath.3:Gaggedandboltedsotightly
Means:"Seekingsalaryisperverse."
The"gag"and"bolt"areslangfortherhetoricaldevicespracticedbyunscrupulousadvisors.20Isuspectthatthegagdescribesthecleverspeakerpreventinghis
opponentsfromansweringhisargumentsandthebolt,takingadvantageofthelistener'sprejudicestoconstructaseeminglyairtightargument.Onelatecommentator,
however,takesthegagandboltsassynonyms,meaning"topreserveatacticalsilenceduringdebate"soastocurryfavorwiththoseinauthority.21Inthisway,petty
mensecuretheirownfortuneswhiletrickingtheunwarylistenerintoembarking
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22
ondisastrouspolicies.SuchschemingmakesamockeryofthesolemninjunctionoftheOdesto"seekgoodfortunebynoevilways."
Conceivablybothgagandboltcouldrefertotheevilofficial'sattemptto"blockupthepeople'smouths."Oneearlytextargues:
Toblockupthepeople'smouthsisevenmoreextremethanblockinguprivers.Ifariverisobstructedandbreaksthrough,theinjurytopeoplewillnecessarilybegreat.Andsoit
iswiththepeople.Therefore,thosewhocontroltheriversdredgethemout,causingthemtoflow.Thosewhocontrolthepeopleopenchannelsofcommunication,causingthem
tospeak.23
App.4:Criticalwordscuttothebone
Becausethetimeisright.
Fath.4:Thetimeforsharpcriticism
Means:Tobeforthrightishisway.24
The"bones"signifytheinnermostbeing.Ifanadmonition"cutstothebone,"itmeansthatitisboth"incisive"and"takentoheart."25Clearly,theadvisorhaschosenthe
righttimetolevelhisforthrightcriticism.Hadhespokenatthewrongtime,hewouldhavesufferedtheilleffectsoftheother'sangerwithouthavingpersuadedhimto
reformhisconduct.
App.5:Hestupidlyseeksaheapofsweets.26
Someonehandshimanunfiredtile.
Fath.5:Thestrivingofanignorantman
Means:Thegiftisnotgood.
ManycommentatorsseeanallusiontoawellknownanecdoteinvolvingPrinceCh'ungerhwholaterbecameDukeWenofChin(r.636628B.C.).Whentraveling
throughWei,Ch'ungerhwasreducedtobeggingfoodfromacountryman,whohandedhimaclodofearth.Inhisanger,theyoungprincewishedtoscourgethegiver
withhiswhip,buthisaideTzufanrightlyidentifiedthegiftofsoilasagoodomenpresagingfeudalpossessionofthearea.27Unfortunately,thereisnodirectanalogy
betweenthetwopassages.Ch'ungerhproperlysoughtbaresustenance,notfinedelicacies.What'smore,thegifttoCh'ungerhwasauspicious.YangHsiung'sverse,
incontrast,iscorrelatedwithinauspiciousNight.Thestoriesarecomparableonlyinsofarasbothrecounttheunexpectedfruitsofstriving.
Theheapsymbolizeswhatishighandgreatthesweets,whateverismostdesirable.28Ifanindividualhankersforhighpositiondespitehisownlackofqualifications,he
islikelytomeetwithmisfortuneandinsult,insteadofsupport.29Thepotsherdsymbolizesthesternnecessitytoper
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30
formmenialtasks. Thesubject,reachingtoosoonforalifeofluxuryandease,experiencesalifeofpovertyandhardlabor.Hissinglemindedpursuitofmaterial
successhasdeterredhimfrompursuitoftheWay.
App.6:Thetrunk31reachesto32heaven.
Withproprietycomesprosperity.33
Fath.6:Properlyalignedforthetrunk'sreach
Means:Thusisprosperitypreserved.34
Inayintetragram,Position6representstheapexofthecyclehence,theimageofatreepiercingthesky.Thetreetrunkusuallystandsforthestaunchfriendand
advisor,especiallythehighofficialwhosupportshisruler,thoughitmayalsosymbolizetheemperorasaxismundioftheuniverse.Ifthetreetrunkistallenoughto
reachtoHeaven,itissurelygrandenoughtosupportanyendeavoronEarth.(ContrastAppraisal2,Tetragram7.)
App.7:Whenshoulderedspearsaremany,35
Confrontationsfollow.36
Fath.7:Shoulderedspearsingreatnumbers
Mean:Theydonotgiveway.37
Spearssymbolizeaquarrelsomenature.Belligerentindividualstendtomeetmisfortunebecauseoftheirwarlikeproclivities.38ThefinalFathomingline(literally,"not
admitted[on?]theWay")isintentionallyambiguous.ItcaneithermeanthatthebellicoseignorethedecidedadvantagesoftheConfucianWayofdeference,orthatthe
troopsononeorbothsidesdonotyieldtheirground.Bothsituationsproveequallydangerous.
IfweassumethatthisverseconcernsnotonlyOppositionbutcontroversialspeech,thelinescouldread:
[Like]spearsborne,explicationuponexplication,
Aconfrontation.
[Like]spearsborne,explicationuponexplication,
Mean:[Thedebators]willnotgiveway.
App.8:Fierytonguesinflamethecity.
Hesprayswaterfrom39ajar.
Fath.8:Fierytonguesandwaterspewed
Mean:Thusthenoblemanexorcisesevil.40
Thephrase"fierytongues"referstoslanderers,whoserumorscanfireupanentirecity.41Thesignificanceofthewatersprayedislessclear.Itprobablyreferstothe
exorcist'sspittingholywaterinalldirections
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fromajar, anaptsymbolforthepurifyingwordsofthegoodman.Itisalsopossiblethatthegentlemanspitstoexpresshiscompletecontemptfortheslanderer.43
42
Sincethecontentsofasinglejarofwaterarehardlyenoughtoquencharagingfire,clearlywewitnessamiraculouslyefficaciousforce.
App.9:Reachingforthefloatingclouds,
HeforthwithfallsfromHeaven.
Fath.9:Reachingforthefloatingclouds
Means:OnlythendoesHeavenlethimfall.
InapassageintheAnalects,Confuciusclaimsthatthethoughtofacceptingillgottengainsisasremotefromhimascloudsfloatingoverhead.44Overreaching
ambitionsendintheindividual'sdownfall,especiallywhencosmictrendsareunfavorable,astheyareinthefinalAppraisal9.AsaChineseproverbsays,"Thehigher
theclimb,theharderthefall."45
Iftheversescontinuethethemeofremonstrance,thelinesmayalsodescribethemanwholaunchesintoanelaboratespeechwithoutconsideringhisaudience.Sucha
wouldbereformermightaswellbepunchingair.Smallwonderthathefallsfromhighposition.
CorrelateswithHeaven'sMystery
YangthephaseMetalandtheYi
chingHexagramno.19,Approachthe
Shu sunenterstheRoofconstellation,7th
No.9.BranchingOut degree
January27January31(a.m.)
HEAD:Yangch'iisstrongwithin,butweakwithout.Allthings,branchingout,advancetogreatness.1
Althoughyangch'iappearsweakoutside,itgrowsstrongwithin,providingabaseforthecontinuedgrowth,proliferation,anddifferentiationofthemyriadthings.This
tetragramsignifiestheinitialstageofadvanceforthingsasonecommentatorwrites,"[Things]advance,butstillhavenotreachedflorescence."2Likethefirsttentative
branchingandleafingoutofvegetationinearlyspring,themyriadthingsunderthebeneficientinfluenceofyangch'ispreadouttocoverthefaceoftheearth.
Thetitlecharacter,ahapaxgraphomenon,means"toadvanceslowly"
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3
or"toadvanceuntilitispervasive." Advanceisauspicioussolongasitisdonewithcareadvancebringsmisfortuneifitisdrivenbyoverweeningambitionor
intemperatedesire.
App.1:FromthetimeIcrawled,
Ihavelovedthishidden4virtue.
Fath.1:Crawlingtowardhiddenvirtue
Means:ItisasthoughIhadnotwalked.
Theselinesaptlysuggestthefrustrationoccasionallyexperiencedbytheindividualwhodesiresto"walkintheWay."Impatienttoachieveselfcultivation,itseems
virtuallyimpossibletoreachthestagewherevirtueseemsaneasypath.Atbest,thenewcomertoselfcultivationcanhopeforslowandsteadyprogress.Forthis
reason,sheislikenedtothesmallbabycreepingtowardsanelusive("hidden")goal.Thephrase"fromthetimeIcrawled"emphasizesherconsistentdevotionto
followingtheWay.5
Thecommentatorsoffervariationsonandrefinementsofthisreading.FanWang,forexample,appliesthelinestothethemeofslowadvancementofthevirtuous
commonerupthebureaucraticladder.Inanyreading,virtueremains"hidden,"eitherbecausethestupidmassesfailtorecognizeit6orbecausethesuperiorman
dislikesdrawingattentiontohimself.Thetruemanofvirtuepreferstostaylow("crawling"),downplayinghisabilities("asthoughIhadnot[adequately]walked").
Alternately,thelastlineoftheFathomingmayshowthattheindividualhasreachedsuchahighstageofdevelopmentthatGoodnessbecomeseffortless.7
App.2:Dazzled,8hisallconsuminggreed9
Doesnothelphimgainhisgoals.
Fath.2:Deludedbyevergreatergreed
Means:Withmanydesires,heproceeds.
Position2markstheMiddleofThought.Thistetragramtakes"slowadvance"asitstheme.10Here,however,thoughtsgrowfrenziedastheindividualplungesforward
inpursuitofhisdesires,likehoundsmovingtowardsthekill.11Weknowthosedesirestobeunworthy,for"dazzling"hasbadconnotationsinclassicalChineseit
bringstominddelusionandblindness.12Theindividual'sperceptionsarecloudedbycupidity.Theonlyglintinhiseyeisthatprovokedbyenticingandelusiveobjects
ofdesire.Drivenbyanoverwhelmingurgetofulfillhisdesires,thegreedyindividualcannotbegintoprogressintheWayorachieveitslongtermbenefits.
Paradoxically,realsatisfactioneludeshim,ashisattemptstosatisfydesiremerelyfeedthecreationofevergreaterneeds.Onlyaconsistentefforttodampendesire
canbringtruehappiness.13
SincethisAppraisalisalignedwithinauspiciousnight,twocommenta
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14
totssuggestanalternatereadingfortheentirepoem,withanighthuntassubject:
[By]theglitteringlight[ofthetorch],thehunt.
[Dogsfightoverthegame]greedily.
Goingforwardtonoprofit.15
[By]theglitteringlight,the[night]hunt
[Dogsfightoverthegame]greedily.
[Drivenby]increaseddesires,theygoforward,
[Tobitethehandoftheirmaster.]
Inthisinterpretation,bloodthirstymastersintheirstupidityfailtorealizetheappetitestheyhavecreatedinthoseintheirservice.ItistruethatYangHsiung'sprose
poemsoftendeplorethewasteandextravaganceofimperialhunts,butthemostfamousnighthuntwasassociatedwithvirtuousKingWenofChou.16
App.3:Warmed,17thelowgrassesspread
Upmoundsandhills,astheyshould.
Fath.3:Warmgrassesonmoundsandhills
Means:Theshortlookdownonthetall.
Whenshortgrassescoverthehills,theirvantagepointallowsthemtooverlookthehighestoftrees.Thissimplefactunderlinesthemanifestadvantagesattachedto
"standingontheshoulders"oftheancientsages.TheverserecallsapassagefromtheHsntzu:
Inthewestthereisaplantnamed"servant'scane,"withastalknomorethanfourincheslong.Itgrowsatophighmountains,fromwhenceitlooksdownuponpoolsahundred
fathomsdeep.Itisnotthatitcangrow[tosuchaheight]itissimplytheplacewhereitstands.18
Byanalogy,theordinaryindividualcanmakeuseofwhatisgreat(definedasritualandsocialduty,asoutlinedintheConfucianClassics)19tooutperformotherswho
arenaturallymoretalented.
App.4:Pouncingonwineandfood,20
Hebattensbutgainsnorenown.
Fath.4:Covetingwineandfood
Means:Inserving,helacksdirection.21
Appraisal4signifiestheofficial.Hereahighlyplacedpersonneglectstheresponsibilitiesofhisposition.Lackingsufficientselfcultivationtocheckimpulsestoward
luxuryandselfindulgence,hecaresonlyfortheperquisitesofhisrank.Overindulgenceinfoodanddrinkisaparticularoffenseagainstvirtuesincetheirconsumption
isregulatedbyritual.22
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InancientChina,asinmostcultureswherethemajorityliveatsubsistencelevel,plumpnesswasoftenassociatedwithenviablecomfort.Wheretheofficial'spaunch
betokensgreed,ratherthantheeasethatcomeswithGoodness,itisnowonderthatthestateispoorlyserved.Thesubjectoftheselinesisaslavetohisdesires,
ratherthanmasterofthem.
App.5:Forbranchingout,thereisenough
Ifhetrustshissturdycarriage.23
Fath.5:Thatthere'senoughforbranchingout
Means:Hispositionisjustasitshouldbe.
Thephrase"thereisenough"suggeststhattheruler,assubjectofAppraisal5,iswellequippedtoproceedalongtheWayofgoodness.24Moreover,thechariot
(signifyingpoliticalleveragegainedthroughtheloyalsupportofsubordinates)isathand.Withitshelp,thekingcanhopetoextendhisinfluenceineverydirection.
Virtueandpositioncombinetomakethisanauspiciousforecast.
App.6:Branchingoutalonebyleapsandbounds25
Isgoodforsmallthings,butnotforgreat.
Fath.6:Expandingalonebyleapsandbounds
Means:Thiscannotbeturnedtosomethinggreat.
"Alone"isthecrucialwordintheseverses.WhileAmericantraditionoftencelebratestheromanticloner,Confuciantraditionisgenerallysuspiciousofthewouldbe
selfmademan.IncontrasttothesubjectofAppraisal5,whousesallavailablehelptoextendhisinfluence,thesubjectoftheseversesactsindependently.Ifaman
intendstogofar,heshouldseeklikemindedcompanionsofvirtue,whowillbothfurtherhiscauseandrestrainhisconduct.Withoutsuchhelp,whocanhopeto
progressfar?
App.7:Inoldage,26thetimecomes27
Tobringtofruitionwhathasbeenlearned.28
Fath.7:Whitehaired,tomeetthetime
Means:Inoldage,hegetshischance.
Position7,beingpastthemidpointofthetetragram,symbolizesaginganddecay.Sodoesthecolorwhite,whichisalignedwithautumnandthewest,theregionwhere
thesundeclines.Still,theAppraisalisalignedwithyangch'i,makingit,onbalance,lucky.Thoughthemanofvirtue,likethesun,approachesthehourofhisdemise,
hisaccomplishmentsappearmostbrilliantlyinoldage,justasthelightofthesunismostdazzlinginlateafternoon.Oncethegoodmanfinallysucceedstoapositionof
considerablepower,reformamongthepeoplewillquicklyfollow,securinghisreputationforever.
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App.8:Heisoverrunwithfleasandlice.
Danger.
Fath.8:Thespreadoffleasandlice
Means:Parasitesarenotworthtrusting.29
Licedofarmorethanmaketheirhostuncomfortableasparasites,theysaphisvitality.30Inthis,theyarelikebadcompanionsorbackbitingofficialsatcourt.Such
mendependfortheirlivelihooduponthe"host,"butitiscertainthatthehostcannotdependontheminreturn.Oncetheyhaveweakenedhimsufficiently,theymove
on.Theyfailtooperatebyreciprocity,afundamentalConfucianvirtue.Goodmenavoidthematallcosts.
App.9:Throughout,heproceedsasif31
Ontheedgeofanabyss,
Boundheadandfoot.
Fath.9:Boundthroughouttheentireadvance
Means:Hefearstomeetwithharm.32
Position9completesthecharacteristicactivityofthetetragram,inthiscaseslow"spreadingout."Insomesense,thelimitedmovementinPosition9bringsusfullcircle
tothecrawlingofPosition1.33Thatmayaccountinpartforthecurioususeoftheimageofaman(orananimal?)boundheadtotail.Heretheboundfigureconveys
theideaofcautionfrombeginningtoend("headtofoot")inthefaceofdangerousentanglements.Thewisepersonfollowstheinjunctionto"beascarefulattheendas
atthebeginning,"34neverforgettingthat,"beneathgoodfortunedisastercrouches."35Afterall,
ThenoblemanfearsthewillofHeaven,fearsgreatmen,andfearsthewordsofthedivinesages.[Only]thesmallmandoesnotknowthewillofHeavenandsodoesnotfearit.36
Thankstosuchwariness,goodfortuneprevails.
TheearlycommentatorFanWangreadsthecharactermeaning"bound"asitscognate,meaning"tolookuponsomethingwithaffection."37Thepoemthenservesto
describethegoodmanwhoreviewsanentirerangeofactivities(hisownorthatofthecosmos?),fromfirsttolast:
Completingthespread,
Tolookuponitfrombeginningtoend,
Whenapproachingtheabyss[thecosmicorigin?death?].38
Lookingwhilecompletingthespread,
Means:Hefearstomeetwithharm.
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CorrelateswithHeaven'sMystery
YinthephaseWaterandtheYi
chingHexagramno.62,MinorError
Hsien 1thesunenterstheRoof
No.10.Defectiveness constellation,12thdegree
orDistortion
January31(p.m.)February4
HEAD:Yangch'i,assistingthingsthatarestillinobscurity,2pushesagainstthewrapping[ofyinch'i,]3distortingtheshapesofthings,4sothattheyarenotyetableto
walkperfectlyupright.
Thegenerativeactionofyangch'i,usuallyconsideredgood,initiallyhasmixedresultsasitoperatesonthegrowthofthemyriadthings.Sinceyangch'iisnotquite
strongenoughtobreakyin'sinfluenceatonestroke,yangmustforcethehardcasingconstructedbyyinch'iinordertofreethegerminatingembryos.Intheprocess,
theshapesofthingsaresomewhatdistorted,bothbythepressureexertedonthemandbytheirownwrigglingoutofnarrowcellsofconfinement.Theunevenquality
ofweatherinearlyspring,whichgrowshotandcoldbyturns,isattributedtothisdeviationfromtheearlierperfectionofthecircle.5
App.1:Startingoffwrong,
Thepathwindsthereafter.
Fath.1:Defectiveatthebeginning
Means:Lateritishardtocorrect.6
YangHsiung'slanguageisreminiscentoftheBookofChangestradition:
Rectifythebaseandthemyriadthingswillbeingoodorder.Butifyouareoffbyahair'sbreadth[atthebeginning],youwillmissbyathousandli[attheend]....Thusto
conducthisaffairsthenoblemancarefullyconsidersthebeginning.7
LiketheChanges,theMysteryemphasizestheeasewithwhichaminordeviationfromtheWayleadsovertimetoevergreatererrors.Astheproverbgoes,"Thereis
nothingbetterthanpreventingdepravityatitsinception."8
Thesamelines,ofcourse,fitasecondtopic,thatoflogicalargument,equallywell,withtheearlyChineseequatingillogicwitha"turnoffcourse."9SincePosition1
representstheBeginningofThought,thereaderisurgednottostrayfromrationaldiscourse.Below,thesamemetaphorworksinAppraisal2,thepairtothisposition.
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App.2:Fromsmalldefectshecanreturn.
Hecanbetakenasmodel.
Fath.2:Thatminordefectscanthenbeturned
Means:Heneednotgofartosetthingsright.
TheChangesequatesthereturnwiththerecoveryofthetrueselfthroughtheadmissionandcorrectionofone'sfailings.10ItalsoidentifiesthesuperiorWaywith
''takinggreatcareatthebeginning"ofanytransaction.11Clearly,errorcanbecorrectedwithrelativeeaseintheearlystages,beforeithastakenholdoftheheart/mind.
App.3:Swervingfromthepath,12
Hecannotgostraight.
Fath.3:Onacrookedpath13
Means:Astraightcourseisimpossible.
Theindividualblindlyproceedsfurtherdownthepathoferror.Hisownsenseofdirectionmaybefaultyhemayalsochooseawindingroadovertheshortestroute,
whichbydefinitionisstraightandopen.Likealosttraveler,hepersistsinthemistakenbeliefthatthewrongwayrepresentsa"return."
App.4:Thecircumstancecontrivesthefaultyseemscorrect.14
Luckymen15donotdeemthis"happycoincidence."16
Fath.4:Wrong,butrightbycircumstance
Means:Thegoodreturntotheconstants.17
Thegeneralruleisthatwickednessendsincalamity.Whileluckmayfollowwrongdoinginsomefewcases,nottoactbythe"constant"ruleistogamblewithone's
security,evenwithone'slife.AsChinesetraditionobserves,"Thenoblemanlivesathisease,awaitinghisfate,whilethepettymancourtsdangers,lookingforlucky
coincidences....Thesuperiormandoesnotmistakeluckycoincidencesforsomethingreliable."18Thatexplainswhythebadpersonfindsthat"richesarehisruin."19
Themajorityofcommentators,however,findaverydifferentargumentinAppraisal4:Thenoblemanatcertainpointsinhiscareermayfeelthathehasnoalternative
buttodeviatefromconventionalmoralityinordertopromoteagreatergood.Forexample,thegoodmanmayreasonablyconcludethatheneedstopreservehisown
lifeinordertomakefuturecontributionstosociety20hemayalsobelievethatasingledeviantact(suchasanassassination)canturntheethicalbalanceofthe
communityinfavoroftheRight.Similarly,aloyalministermayassumepowertemporarilyifaregencyisrequiredtosavethestate.21Insupportofthisinterpretation,
thecommentatorscitevariousanecdotesaboutConfuciusinone,Confuciusdecidestobreakanoathsinceithadbeen
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22
forcedonhim. Ifthislineofinterpretationisfollowed,thelastlineoftheFathomingmustread,"Good[though]contrarytoconstants."InlightofAppraisal1,the
utilityofmoralcompromiseseemsquestionable,especiallybeforetheendofthecycle.
App.5:ThegreatWayislevel,
Butnarrowbyways
Distressthegrandcarriage.
Fath.5:ThatthegreatWayislevel
Means:Whynotfollowit?
Thesamecharacterisusedforboththe"great"highwayandthesurnameofConfucius.23Therefore,Yangusestheimageofthejourneytodemonstratetheinferiority
ofotherphilosophicalschoolswhencomparedwiththemoralteachingsofConfucius.Otherthinkersmayhavetheiruse,admittedly,buttheirvisionispartialand
inadequate.OnlyConfucianteachingsarecomprehensiveenoughtoofferguidanceineverycircumstancetoallpersons,includingtheleadersymbolizedbythegrand
carriage.24Itisdistressing,then,thatmenofordinaryvision,includingthoseinthehighplaces,continuetopreferthepartialtruthsofferedbytheHundredSchools.As
Laotzuwrote,"ThegreatWayislevel,/[But]thepeoplepreferthebypaths."25
App.6:WhentheGreatVoidstrays,26
Somerightit,somehelpit
Getbackoncourse.27
Hefindsmenstraightasarrows.
Fath.6:Whenthemindstrays,arrowlikemen
Mean:Heobtainsworthyofficials.
AsinAppraisal1ofTetragram6,theGreatVoidisanepithetfortheheart/mind.Mistakenperceptionsleadingtofaultyconductcanbecorrectedbyaconcerted
effortunderthedirectionofgoodmen.Thehonestcriticismofloyalsupportersconstrainstheweakconsciencetoundertakemuchneededreform.28The
commentariessupplyexamplesofloyalministersfromhistory,themostfamousofwhichareKuanChung(d.645B.C.)andYentzu(d.ca.500B.C.).
App.7:Tobendold29truths30
Istowandertheroad
Andgoalongwithdanger.31
Fath.7:Bendingtheold
Means:Heonlyactstoinitiateideas.
AsConfuciussays,"Hewhosetstoworkuponadifferentstranddestroysthewholefabric."32Thoughhechangesthemetaphor,YangHsiung
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33
similarlyattacks"innovation"and"eclecticism"(tsa),twotendencieshedecrieselsewhereinhiswork. Thosewhodeviatefromthe"wayoftheancients"manipulate
hallowedtextstojustifytheirowncorruptreadings.IntheAnalects,thesupremesageConfuciusspokeofhimselfas''atransmittor,notacreator."34How,then,can
lessermindsatalaterdatearrogatetothemselvesthetaskofcreatingnewphilosophies?35Whatisitinhumansthatleadsthemtoprefernoveltyoverthetriedandtrue
waysofthepast?Innovatorsinduce,ratherthandispelconfusiononkeyethicalissues.AsthephilosopherMencius(4thC.B.C.)wrote,"Therehasneverbeenonewho
couldstraightenothersbybendinghimself."36
App.8:Thoughtwistinghisfoot,37
Hesaveshimselffromafallintheditch.
Nowhefacestheproperway.
Fath.8:Twistinghisfoot
Means:Heavoidsunluckyevents.
Appraisal8comesneartheendofthecycle.Duetoitssituation,onlypartialsuccessispossibleevenwhentheverse,ashere,isalignedwithauspiciousDay.The
ditchismadeofdirttherefore,itstandsforfilthandcorruptioningeneral.InancientChina,theditchalsosymbolizesignominiouspoverty,sickness,anddeath,forin
timesoffamineorplague,corpseswerehurledintowaysideditcheswithoutbenefitofformalfunerals.38Tododgeultimatedisaster("theditch"),theindividualjerks
aside,riskinginjurytohisfoot(amereappendage,afterall).39Thoughheisinjuredintheprocess,atleastheredirectshislifetoavoidfuturedisasters.Henceforth,he
constrainshimselftoconformtotheWay.40
App.9:Thecarriageaxlebreaks,
Theyokesnaps.
Theteamoffourtanglesinitstraces.41
Meninhighplacesspitblood.
Fath.9:Theaxlebreaks,theyspitblood.
Meaning:Intheend,it'stoolateforregrets.
Adramaticsceneofcollapseandchaosendsthetetragram.Inthemiddleofajourneyorabattle,theconveyancebelongingtoagreatman(theruler?)collapses.The
fourhorseshitchedtothevehicle,theirtraceshopelesslyentangled,struggleinvaintofreethemselvesfromthewreckage.Withhischariotdestroyedandhisown
personcriticallywounded,thegreatmanhasnowaytoflee.Atthescene,heslowlybleedstodeath.
Thereasonforthiscalamityisclear,thankstoearlierAppraisals.OncethemaninhighplacesdepartsfromthetruePath,hestraysondangerousbypaths,
experimentingwithheterodoxideas.Hisformersupportersmaytrytodeserthisservice,thoughmanyareequallycaughtup
Page144
inthedisaster.Naturally,theleaderloseshispowerorevenhislife("theblood").Itisnowtoolatetoreform.
TheCh'ingcommentatorCh'enPenliappliestheentiredescriptiontothefailedattemptsbyloyalofficialstoreformthecourt.Asthoseintheimperialservice
(symbolizedbythetraces?)havenopowertoaffectthecorruptruler,theyspitbloodinangerandfrustration.42
CorrelateswithHeaven'sMystery
YangthephaseFireandtheYiching
Hexagramno.62,MinorErrorthesun
enterstheRoofconstellation,16th
Ch'a degreetheDipperpointsENEthe
No.11.Divergence musicalnoteisB1
February5February9(a.m.)
HEAD:Yangch'i,wriggling,breaksopenattheeast.Lordly,itemergesfromthemultitudeofobstructions.2Thingsdivergeintheirappearance.3
ThistetragramisalignedwiththeSpringOnsetsolarperiod.Accordingly,allimagesintheHeadsuggestthecomingofthenewseason.Witheastasthedirectionof
spring,itisonlynaturalthatyangch'ishouldmakeitsfirstappearancethere.Eventheparticularwrigglingformthatyangtakes(ch'uninChinese)issynonymouswith
activityinthespring(alsoch'un)4likeayounginsectworkingitswayoutofitschrysalis,yangfreesitselffromtheconfinementofdarkearthandyinch'i.Yangch'iis
masterful,evengodlike,initspromotionoftheuniversalpatternsthatresultincosmicharmony.5Forthatreason,itiscalled"lordly."6
Thetetragramtitleimplies"divergence,""deviation,""variety,""discrepancy,"''inequality,"7and"distinction."Atthisjuncture,themyriadthingsdivergefurtherintheir
characteristicappearancesandactivities,lessthreatenedbytheillwindsofwinter.Divergencecanleadtofaultanderror,butdistinctionistobeapplaudedinsofaras
itunderliesman'sabilitytomakeethicaljudgments.
App.1:Failinginsmallthings,
Attackthemyourself
Atthesource.8
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Fath.1:Attackingminorfailingsoneself
Means:Asyet,othersdonotknow.
Continuingtheargumentoftheprevioustetragram,Appraisal1assertsthewisdomofcorrectingone'sfaultswhentheyfirstappearsothaterrornevergrowsobvious
enoughtobecomeasourceofshame.
App.2:Beingsteepedinhisdesires,9
Hebringsaboutwhatheabhors.
Fath.2:Steepedinhisdesires
Means:Heisgraduallyledtoerror.
Theindiscriminatepursuitofpleasureusuallyendsindisaster.Thewiseperson,then,moderateshisdesireslesthegraduallybecomeaslavetothemandreducehis
chancesoffuturehappiness.
Oneoftquotedanecdotebeautifullyillustratestheprogressiveerrorsthatevolvefromasinglefalsestep.ThechiefministertothelastkingofShangweptbitterlywhen
hisrulerdecidedtoacquireasinglepairofivorychopsticks.Whenaskedwhyhelamentedsoinnocuousanact,theministerreplied:
Chopsticksarenotbeusedwithpotterybutwithcupsmadeofjadeorrhinoceros.Thosedonotgowithvegetarianstewsbutwiththemeatoflonghairedbuffalosandunborn
leopards.Andthosewhoeatsuchmeatsdonotwearshorthempclothesoreatinathatchedhouse.Instead,theyputonninelayersofembroidereddressesandmovetolivein
magnificentmansionswithloftyterraces.Afraidoftheending,Icannothelptremblingwithfearatthebeginning.10
App.3:"Mightthereberuin?Oh,mighttherebe?"11
Thusheisledtothebrightlight.
Fath.3:"Oh,ruin,suchruin!"
Means:Shocked,heprotectshimself.
Theworthymanweighseachactioncarefully,knowingfullwellthatevenminormistakesmayleadtohiseventualdownfall.Inconsequence,itistheprospectofruin
thatpromptscontinuedselfexaminationandspeedyreform.Measuringhisfailingsbythehardlightofday(the"brightlight"),theprudentindividualgoesontowina
reputation(asecond"brightlight").Thatexplainswhy,astheproverbgoes,''Insecuritythenoblemanismindfulofdanger."12
App.4:Passingover13smallactsofgoodness,
Hewillnotovercome.
Fath.4:Foregoingsmallactsofgoodness
Means:Hecannotreachgreatness.
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TheChangestellsusthat
thepettymanconsidersthesmallgoodtobeofnoadvantage,sohemakesnoeffort.Hethinksthesmallsindoesnoharm,andsohedoesnotgiveitup....Ifgooddoesnot
accumulate,itwillnotbeenoughtomakeaman'sname.14
AnotherChineseclassic,theDocuments,concurs:
Ifyoudonotattendzealouslytosmallacts,theresultwillaffectyourvirtueingreatones.15
Selfcultivationisaslowprocessoflearning,wherebytheindividualbecomespracticedindiscerningandperformingthegoodact.Iftheindividualiseithertoo
arrogantortoocarelesstomakeahabitofsmallactsofnobility,greatvirtuecannotbeattained.LikethephilosopherHsntzubeforehim,YangHsiungemphasizes
theimportanceofgradualhabituationtotheGood.
SsumaKuang,however,readsthisAppraisalasacritiqueofthosewho"gotoofar"insmallactsofkindnessorconsciencewhileignoringthegreatergood.Heoffers
examplesfromChinesetradition,includingthatofWeiSheng:16WeiShenghadarrangedtomeethisladyloveunderabridge.Theladyfailedtoshow.Whenheavy
rainscame,WeiShengrefusedtoleavethespot,lesthebreakhisword,andsodrownedunderthebridge.Themoralofthestoryis,thosewhoareoverlyconcerned
withsmallpointslosesightofthegreatergoal.
App.5:Havingpassedthegate,hereturns17
Toenter,gainingthatcentercourt.
Fath.5:Havingmissedthegate,turningtoenter
Means:Beforegoingtoofar,18hereverseshiscourse.
Thegatemarksaneasyaccesstohome.Byextension,itsymbolizeswhateverfacilitatesaneasyentrancetounderstanding.19Forthisreason,theteachingsof
Confuciusarefrequentlyidentifiedasthegatestolearning.ThecentercourtyardorlightwellisanintegralpartoftheancientChinesehouse,providingfreeaccessto
thegodsinhabitingtheopenairabove,aswellaslightandrainwaterforthebenefitoftheinhabitants.20Astheinnersanctumofthehouse,italsostandsforthe
innermostthoughtsoftheindividualand,byapun,21for"conductaccordingtotheMean."
Intheseverses,theindividualawakenstothemagnitudeofhiserror,thenreformshisconductinconformitywiththeMean.Hissafearrivalattheinnersanctum,
despiteinitialconfusionandphysicalbarriers,suggeststhathehasachievedmoralperfection.
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22
App.6:Inagreathurry, hemisseshisgate
Andfailstoenterhishouse.
Fath.6:Thatinarush,hedoesnotenter
Means:Truly,thisiscauseforgrief.
IncontrasttothesubjectoftheprecedingAppraisal,thisindividualissomuddledthathefailstorealizehiserror.Perhapsotherenticementsorheterodoxteachings
haveoverwhelmedplaingoodsense.Confuciussaid:
Ifamanfindshehasmadeamistake,thenhemustnotbeafraidofadmittingthefactandamendinghisways....Tohavefaultsandmakenoefforttoamendthemistohavefaults
indeed!23
App.7:Aswithapileofeggs,
Heactswithgreatcaution.
Fromfearcomespropriety,thensafety.
Fath.7:Precariousasapileofeggs
Means:Fromhisowndanger,hecreatessafety.24
A"pileofeggs"isapopularmetaphorinearlyChinaforcriticaldanger.25Ifoneapproachesanyseriousproblemwithduecaution,itmaybepossibletosavethe
situation.Thegreaterthecaution,thegreaterthelikelihoodofsuccess.
App.8:Hestumblesforth26onletteredfeet.
Hisjawisbranded,hiseyebrowsdestroyed.
Fath.8:Thefetteredfeet
Mean:Fromonestepintocalamity,noreturn.
Avarietyofpunishments,eachmoredangerousthanthelast,islikelytobefalltheindividualwhodoesnotmendhisways.Thespecificnatureofthosepunishments,
however,isasubjectofdisputeamongthecommentators.Onecommentator,forexample,saysthattheevildoerismadeto"bearthecangue"ratherthansuffer
brandingontheface.27InlightofaparallelpassageintheChanges,theversesmayalsoberead:
Feetfettered,helurchesforward,
[Todeepwater]justuptotheareaoverhiseyes,
Submerginghiseyebrows.28
Certainly,thesecondreadingemphasizestheimminentnatureofthedanger.
App.9:Passingdecrepitcitywalls,hefinds
Verdantshootsrisingfromstumps.29
Fath.9:Passingthedecrepitwallsofhiscity
Means:Throughselfreform,lifeisrenewed.
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30
Sinceneolithictimes,citywallsinChinahavebeenconstructedofwoodenpillarspackedwithwattleanddaubortampedearth. Sincethecitywallenclosesits
inhabitants,definingthecommunityandinsuringphysicalsafety,citywallsingoodrepairsignifysecurityonthepsychic,physical,andpoliticallevels.Accordingly,their
upkeepisatoppriorityforstableadministrations.Herethecitywallsareinutterdisrepair.Eitherthecityisdesertedoritsgovernmentmismanaged.Intruderscan
easilybreachthecity'sdefenses.Still,therearesomesignsofhope:fromnearbyfallentreesorthewoodensupportsinthewallitself,youngshootshavebegunto
sprout.31Inthemidstofdeath,renewaloccurs.Byanalogy,eventhemosthardenedofcriminalscanlearntorecoverhisbestself.
CorrelateswithHeaven'sMystery
YinthephaseWoodandtheYiching
Hexagramno.4,YouthfulFollythe
sunenterstheHouseconstellation,
T'ung 4thdegree
No.12.Youthfulness
February9(p.m)February13
HEAD:Yangch'iisfirstspied.Thingslikecallowyouthsallstilllackunderstanding.
Thistetragram,likethepreviousone,isassignedtotheSpringOnsetsolarperiodwhenplantsandanimalsareexpectedtofirstemergefromtheirwinterhomes.The
titlecharacterdescribesyounganimalswhosehornshavestillnotgrown,thelandstillbarrenofvegetation,andyouthsofeithersexwhostilllackthecharacteristic
developmentoftheheart/mindthatmakespeopletruly"human."Thefirstsignsofmaturitynowstarttoappear.Solongaslackofdevelopmentisprimarilyafunction
oftime,wecananticipatethefuturehappily.However,manypromisingtrendsmaybenippedinthebudiftheyarenotnurturedbytrainedcaretakers.
Forthisreason,thistetragramadvisestheyouth(oronewhoisnewtoanyendeavor)tolookforgoodteacherstoguidethematurationprocess.Certainmistakesare
particularlyassociatedwithyouth(suchasimpetuosityandfaultyjudgmentorindecisionduetolackofexperience).Unlessanappropriatemasterisfound,suchfaults
tendtomultiplyovertime,especiallywhentheindividualisintelligent.1Ifapersonfailstolocateagoodteacher,"thenifhisstudyinghasnodirectionandhismindlacks
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2
penetration,hehimselfistoblame." AsYangHsiungstatescategoricallyinhisother"classic,"theModelSayings:
Toworkatstudyisnotasgoodastoworkatfindingateacher.Ateacherisamodelforothers....Justaswithinasinglenoisymarketplacetherearecountlessdifferentideas,
withinabookofasinglechaptertherearecountlessdifferenttheories.Forthemarketplace,abalancemustbesetup[todeterminecorrectweightandvalue],soforeachbook,a
teachermustbesetup.3
IncontrasttothecorrespondingChangeshexagram,whichpraisescertainchildlikequalities,theMysterycensuresthepuerile.4
App.1:Thefatuousyouthisnotawake.
Meetingus,5heisblind6anddim.7
Fath.1:Aloutishyouthwhoisunaware
Means:Wefearhe'llbe"dark"'tiltheend.
Appraisal1correspondstotheBeginningofThought.Themostimportanttaskfortheimmatureyouthistofindagoodteachertotrainhisheart/mind.8AChinesepun
identifiestheteacheras"thefirstawakenedone"9wholeadsotherstotheWay.Here,unfortunately,Position1correspondstoinauspiciousnightandsoYangHsiung
speaksofdarkness:Eithertheinaneyouthselectsteacherswhoareequallyignorant("Hemeetsus,whoare[also]blindanddim.")ortheimmatureyouthfailstoheed
hisgoodteachers'words("[Evenafter]meetingus,heisblindanddim.")Undersuchconditions,nopupilcanhopetogainenlightenment.Unlesshechangeshisways,
heislikelytoremaindoublyinthedarkinthathewillbeboth"unenlightened"and"inobscurity.''
App.2:Hecaststhesacredmilfoil.
Hefirestheturtle'sshell.
Leavingthemuck,heenterstheanointed.
Fath.2:Castingmilfoil,firingtheturtle,
Means:Heapproachesthepathofglory.
AsConfuciustellsus,thebetterpartofwisdomistorecognizewhatyoudonotknow.10Forthatreason,theyouthinsearchofgreaterunderstandingusesdivination
procedurestoresolvecasesofgravedoubt.(Theirsacredcharacterprecludescasualuse.)Divinationbymilfoil(alsocalledyarrow)andbyturtlearethetwoancient
formsofprognosticationhallowedbyChinesetradition.Significantly,eachoftheseinstrumentsforcommunicationwiththedivinerepresentsaccumulatedageand
experience:thegraphformilfoilcontainsthecharacterfor"old"withinit,11whilethemarvelouscapacitiesoftheturtleareattributedtoitsfabledlongevity.By
implication,iftheancientsareconsultedineverydoubtful
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case,amiraclewilltakeplace:theindividualwillemergefromobscurityandmuddleheadedness(the"muck")togainenlightenmentandhonor(an"anointment").12
App.3:TheEasternStaralreadyshines,13
Yethecannotproceedbyitslight.
Fath.3:TheEasternStaralreadyshining
Means:Whynotgo?
Appraisal3marksthetransitionfromThoughttoAction.ThenecessarypreconditionsforenlightenmentarepresentsincetheEasternStaralreadyshines.Inother
words,goodteachersareavailable,theclassicshavebeenpromulgated,andallthevarioustoolsofcivilization(includingdivination)havebeenprovided.Forsome
reason,theindividualfailstotakeadvantageoftheopportunitiesformoralgrowth,assuminghimselftobeincapableofmaturity.Inreality,helackssufficientwillto
followintheWay.14TheAnalectscondemnsthosewho"hearofduty,yetdonotmovetowardit."15
App.4:Somefollowthoseinfront.
Thoseaheadlighttheirway.16
Fath.4:Followingtheonesinfront
Means:Greatisthelightofthosewholead.
IncontrasttoAppraisal3,Appraisal4praisesindividualswhotakefulladvantageoftheilluminationprovidedbymoralexemplarsofthepast.17Giventhepenetrating
powerofthoseexemplars,eventhosewhofollowatsomedistanceintimeandspacecanfindtheirWaybythelight.ThiscontentionimplicitlyrefutesChuangtzu's
beliefthattheClassicsrepresentonlythe"dregs"oftheformersages'teachings.18
App.5:Ifinthickbrushheseeksthessu,
Hefindsaprizelessvalued.19
Fath.5:Huntingthessuinthebrush
Means:Thecatchisnotworththepraise.
Thehunterlaysatraptocatchafemalessu.(Probablyawildoxisindicated,thoughthepreymaybearhinocerosorsomeothermarvelousbeast.)Thethickbrush
(thatliterally"covers"or"conceals")mayfunctioninseveralways:Perhapsitkeepsthehunterfromfindinghisprey.Perhapsitconcealsthehunterstalkinghiscatch.
Perhapsithidesatrapintheunderbrush.Inanycase,thereisnodoubtthatthehunterignoresimportantritualruleswhichdictatethatthefemaleofthespeciesistobe
sparedinthegeneralslaughter.Asonecommentatorremarks,thehunter"stopsatnothingtogetthegame."20Suchobsessivebehaviornotonlydivertsthehunter's
attentionfromproperpursuits21whileweakeninghis
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senseofscruplesitalsodiminishesfuturestocksofgame.Despitethe"catch,"themanhimselfmaybe"caught"shortintheshortterm(ifheisgoredbyhisprey)orin
thelongterm(whenstocksaredepleted).ThisisanexcellentexampleoftheChinesepropensitytoaddressconcernsfrombothmoralandpracticalconsiderations.
Thisportraitofanevilhuntercontrastswithstoriestoldofthelegendarysagekingsofantiquity.GoodKingT'ang,forexample,purportedlyconstructedaspecialtrap
openonthreesidessothatbeastscouldeasilyescapeit.Inthesameway,T'angframedhislawsinsuchawaythathissubjectsfounditeasytoavoidbeing"framed"
forcriminalactivities.22Allmenofvirtuedisplayaprofoundempathyforlivingthingsasleaderofthisgroup,theSonofHeaveninAppraisal5nevertakesunfair
advantageoftheweakandhelpless.
App.6:Openwidethetent,
Invitingguestsfromeveryquarter.
Fath.6:Throwingthetentopen
Means:Heseesthemanylights.
WetendtothinkofChineserulersasclosetedin"forbiddenpalaces,"butearlytraditionmadeitincumbentuponeverygoodrulertoconductroyalprogresses
throughoutthelandsothathecouldconsultwidelywithcandidatesforpublicoffice.23Heretheruleropenshisprivatequarterstoallcomers,asapublicsignofhis
aviddesireforthemoralenlightenmentprovidedbythe"leadinglights"ofhiskingdom.Withthetentflapsup,thenightskycomesintoview.24Therulerisequally
receptivetotheconstantnormsillustratedbythestarryfirmamentinitsdivineorbit(again,the"lights").Inconsequence,themultitudeoftheruler'ssubjectsare
transformedunderhissuasiveexample,yetathirdinstanceof"manylights."
App.7:Cultivatingthepuny
Hebecomesarunt.25
Fath.7:Makingthepunygrow
Means:Thereisnothingtobeachieved.
Iftheindividuallackstheacuityandcommitmenttogreatnessthatproperlydefinethematureadult,wecomparehisstuntedintellectualandmoralgrowthtothe
crippledformofadwarf.GreatnessisequatedwithstrictadherencetotheConfucianWay,sincevirtuerepresentsthesupremehumangoalonpractical,aswellas
moralgrounds.26And"development"mustbedefinedintermsofstrengtheningthediscerningmindthatknowsgreatness,ratherthannurturingthelesser,evenbestial
partsofhumannature.27Physicaldevelopmentalonecanhardlybeconsideredamajoraccomplishment.
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App.8:Somebeathim,someprodhim.
Hepolishesthemysteriousmirrorofhismind
Andsochanges.
Fath.8:Beatingandproddinghim
Means:Inthatway,hiserrorsdecline.
Asthesituationnearstheendofitscycle,theindividualfinallyrespondstorepeatedandseverecriticismswithasincereattemptatmoralreform.Thewiseindividualis
gratefulforharshcriticism,sincepersonalimprovementusuallydependsonit.AstheChangeswrites,"Tomakeimmaturefoolsdevelop,ithelpstopunishpeople."28
Theheart/mindisamirrorinthatitreflectsallsensoryimpressions,howeverfleeting.Byclearingawayallmisguidednotionsandintellectualbaggage,theindividual
restoresthepristineclarityofthatorgan,"polishinghismysteriousmirror"sothatitfunctionsproperly.29Itisnevertoolatetobeginthisprocess,althoughyearsof
accumulateddustmaycomplicatethetask.
App.9:Theyoungbuckbuttsthewildox,
Crackingitsownskull.
Fath.9:Thebuckbuttingtheox
Means:Inreturn,itharmsitself.30
Theimmaturedeerstilllackshorns,soitlacksthebrutestrength,theexperience,andtheskillsnecessarytodefeatadangerousopponent.Inaseriousmiscalculation
ofitscapacities,thefawntakesonthepowerfulwildox(orpossiblyrhinoceros)knownforitstoughhide.Itcanneitherfendoffanattackbysuchafearsomerivalnor
launchacounterattack.Inevitably,thefawnisgoredortrampledbytheox.Byanalogy,theimmatureindividualwoulddowelltoavoidallprematureengagements
withformidableadversaries.Itisoftenpridethatleadsonefoolishlyintothefray.
CorrelateswithHeaven'sMystery
YangthephaseMetalandtheYi
chingHexagramno.42,Increase
thesunenterstheHouse
Tseng constellation,8thdegree
No.13.Increase
February14February18(a.m.)
HEAD:Yangch'iisburgeoning.1Thingsaccordinglypileupandincrease.Dailymanifesting[theirenergy],2theygrow.
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Asyangch'idailyincreases,underitsprotectionallthingsprosper.Thisisaoddnumbered(i.e.,yang)Headwithanauspicioustitle,sothetetragramisluckyinits
maintheme:Anincreaseinmoralacuityisbasedonasoundethicalfoundation.Thisincrease,ofcourse,mimicsyangch'i,whichproductivelyexpandsonlyafter
buildingasolidinnerbaseinTetragram9.Head13representsamajorstepforwardfromtheimmaturitydiscussedintheprevioustetragram.3
App.1:Hearingaright,andincreasinglysilent,
Outsidersfailtonotice.
Fath.1:Hearingaright,evermoresilent,
Means:Hediscernswhatisinside.4
Appraisal1,signifyingtheBeginningofThought,hereisassociatedwithauspiciousDay.ThefirstresponseofthegentlemantohearingtheWayistocontemplateitin
silence.Temporarilydistractedfrommundaneexistence,thegoodmanmayevenappearstupidtothoseoflesserunderstanding5truevirtueisrecognizedonlybyan
innercircleofaccomplishedindividuals.6HavingnodesiretoshowoffhisknowledgeoftheWay,7heconsidersinawedsilencethemiraculouspatternsofthecosmos.
Eventually,hequietlyapplieswhathehaslearnedtothe"inside,"theinnerworkingsoftheuniverseandtheseedsofGoodnessdeepwithinhimself.8AstheLaotzu
says:
Hewhoknowsothersisclever
Hewhoknowshimselfhasdiscernment.9
App.2:Toincreasehissearchforglory
Withoutsquaringhisinnerlife10
Isbenighted.
Fath.2:Notincreasinghis"squareness"
Means:Heonlyembellishestheoutside.11
Thecontrastbetweeninternalandexternalcontinues.Squarenessrefersto"directional"behavioraimedattheTao.Itimplies"squaring"thoughtsanddeeds,12aswell
asactingwithinwellestablishedbounds.13Thegoodperson,then,takesitasadutytomaketheouterlifesquarewithinnerconstraints.14Atrueincreaseinvirtue
worksagainstartifice15andpretension,butthepettypersonfocusesonexternaladornment,hopingtofoolothersbysuperficialchanges.YangHsiungputsaspinon
thefamousquestionposedbytheLaotzu,"Whichisdearer,yournameoryourlife?"16Yangasksinstead,"Whichisdearer,theinnerlifeorouterglory?"External
brilliancecannotconcealinnerconfusionforlong.17
App.3:Treesstayput,
Andsosteadilygrow.
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Fath.3:Rootedtrees,gradualincrease,
Means:Theycannotbesuppressed.18
Woodcomesupfortworeasons:Appraisal3isassignedtoagentWoodintheMystery'sschemaofcorrelations.Atthesametime,theJudgmentattachedtothe
correspondentChangeshexagramassociatesthe"wayofwood"withincrease,success,andthepromiseof"dailyadvancewithoutlimit."19Treessupportextensive(if
gradual)growthabovetotheextentthattheyarefirmlyrootedbelow.Theybecomethemodelforacquiringvirtue.20
App.4:Hiswaistcannotbeartheload,
Yetothersaddtotheweightontop.21
Fath.4:Thatthecentercannothold
Means:Hecanbedefeated.
Thepoemdependsuponaneatdoubleentendre,withthesamewordmeaning"waist"and"whatiscentral"or"essential."22Asthefulcrumofthebody,thewaist
bearsthemajorportionofweightinanybeastofburden,includingman.Withthephysicalcentertooweaktobeartheinitialburden,onecanonlyimaginethedamage
thatwillresultwhenadditionalweightisheapedon.Byanalogy,whentheessentialcoreofone'sbeingisinadequatetodealwithlife'sdailychallenges,anextracrisis
maysendthepersonintocompletecollapse.Theessentialcore,however,canbestrengthenedbyvarioustechniquesofselfcultivation.
App.5:Inmarshes,beinglowmakesforcapacity.23
Manywatersconvergethere.
Fath.5:Thatthelowmarshholdsmuch
Means:Fromselfeffacementspringsgreatness.24
TheLaotzuexplains,"ThereasonwhytheriverandtheseaareabletobekingsoftheHundredValleysisthattheyexcelintakingthelowerposition."25Modestyand
selfeffacementmakefortruegreatnessinthattheycompelthesupportofothers.Appraisal5correspondstotheruler.Clearly,thesinglemostimportantattributethat
qualifiestheemperortoheadthestateishisabilitytohumblehimself,asdemonstratedbythecourteoustreatmentofsubordinatesandawillingnesstoacceptharsh
criticism.Actingthus,therulerbecomesthefigurearoundwhom"themyriadblessingsconverge."26This,ofcourse,isthecentralargumentoftheinfluential"Great
Plan"chapteroftheBookofDocuments.
App.6:Likeatorch,theRedChariotspreadsitslight.27
Onedayincreasesourlistsbythreethousand.28
Thenoblemanwinspraise.
Thepettymantakeswounds.
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Fath.6:BytheRedChariot,dailyincreasing,
Means:Thepettymanisnomatchforthenoble.29
TheRedChariotprobablyreferstothesuninitsdailyround.Thesun,inturn,suggeststhegoodrulerintwoways:First,thebeneficentpresenceofthesagekingacts
likethesuntoenlighten,fosteringpeaceandharmonywhereveritgoes.Andsecond,thewiseleader'sfavorsaredistributedfairlytoallmenofworth,justasthesun
shinesequallyoneveryregionoftheearth.Butwhathasthistodowithan"increaseofthreethousand"?30LiteraryconventionassociatesthefoundingoftheChou
dynasty(correlatedwithRedandFireintheChineseschema)31withjustsuchanincrease.Afterall,legendtellsusthatgoodKingWuin1122B.C.wasabletomuster
threethousandtroopsinafewdays'timetodefeatthelasteviltyrantoftheShangYindynasty.32AsthephilosopherMencius(4th.C.B.C.)says,"Solongastheruler
ofastateisdrawntobenevolence,hewillhavenomatchintheempire."33
Onecommentator,however,seestheseversesasakindofshorthanddescriptionofthehighofficial'slife.Inhispubliclife,theofficialemploysmunificent"red
chariots"inhisprivatelifeathome,heenjoysthewarmglowoftorchlight.Hisretainersdailyincreaseinnumbers.Themanofvirtuemeritsthisrapidriseinsalaryand
position.Thesamepromotions,however,provedisastrousfortheambitiousmanwholacksvirtue.34
App.7:Withheightincreased,
Cutbackitspeak
Tomakethemountainstable.
Fath.7:Increasedheightandgradedpeak
Mean:Withloss,allisaccomplished.
Paradoxically,theChangesassociatesfinal"expansion"with"decrease."35Theindividualwhotrimshisowndesiresforaggrandizementincreaseshischancesof
accomplishinghisgoals.Therefore,thewisepersonactstocurbhimselfinordertoassurehisownsecurity,preferringtokeephisgrowthinbalancewithasolidbase
ofsupport.Nothingismoredangerousthanunimpededorunsupportedincrease,36heresymbolizedbyamountainprecipice.Afterall,thehigherthepositionattained,
theharderthefall.
App.8:Enslavedbyahandfulofcowries,37
Pastprofitsshavefuturegain.38
Fath.8:Enslavedforahandfulofcash
Means:Firsthappiness,thenruin.39
Thecowry,oneoftheearliestformsofcurrencyinChina,signifieswealth.Theindividualbecomesawillingslaveinreturnformaterial
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advancement.Inhisgreedforcash,heacceptsutterdebasement,indicatedherebytheword"shaved,"whichreferstothetonsureoftheindenturedservant,theslave,
ortheconvict.40AsintheNewTestamentstoryofJudasIscariot,thepaltrysumsgainedarecontrastedwiththemagnitudeofthemoralloss.
App.9:Jaggedpeaksdonotcollapse
Whentheyleanontheirfoothills.
Fath.9:Thatrockycragsdonotcollapse
Means:Manyknightsgivefirmsupport.41
Appraisal9representstheextremities.Inthecaseofmountains,thepeakorprecipiceisthepartmostvulnerabletocollapse.However,ifthedizzyingheightsare
supportedbyafirmbase,theywillnottoppleoverevenunderthegreateststress.Likewise,iftherulerissupportedbymanyworthyfollowers,hisreigncannotbe
overturned.
CorrelateswithHeaven'sMystery
Yin1thephaseEarthandtheYiching
Hexagramno.53,Advancethesun
enterstheHouseconstellation,13th
degree
Jui
No.14.Penetration
February18(p.m.)February22
HEAD:Yangch'i,likeahighhill,2penetrates[upward].3Thatmeansthebirthofthings.Allconcentrateononenessandavoidduality.4
ThistetragramwitnessesthetransitionfromtheSpringOnsettotheRainfallsolarperiod,usuallysometimeinlateFebruary.Thingsintheirearlystagestypicallyshow
littledifferentiationastheyfocusoninternalgrowth.Forexample,thetipsofvegetationjustnowpushingthroughthesurfaceofthesoilaresotightlyfurledthatone
plantisbarelydistinguishablefromanother.PerhapsfromthemYangHsiungtakeshistitle,meaning"sharptip"or"point"or"penetration."SucceedingAppraisalsplay
outthefullrangeofthetitle'smeaning.Becauseapointortipissharp,thesametermconveysmentalormoralacuitywhateverispiercing,zealous,orfocused
whateverispenetrating,orpointinginaparticulardirection.5Thesamecharacteralsoreferstowhatiscomparativelytriflingorinsignificant,asintheEnglishexpression
"thetipoftheiceberg."
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Nearlyallthesemeaningsareemployedbelow,requiringdifferenttranslationsforthesamecharacter.Inmanycases,theantonymforthetitlecharacteris"duality"
associatedwithmoralconfusion,6astheHeadalreadysuggests.
Thetetragrampresentsonenessasitsmaintheme,inthetwosensesofindividualwholenessandsocialcohesion.Butifthosekindsofonenessarethepropergoalsof
theindividual,singlemindeddevotionathirdkindofonenessisthemeans.AsHsntzu,theConfucianmaster,wrote:
Ifyoupileupearthtomakeamountain,windandrainwillriseupfromit.Ifyoupileupwatertomakeadeeppool,dragonsofallkindswillappear.Ifyoupileupenoughgood
deedstomakeyourcharismaticvirtuewhole,agodlikeunderstandingwillcomeofitselfandthesagelikemindwillbeperfected.Andso,unlessyoupileuplittlesteps,youwill
neverbeabletojourneyathousandliunlessyoupileuptinystreams,youwillhavenowaytofillariverorasea....Achievementconsistsinnevergivingup.7
Onlythefocusedmindcanhopetodiscerntheunifyingprinciplebehindtheinstitutionsandartsofcivilization.Forthisreason,theConfucianClassicsadvise,"Carry
foreverthesinglemind."8Asthesayinggoes,"Noweaponisaspiercingasafixedpurpose."9Accomplishmentinallareas,then,istiedtothepenetratingmindthat
dependsononeness.10
App.1:Thecrabskitterssidetoside,lagging
BehindthewormintheYellowSprings.11
Fath.1:Thecrabskitteringsidetoside
Means:Hisheartisnotone.
Thecrabhassixlegstheearthworm,none.Still,whenthecrabwalks,itskittersfromsidetoside,incapableofwalkinginastraightline,suggestingthatitsmind
movesinmanydirectionsatonce.Becauseitisunabletoconcentrate,itneverlearnshowtomakeitsownhomeitmustlookforanemptyholedugbyasnakeor
waterserpent.Despitetheapparenthandicapofhavingnolegs,theearthwormtunnelsquicklytoitsdestinationbyinsertingthetipofitsbody.Theverseundoubtedly
referstoapassageintheHsntzu:
Anearthwormhasnosharpclawsorteeth,nostrongmusclesorbones,andyetabovegrounditfeastsonmudandbelowitdrinksattheYellowSprings.Thisisbecauseitkeeps
itsmindononething.Thecrabhassixlegsandtwopincers,butunlessitcanfindanemptyholedugbyasnakeorawaterserpent,thecrabhasnoplacetolodge.Thisis
becausethecraballowsitsmindtogooffinalldirections.12
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IfaraceweretobeconductedintheYellowSpringsbelowground,theearthwormwouldsurelybeatthecrab.ThisChineseversionofthetortoiseandharefable
conveysadifferentmoralthanthatputforwardbyAesop,however.Theproblemhereisnotthecrab'sarrogance,thoughelsewhereYangHsiunginveighsagainstthat
attitudeinstead,theproblemisasuperfluityoftalents(e.g.,toomanylegs)combinedwithaimlessbusywork,whichdistractthecrabfromthefundamentaltasksat
hand.
App.2:FocusontheOne,13
Thennothingisunattainable.
Fath.2:AttainmentsfromfocusontheOne
Mean:HisgraspoftheWayissure.
TheunlimitedachievementsthatcanbeattainedbyanyoneinsinglemindedpursuitoftheWaypresentadirectcontrasttotheundirectedactivityofthecrab.Ifthe
crab'sprogressisnegligible,theadvantagesof"concentratingthemind,andunifyingthewill"14aremanifold.Unswervingdevotiontolearningfinallyenablesthe
individualto"contactthespirits,becomingapartnerinthetriadwithHeavenandEarth."15Asonetextwrites:
Tobeonewithphenomenaandbeabletoseetheirunderlyingcontinuityiscalled"godlike"tobeonewithaffairsandbeabletotransform[them]iscalled"wisdom."...Onlythe
noblemanwhoholdsontotheOnecanattaintothis.16
App.3:Agitated,hisfocus17iserratic.
Fath.3:Pointingmadlyinhisagitation
Means:HecannotdwellintheOne.18
Theadverb"madly,"19asinourownlanguage,denotesinconstancy,irregularity,theexcessivelyemotional,andanydeviationfromwhatisproper.Theindividual
certainlydisplayssufficientemotionalintensity.Unfortunately,thereisnoparticularcommitmenttosteadyadvancealongasinglepathofGoodness.Giventhe
individual'sfrequentvacillations,noachievementispossible.TheChangesaptlycomparesthishaphazardcoursetothefreneticmovementsofthehamster.20
App.4:Ifacuteintiming,21
Nothingisnotbenefited.
Fath.4:Tobesharpabouttime
Means:Hegainswhathecanfromthemoment.
DevelopmentinanyofthethreetriadicrealmsofHeavenEarthMancanoccuronlywhenitistimely.22AsmenofHanobserved,eventhesagemasterConfucius
couldnotovercomethelimitationsimposedby
Page159
timetobecomeruleroftheempire,solessermencanhardlyhopetoprevail.Thegentlemanmoveswhenanopportunityforadvancementpresentsitself,butwisely
refrainsfromactionwhenthetimeisnotyetripe,lestheendangerhimself.Becauseheridesonprevailingtrendstofurtherhisowngoals,heislikelytobenefithimself
andothers.23
App.5:Penetrating24East,heforgetstheWest.
Watchinghisback,heoverlookshisheart.
Fath.5:AdvancingEast,ignoringtheWest
Means:Unabletoreverse,hecannotescape.
Asthecenterofthetetragram,Position5presentsthemainargumentagainstonesidedness,25whichholdsformilitarystrategistsandphilosophersalike:Inbecoming
obsessedbyasmallcornerofthetruth,mostmenfailtocomprehendgeneralprinciples.26Indevisinghisstrategyforliving,thewisepersonconsidersallfactors,just
asthegeneralpreparingforbattleconsidersallpossibleavenuesofattackandretreat.Itisthestupidpersonwhoconcernshimselfonlywithsuperficial,immediate
gratification(the''back"),withoutweighingthefundamentalrisks(the"heart").Havingmadenoprovisiontoextricatehimselffromdifficulties,henowfacescertainruin
ineffect,hehasbecomehisownworstenemy.TheconcentrationapplaudedinAppraisal3herehasturnedintoblindonesidedness.
App.6:Acuteincategories,27
Heholdswithin28theFiveGauges29
AndTenThousandMeasures.30
Heistriedandtrue.
Fath.6:Acuteastocategories
Means:Richesandrank31withoutmeasure.32
My.translationistentative,asmostofthekeytermsinthispoemareopentoavarietyofinterpretationsIsuspectintentionallyambiguouslanguagehasbeenusedto
enrichtheportraitofthesage.Theheart/mindofthesageisacuteinregardtocategorical(i.e.,correlative)thinkingandresponsivetotheneedsofthemasses.33Italso
hassufficientcapacitytoembraceeveryconceivablethingwithinitselfitcan"holdTenThousandsMeasures,"asYangHsiungsays.34Thesagelyhsinoperatesby
strictstandards,derivedfromcosmicnorms(takingtheFiveGaugesasanepithetforthefivecosmicphasesofWater,Fire,Wood,MetalandEarth).35Becauseof
hisunfailingutility,thesageisemployedinhigh,evenroyaloffice,whereheisgiven"richesandrankwithoutmeasure"(anotherTenThousandsMeasures?)sufficient
to"matchhischarismaticvirtue."36Onceinoffice,hepropagatesmoralstandards(moreGauges)andbestowsmaterialaid(moreMeasures)toallbelow.37Healso
stan
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dardizesweightsandmeasureswhileimprovingcommunications(heretheGaugeswouldrefertoroadways),actsassociatedwithunificationoftheempireunderthe
goodemperor.38Asaresultofsuchpolicies,thebreadthandweightoftheruler'sinfluenceextendsfarandwide(afinalpossibility,perhaps,fortheFiveGaugesand
TenThousandMeasures).
App.7:Sharpforprofit,
Dishonorandhatredsetin.39
Fath.7:Focusedonprofit
Means:Disgraceliesinbeingonesided.
EarlyChinesetexts,whetherConfucianorTaoist,typicallywarntheindividualagainstapreoccupationwithgettingrich.Profitseekingtendstobluntone's
appreciationofmoraldistinctions.Excessinanyonedirection,infact,tendstoleadoneastray,bringingonhisdownfall.Thegoodmandevoteshimselftocultivating
thetrueWayandtruststoHeavenfortherest.
App.8:Sharpwhenheoughttobesharp,
Hesaveshimselffromhisowndefeat.
Fath.8:Focusedwhenheshouldbe
Means:Infear,heturnsthecauseofcalamityaround.
Comingneartheendofthetetragram,Appraisal8representspotentialdisaster.Still,thesuperiormancanturncalamitytohisownadvantageifheapplieshis
penetratingmindtotheproblemathand.Thisprovestherulethat"hewhoisconsciousofdangercreatessecurityforhimself,"40snatchingvictoryfromthejawsof
defeat.
App.9:Highpeakandsteepbank
Cometumblingdown.
Fath.9:Highpeaks,steepbanks
Mean:Withextremesharpness,inevitablecollapse.
Highmountains,majesticinappearance,seemultrastableandsoeternal.Steepbanksseemequallyunassailable.Still,if"reversalisthemovementoftheTao,"any
extremesituationislikelytoreverttoitsopposite.Thehighestismadelow.
Intheirsplendortallmountainsoftenstandfortheruler,andconventioncomparestheruler'sdeathtothecollapseofamountainpeak.Inthecaseoftheemperor,
overweeningambitionandselfaggrandizementfedbyincessantwarsandexploitationofthecommonpeoplespellthefinalcollapseofthedynasty.Ifthemountains
standforordinaryindividuals,theysymbolizeanotherlessonaboutsharpadvance:
Hewhoadvancessharplyfallsbackrapidly.41
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CorrelateswithHeaven'sMystery
YangthephaseWaterandtheYi
chingHexagramno.11,Greatness
thesunenterstheWallconstellation,
Ta
1stdegree
No.15,Reach
February23February27(a.m.)
HEAD:Yangch'iemerges,limbtobranchtotwig.Thereisnothingthatdoesnotreachitsfullextension.1
ThelanguageusedinthisHeadtextisparticularlybeautiful.Theluxuriantgrowthoftreessuggeststheburgeoningpresenceofyangch'i.Withitsenergyreachingoutto
eversmallerunits,thewebofyang'sinfluencegrowsincreasinglycomprehensiveuntileachaspectofthecosmosisprofoundlyaffected.2Thisimpulsetowards
progressivedifferentiationisanalogoustothemind'sabilitytomakeeverfinerdistinctions,sothatthetetragramReachsymbolizesmental"perceptiveness"that
"comprehends"aswell,whicharetwootherpossibletranslationsforthetitle.InathirdapplicationofReach,thegraciouscondescensionthatyangch'idisplays
towardsphenomenalexistencebecomesthemodelforthegoodrulerinhisdealingswiththemasses.Thesethreekindsofreaching(physical,mental,andpolitical)are
treatedbelow,withmanyoftheAppraisalsreadingonallthreelevelssimultaneously.Finally,oneofthecommentatorsinterpretsthetetragramtitleasSuccess,
followingstandardusageintheOdes.3Thegreaterone'sacuityandcontacts,themorelikelyconventionaltypesofsuccessaretocomewithinone'sreach.
App.1:Thoughhidden,thecenter,onitsown
Comprehends,pushingthrough,undeterred.4
Fath.1:Thatthehiddencenteralonereaches
Means:Innerclarityisboundless.
Theinnermostheart/mindofthesuperiormanwithitsheightenedpowersofcomprehensionpenetrateseachprobleminturnuntilitassimilatesthedaimonicpowersof
HeavenandEarthandthesages.5Ifsuchmarvelouspowersaretoberealized,greatpersistenceisneeded,asindicatedbytherepetitionofimagesemphasizingthe
"pushthrough."Thatprocessishiddennotonlybecauseofthedepthoftheindividual'ssoul,6butalsobecausethemind'slatentpowerisheldinreservepriortothe
decisiontotakeaction,whichisaddressedinlaterAppraisals.7
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App.2:Misleadingthebelly
Affects8theeye.
Fath.2:Thatthebelly'sdelusionsreachtheeye
Means:ItmakestheWayunclear.9
Thethemeistheinterdependenceofinnerandouter.AsinmanyearlyChinesetexts,thebelly(theinternalorganwhichstandsforsensorydesireand"gut"reactions)
iscontrastedwiththeoutereye(thediscriminatingmindthatmakescontactwiththeouterworld).10Ifthebellyisconfused,theeyecannothopetoevaluatevarious
coursesofactionproperly.Forthisreason,theindividualwillconfusetheWay.AsoneChinesemastercautions,"Donotletthesensesconfusethemind."11
App.3:Onlybysweepingdowncanthegreenwood's12
Excellencereachmelonsandgourds.13
Fath.3:Onlybyitscondescension
Means:Reciprocitywithinbecomesthemeasure.14
GraciouscondescensionissuggestedintermsreminiscentoftheHeadtext.TotheChinesereader,thedownwardsweepofverdantbranchesinspringinevitably
recallstheflowingrobesofthesagekingsofold.Thegreattreeofferssupportandprotectiontolesserlivingthings,justlikethesagekinghereitallowsthelowlybut
usefulmelonsandgourdstowindtheirvinesarounditsmajesticform.15Similarly,themanofgreatvirtuedoesnotavoidallcontactwithlesserindividuals.Instead,he
fostersothers'developmentbyasympatheticunderstandingoftheiressentialneedsandnatures.Asaresult,thelivesofhissubordinatesaremadesecure.16
Considerationforothers,inshort,becomesthetruemeasureofnobility.
App.4:Pettywithaslittlereach.17
Greatlymisledbythenarrowandsmall,18
Henever19willbesaved.20
Fath.4:Keeninsmallthings,confusedingreat
Means:Heonlyknowsonecomeroftheproblem.
Asteacher,Confuciuslookedforoneattributeinhisdisciples:theability,"givenonecornerofaproblem,"tocorrectlysurmisetheotherthree.21AsConfuciusargues,
agentlemanisdefinedbythecomprehensivenatureofhisview.22Thesage,then,is"allseeing."23Asmatteringofknowledgeoftenleadstocomplacency,whichin
turnprovokesdisaster.24Forthisreason,manypassagesintheearlyChineseclassicsinveighagainstpettyonesidedness.25AsAppraisal4correspondstolowerrank,
YangHsiungdiscussesthetypicalfailuresofminorbureaucrats.Thegreat/smallcontrastisalsofoundinthecorrespondentChangeshexagram.
Page163
App.5:HavingreachedtheCentralCrossroad,
Neithersmallnorgreatmisleadshim.
Fath.5:Reachingtheplacewhereallpathsconverge
Means:Thewayisopeninallfourdirections.
Appraisal5issaidtorulethetetragramascenter.Thelinesarecorrelatedwithyangch'iinayangtetragramhence,theirauspiciouscharacter.Thepursuitof
Goodnessislikeajourneydownapath.OncetheindividualfullyassimilatestheideaoftheMean,allroadslieopentohimregardlessofwhichcourseischosen,
everyactionisconsistentwithmorality.Inthecaseofthetemporalruler,everymovemeetswithimmediatesuccess.Thisimageryoffersadirectcontrasttothatof
Tetragram31,Appraisal6.
App.6:Agreatreachhasnobounds,
Itdoesnotstopatcenter.26
Barriers27createobstacles.28
Fath.6:Agreatreach,withoutbounds,
Means:Itshouldnotcontinueononesideonly.
AnyreadingoftheselinesdependsuponthemoralweightgiventhefirstphraseintheAppraisalandFathoming:"greatreachwithoutbounds."Isthisadescriptionof
moralityorimmorality?Earlyevidencemaybecitedtosupporteitherview.Onecommentatorargues:
TheGreatWayoughttoreacheverysingleplace.Itisnotrighttostopitinmidcourse.Ifsomeonebuildsraisedearthembankments[i.e.,barriersbetweenfields],thatistocreate
aplacewheresomethingdoesnotgetthrough,tocreateanobstruction.29
ItistruethatunimpededreachisthequalityattributedtothesuperiormaninHantexts.Nevertheless,certaincommentators,includingSsumaKuang,arenotentirely
unjustifiedinequatingthephrase"nobounds"with"dangerouslicense."30Inthatcase,thepoemsays:
Agreatreachwithoutbounds,
[If]notstoppedatcenterandregulatedbyditches,
Isevil.
Agreatreachwithoutbounds
Means:Notrighttoletitcontinueonallsides.31
Inthericefields,embankmentsarenecessaryifthefieldsaretobeworkedproductively.Inthehumanrealm,theinstitutionalizationofvariousrestraintsisneededfor
thebeneficialfunctioningofsociety.Otherwise,anunimpededflowofemotionsandambitionswillproveno
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32
lessdamagingtosocietythanfloodwatersaretonewcrops. Theimpliedcultivationofthefieldsalsosuggeststhecultivationofthemind,whichdependsuponthe
acceptanceofasetoflimitsembodiedinritual.Withoutsuchconstraints,themindrangessofreelythatitsundevelopedpowerswillfailtohituponsignificantpatternin
thetriadicrealmsofHeavenEarthMan.33Whentheworthymanrestrainshimselfandothers,hefollowstheexampleoftheearlysagekingandfloodquellerY,the
firsttosetupboundaries.34
App.7:Reachedbytheflintprobe'scut:
Withearlylosscomeslatergain.
Fath.7:Thescalpelreachingtheaffectedspot
Means:Bythismeans,intheend,heisnotdisabled.35
EarlyChinesetextsfrequentlycomparethestricturesofearlytrainingtounpleasantmedicineorpainfulsurgeryforceduponthepatientbytheconscientiousdoctor.As
theproverbsays,"Goodmedicineisbittertothetongue."36Similarly,theharshnecessityofthepenalcodeislikenedtotheflintprobeemployedinacupuncture.37
Earlycorrection,howevertraumatic,resultsinfuturebenefit.Oncetheold,diseasedareaiscutaway,thereisachancefornewhealthygrowthtotakeitsplace.38
App.8:Misleadingtheeye
Affectsthebelly.
Fath.8:Thattheeye'sdelusionsreachthebelly
Means:Theouterdeceivestheinner.
FollowingAppraisal2above,thisversereiteratestheinterdependenceofmindandbody,innerandouter.Iftheeyeasthemind'sreceptorforoutwardimpressions
becomesconfusedforanyreason,theresultingmistakes,soonerorlater,areboundtoaffecttheinnermostself.Forexample,ahalfstarvedmanmayreachforchalk
toeat,ratherthanrice,orawelldressedmanmaythinkhimselfagentleman.39Suchoutermistakesinevitablycausephysicalandmoraldamagetotheinnerself.
App.9:Perceivinghisblame,herightshimself
Andintheend,hewinsrenown.
Fath.9:Comprehendingblame,finalrenown,
Means:He'sgoodatusingtheWaytoretreat.40
ThoughAppraisal9representsthefinalstageofcalamity,hereitisalignedwithauspiciousDay(seeTable2,page00).Thesuperiorindividual,recognizingthejustice
ofsociety'scomplaintsabouthisconduct,amendshiswaysandretreatsfromevil,therebysecuringagoodnameforhimself.
Page165
CorrelateswithHeaven'sMystery
YinthephaseFireandtheYiching
Hexagramno.11,Greatnessthe
sunenterstheWallconstellation,
Chiao 6thdegreethemusicalnoteisB1
No.16.Contact
February27(p.m.)Mar3
HEAD:Yangmakescontactwithyinandyinwithyang.ThingsascendtotheHallofLight,fullyemergentandflourishing.2
AccordingtoChinesewaysofthinking,theidealhumanstateisoneofsustained,mutuallybeneficialcontactbetweentwoormoreparties.AsYangHsiungsaysinhis
otherphilosophicalclassic,"ItistheWayofMantomakecontact."3NolessexplicitisConfucius'emphasisonhumaneness(jen),thevirtuethatcannotexistoutside
ofsocialrelations(andonethatis,notcoincidentally,correlatedwiththewarmandexpansivespringseasonnowuponus).Inthe"goldenage"ofthepast,
communitiespurportedlyservedthelegitimateinterestsofallwhilemaintainingthedignityofeach.4Stablehierarchicalrelationswoveelementsofsocietytogetherina
complexwebofmutualobligation,butreciprocity(implyingnotonlymutualobligationbutalsoanempathetic"likeningtooneself")5wasalsoneededtotemperthe
possibleilleffectsofunmediatedpowerrelations.Theperfectcommunity,therefore,wasthoughttobeequallydependentuponhierarchyandreciprocity.Assuch,the
perfectcommunityismodeleduponthecosmos,whereyangch'iactsasruler,definingthepatternsofgrowth,whileyinactsassubject,respondingappropriately.This
tetragramcelebratessuchidealcontact,which,theHeadtextpromises,makesthegoodindividualbothresplendentasthesunandpowerfulasthekinginhissacred
audiencehall.
TheHallofLight,6accordingtoearlycommentators,referssimplytotheregionabovegroundinthelightofday,ascontrastedwiththeYellowSpringsbelowground.
Butthesamebinomeisusedtodescribethesacredsitewherethekingmakesritualcontactwiththegods.7Itsusesuggeststhatallthingsaresanctifiedbycontactwith
theMystery.
ThistetragramiscorrelatedwiththeRainfallsolarperiod.Rainsymbolizesbeneficentgraceandgerminatinginfluence,whetherthereferenceistosexualcontactorto
politicalrelations.Consequently,thegeneraltoneofthistetragramislucky,exceptinthosefewcaseswhere"stimulusandresponse"occursbetweencategorically
dissimilarpartners,promptingrepulsionanddisaster.
Page166
Figure7.
Asceneofcosmicharmony,withbirds,andanimals,andhumansinperfect
accord.IllustrationfromrubbingofastonerelieffromKangtzu,Kiangsu
(65118cm).
App.1:Inthedark8hecontactsthegods.
Hefastsbutfailstousepropriety.
Fath.1:Darkcontact,improper,9
Means:Heharborswrong,holdingshamewithin.
Appraisal1,correspondingtotheBeginningofThought,isalignedherewithinauspiciousNight.Inapproachingtheunseengods,anattitudeofextremereverence
mustbeadopted.Fastingisaspiritualexercisedesignedtoconcentratethespirit,focusingituponintimationsofthedivineimplantedinournature.Theordinary
unthinkingindividualmayperformthispurificationperfunctorily,assumingthatthemereperformanceofritualworkseffectivemagic,regardlessofintentthisisto
operateonthemistakennotionthatfastingalone,withoutaprofoundrealignmentoftheself,isenoughtopleasethegods.Conversely,theunreflectivepersonmay
becomeoverlypreoccupiedwiththesupernaturalinhisanxietytopleasethegods,hemayneglecttomaintainfundamentalsocialrelations,
Page167
Figure8.
The"HallofLight"illustrationreflectsarecentarchaeologicalreconstruction
ofthesite.
therootofallGoodness.Perhapsheassumesthatthedarkprovidessufficientcoverforhis"dark"errorsanyway.10Butsacredritual,incorrectlypracticed,isworse
thanuseless.Farfromconferringblessings,itpromotesevilandresultsinshame.11
App.2:Darkcontact,whenbasedontrust,
Growsluminous.
Fath.2:Trustbehinddarkcontact
Means:Ingoodfaithhemeetsthegodsandspirits.
Bydefinition,thedivineislocatedwhereverperceptiblechangeiseffectedbyanunseencause.12ThoughtheTaoitselfremainsforevershroudedinmystery,theresults
ofitsoperationsareabundantlycleartoall.Inthissetofverses,mutualtrustprevailsbetweengodsandmansinceacommunityofsharedinterestshasbeenforged
throughcorrectritualpractice.Thetrulygoodperson,whosecharismaticvirtueisluminous,evendaemonicallycompelling,13canhopetoattracttheblessingsofthe
unseenworld.
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App.3:Hecontactswoodandstone.
Fath.3:Befriendingwoodandstone
Means:Hecannotturntoothermen.14
Stoneepitomizeswhateverishardwood,thatwhichispliable.Thingsindifferentcategoriesrepeleachother,creatingadisastrousresponse,asintheantagonistic
relationbetweenwood(i.e.,anykindofvegetation)andstone(i.e.,axesorscythes).15Knowingthis,thewisepersonseeksallianceswiththosewhoarefully
developedhumanbeings.Meanwhile,thebenightedindividuallookstomakemeaningfulcontactwiththosewhoarelessthanfullyhumanthosewhoarenobetter
than"woodandstone."TheConfucianAnalectscautionsus,"Havenofriendsunequaltoyourself."16Undertheinfluenceof"unequalfriends,"wesoonbecomeno
betterthaninanimateobjects.Certainlywecannotthenhopetoinfluenceothers.17
App.4:Contact,backandforth,
Withfragrantsmokerising.18
Thisisthegateofgainandruin.
Fath.4:Mutualcontact,harmonious,
Means:Heactsinconcertwiththegods.19
Appraisal4representstheBeginningofGoodFortunehence,thissketchofsatisfactoryrelationsbetweenthegodsandhumans.Thefragrantfumesofburning
sacrificialmeatsgivetheritualparticipantintensesatisfaction.Thedepthofhispleasure,ashewellknows,derivesfromafundamentalcorrespondencebetweenhis
innercommitmenttoperfectintegrityanditsvisibleexpressioninsolemnsacrifice.20Wheninnerandouterareinperfectaccord,theindividualjoinsthegodsinthe
executionofthedivineplan.Whetherornotthatplanwillprevailamongmenisthusdeterminedlargelybyindividualchoice.21
App.5:Contactingparrotandape,
Hefailstogarnerhisglory.
Fath.5:Befriendingparrotandape
Means:Hegoesthewayofbirdandbeast.
Ingeneral,bothparrotsandapesexhibitahighdegreeofintelligenceandcuriosity,steadyhabits,andthecapacityforspeech.22Yetdespitetheirstrongresemblance
tohumanbeings,neitherparrotnorapepossessesthesinglemostimportantcharacteristicofhumans:thecapacityformoralactionframedbyritual.23Unlessaperson
observestherulesofpropriety,hisheartisnobetterthanthatofabirdorbeast.24Whatismore,itispreciselysuch"bestial"personswhotendtoignoretherulesand
treatothersrudely,asiftheyweremereparrotsandapes.25
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Theparrotmayalsostandmorespecificallyforflatterersandsycophants(sincethebirdonlyrepeatsitsmaster'swords)theapetraditionallystandsforpompous
blusterers(sinceitisgiventodramaticbeatingsofitschest).26Thewisepersonavoidscontactwithlesser,bestialmen,lesthebeinfluencedfortheworse.27
App.6:Howvastthegreatstate!28
Withitsmallstatesseekcontact.
''Thesacredmeatsthatwepossess
Wegladlysharewithyou."
Fath.6:Contactbetweengreatandsmall
Means:Intreatingworthieswell,gloryblazesforth.
Greatstatesencourageminorstatestoenterintoformaltributaryrelationsthroughritual,theprestigeofbothpartiesisenhanced.Similarly,thewiseleaderencourages
thebestcandidatestojointhegovernmentbysharinghisprofitswiththem.Intheend,allbenefit.AstheChangessays,"Ihaveagoodgoblet/WhichIwillsharewith
you."29
App.7:Hebefriendsbirdandrat,
Wastinghisstoreofmillet.
Fath.7:Contactwithbirdandrat
Means:Nothingbutwaste!
EchoingtheimagesinAppraisal5above,thispoemagainexhortsthereadertolearntodistinguishbestialmenfromtheworthy.Clearly,thesituationisnowworse:
Contactismadewithanimalsthatdonotbeartheslightestresemblancetohumanbeings.Infact,birdandrataretwoofthemostnotoriousenemiesofman,sincetheir
continualpredationsthreatenthebasicfoodstoresofsociety.30Anindividualhaslostallpowersofevaluationwhenhebefriendsbirdandrat.
Appliedtostatecraft,thekinghasutterlyfailedtodistinguishworthymeninofficefromsocialparasitesandevilsycophantsintentuponplunderingthetreasuryfortheir
ownprofit.31
App.8:Axandlanceflybackandforth.
Usinghispropriety,hewillnotruetheday.
Fath.8:Axandlance,blowforblow,
Mean:Incampaigns,32heisinvincible.33
Theuseofforce,properlyemployedinthedefenseofmorality,issanctionedhere,anditsultimatesuccessisguaranteedsolongastheindividualremainssteadfastin
hisvirtue.ThoughsucceedingAppraisalsqualifythissanction,certainChinesetendedtoregardnobilityandwarasantithetical.Therefore,onelatecommentator
reinterpretsthepoemto
Page170
34
mean,"[Friends]usetheirproprietytointervene[inapeacefulway]sothattheregrettableactsofaggressionarefinallydiscontinued."
App.9:Heunrightlyjoinsinbattle.35
Andsoisroutedatthecitywall.36
Sinceheiscruel,heisdevoured.37
Fath.9:Cutdowninthebattlefray
Means:Howcouldheeversucceed?
Inantiquity,thetwogreataffairsofstateweresaidtobesacrificeandwar.38Throughoutthistetragram,theMysteryremindsusthatnomajorprojectshouldbe
undertakenwithoutthepropermentaldisposition.Evenwhenanindividualcommandsaforce,itsdeploymentwillredoundtohisgloryonlyifheactsfortheGoodand
avoidsunnecessaryviolence.Insatiablegreed,ambitionorcrueltyinvariablybackfire.Thebelligerentlosesfirstpart,thenallofhisterritory.Thoseinpowershould
reservetheirarmstopunishrecalcitrantevildoersonbehalfoftheentiresociety,ratherthantoseekprivategain.ThisAppraisaldirectlycounterscertainLegalist
writings,whichapplaudannexationbyforce.
CorrelateswithHeaven'sMystery
YangthephaseWoodandtheYiching
Hexagramno.5,Waitingthesun
enterstheStraddlerconstellation,1st
Juan degreetheDipperpointsdueeast
No.17.HoldingBack musicalnoteisEflat1
March4March8(a.m.)
HEAD:Yangch'icanbefirm,canbepliant,canbeactiveoratrest.Seeingdifficulty,itshrinksback.
Thistetragrambeginsthe"StartledfromHibernation"solarperiod.Sinceyinstillreignssupreme,themyriadthingscontinuetoexperiencedifficulties,butyangch'iis
byturnsfirmorflexible,atworkoratease.Avoidingdirectconfrontationwiththestrongerforcesofyin,ithandilysurvivestonourishallofHeavenandEarth.The
overallpatternofincreasingwarmthinmidspringtestifiestoitsgeneraleffectiveness.Thistetragram,then,celebratesactsofpliancy,tentativeness,timidity,reti
Page171
cence,andevenweaknessthatultimatelyleadtogreaterstrength.Manytechnicalartsandritualactsarebasedonthisprinciple.
Thistetragram'salignmentwithWoodissignificantsincetheprimarycharacteristicofwood,accordingtotheearlyChinese,isitspliability.Atthesametime,woodis
strongenoughtosupporttheweightofroofsandwalls,eveninthemostmunificentofpalacestructures.TheMysteryapplaudsthecombinationofpliancyandstrength
thatWoodrepresents.
App.1:Ruddyshoots,withtipsnowsharp2
Theiradvancesprofitbyretreat.
Fath.1:Ruddytipsnowtightlyfurled
Mean:Retreatinordertomoveahead.
Inmidspring,thetightlyfurledtipsofvariousplantsemergefromthesurfaceofthesoil.Althoughthesepointsmayappearextremelyfragile,theircompressed
conelikeshapeworkswelltoprotectthemwhilefacilitatingtheirsteadyupwardthrustintothelight.Iftheleavesweretounfurltoosoon,beforealldangeroffrosthas
passed,advancemightwellprovehazardous.Byanalogy,thewisepersonyieldstoothers,especiallywhenthetimeisnotyetrighttoadvancehisideas.Hisreticence
gainshimthefriendsandsupportersnecessarytowinhighrankandrenowninthedangerousworldoutside.
App.2:Shrinkinghisheart
Makesforinfirmity.
Fath.2:Holdingbackhismind
Means:Thecenterlacksallcourage.
Tacticalretreatmayberequiredincertainsituations,asthepreviousversemakesplain.However,duecautionshouldnotbeconfusedwithcowardice.Themanof
virtuemustnotwaverwhenconfrontedwithnecessarymoraldecisionsneithershouldheshrinkfrompropercommitments.Shouldhismoralcouragefailhim,3heisin
dangeroflosingwhatdistinguisheshim.Forthisreason,theTsoCommentarysays,"Thepersonwhoishumanebutnotarmedhasnoabilitytosucceed."4
App.3:Drawinginhisknees,
Heprotectshisjoints.
Thoughnotunconstrained,5
Thereisnooffenseintheend.6
Fath.3:Pullingbackhisknees
Means:Itisimproperforlimbstosprawl.7
Thepoemhingesonasinglepun:thewordfor"bodyjoints"means"moderation"aswell.8Themanofvirtueattimesmaychoosetodrawbackinordertoprotecthis
principles.9Atfirstglance,thisdecision
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seemstorestricthissphereofactivity,butintheendtheadoptionofcertainselfimposedlimitssaveshimfromgreaterharm.Italsoallowshimtobidehistimeuntilhe
canbeofrealusetoothers.10ThisverseremindsusthatthereisnoexactequivalentinearlyChinatoournotionofpositivefreedom.Lackofconstraintstendsto
implywickedlicensecontrarytotheConstantWay.11
SsumaKuangfindsmoretrenchantcriticismhere.Ofthesubjectofthepoem,hewrites,"Althoughhecannothimselfactwithlicense,intheendhedoesnotattainthe
ConstantWay."MycomparativelypositivereadingdependsuponthisAppraisal'salignmentwithauspiciousDay.
App.4:Holdingbackhisoutbursts,12
Inthreeyears,notasinglepeep.13
Fath.4:Outburstssuppressed,withnaryapeep
Mean:Therighttimeisrepeatedlymissed.
BuildingonAppraisal2,thispoemchidestheindividualwhofailstospeakoutagainstpresentevils.Becauseofhislackofcourage,numerousopportunitiesforreform
aremissed.AccordingtoConfucius,thisunwillingnesstospeakupwhenspeechisappropriateisatypicalbureaucraticfailing.14Appraisal4,ofcourse,corresponds
toofficialrank.
App.5:Thegoldenmushroomdoesnotgrow.
Itawaitsthepropitiouscloud.
Fath.5:Thatmushroomsofimmortalitydonotgrow
Means:Theywaittobejoinedbytheirmates.
Goldenfungiandfelicitouscloudsareauspiciousomensthatheraldtheriseofasagelyuniversalruler.15Thegoldenfungusisalsoassociatedwithimmortalitycultsand
thegenerativepowersofspring.16AsintheBookofChanges,theveryfactthatportentsgoodorbadexistdemonstratesHeaven'scontinuingconcernforMan,
forHeavensentsignsguidethoseinpursuitoftheWay.Thegoldenfungus,then,iseagerlyawaitedformanyreasons.ButtotheChinese,goodthingsideallycomein
pairs:officialandruler,husbandandwife,andsoon,witheachpartnerjoinedinmutualrelianceandbenefit.Therefore,thegoldenfunguscanappearonlywhenits
fittingmatchisfound.Position5asrulerofthetetragramtellsusthatatrueleadercannotarisewithoutworthysupporters.Good"ministers"(ch'ing)wouldbeone
"propitious"(ch'ing)signofatrueleader,asapunmakesclear.17
App.6:Recoiling,hemissesthetime.
Perhapsdisasterfollowshim.18
Fath.6:Drawingback,missingthemoment,
Means:Jailthenflightcomelater.
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Havingmissedtheopportunitytoadvancethecauseofmorality,theindividualmustseizethemomenttodrawbackinthefaceofclearandpresentdanger,lestherisk
offendingthoseinpower,whowillthenaccusehimofvariouscrimes.Themoralcoward,however,hesitatesevennowtoact.AsanautocommentarytotheMystery
putsit:
Thenoblemancultivatingvirtue,awaitsthepropermoment.Hedoesnotsetoutbeforetherightmoment,nordrawbackafterithasalreadypassed....Canthisbesaidofanyone
butthenobleman?19
App.7:Temperinghismoderation.20
Holdingfasthisprinciples.21
Heoffershislifeforthecause.22
Fath.7:Lessmoderate,offeringtodie,
Means:Thereisarulerwithinhim.
Appraisal7,markingtheBeginningofCalamity,depictsabravemanwhoiswillingtoofferuphislife,ifneedbe,inordertopromotetheWay.Alongtraditionin
Chinaglorifiestheherowillingto"exhausthimselfintheserviceofHeaven."23Awiserperson,however,mighthavebeenabletoavoidsuchdramaticselfsacrifice.
Confuciuslabeledcouragewithoutcanniness"merefoolhardiness."
App.8:Thecrown24ofahollow,25driedouttree
Isstruckbygustswhichshakeitslimbs.
Thepettymanhasreasontohangback.
Thriceheretreatsbeforeheissnagged.
Fath.8:Thequakingofhollowtrees
Means:Thepettymansuffersdisgrace.26
Thehollowtreeandthepettymanarealikeinnothavingastronginnercore.Withoutanyinnerresources,thepettymanisalsodryandlifeless.Andfinally,because
heemphasizessecondaryconsiderationsoverfundamentalvalues,heresemblesthecrownofthetree,ratherthanitsroots.Suchanindividualinevitablyquailsinthe
faceofstrongerforce.27Unabletostandfirm,heisseriouslyshaken.Knowinghisownweaknesses,theclever(ifimmoral)individualrefusestotakeastandonany
issue,hopingtherebytoeludedanger.Afterall,suchaccomodationcomesfarmoreeasilytohimthanundertakingthearduoustaskofselfreform.Still,hisplan
ultimatelyfailsintheendthepettymanfindshimselftrappedbyhisownweaknesses.
Thewordingisvagueenoughtoadmitasecondcomparison,inwhichthepettymaniscomparedtoasmallanimalperchedonalimbofarottentree.Whenastorm
arises,theanimalistooscaredtoescape.Trappedonashakylimb,itfacescertaindeath.
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28
App.9:Heregretswithdrawing.
Thepastleaves,thefuturereturns.
Fath.9:Returnsfromregrettedwithdrawals
Mean:Gainliesinthefuture.
InthislastAppraisal,theindividualcomestorealizethathispreviouscompromisesandaccomodationshavebeenilltimed,illadvised,orimmoral.Hechangeshis
course,returningtotheRight,andintheendachieveshisgoalsoverygreatisthe"return"forVirtue.Appraisal9markstheendofthecycle.Havinggoneasfarin
HoldingBackaspossible,theindividual'smoralsensibilitiesfinallybegintoreassertthemselves.
CorrelateswithHeaven'sMystery
YinthephaseMetalandtheYiching
Hexagramno.5,Waitingthesun
enterstheStraddlerconstellation,6th
Hsi
degree
No.18.Waiting
March8(p.m.)March12
HEAD:Yangch'ihaswhatitwaitsfor.Whenitispermissibletoadvance,itadvances,sothatthingsallachievetheirdesires.
Thistetragramisthetwinofthepreviousoneintwosenses:BotharecorrelatedwiththesamehexagramintheChangesandthesamesolarperiod,"Startledfrom
Hibernation."Forthisreason,theAppraisalsofTetragram18largelyreiteratethethemeofTetragram17onceagain,wearetoldthatitisnecessarytoacquiescein
Heaven'spatterns,waitingforthepropertimetoact.Theproprietyofthisisprovenbythenaturalworld,wherethemyriadthingspatientlyawaitwarmerdaysto
completetheirseparatedestinies.TheHead,however,registersaslightbutsignificantchangeinthetermsofwaiting:Intheprevioustetragram,therewasstilla
tendencytorecoilinthefaceofdanger.Nowthereisasenseofquietstrengththatcanbideitstimeuntiltherighttimetoact.1
App.1:Thosewhosevillainyishidden
AwaitbadluckfromHeaven.
Fath.1:Thewaitbysecretvillains
Means:Notimeispropitious.2
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ByconventionHeavenisomniscientbydefinition,then,noevilcantrulybehiddenfromit.EvenifHeavenisunderstoodsimplyas"theWaythingsare,"theevildoeris
inevitablyunmaskedbycircumstances.3Itistruethatacrimemaywellseemhiddenifknowledgeofitiskeptfromone'sfellowmen.Perhapstheintendedcrimehas
notyetbeenperpetrated,sinceAppraisal1correspondstotheBeginningofThought.Still,cosmicoperationsinvariablyensurethatnothinggoesrightforthecriminal.
ThathiddenvillainymeetswithHeaven'sretributionis,infact,oneproofoftheinterconnectednessofHeavenEarthMan.
App.2:Thosewhosevirtueishidden
Awaitprosperity4fromHeaven.
Fath.2:Thewaitbymenofhiddenvirtue
Means:Brightarethecomingdays.5
IncontrasttothepreviousAppraisal,thegoodperson"pilesupvirtueinsecret,thenisshoweredwithgoodfortune,plainasday,"asSsumaKuang,the
commentator,writes.Thehiddencriminalwaitsuneasily,fearingHeaven'sdispleasuresecretvirtue,incontrast,confidentlyanticipatesHeaven'smanifestrewards.
Prospectsaretruly"bright"forsuchaperson.
App.3:Heawaitsalaterdate.
Fath.3:Waitinguntiltoolate
Means:Heisremiss.
Sincetimelyactionisakeyfactorinsuccess,thewisepersonisalwaysonthelookoutforopportunemomentstofurthertheGood.Butheretheindividualhas
overlookedtherighttimetoact.AsYang'sautocommentarysays,"Thenoblemancultivatesvirtue,therebyawaitingthepropermoment.Hedoesnotriseupbefore
thepropermoment,nordrawbackafterithasalreadypassed."6
App.4:Retractinghishorn,rightinghisfoot:
Onlybythisheawaitsthegood.7
Fath.4:Thehornretractedandthestraightenedfoot
Means:Heisnotcontrary8orperverse.9
Thehornsymbolizesaggressiveness.Becauseitishard,italsosignifiesstubbornness.Toretractthehorn,then,meanstowithdrawfromquarrelsandcompetitiveness.
The"straightenedfoot"walksintherightdirectionfollowingtheonetrueWay.Peaceableandreliable,thenoblemanquietlylivesouthisdays,trustingtohisreward.
Perhapstherewardwillcomeintheformofofficialsalary,sincethepoememploysgraintosuggestthegood.
DuetothetersecharacterofYangHsiung'slanguage,theverysame
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verseisreadbyonecommentator,Ch'enPenli,asacondemnationofYang'scontemporariesintheHanbureaucracy.Evilofficialsarederelictintheirdutiesthey
neitherremonstratewiththeirruler(theyretracttheirhorns),norputintherequiredeffort(theystraighten[i.e.,rest]theirfeet).Meanwhile,theycontinuetodrawtheir
salariesquietly.Bythisreading,theFathomingcomplains,"Theydonotopposeorstab[othersinneedofreform]."10SincebyYang'sschemathisAppraisalshould
beauspicious,thefirstinterpretationismorelikely,inthatitcelebratesawisedecision.
App.5:Greatranksflocktoservethepalace,
Meanlythepettymenwaitinvain.
Fath.5:Ranksinpalaceemploy
Mean:Rankcannotbegotfornothing.
ThepalaceoftheSonofHeaven,theseatofcentralgovernment,ideallyfunctionsasakindofaxisrnundiaroundwhichmattersofstaterevolve.Whenajustsociety
exists,menofvirtueareinducedbytheirleader'scharismaticvirtuetoenterhisservice,wheretheyaredulyhonoredwithhighrank.11Meanwhile,pettymenofinferior
virtuewaitinvainforposts.
Thecharacterforrankalsomeanssparrow.Byapun,thefirstlineoftheAppraisalreads,"Ingreatflocks,sparrowsalightonpalacewalls."12This,however,would
beanillomen.Palacewallsarethewrongplaceforbirdstoseeknourishmentbythesametoken,pettymenshouldnotcongregateatcourt,expectingrewardswhere
noneisdeserved.13TheChangeswarnsofkillinginconnectionwith"hawksalightingonpalacewalls."14Dangermaycome.
App.6:Awaitinggoodfortune,properlyaligned,15
Hewillpartakeofgold.
Fath.6:Awaitinggoodfortunewithutmostpropriety
Means:Rectitudecanbetakenliketonic.
ThegoodpersontruststoHeavenandawaitshisfate,knowingthathehasmadeeveryefforttocultivatetheseedsofvirtuewithinhimself.Attheveryleast,virtue
invigorateslikeatonic.Itmaywellwintheindividual"golden"fortuneandfame.Itcanevensecurehimakindofimmortality.Inthis,virtuefarexcelstheconcoctions
ofpotablegoldtoutedbyquacks.Onceagain,YangHsiunginsistsuponthepracticalbenefitsofConfucianmorality.
SsumaKuang'scommentaryisrathercurious.Readingthecharacterasmetalinsteadofgold,heextolsthecourageofthesuperiormanwhoiswillingtoendureany
hardship,even"eatingmetal,"inordertocarryoutrectitude.16
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17
App.7:Herecklesslyawaitsmisfortune.
Thisisthestationofillomenedmen.18
Fath.7:Awaitingmisfortunerecklessly
Means:Hemakesadatewithcalamity.
Evildoersknowthattheywillprobablybepunishedfortheircrimes.Intheirhearts,theycannothelpbutbesomewhatapprehensiveaboutfutureretribution.Butthey
feigncompleteunconcernandinvitecalamitybytheirrecklessdisregardfortheGood.Theirowndeedscondemnthemtoperpetualunhappiness.
App.8:Discountingthecalamitousinpresentcalamity,
WewaitforHeaventokeepusalive.
Fath.8:Calamityisnocalamityunlessseenassuch.19
Meaning:ItisnotHeaventhatfaultsus.20
Whenhisluckisdown,thesuperiormantrustsHeaventokeephimalive,secureintheknowledgethatif"onlookingwithinhefindsnotaint,"21therecanbenoreason
togrieveorfear.Heisalsowiseenoughtoseethattoturnawayfromvirtueistheonlyrealdisaster.Justasthenaturalworldawaitsspring'srenewal,thegoodperson
perseveresinthe.WayandcalmlyawaitsHeaven'svindication.22Shouldcalamitycontinue,hecantakecomfortinthebeliefthatanimpersonalfatehashurthim.His
"unmovedmind"inanycasewillbringhimsubtlepsychologicalandphysicalbenefits.Forthisreason,"onlythenoblemancanbeoppressedwithoutlosinghissenseof
joy."23
App.9:Waiting,twisteduplikeacripple,24
Heavenstrikeshisforehead.
Fath.9:Thatthewaitingcrippleisstruck
Means:Intheend,heisincurable.
Duetohisspinaldeformity,thecrippleafflictedbythewangdisease25alwaysappearstolookdefiantlyatHeaven.Inhisarrogance,themoralcripplewithhis
deformedsoulalsochallengesHeaventopunishhim.WhenHeavenmovestosmitehim,sodevastatingistheblowthathecanneverrecover.26Withthefaceturned
towardHeaven,theforeheadisparticularlyvulnerabletotheseblows.
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CorrelateswithHeaven'sMystery
YangthephaseWaterandtheYiching
Hexagramno.17,Pursuitthesun
Ts'ung enterstheStraddlerconstellation,
No.19.Following 10thdegree
March13March17(a.m.)
HEAD:Yangleapsintopools,intomarshes,intofields,intomountains.Thingsareallpoised1tofollow.
Theyangch'igrowssteadilystronger,makingitselffeltineveryportionofthelandinAllunderHeavenitspresenceisnowinevidenceeverywhere,asitmovesfrom
thelowesttothehighestplaces.Nolongerconfinedtothenetherregions,yangch'iexpressesitsnewfoundfreedomwithajoyconveyedbytheverb"leap,"usually
reservedforactivitiesassociatedwithgoodfortune,withenergyandhealth,with"feelingone'soats,"witheagerandlivelyspirits.Fortheirpart,themyriadthingslook
forwardtoyang'scominginhappyexpectationofthegrowingperiodofspringandsummertheironlydesireistodevelopfurtherbyfollowingyangch'i.
Asyangistothemyriadthings,sothenoblemanistothecommonpeople.Lessermortals"cranetheirnecks"and"standontiptoe"tocatchaglimpseofhim,anxious
toexpresstheirloyaltyandtobecomelikehim.2InthetriadicrealmsofHeavenEarthMan,then,allarereadytoobeytheGoodhence,thetetragram'stitle.
App.1:Thesun,unseen,espousesit.3
Themoon,indarkness,followsit.4
Thisisthefoundation.
Fath.1:Thesuntakesawife,themoonfollows.
Meaning:Thesubordinate'sresponseisthebase.
Appropriatelyenough,Appraisal1describesthe"marriage"ofsunandmoonthattakesplaceonthefirstdayofthelunarcalendarwhensunandmoonareconjoined.5
Immediatelyafterthisunion,onthesucceedingdaysofthelunarmonth,themoon(whenviewedfromstationaryEarth)appearstofollowthesunfaithfullyinits
westerlycourse.6Thisprovidesthemodelforawife'ssubmissiontoherhusband,orasubject'stohisruler.Tofurtherthesimile,themoon,likeaselfeffacingwife
whowalksslightlybehindherhusband,seemstolagsomewhatbehindthesununtilthenewmarriageatthebeginningofthenextlunarmonth.The
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Figure9.
ThesunandmoonfromaHandynastydepiction.Thesunisidentified
bytheblackcrowthemoon,byitsresidentfrog.Illustrationfromtheexcavation
reportonthetombofPuCh'iench'iu,Loyang,Honanprovince,datedtothefirst
centuryB.C.TheswirlingcloudformsaremeanttorepresenttheMilkyWay
(''Heaven'sBarge"orthe"SilverRiver"inChinese),whichismentionedin
Appraisal77.
naturalaccordbetweenyinandyang,leaderandfollower,representsaneternalconstant,whichinturnservesasthebasisofallsocialrelations.Thoughitsultimate
motiveforceremainsshroudedinmystery("indarkness"),7weknowthatcompliancecannotresultfromcoercionbythesuperior(=yang,male,sun,ruler),butfrom
arecognitionofsharedgoals.
App.2:Indawn'sfirstlight,thingsbarelyemerge.8
Pairing,following,theygatherbytype.9
Fath.2:Barelyemerging,followingbypairs
Means:Theydonotknowtheirdestination.
Hanliteraryconventiontypicallyemploysthenewdawntosignifyauspiciousbeginnings.10Bythesametoken,theChangesphrase,"thingsfollowingtheirownkind"11
usuallycelebratestheorderlydivisionofcosmosandsocietyintosuccessiverelatedunits.However,theselines(correlatedwithyin)areclearlyinauspicious.Perhaps
thedimlightofdawnistoofeebletoprovidesufficientillumination.12Therefore,themyriadthingsconfusedlypickpartners(andbyextension,directionsinlife)without
everreallyunderstandingthechoicesbeforethem.13
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App.3:Mendonotattackhim.
Theyaredrawntofollow.14
Fath.3:Thatmendonotattackhim
Means:This,initself,isproofofVirtue'spower.15
Thegoodpersonappearsinviolable,sincegoodmannersandselfdeprecationforestalltheattacksofothers.Insofarashe"leadshimselftofollow"theRight,others
aredrawntofollow,thankstotheforceofhischarismaticexample(literally,"Theythemselvesaredrawntofollowhim.").Thecomparativeeasewithwhichthegood
personconfrontslife'sdifficultiesiscompellingproofofHeaven'sfavorandvirtue'sefficacy.
App.4:Thecalltofollowisimproper.
Awomantakeshisbloodiedbasket.16
Lost.
Fath.4:Lossfollowingthecall
Means:Howcantheirsbeaworthymatch?
ApassageintheChangesreads:
Thewomanholdsoutthebasket,
Buttherearenofruitsinit.
Theknightstabsthesheep,
Butthereisnoblood.
Thereisnothingwhichthisfavors.17
IntheMystery,mattersare,ifanything,worse,duetothereversaloftraditionalmale/femaleroles:Thewoman,ratherthantheman,triestoofferthebloodsacrifice,
althoughitisherplacetoofferfruitonly.18What,wemayask,islostinconsequence?Husbandandwifemaybothhavelosttheritualpropertotheserviceofthegods
(thebasket,then,"islost").19Otherwise,itispossiblethatthewomankeenlyfeelsthelossofherhusband,forthebloodsoakedbasketsignifiesdeath,perhapsaftera
disastrousmilitaryexpedition.20Clearly,theearlier"criestofollow"wereinappropriateorineffective.Unfortunately,thoselackinginvirtueoftenseektohidetheirown
shamebyinducingotherstoemulatetheirbadexample.Onlythenoblemanwillfindthatothersfollowhimwithoutbloodshedsinceheisinperfectcompliancewith
ritualatalltimes.21
AcriticismofDowagerEmpressWangmaybeembeddedintheselines,withthesecondpartoftheAppraisalreading,"Thereisawomanwhocarrieson[theline
withtheproductof]herbloodybasket(i.e.,thepelvicregionfromwhichmenstrualbloodandbirthfluidsflow)./Lost[isthedynasty]."22
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App.5:Followtheexampleofwater
Whichgoestofillthehollows.23
Fath.5:Tofollowwaterfillingtheholes
Means:Hedoesnotoverstephimself.
Readersareenjoinedtofollowthepatternprovidedbywater,whichseeksthelowplaces,movingononlyafterthehollowshavebeencompletelyfilled.Theselines
clearlyalludetothephilosopherMencius,whosays:
Flowingwaterissuchthatitdoesnotgofurtherforwarduntilithasfilledallthehollows.AgentlemaninhispursuitoftheWaydoesnotproceedunlessheachievesabeautiful
pattern.24
Byfollowingritualpatterns,thegoodpersonmoldshimselfuntilheisinperfectconformitywiththeGood,justaswatermeetstheoutlineofthehollow.Inthatway,he
reachesastagewherehecanactwithoutoversteppingmoralboundariesorinfringinguponothers.Selfcultivation,likewater'sflow,isgradualandmodest,but
effective.25
App.6:Followinghiseye,
Heloseshisbelly.
Fath.6:Theeyefollowed,thebellylost,
Means:Heindulgeshisdesirestoexcess.26
Asinearliertetragrams,theeyestandsforwhatisouterthebelly,forwhatisinner("innervirtue,"accordingtoonecommentator).Also,theeyestandsforintellectual
appreciationorsensualdesire,asopposedtothebelly,whichstandsfortheinstinctualgratificationofbasicneedsforfood,sex,andtruecommunity.27Heredesire
developsattheexpenseofthebody'sbasicinstinctforselfpreservation.28Thedesirefornovelty,forexample,maycausetheindividualtochoosebubblegumice
creamorthelatesttheoryovermorenourishingfareforthemindandbody.Thisfundamentalinabilitytosettherightprioritiesinlifecanonlyendindisasteratthe
veryleast,itwillendintheindividual'slossofmoralpotential.29
App.7:Shakingoffthefoulinhim,
Heallowsthegood30togrow:31
Realgateatsawaytheflesh.
Fath.7:Shakingcorruption,followingthepure,
Means:Heissavedfrombadluck.
Traditionally,Chinesedoctorsapplieddisulphideofarsenic(realgar)to"corruptflesh"(includingcarbunclesandsores)ontheprinciplethat
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32
"poisoneatspoison." Healingcouldthentakeplace.Byanalogy,harshselfcriticismpermitsselfrenewaltooccur.WithAppraisal7neartheendofthetetragram,
relativelydrasticmeasuresareneededifthepatient'sprognosisistoimprove.
App.8:Thetaintedisallowed.33
Calamity,flyingout,cannotbecontained.34
Fath.8:Followingcorruption
Means:Calamitycannotbearguedaway.
Thisindividualfollowsevilcompanionsoranevilcourseofactionwillinglynoreformisattempted.LiketheevilsinPandora'sbox,calamitysoonfliesoutbeyondhis
control.Allaredeaftohispleasforhelp.
App.9:Followwhatismostcommendable.
Thenandonlythenwillheclimbthestairs,
Ascendingtotheproperend.35
Fath.9:Followingthemodelofperfection
Means:Later,hegetsresults.36
Ideally,educationtrainsyouthstoemulatewhatismostadmirable(Confuciantraditionandtheexampleoftheancientsages).Thecultivatedindividualcanthen
embarkuponadistinguishedcareerinpublicservice(signifiedbytheflightofsteps)whichwillbenefittheentirecommunity.Thisimageleadsnaturallytothefollowing
tetragram,entitledAdvance.
CorrelateswithHeaven'sMystery
YinthephaseFireandtheYi
chingHexagramno.35,Progress
thesunenterstheStraddler
Chin consteltation,15thdegree
No.20.Advance
March17(p.m.)March21
HEAD:Yang,attractingthings,1advances.2Thingsemergemostprolificly.3Likemorninglightopening,4theygoforward.
Weareapproachingthevernalequinox,thefirsttimeintheannualcyclewhenthestrengthofyangch'iisequaltothatofyin.(Afterthevernalequinox,yangwill
dominateuntiltheautumnequinox.)Underthe
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beneficentinfluenceofyangch'i,themyriadthings,includingMan,findtheirgrowthenhanced.Asthedayslengthenandthelightimproves,allthingsdevelop.Inthe
humanrealm,trueadvancemeans"advanceintheWay,"5predicatedontirelesseffort,6butleadingtoprofoundpersonalandsocietaltransformation.Conventional
desiresforadvancementsparkedbyoverweeningambitionandarrogantpride,however,resultinrecklessacts.
App.1:Indarkness7headvances.Obstructions8
Actasthemotherofretreat.9
Fath.1:Thedarkadvanceobstructed
Means:Deflectionbreedsretreat.
ThefirstAppraisalcorrelateswiththeWaterphase,whosecolorisblack.Butthereareadditionalreasonsfordarknesshere:First,anynewendeavorinitsinitial
phaseisuncharted.Second,theadvancetakesplaceinsecretsinceitisimproper.Theunmitigateddarknesspreventstheindividualfromfindinghisproperpath.
SomewherealongtheWay,hemeetswithoneormoreobstructions,thenveersoffinthewrongdirection.Thegreatertheadvance,thegreatertheretreatfrom
Goodness.Inthisway,thefirstobstructionbecomesthe"mother"ofdefeat.10
App.2:Toadvanceusingthemodelofcentrality:
ThesingularperspicacityoftheGreatMan.11
Fath.2:AdvancingbytheMean
Means:Themodelmustbeinternalized.12
SeveralConfucianClassicsemphasizetheimportanceof"centrality."13Inprivatelife,centralitymeanskeepingtotheidealMeanofgoodconduct(anideasimilarto
theAristotelianmean).Inthepublicsphere,centralityimpliestheuniquepositionheldbytherulerasfocusforhissubjects'talentsandaspirations.14Anynobleactis
promptedbythefullydevelopedconscience,whichinternalizesthemodelofthesages,soindividual"centerednss"cannotbecountedassomethingexternal.15
Appraisal2isusuallyassignedtocommoners,yetheretheMysteryspeaksoftheGreatMan.Thethemeofthistetragramisadvance.Throughsustainedeffortsto
embodytheMean,anypersoncanadvancetobecomeasage.16
App.3:Impetuousandmostpresumptuous,
Hecannotfindthecenterpath.
Fath.3:Thatheiswildlyunstable17
Means:Hisadvanceisnotcentered.
Appraisal3marksthetransitionfromThoughttoAction.AlignedherewithinauspiciousNight,itdescribesrecklessadvanceindisregardof
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18
theconventions.Confuciusadvocatedmoderation("thecenterpath")tohisheadstrongdisciples.
App.4:Thesuninitsflightdispelsdarkness.19
Themyriadthingsaresuffusedwithjoy.20
Fath.4:Thatthesun'sflightdispelsdarkness
Means:Thewayoftherulerflourishes.21
Thesun(oftencalledtheRedBird)iscomparedtoagiganticbirdwhoseflightthroughtheheavensbringslightandwarmthtoregionsthatwouldotherwiselanguishin
darkness.Thesun,ofcourse,symbolizestheablerulerforseveralreasons:Theirpositionsarecorrespondinglyhigh.Bothshineequallyonallregionsastheyprogress
throughtheirrespectiverealms.Bothbringlightandenlightenmenttothosebelow.Asthegoodruler'ssuasiveexamplehelpssubjectswhowouldotherwiseremain
benighted,sohemayalsobesaidto"dispeldarkness."Respondingtosuchbeneficentinfluences,allthemyriadthingsofthecosmosreachastateofperfectharmony.
App.5:Headvancesbypatronage.22
Somesupporthimlikeacrutch.
Fath.5:Advancementbyconnection
Means:Heisconstrainedbyhispatron'shouse.23
Appraisal5,initscentralposition,isruler(i.e.,dominantimage)ofthetetragram.Inayin(evennumbered)tetragramsuchasthis,ayanglineisunlucky.Anangry
complaintislodgedagainstthemostcommonmeansofadvancementattheHancourt:patronageandfactionalism.24Notonlyweretrueworthiesdiscouragedfrom
offeringtheircandidacy.Also,thosewhohadwontheirpostsunfairlyoftentenderedpooradvicetothethrone,sincetheyfeltconstrainedbyloyaltytotheirown
patrons.PerhapsYangHsiungruefullyreflectsuponhisownsituation,forhewaspressedtowritefulsomepraiseinhonourofhispatronWangMang.25One
commentator,however,seeshereaveiledpredictionofthedownfallofthepowerfulWangclan,inwhicholderofficialsexpunge("combout")the"filth"fromthecourt
soastorecoverajustpoliticalorder:
Advancingwithfinetoothedcombs[inhand],26
Someleanonthem[theexperiencedofficials]asprops.
Advancingwithfinetoothedcombs[inhand],
Theyrestrain27thoseinhonouredpositions.28
App.6:Advancingbythehighandbright,
Hegarnersblessingswithoutbounds.
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Fath.6:Advancingbythehighandbright
Means:HisWayisfarreaching.29
Thedeservingpersonadvancesbecauseheimitatestheloftyandillustriouswayoftheancientsagesembodiedinritual.Hiseffortsarerepaidbyhighpositionand
extraordinaryblessings.(InanalternatereadingoftheAppraisalline,"headvancesandsoisloftyandillustrious.")Thus,hisinfluencebecomesfarreachinginatleast
twosenses:First,hismoralinfluencepermeateseveryaspectofcontemporarysociety.Second,hisdescendantswillreceivethebenefitsofthisvaststoreof
accumulatedch'iforgenerationstocome.30
App.7:Hecannotsustainhisadvance.31
Hearingblame,hestopsuphisears.32
Fath.7:Advanceperverted
Means:Detractionsgrowevermoreobvious.
IntheMysteryschema,Position7istheBeginningofCalamity.Thisbenightedindividual,whoseadvancehascomeattheexpenseofthegreatergood,finallymeets
severecriticism.Incapableofreform,hecanonlyexpectdisparagingremarksanddisaffectiontoincrease.
App.8:Advancingintoadeeppool,
Thenoblemanusesaboat.
Fath.8:Toadvanceinpoolsbyusingaboat
Means:HeproceedsbytheWay.
Theboatstandsforallthecivilizinginventionsofthesagekingsofantiquity,whoseutilitystemsfromtheirimitationoffundamentalcosmicpatterns.33Thewise
individualwhofacespotentialdanger(=thedeepwater)strictlyfollowsthetraditionofthesagesasoutlinedintheClassics.Otherwise,progressbecomesdifficult,
duetomoralineptitude.
App.9:Headingupstream,barefootovermountains:
Inthreelongyearshehasnotreturned.
Fath.9:Climbingagainstcurrentandcrag
Means:Intheend,itcannotbeprolonged.34
Inacontrasttotheprecedingverse,thesubjectofthisfinalAppraisalsetshimselfaseriesofnearlyimpossibletasks,possiblyoutofblindperversityoraregrettable
loveofphysicaldaring.35Unfortunately,hedoesnotknowenoughtoemploythetoolsathandtohisadvantage.Thoughgreateffortisexpended,few,ifanygains
result.Hisfailureisallthemoreregrettableinthatitiscompletelyunnecessary.Awiserindividualusesavailableresources,liketheclassics,topersevereintheWay.
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CorrelateswithHeaven'sMysteryYang
thephaseWoodandtheYiching
Hexagramno.40,Deliverancethesun
enterstheWallconstellation,3ddegree
theDipperpointsdueeast1themusical
noteisEfiattheSpringEquinoxsolar
Shih solarperiodbeginswithAppraisal3
No.21.Release
March22March26(a.m.)
HEAD:Yangch'itoeffectharmonystrikesopen2theroundcasingofyin,3warmingandreleasingthings,sothatallshedtheirwitheredhusksandaredeliveredfrom
theirshells.
Previoustetragrams,includingtheHeadtextofTetragram10,consistentlyassociateyinwithwhatencircles,encases,orwrapsaroundthings,therebyhamperingtheir
growthhence,mytranslation.However,thisHeadtextcouldalsoread,"Yangch'iharmoniouslycatalyzes.Roundandwarm,[likethesunit]releasesthethingsso
thatallshedtheirwitheredhusks..."4Eitherversionemphasizesthegenerativeinfluenceofyangch'iatthetransitionalvernalequinox.Onceyinandyanghavecome
intobalance,yangch'iisstrongenoughtobreakyin'sholdonthemyriadthings.Likethunder,the"releaseofHeavenandEarth,"yangch'icatalyzesproductive
growthsothatseedpodsnowbreakopen5animalsandinsects,shakingoffhibernation,begintostir.Asahostofcreaturesemergefromtheirshells,husks,and
moltingstotheclearlightofday,wemayexpectmoralrenewalinmankindaswell.Aboundlesspotentialforgoodopensup,withafocusonlighteningtheburdensof
others.Inappropriatereleaseentailingcarelessorremissbehavior,however,leadsinevitablytoloss.6
App.1:Movement,thoughnameless,
Leadstoachievement.7
Fath.1:Moving,butwithoutaname
Means:Indescribableareitsglories.
Appraisal1representingtheBeginningofThoughtisherealignedwithauspiciousyang.Byconvention,boththeTaoandthesageare"nameless"inthesensethattheir
greatnesscannotbereducedtooneormorediscreteattributes.ThevirtueoftheancientsagekingYao,forexample,was"soboundlessthatthepeoplecouldnotfind
anameforit."8Andthoughthepatternstheyestablishhelplessercreaturesrealizetheir
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innatepotential,boththeTaoandthesageprefertooperatebehindthescenes,withoutdrawingattentiontothemselves.Inconsequence,fewamonguscanfully
recognize,letalonearticulatetheextentoftheirinnatepower.9Theyareatonce"extraordinary"and"ordinary"(becauseexistencewithoutthemseemsimpossible).
Nowondertheirachievementscannotbeadequatelydescribed.
App.2:Movementyieldsechoandshadow.10
Fath.2:Movementyieldingonlyechoandshadow
Means:Itisnotworthnoting.11
Echoandshadowusuallysymbolizethemysteriousbutpowerfulattractionbetweenthingsincategoricalsympathy.Thesesameimagescanalsosuggesttheclose
conformityofthesuperiormantocosmicnorms,ofinferiorstotruesuperiors,andsoon.12Here,however,thepointisdecidedlydifferent:WhiletheunseenTao
producesmanifestachievements,selfimportantoperatorsproducenotangiblebenefit,eitherbecausetheirnatureisfundamentallyderivative(likeechoandshadow),13
orbecausetheypursuetransitorygoalsofnogreatersubstancethananechoorshadow.14AstheChineseproverbsays,"Theychasethewindandcatchtheshadow."
Areturntothebasicandsubstantial,ratherthanthesecondaryandshifting,wouldleadmenbacktotheTao.15
App.3:Thewindmovesandthunderrouses.
Followtheirloftyandexaltednatures.
Fath.3:Windmoving,thunderrousing
Means:Theirmovementshavepurpose.
Appraisal3correspondstotheWoodphase,toEast,andtospring.Sinceantiquity,theChinesehaveassumedthatspringthunderstormsstimulatethepropergrowth
ofthings.Thegoodleaderislikeaforceofnatureinthathiscatalyzingactivityseemsnolessirresistible.16IncontrasttotheTaoistsage,whopractices"nonaction,"the
Confuciansageworkswiththepurposeofimprovingandelevatingothers.
App.4:Inmovingtothehighlands,17
Helosesfriendsfromthelowlands.18
Fath.4:Movingtothehighlands
Means:Heisindangeroflosinghisbase.19
Appraisal4markstheBeginningofGoodFortuneunfortunately,hereitisalignedwithinauspiciousnight.Inclimbingfromalowposttoahighone,theindividual
neglectshisoldbase,whetheritbeformerallies,thesupportoffollowers,theteachingsoftheConfucianmasters,orsimplytheattachmenttorightconduct.Forthis
reason,heislikelytobetoppledfromhispositionofprominence.20
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21
Thispoemmayalsoserveasacommentonthewilychiefministerwhoflatterstherulerabovewhileoppressingthecommonpeoplebelow. Inthatcase,notonly
theindividualbutthedynastyfacesextinction.
App.5:Likehealingsalves,theruler'svirtue22
SoothestheFourStates.
Fath.5:Thesalvesthatsmoothandrelease
Mean:Thepeople'sjoyknowsnobounds.
Astandardmetaphorcomparespreciousunguentstotheruler'sgraciousvirtue.Justasunguentssmoothandhealbrokenskin,theruler'srightconductrestoreslifeto
thebodypoliticandobviatespoliticalfriction,23evenbeyondthebordersoftheCentralKingdom.24Forthisreason,theruler'ssubjectscanlookforwardtoaperiod
ofunparalleledpeaceandjoy.
App.6:Thunderatcourt
Destroysharmonyandpropriety.
Fath.6:Thunderatcourt
Means:Bothharmonyandrectitudearelost.
Thunderclapsexpressdivineangerand,byextension,thewrathoftheSonofHeaven.25Theyalsosuggestnewdevelopments,whichtendtofrighten,ratherthan
soothe.26Finally,repeatedthunderclapsmaysymbolizeselfpromotingministerswhomakethepeoplequailastheyabusetheauthorityoftheiroffices.27Anger,
innovations,andarrogancearealloutofplaceatcourt.Forthisreason,"harmonyandrectitudearelost."28
App.7:Thundercrashes,againandagain,29
Washingawayhisshame.
Fath.7:Repeatedthunderclaps,nodisgrace,
Means:Shameisexcisedfromeverywhere.30
IntheChanges,repeatedthunderclapsconveyasalutaryshocktothesystem:
Thunderrepeated:theimageofshock.Infearandtrembling,thenoblemansetshislifeinorderandexamineshimself.31
Therightresponsetobadomensistoresolveuponselfreform.Then,paradoxically,"shockwillbringsuccess."32Thesesamelines,however,accordingtocertain
commentators,describetherighteousindignationfeltbythesuperiorindividualtowardsthosewhodaretoblameorinsulthim.Whatevertheircharges,heremains
unsulliedasangerpurgestheshame.33
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App.8:Drivenbyprofit,hefalls
Flatonhisface,thendies.
Fath.8:Tobedrivenbyprofit
Means.'Hewalkstogetherwithdeath.34
Conventionalwisdomequatesthe''goodlife"withtheacquistionofwealth,butrunningafterprofitalltoooftenendsinthedeathofthesoul.Itmayalsocausephysical
death,since"thosewhosemeasuresaredictatedbymereexpediencyarousecontinualresentment."35Forthisreason,Confuciusderidedlessermenwhogotoagreat
dealoftrouble"todiscoverwhatwillpay."36
App.9:Todayaccused,37tomorrowblessed.38
Intheend,he'sfreedfromhischains.39
Fath.9:Todayaccused,tomorrowblessed
Means:Bythat,he'sreleasedfromcalamity.
AsoneChinesephilosophernoted,"Itisneveranyone'sproperdestinytodieinchains."40Appraisal9isthelastAppraisalhence,thereferencetoafinalreleasefrom
danger.ThevaguewordingoftheendlineoftheFathomingtendstofocusthereader'sattentiononthequestion,"Whatcanoneusetoreleaseoneselffromcalamity?"
ApassageintheChangessuppliestheanswer:Strictadherencetomoralstandardsobviatestheneedformostconstraints,physicalandmental,usedtotrainorcurb
lessermen.41And"proof"oftheblessingsassociatedwithmoralityissuppliedbythestoryofgoodKingWenofChou,whowasreleasedfromjailevenundertheevil
lastkingoftheShangdynasty.42
CorrelateswithHeaven'sMysteryYinthe
phaseMetalandtheYichingHexagram
no.34,GreatlyStrong1thesunentersthe
Ke Wallconstellation,8thdegree
No.22.Resistance
March26(p.m.)March30
HEAD:Yangch'i,internallystrong,canofferresistancetothemanymanifestationsofyin.2Repellingthem,itforcesthemtowithdraw.
Asthefirsttetragramfollowingthevernalequinox,Resistancesignalsadramaticshiftinthecosmicbalance.Forthefirsttimeinthelunaryear,
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yangch'iisslightlystrongerthanyin,thoughyin'sinfluenceisstillmanifest.Yangch'ibeginsitsassaultonyin,propelledperhapsbythetetragram'salignmentwith
Metal,thestuffofweapons.Still,atthispointintheannualcycleyangch'iismerely"internallystrong."Onlyinlatertetragramswillyangconfrontyinexternally.The
relativeweaknessofyangch'iisnottheprimaryreason,however,whytheAppraisalsbelowdonotcelebratewarlikepostures.AstheChangestellsus,"Thepetty
personuseshisstrength,butthenoblemandoesnotactinthisway."3Trueresistanceentailsperseverance,notbruteforce.Developingstrengthandpowerinthese
earlystagesdependsondistancingoneselffromimproprietywhilestayingclosetointegrity.
Thecharacterusedforthetitledepictsalengthofwoodenboardwhichdemarcatesspaceandseparatesobjects.Footboardsandbackboardsincarriages,window
sills,cupboards,animalenclosures,andfencesusethesameword.Inthetextsthatfollow,appropriateseparation,distancing,andresistancearedominantthemes.
App.1:Sealingoffinnergoodness,4
Proprietyfails,goodnessislost.5
Fath.1:Sealingoffinnergoodness
Means:Thecentercannotassimilatethegood.6
Thefirstposition,whichmarkstheBeginningofThought,depictstheinnerworkingsoftheheart/mind,whereseedsofgoodnessareimplanted,aswellasimpulses
towardevil.7Ifanindividualassiduouslyworkstodevelopthegoodwithin,hewillgrowinmoralstrengthashisevilimpulseswane.If,however,theindividualfailsto
develophispotentialforGood,hisinnerresistancetoevilimpulseswillbreakdown.Ashismindincreasinglyfailstodistinguishrightfromwrong,hewillloseall
appreciationof"thetimetestedcategories."8Theconscienceasmoralcenterwillnolongerreviewhisconductdaily,9norwillitbeableto"assimilatethegood"by
imitationoftheancients.Inthatcase,theindividuallosesallchancetocultivatehishumaneness,thevirtuethatdistinguisheshimfromthebrutes.
App.2:Sealingoffinternalevil
Makesproprietyprofound.10
Fath.2:Sealingoffinternalevil
Means:Hiddenproprietyismarvelous.
Inacontrasttotheprecedingverses,thispoempresentsagoodperson,whosteadfastlycontainshisevilimpulses,lesthismoralcouragebesapped.Astheindividual
becomesmorefullyhuman,hefinallyachievesthatmysteriouscharismaassociatedwiththeancientsagekings.Themost
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significantactsofresistance,then,oftentakeplaceinthehiddenrecessesoftheheartandmind.
App.3:Shunningbeltandhook,11
Heisaslooseashisgarments.12
Fath.3:Nobeltorhookforhistrousers
Means:Therearenomeansofrestraint.
InChinesewaysofthinking,personalappearance(includingthedispositionofone'sgarments)reflectstheinnerself.Ifanindividualrefusestoacceptthecustomary
restraintsuponhisperson(i.e.,thebeltandhook)thatalsoservetoenhancehislooks,13inevitablythebeautyandorderembodiedinritualpatternsaredisturbed.A
breakdownoftheallimportantFiveRelations(ruler/subject,father/son,husband/wife,eldersibling/youngersibling,andfriend/friend)ensues.Withrelationsshattered,
chaosfollows.
App.4:Thenetdeters.14
Thereisarightwaytocapturebirds.
Fath.4:Thatthenetpreventscapture
Means:Rectifytheroleoflaw.15
WithbothAppraisalandTetragramalliedwithMetalandpunishments,thepenalcodeissubjectoftheseverses.Usingthestockmetaphorof"thenet"ofthelaw,the
constructiveaspectsofthelegalsystemareconsidered:Thenetconfinesbirdsofprey(i.e.,theevildoersinhumansociety),keepingthemawayfromtheinnocent.The
verypresenceofanetmayalsoactasdeterrenttowardoffpotentiallydestructiveanimals,obviatingtheneedforanyfutureactionagainstthem.16Equallyimportant,
thenetallowsthehuntertocatchbirdswithoutharmingtheirfeathers,breakingtheireggs,oroverturningtheirnests.17Ifthelawfunctionsinthiscarefulway,criminals
arecapturedandtheinnocentprotected.Ideally,thelawhasnothingtodowithrevenge.18
App.5:Ifglueandlacquerloosen,
Thebowdoesnotshoot,
Forhornandwoodhavesplit.
Fath.5:Thatglueandlacquerloosen
Means:Promisesdonotstick.
Oneearlycommentator19offersacomplicatedexplicationoftheimagesemployedhere:Thelooseningofthelacquersymbolizestheindiscretionsoftherulerthe
woodenbowstandsforthesubordinatethehorn,fortheking'sownperson.Inthatcase,thetextmeans,"Iftherulerisindiscreet,heloseshisofficial."20
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21
ThoughAppraisal5signifiestheruler,thepoemmaysimplydescribeanysituationinwhichthebondsofmutualtrusthavebeenbroken. Justasthefailureoftheglue
rendersthebowunusable,lackofgoodfaithunderminestheutilityofallsocialinstitutions.Clearly,theprimaryresponsibilityforestablishinggroupcohesionrestswith
theelite,whosemembersmustcontinuallyandpubliclyreaffirmtheirabsolutecommitmenttojusticeandthecommongood.Itisthisattitudethatworksas"social
glue."22
App.6:Waxingmetal,23waningstone.
What'sgoneissmallwhatcomesisgreat.
Fath.6:Waxingmetalandwaningstone
Mean:Excellencedailygrowsgreater.
ThoughmetalandstonearebothalignedwithWestandautumnintheHansystemofcorrespondences,heretheyclearlyfunctionasopposites.Afterall,thereare
certainimportantdifferencesbetweenthetwomaterials:Metalshines,whileunpolishedstoneisdullmetalalonesuggestsgloryandenlightenment.24Metalisalsomore
"productive"andvaluable25mostwouldascribegreaterbeautytoit.Finally,metalseemsalmostindestructible,whilestonecanerode.(Thismaybegermane,since
Appraisal6correlateswithWater.)Inshort,"Goodisnamedmetal,andevil,stone,"26soanincreaseingood,ratherthaninevil,ispredicted.
App.7:Inrejectinghismostvaluedmen,
Sealandsashareendangered.
Fath.7:Rejectinghismostvaluedmen
Means:Helosesthemeanstocorrecttheself.
Sealandsashareemblemsofpoliticalauthorityideallytheyderivefrominnerintegrityandastrongcommitmenttothepublicgood.Sincetheempireisnot"oneman's
possession,"itsrulermustconsultwidelywithotherstolearnhowbesttopromoteacommunityofinterests.Here,theemperorendangersthestatebyignoringgood
counsel.
App.8:Reluctanttofastentightthatbelt,
Thesuperiormanfindstimelyopportunity.
Thepettyman,aggrieved,27isblocked.
Fath.8:Reluctancetocinchthatbelt
Means:Itisfittingthathecannotact.
Thesameact,arefusaltogirdtheself,mayhavedifferentimplicationswhencarriedoutbytheimmoralindividual(asinAppraisal3)orbythemoralsuperior(as
here).28Theleatherbeltspecificallysignifiesofficeholding,withallitsimpliedconstraints.Onprinciple,thesuperiormandelaysassumingofficeuntilheisprepared
andthetimeisright.(Perhaps
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29
thegoodmanavoidscourtforatimebecausethebureaucracyisruledbyfactionalismorheadedbyabadruler.) Facedwiththeprospectofonerousdutiesand
routine,theinferiormanalsohesitatestotakeupoffice.Sincehisrefusalstemsfromsimpleselfishnessormindlessnonconformityratherthangoodsense,hewillfind
hiscareerblocked.
App.9:Itwidensitseyes,raisesitshorn,
Andsoitsunloweredbodyisstruck.
Fath.9:Widenedeyesandaraisedhorn
Mean:Itbringsharmbackonitself.30
WithAppraisal9,whichcorrespondstotheextremepointofresistance,thesituationmovesfarbeyondrighteousindignation.Theeyesarewidewithadesirefor
revenge.Thehornisraised,signifyinganeagernessforconflict.Here,intheextremesituation,theemotionsrule,ratherthanconscienceorgoodsense.Withmore
humanesolutionsavailable,offensiveandarrogantstancesstubbornlymaintained(despitethepossibleconsequences)canonlybringharmtooneselfintheend.
CorrelateswithHeaven'sMysteryYang
thephaseEarthandtheYiching
Hexagramno.34,GreatlyStrong1the
Yi sunenterstheWallconstellation,12th
No.23.Ease degree
March31April4(a.m.)
HEAD:Yangch'iinjuresandcutsoff2yinsothatitsuccumbsto3adebilitatingillness.Thingsasarulearebalancedandatease.
Continuingitsassaultonyin,yangch'iseriouslyweakensyinasyincannolongerhopetosaveitself,itreluctantlyreleasesitsholdonthemyriadthings,whichnow
escapeitsruinousclutches.4Boththeinitialinjuryandtheresultanteasearesuggestedbythecharacterchosenforthetitle,whichhasthreemainmeanings:(1)"to
injureorharm,"(2)"tolevel"(bothinthesenseof"toputinbalance"and''toflattenbyforce"),and(3)"toease."TheAppraisalsbelowsuggestthecomplicatedties
thatrelateeaseandinjury.5
App.1:Atfirst,secretlyoftwominds,
Hegraspswhateaseshisinnerself.6
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Fath.1:Initialconfusion,thenequanimity
Means:Thisrelieves7hisinnerself.
Thephrase"tobeoftwominds"8issometimesasynonymforduplicitous.Moreoften,however,itsuggeststheconflictingimpulsestoupholdsocialdutyandtoserve
selfinterest.Thenotionofdividedallegiancescanalsobeappliedtoasubordinateservingtwomasters.Allthesesituationsstemfromthemind'ssecretstruggleover
priorities.Ifwiseandgood,theindividualordershisgoals,rankinginnerhappinessaboveconventionalgoods9andcommunalneedsaboveselfishdesires.Acalm,yet
resolutemindisthekeytotheinternalequilibriumthatpromotesthehealthfulcirculationofthe"everflowingch'i."10
App.2:Secretlyinjured,
HeblundersintoHeaven'snet.
Fath.2:Secretlyhurt,crashingintothenet
Means:"Thoughlooselywoven,itdoesnotfail."
"Heaven'snet"istheconventionalphrasefor"cosmicretribution,"theChinesecounterparttotherecordingangeloftheJudeoChristiantradition.Thecoarsemeshof
thenetsignifiesHeaven'sdesireforleniency.Yetjusticedemandsthatthenetcatcheverywickedindividual,sothatvirtueandfatewillroughlycorrespond.Asthe
Laotzusays:
Thenetofheaveniscastwide.Thoughthemeshisnotfine,nothing
everslipsthrough.11
FortheChinese,talkofHeavendoesnotnecessarilyimplyatranscendentbeingasjudge.Perhapstheevildoerisnaturallycaughtinentanglementsofhisown
creation,ashisliesandcrueltyisolatehimfromthecommunity.
App.3:Afterthreedaysofwailing,
Thefrailinfantisfarfromhoarse.12
Fath.3:Theinfant'scontinuouswails
Mean:Thecenterheartisinharmony.
AnotherimagefromtheLaotzuprovestheinvinciblenatureofinneronenessbythewellknownexample:
Thenewbornbabyhowlsallthedaywithoutitsvoicecrackingonce.Thisisbecauseitisharmonyatitsheight.13
TheMysteryagreeswithLaotzuontwopoints:First,externalweaknessisnotalwaysanaccurateindicatorofinternalweakness.Second,innerpeaceofmindgives
theindividualamysteriouspower.Still,neitherpoint
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14
seemsasufficientreasontoadvocateacompleterejectionofcivilization,ofmaturity,orofsocialduty.
App.4:Aftergrindingfiathisteeth,
Sometrytofeedhimdirt.15
Fath.4:Thathisteethareleveled
Means:Foodnolongerappeals.
Theteetharegrounddown,eitherbyrepeatedactsofgluttony16orby"chompingatthebit"forrichesandhighrank.Oncetheteetharegone,theindividuallacksa
basictoolforsurvival.Nolongerwholehimself,theindividualissoondevaluedbyothers.Paradoxically,then,selfindulgenceultimatelycreatesasituationwhere
certainbasicdesires(suchasthoseforfoodandcommunity)canneverbesatisfied.17
App.5:Withinnerease,nothingbutprofit.
Fath.5:Thebenefitsofinnerease
Mean:Itspathsaremany.
ThepersonwhoisdedicatedtotheWaymaintainspeaceofmindasaresult,hismindiscalmenoughtoconsidertheutilityofalloptions.JustastheoneTaospawns
themyriadthings,singlemindednessleadstomanywaysforseveralreasons:Afterthearduoustaskofbuildingabroadmoralfoundation,acquiringtheexpertise
neededforaspecifictaskisrelativelyeasy.Themoralpersonhasalreadydevelopedtheselfdisciplineneededforlessertasks.What'smore,innerwholenessattunes
theindividualtotheTao,sothatheisparticularlysensitivetochangingscenesandunfoldingsituations.AstheChangespromises:
Bymeansofwhatiseasyandsimple,wegrasptheorderofAllunderHeaven.18
App.6:Heisinjuredinthehut.
Hishousestandsemptyasamound.
Fath.6:Injuredatthehut
Means:Hisvirtueislost.19
Confuciansarguethatthevirtueofhumanenessprovidestheonlysecureandhappydwellingformankind.20Thosewhoabandonthestruggletofollowthetruepathof
Goodnessleavethemselvesunprotected.Here,theindividualis"injured."AnalternatereadingoftheAppraisalsuggeststhathisownmisbehaviorhasendedin
another's"levellinghisdwelling."With"hisvirtuelost,"hecanonlywanderamongthe"hillsandruins,''seekingamakeshifthome.Bothreadingsyieldmuchthesame
lesson:Oncetheindividuallayswastetohisvirtue,alltruesecurityevaporates.
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21
App.7:Thetrunkispliableandweak,
Yetwoodincontactdullsthemetalsaw.22
Suchisleveling.
Fath.7:Thatthetrunkisweak
Means:"Theweakovercomethestrong."
TotheChinese,woodisknownforitspliabilitywhilemetalexemplifiesdurabilityandstrength.23InlanguagereminiscentoftheLaotzu,24theMysteryremindsreaders
ofaparadoxicaltruth:Thesofterwooddullsthemetalsaw.Byanalogy,gentlevirtueismorecompellingthanbruteforce.Appraisal7initsmessageunderscoresthe
lessonofAppraisal3.
SsumaKuangreadstheversesdifferently:
The[well]barispliable,
Thebarisweak.
[Therope]splitsthewood.
[Thewhetstone]sharpensmetal.
[Examplesof]leveling.
The[well]barispliable.
Meaning:"Theweakovercomethestrong.25
Aropewearsintowood,justasawhetstonesharpensknives.SsumaKuang,then,givestwomoregoodexamplesofthepowerof"theweak."
App.8:Inwearingdownitshorn
Thereisdanger.26
Fath.8:Injuringhishorn27
Means:Heiswoundedbytheuseofawesomeforce.
Theanimal'shornsymbolizesbrutestrengthandaggressivebehavior.Herethehornhasbeenworndownbyoverfrequentuseuntiltheanimalcannolongerdefend
itself.
App.9:Thebenefitsofease28inoldage:
Itisrighttoberespectedwhenagedandinfirm.29
Fath.9:Theproprietyofeaseinoldage
Means:Retired,hehangshiscarriageathome.30
SinceAppraisal9representsextremeease,itproperlyaddressesthesubjectofoldageandretirement.Afteryearsofloyalservice,theagedofficialisallowedto
retirequietlytohisnativeplace,wherehisofficialcarriagehangsonthewall,nolongerinuse.Theoldmanwantsonlytoliveouthisdaysinpeaceandhonorhe
makesnoefforttoinfluenceothersbyflauntinghisformerposition.TheDocumentslabelsthelastoflife'sblessings"comingtoagoodend."Here,theindividualhas
clearlyaccomplishedthis.31
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CorrelateswithHeaven'sMysteryYinthe
phaseWaterandtheYichingHexagram
no.16,Amusement1thesunentersthe
Stomachconstellation,5thdegreethe
Le DipperpointsESEthemusicalnoteisE
No.24.Joy
April4(p.m.)April8
HEAD:Yangbeginstoemergefromobscurity.2Unrollingwhathadbeenfoldedup,3ittherebygainsharmonyandeasesothatallthingsarefilledwithjoy.4
Onceagaintheexpansivenatureofyangch'icontrastswithyin'spropensitytocrampthingsunderitsinfluence.Asthegentlespringrainsbegin,yangch'inotonly
"beginstoemergefromobscurity,"butalso,accordingtoanalternatereadingofonepartoftheHeadtext,"beginstoputforthwarmth."5Warmthunfurlsthetightly
curledleavesofvegetationandpromptshibernatinganimalstostretchtheirlimbsinpreparationforleavingtheirdens.Infact,thewarmthofspringelicitsexpansive
feelingsofdelightinalllivingcreatures.Sincemanyofthesefeelingsarespontaneouslyexpressedinecstaticcries,includingmatingcalls,thetetragramisequally
associatedwithmusic,whichfunctionsasoutletforandmoderatinginfluenceontheemotions.6(Itisworthrecallingthatboth"joy"and"music"arewrittenwiththe
samegraphinChinese.)Accordingtooneofhisowndisciples,YangHsiungneverlearnedtofullyappreciatemusic.7ThismayexplainwhyYang'sreferencesto
musicappearconventional,ifnothackneyed.Still,asoneoftheforemostclassicistsofhistime,YangHsiungclearlyknewthepertinenttexts.Allthegeneralideas
foundintheAppraisalsandmanyofhisspecificimagesaredrawnfromtwochapters:the"RecordonMusic''chapterintheRecordofRitualandHsntzu's
"DiscussiononMusic."
Giventhetetragramtitle,thereadermightexpectthistetragramtobefullofhappyovertones,butYangHsiungalsousestheJoythemetoportraytheevil
consequencesofoverindulgenceinpleasure.Inthishefollowstheimageryofthecorrespondenthexagram,whichcautionsagainstenthusiasmsthatbringmisfortune
andremorse.8AstheOdessay,"Letusnotbewildinourloveofenjoyment.9Truehappiness,astheChangesshows,dependsuponintegrity,perseverance,and
adherencetoritual.
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10
App.1:Solitarypleasureispleasureconfined.
Itsreachdoesnotreachfar.
Fath.1:Solitarypleasureispleasureconfined.
Meaning:Itdissipateshisinnerself.11
Thoughthecommentatorsquarrelovertherightpejorativetocharacterizesolitaryenjoyment,thegeneralmessageisclear:TotheChinese,pleasureisessentiallya
socialfeeling.Theinnersoulisultimatelydestroyedbysolitarypleasures,whichneitherenhancemutualregardbetweenindividualsnorpromotecommunionwiththe
greatmenofthepast(throughappreciationoftheirpaintingorcalligraphy,forexample).Inshort,personalgreatnesscanonlybeachievedthroughinteractionwith
others.AsoneConfucianmasterwrote:
Itwasbysharingtheirenjoymentswiththepeoplethat[theideal]menofantiquitywereabletoenjoythemselves....Thereisjustonethinginwhichtheancientsgreatly
surpassedothers,andthatisthewaytheyextendedwhattheydid.12
Thenobleperson"doesnotkeepwhathedesiresforhimself"13forpracticalaswellasmoralreasons.Thech'iarousedbypleasurableemotionsmustfindsuitable
outletsinritualandmusic(bothessentiallypublicactivities)ifitisnottoharmthebody.14Also,takingtheTaoasmodel,thenoblepersonmakeseveryeffortto
encourageotherstoreachtheirfullpotential.15Asaresultofthesetwofactors,communalhappinesssoonreplacessolitaryenjoyment.Incontrast,bydefinitionthe
pettypersonistooselfishtoaffordothersthesameopportunityforpleasurethatheenjoys.16
App.2:Thetimeforunimaginablejoy17
IssetinHeaven.
Fath.2:Joythatisunimaginable
Means:Usetheseasonsandtheyear.
Itisintheindividual'sbestintereststoadjusthisactionstoprevailingcosmictrends,therebymultiplyingtheefficacyofhisownlabors.Havingdonethat,hecanlook
forwardtosuccess.Thejoyhewillreceiveis"unimaginable"intwosenses:first,itexceedsallexpectations,18andsecond,itsultimatesourcecannotbelocated.19
ThreecommentatorswouldhaveusrelatetheselinestotheMencianprogramof"virtuousgovernment."20AccordingtoMencius,therulershouldemploythepeoplein
corvelaborandmilitaryserviceonlyduringslackagriculturalseasons.Inthisway,stateservicewillneverthreatenthepeople'slivelihood.Whilethestategrowsrich
fromtaxes,thepeople
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21
growcontent,withoutevergivingitmuchthought.Afterall,"Thebestofallrulersisbutashadowypresencetohissubjects."
App.3:Allcomposureisgone.22
Weeping,howling,wailingfigures
Leanindoorways.
Fath.3:Notateaseorrefined
Means:Ritesandmusichavebeenabolished23
TheAppraisalusesnofewerthansixonomatopoeiccharacters,whosemeaningsaredisputed.24Allsixmaybereadasmournfulsounds,butsomeorallmayalso
convey"soundsofmerriment."25Inasense,ithardlymatterswhatparticularemotioneachcharactersignifies.Theunmistakableimpressionisoneofababbleof
incoherentanddistressingnoises.Suchexcessivedisplaysofemotiondirectlycontravenetheritesuncontrolledoutburstscanonlyendindisgrace.Therefore,the
Appraisalendswith"leaningindoorways."Thiscanmeanmisfortuneisatone'sverydoorstep.26Otherwise,itprobablyreferseithertopublicexpressionsof
bereavement,27ortotheageoldpostureadoptedbydegradedwomensellingtheirbodies.28
App.4:Discardinghisties,
Severinghisbonds,
Heeaseshisgodlike29heart.
Fath.4:Breakingfreeoftiesandbonds
Means:Thehearttrulyrejoices.30
Contrarytopopularbelief,steadfastadherencetotheWayneednotcausetheprincipledpersontofeelconstrainedbyduty.Rather,thegoodpersonfinds
compliancewithritualeminentlysatisfyingforbothaestheticandpracticalreasons.Freeatlastofungovernabledesireforexternalobjects,31theindividualisfinallyin
controlofthe"unmoved"heart/mind.32Hecanrestcontent,havingachievedinnerequanimity.33
App.5:Richharmoniesofbellanddrum,34
Thenmournful35pipesandstrings
Forthem,declinemayfollow.
Fath.5:Bellanddrumsoundinginunison
Means:Afterjoycomesgrief.
Theproverbsays,"Withextremepleasure,sorrowarises."36Intypicalcourtperformancesbellanddrum,withtheirbracingairs,arefollowedbythethinwhineof
pipesandstrings,whichtendtoarouseuneasylongings,evendepravityinthelistener.Herethepettyperson(beheemperororcommoner)indulgeshissenses,37
courtingdisaster.Foronething,an
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38
overpreoccupationwithpleasureprecludesproperparticipationinsocialandpoliticalactivity.Itwillalsoweakenthebody. YangHsiungmayhavehadinminda
famousanecdoteregardingtwodukesofthesixthcenturyB.C.whofound"strangemusictheirchiefdelight."Aftertheyinsistedonsuccessiveperformancesof
increasinglymournfulmusic,theywereafflictedbydroughtsandcuriousillnesses.39
App.6:Letjoyandmusicswell,fillingeverygap,40
Tothedelightofcommonfolkandgodsandbirds.
Fath.6:Greatjoyandmusicfillingeveryspace
Means:Joyembracesallandeverything.41
Inevennumberedtetragrams,Appraisal6correspondstotheSonofHeavenhence,thisclassicdescriptionofthejoythatpervadesthekingdomruledbyasage.In
contrasttoAppraisal1,whichdescribesthemisguidedindividual(possiblytheruler)whorefusestoextendhispleasurestothepeople,herethebenefitsofsagelyrule
accruenotonlytohumansubjects,buttoalllivingcreatures.Bytheend,eachthinginthetriadicrealmsofHeavenEarthManisjoinedinecstaticunionnoabsolute
barrierseparatesManfromtherestofcreation.42Equallyimportant,thegapisclosedbetweenthehumanorderasitoughttobeandasitactuallyis.43Thisisproof
thatthecharismaticindividual'sinfluencepervadesallthecosmos.Itisalsoproofthat"itispossibletoenjoyharmoniouspleasurewithoutanyabandonedbehavior."44
App.7:Peoplesigh,45ghostssigh
OverlimitationsfixedbyHeaven.
Fath.7:Ghostsandpeoplesighing
Means:Theyproclaimtheendofhappiness.46
TheprecedingAppraisalpositsthefundamentalunityofallthings.Nowtheotherworldlyandhumanrealmsarejoinedinsorrow,ratherthaninjoy.Theoperationof
cosmiccyclesmayundercutthebestlaidplans.Evildoers,whohavetemporarilyeludedcosmicretribution,mustnowaccepttheirpunishment.Thosewhoaregood
meanwhilefaceoldageanddeath.TheverypresenceofghostsindicatessomekindofcosmicimbalanceintheChinesemind.47
Accordingtoseveralcommentators,thefirstlineoftheAppraisalandFathomingread,"Peoplelaugh,andghostslaugh."Inthatcase,anunthinkingoutburstof
laughtersuggeststhefailuretoregulateemotionsthatinevitablyleadstocalamity.AstheChangeswrites,"Whenthewifeandchildrenlaugh'teehee'/Itwillendin
distress."48
App.8:Heavingsighaftersigh,49fearinghisownfaults,50
Heforgetstheerrorsanddeceptions51ofothers.52
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Fath.8:Sighaftersigh,hefearstheself.
Meaning:Intheend,53heprotectshimself.
ThesubjectofthepreviousAppraisalwastestimebemoaninghisfate,butheretheprotagonistworkshardtoovercomehisownfaultsinordertoinsurehisown
protection.Sointentisheuponselfimprovementthathecomestoignorethefaultsofothers,asuresignofthegentleman.54Meanwhile,suchgoodconduct
replenishestheindividual'sstoreofthelifegivingch'i.55
SomecommentatorsreinterprettheonomatopoeicgraphssothatthefirstlineoftheAppraisalandFathomingreads,"Eveninthemidstoflaughingteehee."56The
wisemanisequallycarefulingoodtimesandinbadtocorrecthisownmistakes.5757
App.9:Hisjoynearlycomplete,
Griefcomesbeforedayisdone.
He58sighsandsnivelsasheweepsandwails.59
Fath.9:Nearlyabsolutejoy
Means:Truly,thisiscauseforregret.
Appraisal9marksboththeculminationandtheendofJoy.Withit,comesdanger,60sothatultimatelytheuncautiousindividualisplungedintogreatsorrow,with
"sighingandsobbing,snivelandsnot."61
CorrelateswithHeaven'sMystery
YangthephaseFireandtheYiching
Hexagramno.6,Conflictthesun
Cheng enterstheStomachcon.stellation,9th
No.25.Contention degree
April9April13(a.m.)
HEAD:Yangch'ioverflowseverywhere.Itis"neitheronesided,norpartial,"sothatthingsvieagainstoneanotherincompetition,1witheachonefollowingitsown
propermodel.2
Yangch'ifunctionslikethetruekingdescribedinthecanonical"GreatPlan"chapteroftheDocuments:Itis"neitheronesidednorpartial"3initsdealingswith
subordinates,for"toshownofavoritism"isdivine.4EarlyChinesethoughtgenerallyassumesthattheTaoandthe
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goodrulerarealikeinallowingeachthingtodevelopitsdistinctivenature.Thateachthing"followsitsownmodel,"then,isoneacceptedproofofgoodrule,nota
condemnationoflessercreatures.Consequently,"Atthebirthofthemyriadthings/Eachgetswhatissuitableforit.5"Ingratitudeforthisimpartialtreatment,the
myriadthings,likethesubjectsofagoodking,areeagertotransformthemselvesthroughyang'sgoodgraces.TheHeadtext,then,celebratesthebenefitsofequality
inConfucianterms:"fairtreatmentasdeterminedbysocialroles"(notthemodernWesternnotionofequalcivilrightsforall).6
Sinceeachcreature,iffairlytreated,isinspiredtoactaccordingtoitsbetternature,thetetragramisconsideredgenerallyauspicious,despiteitstitle.Thatthetetragram
phaseisFire,nodoubt,accountsfortheragingconflictfoundinthefollowingAppraisals.Still,justastheJoyAppraisalswerelesshappythanmightbeexpected,
thoseinContentionarelessevilthanthetitlesuggests.Undercertainconditions,conflictandcontentionplayapositiverole,whetherinthelawcourtsoronthe
battlefield.7Insomecases,punishment,evenwar,representstheonlyviablewaytosuppressevilandadvancethecycle.Inmakingthisargument,theMysteryshifts
theemphasisfromthecorrespondentChangeshexagram,whichusuallycondemnscontentionandconflict.
App.1:Contendbestbynotcontending.
Retiretoobscurity.
Fath.1:Incontending,notcontending
Means:Thisisthenormalcourse8oftheWay.9
TheopeninglineofbothAppraisalandFathomingliterallyreads,"Contendnotcontend."Thecommentatorsgivefourpossibleinterpretationsoftheline:(1)"Contend
beforetheoccasionforcontentionbecomesapparenttoobviatetheneedforobviouscontention"10(2)"Contendbestbynotbeingquarrelsome"11(3)"Tofighton
incontestableground''(i.e.,onthebasisoftheConfucianClassics),sothat"nothingcanovercome[him]"12and(4)"Abletofight,butchoosingnottofight,"areading
thatemphasizesthelatentpowerofthegoodperson.13
ThefirstinterpretationclearlydrawsuponearlyTaoistandLegalisttexts,whichenjointhesuperiormantosolveproblemsbeforetheybecomeapparent.Thisfitswell
withAppraisal1,sinceitfocusesonthebeginningofthecycle.ThesecondreadingrecallsthenatureofWater(theAppraisal'scorrelation),byshowingittobesoft
yetforcefulinerodingotherthings.Theritualact,whichalwaysexemplifiescourtesyandhumility,makestheactorequallygentleyetcompelling.Sincecourtesyand
ritualconstitute"thenormalcourseoftheWay,"paradoxically"thegentlestgamesteristhesoonestvictor."14
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15
App.2:AweaklingtriestoshoutbacktheRiver.
Fath.2:AweaklingshooingtheYellowRiver
Means:Howcansuchamanbereliedupon?
Theweakling,seriouslymiscalculatinghisstrength,thinkshecanintimidatetheYellowRiversimplybyhisshouts.16(Presumably,thethreattotheRivercomes
becausethisAppraisalcorrespondstoFire,Water'senemy.)Thefutilityoftheactshouldbeobvioustoall,thoughtheweaklingisblithelyunawareofhisown
incapacities.What'smore,theYellowRiverisseenasastorehouseofblessingsbyagrarianChina,sinceitisthemightyfountainheadofalltheriversintheNorth
ChinaplainthatbringlifegivingwatertothecropsTheweakling'sposturingagainstit,then,couldhardlybemoreinappropriate17orselfdefeatingComparethe
Chuangtzustorywhereastupidowltriesto"shooaway"aspiritbird:
InthesouththereisabirdcalledtheYanch'u...[which]risesupfromtheSouthSeaandfliestotheNorthSea,anditwillrestonnothingbutthe[marvelous]Wut'ungtree,eat
nothingbutthefruitoftheLien,anddrinkonlyfromspringsofsweetwater.Oncetherewasanowlwhohadgottenholdofahalfrottenoldrat.AstheYanch'upassedby,the
owlraiseditshead,lookedupattheYanch'u,andsaid,"Shoo!"18
Boththepoemandthestorymockludicrousactsofphysicalcourage.AsConfuciussaid,"Themanwhoisreadyto'beardatigerorrushariver'...thatisthesortof
manIwouldnottake."19
App.3:Archersamiably20contend.
Fath.3:Amiablycontendinginarchery
Means:Thenoblemanyieldstohisneighbor.
Confuciusremarked:
Gentlemennevercontend.Youwillsaythatinarcherytheydoso.Buteventhentheybowandmakewayforoneanotheringoinguptothearcheryground,whentheyare
comingdown,andatthesubsequentdrinkingbout.Thusevenwhencompeting,theystillremaingentlemen.21
Ritualarcherycontests,infact,providedapublicarenaforthedisplayofgentlemanlyconduct.Thesuperiormancompetes,buthiswayofcontendingtakesa
completelydifferentformfromthatofalesserman.Eventhoughhisfellowcompetitorsmaynotrecognizeit,thetruegentlemanisonlyconcernedlesthebeunableto
competewithothersinGoodness.22Thenoblemanthereforeyieldsgraciouslytohisneighbor,unlikethepettyperson,whoisintentonsuccessatanyprice.
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App.4:Thosewhobattleforpettyprofit
Neverachievepropriety.23
Fath.4:Attachedtopettyprofit
Means:TheRightWayisthenobscured.24
Thoughdesireforwealthandrankisperfectlynatural,aseventhemoststraitlacedConfuciansadmit,25itshouldnotoverriderighteousnessincasesofconflicting
goods.WhatdoesitprofitamantowinwealthiftheWayoftruehumanityislost?
App.5:Takingastandatthecrossroads,
Yieldsbenefitoneveryside.
Fath.5:Contendingatthecrossroads
Means:Theplacetofightisthecenter.
Thebestpolicyisnotpredisposedtowardsanyparticularline(thoughitfaithfullyfollowstheGood)goodpolicyrespondsflexiblytoeachcontingencyasitarises,
therebyachievingtheMean.26Thecrossroadsrepresentsthecentraljunctionofsomeninemajorhighways.Sincethekingcustomarilylocateshiscapitalatthe
crossroads,itsignifiestheking'scentralandcentralizingroleinhiskingdom.27Italsosuggeststhatconsensusshouldbereachedafterallargumentsregardingspecific
policyproposalshavebeensubmittedtothekinganddebatedatcourt.28Asaresultofstatewidecooperationandconsensus,theking'ssubjectsgravitatetohim.29
Theruler,then,secureshisownstrategicadvantagebybeingequallyopentoallsides.Meanwhile,hissubjectsbenefitnolessbytheprocess.30
App.6:Bicepsandforearmsasthickasshanks,31
Bloatedthighsandcalves:
Heserebodilyailmentsindeed.
Fath.6:Shanklikeupperarmsandlowerlimbs
Mean:Theytreatthesuperior32asservant.33
TheearlyHanstatesmanChiaYi(200168B.C.)describedthedisproportionatestrengthofthefeudalkingdomsvisvistheimperialdomain:
Theempiresuffersfromakindofbloatingillness,inwhichtheshinisnearlyasbigasthewaist,andthefingernearlyasbigasthethigh.34
Inotherswords,thetrunk(theemperor)isweakwhencomparedwiththesecondaryappendages(thefeudallords).Withthepowerofthefeudalkingdomsbroken
longbeforeYangHsiung'stime,thechiefthreatstothethronewereposedbychiefministers(conventionallyknownas"forearmsandthighs,"inthesamewaywe
mightsay,"righthand
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35
men")andimperialrelativesbymarriage. AdaptingthemetaphorofMasterChia,Yangwarnstheemperoraboutthedisproportionatestrengthofcertainfactionsat
court.Moregenerally,theMysteryinveighsagainstanysubordinatewhousurpshisleader'spower.Also,allsecondarygoals(e.g.,thoseforwealth,position,and
fame)shouldbeabandonedinfavoroftheprimarygoalofkeepingtotheWay.Why?InthewordsofoneHanphilosopher:
Thesmallisproperlyadjuncttothelarge....Theimportantandthelargeshouldhavethemeanstocontroltheunimportantandthesmall.36
App.7:Contendwithshieldandlanceandhelmet,
Butplacethemintheking'sheralds'service.37
Fath.7:Contendingwithshieldandlance
Means:Theyprotecttheruler'sperson.
Weaponsareproperlyemployedwhenusedforthepublicgoodtheiruseforselfishgainorforrevengeisstrictlyforbidden.Theking'sadvanceridersprotectthe
royalpersonashemakeshisprogressthroughtheempire,sotheirmartialspiritisrightlycelebrated.38TheOdespraise"theleadchariotoftheking'shost"and"the
commander...whoisapatterntoallthestates."39
App.8:Thewolffillsitsmouth
Withthearrowatitsback.
Fath.8:Thewolfcrammingitsmouth
Means:Hedoesnotturntoseetheharm.
WolvesepitomizeallthatiswickedandrapacioustothesedentaryfarmersofnorthandcentralChina.Heregreedcomesattheexpenseofwisdom.Sointentisthe
wolfupondevouringitspreythatitfailstonoticetheangryhunterorbow.(TheimageprobablycomesfromtheChineseconstellations,wheretheWoodenBowlies
directlybehindtheWolf.40Certainly,talkofgreedisalsoappropriatetotheStomachconstellationalignedwiththistetragram.)41
Themoralisclear:Greedisrisky,sinceitworksagainstone'slongterminterests.AstheHanproverbsays,"Incarryingoutearlymatters,don'tforgetthelater
ones."42Or,inthewordsofAesop,"Falseconfidenceistheforerunnerofmisfortune."43
App.9:Twotigers,teethbared.44
Whicheverholdsbacksurvives.
Fath.9:Twotigers,teethbared,
Means:Thevictorknowswhattorestrain.45
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Appraisal9representsextremeContention.Twotigersfaceoff,poisedfortheattack.Fullycognizantofthegravityofthesituation,thewilierofthetwoopponents
choosesretreat,foraviciousmaulingmeanscertaindeath.Inthis,thecunningtigerfollowsmilitarystrategy,whichadvises,"Whenpittedagainstanequal,better
retire."46Afterall,"Whichisdearer,yournameoryourlife?47
CorrelateswithHeaven'sMysteryYin
thephaseWoodandtheYiching
Hexagramno.18,Undertakings1the
Wu sunenterstheStomachconstellation,
No.26.Endeavor 14thdegree
April13(p.m.)April17
HEAD:Yangch'iexertsitselfinthetask[ofcompletingthings].2Allthings,conformingtheirhearts,takecontrolof3theirownaffairs.
Twoaspectsofyangch'i,bothalludedtointheHeadtext,appearatfirstglancetobesomewhatantithetical:thesinglemindednessofyangch'i4anditsfosteringof
individualityinthemyriadthings.(TheOnefosteringtheManyisathemethatisfoundinbothConfucianandTaoistteachings.)5Thegoodleader,ofcourse,imitates
bothaspectsofyangch'i.Hisunswervingdevotiontothepublicgoodisabsolute.So,too,ishisdeterminationtoprovideeconomicsecurityandsocialmobility
sufficienttoinsurethateachsubordinatecanfulfillhisownpotential.6OnlyinthatwaycantherealmofManbecomeasrichlyvariedasthephenomenalworldof
HeavenandEarth.Thesuccessofallendeavorsultimatelyrestsonunitedeffortsdrawinguponcollectivestrengthswithproperdirection,seeminglymiraculousfeats
canbeaccomplished.
App.1:Firstendeavorsfindnofocus.
Thepettymanisuselessafterall.7
Fath.1:Undirectedfirstendeavors
Mean:Orderisnottheprovinceofthepettyman.8
Toinitiateaprojectisanactofcreation.9Inlargepart,thesuccessoftheprojectwilldependuponitssponsor'scompletededicationtoafixed
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vision.Bydefinition,however,thepettypersonlackssinglemindedness.Whateverthingpassesbeforehiseyes,hedesireswhateverambitioncrosseshismind,he
pursues.Sincesustainedeffortandasenseofdirectionaremissing,nosignificantachievementispossible.Thepettypersonmaypridehimselfonhisflexibility,butin
realityhisprioritiesareconfused.AssigningproperrelativevaluetopersonalgoalsisthefirststeptowardestablishinghumanorderfortheearlyConfucians.Small
wonder,then,thatthepettypersononlyincreasesdisorder.
App.2:Seekingforhimselfthenewandfresh,
Itsfragrancepure,refined,andrare
Suchistheconductofthenobleman.
Fath.2:Forhimself,seekingthenewandfresh
Means:Lightandglorysuffusetheself.10
ManyancientChinesetextsenjointhewouldbesageto"dailyrenewhisvirtue"11byselfassessmentandreform.Thegoodpersonisalsoonewhoseekstorenewthe
hallowedtraditionofthesagesbyapplyingtheirgeneralprinciplestothespecificsofhislife.12Throughthisprocessofcultivation,hecomestoepitomizeallthatisnew
andfresh,rareandrefined.Thiskindofmoralbrilliance,itshouldbenoted,stemsfromhardwork,notfromluckorinnategenius.Withhisdedicationtomorality,he
isnotonewho"seeksgreatblessings[only]forhimself."13Overtime,theindividual's"fragrance"enhances(i.e.,"perfumes")thequalityoflifeinhisentirecommunity.14
App.3:Ifneitherfetterednorconstrained,
Men's15mindsrotandspoil.
Fath.3:Neitherfetterednorrestrained
Means:Theirbodiesarenotintact.
TheTaoistclassicsatpointsespouseareturntoprimitivismandasublimedisdainforconventionsandculturalbaggage.TheMysterydirectlycontradictsthemon
thesepoints:Withouttherestraintsimposedbyeducationandtraininginritual,thediscriminatingmindremainstooundisciplinedtodevelopitscapacitiesfully.16When
themindmalfunctions,itsjudgmentiscloudedbeforelongthebodywillsuccumbtoavarietyofills:"Theirbodiesarenotintact."17Selfabuse,mutilatingpunishments,
evenexecutionmaybeinstoreforthefuture.
SinceAppraisal3isalignedwithWood,onecommentatorseesadescriptionofatreeinfestedwithvermin18orinsects("Itscorerotsandspoils").Ifthetreeisto
survive,theaffectedbranchesmustbeloppedoff.Byanalogy,thewouldbesageruthlesslycutsoffthatpartofhimselfwhichisliabletorot.19
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App.4:Thearrowseemstoflyitself
Withthehelp20offeathers.21
Thecanopyisbornealoft,thecartconveysit.
Fath.4:Thearrowandcanopiedchariot
Mean:TheirWayisexemplary.22
Usingstandardmetaphorsofhistime,YangHsiungsuggeststhebenefitsofproperallianceandhighposition.23Thoughthearrowappearstorise"byitself,"itcannot
flyunlessthefeathersonitscentralshaftarestrongandproperlyarranged.Similarly,thecanopy(symbolofpoliticalauthority)24willshadethechariotonlyifitis
connectedwithasturdycarriagepole.Thelessonisclear:Noman,howeverworthy,canexpecttosucceedifhefailseithertomakestaunchalliesortoposition
himselfcorrectly.Forthisreason,friendsandassociatesmustbechosenwithextremecare.25
Perhapsthereaderisalsomeanttoconsidertheroleoftheunseenwindinconnectionwithbotharrowandcanopy.Thewindsymbolizessuasiveexampleby
charismaticvirtue.26Inthatcase,thearrowshaftmightrepresenttheking'spolicythefeathers,hisofficials27andtheair,theinvisibleyettransformingeffectofkingly
virtueonthepeople.Asforthecanopy,onlythecurrentsofthewindkeepitfullyopensothatitadequatelyprotectsthosebelow.28
App.5:Allthespider'sarduouslabor
Cannotmatchthesilkworm'scloth.29
Fath.5:Thespider'sendeavor
Means:Thereisnobenefittoman.
Boththespiderandthesilkwormspinmarvelousthreadsofequalstrength,durability,andbeauty,butonlythesilkworm'sproductsareofusetomankind.Inaddition,
thespider'swebisdesignedtodestroy,whilethesilkworm'scocoonfostersitsowndevelopment.30Industry,howeveradmirable,isnotequivalenttoGoodness.Asa
passagefromtheDocumentssays:
Avoiddoingwhateverisofnobenefitifitinjuresthatwhichbenefits.
Onlythenwill[merit]becomplete.31
App.6:Whenblossomandfruitsmellsweetest,
Thatisthetimetousethembest.
Fath.6:Fragrantblossomsputtogooduse
Means:Theybenefitthepresentyear.32
Flowersandfruitswhenfullyripearepleasingtosmellandtotaste.Thatisthetimetheyshouldbeeaten.Byanalogy,thepersonoftruecul
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33
tivationgivesoffakindoffragrancebecauseheisboth"refinedandofsubstance"(apuninChineseforthebinometranslated"blossomandfruit"). Healsoshould
beputtoimmediateusebyhissuperiors.
App.7:Onceitsfragranceislost,
Thereisnoplacetogo.34
Fath.7:Losinghisfragrance
Means:Virtuetherebyfades.
Herethefragranceofselfcultivationisdestroyed.Theindividuallacksallsenseofmoraldirection,asinAppraisal1.Butsincethetimeislater,thisnowmattersmore.
Decayproceedsfromtheinnercore.35Itisequallydistressingtowatchthisinanexquisiteflowerorinahumanbeing.
App.8:YellowCenter:heescapescalamity
Becauseheisproperlyaligned.36
Fath.8:YellowCenter,avoidingcalamity,
Means:Heisattunedandthusupright.
Appraisal8occupiesthecentralpositionintheunitofAppraisals79assignedtoCalamityhence,centralityisplayedoffagainstcalamity.Yellow,ofcourse,isthe
colorassignedtothecenteritissaidtoharmonizeandbalanceitscounterparts.Forthisreason,theyellowcentersignifiesinnervirtuedirectedbytheMean,which
workstoestablishanequilibriumamongtheemotions.Calamitymaybeavoidedifwesticktothepathofmoderationandmediation,evenattheperilousendofthe
cycle.
App.9:Thetaskcomplete,hedefeatshimself.
Raindropsform,37onlytofall.
Fath.9:Thetaskcomplete,selfdefeat
Means:ThisisnotHeaven'sDecree.38
WithAppraisal9,"endeavor"reachesitsculmination.Theraincloudssymbolizefutiletasks,forassoonasindividualraindropsaccumulate,theydisperseinashower.
Whentheindividualfindsthathishardworkhasaccomplishednothing,heshouldnotblamehisfailureonHeavenoronfateoronsomeinherentflawinhumanbeings.
Clearly,thefaultlieswithinhimself.Perhapshetendstoarroganceorexcessperhapsheunwiselyignoresprevailingconditions39perhapssuccesshasgonetohis
head.Apparently,heignorestheproverb,"Whenthetaskisaccomplished,theWayofHeavenliesinretreat."40
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CorrelateswithHeaven's
MysteryYangthephaseMetal
andtheYichingHexagramno.18,
Undertakingsthesunentersthe
Shih Maneconstellation,4thdegree
No.27.Duties
April18April22(a.m.)
HEAD:Yangch'igreatlystimulates1andshedlightsontheduties[ofthemyriadthings].2Thingsexpandandexpand3accordingtorule,eachoneexertingitsown
strengthtothefullest.
Yangch'iwaxesevergreater,impartingstrengthandintelligencetoallthemyriadthings,sothateachfulfillsitsintendedrole.Asyangch'iistophenomenalthings,so
theruleristothemasses.Thecommonpeoplelearntheirsocialdutiesthroughthesuasiveencouragementoftheruler.Sinceasinglehexagramprovidestheprototype
forboththistetragramandtheprecedingone,Tetragrams26and27aregenerallysimilarinmessage.Thereis,however,asubtleshiftinemphasis:InEndeavor,the
focuswasonregulatingactioninDuty,themainthemeistheproperdivisionofsocialresponsibilities.4
App.1:Service,withoutservingnarrowends
Leavesnothingleftunserved.
Fath.1:Servingwithimpartialservice
Means:HeproceedsbytheWay.
MostcommentatorsreadthefirstlineofAppraisalandFathoming(literally,"Servewithoutserving")asacelebrationofwuwei("nonpurposiveactivity")inNature.In
support,theycitethefamousLaotzupassage,"TheWaydoesnotact,yetnothingisleftundone."5Still,YangHsiung'sModelSayingsstronglyobjectstowuweiin
government(whatwemightcalllaissezfaire),arguingthatwuweicanonlyworkinanalreadyperfectsociety.6Forthatreason,Iofferadifferentreading,onewhich
emphasizestheimpartialnatureofGoodness.AsConfuciussaid,thegoodmanrefusestoalignhimselfwithaparticularfactionorcauseinstead,heonlysideswiththe
Right.7Thesamelines,however,couldalsomeanthatthesuperiormandoesnottakecreditforhismerits(servingwithoutclaimingtoserve).8Or,thatthegentleman
actswithsuchmasteryofritual(inthewordsoftheChanges,heis"simple"and''easy")thatheserveswithoutseemingtoserve.9
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10
App.2:If,whenoutcomeshingeonchoice,
Herefusescounseloradvice,
Heforfeitsanytoken11ofhiswit.12
Fath.2:Seekingneithercounselnoradvice
Means:Hiscomprehensionislost.
Asingledecisioncouldswingthecourseofeventseitherwayhence,themetaphorofthepivot.Atsuchcriticaljunctures,thewisepersonconsultswidelyamong
friendsandadvisorstodevisethecorrectpolicy.TheConfucianClassicscreditthesagekingsofthegoldenpastwithcullingadvicefromawidespectrumofsubjects,
fromhumblewoodcuttersandfishermenaswellasworthyministers.Thefamous"GreatPlan,"forexample,tellstherulertoconferwithnofewerthanfourseparate
classesofadvisors:thesacredbeings(throughturtleandmilfoildivination),thechiefministers,theminorofficials,andthecommonpeople.13Afterall,"Hewholikesto
askbecomesenlarged.Hewhoonlyuseshimselfgrowssmall."14Confuciushimselfsetanexampleof''inquiringabouteverymatter."15Despitethesemodels,thepetty
personistooarrogantortooimpatienttoconsultothers,evenatacrucialturningpointinaffairs.Notsurprisingly,hisplansgowildlyawry.
App.3:Opportunitiescomeandgo,
Thegapbetweenthemfinerthanahair.
Fath.3:Timegoesandcomes,
Meaning:Hehastens,lesthefail.
Appraisal3marksthetransitionfromthoughttoaction.Bydefinition,alltransitionsshouldbe"timely"16insofarastimeisenvisionedasaseriesofdistinctmoments
separatedbyimperceptiblebreaks.Pastandfuture,afterall,aredividedbythatsingleinstantwecallthepresent,whosedurationisnogreaterthanahairiswide.The
wiseandcultivatedpersonlaysthegroundworkforswiftactionthat"seizesthemoment"whenhecarefullyanalyzesthemaincategoricalrelationsinthecosmos.As
timelyopportunityapproaches,"hehastens,lesthefail,"knowingthateitherprematureorbelatedactionmaybefataltothesuccessofhisplans.17Thispoemgivesa
newtwisttotheHanproverb:"Offbyahair'sbreadth,/Missedbyathousandmiles."18
App.4:Thoughmendowomen'swork,19
Theycannotsubstitute20insuckling.
Fath.4:Thatamandoeswomen'swork
Means:Henegateshisduty.
InearlyChina,hierarchicalrelationswerebasedchieflyonage,gender,andeducationalattainments,thoughwealth,ofcourse,playedits
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part.Anoutrageousexample,thatofmensucklingchildren,ismeanttoprovethenaturalbasisforthesociallawofstrictseparationingenderroles,andbyextension,
allaspectsofthesocialhierarchy.Here,with"mendoingwomen'swork,"humansconsciouslyoverturnthefundamentalyin/yangvaluesoperatinginthecosmos.In
consequence,thesocietyhasnohopeofattainingthatidealstatewhere"eachattainshisorherproperrole"bymaximizingtheindividual'sinnatepotential.TheTso
Commentarylamentsanycasewhere
thewomanhasherhusband'shouse,andtheman,hiswife'schamber....Anydeviationissuretoleadtoruin.21
App.5:Servingasdutydemands,22
Thekinggrants23himprovisions.24
Fath.5:Doinghisduty
Means:Hefulfillstheburdensofhisoffice.25
Appraisal5referstotheruler.Itistheruler'sprerogativeanddutytodispenserewards,punishments,andritualfoodstohissubjectsandalliesinordertomaximize
goodorderinthestate.26Aftertherulertastedthesacrificialmeatsofferedtothegods,itwascustomarytodistributeportionstoofficialsofprovenmerit.Everyritual
actrepresentsanexchange.Officialsreconfirmedtheirallegiancetotherulinghouseinreturnforreceivingthephysicalandspiritualbenefitspresumablyderivedfrom
suppingonthesacredofferings.Theruler,forhispart,musttakegreatcaretoascertainthetruemettleofhismen,lestthegodsbeinsultedandthestateberuinedby
unworthyofficials.
App.6:Thoughtheburdenisgreat,heshouldersitalone,
Besetby27unresolvedproblems.28
Fath.6:Graveresponsibilities,actingalone
Means:Howcanthisbeborne?
Thegoodandwiseleadernevermakesamajorpolicydecisionwithoutconsultinghissubordinates.Sincechangesinpolicyaffectsomanyothers,thoseinpower
shouldnottrytobeartheresponsibilityalone.Themoretheparticipantsinthedecisionmakingprocess,thefewerthestupiddecisionsthatwillbemade,forthegood
reasonthat"manyheadsarebetterthanone."Andifthebestlaidplansstillgoawry,atleastthepositivesenseofcommunityengenderedbytheconsultativeprocess
willoffsetsomeofthedistintegratingeffectsofpoliticalfailure.29
App.7:Thegrownmansupportstheorphanchild.
Theyoungboyliftsajar.
Fath.7:Thegrownmanraisingtheorphan
Means:Thechildknowswhattodo.30
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ThesocialstructureinChinaisunderpinnedbyreciprocal,yethierarchicalrelations.Thedoctrineoffilialpietystipulatesthatthechild'sobligationstoitsparentsare
nearlyabsoluteitissaidthatthechildcanneveradequatelyrepayhisparentsforthegiftoflife.Hereanoldermemberoftheclandecidestorearanorphan.This
impliesthathewillfeed,protect,andeducatetheyoungboy.Insuchacase,theorphan'sobligationsexceedeventhenormaldemandsoffilialpiety.Asifto
acknowledgehisdebt,theyoungboyraisesthejar,acceptinghisdutytofeedhisprotectorandactaswillingservant.Wheneachmemberofthefamilyacknowledges
hisdebtstotheothers,eachrespondsbymakinghisorherseparatecontributiontotheunit.Theidealruler/officialrelationisanalogous.Theruleragreestoprovide
economicsecurity,physicalprotection,andasuasiveexampleforhissubjectsinreturn,thesubordinatesofferloyaltyandtaxes.Reciprocityistheessentialrootof
Chinesehierarchy.
TheCh'ingscholarYYehbelievesthat"orphan"isamisprintfor"bow"31theelderliftsthebowastheyoungerraisesthewinejar.Again,thelessonwouldbethat
eachagehasitscharacteristicactivitiesandappropriateresponsibilities.Theelderprotectswhiletheyoungerserves.
App.8:Whenwomendomen'swork,32
Aftertenyears,they'restillunteachable.33
Fath.8:Thatawomandoesaman'swork
Means:Finallythefamilywillnotprosper.34
ThepoemreversesthesituationpresentedinAppraisal4,thoughthemoralismuchthesame:menandwomenshouldnotchangeroles,lestfamilyharmonyand
prosperitybeundermined.Ifayoungwomanweretotakethepositionoffamilyhead,shewouldbecomeunteachableintwosenses:first,shewouldfindherself
ignoringtheadvicegivenbythosewhowereconsideredtobehernaturalsuperiors(adultmalesinthefamily,includingherhusbandandfatherinlaw,andwomenof
thepreviousgeneration):second,herinitiativeswouldrepresentafundamentalchallengetothemostbasicofwhatwereheldtobe"natural"lawsbytheChinese.
Similarly,theappointedofficialshouldneverpresumetousurphisruler'sposition.
App.9:Itoffendstheearbutsetsthetoeontrack.
Thematterwillgoright.35
Fath.9:Offendedears,complianttoes
Mean:Contrarytalkmakesforobedientconduct.36
ThepoetryinChineseisvividinitssharpjuxtapositionofthreeverbsofposition.Hereweseeanindividualwho,afteroverheatingunpleasanttruthsabouthimself,
finallycorrectshisbehaviorandfollowsinthefoot
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37
stepsofthesagerulers.Displeasingtalkultimatelybringsmarkedadvantages,as"Loyalwordsoffendtheearsbutbenefitconduct." Afterall,strongmedicinemust
bebitterifitistoeffectthecure.
CorrelateswithEarth'sMysteryYin1
thephaseWaterandtheYiching
Hexagrarnno.49,Molting[andso
Renewal]thesunenterstheMane
constellation,9thdegree2theClear
Keng Brightnesssolarperiod
No.28.Change
April22(p.m.)April26
HEAD:Yangch'i,alreadyflyingup,3alterstendenciesandshiftsforms.Thingschangewithregardtotheirspiritpotencies.4
InYang'sschema,Tetragram28beginsthesecondofthreedivisionsoftheMystery,correspondingtothetriadicrealmofEarth.Earthis,ofcourse,alignedwith
centerbothinthetriadHeavenEarthManandinthefivedirectionsandPhases.AccordingtotheChanges,"WhatestablishestheWayofEarthis[theinteraction
between]weaknessandfirmness."5TheYichinggoesontoargue,"Onlythroughchangeandtransformationcanallthingscometoperfection."6
YangHsiung'sownautocommentariesgive"makingnew"asthemainthemeofChange.7PerhapsYangwasthinkingofthetheHanLustrationfestival,precursorofthe
familiarCh'ingmingfestival,whichcelebratedthispossibilityofrenewedlifeaftertheearthhasescapedtheruinousclutchesofwinter.8Thedayslengthen,vegetation
turnsverdantgreen,andmigratingbirdsreturnasharbingersofspring.
Nodoubtsuchwelcomechangesaresupportedbythegrowthofauspiciousyang.Theupwardthrustofyangch'ileadsmanythingstoriseabovetheiroldselves
(literallyandfiguratively),yetthemetamorphosisisaccomplishednaturally,withoutovertchaos,destruction,orcoercion.Traditionsaysthatthisisthetimewhen
scorpionsbecomedragonflies,fieldmiceturnintoquail,andcrow'sfeetarechangedintobutterflies.IntheworldofMan,theupwardflightoccursthroughself
cultivation.Andjustasflightdependsupontheinteractionofstructuralpatterns(inthewing)andunseencurrents(inthewind),thehumanpotentialformoral
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elevationreliesupontheinteractionofstructuralpatternsinsocietyandunseentendenciesinthespirit.
Thistetragramshowsliferesurgentandmoralliferetrievedfromevilhabits.Thoughchangeofanykindcallsforcaution,changeatthistimeopensthewayfor
generallypositivedevelopments.9
App.1:Havingevolvedindarkness,
Itisnotright.
Improprietyseemslikenature.10
Fath.1:Darklychanged,proprietiesblocked,
Means:Inyouth,11healtershiscourse.
Deepatthecoreofhisbeing,12theindividualhasneglectedtodevelopthepotentialforgoodnessthatisendowedwithhumannature.Asheaccustomshimselftoevil,
itbecomeshissecondnature.Suchabasicdistortionofhumannaturecanseemnaturalenough,especiallywhenchangesarecarriedoutgraduallyovertheyears.13As
oneHanphilosopherobserved:
Whateveriscompletedduringone'syouthseemslikethehumannaturesentbyHeaven.Whateveriscustomarycomestoseem"natural."14
Still,theimplicationsofsuchchangescouldnotbemoreprofound.ThroughhisfailuretodevelophisinnatepotentialforGoodness,thepettypersonlosestheonly
characteristicthattrulydistinguisheshimfromthebeasts.Itisespeciallyimportant,then,totakecareatthebeginningandattendtothebase.
App.2:ThetimeisSeven,thetimeisNine.
Thecarriagerollsonitsway.15
Fath.2:Timelyseventimes,timelyninetimes
Means:Withoutfail,hefaceschange.
Byconvention,both7and9asoddnumberssymbolizeyangch'i.Inaninepartcycle,theywouldcorrespondtomaturityanddecline.Theremayalsobenumber
magicatworkhere:Since2+7=9,Fire(PhaseforAppraisalnos.2and7)andMetal(Phaseforno.9)areindirectopposition,andsochangeoccurs.16Still,the
Mysteryseldomdiscussesmaturity,letaloneirrevocabledeclinethisearlyinitssequenceofAppraisals.Probably7and9merelystandforrepetitivechange.Likethe
carriagewheel,lifemovesinexorablyoninitsjourney.Themoralpersonmakessufficientpreparationtoinsurethatthetripgoesassmoothlyaspossible.Healso
adjustshisconductcontinuallyalongtheroad,thebettertoconformwitheverchangingcosmic,political,andpersonalcycles.17Then,whetherfacedwithprosperityor
materialfailure,heisablerespondappropriatelytocircumstances,andbetterabletoupholdtheconstant
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normsunderlyingphenomenalchange.Sincethesageisnotfixatedonasinglemodeofoperation,hecanexperienceendlesstransformationswithoutdamagingthe
self.Inotherwords,thesagecanalsobe"timelyseventimes,timelyninetimes.18
App.3:Whitethingsinmud
Turnblack.
Fath.3:Changingwhiteinmud
Means:Changedoesnotenlighten.
Apopularmetaphorcompareshumannatureatbirthtoundyedsilk,whichisthencoloredbytrainingandexperience.19Moralimprovementshouldworktoturnevil
intogood,blackintowhite.Here,bycontrast,materialofpristinepurityissteepedinfilth.Thissuggeststheeffectonthesoulofbadcompanions20orbadcustoms.
Thatnogoodcancomefromthisisclearlyshowninapunbywhich"black"alsomeans"calamity."21
App.4:Witheachchange,slightgain
Inuse,nothingbutprofit.
Fath.4:Inchange,slightgain
Means:Thisiswhatthepeoplelookto.22
Appraisal4markstheBeginningofGoodFortune.Severaltypesofgoodfortunemaybepredictedbytheselines.Inonereading,theincrementalpoliticalandcultural
changesinstitutedbythesagerulereventuallyleadtomarkedsocialimprovements,thoughthereformslargelygounnoticedbythesubjectpopulation.23(Certainly
YangHsiungstronglyopposedLegalistmeasuresongroundsthattheyinstitutedmassivechangesofnorealbenefittothecommonpeople.)24Or,perhapsthegood
ruler'slackofgreedletshimrestcontentwithslightpersonalgainsolongashispoliciesbenefitthecommonpeople.25
Inanotherreading,thegradualaccrualofseeminglyinconsequentialactsofcourtesyandconsiderationdevelopsthehumancharactercapableofforgingstrong
communitysothat"notausebutprofits."26
App.5:Oxenwithouthornsorhorseswiththem
Existneitherinthepastorpresent.
Fath.5:Hornlessox,horsewithhorns
Means:AchangeinHeaven'sconstants.
Amatureoxalwayshashornswhileahorseisalwayswithoutthem.SoundisputablyclearisthisdistinctionthatearlyChineseLogiciansusedthefiguresofhorseand
oxasstockexamplestodemonstrateabsolutelyseparatelogicalcategories.27Hereeternalconstantsareoverturned,whichcanonlyhavedisastrousimplicationsfor
humansociety.Withthe
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28
eternalveritiesignoredordisputed,societyentersastateofchaos,inwhichfewcanhopetorealizetheirfullpotential.
App.6:Inwater,theyrideoncarts,
Outofwater,theygobyboat.
Truekingsrightlyreversethem.29
Fath.6:Cartsandboats,inandout,
Means:Hiswayischange.30
TheChangesinitsGreatCommentarycelebratesthesageking'sinventionofvarioustools,includingcartsandboats,inimitationofsacredimagesinHeavenand
Earth.Thankstosuchinventions,mankindhasmovedfromprimitiveexistencetoadvancedformsofsociallife.Itwouldbefoolish,evendangeroustoignorethe
inspirednatureofthesages'inventionsandtrytoreinventthewheel.Bythesametoken,thoughtlesschangesincustomarylawsandinstitutionsproveworsethan
useless,evenpositivelydestructive.
Nothingisasgoodasaboatforcrossingwater,nothingasgoodasacartforcrossingland.Thoughaboatwillgetyouoverwater,ifyoutrytopushitacrossland,youmaypush
tillyourdyingdayandhardlymoveitanydistanceatall....31
Effortiswastedandculturedisrupted.Thesageruleractstorestoretheperfectharmonybetweenthehumanandnonhumanworlds.
App.7:Thoughchangetheyshould,theydon't,32
Andthuscreatetheill.33
Fath.7:Changeunchanged
Means:Theycannotimprovethemselves.34
Appraisal7correspondstotheBeginningofCalamitypresumably,somemeasureofadjustmentisneededintheselaterphasesofthecosmiccycleifthebalanceisto
bemaintained.Inthepoliticalworld,menshouldconsiderthewarningoftheConfucianmaster,TungChungshu(?179?104B.C.):"Tomakegovernmentpolicyand
thennotcarryitoutisveryserious."35AsonepassageinthefamousChroniclesofMr.Largues:
Astimeschange,itisfittingtochangethelaws.Itislikethegooddoctor.Asanillnessgoesthroughtenthousandchanges,sohisdrugsmustmaketenthousandchanges....
Theonewhomakeschangesinthelawmustmakechangesonthebasisofcontemporaryconditions.36
Thoughthetranslationfollowsthereadingfavoredbythecommentators,giventhelinguisticcompressionofthefirstline(literally,"Changenotchange"),theAppraisal
couldalsomean:
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Tochangewhatshouldnotbechanged.
Andsotocreateinfirmity.
Tochangewhatshouldnotbechanged
Means:Unabletoimproveoneself.
Inthissecondreading,thefoolishrulermeddleswithjustpoliciesorthefoolishindividualworkstochangethosequalities(likeloyaltyandgoodfaith)thatareworth
preserving.
App.8:Whenateamoffourwon'tbudge,37
Onecanalwayschangethedriver.
Fath.8:Thattheteamoffourwon'tbudge
Means:Changingthedriverwillhelp.38
Thedriverisastockmetaphorfortherulerofthestate.39Whenthecurrentrulinghousecannoteasesocietalfrictionandsolvestubbornproblems,Heaven'sMandate
maysoonbetransferredtoanewdynasticline.Notethatthepeople(inthepoem,theteamoffour)arenotblamedfortheirdisloyalty.Itisthedriverswhoare
blamedformisruleinthestate.Therulermusttakefullresponsibilityforhissubjects'welfare.40
App.9:Ifhedoesnotpersistinvirtue,41
Inthreeyears,he'llbereplaced.
Fath.9:Flaggingvirtuereplaced42
Means:Aninabilitytoendure.
Chinesetraditionrecognizestheneedforthreeyearstoeffectamajorchange.43Bytheendofthistrialperiod,weseetheindividualenteringtheclimacticfinalstages
offailureoccasionedbyhisinabilityordisinclinationtoreform.Ifhepersistsinerror,hewilllosehisauthority,possiblyevenhislife.
CorrelateswithEarth'sMysteryYang
thephaseFireandtheYiching
Hexagramno.43,BreakingThrough
[andso,Resolution]thesunentersthe
Tuan Netconstellation,3ddegree
No.29.Decisiveness
April27May1(a.m.)
HEAD:Yangch'iisstrongwithinandfirmwithout1sothatinactingtherecanbeadecisivebreakthrough.
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Tetragram9earlierintheyearspokeofyangch'ias"strongwithinbutweakoutside."Nowthatweareinthelatterhalfofthespringseason,thebalancebetweenyin
andyangthatobtainedatthevernalequinoxhasgivenwaytotheclearsupremacyofyangch'i.Withyanginfullcommandofitspowers,italsoworksto"strengthen
whatiswithinandfirmtheoutside"ofthemyriadthings,spurringontheirdevelopment.2Allthisisinherentlyauspicious,especiallybecauseoftheperfect
correspondencebetweeninnerandouter.AstheChangestellsus,innerintegrity,strength,andsteadfastnessarepreconditionsforgrowthinthedirectionof
brilliance.3
TheAppraisalsplayuponthefullrangeofmeaningsassociatedwiththecharactersinthetitleofthistetragramandwiththecorrespondentChangeshexagramno.43.
Thetitlecharacterforthistetragrammeans"tocut"and,byextension,"todecide"or"toactresolutely.''Thesamegraphcandescribethe"incisivemind."Thegraph
usedforthehexagramtitlehastherootmeaningof"toopenapassage."Fromthisithastheextendedmeaningsof"tocutofforopen,"and"decisiveness."Italso
relatestocallstoarms,weapons,captivesofwar,andcriesofalarm,allofwhicharementionedbelow.
App.1:Hisresoluteheartdestroysanax,
Stillhekeepshissquareandchalklinehidden.
Fath.1:Thedecisiveheartdestroyingtheax
Means:Theselfisruledfromwithin.4
SincethispoemmarksanauspiciousBeginningofThought,itindicatesaheartthatdiscernsrightfromwrong,thoughitsstandardsremainhidden.5Thewillisproperly
setontheGood,asweseeinthereferencetoacarpenter'schalklineandsquare,whichbothsymbolizetheabilitytoapplyprinciplesofgoodordertothetasksat
hand.Still,theMysterydoesnotentirelyclarifytherelationofhearttoax6Inthistranslation,7theMysteryclaimsthatthecuttingedgeofthewellorderedmindisfar
morepowerfulandincisivethanthebladeoftheax.Certainly,theChinesearefondofproverbswhereanintangibleactivityeasilyvanquishesstrongobjects,for
example,"Themouthsofthemasses[i.e.,theirwaggingtongues][arecorrosiveenoughto]meltmetal."8Still,thefirstlineofAppraisalandFathomingcouldalsoread,
"Thedecisiveheart,thedestructiveax,"implyingaparallelbetweenheartandax.Doheartandaxactinconcertordotheyworkinopposition?Iftheaxstandsfor
interdictionorpunishment,theaxmaybetheexternalcounterparttotheinternalconscience.9Whentheinternalizationofritualguidelinesisincompleteforanyreason,
agoodpenalcodeandthethreatofpunishmentmaymotivatethehearttoclarifyrightfromwrong.Futurepunishmentsmaythenbeavoided.10Inotherwords,solong
asthediscerningmindpolicesitsownactivity,thebodycanavoidfutureharm.11
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12
App.2:Whendarkdecisionsbreedadversity,
Thefaultliesin13stoppinguptheears.
Fath.2:Obscuredecisionsobstructing
Means:Thecenterheart14isuncertain.
Westernphilosophyoftenassumesthatthesensesunderminethemind'sfunctioning.15PriortothecomingofBuddhism,earlyChinesephilosophy,bycontrast,
assumesthatperceptualknowledgederivedfromthefivesensesisabsolutelycrucialtothecorrectoperationoftheheart/mind.16Hereoneofthefivesensory
receptors,theear,hasbeenblocked.InearlyChinesetradition,theearisparticularlyassociatedwithmoraldevelopment.17Wheninsufficientordistortedinformation
isreceivedbythemind,itspowersofdiscriminationareseverelyhampered.Themindisthrownintoconfusionsothatitsdecisionsarefaultyoritlacksdecisiveness.It
wouldbehighlydangeroustoproceed.
Onanotherlevel,goodadvisorsactas"ears"totheruler.Thepoemmaydescribe,then,thefailureoftherulertofollowtheexcellentadviceofhiscounselors.18
App.3:Clearing19hisblockedupearsandnose20
Willhelptocurethecorruption.
Fath.3:Clearinghisobstructions
Means:Whateverplanshehaswillbenefit.21
Those"havingplans"areworthycandidatesforofficewhodesiretohavetherulerimplementtheirideas.22Therulerridshimselfofbadadvisors,23especiallythose
whowishtoblockthecareerpathsofbettercandidates.Or,heexciseshisownworstimpulses,sothatheismorereceptivetogoodcounsel.24Onceinnerandouter
corruptionhavebeencleared,allcanbenefitfromtheadvice.
App.4:Ifhewronglydecidesaboutus,
Hisundeservedwagesbringshame.25
Fath.4:Wrongdecisionsaboutus
Means:Drawinghissalaryisshameful.
Appraisal4inYangHsiung'sschemaisreservedfortheranksofofficialshereitalsocorrespondstoinauspiciousnight.Thisofficialisincapableofdevisingcorrect
policy.26Therefore,heshouldbeashamedtodrawhissalaryheshouldsubmithisresignation.AstheOdessay,"Oh,thatgentleman!/Hewouldnoteatthebreadof
idleness."27
App.5:Oncethebellyisresolved,
Thelegs28arefreetoact.29
Withthenoblemandecisive,30
Thelittleguysurvives.
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Fath.5:Setfreethroughgreatgutsyresolve
Means:Indecisiveness,orderisattained.
Appraisal5correspondstotheruler.Sincethebellyisboththecenterofthebodyanditsstorehouseofenergy,itsymbolizestheruler.Thethighsstandforhischief
ministers,thoughwewouldtalkof"righthandmen"instead.31Thelimbsdependuponthebelly,justastheministersdependupontherulerforguidancethebelly
functionsastheseatofmoralcouragewhilethethighsacttocarryoutthe"greatresolve."32SincethisAppraisalisauspicious,bellyandthighactinconcerttoinsure
thesurvivalandsecurityofthecommonmanthroughjustgovernmentpolicy33Nosubjectofthestateneedfearwrongfulimprisonment.Andsincetheruler'sown
resolutioninfluenceshissubordinatesforthegood,theythemselvesdevelopastrongmoralsense.34
App.6:Decidingnottodecide
Withyourenemiesnearby
Laterattractsthebattleax.35
Fath.6:Decidingnottodecide
Means:Crimeovertakeshisperson.
Thelargebattleaxisreservedforthedecapitationofcriminalsorenemiesitisneveremployedinpeacefulactivities,suchasagriculture.Theindividualwhofailsto
distinguishtherightcourseofactioninatimelyfashionriskshisrank,andpossiblyevenhislife,ashisfoeswillquicklyseizeuponhishesitation.Hisowndownfallthen
occurswithrelativeease,eitherindirectly(becausethecontinuedpresenceofevildoersinsocietyweakensitsveryfabric)ordirectly(becausehisenemieslauncha
campaigntowrestpowerfromhim).
App.7:Whenkengcutsthroughchia,36
Myheartissteady.37
Laterthegloryisours.38
Fath.7:Kengcuttingthroughchia
Means:Dutycutsthroughhumanfeeling.
InthecomplexsystemofYin/yangFivePhasescorrelationsthatlinkthedirections,thecalendar,andthevirtues,keng(alliedwithMetal,thewest,socialduty,and
punishments)conquerschia(alliedwithWood,theeast,humaneness,andsuasiveexample).SinceAppraisal7representsthematurephaseofthecycle(tiedtoyin
ch'i,harvests,andpunishments),kengisproperlyinascendancy.
Humanenessdescribesactsthatacknowledgewhatisdueallmenbyvirtueoftheirhumanity.Socialduty,bycontrast,referstothefulfillmentof"graded"obligations
determinedbyvariationsinsocialandkinshipranks,gender,andseniority.39Theerahaspassedwhencompassionand
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empathyisappropriateithasbeensucceededbytheuseofsomewhatsternerstandardsofjustice.TheMysteryprobablyalludestoapassageintheclassicBookof
Documents:"Whensternnessovercomeshislove,thenthingsaresurelybroughttoasuccessfulconclusion."40
App.8:Heattacksvaliantdwarfs,41
Butgraciouslypardonshighwaymen.42
Fath.8:Decisionsfavoringhighwaymen
Means:Hemakesdecisionsrecklessly.
Thecorruptorincompetentofficialoppressesthe"littleman,"whomayrunafoulofthelawthroughignorance,43whileheletstheworstoffendersgofree.Thoughthis
officialisadmittedlydecisive,hisactionssubvertthegoodsociety.
App.9:Thefinelyhoned44bladeoftheax
Isthesignofthecarpenter.45
Fath.9:Theaxsoshinybright
Means:Itisgoodforattackingchaos.
Appraisal9representstheEndorExtremeofCalamity.Thoughsocietyisalreadytosomedegreeinchaos,controlcanstillbereasserted,giventheavailabilityof
propertools.Thebladesymbolizesboththearmyandthepenalcode,sincebothentailtheuseofweapons.46Thatitishighlypolished(or,possiblycurved)is
significant,sincethatallowsittosevercleanlywithoutslipping.47Luckily,therulerisheirtovariousgoodtools,includingsocialinstitutionsandConfuciantradition,
whichwillhelprestoreorderamongmiscreantswithoutundulydisruptingthelivesoftheinnocent.However,itwouldhavebeenbettertohaveusedsuchtoolsatan
earlierstagetoforestallevil.
CorrelateswithEarth'sMysteryYinthe
phaseWoodandtheYichingHexagramno.
43,BreakingThrough[andso,Resolution]
thesunenterstheNetconstellation,7th
Yi degree
No.30.BoldResolution
May1(p.m.)May5
HEAD:Yangch'ijustnow1comesintoitsown.2Resolutely,itdarestoactsothatthingsdevelop3theirgoals.4
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Thistetragramisassociatedwitheast,withWood,andwithspringthroughitsassignedconstellation,patronPhase,andseasonoftheyear.Theconjunctionof
Wood/east/springprovessocompellingthatthelastbarrierstoyangch'i'sbeneficialactionareremoved.5Yangch'inowflourishes,withnorealimpedimentstoits
catalyzingactivities.LikeTao,itoperatesinsuchawayastoalloweachofthemyriadthingstofulfillitspotentialonitsowndistinctivepattern.
Thetetragramtitle,BoldResolution,suggestsgutsycouragethattakestheinitiative.ThisisadirectcontrasttotheusualcharacterizationofWood,whichemphasizes
slowgrowthandpliability.Whysuchasuddenburstofresolutionatthisjunctureinthespring?PerhapstheChangessuppliestheanswerwhenitargues,"A
breakthroughresultsfromsteadyincrease."6Priortothis,therehasbeenasteadyincreaseinthepowerofyangch'i.Finally,itistimeforyangandthemyriadthings
underitsprotectiontobreakthroughyin'sobstaclesinadisplayofcourage.Wood,afterall,iscoupledwiththevirtueofsteadfastresolutioninearlyChinese
tradition.7Anybreakthrough,however,dependsupontwopreconditionscoveredbythecorrespondentHexagram43:Thefirstistheneedfortruthfulcommunication
betweensuperiorandinferior.8Thesecondistheobligationoftheleaderto"dispenseemolumentstoinferiorsandrefrainfromresting[only]onhischarisma."9Both
preconditionsassociate''resolution"with"fillingup"[withinformation,withriches]hence,theimageryemployedinsomeoftheAppraisalsbelow.Theattemptsin
Tetragram30toredefinethenotionofcouragearealsonoteworthy.Onecomponentofthegraphforthetetragramtitledepictsanenragedwildboar,yettheMystery
despisesbrute,physicalcourageuninformedbymoralcourage.AsYangHsiung'sotherneoclassic,theModelSayings,emphasizes,thecourageofsageslike
Menciusfarsurpassesthatofmeremenofarms.10
App.1:Harboringwhatisawesome,11
Emptinessfillshimnonetheless.12
Fath.1:Anallconsumingloveofpower
Means:TheWayanditsPowerarelost.
Theindividual'spreoccupationwithexternaldisplaysofforceorgrandeurleadshimtoneglectthecultivationofhisinnerlifeandvirtue.13Selfimportancefillsthemind
(conventionallytermedtheVoid)withwhatisinherentlyempty.SincehefailstodevelopeitherhisinnatecapacityforGoodnessorhisconcernforthemasses,heisa
primeexampleofthewrongkindofresolution,justliketheknighterrantsofold.14Anydisparitybetweenhispublicandprivatepersonaeisinherentlydangerous,both
tohimandtosociety.
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App.2:Resoluteinmindandbelly,
Heisthemodelofstability.15
Fath.2:Resoluteinmindandbelly
Means:Heisstrongandfirmwithin.
IfmindandbodyareequallyresolveduponpursuitoftheGood,itsattainmentisassured.AsConfuciussaid,"IfwereallywantedGoodness,wewouldfindthatit
wasbyourveryside."16
App.3:Acrownofpowerfillshishead.17
Thenoblemanthinks,"Thisisnotenough."
Thepettymanthinks,"Morethanenough."
Fath.3:Flauntingpower,aswollenhead
Means:Onlyapettymanfindsthissuperior.
Thetrulymoralpersonisnotcontentwiththeexternaltrappingsofpower.Withhissingulardesireformoralcommunity,herecognizesthemagnitudeofthetask
beforehim:hemustwiselyemployhisauthoritytotransformthedailyhabitsofhissubordinates.18InthewordsofConfucius,thegoodrulerismodesthe"inspires
awe,butisnotferociousandheisproud,withoutbeinginsolent."19Thepettyman,incontrast,worshipsrankandtitle.Inhisarrogance,20heparadeshissymbolsof
authority,mistakingthemformoralauthorityitself.Lackinginnerresources,hereliesuponharshpunishmentssincetheseappearmore"impressive"thanruleby
benevolence.21Allthewhile,unlikehismoralbetters,heissupremelyconfidentthatheismorethancapableofgoverningwell.22Selfdelusionleadstothecollapseof
power.
App.4:Thenoblemanmakesatoolofspeech.23
Hiswords24aregentleyetresolute.
Fath.4:Thenobleman'stoolofspeech
Means:Thereismethodinhiswords.
Appraisal4isalignedwithMetalinChinesetradition:InthecycleofPhases,Metalcorrespondstothemouthandtongueinthebodyhence,thereferencetospeech.
TheproperbalancebetweengentilityandcourageousresolutionisanalogoustothebalanceimpliedherebetweenWood(patronphaseforthetetragram)andMetal
(patronphasefortheAppraisal).SinceAppraisal4alsocorrespondstoofficialdom,thepoemprobablydescribesthedutiesoftheadvisor:Specifically,bothhonest
criticismandloyalobediencearetobeofferedtotheleader.25NumerousHantextsinstructedtheofficialtosuithisstyleofremonstrancetothesituationatcourt26the
mosteffectivereproofs,theyargued,use"indirectspeech,"whichwarnstherulerwhilesavinghimfrompublichumiliation.YangHsiungworriedthatindirectcriticism
waseasilymis
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27 28
understoodthenitonlyencouragedtherulerinhisfollies. Thegoodadvisorshouldbe"conciliatory,butnotaccomodating."
App.5:Notworkingthefield,buteatingtheyield,
Heboldlyseeksasinecure.29
Fath.5:Nottilling,butreaping
Means:Thewageisnotmatchedbyworth.
Despiteanobviouslackofcultivation(thepunisintentional),thesubjectofthepoemassumesahighrankandsalary.Inthis,heislikethefarmerwhoexpectsto
gatherabountifulharvestwithoutplantinghisfields.30Onlyhardworkcanleadtojustrewards.Especiallyintheserviceofthestate,thegoodmanis"Intentuponthe
task,/Notbentuponthepay."31TheOdescharacterizesthelazyorincompetentmaninpowerbythefollowingcritique:
Sinceyouneithersownortill,
Howcanyoutaketheproduceof300farms?32
App.6:Resolvedtoserveasridgepoleandpillar,
Hehelpssecurehisgreatmaster'splace.33
Fath.6:Resolvedtobepillarandpole
Means:Hisstrengthbearstheburdensofstate.34
Usingastockmetaphor,thestructuralsupportsofthehouseareequatedwiththemainsupportsoftherulinghouse.Theridgepolestandsfortherulerthepillars,for
hishighofficials.Justasthestabilityofthehousedependsuponthestrengthandplacementofitsconstituentmaterials,thesecurityofthedynastichousereliesuponthe
developmentofhumanresourcescoupledwiththeplacementofgoodmeninappropriatepositionsoftrust.35
App.7:Thebigrammaybeheadstrong
Butitsbleatislessthanbold.36
Fath.7:Thestubbornresolveofaram
Means:Itsspeechisnomodel.
Despiteitssizeandstrength,theramisnotregardedasanidealrolemodel.LikethebillygoatofWesternanecdote,itappearstobeundulystubbornandill
tempered,evendownrightcontentious.37Itisundiscriminatinginitseatinghabits.38Anditsshrillscreech,whichisunlikelytowinanyadmirers,hasnostayingpoweror
depth.39Fromthiswelearnthatsizeandstrengthalonedonotconstitutetrueexcellence40one'smanneriscrucial.Themodelsages,itissaid,"gotthingsbybeing
cordial,frank,courteous,temperate,anddeferential."41Theancientsagesprovidetheonlyadequatemodelforhumanbehavior.42
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43
App.8:Boldinthefaceofcalamity,sosteady!
Thisisthebaseofanobleman'sfame.
Fath.8:Resoluteandsteadyinfacingcalamity
Means:Hisvirtue44cannotbeconcealed.
Thesuperiormancalmlyfacesadversity,"delightinginHeavenandrecognizinghisfate,"45forrealintegrityprovidesastrongsenseofsecurity.46Sincehecanmaintain
hisequanimity,chancesaregoodthathewilleventuallyfindawaytoextricatehimselffrompresentcalamity.Butshouldmisfortunecontinue,hecanatleasthopethat
humanmemoryortheannalsofhistorywilltakenoteofhisexemplarymoralcourage.47
App.9:Theboar'sresolveliesinitstusks,
Whichentice48thearcher'soutstretchedbow.
Fath.9:Theboar'sbrashnessinitstusks
Means:Thatiswhatthepettyofficer49hunts.
Appraisal7presentedacaseofphysicalcouragethatwasdistinctlyunappealing.ByAppraisal9,thesituationisfarworse:displaysofbravadonowwreak
destruction.Theboar'stusksarerusticsymbolsforbravery.Therefore,everylocalstrongmanisintentuponsecuringasetforhimself,thebettertoadvertisehisown
ferocity.50Angryfarmersmayalsotakeuparmstostoptheboarfromdestroyingtheircropsorgoringtheiranimals.Ironically,thesourceoftheboar'scourage,the
strongtusksthatmaketheboarconsideritselfinvincible,provetobeitsdownfall.Byanalogy,thepettyindividualreliesontheappurtenancesofpowertomake
himselfinvulnerabletoattackbuthisattitudeonlymakeshimmoreliabletoassault.Asheharmsothers,soheisharmed.51
CorrelateswithEarth'sMysteryYangthe
phaseMetalandtheYichingHexagramno.
56,TravelingthesunenterstheNet1
constellation,11thdegree2
Chuang
No.31.Packing
May6May10(a.m.)
HEAD:Yangch'iisgreatlyengagedinaffairs.Evensoyin,whichisverysmall,3makesitsbasebelow.Itispackedinreadiness,abouttodepart.4
ThesecondappraisalofthistetragrammarksthebeginningoftheSummerOnsetsolarperiod.Paradoxically,justasyangch'iseemsready
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totakeoff,welearnofyin'sfirstpreparationstoriseagain.Afterthesummersolstice,yangch'i'spower,thoughseeminglyinvincible,willstarttowaneinthefaceof
growingyinch'i,for"whateverhasexhausteditsgreatnessmustloseitshome."5Likethesage,yangch'irecognizesthecomingtrend,soitwiselybeginspreparations
foritsdeparture.6ThetetragramPacking,therefore,celebratesprovidenceandfarsightedness,ratherthantravelperse.(Onlyinmoderntimes,ofcourse,arethe
delightsoftravelcelebrated.)Ingeneral,theearlyChineseregardedthesedentarylifeasthebasisoftheirsociety.TheChanges,forexample,associateswandering
withcarelessness,lackofdiscernment,andneglectoftheallimportantsocialbonds.7
App.1:Packinginsecret,
Noneseehimgo.8
Fath.1:Packinginsecret,sothatnoonesees
Means:Themindisalreadydirectedoutward.
Appraisal1describestheBeginningofThought.Thought,incontrasttoaction,istypicallyhiddenfromsight.Thenoblepersonbeginspreparationstogooutintothe
world.Inhisheart,heissetupongoing.9Also,heknowswheretogo,sinceheanticipatesfuturetrends.Atthisearlystage,otherslargelyignorehim,10inpart
becauseheiswilliingto"hidehimself"untilheisfullyreadytoact.11(Thisisanaptportrayalofyangch'iatthistime.)
App.2:Honkinggeese12mournthecomingice.
Settingwingstothatsouthwardwind13
Theyyearnfortheirmatesintheirhearts.14
Fath.2:Griefofthewildgeese
Means:Nojoyforheartsfilledwithsorrow.15
Aswaterbirds,wildgeesecannotsurviveinbitterlycoldregions.16Therefore,atthefirsthintofwinter,theyflysouthtowarmerclimesinsearchoffood.Geeseand
ducksaresaidtobemonogamouscreatures,forwhenagoosehaslostitsmate,itisreluctanttoabandonit,evenwhenitmustdosoinordertosurvive.Thegoose
confrontsthemostdifficultofhumandilemmas:togiveupone'sdesireortogiveuplifeitself.
Atfirstreading,thesceneappearstosymbolizethefaithfulnessofdevotedmarriagepartnerscruellyseparatedbyadversityordeath.Aclassicaltreatiseonmourning
ritescitesthereluctanceofcertainbirdsandbeaststoleavetheirmatesindeathasproofofthenaturalandinevitablecharacteroffamilyfeelings.17Butherethegoose
mayhavegonetoofar,foremotionalattachmentcloudsitsjudgment.18Thewisepersonknowswhentoleaveandharborsnoregrets.19TheChangeswarnsthepetty
person:"Inwaitingtoescape,thereisaffliction.Danger."20
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21
App.3:Movingontoward hisgoal,
Happinessmaywellensue.22
Fath.3:Movingontowardhisgoal
Means:Hemeetswhatherejoicesin.23
DespiteourempathyforthewildgooseintheprecedingAppraisal,alessemotionalpersonwouldrealizethatthegooseshouldneverbedeterredfromitsproper
course.Solongasthewillisfixedonpropergoals,itwillmakeprogress.Happiness,notsorrow,willfollow.
App.4:K'unbirdsflyoutatdawn,24
Flockingtogetherupnorth.
"Yingying,"theycallbackandforth,
Andneverstopsingingtofeed.25
Fath.4:Thedawnflightofthek'un
Means:Howcantheyliveonsolittle?26
Thek'unisamythicalbirdakintotherocorphoenixofWesterntradition.(Likethephoenix,itisassociatedwiththesun,27althoughsometalesidentifyitasthepet
oftheimmortalQueenMotheroftheWest.)AccordingtoChinesemyth,thek'unisdistinguishedbyitsenormoussizeandflyingspeed.Hereaflockofk'unbirds
fliesnorth,thoughthek'un'snaturalhabitatisthesouth.28Althoughtheysinginharmony,29theyignoretheirownbasicnaturesandneedsforthisreason,theyfailto
feedthemselves.Theirinitialdifficulty,causedbylackofdirection,ismadeworseoncetheyarecontenttoremaininanuntenableposition.Theirprofoundwillfulness
isclearperhapstheyarealsotoolazytochangedirection.Itisevensadderthattheyencourageeachotherinfruitlesspursuits.30
Giventhepunon"dawn"and"court,"itistemptingtoreadinthepoemawarningagainstgreatofficial(s)(usuallyassignedtoAppraisal4)''whoflyhighatcourt,"and
thengoontobuildfactionsinthenorth.Havinglosttheirsenseofdirection,theynowareonlydedicatedtoamassinggreaterwealththroughhighersalaries:"They
neverstopfeeding"(analternatereadingforthelastline)onthestate'sresources.Suchofficialsareunreliablesupportsfortheking.31
App.5:ThewildswanpacksfortheTz'u32
Wherefoodanddrinkareplentiful.33
Fath.5:TheswanpackingfortheRiverTz'u
Means:Itfullyintendstoattainitsgoal.
Thewildswan,thethirdwaterbirdinthisseriesofAppraisals,isprovident,unlikethepreviouslymentionedgooseandk'un.Atthispropitioustime,theswanmakes
planstogototheTz'uRiver(inpresentday
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ShantungProvince),abodyoffreshwatertoolargetofreezefoodanddrinkwillbeavailablethroughoutthewinter.Soitwill"eatanddrinkinconcord,"becominga
symbolof"goodfortune."34
Thesamegraphusedfor"wildswan"means"great"aswell.Obviously,theselinesapplytothemorally"great,''whoarefarsightedenoughtoanticipatefutureneeds.35
App.6:Throughsixjunctionsandroundnineroads,
Nolimitsontheircourse,theyplytheirtrade.
Fath.6:Throughsixjunctions
Means:Itinerantmerchantsconducttheirbusiness.
AmericansoftenlabeluntrammeledfreedomandrecklessindividualityasromanticanddesirabletheFrontierMythisstillpowerfulforus.EarlyChinesetradition
wouldnothaveunderstoodthisfacileequationofphysicalmobilitywithhappinessandselffulfillmenteventhe"freeandeasywandering"advocatedbyChuangtzu
referredtotravelbythemind,notthebody.36TheConfuciansinparticularfeltthathumandevelopmentitselfdependedonsitingthedevelopingindividualfirmlywithin
anestedseriesofsocialrelationsthatwouldteachhimbasicmorallessons.Trueselfcultivationmeanslearningtorealizethefullmoralpotentialinherentineachofthe
manysocietalrolesplayedbyonepersonduringthecourseofalife."Howtrulylimitingistheprospectofbeingabletogoabsolutelyanywhere,"onecommentator
perceptivelyremarks.37Theveryrootlessnessofthemerchantprecludeshislearningtobecometrulymoral.Shouldhefeelthedesiretodogood,heisunlikelytobe
inoneplacelongenoughtosustainthatdesirethroughpractice.Shouldhedowronginhisdesireforprofit,38hiswanderingswillmakeitthatmuchharderto
apprehendandpunishhim,evenwhenthecorrectivewouldbesalutary.Intheworstcasescenario,themerchantroamshighwaysandbyways,hisrestlessnessand
lackofrestraintmatchedonlybyhisunboundeddesireforprofit.TotheConfucians,whoseethicalstandardsreflectasocietyeconomicallybasedinsedentary
agriculture,themerchant'sonly"good"istoexploitothers.
App.7:Packingwithoutapartner:
Bettertoattackthewickedunencumbered.39
Fath.7:Packingwithoutapartner
Means:Calamityisimminent.
Themeaningofthispoemisfarfromobvious.(Thecommentatorsarelittlehelp.)40Chinesetraditionassumesthatmoralityischarismatic.Alackoflikeminded
companions("nopartner")usuallysuggestsevildoing.41SincebyYangHsiung'sschemaanoddnumberedAppraisalinanoddnumberedTetragramshouldbe
auspicious,mytranslationtriesto
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wrestasomewhathappiermeaningfromthetext.Thetentativetranslationthereforeaddstheword"unencumbered."PreviousAppraisalshavecriticizedthemisguided
impulsetoflocktogether.Herethetrulygoodpersonwillbraveitaloneifitisnecessarytosavethesituation.
App.8:Theyoung,42strewnlikegrain'crossruttedpaths,43
WeepatsacrificesofferedtotheRoad.44
Withthesetheysendthemontheirway.
Fath.8:Theyoungscatteredontheroad
Means:Theydispatchthemtotheirdeaths.
YangHsiung'slanguageissomewhatunclearatpoints,butthegeneralideaisclearenough:Herepackingisassociatedwiththetearfulpreparationsforwar.The
youngestandmiddlechildrenfrommanyfamiliesgatheratthecrossroads,towitnessthesacrificetotheRoad.Astheirelderbrothers(andpossiblytheirfathers)go
off,allrealizethattheymayneverreturn.ThisAppraisalprefiguresTetragram32,whosemainthemeiswar.
App.9:Hepacksatdusk.
Fath.9:Packingatdusk
Means:Hecanstillescapetheworst.45
Appraisal9,ofcourse,correspondstoExtremeCalamity.Still,atduskthereisjustenoughlightbywhichtoexecutealastminutechangeinplans.Itispreferable,of
course,tosetoutonajourneyatdawnsoastomakeasmuchprogressaspossible.Thoughthereislittletobegainedbyalatestart(especiallyinmoral
development),atleastthisindividualescapestorelativesafety.
CorrelateswithEarth'sMysteryYin
thephaseEarthandtheYiching
Hexagramno.7,Troopsthesunenters
Chung. theTriasterconstellation1
No.32.Legion
May10(p.m.)May14
HEAD:Yangch'iexpandsto2theheights,embracingallequally3sothatthemyriadthingseverywheregrowbright.4Beautiful5andlargetheygrow,multiplyinginto
legions.
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LikeitsChangescounterpart,thistetragramplaysofftwoseparatemeaningsof"legion":"themultitudes"[i.e.,themasses]and"themilitaryunit."TheHeadtext
focusesonyangch'i'sroleinfosteringthegrowthofmanythingsandanincreaseintheirnumbers.6TheAppraisalsconsiderthemasses'roleinwarfare:smallfarmers
areconscriptedintoinfantrydivisions,onlytodieinbloodypitchedbattles.AftertheunificationoftheChineseempirein221B.C.,civilvirtuesslowlycametobe
favoredoverthemartial.Asalaterproverbgoes,"Nogoodironshouldbeusedtomakeaweaponnogoodmanshouldbeusedtomakeasoldier.''Thisprocess
wasnotmuchadvancedinWesternHan,however,assuccessfulmilitarycampaignsexpandedtheinfluenceoftheChineseempiredeepintoCentralAsia.The
Mystery,followingancientprecedent,canenvisionthejustwar,butmoreoftenthannotitdeploresthedevastationvisiteduponthecommonpeople.
App.1:Secretlythewarbegins.
Likefirethenewsspreads.7
Farmingstops.Graingoestowarhorses.8
Soon9corpseswilllitter10thefields.
Fath.1:Thebeginningofthedarkwar
Means:Oncebegun,itonlygetsworse.
Fewareabletoidentifythefactorsthatwillleadtowarinitialpreparationsforwararestatesecrets.Butoncewarflaresup,theeffectisalltooclear:Thealarmis
sounded.Thenewsspreadslikewildfire.11Farmersabandontheirfields.Theablebodiedareconscriptedintothearmy.Thoseleftbehindmayhavetofleetheir
homesinthefaceofadvancingenemytroops.Surplusgrainisfedtothewarhorses,ratherthantohumans,sofoodsuppliesdwindledangerously.Inshort,death
reignswherelifeshouldbecorpseslitterthericefields.Noendcanjustifydisruptionofthenaturalorderofthings.TheLaotzupresentsthecontrastingcase"when
theWayprevailsintheempire":"Fleetfootedhorsesarerelegatedtoploughingthefields."12
CertainHanthinkersvehementlyopposedmutilatingpunishmentsandwarsunderanycircumstances,arguingthattheperfectlygoodrulercaninduceorderwithout
everresortingtotoolsofdestruction.13Yang'sviewisnotsoextreme.LikeMencius,heprincipallyobjectstowarbecauseitdestroysthecommonpeople'semotional
andfinancialsecurity,whicharethesurestfoundationsfortheirmoralaction.
App.2:Weaponshavenoblades.14
Noarmiesaredeployed.
Eventhegentleunicorn15submits
Toserve16thegentleruler.17
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Fath.2:Thatnobladesclash
Means:Virtueconquerseveryquarter.
"Armsareinstrumentsofillomen,nottheinstrumentsofthegentleman....Onewhoexultsinthekillingofmenwillneverhavehiswayintheempire."18The
conquestofmen'sheartsbyvirtueisfarsuperiortotheconquestoftheirbodiesbywar.Thisisprovenbythemarvelousunicorn.Itssharphornmakesitcapableof
fighting,yetaccordingtomyth,itrefusestoattackotheranimals.19Theappearanceoftheunicornheraldstheriseofatruekingwhoprefersrulebycharismaticvirtue
towar,despitehisreserveofpowerandauthority.AstheLaotzusays,"Onewhoexcelsindefeatinghisenemiesdoesnotjoinissue."20
App.3:Asconscriptsloadthecarts
Asoldier21pusheswifeandchild22away.
Whileriftsinsidegrowwider.23
Fath.3:Thatsomeinthearmyloadcarts
Means:Councilsofwardrawharmwithin.24
Cartsarebeingloaded,butwedonotknowtheircontents.Aretheyfilledwithgraininpreparationforwar?Withcorpses?Orwithcapturedprisoners?25Since
Appraisal3marksthetransitionfromthoughttoaction,mostlikelybattleplanshavebeendrawnup,butnoengagementhasyetbeenfought.Whydoesthe
paterfamiliaspushhiswifeandchildaway?Perhapsthroughhimweglimpsethestate'smisguidedeagernessforwar.Perhapsweareledtoconsiderthewayinwhich
theruler("fatherandmother"tohispeople)canbringharmtohis"children"(i.e.,hissubjects)bywar.26Perhapstheactionmirrorstheriftsinsidethewarroom
betweencontendingstrategists.Abellicoseruleranddiscordamongthegeneralsisenoughtospelldefeatfortheentirestate.Hierarchicalrelationsaresubverted.
Chaosthreatens.Theportentsofdisasterareclear.27
App.4:Thetiger'sroarrousesthemtobattle.28
Theleopardrears,29itsselfishfears
Suppressed.30
Fath.4:Theawesomeroarofthetiger
Means:Swiftandsureasahawkinflight.31
TheMysterycelebratesthemartialvirtue32ofgoodleaders.Thatmuchisclear.Butanyanalysisofthepoemhingesonwhethertigerandleopardareseenasenemies
orallies.Inmytranslation,thetiger'sroarnotonlystrikesterrorintotheheartsofitsenemiesitalsoservestoalertitsalliestojointhefray.Theleopardrespondsby
leapinguptovolun
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33
teer,nowthatithasovercomeitsownselfishdesires.Truemartialspiritrequiresselfrestraintandselfsacrificeonothers'behalf. Thosewhotakeuparmsinthis
spiritfindthatnothingcanwithstandtheirsureandswiftadvance.
However,twolatercommentators,readingvariantcharacters,viewtheleopardassymbolofthepettypersonbydefinition,then,theleopardbecomesthetiger's
enemyoritsinferior.34Intheirreadings,theleopardaggressively"raisestheshaft"ofitslanceinadisplayofmerebravado.35Itwronglytrustsbrutestrengthaloneto
enforceitswill.
App.5:Pitchedbattles36tothedinofbellanddrum:37
Likebears,likedemonstheyclash.
Fath.5:Lockedincombat,clash!clash!
Means:Heiskingbybruteforcealone.
Thebadrulerreliesuponphysicalstrengthalonetoenforcehiswill.Forsakingvirtue,heandhismenarenobetterthananimals.38
App.6:Thearmyofthegreatking
Ahundersintheirears.
Itsonlyuseistosubduemen'shearts.39
Fath.6:Armieslikethunderbolts
Mean:Almightyistheirawesomestrike.
Ancientmetaphorcomparestheawesomequalityoftheking'spresencetothunder.40Thetruekingemployshiscracktroopsinordertomakemensubmittothe
Good,nottowreakdestruction.Sureinhispurpose,hemovesswiftly,stunninghisenemies,whocanonlycowerinanticipationoftheimpendingcrash.41Withsuch
moralforceathiscommand,therulerseldomneedstoresorttoarmstoenforcehiswillhismightypresencealoneactsasadeterrenttoevil.
App.7:Aconfusionofpennantsandflags,42
Shieldsandlancesindisarray43
Armywiveswithchild44bemoantheirloss.45
Wailing,theycastscathingglances
Attheking.46
Fath.7:Aconfusionofpennantsandflags
Means:Heincitesagreatresentmentinthepeople.47
Thearmyhassufferedadevastatingdefeat.Thedeadmustnowbegatheredforburial.Theblameforallthisrightlyrestswiththeruler,whoorderedhispeopleinto
war.Soresentfularetheruler'ssubjectsthatrebellionislikelytofollow.Hewhoresortstowarmayfindhimselfdestroyedbyit.
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48
App.8:Theking'sarmiesgrowweaker.
Onceheseestheirravagedstate
Nomoretumbrels49willbeseen.
Fath.8:Thedecimatedranksofhisarmy
Mean:Nolongerwilltheybloodytheirblades.
"Carriagesfullofcorpses"areasuresignoflackofmerit,accordingtotheChanges.50Thewiserulerrecognizeswhenhisarmyistooill,toopoorlyprovisioned,or
toodispiritedtocontinuethefight.Recallinghistroopsfromthefield,thegoodrulerturnshisattentiontodomesticreformsthatwillensurethesafetyandsecurityofhis
people.Thetrulygreatrulergoesonestepfurther:neveragaindoesheresorttowarfare.51
App.9:Thebattleaxbladeisbroken,52
Itshandleiscracked.
Itisrighttostop,wrongtoattack.53
Theadvancewillbebloody.
Fath.9:Bladebrokenandhandlecracked
Means:Thereisnotenoughtogoon.54
Themanwhopressesforwarddespiteinadequatetools(wheretoolsmayalsosuggestpriortraining)willmeetwithcalamity.Recklesscourage,afterall,isoflittleuse
inanygreatendeavor.55Appraisal9representstheExtremeofCalamity.Herewewitnessthefollyofcontinuedaggression.
CorrelateswithEarth'sMystery
YangthephaseWaterandtheYi
chingHexagramno.8,Holding
Mi TogetherthesunenterstheTriaster
No.33.Closeness constellation,3ddegree
May15May19(a.m.)
HEAD:Yangch'idrawsnear1toHeaven.Themyriadthings,buddingandflowering,2areallcloselypackedtogether,withnointerveninggaps.
Theprevioustetragramdescribesyangch'imerely"expandingtotheheights."3Nowculminatingyangbeginsto"drawneartoHeaven,"whichemphasizesitsincreased
powerandfundamentalkinshipwithHeaven.As"thetwobecomeone,"4thebondbetweenyangch'iandHeavenbe
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Figure10.
"Peekingthroughthegap."Illustrationfromarubbingonatombrelief,
excavatedfromLushan,Szechwan(4865cm.).Apparentlyawingeddivinityis
holdingtheincriptionhere.
comesafitsymbolforsuitablyintimaterelationsofallkinds,5especiallytheprimarybondswithinthefamilyandbetweenrulerandofficial.Themyriadthingsfortheir
partunconsciouslyimitatethesetightpsychicbondsbyphysicalproximity.Astheygrowlargerandmorenumerous,theycrowdagainstoneanotheruntilnospaceis
leftbetween.
Tetragram33variouslyappliestheideaof"nogap"tocosmogonicstages(whereitdescribestheundifferentiatedchaosofprimordialch'i)tospatialrelationsto
unbrokenfeelingsofgoodfellowshiptopoliticalalliancesandkinshiptiesandtoaperfect"fit"betweenperceptualknowledgeandexternalreality,betweenhuman
potentialanditsactuality."Nogap"mayalsorefertoabsolutecorrespondencebetweenascribedsocialrolesandindividualacts,another"fit"usuallyidentifiedbythe
catchword''rectificationofnames"(chengming).Inallthesecases,wherevernogapprevails,theindividual,society,andcosmosoperateinperfectharmony.6
Thegraphusedforthetetragramtitleconveys"closeness,""fineness"[ofweave,forexample],and"density."Incertaincases,thesamegraphalsomeans"close
mouthed"or"discreet."7TheChinesepresumeaconnectionbetweenthetwosetsofmeanings.Aprudentdisinclinationtotalkpromotesperfect"closeness"inthe
community.
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App.1:HeseeksaglimpseoftheGreatUnknown,
ButthereisnogapintheGate.
Fath.1:Peeringintoit,thatthereisnogap
Means:Itisshutuptightoneveryside.8
The"Gate"probablyreferstotheborderbetweenpotentialandactualexistence,betweenlifeanddeath,betweentangibleexperienceandtheineffable.9Behindour
everydayworldliestheinchoatesourcewecalltheTao,fromwhichallpatternedandparticulatemattereventuallyemerges.AndsinceAppraisalIrepresentsthe
BeginningofThought,weimagineasimilarbarrierbehindwhichhidethoughtswhichareasyetunformulatedorunrevealed.10TheTaopreferstohideitsorigins.
Similarly,thegentlepersondislikesadvertisinghisthoughts,11inpartbecause"thingsnearlycomplete,ifnothandledwithabsolutediscretion,asarulewillbeharmedin
theircompletion.12Noonehasthepowertopeereitherintopriorexistenceorintoanother'sinnermostmind,despiteastrongdesiretodoso.Still,theverymetaphor
ofthegateholdsoutthehopethateventuallywecanpassbeyondthebarriertoentertheGreatUnknown13perhapsatdeathorbyaflashofsuddenillumination.
Untilthen,weknowatleastthattheineffableTaoinformsandanimatesourpresentlife,whiletheunseenmindrulesourconduct.
App.2:Ifhefailstodrawusclose,
Our14heartsstrayfarfromhome.15
Fath.2:Notclose,notfriendly,
Means:Heturnsawayfromhisproperplace.16
Theoriginalpoemiscarefulnottospecifywhoistobeblamedforthepsychicdistancethatprevails,thoughmanycommentatorsseetheselinesasawarningtothe
rulerwhofailstoactas"fatherandmother"tohissubjects.17Thepoemalsoworksasacritiqueoftheindividualwhoserestlessambitionorsearchfornoveltycause
himtoneglectthepropercultivationofwhatisneartohand(forexample,loyalofficialsorevenhisownconscience).18Eventually,thiskindofpettypersonfinds
himselfexposed.19
App.3:Beingclosetoourparents
Helpsusgaintruehumanity.
Fath.3:Beingclosetokin
Means:Weacttopromotethegood.
AccordingtotheancientConfucians,thedevelopmentofhumaneimpulsesdependsuponthequalityofthehomeenvironment.Tothem,itisnaturalforthechildto
lovetheparents,andonlybyappropriatelyextendingthisaffectiontootherscantheindividuallearntotakepartin
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20
societyinatrulyhumanway. Giventheallimportantnatureoftheparentchildbond,theClassicofFilialPietyinsists,"Nottoloveone'skin...isaperversionof
virtue."21Shouldthefamilyforanyreasonfailtoinstillhabitsoffilialpietyanddevotioninthechild,thegrowingchildwillfinditverydifficulttocommittoclose
relationswithothers.Whatismore,itisonlytheunusuallygiftedchildwhowilllookbeyondthefamilycircletolearnthatfinebalancebetweenopenheartednessand
discriminationtheChineseidentifiedwiththemorallife.22
App.4:Threedaysclosetoputridflesh,
Andhefailstonoticethestench.23
Fath.4:Beingclosetostinkandrot
Means:Minorevilsarepervasive.24
Ordinarily,theranksmellofrottingfleshturnsthestomach,buthumanbeingsseemtohavearemarkablecapacity,givenenoughtime,toaccustomthemselvesto
anything.Therefore,thepersonwhoconsortswithevilcompanionssoon"failstonoticethestench."TheMysteryalludestoananecdoteinwhichConfuciuscompares
"livingwithabadman"to"beingwitharottencarp."25TheselinesimplicitlycriticizeTaoistdoctrine,whichassumesthatman'sabilitytoadapttouncomfortableand
unpleasantsituationsisoneproofofthenaturalequalityofallexperiences.
App.5:Intimacyunimpaired,
YouareHeaven'schosenconsort.
Fath.5:Atightfitandnorift.
Means:MeritliesinbeingclosetoHeaven.
InearlyChou,thegoodrulerwascommonlyidentifiedasHeaven'sconsort,mate,oranalogueinotherwords,thematchbetweenHeavenandrulerwasthoughtto
besoclosethattheonlysuitablemetaphorwassexual.HeretheidealleaderperfectlyconformstoHeaven'sdesigns,therebycompletingitsworkonearth.26Thoseof
meritfindtheirvirtuerecognizedbythestateandrewardedwithhighposition.27Asgreaternumbersareinfluencedbythesemodelsofperfection,harmonycomesto
prevailintheentirecommunity.28
App.6:Associatingwithgreatevil,
Hismiseriesmayincrease.
Fath.6:Beingclosetogreatevil
Means:Joiningtheerrant,hebecomesthesame.
Pastthehalfwaymarkinthecycle,Appraisal6tendstowardsdeclineunlessitisassignedtoauspiciousyangch'i.Theminorevilsassociated
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29
withbadcompanionsinAppraisal4havenowbecomegreatevilssincethealliesofthewickedquicklyareschooledinevil. Soontheassociatesareunableto
distinguishbetweenaberrantandcorrectbehavior.30
App.7:Inthenet'sfinemeshisatear
Assmallasthegillofafish.31
Greatistherulerwhopreventsitsrecurrence.32
Fath.7:Afineopening,smallasagill,
Means:Werelyontherulerforrepairs.33
Ifthesmallestriftoccursbetweenvariousgroupsinsociety,thegreatrulerfirstrepairsit,andthenhastenstopreventitsrecurrence.34
App.8:Havingfiledhisteeth,heisleftwithgums.35
Inthreeyears,hewillnolongerrule.>36
Fath.8:Teethfiled,dependingongums
Means:Theruleruprootshimself.
Theteethrelyontheirbaseinthegums,justashardyangch'irestsonsofteryin.37Butiftheteetharegrounddowntothelevelofthegums(presumablybecauseof
overaggressionorselfdestructiveimpulses),theybecomedysfunctional.Theadultlosesalltheadvantagesofmaturity,revertingtothehelplessstateofamewling
infant.Howwillheevermanagetokeephisstrengthonadietofgruel?Hislargeframeinevitablyweakens,untilthegumsandevenvitalorgansaredebilitated.38
Byanalogy,theindividualwhowearsdownhisstaunchsupporters,orastatethatweakensitsownallies,losesthelastlineofdefense.39Byextension,thestatethat
placesachildonthethroneisalsoingravedanger.40
App.9:Inthefaceofrepeateddisasters,41
Hefirstbowslow,thenhonorablydies.
Fath.9:Facedwithcalamityuponcalamity
Means:Finally,hecannotbedeprivedofhonor.42
Appraisal9isopentomanydifferentreadings.ItshoulddescribetheultimatestateofCloseness.Despiteitstalkofdeath,itisalignedwithauspiciousyangch'i.Inmy
reading,theindividualinthefaceofserialcalamitiesbowstohisfate,butremainssteadfastinhisdevotiontotheWay.
Readingthesamepassageinaslightlydifferentway("closeinrepeateddisasters"),43onecommentatorremarksthattruegentlemenremaincloseallieseveninhard
times.Thisisfortworeasons,hesays:first,eachiswillingtohumblehimselfbeforeothersandsecond,eachisequallycommittedtotheWay.
Itcouldalsobethecasethatthesubjectofthepoemisdemotedfrom
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44
officeandexecuted,despitehisloyaltyandinnocence.Thoughhislifecanbetakenawaybyanunjustauthority,hishonorisnotsoeasilysnatchedaway. Still
anotherreadingwouldhavetheindividualrecognizinghisownmoralfailings(theinnerdisastersthathaveledtovisibledisasters)shortlybeforedeath.Wisernow,the
individualhumbleshimselfandreformshisconductsothathewrestsfromlifeanhonorableend.45Finally,onecommentatorreadsthepoemasadescriptionofthe
rulerwhowillinglycondescendstohissubordinates,therebywinningtheirabsoluteloyalty.
Inthefaceofrepeateddisasters.
First,hehumbleshimself,thenlatergets
Menwillingtodieforhim.
Facedwithfrequentdisaster
Means:Tiltheend,hecannotbedeprivedofsupport?46
CorrelateswithEarth'sMysteryYin
thephaseFireandtheYiching
Hexagramno.8,HoldingTogether
thesunenterstheTriaster
Ch'in constellation,7thdegree1theDipper
No.34.Kinship pointsSSEthemusicalnoteisF2
May19(p.m.)May23
HEAD:Yangineverydirectionishumaneandloving.Itiscompletelytrue,generous,3andtrustworthysothatthingsallfeelakinshipandareatpeace.
Bytheendofthistetragram,summerisinfullforce.Asyangch'igrowsstrongerandthedaysnoticeablylengthen,themyriadthingsbaskinitswarmth.Sincethereis
morethanenoughyangch'itofostergrowthforall,thereisnoneedforcontentionamonglivingthings.Thingsconsequentlyaredrawntoyangandtoeachotherin
theirharmoniousunion,theycometoimitatetheperfectionofyangch'i4
Thistetragram,likeitspredecessor,ispairedwithHexagram8,calledHoldingTogether.TheAppraisalssuggestthatthehabitofaccordingone'sownkinproper
treatmentisthefirst,crucialsteptowardsforming
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closebondswithallothers(whetherinfriendships,inpoliticalalliances,orinwiderfamilycircles).Ontheotherhand,astheOdessay,"Ifyoukeepyourownata
distance,/Thepeopleallactthus[toyou]!"5ThesecondstepistofollowHeaven'sexamplein"treatingthevirtuousaskin."6
App.1:Ifkinarenotclose,7theirwills
Grateliketeethinanunevenbite.
Fath.1:Thatkinarenotascloseasskin
Means:Thecenterheartisclosedoff.
UnliketheChristiantradition,Confuciantraditiondoesnotexpecttheindividualtoloveeachandeveryotherpersonashimself.Instead,Confucianismassertsthat
eachpersonowesthegreatestloyaltyanddevotiontofamilymembers(andbyanalogy,totherulerwhotrulyactsas"fatherandmother"ofthepeople).These
feelingsofresponsibilityarethentobeextended,butineverdecreasingmeasure,towidercirclesoutsidethefamilyintothevillageandkingdom.Thispoemis
perfectlyambiguousinthatitgivestwodifferent,ifrelatedmessages:(1)Unlessthehabitofrespectandloveisengenderedinthefamily,thecapacitiesofthe
innermostheart/mindprobablywillfailtodevelopsufficiently,and(2)"Ifthosetreatedaskinarenotofhisskin[i.e.,hisfamily],/Theirideasgrateliketeethinabad
bite"(analternatereadingfortheAppraisal).8Surrogatefamilyrelations,then,canneverbeanadequatesubstituteforrealkinshipties.Differingtemperamentsand
interestsinevitablyleadtowrangling,9weakeningthebondsbetweenunrelatedparties.10
App.2:Trustingtiesoffleshandblood,11
Tomeettheirgoalstheyrelyon12kin.
Fath.2:Trustingfleshandblood
Means:Noonecancomebetweenthem.13
ThisAppraisalelaboratesthemoralofAppraisal1.Thewisepersonrealizesthatatightfamilyunitprovidesthesinglebestbaseofsupportfromwhichanindividual
candevelop.Havinglearnedcertainfundamentallessonswithinthefamilycontext(includingagoodsenseofpriorities),theindividualcanthengoontomakeamark
uponsocietyatlarge.
App.3:Themulberryflyabandonsitsyoung.14
Thewaspthattakesthemon
Doesnotmeetwithdisgrace.15
Fath.3:Thattheflyignoresitsrelations
Means:Itfailsitsownbody.
TheMysteryalludestoOde196,whichsays:
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Themulberryinsecthasyoung.
Thesphexwasprearsthem.
Teachandtrainyoursons
Sotheywilltrytobegoodlikeit.16
Themulberryflyfailstoprotectitsownlarvaeadequatelyinsteadofhousingtheminasafeplace,themulberryflyshowsnoparticularfamilialaffectiontowardsits
young,leavingthemtobepreyeduponbyitsenemies.Accordingtolegend,thesphexdoesnotdevourthemulberryflylarvae.Rather,actingassurrogateparent,it
introducesthemulberrylarvaeintoitsownnest,whereovertimetheymetamorphoseintoyoungwasps.Themulberryflyshowsunusuallackofforesight,sinceits
carelessbehaviordeprivesitofdescendantstocarryonthefamilyline.17TheOde,then,seemstochastiseparentswhoselackofcaremayendintheiryoung
identifyingmorewiththeinterestsofothers.Thehavocthiscouldwreakinthefamilyshouldbeanimportantconsiderationtoanyrightthinkingindividual.Inother
writings,YangHsiungemploysthesamemetaphortoprovetherelativeimportanceofnurtureovernatureinthesocializationprocess.18
App.4:Guestsfeellikekininsharingtherites
Whenfoodanddrinkareproperlymeasured.19
Fath.4:Thatinritesguestsfeellikekin
Means:Hostandguestcometogether.
Themoralsuperiorusesritualactivitytoforgegoodrelationswithothers.Feelingsofgoodfellowshipengenderedbythefeastpromotelastingsocialties.Foodand
drink,then,becomethetools,notthegoalsofceremony,whichiscarefullydesignedtoinduceconductthatexemplifiestheMean.Ashostandguestcometogetherin
mutualesteem,thosewhoparticipateinthefeastare"fedvirtue"aswellasordinaryfood.20Thiswillinducethegodstoparticipate.21
App.5:Slightingthosewhodeservehiscare,
Hisclosestfriendsshallrunaway.
Fath.5:Slightingthosewhodeservehiscare
Means:Oneveryside,22healienatesgoodmen.
Relatives"shouldnottreateachothercoldly,"theClassicssay.23Ifamancannotbringhimselftobestowaffectionandgratitudewhereitisdue,whyshouldn'thisallies
andsubordinatesdeserthim,reasoningthat"hewhoslightsthoseheoughttotreatwellwillslightallothers,whoevertheymaybe."24Incontrast,themoralsuperior
graciouslycondescendseventothosewiththemostdistantclaimstoconsideration.25
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App.6:Caringforthosewhodeserveit,
ThenoblemangraspstheDipper.
Fath.6:Generoustothosewhodeserveit
Means:Heattractsgoodmenfromeveryside.
TheleadermaybesaidtograsptheDipperintwosenses:First,heladlesoutfoodandwinetohonorhisguestsatritualfeasts.Second,byvirtueofhissuasive
exampleheliketheDipper(theconstellationthatissymbolofkinglyrule)inthesensethat"allthelesserlightswillrevolve"aroundhimhappily.26
App.7:Howeverhighandloftyhisrank,
Heisbaseinconductingaffairs.
Fath.7:Rankhighbutconductbase
Means:Hischaracterisinadequate.
Appraisal7correspondstotheBeginningofCalamity.Wellpastthemidpointofthecycle,declinebeginstosetin.Theimmoralpublicservantnolongerfulfillshis
dutieswell.Thegrossdisparitybetweenrankandcharactermakesthisleader'spositionallthemoreprecarious.Shouldtroublearise,hewillnotbeabletosave
himself.
App.8:Driedmeatsharedwithclosekin:27
Flawlessly,thenoblemanperformshisduty
Toactastrunkofthefamilytree.28
Fath.8:Doinghisdutybykin
Means:Heclaimsnocreditforhimself.29
Familyobligationisthe"trunkofgoodness,30andthefamilyheadis"trunk"ofthefamilytree.Theidealfamilyheadiscarefultofulfillhisobligationstowardsinferiors,
dependents,andkinsmen.Onappropriateoccasions,hesendsgiftsofdriedmeattonourishindividualfamilymembers31andstrengthenthebondsbetweenthem.As
Confuciusnotes,"Whengentlemenarepunctiliousinregardtotheirownkin,thepeopleareencouragedtobehumane."32Ontheotherhand,toneglectsuch
proprietieswouldbetoriskinternaldissensionwithintheclan.AstheOdeswarn,"Lossofkindlyfeelingmayarisefromfaultsin[dispensing]driedmeat."33
App.9:Immatureyetclose:illomened.
Fath.9:Achildishintimacyuntested34
Means:Itturnsonitsveryownroots.35
Ifimmaturityisallowedtopersistsolateinthecycle,therelationsbuiltuponitarefundamentallyflawed."Immature,benightedpeopleneverlovetheRight,"asone
commentatorremarks.36Forthatreason,suchintimacycannotstandthetestoftime.
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CorrelateswithEarth'sMystery
YangthephaseWoodandtheYi
Hexagramno.9,SmallLevies1the
Lien sunenterstheWellconstellation,3
No.35.Gathering degree
May24May28(a.m.)
HEAD:Yangch'iswells2hugely,fillingouttotheveryouteredges.Minuteyin3onasmallscalegathersitsforcesontheinside.4
Atthispointinhighsummer,thepositionofyangch'iseemsunassailable,yetnascentyinhasalreadybeguntogatheritsforcesbelow.Thusdoesthecosmiccycle
alternatebetweenfullandempty.Withyangch'iswellingouttotheedges,yintakesadvantageofthehollowspaceleftbehindatcentertobuildabaseofstrength.
Themyriadthingsmirrorthisactivity,sincemuch"growthontheoutsidenecessarilyleadstohollownesswithin."5Giventhedangerimpliedbythisimbalancebetween
innerandouter,themoralpersonisespeciallycarefulinhowsheproceeds.Asyinbeginstogatherforce,shefindsitmosteffectivetotakeprecautions"atthe
beginning,"beforetroubleofanykindloomslarge.
Thetetragram'stitlesuggestsagradualincreaseintheaccumulationofyinch'iinthecosmiccycle.Italsoimpliesthatyinwillbideitstime,"gatheringitsforces"untilit
ispowerfulenoughtolaunchafullscaleattackonyang.Thesamegraphmeans"savings"or"stores"(asinmoneyorharvests)and"governmentlevies"or''taxes"
stillanotherkindoftransferfromagreater"outside"toasmallerreserve"inside."Theouter/innerandbig/littleparalleldichotomieslieattheheartoftheMystery's
portrayalofbenevolentgovernment.AccordingtohallowedConfuciantradition,taxesshouldnotexceedatitheonthevalueoftheharvest.6EarlyChineserulerswere
alsotoldnottoovertaxtheirsubjectsbyrepeatedwarsandextraordinaryleviesorbyexactingcorvelaborformassiveconstructionprojects.Onceithaslostthe
supportofthecommoners,abloatedempirewillfinditself,likeyangch'iatthisjuncture,hollowatthecore.Inanycase,thebestmethodbywhichtherulercancome
tocommandvastreservesofwealthandpowerisnotthroughtaxes,butthroughkeepingthepeople'sabsoluteloyalty.Ineffect,therulerstoreshispossessionsinthe
granariesandbarnsofhissubjects.7
App.1:Smalltaxeskeptthesame,8
Helpthecommonpeoplefeelsecure
Andrectifythestate.
Fath.1:Smalltaxeskeptthesame
Means:Hiswayisfitting.
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Accordingtolegend,inthegoldenageofantiquitythehighesttaxexactedbyarulerinyearsofplentywas1/10thoftheyieldtheonlypermissiblevariationoccurred
intimesoffamine,whentaxeswerereducedorforgiven,dependingonlocalconditions.Thestateismadesecurewhenitprovidesfortheeconomicsecurityofits
people.Thegovernmentshouldneverextortunfairexactionsfromitspeopleafterall,itwasfoundedinitiallytopreventthestrongfrombullyingtheweak.9
App.2:Greedy10hoarding,bitbybit,11
Steepsusinimpropriety.
Fath.2:Blackhoarding,bitbybit,
Means:Thisisnotthewaytoglory.
Tosquirrelawaypettyprofitisonesurewayofhabituatingoneselftoevil.Minorcovetousactsmayseeminconsequentialattheoutset,buttheyresultinaslowbut
steadyerosionofone'smoralfaculties.
App.3:Seeingitissmall,heeschewsitsuse
Sothatwemayfullydevelop.
Fath.3:Seeingthesmall,hedoesnotuseit.
Meaning:Hewaitsforustogrowbig.
Ritualpreceptsforbidtheuseofyounganimalsforsacrifice.12Suchprohibitionsteachanimportantlesson(alreadyknowntohunters,fishermen,andfarmers):Young
andfragilethingsmustbepatientlyfostereduntiltheymatureenoughtobeputtouse.Onlyanidiotpullshisricesproutsoutoftheground,onthemistakennotionthat
hecantherebyhastenthegrowthprocess.13Byanalogy,thepersonwhohopestocultivatehisvirtuedoesnotprematurelytesthimself14nordoesthewiseleader
squeezethosefollowerswhocannotyetmakesignificantcontributions.15Shouldtherulerextortthelastcoinfromhissubjects,hisindigentpopulationwillnever
accumulatesufficientwealthtosupporthisexpansionistdreams.16
App.4:Ingatheringprofitandreducingpunishment,
Smallistheadvanceandgreattheretreat.
Fath.4:Gatheringprofits,reducingpunishments,
Means:Hisgovernmentisinretreat.
Chinesetraditionpresumesthatordinarypeoplewilllooktotheirrulerfortheirvalues.Here,thegovernmentgivesthemmixedmessages.Ontheonehand,toreduce
punishmentssuggeststhatgenerosityisgood.Ontheother,toraisetaxesshowsthatprofitisvaluedoverhumaneness.Isitanywonderthatthecommonpeopleare
leftinutterconfusion,andthatthisgovernmentlacksasecurefoundation?
ThesepoemsmaycriticizeEmperorWuofearlyWesternHan
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(r.14087B.C.)specifically.Tosupporthisforeignwars,EmperorWuencouragedtheinstitutionofgovernmentmonopolieswhilesellingexemptionsfrom
punishments,allovervigorousprotestsfromConfucianscholarsatcourt.Conceivably,theselinescouldalsorepresentageneralwarningtothestatenottoreduce
punishmentssolongasthecommonpeopleareengagedinthe"secondary,"commercialoccupations.Afterall,profitseekerstendtobelawbreakersaswell.17
Finally,thepoemcoulddescribethepettyman,whowillinglyrisksbreakingthelawforthesakeofminorgain.He"gathersprofits,[then]minorpunishments./Making
asmalladvancebutabigretreat./...Hisrectituderetreats."18Inallthesecases,shorttermgainsultimatelyspelldefeat.
App.5:Livestockpropagatecontentedly,19
Snowywhite20cocoonsblanketthefields.
Fath.5:Happylivestockandwhitecocoons
Mean:Thestatedoesnot"stealtheirtime."
Domesticanimals(especiallytheox)andthesilkwormaresaidtobeespeciallypleasingtothegodsofEarth,thepatronPhaseforthecentralAppraisal5.21Both
agriculture(asmen'swork)andsericulture(aswomen'swork)appearinthissceneofidyllicproductivity.Foodandclothing,thebasicnecessitiesoflife,areprovided.
What'smore,thereissilkfortheagedandforritual.Suchgoodorderresultswhenthepeoplesticktothe"basic"occupations,ratherthanthemerchantorartisan
trades.22ButtheFathomingoffersthemainreasonforthismaterialprosperity:thewiseruler,accedingtothenaturalrhythmsoftheuniverse,iscarefulnotto"stealthe
time."Inotherwords,fromspringplantingthroughtheautumnharvest,thestateshouldnotemploythecommonpeopleinwarorcorve.23
App.6:Thoughsmallandweakatfirst,24
Somethingbigbeginstogrow.25
Thepettymanfailstotakeheed.
Fath.6:Warningsaboutthesickandweak
Means:Heisoblivioustothefirstsmallsignsofchange.
The"GreatCommentary"totheChangesdefinesthegentlemanintermsofhissuperbsensitivitytothepracticalandethicalimplicationsoftheunfoldingsituation,long
beforeithasfullyevolved.26Astraditionstates,itisadvantageousto
Contemplatedifficultywhenitisstilleasy.
Manageagreataffairwhenitisstillsmall.27
Incontrast,thepettyman,inhisselfabsorption,lacksawarenessoftheobviousortheinevitable,evenwhenitliesrightunderhisnose.
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Alternately,theseversescoulddescribethecommonpeople,whodespitetheirindividualweakness,collectivelyformtheonlysecurebasisforthestate:
Pitiableandweak[arethecommonpeople]
[Yet]theymakethegreatorigin[ofthestate].
Pettymen[inpower]donottakeheed.
Warningsaboutthepitiableandweak
Mean:Theyfailtodiscernthe[powerofthe]small.28
App.7:Thehusbandpullsinthecartshafts.
Hiswifepeelswildandbitterherbs.29
Whatbenefitstheking'spaternalaunts
Doesnothingforthecommonrunofmen.30
Anaffliction.
Fath.7:Pullinginharnessandpeelingherbs
Means:Wealthiscollectedfromthem.
IntheMystery'sregularalternationofDayandNight,yinandyang,thisAppraisalshouldbelucky.Thisappearstobeanexception.Bothhusbandandwifeare
employedinlowlyjobsentailingavastexpenditureinenergyforverylittleprofit.31Inhappiercircumstances,draftanimalsreplacehumanbeingsinthetraces,andthe
mainmealisgrain,notbitterherbs.Thetinysumsextortedfromtheworkingpoorcouldneverfundthestateadequately,especiallywhentheyaresiphonedoffbythe
greatfamiliesoftherealm.
However,anauspiciousreadingispossible:Ifthecommonfolkfindwaystosurvivetheseharshandtroubledtimes,theirstrengthrepresentsagreatresourceforthe
state.Persistenceandcourageistobevalued.
App.8:Heavytaxesbringdownthestate.
Fath.8:Greatdownfallsfromgreatlevies
Mean:Suchcollectionsarewrong.
ByAppraisal8,wearealreadyintheMiddleofCalamity.Thoseinpower,rapaciousintheirdemandsfortaxes,havesecuredtheirowndownfall.Eventhemost
cynicalofrulers,ifwise,shouldrealizetheadvantageofacceptingalowerstandardoflivinginreturnforthesecurityofhisthrone.
App.9:Taxinginseason
Helpsforestall32utterruin.
Fath.9:Collectingtaxeswhentimely
Means:Howcoulddisasterbeimminent?33
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Ingoodharvestyears,thewiserulerordersasignificantproportionoftaxreceiptsreservedasahedgeagainstbadtimes.Intimesofnaturaldisasterorfamine,these
reservesareredistributedamongthecommonpeople.Heonlyleviespublicserviceduringtheslackagriculturalseasons.Andhedemandsnopaymentbeforethe
harvest.BecausehehastakenaccountofthecyclicalrhythmsofHeavenandEarth,hewillfindthatthepeoplehavemorethanenoughtosupporthimandthemselves
incomparativeluxury.AsMenciuswrote:
Solongasyoudonotinterferewiththebusyseasonsinthefields,thentherewillbemoregrainthanthepeoplecaneat....ThisisthefirststepalongtheKinglyWay....34
CorrelateswithEarth'sMysteryYin
thephaseMetalandtheYiching
Hexagramno.1,Masculinethesun
Ch'iang enterstheWellconstellation,7th
No.36.Strength degree
May28(p.m.)June1
HEAD:Yangch'iispure1andhard,dryandfirm.2Eachandeveryoneofthemyriadthingsisstrengthened.
Strengthcanbegoodorbad,dependingonthesituation.Thefirsthintsoffuturetroubleforyangch'iappearedintheHeadtextofTetragram35.Althoughpureyang
ch'i,likeHeaven,is"stronganduntiring,"3thingsthatgrowtoostrongunderitsinfluencetendtobeoverbearingandunbending.4Also,thingsthatgrowtoo"dryand
firm"suggeststiffcorpses.5Asiftoeaseourapprehensionsaboutpresentdevelopments,thisHeadtexttreatsonlythemostpositiveeffectsofyang'suninterrupted
growthonthemyriadthings.
App.1:Tobehardheadedisnotright.6
Itmakeshimutterlyuseless.
Fath.1:Tobehardatcenter
Means:Onecannotconferwithhim.
Thepettypersontendstobestubbornandunyielding,overbearingandinflexible.Basiccooperationisnotanoption,letaloneafruitful
Page248
Figure11.
Mt.T'ai,asacredmountainofChina.illus.fromarubbing,Chinese
RubbingsfromtheFieldMuseumno.32(11062cm.),ofunknown
date(probablyCh'ingdynasty).
Page249
7
workingrelation.TheMasterhimselfsaid,"Itisuselesstotakecounselwiththosewhofollowadifferentway[thanritual]." Bycontrast,theidealfriendandallyis
bothflexibleanduprightforthatreason,peopleseekhisadvice.8Strengthisanecessary,butnotasufficientcauseofgreatness.
App.2:Thephoenixspreadsitswingsinflight.
Noblemenapproachthepropertime:
Noonecaneverholdthemback.
Fath.2:Aphoenixinflight
Means:Opportunitycomestothenobleman.
Atrulymoralpersonislikeaphoenix.Withregardtotheirrespectivespecies,bothareequallyrare.9Thepatternsofbotharepleasing.(Thephoenixisfamousforits
exquisiteplumageandfastidioushabits.Inhumans,ritualactsprovidethepleasingpatterns.)Bothareendowedwithunusualstrength.Intakingflight,thephoenix
spreadsitswings(hsiu)tocatchthewind(feng).Byapun,10thetrulymoralpersoncultivateshimself(hsiu)toextendhisinfluencetoothers(alsofeng).Solongas
adequatepreparationshavebeenmade,andthetimeisright,boththephoenixandthemoralpersonwillsoarfarabovetheirpeers.11
App.3:Ifpillarsareuncenteredandbeamsnothigh,
Thegreatmansionislaidlow.
Fath.3:Pillarsnotcentered
Mean:Theycannotsetthefoundationstraight.
InbothChineseandIndianconventions,theruler'schiefministerswerecalledhis"pillars"and"beams."Ahousewillbestableonlyifitspillarsandbeamsare
measuredandpositionedcorrectly.Ifwefollowthisarchitecturalmetaphor,therulinghousecanonlyremainstrongifitschiefministersareselectedandemployed
wisely.Inthestate,asinarchitecture,theeffectofthewholedependsuponthebalancebetweennumerousstructuralparts,butafirmfoundationiscrucialforboth.12
App.4:Keenofeyeandear,thereandoverthere,13
Hisattendants,leftandright,
Offerhimstaunchsupport.14
Fath.4:Perceptiveaidesallaround15
Mean:Fromeveryside,manyknightsapproach.16
Theidealmaninofficeissaidtobe"perceptiveinearandeye."17Thegoodrulermustuseallavailableevidencetojudgecandidatesforoffice.Heisboundtoselect
thosewho,likehim,arekeenofeyeandear.Thetalented,therefore,flocktocourt,wheretheycanputtheirperceptive
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18
nesstogooduseinserviceoftheking. Theirsupportstrengthenstherulinghouse.
App.5:Noblemen,whenstrong,usevirtue.
Pettymen,whenstrong,useforce.
Fath.5:Thatthepettymanisstrong
Means:Hisfaultsincreaseashegainsrank.
Giventhecharismaassociatedwithrankandriches,itmayseemdifficultatfirsttojudgeapersonofpositionorwealthimpartially.19Butthepettypersonwhohas
finagledhiswayintoofficebecomesmoreoverbearingashisarroganceandprideincrease.Incontrast,themoralsuperioruponattaininghighrankbecomeseven
moreconsciousofhisresponsibilitytoleadothersalongthepathofvirtue.20
App.6:Usingmystrengthto"overcomemyself,"21
TheskyisthelimittowhatIcando.22
Fath.6:Strengthinovercomingmyself
Means:Greatexcellencehasnolimits.23
Trueexcellencedependsupontheindividualovercominghisownselfish,biased,orarroganttendencies.24Hemayalsodecideto"overcomehisownstrength"(an
alternatereadingofthefirstAppraisalline),asherecognizesthewisdomofyieldinginmanysituations.25Paradoxically,then,strengthcomesfromconqueringthe
self.26
App.7:Metalisstrongbutfleshisweak.
Bloodflowsinthefields.
Fath.7:Strongmetalandweakflesh
Mean:Thelawscausegreatharm.
Noteventhestrongestmancanwithstandablowbyweapons.Knowingtheirreparableharmthatweaponscanwreak,thegoodleaderrunshisstateinsuchawayas
tominimizetheneedforharshpunishments.27Herebloodflowseveninthericefields,suggestingthetyrannousnatureofthisregimeanditslaws.ItistheLegalists,not
goodConfucians,whoresorttoarmstosolveproblems.LegendhasitthatthefirstLegalistmasterShangYangexecutedsomanyinthefieldthattheWeiRiverran
redwiththeirblood.28
App.8:Hestrengthenswherehefails,29
Makinganeffortwhereheisweak.
Fath.8:Strongafterfailure
Means:Heworkshardtomakehimselfstrong.
Themoralsuperiorlearnstorecognizeandreformhisfailings.Thebestwaytodothisistoimmersehimselfinthemodelofthesages.30
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App.9:HeuprootsMountT'ai,
Hesnapspillarsandbeams.
Suchmenstumbleandfall.
Fath.9:Mountainsuprootedandbeamssnapped
Mean:Intheend,he'sundonebyviolence.31
ProverbialstrongmenaresaidtobeabletopullMountT'ai(the"GreatMountain,"locatedinpresentShantungprovince)outfromitsroots,andstillgoontochop
wholebeamsintwo,likematchsticks.Unfortunately,thosewhodeveloptheirownphysicalstrengthtothisdegreeseldomdevoteequaltimetomoralselfcultivation.32
Sincetheircharacterisrelativelyunformed,theyinvitedisasteruponthemselves.33
T'aishanusuallypointstotheruler,asthatmountainsymbolizeswhatisofgreatestweightandsolidity.PerhapsYangHsiungcriticizestheevilFirstEmperorofCh'in,
whosetyrannyunderminedthedynasty.
CorrelateswithEarth'sMystery
YangthephaseWaterandthe
YichingHexagramno.1,
Ts'ui Masculinethesunentersthe
No.37.Purity Wellconstellation,11thdegree
June2June6(a.m.)
HEAD:Yangch'iisuniformlypure,clear,andbright,sothatthingsallaredoublyilluminated1andprotectedbyitsshininglight.
Asyangch'iapproachesitsculminationatthesummersolstice,yinch'iappearsquiescent(thoughweknowfromanearlierHeadtextthatitisgatheringitsforces
quietlybelow).2Aspureyangch'ibatheseachofthemyriadthingsinitscleansingandenergizinglight,eachthingcomestoepitomizethatparticularformofbrilliance
consistentwithitsnature.3Inhumansociety,menideallyachievethelusterassociatedwithunadulteratedvirtue.4
App.1:Purewithin,5
Heisclear,withoutstain.
Fath.1:Purewithin
Means:Clear,withoutastain.
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Asiftoreiteratethesingularperfectionoftheindividual,theAppraisal'sdescriptionhasbeenrepeatedwordforwordintheFathoming.Appraisal1,tiedtotheWater
phase,suggeststhatthehumanheart/mindinitsoriginalstateatbirthispureandlimpidasWater.Asadults,wecanreturntothatoriginalpurityassoonaswewish
forGoodnessaboveallelsesincethatheartfeltwishridsourhsinofinappropriatedesire.6Sincethefirstgraphusedinthepoemhastwomeanings,"togaze"and"to
bepure,"thepoemcouldalsoberead:
Gazingwithin,hefinds
Claritywithoutcorruption.
Lookingwithin.
[Hisconscience]isclearandincorrupt.7
App.2:Taintedsecretlywhilefeigning8purity,
Heisshamedtothecenterofhisself.
Fath.2:Adarkmixpretendingtobepure
Means:Thecenterburiesitself.
InadirectcontrasttoAppraisal1,thispoemdescribesanindividualwhofeignsintegritythoughheisplaguedbydividedloyaltiesandcontradictoryimpulses.Though
othersmaybetakeninbythepretense,hisconsciencesuffersgreatly.9Heislike"awolfinsheep'sclothing."10
App.3:HeliftshiseyesuptoHeaven.
Helowershisearstothedepths.
Suchisreverence.11
Fath.3:Eyesraisedandearslowered
Means:Hispowersofperceptioninvestigatethelimits.
ThesacredcosmicpatternsofHeavenandEarthareperceptibletoMansolongashemaintainsareverentialattitudetowardsthem.12Thesepatternsmaybeadapted
tothehumanorderasneeded.TheChangesbeginsitsdescriptionofthecultureheroesofantiquity,therefore,withthefollowingpassage:
WheninearlyantiquityPaoHsiruledtheworld,helookedupandcontemplatedtheimagesintheheavens.Helookeddownandcontemplatedthemodelsonearth.He
contemplatedthemarkingsofbirdsandbeastsandtheirsuitability[toparticularenvironments]onearth.Neartohandhetookthem[patterns]fromhisownpersonfartherway,
hetookthemfrom[other]things.AndsoheinventedtheEightTrigrams[oftheChangesonthecosmicmodel]toestablishcontactwiththecharismaticpowerofthegodsandto
categorizetheactualconditionsofthemyriadthings.13
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Thelatterdayseekerafterwisdomhastwoadditionalwaysofperceivingthefundamentalcosmicpatterns.Hecan''lookup"theClassicscomposedbythesageshe
can"lookdown"byconsultingwidelywithothers,evenwiththehumblestmembersofsociety.14Oncehehascarriedouthisinvestigationsreverently,hecanestablish
fundamentaltruthsforthegoodofthehumanrace.Thenhehimselfwillbeworthyofrespect.
App.4:Thepettymanenviesthepure,
Andsolosesrankandpropriety.15
Fath.4:Thatsmallmenenvythepure
Means:TheWayisnotattained.
Thepettyman,insteadofworkinghardtoemulatethepuregoodnessofthesages,simplyenvieshismoralsuperiors.Inconsequence,hefailstoreformhimself.He
mayeventrytoimpedetheriseofgoodmen.Thoughsoonerorlaterheforfeitshisinfluence,16hismisconductimpedesthecourseoftheWay.
App.5:Puretothehidden"yellow"core:
Supremely17stable,heknowsnobounds.18
Fath.5:Pureinthehidden"yellow"mind
Means:HismodelistherectifyingEarth.19
Thephrase"hiddenyellow"appearsinTetragram1,whereitsignifiesthedeepest(hidden)recessesofthemindofthecenteredindividual(yellow=thecolorofthe
center).TheyellowcenterisassociatedwithEarth,whichepitomizestherelatedvirtuesoffairness(presumablybecauseallpointsonitssurfacelieequidistantfromits
core),ofhumility(sincetheearthiscontenttoliebelowourfeet),ofstability(sincetheearthnevermovesbeneathourfeet),20andofopenness(sincetheearthisvast).
Themanwhoexemplifiesallthesevirtuesishiddeninanothersense:thefullextentofhisbrilliancewillneverbeknownbyordinarymortals.21
App.6:Greatpuritygiveswaytoerror,
Andsothereischange.
Fath.6:Perfectpuritysucceededbyerror
Means:Thepettymanisovercome.
Astateoranindividualfailstosustainitsearliervirtue.Changeanddefeatensue.TheonlyremedyliesintheConfucianprescriptionto"conqueroneselfandreturnto
ritual."22
App.7:Inhispurity,heseeshisfaultsintime.23
Thenoblemanmovestorepairthem.
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24
Fath.7:Purebecauseoftimelyfaultfinding
Means:Heisgoodatmendingerrors.
ThoughAppraisal7correspondstotheBeginningofCalamity,theindividualherefortunatelymanagestocorrecthisfaultsbeforeitistoolate.Perhapsgoodadvisors
assisthiminreform.25
App.8:Pureevil,withoutatraceofgood.
Fath.8:Pureevil,withoutatraceofgood
Means:Finally,hecannotbehelped.
AccordingtoYangHsiung'stheoryofhumannature,humanbeingsatbirthgenerallyfallintothreetypes:theverygoodtheverybadandthevastmajority,whoare
"mixed"(partlygoodandpartlybad).AccordingtoYang,neithertheverygoodnortheverybadaremuchaffectedbyeducation.26AsConfuciusremarked,"The
verywisestandtheverystupidest[inmoralterms]aretheonlyoneswhocannotchange."27Forthetrulyevil,punitivemeasuresmaybenecessary.
App.9:Puretotheendandforevernew,28
Heispropriety29exemplified.
Fath.9:Proprietythatispuretotheend
Means:Truly,thisiscauseforcelebration.
Thetrulymoralpersonmonitorshisownconducteachdayinordertopreservehishardwonperfection.Heis"evernew"becausehereturnstohisrootsinfilialpiety
andloveoftheancients.Healsoinvokestheeternaltimelessnessofsacredrealmthroughdailyritual,whichbringstheprimordialmythicaltimeintothepresent.30His
moralexampleuntarnished,hedeservesthepraiseofall.
CorrelateswithEarth'sMystery
YinthephaseFireandtheYiching
Hexagramno.14,Great
Sheng PossessionsthesunenterstheWell
No.38.Fullness constellation,16thdegree1
June6(p.m.)June10
HEAD:Yangch'i,highandfull,fillsandstopsupeveryspacesothatthingscompletely2fulfillits3intentions.
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Withsummerinfullswing,yangch'iapproachestheheightofitspowers.Asyangfillsupeverynookandcrannyofthecosmos,itanimatesalllivingthingssothateach
becomes"repletewithvirtue."4Animalsgrowheavywithmaturitymanyareripewithchild.5Fruitsgrowheavyonthevine.IntheworldofMan,themoralperson
brimmingwithvirtueisreadyto"curbevilandfostergood."6Misfortunecomes,however,tothosebloatedbyarroganceorbyunhealthydesiresforprofitorposition.
App.1:Heprospers,butnotbytheline.7
Helosessecret8virtue.
Fath.1:Prosperousbutunprincipled
Means:Atcenter,hefailstoconquerhimself.
ThatalreadyinAppraisal1thereistalkofprosperityreflectsthefullnessofyangch'iatthistimeoftheyear.Unfortunately,theindividual,oncesoselfeffacing,tends
togrowcarelesswithprosperityselfsatisfied,heslipsfromquietvirtueintoimmodestyorevengarrulousness.9Ifheisnotcareful,sucherrorswillgrow.Forthis
reason,astheproverbsays,"Prosperityisthebeginningofdecline."10
App.2:Actsthatdonotdependonreward11
Canleadtogreatriches.12
Fath.2:Actsindependentofends
Mean:Thiswecall"MysteriousPower."
TheLaotzupraisestheTao,sayingthatit
Givesbirth,butdoesnottakepossesion.
Benefits,butdoesnotdepend.
Actsassteward,butdoesnottakecontrol.
Thisiscalled"MysteriousPower."13
TheMysterydescribesthegoodperson,whoinimitationoftheTaopursuesthemoralcoursewithoutthoughtofrewardorrecognition.14HisfocusonGoodness
shouldbeenoughtoachievegreatvirtue(onekindofriches).15Intheprocess,theindividualislikelytoalsoattainmaterialsuccess.AsConfuciusonceremarked,
"Thepersonwhoseldomgetsintotrouble...willbesureintheprocesstogethisreward."16Attheveryleast,lackinganydesiretolorditoverothers,hewill
probablymakenoenemiesashegoesthroughlife.17
App.3:Loveofprofitfillsthebreast.
Itdoesnotprofitthecommongood.
Fath.3:Loveofprofitswellingthebreast
Means:Itbuilds18privategates.
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AccordingtomostancientworksofChinesephilosophy,thecommongoodshouldtakeprecedenceoverprivatebenefitsinareasofmoralconflict.Forthisreason,
theChineselanguagehasnoexactequivalentforourmodemWesternnotionofprivacy.19Thetermtranslatedas"private"(szu)carriestheperjorativesenseof
"selfishness."Thosewholoveprofitservetheinterestsofprivate"gates''(forexample,privatepatronsorheterodoxschoolsofphilosophy),ratherthanthecommon
good,whichcallsforselflessdevotiontoduty.
App.4:Withslightprosperity,subservience20
Functionsasgatewayforgreatmen.21
Fath.4:Minorprosperity,propersubservience,
Means:Heservestheworthyandhumane.22
ThethemeofsubservienceappearsappropriatelyinAppraisal4,assignedtomembersofthebureaucracy.TheChinesegraphfor"subservience"showsafigurewith
theheadbowedlowandtheeyeturnedin.Theindividualisfitforofficeonlyafterhumility,obedience,andthepowersofselfreflectionhavebeendeveloped.Inthe
desiretodischargehisobligationstoothers,theindividualcomestodisregardhisownprosperity.23Butothers,comingtoadmirethisunselfishness,propelhimto
higherposition.Paradoxically,theindividualwhohumbleshimselfattainsstillgreatersuccess.24
App.5:Fallingtobeargoodfortunelightly,
Hepicksupillandisthenensnared.25
Fath.5:Bearinggoodfortuneandraisingill
Means:Suchisthewayofthepettyman.26
Goodandbadfortunearefrequentlyintertwined.Asgoodfortunebecomesaheavyburden,calamityis"pickedup"or"raised."Therearetwowaystoaccountfor
this:Iftheleaderparadeshisownwealthandpower,27theenvyandmaliceofallaroundhimareexcited.Orperhapstheindividualisnotuptothejobinotherwords,
"hisshouldersarenotbroadenough"tobearweightyresponsibilities.
App.6:Grantinghimglory,Heaven
Openswideallborderstohim.
In28modesty,therearerewards.29
Fath.6:ThatHeavengrantshimglory
Means:Modestyincreaseswhathehas.30
Appraisal6inanevennumberedtetragramcorrespondstotheSonofHeavenasrecipientofHeaven'smandate.Solongastherulerconforms
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toHeaven'swillwithduemodesty,therearenotheoreticallimitationsonhispowerandauthority.
App.7:Assummer'sfieryheatmountsup,
Itcallsforthwinter'sicysprings.
Fath.7:Withmountingfires,thatspringsgrowcold
Means:Calamityisnotfaraway.
Appraisal7representsatripleconjunctionofFire,itisthesecondFirelineinaFiretetragram.Appraisal7isalsotheBeginningofCalamity.Theline,then,follows
traditioninpredictingthatanexcessoffieryyangch'iatthesummersolsticemustgivewaytothewaxingpowerofdestructiveyin.31(Thecoldspringsofwinterbring
tomindtheYellowSprings,theundergroundregioninhabitedbytheshadesafterdeath.)
App.8:Hedampsdown32thefullblaze33
Ascollapseisabouttobegin.34
Fath.8:Drawingofffromthebrim
Means:Hebarelyescapesfromdanger.35
OneHanfigureofspeechcomparestheimmoralpersontoafoolasleeponalightedpileofwood.36Afireinfullblazeisdazzlinginitsbeauty,butitcanalsobe
dangerousespeciallywhenthebeautyofthefiredisguisesitsessentiallydestructivenature.37Thewiseindividualalwayswithdrawstoasafedistanceinthepresence
ofdanger.Theconsciousdecisionnotto"playwithfire"makesgoodsenseatanytime.38Here,however,theindividualsaveshimselfonlyatthelastmoment.Still,
eventhenadditionalbenefitscomefromdampingdownthefire:Thefireisputoutwithwaterfromthejar.Andsincethejarisnowlessthanfull,thewaternolonger
spillssoeasily.39
App.9:Thegreatestprosperitydoesnotsave.
CalamityissentdownfromHeaven.
Fath.9:Thatextremefullnesshasnopowertosave40
Means:Heaven'sWayisreversion.41
Lackingthewilltobegood,theindividualispreytoallthetrapsthatsuccessbringstomindandbody.Calamitystrikesattheheightofprosperity,revealingthehollow
natureofmaterialsuccess.Asalways,therootoftheproblemlieswithintheselfHeavencannotbeblamedwhenManchoosestodisobeythecosmiclaws.42
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CorrelateswithEarth'sMysteryYang
thephaseWoodandtheYiching
Hexagramno.37,FamilyMembers
Ch thesunenterstheWellconstellation,
No.39.Residence 21stdegree
June11June15(a.m.)
HEAD:Yang1onallsidesoccupiestheouterrim.2Awesomeandformidable,3itservesastheinnerandouterwallsforthingssothatallthemyriadthingsgetits
protectiveframe.4
Yangch'imovestotakeupresidenceattheoutsideofthings.Likeaframeorshelterorcitywall,itsurroundsandprotectsthings,strengtheningtheirdefensessothat
allthingsfeel"safeathome"underitsinfluence.5AstheChangesstates,"Whenthehouseissetinorder,theworldissetonafirmcourse."6Untilyingrowsstronger,
thepotentialforGoodseemsunlimited.
Atthesametime,thearchitecturalmetaphorsuggeststhatyangch'iwillsoonreachitsnaturallimits.Wallsandframesareusefulconstructions,buttheirfirmstructure
worksagainstopenendedpotential.Also,wideouterframesbydefinitionareinherentlyweakerthantheinnercore,wherestrengthcanbeconcentrated.7Asyang
ch'imovestoapositionattheouterrim,itemptiesoutfromthecoreofBeing,leavingbehindavacuumtobefilledbyyinch'i.(Comparethedescriptionofmaleas
"outer"andfemaleas"inner"intheChanges.)8Dangerliesinneglectingwhatisfundamental(orinner)whileattendingtothesecondary(orouter).
App.1:Notgivingorreceivingpraiseorblame,9
Hethuspreserveshishouse.
Fath.1:Nopraiseorblame
Means:HisWayisconstant.
Appraisal1isassociatedwiththeWaterphase,withsilence,andwiththetranquilinnermind.Onlythosewhoareselfmotivatedaresinglemindedenoughtopursue
theGood.Unconcernedwithothers'praiseorblame,10thegoodpersonfollowstheRightassiduously,actingwithequalnobilityinpublicandinprivate.Atthesame
time,hemayaptlybecalledaconformistinthathebendshiswilltotheconstantnormsenshrinedintheConfuciantradition.Preoccupiedwithhisownmoralquest,he
hasabsolutelynodesiretocriticizeothers,11sonothingmakeshimstandoutfromthecrowd.Inthisway,hepreserveshisfamilyline.12
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App.2:Thehouseholdhasnoflasks.
Thewifesupplantsherelders.13
Sheerrs,14washingtheminmud.15
Fath.2:Ahousewithoutflasks
Means:Itlacksthemeanstocarryon.
FamilyritualspreservedintheConfuciancanonaredesignedtobalancehierarchywithreciprocity,sothatbothrespectandlove,aswellasorderandintimacy,prevail
inthehome.Thishouseholdhasnoflasksforwaterandwine,soneithermundanetasks(likedrawingwaterfromthewell)16norritualdutiescanbecarriedout
properly.Worse,inutterdisregardofChinesecustom,theyoungwiferefusestodefertotheseniorwomenofherhusband'shousehold17instead,shetriestotake
overthehouseholdmanagementinavirtualusurpationofherelders'power.Misrulereignsinthefamilyevenordinaryvaluesareoverturnedasmuddywateris
mistakenforclean.
Itistemptingtoreadthegraphmeaning"flask"asamisprintforasecondcharactersignifyingtheproperseclusionandinternalorderofthewomen'squarters.18Inthat
case,theMysteryremindsusthatstrictsegregationofthesexesistherulewithinthefamily.Thisreading,however,wouldviolateYangHsiung'srhymescheme.
App.3:Withyoungandoldinproperorder,
Thesoncansustainthefather.
Fath.3:Sonscarryingtheirfathers
Means:Onlythencanthereberenewal.
ThefundamentalparadoxofChinesehierarchyisthatitsverysurvivaldependsuponadequateprovisionformobilityandchangewithinthathierarchy.Beforehis
parents'death,thefilialsonissubject(withveryfewreservations)tothewillofhisparents.Uponthedeathofhisfather,however,hesucceedstoahigherpositionas
paterfamilias.19Householdsandindividualssurviveonlywhentheytakeintoaccountbotheternalconstantsandchangingrealities.
App.4:Apigappearsintheaudiencehall,
Withapuppyfollowingitstracks.20
Fath.4:Apigintheaudiencehall
Means:Theirpresence21isunlucky.
Inanyprivateresidence,theaudiencehallasthemainpublicroomservesavarietyofimportantfunctions.Theancestraltabletsarearrangedonanaltarinthatroom,
makingonecornerofthehallakindofchapeldedicatedtothedead.Theaudiencehallalsoservesasalivingroom,
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wherefamily,friends,andguestsgatherformealsandotherritualoccasions.
TheChinesegraphfor"house"(chia)depictsapigunderaroofaswealth"onthehoof,"thepigshouldresidesomewhereinsidethefamilycompound.Butthepigis
dirtyandsmelly,despiteitslongdomestication.Suchacreaturehasnoplaceinthemostsacredroomofthehouse.Stilllessshouldthedogbethere.Though
EuropeanespeciallyEnglishtraditionhaselevatedthedogtoman'sbestfriend,inChinathedoghasremainedalowlywatchdog,whoserightfulpostisoutsidethe
maingate.22Evenworse,thedogisinhotpursuitofthepig.Oncethedogcatchesupwithit,thereissuretobeatussle.AccordingtoChinesedivinationtexts,afight
betweenadogandapigisabadomensignifyinglackofdisciplineinthehousehold,especiallyinsexualmatters.23
App.5:Ruddersandoarssteadytheride.24
Theyaregoodforrichesandstability.
Fath.5:Peaceandharmonythroughrudderandoar
Means:Therideissmoothtotheborders.
Theboatisamiraculousconveyancesinceitcombinestheconvenienceandsafetyofanearthboundresidencewiththecapacityfortravelonwater.25Thisimage,
then,emphasizesstabilityinthemidstofchange.Topandbottom,rudderandoar,workinconcert,justashigherandlowerranks26mustcooperatetocreateajust
andsafestate.Safetyintheboatdependsinequalmeasureontheinitialconstructionoftheboatandtheskillsofitscaptain.Byanalogy,thejustsocietyrequiresboth
goodinstitutionsandacapableruler.27Onceitisproperlylaunchedandpiloted,theheavyframeoftheshipglideseasilyoverthewaves,justastheshipofstate"rides
on"themasses.28Richesandsecuritycometoallwhoavailthemselvesofit.
App.6:Hewhosetshiswellandstoveapart,
Inthreeyears,onlyseeshisfamily'sback.
Fath.6:Toputoutwellandstove
Means:Inthreeyears,nofeastsareenjoyed.29
Tosetthewellandstoveapartsignifiesthedecisiontosplittheextendedfamilyhouseholdintoseparateunitsbasedonthenuclearfamilyadecisionoftenforced
upontheextendedfamilybymembersoftheyoungergeneration.30Eachtimeamemberofthenew,smallerhouseholdunitgoestoitsownseparatewellandstoveto
fetchwaterandcook,itreinforcesthegroup'srefusaltocooperate.Discordinthefamilypredictablyendsinthreerelateddisasters:First,familyelders,whousually
counselagainstasplit,areincreasinglyignoredbytherebelli
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31 32
ousyoungergeneration. Familyeldersandancestorsmayevensufferneglect(sotheyonly"seethebacks"oftheirinsubordinatefamilymembers). Second,the
initialdivisionofcommunalfamilypropertygeneratesevenmoremutualantipathy.Third,thepropertydivisionworksagainstfuturecooperationbetweenfamily
members,nomatterhowmutuallyadvantageoussuchcooperationmightbe.Asingleactofrebellionmakestheentirecommunitysuffer.
App.7:Theoldmanpullsacart.33
Theyounggirlraisesajar.
Bothbenefittheancestralhouse.
Fath.7:Anoldfellowpullingacart
Means:Onlythendotheirbodiesgrowstrong.
Theoldmanisapparentlystillvigorousenoughtopullthecartbyalargeropeloopedaroundhisarm.Theelder'sjob,asheseesit,isto"carrytheyoung,"both
physicallyandemotionally,untiltheyareoldenoughtoassumesomeresponsibilityforthemselves.Theyoungermembersofthefamilyfeelsolicitoustowardsthe
familyhead,despitehisevidentstrength.Inthisway,theydemonstratetheirwillingnesstofulfillfamilyobligations.Conscientiousinhertasks,withnomindtodally,34
theyounggirlherehastenstoraiseawineorwaterjartotheoldman'slipsinagentlegestureofgoodwill.Thelessonisclear:themajorresponsibilityforthefamilyis
giventothemaleelders,whilethosewhoareyoung,weak,orfemalerepaytheirelderswithrespectandlove.Sincethegenerationsbehavewelltowardeachother,
thefamilylineislikelytoprospertheadvantagesofatightfamilyunitbecomeobviouswheneachperformshisorherrole.
App.8:Hisstoolsupended,hisladlesinpairs:35
Hishouseholdisnogood.
Fath.8:Overturnedstools,toomanyladlesbytwice,
Mean:Familyusageisnotright.
InearlyChina,theChinesesatonmatsplacedontheground,thoughastoolwasprovidedfortheelderlyasamarkofrespect.36(ThechairwasaWesternimport
thatgainedpopularityinT'angtimes.)Anupendedstoolsignifiesdisrespectfortheaged.
Atthesuppertable,asingleladlewascommonlyreservedforthehost'susewhenservingsoupsorstews.Todoublethenumberoflargespoonsimpliesoneofthree
conditions,allundesirable:unwontedluxuryinthehousehold,37astrongchallengetotheprerogativesofthepaterfamilias,38orthedoublingofthewomeninthe
household(presumablybecauseoftheageoldcomparisonofthespoontothewomb).39Since
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allrespectandprobityhasbeenundermined,thefamilycannotcontinuestrong.
App.9:Ifthestumpproducesnewshoots,
Itskindisnotcutoff.
Fath.9:Astumpproducingnewshoots
Means:Onlythendoesitstypelastlong.
Afteratreeisfelled,newshootssproutfromthestump.Byanalogy,afterthedemiseoftheheadofthehousehold,thebirthofoneormoresonspromisesnewlifefor
thegenealogicalline.
CorrelateswithEarth'sMysteryYinthe
phaseMetalandtheYichingHexagram
no.48,TheWellthesunenterstheWell
Fa constellation,25thdegree1
No.40.LaworModel
June15(p.m.)June19
HEAD:Yangsuspendsitslawonhigh.Things[inresponse]lifttheirgazetotheirownmodelssothateachandeveryonetakeson2pattern.
Withthenexttetragramarrivesthesummersolstice,theannualculminatingpointforyangch'i,whichaccountsfortherepeatedreferencestoyang'shighposition.With
yangch'iprovidingamodelofperfection,allthingscometomeasureandadaptthemselvesaccordingtocosmiclaw.AstheOdesassureus,"Heavenproducesthe
teemingmultitudes,/Astherearethings,theremustbenormsandlaws[forthem]."3Thistetragram'stitlereferstomodelsandpatternsofanykind(evenritual
pattern),aswellastothepenalcode.4IntheearlierAppraisals,whichwewouldexpecttobemoreauspicious,thefocusisonvariousmodelshallowedinConfucian
tradition:theruler'smodelbysuasiveexample,themodelprovidedbytheConfucianClassics,thesagelymodelofthecultureheroesofantiquity.Butinthefirstyin
linepastthemidwaypoint,whenthepowerofinauspiciousyinisgrowing,theAppraisalsshifttoconsidertheplaceofpenallaw(alliedwithyinandwithMetalinHan
correlations).Ingeneral,Confucianismadmitsthatevensagesmaybeforcedtoapplythepenalcodetoparticularlyrecalcitrantcases,though
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5
suasiveexampleispreferableindealingwithmosthumans,bothbecauseitismorehumaneandbecauseitismoreeffective. Incomparingthelawtothewellof
Hexagram48,thistetragramtriestoemphasizeoneaspectofthelaw:Likethewell,thelawshouldnotchangeonlyifthelawisknowntoallandequitablyapplied
willitservethecommunityadequately.6
App.1:Themodelhebuildsisanunfitmodel.
Fath.1:Thatthemodelbuiltisnomodel
Means:Itisnotworthusing.
YangHsiung'sotherneoclassicaltext,theModelSayings,lamentsthefactthat"therearemanysuchcaseswhereamodelwhichisnotafitmodel,andapatternisnot
afitpattern."7Unsuitablemodelsproveworsethanuselessfortheindividualorsociety,fortheyconveythewrongvaluesortechniques.Oneexamplemightbethatof
anevilfather,whosetsapatternofinattentionorevenabuseforhischildren,whichisthenreplicatedinsucceedinggenerations.Anotherexamplepertainstothe
workingsofthemindsinceAppraisal1correspondstoBeginningThought.Astheselinescaution,themindthatusesthewrongmentalconstructtoviewacertain
situationwillmakeinappropriatedecisions.BoththeworldofHeavenandEarthandtheConfucianClassicsprovidesufficentmodelsofcorrectthoughtand
behavior.8Anydeparturefromthesepreordained,naturalpatternsinevitablycreatesdisorder.
App.2:Hecopiesthemodelbycentering,
Andsoheovercomes.9
Fath.2:TopatternoneselfontheMean
Means:Beingreveredbyallthemasses.10
Thecosmicmodelhasbeenreproducedinthesocialinstitutions,ritualprecepts,andpracticalinventionsofthesagekingsofantiquity,whoseconductprovidesthe
correctmodelforMan.AllthesemodelsteachtheindividualtocenterhimselfbykeepingtotheMean.11
App.3:Failuretostartwith12levelandline,
Ruinshissettingsofcompassandsquare.
Fath.3:Levelandlinenotatthestart
Means:Itistheirusethatisatfault.
AHanproverblamentstheeasewithwhichwecompoundinitialerrors:"Offbyahair'sbreadth[atthebeginning],you'llmissbyathousandmiles[intheend]."13Any
initialmiscalculation,howeverslight,ismultipliedwitheachsubsequentmeasurement.TostrayeversoslightlyfromtheWay,then,istoriskgravemoralerror.The
metaphor
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impliesthatthereisnothingwrongwiththebasematerialtheproblemariseswhentheindividualdecidesheneednotuseavailabletools.Byanalogy,thereisnothing
inherentlywrongwithhumannaturewefailtobegoodwhenwefailtousethetoolsprovidedbythesages.14
App.4:Level,line,compass,square
Noneworkagainstourapplications.
Fath.4:Level,line,compass,andsquare
Mean:Theyeachproceedfromtheself.
Aworthymaninoffice(sinceAppraisal4correspondstothebureaucracy)usesgreatcaretoensurethateachplanhedevisesisinexactconformitywiththemodels
presentedbythesagesofantiquity.Inthis,heislikethegoodcarpenterwhocontinuallycheckshisownconstructsagainstlevelandline,compassandsquare.When
suchprecautionsaretakenoveraperiodoftime,thecorrectmodelsarefullyinternalized.Thentheofficialisselfdisciplinedenoughtoruleothers.15
App.5:Thewellropeisshort,tooshort.16
Thewaterjarisfull.
Thoughthewellisdeepandwide,
Intheend,itcannotslakeourthirst.
Fath.5:Thatthejarisalreadyfull
Means:Thisisnotthewaytostudy.
ThepropersourceofalllearningistheConfucianClassics,whichareprofoundasadeepwell,andasrefreshingandvitalizingascleanwater.17Toavailhimselfofthe
Classics,however,theindividualmustadopttheproperattitudetolearning.First,theindividualmustapplyhimselftothetaskofhowbesttoplumbthedepthsin
otherwords,hehadbettermastertheuseoftherope.Second,theindividualmustdevotehisentireattentiontoConfucianism.Iftheindividualhasdrunktoodeeplyof
heterodoxtexts,therewillbenoroomleftinhismindfortheteachingsofthesages.Inotherwords,hewillbelikeajarthatisfulltothebrim.TheMysterycounters
criticismsofConfucianismbyarguingthatitsdoctrinesaresufficientforallhumanpurposes,justaswaterfromthewellissufficienttoslakeanythirst.Thetroubleis,
wepettypersonsdonotknowhowtousetheresourcesatourdisposal.18
App.6:Intheleadthread,intheguiderope
Propriety'sgloriesareshown.
Fath.6:Leadthreadandguiderope
Mean:TheGrandRuleismadecleartous.
Therulerexemplifiesforhispeopletheunderlyingprinciplesoftheintegratedcosmicandsocialfabrics(inChineseterms,theleadthread
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19 20
andtheguiderope). Oncethegoodrulerordershispersonandhisclan,heproceedstoinstitutetheGrandRule, anidealstateinwhichallhumansdevelopintheir
socialroles.Theorderlyreignredoundstohisgloryhisnamegoesdowninhistoryasasage.
App.7:Iffinenetsarecastondeeppools,
Thisdoesnotbenefitthefish.
Fath.7:Finenetsondeeppools
Mean:Tyrannicallawsspreadwider.
Inthisfirstyinlinepastthemidpointofthecycle,theMysteryturnstoconsiderthepenalcodeinsociety.Thefinenetreferstopenallawthatisunusuallyharsha
widermeshwouldallowthe"smallfish"toescape.21Thosewhogiveitanythoughtknowthatifallthefisharetaken,nonewillbeleftforlater.Themoralis,
unmitigatedseveritydestroystheverythingitintendstopreserve.Whenveryminorinfractionsofthelawarepunishedseverely,thepeoplearelesslikelytobecome
good.
App.8:Hecorrectsthoseofuswithfaults
Untilwehavenodepravity.22
Fath.8:Rightingthosefaults
Means:Hedrivesusontoperfection.
Thetruemoralsuperiorcontinuallycorrectshisinferiorsuntiltheyattainperfection.Ideally,asoneConfucianClassicsays,"Throughpunishmentstheremaycometo
benopunishments."23
App.9:Ifthewellhasnorail,
Waterspillsstraightover.24
Withnovalleyorgorge,25
Itwillendinaflood.26
Fath.9:Wellswithoutrailings
Mean:Lawsareundulyexcessive.27
Water'spropensitytoflowbeyondtheconfinesofthewelliscomparedtothepotentialofaharshpenalcodetoengulfallinitsruinousflood.Tworemediesexist:the
firstistostrictlycircumscribetheoperationofthelaw(themetaphoricalequivalenttoputtingarailingorcollararoundthewell),sothatitdoesnotwreakhavocinthe
communitythesecondistoprovideasabackupanalternateoutlettodrainawayanyexcess(anequivalenttothevalleyorgorge).28Inhumansociety,thesinglemost
importantoutletforexcessivedesiresistheritualsystem.Overrelianceonlawonlyleadstogreaterlawlessness.29
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CorrelateswithEarth'sMysteryYang
thephaseEarthandtheYiching
Hexagramno.30,Adherence1thesun
enterstheWellconstellation,29thdegree
theDipperpointsduesouththemusicalnote
isFsharp2theSummerSolsticesolar
Ying periodbeginswithAppraisal5
No.41.Response
June20June24(a.m.)
HEAD:Yangch'iculminatesonhigh.Yinfaithfully3germinatesbelow.4Highandlowmutuallyrespond.
Tetragram41correspondswiththesummersolstice,5oneoftwo''centers"ofthelunaryear.Asiftoemphasizethisqualityofcentredness,YangHsiunghasarranged
theMysteryinsuchafashionthatTetragram41representsatripleconjunctionofcenters:6With81tetragramsashistotal,YangHsiungassignedthefirst27
tetragramstoHeaven,thesecondgroupof27toEarth,andthefinalthirdtoMan.Tetragram41isassignedtotheexactcenterofthe"EarthMystery"(Tetragrams
2854),whichitselfholdsthecenterpositioninthetriadicrealmsofHeavenEarthMan.ThistetragramisalsoassignedinthesequenceoftheFivePhasestothe
cosmicagentEarth,saidtooccupythecenterofthefourpointsofthecompass.SomuchcentrednesscannothelpbutpromotetheGood.
ThetitlecharacterResponseconveysfourrelatedmeanings:(1)torespondorreact,(2)therightorinevitableresponseinaspecificcase,(3)conformitytonatural
patternsinthecosmosandinsociety,and(4)harmoniousunion.TheAppraisals,playinguponthefullrangeoftheseassociations,generallyfocusuponthe
paradigmaticrelationsbetweenHeavenandEarth,rulerandsubject.AccordingtoYang,conformitywiththeWayisanecessarypreconditionforsuccessful
interaction.OnceManconformswiththeTao,
HeavenandEarthwillunite
Andthesweetdewwillfall.
Thepeoplewillbeequitable,
Thoughnoonesodecrees.7
EachofYang'stextsalsoreferstooneormoreoftheglossesgivenbyHanscholasticsforthetitleofthecorrespondenthexagramno.30:8(1)"adherence,"(2)
"jointure,"(3)"brilliantlight,"(4)"enlightenment,"(5)
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"dispersal/separation,"or(6)"nets"[forhuntingandfishing].Giventheauspiciousnatureofmostoftheseassociations,itshouldcomeasnosurprisethateventhe
AppraisalsassignedtoinauspiciousNightseemsomewhatlessdireintheirwarnings.Still,Yangcautionsusaboutthedangersinherentinflorescence.Atthevery
pointofyang'sculmination,thesummersolstice,thecontrarypowerofyinbeginstogrow.Byanalogy,weknowthattherootsofdecayareoftenplantedinpresent
prosperity.
Yang'scharacterizationofyinch'iiscrucialtoouranalysisofthelargercyclicpatternsatwork.Yangchoosestodescribeyin'sactivityashsin,agraphwhichcanbe
understoodinatleastthreeways:Hsinmaymean"faithfully"(i.e.,withoutfail),asinmytranslation.Theclimaxofyangch'iabove"withoutfail"spontaneously
provokesthebirthofyinch'ibelow.Thisdefinitionunderscorestheregularityandinevitabilityofcosmicresponse,athemeemphasizedbytheHeadtextofTetragram
1assignedtothewintersolstice.ButassumingthatYang'slanguageplaysoffbothTetragram1andtheChanges,wemayalsowishtoreadhsinas''expanding."9
Thosetextsremindusthatthealternatingexpansionandcontractionofyinandyangch'iprovidesthemomentumforallphenomenalchangethroughtimeandspace.
Finally,thereisthecuriousglossofferedbytheSungcommentatorSsumaKuang.10Intheabsenceofanycontext,itmaypointtocolloquialusagebywhichhsin
referstothefuseofthefirecracker.11Afuseisanexcellentmetaphorforthecatalyzingpropertiesofnascentyinch'i,foritsmodeststartwillintimeproducethemost
startlingofchanges.LikemostHanthinkers,YangHsiungsubscribedtoprevailingbeliefsaboutthesacredoriginsoflanguageforhim,moralconnectionsareoften
revealedbyhomonyms.Itistempting,then,toapplyallthreedescriptionstoyin'sactivityinreadingthefollowingtexts.
App.1:Six,astrunk,setsthepattern,
MakingFive,thebranches,wellarranged.12
Fath.1:Six,astrunk,settingpatterns
Means:Headherestotheruler.13
Thenumbersymbolismusedhereissomewhatconfusing.14Accordingtothe"GreatCommentary"totheChanges,thenumber6correspondstoyinandEarth,while
5isassignedtoyangandHeaven.15IfweassumethatYangadoptstheChangesnumerology,thenwemightreadtheselinesasproofofYang'seclecticphilosophy,
fortheymakeyinch'itheineffablefountainheadofallthevariousyangmanifestations,asinclassicalTaoistphilosophy.
TheorthodoxConfucianobjectionisgivenbytheCh'ingscholar,Ch'enPenli:
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Heaven'snumberisfiveEarth'sissix.Thetrunkisassignedtoyangthebranches,toyin.InadiscussionemployingthenumbersofHeavenandEarth,thetrunk,then,oughtto
becalled"five"andthebranches"six."Now,incontrast,[thepassage]says,"Six,thetrunk...five,thebranches...''This,then,isacaseofyinandyangmixed,[whichportends]
thereversalofthepositionsofrulerandminister.16
Unfortunately,Appraisal1inanoddnumberedtetragramisalwayscorrelatedwithauspiciousyangch'ithismakesithighlyunlikelythatYang'sversesshouldoffer
veiledcriticism.
Isuggestasimplesolution:EachAppraisalinthetetragramisassignedtooneoftheFivePhasesinsuccession.Six,then,representsthehigherOneakindofinternal
punfortheruler(ofHeavenorofEarth),asitdoeswithmanyotherHanwriters.17YangHsiungcanbesaidtotypifyHanclassicisminhispreferencefordivine
Onenessoverthatwhichisvariedormultiplicitous.18Heretheoneruler'sinfluencespreadsthroughouttheempire,transformingit.Onlytheruler,theOneManasheis
called,canaccomplishthis,sincehealoneprovidesaUnifyingvisionoftheWaytocountermultipleclaimsbasedonselfinterest.Solongastheruler'sinfluence
addressestheneedsofhispeople,theywillrespondbyofferinghimtheircompleteallegiance.Inthisway,thebranchesdependuponthetrunkinthesamewaythat
subjectsdependupontheruler.19
BecauseAppraisal1isassignedtothecosmicagentWater,anotherobservationspringstomind:ThesuperiorityoftheWayoverothertechniquesofruleislikethe
supremacyofthegreatoceantothesmallstreamscrossingtheland.20
App.2:Thecalendarlaysitoutabove,
Below,thepitchpipesareattunedtoit.
Ifnot,theunionofspheresisblocked
Fath.2:Whatissetoutaboveisharmonizedbelow.
Meaning:Otherwise,howcouldwethinkthemcorrect?21
ThecommentatorFanWangexplainsthemeaningoftheseversesinthefollowingway:
Thecalendarisusedtoregulatetheyearthepitchstandards,toharmonizethenotes.IssuedtotheHundredClans,thecommonpeopleupholdtheminordertocompletetheir
appointedtasks.Shouldtheyremainunstandardized,theyprovetobeimpediments[totheruler'scivilizinginfluence].22
Thecalendarandpitchstandardssuggestthefullrangeofinventions,culturalpatterns,andinstitutionsbestowedbythesagerulersuponhu
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mansociety.Thecalendarregulatesagriculturalandritualactivity.Musicallowsmentoexpresstheiremotionsinasociallyproductivemannerthatfullysatisfiestheir
inbornnatures.SincethecalendaristiedtomovementsinHeaven'scourseandthepitchpipesaretunedbyearthlyconfigurations,23thesagerulerclearlymodels
himselfupontheconstantpatternsofHeavenandEarth.24Eachrulerhasthesolemnresponsibilitytointerpretcosmicnormsforthebenefitofthecommonpeople
throughwiseandnaturalgovernmentpoliciesandinstitutions.Shouldheignorethatresponsibility,hedoesnotdeserve,norwillhewinthesupportofthecommon
people.25
App.3:Inlengthandinbreadth,
Heaven'sNetisvast.
Fath.3:Inlengthandbreadth
Means:Warpandwoofareproperlyplaced.
ThephraseHeavenlyNetreferstothetightlywovensocialfabric,tothecosmicfabric,andmoreparticularly,todivinejustice.26YangHsiung'swritingsare
preoccupiedwiththesociety/fabricanalogy.Bothsocietyandfabricfunctionbyholdingtogetheravarietyofdisparatestrandsinharmoniouspattern.Thesocialfabric
depends,ofcourse,onhierarchy,justastheleadropeofthenetpullsthesecondarylines.27
AccordingtotheHanDoctrineofMutualInteractionBetweenHeavenandMan,thecosmicNetalsoprovideseachindividualwithexternalchecksuponhisconduct,
whichcomeintheformofportents.WiththecombinedhelpoftheClassicsandsuchomens,themanintentuponselfreformshouldhavenotroublelearningto
conformtothedivineWay.Allpotentialforsocialandcosmicharmony,however,isravagedbythedisruptivepenalsystemmentionedinAppraisal4below.
App.4:Settingnetsandsnarestocatchus,28
Entanglinglinesstretchtothewilds.29
Fath.4:Layingtrapsforus
Means:Heisincapableofrulinghumanely.
Appraisal3,alliedwiththeWoodPhaseandthevirtueofhumaneness,emphasizedthesupportivestructureofthesocialfabricprovidedbybenevolentHeavenin
concertwiththesagekingsofold.WithAppraisal4alliedwithMetal(signifyingwarandharshlaws),Yangdenouncesthetyrannicalruler'soverrelianceupon
punishmentstoeffecthiswill.LegendsaysthatgoodKingT'angpurportedlyconstructedhuntingnetsopenonthreesidesinordertogiveeverywildanimalthe
maximumopportunitytoescape.Onthesameprinciple,hemadehislawsintentionallyeasytofollow,sothatthecommonpeoplewouldnotrunafoulofthemthrough
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30
ignorance. Confuciusinsistedthatpunishmentsalonecannoteffectgoodorder:
Governthepeoplebyregulations,keeporderamongthembychastisements,andtheywillfleefromyouandloseallselfrespect.Governthembymoralforce,keeporderamong
thembyritualandtheywillkeeptheirselfrespectandcometoyouoftheirownaccord....Ifitisreallypossibletogoverncountriesbyritualandyielding,thereisnomoretobe
said.31
Unfortunately,therulerportrayedinthisAppraisalhasdecidedtoforegorulebyhumanenesswithdisastrousresults.
Itisinterestingthatsomelatercommentatorsreadtheseversesasajustificationforharshauthoritarianrule:
[Thegoodking]leadsus[by]trapsandsnares,
Andcaststhenetovertheuncivilized.
[Fortunately,hisnet]reaches.
SuchaninterpretationisanachronisticfortheearlyHanperiod.
App.5:Thedragon,insoaringtoHeaven,
Rightly32fearsforitsscales.33
Fath.5:Thefearofthesoaringdragon34
Means:Atthepeak,itfearsafall.
Appraisal5inthetetragramrepresentstheapogeeofdevelopment,especiallywhenitiscorrelatedwithauspiciousDay.Typically,itisassignedtotheSonofHeaven.
AsinTetragram1,thedragonsymbolizestherulerforthreereasons:first,bothdragonandruleraresaidtobeformedoftheessenceofyangch'isecond,thedragon
bringsfructifyingraintothecropsbelow,justastherulershowersblessingsonhislowlysubjectsthird,thedragoninflightridesinvisiblecurrentsofwind,justasthe
ruler"rides"theintangiblesupportofthecommonpeople.Attheheightofhispowers,thegoodandwiserulercontinuallycheckspopularreactiontohispolicies,for
fearoffindinghimselfwithoutsupport.InthishefollowstheChangesinjunctiontobemindfulofdangerinthemidstofsecurity.35Themostefficientwayfortheleader
toassessthesecurityofhispositionistoexaminehisownconductinlightoftheconstantpatternsofHeavenandEarth.Oncethisselfexaminationandnecessary
correctionshavebeencompleted,theleadercancontinuetosoarunimpeded.Shouldhefailtoreformhimself,however,hewillfalllikeIcarus,duetohisown
arrogance.
App.6:Blazingheatissustained36inHeaven,
WhileicyyingerminatesinEarth.
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Fath.6:Sustainedinheaven,germinatinginearth,
Means:Yangbeginsitsretreat.
WithAppraisal6,wepassthedayofthesummersolstice.Theseversesreversethedescriptionofthegerminatingyangch'ifoundinTetragram1,whichwasassigned
tothewintersolstice.Althoughyinch'iappearstobecompletelyvanquishedbythestrengthofyang,itbeginsgatheringitsstrengthdeepintherecessesofearth
below.37Asmirrorimages,Tetragrams1and41remindusoftheabsolutecomplementarityofyinandyangch'i,whichthenprovideapatternforreciprocalrelations
amongmen.Still,wecannotcalltheseversesentirelyauspicious,sincelightandenlightenmentarenowinretreat.AsSsumaKuangwrites,"Thewayofthepettyman
waxesthatofthegentleman,declines....Thefirstsubtlehintofcautionandwarningisfullylaidoutinthis[setofverses]."
App.7:Eachdayheovercomeshisfaults.38
Goodomensincreaseinresponse.39
Fath.7:Dailystrongerwhereoncehewasweak
Means:Hehateswhateverdefeatsthegood.40
TheAppraisaldescribesthegoodperson'sdeterminationtocorrecthimself41theFathoming,hisabhorrenceofunworthymen42orevilimpulsescapableofsubverting
hisconcertedefforts.Accordingtotradition,"Ifthegentlemancandailyovercomehisfailings,thenthosewhorespondtohimwillbenumerous."43Dailyrenewalis
suretobringprosperity.44
App.8:Culminatingyangsummons45yin.
Inlessthanaday,itresponds.
Fath.8:Thatextremeyangsummonsyin
Means:Inresponse,46itemerges.
LikeAppraisal6,thispoemisdesignedtoshowthatresponsivenessdoesnotineverycasenecessarilytendtowardthegood.Onceagain,soberreferenceismadeto
thegrowthofyinch'i,whichparadoxicallybeginsjustatthepointwhenyangreachesitsapogee.Giventheinauspiciousassociationsofyin,somemightwishthatit
wereslowertorespondtoyang'scyclicactivity.Ifweapplythemetaphortohumanexistence,welearnthatanymanifestsuccesscontainstheseedsofitsown
destruction,forsuccesstendstobreedarroganceandrecklessness.Thismayexplaintheprecipitateriseandfallofdynasties,families,orindividuals.
App.9:Withaculminationofgreatlight,47
ThenoblemanrespondswithGrandDecline.
Fath.9:Theculminationofgreatlight
Means:Itwouldnotberighttostay48thisprocess.49
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Appraisal9aptlydescribesanextremeResponse.Fortunately,itcorrelatesherewithauspiciousDay.Theearliestcommentatorstendtoseeinthispoemareference
totheselflessleadercedinghisthronetoaworthydiscipleinordertoprolonganeraofsupremebrilliance(thegreatlight)beyondhisownallottedlifespan.50
DespitetheauspiciouscharacterofthisAppraisal,latercommentators(beginningwithSsumaKuang)readintotheversesafarlessrosypicture:Thegentlemanis
forcedtotenderhisresignationinthefaceofacorruptcourt.51Inthisinterpretation,thepositioncanbecalledluckyonlyinsomelimitedsense:thegentleman
remembershisdutyandperformsitgracefully.
Isuggestthatthelinesmay,infact,havenopoliticalimportatall.TheChangesincludesastrikingimage,inwhich
meneitherbeatthepotandsingorloudlybewailtheapproachofoldageintheshimmeringlightofthesettingsun.52
Humanmortalitystandsinstarkcontrasttotheregular,eternalmovementsoftheuniverse.AsthepoetCatulluswrote,"Sunsmaysetandriseagain.Forus,whenthe
shortlighthasonceset,thereremainstobesleptthesleepofoneunbrokennight."ThepettymanfeelsillusedbyTime.Thesuperiorman,incontrast,isdefinedby
hisabilitytorespondproductivelytotheentirerangeofchangingsituations.Heiswiseenoughtoaccepthisoldageandimpendingdemiseaspartofthelargereternal
pattern.Ratherthanrailingagainsttheinevitable,heusestheprecioustimethatremainstohimtobenefitsociety.Inthisway,heexemplifiespsychicequilibriumand
innerpeace.
CorrelateswithEarth'sMysteryYinthe
phaseWaterandtheYichingHexagramno.
31,InfluencethesunenterstheGhost
Ying constellation,1stdegree
No.42.GoingtoMeet
June24(p.m.)June28
HEAD:Yinch'itakesshapebelow.Thingsallturntoward[it]1towelcomeit.
ThistetragrambeginsthesecondhalfoftheMystery,whichisassignedtothelatterhalfofthecalendaryear.Inthisperiod,yinch'i
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growsstrongereveryday.IncontrastwithHeadtextsoftheprecedingfortyonetetragrams,therefore,eachHeadtextfromnowonwillopenwiththephrase"yin
ch'i."Still,asidefromthis,therearefewindicationsinthisseasonoflatesummerthatyangch'iislosingcontrol.Forawhilelonger,yangwillseemtocontinueatthe
heightofitspowers.Themyriadthings,inconsequence,mustgoagainsttheapparentprevailingtrendinordertoalignthemselveswiththisnewcosmictrendasthey
cometomaturityhence,thereferenceto"turning"towelcomeyinch'i.2
Thistetragram,likeitspredecessor,considersthethemesof"stimulus,""response,"and"mutualinfluence"itpresumesthatbysimplelawsofmutualattractionand
mutualrepulsionchangeinonepartoftheuniverseimmediatelyaltersallotherentitiesthatarecategoricallyrelatedtoit.(SeeKeyTermsoncorrelativethinking.)3
HeretheMysterymainlyfocusesuponaspectsofphysicalandpoliticalresponsiveness,whichcorrespondtotwoparadigmsofstrongsympatheticresponse:sexual
relationsbetweenhusbandandwifeandthemutualdependenceofrulerandsubject.Whilethespreadofmutualinfluenceisoftenslow,astheimageryemphasizes,
suchinfluenceiseventuallypervasive.
App.1:Meetinganother,hedoesnotrespond.4
Lackingthegood,heisperverse.5
Fath.1:Inmeetinganother,notresponding
Means:Heisnotonewhomyoushouldjoin.
Forsomereason,apreliminarymeetingbetweenpotentialpartnersfailstoinduceaclimateofmutualsympathy.Atleastoneofthepartiesmustbeatfaultsinceatrue
meetingofthemindsdependsonvirtue.6Itwouldbecounterproductive,aswellaswrong,toformanalliancewithanevilperson.Thegentlepersoniscarefultomake
friendsonlywithpeopleofhisorherownsort.
App.2:Thescalydragon,plungingto7thedepths
Inducesitseggsontheheightstoquicken.8
Thoughsomementalkindarkness,
TheHundredClansrespondtothem.
Fath.2:Transformationsbydragonsinhiding
Mean:Thecenteressenceisintegrity.
Accordingtolegend,thefemalescalydragonleavesherwateryhomeintheabysstodeposithereggsonamountainsidebeforereturningtodeepwaters.
Miraculously,attherighttimetheeggshatchspontaneously,revealingineachatiny,butfullyindividuateddragonletallwithoutdirectinterventionbytheirmother.9A
secondlegendsaysthattheeggofthescalydragonisproducedfromthematingofsnakeandpheasant.Theeggisthendrawnirresistiblytowaterypools,wherethe
eggmetamorphosesintoadragon.10BothtraditionsreflecttheChinesenotionof
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mutualinteractionbycategory,bywhichtransformationsovertimeandspacetakeplacebylawsofmutualsympathy,ratherthanNewtonianlawsofcauseandeffect.
Thedragon,ofcourse,standsforthemoralsuperior,especiallytherulertheegg,forthelessdevelopedhumanbeing.Thoughbothpartiesseemtoinhabitentirely
differentspheres,themoralsuperiormiraculouslyaffectsothers,wholearnbysuasiveinfluencetodevelopproperlyintofullhumanbeings.11
App.3:Thequintessentialstuffofthings
Travelssubtlybackandforth.12
Illomensprecedethequickestsenses.13
Fath.3:Theessence,allunseen,goesbackandforth.
Meaning:Evilomensareproofofblame.14
Sinceeachofthemyriadthingsiscomposedofnuminousch'i,15insomesenseallpartsofthecosmoscanresonatewithothersbecauseoftheirunderlyingsympathy.
Thegodsandspiritsareonlythemostexquisitelysensitive(andtherefore,reactive)membersoftheuniversesincetheirconstitutivech'iisparticularlysubtleand
concentrated("quintessential").Bydefinition,thesagehasacquiredsimilardivinepowersofperception.Omentheorytellsusthatthegods,spirits,andsagesreact
immediatelytotheslightestmoralshiftonthepartofotherhumanbeings.Evensuchswiftreactions,however,lagbehindthespontaneousproductionofportentsinthe
cosmos.Themerestinclinationtowardsevilonthepartofthoseinpower,forexample,producesseriousdislocationsinthestarryheavens.InthisAppraisal,
dedicatedtothetransitionfromthoughttoaction,weareremindedthatourinnermostthoughtssoonpromptvisiblereactions.Wemusttakespecialcare,then,notto
departfromtheWay,lestwedisordertheentirecosmicfabric.16
App.4:Fortrousers,therearealwaystops,
Andformenwitheyesshinyaspearls,
Womenwithlashescurvinglikehooks.17
Thisisrightandgood.
Fath.4:Trousersmatchedtotops
Mean:Yinstimulatesyang.
Sexualattractionisproperandnatural,solongasthepartnersaresuitablymatedwithoutit,thehumanracecouldnotcontinue.18Here,theluminouslyclearpupilsof
theman'seyesindicatehisuprightcharacter,19whilethegentlecurveofthewoman'slashessuggestsherwillingnesstorespondsexually.20Severalpointsinthepoem
shouldbenoted.Trousersandtopspointtopenisandbreasts,buttheChineseassumedthatitisthewomanwhooftenplaystheroleofsexualinitiator.
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Thencomestheplayuponpearlsandfishhooks:bothbelongtothewateryrealm,andsexualintercoursepromotestheproductionofwateryfluids.Finally,the
fishhookisusedtocatchfishandoysters,whiletheseductivecurveoftheeyelashes"hooks"aman.
App.5:Whenyellowrideshigh,21
Itobstructsthegood.
Fath.5:Thatyellow'srisebodesill
Means:Onecannotmakefriendswithit.
Yellowasthecolorassignedtothecenterisusuallyauspicious.Here,theproblemisthatyellowmountstothetopposition.(Thismayrefertotheincreasing
ascendancyofyinch'ifollowingthesummersolstice.)Yellownolongerknowsitsplace,soitscharacteristicvirtuesofselfabnegation,loyalty,andgoodfaithfail
utterly.Perhapsatrustedsubordinateintendstousurphissuperior'sposition,22fortheword"rises"alsomeans"tobully."Thosewithgreatambitionsmaketheworst
allies.
App.6:BlackHeavenmeetsYellowEarth.23
Theirideasinteract,oneupontheother.24
Fath.6:Blackandyellowmeeting
Means:Theyrespondbytype.
BlackisthecolorofHeavenyellow,thatofEarth.Theinteractionofthesetwocosmicpowersissaidtoproducetimelywindandrain,25whichallthemyriadthings
dependuponforlife.AstheChangessays:
HeavenandEarth26cometogether,andthemyriadthingsaretransformedinpristineform.Maleandfemaleblendtheiressences,andthemyriadthingsaretransformedand
engendered.27
Allsuccessfulrelationsbetweenpartnersaremodelledonthesemomentouscosmicmeetings.Sinceallthingsrespondbytype,thegoodpersoncannotattractevil
friends,anymorethanthematingcallofawarblercouldattractahawk.28
App.7:Fromadistance,heglaresinanger.
Comingnearer,heknockshimdown.
Tomeetwithafathershouldbehappy.29
Fath.7:Glaringfromafar,strikingwhennear,
Means:Hehaslosttheideaof"father."
Byrights,thebondbetweenparentandchildshouldbethemostintimateofallhumanrelations.30Hereinstead,fatherandsonareestranged,presumablybecauseof
theson'slackofvirtue.(Atrulyvirtuoussonwouldcontinuetoesteemeventheworstfather,astheancientsagekingShunissaidtohavedone.)Soseriousisthe
estrangementthatablowis
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31
struck,thoughbyChineselawachildwhostruckaparentfacedthedeathpenalty. Thisinjusticeindicatesthebitteroppositionthatprevailsbetweensuperiorand
inferioratalllevels.32
App.8:Seeingbloodpourthroughthegates,
Hekeepsitawayfromcentercourt.33
Fath.8:Seeingbloodenterthegates
Means:Byworthinessheprotectshimself.
Troubleappearsonthescene.Thewisepersonpreventsmorepervasivedisaster(theinnercourtyardsymbolizestheinmostselfandthecoreofanysocialunit)by
virtuousactionandtherelianceongoodadvisors(i.e.,byusingone'sownworthandthatofothers).34
App.9:Dampthatmeetsthefootofthebed
Seepsinto35theadjoiningroom.
Fath.9:Dampmeetingthefootofthebed
Means:Thecollapseoccurswithin.
Likedampspreadingthroughoutthehouse,contagionisnowpervasive.Sincetheproblemiswater(alignedwithyinch'i),theproblemmaywellhavearisenbecause
ofevilwomenorsubordinates.Thoughthechangehasbeengradual,bytheendofthecycleinAppraisal9,theinnerbasesofselfandsocietyaresocompletelyrotten
thatevilcannotbeeasilydestroyed.Suchruinis"total"inthatitinvolvesallparts,bothhighandlow36theimminentcollapsewillsoonengulfallmembersofsociety.
CorrelateswithEarth'sMysteryYang
thephaseFireandtheYiching
Hexagramno.44,Encounteringthe
Y sunenterstheWillowconstellation,1st
No.43.Encounters degree
June29July3(a.m.)
HEAD:Asyinch'istartstocome,yangch'istartstogo.Goingandcoming,theyencountereachotherontheway.
Shortlyafterthesummersolsticeweseeyinch'ibegintowaxinpower(thatis,it"comes"),1althoughmuchofitsactivitystillgoeslargelyunnoticed.Remember,as
earlyasTetragram31,entitled"Packing,"yangch'ihadbeenmakingpreparationstodepart.Onecommenta
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2
torattributesyang'searlierdilatoryactiontoitsincreasingenfeeblement,butnowitisforcedtoleaveunderpressurefromitsopponent,yinch'i. Onthemodelofyin
andyang,certainkindsofimbalance,ifmediatedbyritual,canleadtoproductivesituations:forexample,therulercondescendstohumblehimselfbeforehisofficials,
andthegroomabaseshimselfinwelcominghisnewbridetothehousehold.However,imbalancethatignoresritualisinherentlyunluckyhence,theAppraisaldepicts
variousencounterswithalltypesofevilmen,includingbullies,slanderers,andunfilialchildren.
App.1:Meetingthegodsindarkness3
Untilevendreamsinstruct,4
Thisisagoodsign.
Fath.1:Meetingthegodsinsecret
Means:Thoughtsattaintheproperpattern.
Appraisal1oftendescribeshiddenorformlessthoughtsthathavenotasyetbeentranslatedintoaction.Dreamsclearlyrevealthehiddenpreoccupationsoftheheart
andmind.5Formostofus,ourdreamsseemwildanddisordered,sincewefailtoperceivethefundamentalpatternsunderlyingphenomenalexistence.Butdreamsof
thetrulygoodreflectanintuitiveknowledgeofcosmicorder,leadingonetofurthercarefulconsiderationoftheWay.Asoneearlytextasks:
Canyouconcentrate?CanyouadheretotheUnityofNature?...Thinkaboutit!Thinkaboutit!Andthinkofitagain!Thentheghostsandgodswillteachit.Itisnotactually
thatthegodsandgodswillteachit,butthatitreflectstheculminatingdevelopmentoftheessentialch'i.6
TheCh'ingscholarYYehreadstheAppraisaltextdifferently:
Indarkness,tomeetthegods.
Dreamsofblindmen.
Rectitude.
OnthebasisofotherpassagesintheMystery,YYehbelievesthatthereaderisdirectedtoconsiderthespecialgiftsoftheblindmusicmastersofold.Suchmenwereregularly
favoredbythegodswithspecialcommunications,eventhough(orpossibly,because?)theylackedthenormalfacultyofsight.
App.2:Tocomeuponaconceited7child,
Whorejectsteachingsprescribedforhim.8
Fath.2:Encounteringthefractiouschild
Means:Heisanunworthyson.
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Immature,truculentandconceited,theyouthknowsnothing,yetheresistsallattemptsatinstruction.Howcanheprovehimselfworthytocarryonthefamilyname?
Themoralfoundationoftheadultisbuiltbypropermoldingofthechildwithinthefamilycircle.9
App.3:Theyneithermeetillicitly
Nordotheythinkatallofgain.10
Suchisgoodconductforknightsandladies.
Fath.3:Neithergoingnorseeking
Means:Thisistheruleforgentlefolk.
Ritualdictatesthatthegentlemancannotactashisownmatchmaker,norcanhepromotehimselfatcourt.Similarly,arealladydoesnotseekoutherownhusband.
Thisreticencestemsfromthreecauses:First,itwouldappeararroganttoputforwardforconsiderationone'sownclaimstomerit.11Second,mostadultrelationsare
strictlyruledbyhierarchiesofgender,age,andstatusselfpromotionundercutsthosenecessaryorders.Third,thetrulysuperiorpersondevoteshisorherwholeself
toGoodness,ratherthantoexternalaccomplishment.12
App.4:Utterlyexhausted,13the''opener,"14
Havingbroughttherain,isendangered.
Fath.4:Thatthe"opener"encountersrain
Means:Itturnsoutheharmshimself.15
InancientChina,intimesofdroughtitwascustomarytoforceimportantreligiousleaders(magiciansandsometimesevenkings)toexposethemselvesinacourtyard
orsquare.Thetheorywasthatthegods,takingpityontheirwretchednakedstate,wouldshowerraindownuponthem.16Itwasalsothecustomformagiciansand
shamanessestoperformraindances.Paradoxically,perhaps,theonewhoforcestheskiestoopenmayharmhimselfintheprocess:eitherthefrenzieddancingworks
sowellthatacoldshowerofrainendsingivingthedancerabadchill,orthe"opener"deludeshimselfintothinkingthatbyhisownactionshecancommandthegods.
Theopener,then,couldsymbolizetwodifferentflawedpersonalitytypes.Thefirstsecureshisowndownfallbyactingwithoutsufficientforethought.17Thesecond
mistakenlytakesundeserved,evencoincidentalsuccessasamarkofhisowninherentsuperiority.18
App.5:Outhunting,hecomesupongame.
Noneforbidhistakingit.
Fath.5:Thatthehunterchancesupongame
Means:Ittrulyisencouraging.
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Inayangtetragram,Appraisal5depictstheculminationofgoodfortune.Thehunterinadvertentlystumblesacrosshisprey.Noonewouldpreventhimfromtaking
advantageofhisgoodfortune.Byanalogy,thetrulygoodpersoninsinglemindedpursuitoftheWaymaysomehowstumbleuponhighofficeandrichesintheprocess
ofselfcultivation.Thoughthegoodpersondoesnotmakematerialsuccesshisprimarygoal,19allrightthinkingmentakepleasureincaseswherevirtueisrewarded.
App.6:Thelowly20spider,inweavingitsweb,
Comesuponawasp.
Howevergreattheprofit,
Itcannotfollowthrough.
Fath.6:Thelowlyspider'sweb
Means:Harmisnotfaraway.
Obviously,thespiderweavesitswebtocatchsmallinsects.However,awaspinthewebspellstrouble,partlybecauseofitsdisproportionatesize,21andpartly
becauseofitsstinger.Sincethespidercannotdisarmitsvictimwithoutriskinginjurytoitself,thespider'sverysuccessleadstoitspossibledestruction.Thelessonis
clear:donotbeindiscriminateinthepursuitofprofitotherwise,yourinitiallysuccessfulschemesmayhaveunwontedconsequences.
App.7:Hebrandisheshishorn,eagertodefend
Rulerandfatherfromfurtherinsult,
Thoughsuchafateisundeserved.22
Fath.7:Raisinghishorn
Means:StraightontheWayheproceeds.23
Theimageof"brandishingthehorn"comesfromthecorrespondenthexagramintheChanges:
Comingtomeetwithhishorns.Humiliation.Noblame....Atthetop,utterhumiliation.24
Appraisal7markstheBeginningofCalamity,butinthistetragramitisalignedwithauspiciousdayonceagain,wecanexpectnoblame.Righteousangerisdisplayed
inthedefenseofworthysuperiors.Thoughtheloyalsubordinatefacespossibledeath,heneverswervesfromduty.25Inthisdireprospect,wedetectthegrowing
influenceofyinch'i,associatedwithdeclineandsorrow.
App.8:Twowildoxenclashinbattle.
Theonethatlosesitshorn
Willnotconquerdeath.26
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Fath.8:Twolockedinmortalcombat
Means:Lostweaponsspellcertaindeath.
Thestrengthofthewildoxorrhinoceros(earlytextsdonotclearlydistinguishbetweenthetwo)residesinitshornthat'swhatgivesitsufficientconfidencetoengage
itsfoesinbattle.Heretwoopponents,evenlymatchedattheoutset,meetinbloodybattleuntilthelossofoneanimal'shornrendersitcompletelydefenselessinthe
fray.27Certaindeathfollowsfortheloser.Fromthiswelearnthatitisdangeroustomiscalculateeitherourstrengthorthatofanopponent.28Wearealsocautioned
againstenteringcrucialbattlesinwhichtheoutcomedependssolelyonasingleadvantageortool.
App.9:Theenemy'sblow,thoughdeflected,29
Hitslowerbychance,woundingthefoot.30
Fath.9:Fendingoffitshorn
Means:Howcanoneescapeunscathed?31
Neartheendofthecycle,apersonisluckyifhemanagestoescapetotaldestruction.Anattackaimedatthehighestlevelsisonlypartiallydeflected.32
CorrelateswithEarth'sMysteryYinthe
phaseWoodandtheYichingHexagram
no.50,TripodthesunenterstheWillow
Tsao constellation,6thdegreetheDipperpoints
No.44.Stove SSWthemusicalnoteisG11
July3(p.m.)July7
HEAD:Thoughyin,beingmoist,wouldsprinklethem,yang,stillhot,wouldblendthem.2
Appraisal7ofthistetragramseestheendoftheSummerSolsticesolarperiod.Theinfluenceofyinch'isteadilywaxeswhilethatofyangcontinuallywanes.Still,at
thispoint,theheatofyangissointensethatitapparentlycontinuestoaffectthegrowthofthemyriadthings,despiteyin'scounterimpulses.Thestoveistheplace
whereflavorsareblended.InChineseterms,flavorsarecharacterizedascoldorhot,byanalogy
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Figure12
Atripod.IllustrationfromHsich'ingkuchien3/21a.Similarbronzetripods
arefrequentlydepictedinHanart.OnetripodcarvedontheceilingatWuliangts'e
isidentifiedbyacartoucheas,"adivinetripod,whichcookswithoutfireand
producesthefiveflavoursspontaneously."TheMotzutalksofmagicaltripods
"thatboil,thoughtheyhavenotbeenfired,thatputthemselvesinstorage,though
theyhavenotbeenlifted,thattransportthemselves,thoughtheyhavenotbeenmoved."
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withyin/yang.Thestoveserves,then,asanaptsymbolforthecharacteristicmixingofyinandyangthatnowoccurs.Thestovealsosignifiestheharmonyandmaterial
wealthassociatedwiththeextendedfamilyunit.Finally,incertainearlytexts,themasterofthestove,theknowledgeablechef,becomesametaphorforthegood
teacherandperfectruler.3ThismetaphorpresumestheChanges'sremarkthatcookinghastwomainpurposes:topreparesacrificestothegodsandtofeastworthy
officialsatcourt.4Accordingly,thistetragramexaminesthetrueking'scareofworthyofficials,thoughitomitsallexplicitreferencetostatereligion.
IntheChinesemind,thetripodandthestoveonwhichitsitsareinextricablyconnected.(ComparethetitleofthecorrespondentChangeshexagram.)Outofthe
tripodcomemarvelous,evendemonicthings,asoutofagreatprimordialsoup.5Alongwithitsancientreligioussignificance,thetripodalsorepresentstheconferralof
legitimatepoliticalauthority,asinthefamousNineCauldronsofthelegendarysagerulerY.Castbronze,ofcourse,wasaluxurygoodwhoseusewasreservedfor
thepoliticalelite.Butbronzecauldronsintheirtechnicalperfectionalsosymbolizedthefullrangeofsocialandlegalinstitutionsprovidedbythesagestoenablemany
differenttypesofpeopletocoexistsuccessfully.6Ultimately,bronzeritualvesselssuggestclosecooperationbetweentherulerandthegods,ancestors,andcommon
people,whilethethreelegsofthetripodspecificallyrecalltheinterdependenceofthetriadicrealmsofHeavenEarthManandtheking'sthreechiefministers.7Finally,
thecircularformsofthetripod'sloopedhandlespromiseeternitythroughcyclicalrenewalforthisreason,the"tripodmeanstakingupthenew."8Eachofthese
associationscomesintoplayintheAppraisalsbelow.
App.1:Whenthereisnofoodinthestove,9
Hebegsfromneighbors.
Fath.1:Theemptystove
Means:Hebearsanemptyreputation.
Theinterpretationofthispoemdependsuponapun:theChinesecharacterfor"food"alsomeans"substance"or"authenticnature."Sincethesolefunctionofastoveis
tocookfood,astovethatlacksfoodislikeapersonwholacksfundamentalintegrityandmerit.10ThesolefunctionofMan,afterall,istorealizehisinherentpotential
forGoodness,turninghis"uncooked''or"raw"capacitiesintoafinishedpersonofselfcultivation.Therefore,apersonwhoappearstobehumanbutlackstrue
humanityisnolessdysfunctionalthanastovewithoutfood.Thoughtheindividualmaywinmaterialwealthorhighposition,heholdsanempty,borrowedreputation.
Nohelpfromfriendsoralliescandohimanypermanentgood.Badlucksurelyfollows,asintherelatedomenofthe
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11 12
basketwithnofruitinit. Onlythepersonwhohungerstobefilledmayimproveovertime.
App.2:Thegolden13tripodisimmense,14
Itscenterbowlmatchesitssize.15
Still,theydonoteatnordotheydrink.
Truly,thereisnoharm.
Fath.2:Animmensegoldentripod
Means:Atcenter,incorruptibleandgood.16
Inantiquity,thepolishedbronzetripodwasreservedforluxuryitems,suchasmeatstewsorwarmedwine,tobeconsumedeitherbythegodsorbyhighranking
membersofthecourt.Thetripodmaybecomparedtothecharismaticvirtueofagoodpersoninthatitrepresentsaninexhaustiblestoreofriches,alwaysreadyfor
use,thatsustainsothers.Somysteriousandgreat,infact,arethetripod'spowers(andthoseofGoodness,byanalogy)thatordinaryindividualsneednotactively
resorttoittoreceivesitsbenefits.Advantagesmultiplythroughoutsocietypreciselybecausethegoodpersonconformstothewisdomoftheagesnolessperfectly
thanthebowlofthetripodconformstoitsoutershape.
Still,theexactconnotationoftheline,"Theydonotdrink,nordotheyeat,"maybedebated.Atleastweknowitcannotimplypraiseofasceticismperse,sincethatis
anideaforeigntopreBuddhistChina.17SinceAppraisal2correspondstothoseoflowranknotyetinservice,perhapsthey"donotdaretoeat"18(ofofficialsalary)
becausethetimeisstilltooearly.Accordingtothisreading,thegoodandhumbleperson,despiteenormoustalents(akintothebowl'sgreatcapacity),patiently
developshiscapacities,awaitinglateropportunitiesforactionforegoingallpresentclaimstorecognition,heishappytooffertheuseofhismanytalentstothose
above.Inthisreading,theemptybowlhintsatthegentleperson'spropensityfornurturingthevirtueof"inneremptiness."19Inanalternatereading,anincorruptible
officialofgreatcapacitychooses"nottoeat"(i.e.,acceptcourtsalary)underanevilregime.20
App.3:Thereisnofirewoodinthestove.
Thegoldenvesselissetaside.21
Fath.3:Thatthestovelackswood
Means:Whatonehascannotbeused.
HeretheMysteryplaysuponanotherpun,withasynonymforfirewoodmeaning"talent"or"capacity."22Eventhebestofrulersmustdependuponworthyofficialsto
disseminatehispoliciesamongthecommonpeople.Inthis,therulerislikethestove,whichrequiresfirewoodtofunction,nomatterhowfineitis.
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23
App.4:Eatingfoodfromthetripodsteamer,
Hegainsthestrengthtotoil.24
Fath.4:Eatingthesteamer'sfood
Means:Itisofferedtousintime.25
IncontrasttoAppraisal3,herethewiseindividualhasproperlypreparedandusedhiscookingutensils.Seedshavebeenplanted,foodharvested,andbrushwood
gatheredtomakeafire.Whenthepropertimecomestoemployhisstrength,theindividualwillnotonlyexperiencenodifficultyinsecuringhisjustdesertshewillalso
findthathehasgrownfromhisefforts,justasricedoublesortriplesinsizewhencooked.26ThemoralpersoncanexpectgoodresultswhenfollowingtheWayofthe
sages.27
App.5:Thelargetripodcanbeusedasgoblet28
Butthisisneitherpiousnordignified.
Fath.5:Thelargetripodservingasgoblet
Means:Thefeastthenlacksallmeaning.
Appraisal5describestheSonofHeaven.Inantiquity,HeavenconferredupontheemperorasetofnineGreatTripodsassymbolsoflegitimateauthority.Whenthe
SonofHeaveninturnwishedtoconferspecialfavorsuponhisvassallords,healsohadritualvesselscastincommemorationofhissubordinates'meritoriousservice.29
Thebronzetripod,then,asamarkofsupremefavorandlegitimateappointmentisreservedforthemostsacredofceremoniesitshouldnotbeusedformore
mundanepurposes30bythosewhoare"neitherpiousnordignified."Inthiscase,thoseinpowermaybebesottedwithdrink.31Certainly,theyfailtounderstandthe
criticalimportanceofmakingdistinctionsiftheymistakeatripodforagoblet,theyarelikelytomistakegreatforsmallinmoralandpoliticalmattersaswell.
App.6:TheFiveTastesareblendedproperly,
Theflavorsarebalancedandfine.
Afeastfitforthegreatman.32
Fath.6:Afeastwhereflavorsareharmonized
Means:Thisisthedutyofministers.
Thepotstandsforsocietyorthestate.TheFiveTastesareitsvariouscomponents."Greatman"isatermusedeitherfortherulerorforthenoblemeninhisservice.33
Byapun34thechiefministerofthestateactsaschefmanagerforthefeast.
Numerousclassicaltextsurgetherulertoseekoutworthycandidatesforoffice,whocanaidhiminthedifficultenterpriseofruling.Thedayto
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dayjobofcoordinatingthediversetalentsofthesegreatmenshiftedfromtheemperortotheprimeministerbylateWesternHan,asincreasingconservatismrequired
therulertodistancehimselffrommundaneadministrativeaffairs.35
App.7:Thefattenedoxisperfectlyplump
Butifcookedinanunwashedpot,
Retchingandgagging36result.
Fath.7:Afattenedox,thenretching
Means:Impurearetheirgoals.
Animalfatimpartstendernessandflavortothedish.Heretheanimalhasbeenpreparedforthefeast,butthecookignoressimpleprecautionsinitspreparation.Asa
result,sickness,ratherthansatietyandgoodhealth,follows.Sincenoflawexistsinthebasicmaterial,one'sactionsmustbeatfault.Ifone'sintentionsarebad,evena
ritualgiftwillprovokerevulsion.Extremecautionmustbeexercisedwhenofferingsareprepared,lestbodilyharmresult.
Themetaphorappliestothepoliticalsphereaswell.Rulerscansecurethehelpofworthycandidatesforofficeonlyiftheyfirstmakesufficientpreparationsinself
cultivation.37Highsalaryalonecannotinducegoodmentoputupwitharulerwhoseconductdisguststhem.38
App.8:Ifheeatswhathehasstored,39
Despiteanoutcry,noharm40isdone.
Fath.8:Eatingwhathehasstored
Means:Heislavishedwithhisruler'sfavor.
Storedgrainimpliestheprosperityandsecuritybroughtaboutbyprovidentialbehavior.Thegoodfarmerneednotwantforanythingsolongasheconsumesonlywhat
hehasearned.Similarly,thegoodofficialenjoyshisruler'sfavorbecauseofhishardwork.Thoughothers,actingoutofenvy,mayobjecttohishighrankandsalary,it
isnomorethanthegoodofficialdeserves.
Severalofthecommentatorsofferadifferentreading,however:
Hehaseatenhiscommission.
Despitehisoutcry[attheruler'sfaults],
[Theruler]doesnotthink[him]slanderous.
Eatinghiscommission
Means:Heislavishedwithhis[ruler's]favor.41
Thegoodofficial,havingtakenasalaryfromhisruler,hastenstoremonstrateagainstanyfaultsofhissuperior.Thewiserulerinreturnrecognizeshisofficial'sloyalty
andshowershimwithawardsandappointments.
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App.9:Oncethefireinthestoveisputout,
Nothingbutdisastercomestothehouse.
Fath.9:Thatthestove'sfireisextinguished
Means:Ittakesawayfromthestate.
Traditionally,whenafamilylinewasdestroyed,itsstovewasdismantled.Andwhenadynasticlinewasdestroyed,itsconquerorlaidwastetothealtarsiteswhere
burntofferingshadoncebeenmadetothepatrongodsoftheformerrulinghouse.Destructionofthestoverepresentsfinaldeathforthefamilyandstatenohopefor
revivalremains.Itisnowfartoolatetoapplytheearlier,relativelysimplesolutionof"usingfirewood"(i.e.,worthytalent)tofireupthestove.
CorrelateswithEarth'sMysteryYangthe
phaseMetalandtheYichingHexagramno.
55,AbundancethesunenterstheWillow
Ta constellation,10thdegree
No.45.Greatness
July8July12(a.m.)
HEAD:Whileyin1emptiesoutwhatisinside,2yangincreases3whatisoutside.Thingsarelikebasinsandcanopies.4
Despiteitsapparentstrengthoutside,yangch'iissteadilydrainedbyyin'sinexorableincrease.Theparticularformoftheinteractionbetweenyinandyangch'imimics,
asithappens,thearchaiccharactermeaning"tojoin" ,whichshowsacoveredvessel.Theuniverseitselfisenvisionedasacanopyorinvertedbasin,withthebroad
sweepofthelatesummerskyshelteringtheblastedearthbelow.Themyriadthingsinimitationgrowhollowinsideandoverextendedoutside.
Suchimagesmaybeimportantforseveralreasons:First,Hexagram55intheChanges,thecounterparttothistetragram,repeatedlymentionsthings(suchascurtains
andunderbrush)whichscreenoffthelight,5therebyobscuringheavenlypatterns.Thecanopyinparticular,ofcourse,isanaptsymbolforlatesummer,sinceheatand
glarepromptitsfrequentuse.Second,insofarasthemyriadthings'functioningdependsonmaintainingTaoascenter,theyarelikeacanopythatrevolvesarounda
centralfixedpoint.Third,theKait'ien("CoverHeaven")astronomical
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6
theoryoriginallyfavoredbyYangHsiungimaginedtheheavensasagiant.canopyarchedovertheearth,withthecosmicaxisashandle onceagain,thiscover
extendingoveremptinessispositionedbyitscenter.7Notsurprisingly,centralityandemptiness,then,becometwoofthemainthemesoftheAppraisals.The
sophisticatedreaderwillalsonotetheAppraisals'playonseveralcognatecharacters,allofwhichhave"small"imbeddedinthegraph.8Aswelearnfromthe
correspondentChangeshexagram,truegreatnessisdefinedintermsof"attainingaplaceatwhichoneisathome."ThegentlemanmakestheTaohishome.
App.1:Thepoolsodeepandbroad
Cradlesallsidesindarkness.9
Fath.1:Thedeep,broadpool
Means:Itenvelopsaninfinityofthings.
Appraisal1correspondstoWaterhence,themetaphorofthepool.Italsosignifiesbeginnings:onthepersonallevel,theBeginningofThought,andonthecosmic
level,theprimordialch'iofthemysteriousTaofromwhichallformsevolve.Sincethepool(themind,theTao)isinfinitelyvastanddeep,itslifegivingsubstancecan
nourishalllivingthingsitcanneverrundry.Yetitdrawsnoattentiontoitself.10
App.2:Inenlargingitsambitions11
Theselfgrindsitselfdown.12
Fath.2:Hisgrowingambitions
Means:Heisharmedbyhisthoughts.
Appraisal2describestheordinaryfellow,whoinhisegotismconsidershisownmindtobeawondrouspoolinfinitely"deepandbroad."Unfortunately,hisactual
abilitiesandrankareinadequateforhisgrandschemesheisincapableofhandlingeventhesituationathand.Forthisreason,thepettymanwearshimselfdownin
vainattemptstograsppowerorsolveproblemsonhisown.13Hewoulddobettertodevotehistimetostudyandthenapplytheancientmodelsofgoodbehaviorto
himself.AsConfuciusremarked,"Tothinkwithoutstudying[theWayoftheformerkings]isdangerous."14
Conventioncomparestheprocessofselfcultivationtothegrinding,polishing,andcarvingoffinejade,whichonlyenhancethevalueofthealreadypreciousmaterial.15
Thepettypersonwhointendstorefashionhislifeneverlearnstousetherighttoolsifhefailstoimitatetheinherentmodestyofthesages.Likethecarelessjadecutter,
hegougeshimself.Inexperienceandineptitudecanonlyharmtheself.16
App.3:Treatingthesmallasgreat
Helpsinbecominggreat.
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Fath.3:Makinggreatuseofthesmall
Means:Hetakesthesmallasthebase.
ThefirstlinesofAppraisalandFathomingreadliterally,"Greatnotgreat."Obviously,theselinesareopentointerpretation.Appraisal3marksthetransitionfrom
thoughttoaction,soprobablytheMysteryintendstoteachafamiliarlesson:bydefinitionthetrulywisepaycloseattentiontothefirstsmallsignsofchange,sinceno
onehassufficientstrengthtosinglehandedlydefeatawelldevelopedtrend.Thesagelooksatsmalldetailsoverlookedbylessermen,makingthemthesecure
foundationofhisvisionaryrule.
Thecommentatorsunanimouslypreferadifferentreading,however:
Thegreatdonotviewthemselvesasgreat.
Ithelpstouse[thisway]tobecomegreat.
Thegreatdonotviewthemselvesasgreat,
Meaning:Theyuse"keepingsmall"asthebase.
Eitherreadingispossible.(ComparewithAppraisal6below.)
App.4:Thoughfailingtogettheknifeheneeds,
Heenlargeshisgatesoutsidethecity.17
Suchfameisempty.
Fath.4:Enlarginghisgatesinsuburbs
Means:Asrealworthgoes,thenamecomes.
Position4correspondstoofficialrank.Chinesesumptuaryruleslimittheconstructionandenlargementofhighgatestothosehonoredwithhighrankbytheemperor.18
Enlargementofthegates,then,constitutespublicdisplayofenhancedstatus.Thepettymantypicallydisregardsinternalreform,concentratinginsteadonadvertising
himself.Inthis,hefailstofocusonwhatisfundamental.Thathispreoccupationsarefarfromcentralisindicatedbythegate'slocationoutinthecountry.19
Thegreatnessofanyhouseliesinitsabilitytoconcentrateitsresources.Thesharpknifesymbolizesthesharpmindabletoframegooddecisionswhichbenefitthe
community.20Theknifealsosymbolizesmoneysincecertaincoinsweremintedinitsimage.21Herethehouselackseithertheincisivethinkingorthematerialresources
itneedstoflourish.Howlongcanitsustainitself?Beforetoolong,itsreputationwillbeshowntobehollow.
App.5:ByusingtheMean,hedrawstheoutlands22
Intohisrealm,andsoisvictorious.23
Fath.5:Bringingtheminbycentering
Means:HeoverseestheNineBarbarians.
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Position5isalignedwithEarth,withthecenter,andwithhumaneness,thebindingagentforsociety.Assuch,itrepresentsthevirtueofCentrality,or"keepingtothe
Mean."Byepitomizingwhatiscentral,thetruesageeventuallygainspowerandauthorityoverallfourcornersoftheearth.24Therulerfunctionsasaxismundi
aroundwhichotherthingsrevolve.Inreturn,allpeoplesareshieldedfromharmbytheroyalpresence.
App.6:Thegreatfailbecauseofthesmall25
Themany,becauseofthefew.26
Fath.6:Thegreatfailinginthesmall
Means:Theseeminglyinsignificantbreedsdisaster.
Iftheindividualneglectswhatappeartobeonlytheinsignificantbeginningsofcontrarytrends,thoseunfortunatetendencieswilleventuallygrowtooverwhelmpresent
prosperity,muchasalargewaveoverwhelmstinyripples.Thetruesageisonthelookoutforthefirstsignsofdisruptionbytakingimmediatestepstoremedythe
situation,hecanbothadapttoandmanipulatethesituationforthebenefitoftheGood.Thisisnolesstrueintheprivateworldofthesoul27thaninthepublicworldof
thecourt.
App.7:Greatselfindulgencehasledhimastray.
Whenhelimitshiscupsofwine,
Othersmayincreasehisportion.28
Fath.7:Indulgingtoexcess,thendeprivinghimself
Means:Heisabletofaulthimself.29
Thisindividualisdrunkonwineoronselfimportance.30Tocounteracttheselfindulgencewhichcloudshisjudgment,hemuststernlytakehimselfinhand.Whenhe
curbshisownvices,heisboundtofindothershappytorewardhim.
App.8:Whentheimmensewallwithanarrowbase
Goesthreeyearswithoutrepairs,
Itcollapses.
Fath.8:Anarrowbaseforthebigwall
Means:Collapseisnotlongincoming.
Thisindividualhashighrankandconsiderablefame.Unfortunately,helackssufficientmoralcultivationtoacquithimselfhonorably.Inevitably,theindividualwholacks
astrongmoralbasecomestoruin.Tomaintainhissafetyinsuchaprecarioussituation,continualcareisneeded,justasearthenwallsmustberebuiltatregular
intervals,especiallyiftheyarelarge.31"Threeyears"means"afterthecycleiscomplete,"
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sincethreeisthecompletionnumber."Repair"referstomoralreform."Collapse"isacustomaryeuphemismfortheruler'sdemise.
App.9:AGreatEndgainedbyselfdenigration.32
Evilisdrivenbeyondtheheavens.
Fath.9:GreatEndsgainedbyabnegation
Mean:Modestyisthestuffofgreatness.
TheGreatEndmayrefereithertoagoodend(i.e.,anhonorabledeath)ortotheattainmentoflife'scentralambition.Anypersoncanachieveeitherofthesedesirable
endsonlyifheiswillingtoyieldwhenappropriate,ratherthanthrusthimselfforwardregardlessofconsequences.33Paradoxically,thegreatestgoodscometothe
personwhominimizeshisownpretensionsandclaimstounderstanding.34
CorrelateswithEarth'sMystery
YinthephaseWaterandtheYi
chingHexagramno.55,
Abundancethesunentersthe
K'uo Willowconstellation,15thdegree
No.46.Enlargement
July12(p.m.)July16
HEAD:Yinch'i,concealed,1gathersthemin.2Yang,stillenlarging,opensthemup.3
Despiteitsgrowingstrength,yinch'iisstilltooweaktopreventafinalburstofactivityanddevelopmentbythemyriadthings.Yangch'iinlatesummerstilloperates
withrelativefreedom,sothatthemyriadthingsenlargeuntilharvestorhibernationtime.Yinch'i,then,ispicturedasakindof"unmovedmover,"whichactstocounter
alltendenciestowardsproliferationandexpansion.Theearlycommentariesinnowayobjecttoyin'sactivities,seeingthemaspartofthenormalcyclicalprocesses,
butthelatercommentariestendtoarguetheevilsofyin.Onecommentatorsays,forexample,thatyin"hiding[itsevil,pretendsto]harmonizewithandconformto"
yang'sactivity,despiteitsintentiontosuckthestrengthfromyangatalaterpoint.4
Thecharacterusedforthetetragramtitleoriginallyreferredtotheoutercitywallsbuiltfordefensehence,theAppraisals'repeatedreferencestoarchitecturalforms.It
wastypicalinancientChinatoconstructtheoutercitywallsfirst,allowingroomforlaterpopulationgrowth.For
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thisreason,thetetragramtalksoflarge,evenbloatedformsencasingemptyspaces.Notsurprisingly,classicaltextsusethesamegraphtodescribethatindividualwho
combinesselfaggrandizementwithignorance.5Theproverbtellsusthat,"Thelargestvesselfillsmostslowly."6Thatmeans,rapidexpansionoftenunderminesinternal
solidity.Suchlessonsapplytotheselfcultivationoftheindividual,ofcourse,aswellastoissuesofstatecraft.
App.1:Heenlargesandextendsit,
Butthebasewasnotbuiltstraight.
Fath.1:Enlargingandextendingit
Means:Fromthefirst,thebaseleans.
TheclassicalDoctrineoftheMeanstipulatesafixedorderforreform:Theindividualmustfirstrectifyhimself,thenthehousehold,thenthestate,andfinallyAllunder
Heaven.7HeretheindividualenlargeshispowerbasebeforeachievingfullmasteryoftheWay.Sincehisbaseisnot"straight"(i.e.,inaccordwithTao),whatever
securityhebuildsislikelytocollapseunderpressure,justasthephysicalstructureconstructedonafaultyfoundationissuretocollapse.8
App.2:Goldpostsandjadeprops
Standlargeininnercitywalls.
Fath.2:Goldpostsandjadeprops
Means:Manyarethesupportsanduprights.9
Postsandprops10arestructuralunitsrequiredintheconstructionofthestrongtampedearthwallsusedinallmajorpublicworksprojectsinearlyChina,including
palacecomplexes.Theexcellentmaterialemployedintheirconstructioninsuresdurability,strength,andimpregnability.11Thepresenceofraregoldandjadealso
pointstothesingularimportanceofthesiteandstructure.Weshouldalsonotethereferenceheretotheinnerdefensivewalls.Primaryattentionisfocusedoninternal,
ratherthanexternalmatters.Fromthisweseethatthewisepersonintentonconstructingastrictlyuprightmorallifeisabsolutelydependentupon"golden"advicefrom
thesages,whosecollectivewisdomwillhelphimsecureandenhancehisposition.AsFanWangwrites,"Oneusesthecitywalltoguardoneself,justasoneemploys
worthies[asmodelsandasadvisors]toprotectoneself."12
App.3:Thoughenlarging,shebearsnoson.
Hebeds13abarrenwife.
Fath.3:Greatbutnotwithchild
Means:Howcanhegetdescendants?
InAppraisal3,thetransitionfromthoughttoaction,theindividualseekstoenlargehispowerbase,butlacksthemeanstobringhisplansto
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completion.Themetaphorusediseasilyunderstood:Thehusband,intentuponproducinganheir,mistakenlywedsa''stonewife,"atermwhichcanrefertoabarren
woman14orpossibly(moreliterally)toastonesculpturecarvedtocommemoratechastewives.Twolessonsaretaughthere:first,initialmiscalculationsaboutone's
capacitymayprecludefinalfruition,nomatterhowmanyattemptsaremadesecond,apparentcapacityshouldnotbeconfusedwithrealcapacity.
App.4:Enlarginghisgatesanddoors,
Heprotectshimselffromrobbersandrogues.15
Fath.4:Enlargingthegatesanddoors
Means:Heextendswhatheplansandbuilds.16
Sincetheheightofgatesanddoorsisstrictlyregulatedbysumptuarylaws,raisingtheheightimpliesasignificantimprovementinboththeresourcesandthestatusof
thehousehold.Atthesametime,anenlargedentryimpliesincreasedcontactwiththeoutsideworld.17Suchcontactcancontinueinsafetysolongasthebasic
structuralelementsofthehousearestrong.Byanalogy,solongasthegoodpersonisstronglycommittedtotheWay,heisabletorealizefutureplanswithout
endangeringhimself.18
Thegatemayalsoindicatethecapital(specifically,thepalacecomplex),whilethedoorsstandforthecommonpeople.19Meritservesaprotectivefunction,increasing
supportatcourtandamongthepopulace.20
App.5:Heaven'sgateisopenedwide,
Extendingthestepsofitshall.21
Thismaygiverisetoerror.
Fath.5:ThatHeaven'sgateisopenedwide
Means:Virtuecannotfillthesacredhall.
Heavenwishestofavorthosebelow,especiallytherulingelite,soitsgateisopenedwidetopromotefreecommunicationwiththoseonearth.Thatthestepsextend
straighttoitsformalaudiencehallsignifiestherelativeeasewithwhichtherulershouldbeabletoachievethefundamentaltaskofbridgingHeavenandManbyself
cultivation.Unfortunately,therulerherelackstherequisitevirtuetoactaspartnertoHeaven22ignoringHeaven'smanifestdesiretohelp,therulermakesnoeffortto
growinwisdomandintruth.Instead,thebadrulerviewseverynaturaladvantageandpossibleopportunityasawaytoincreasehisholdoverothers.Soonerorlater,
itwillbecomeobviousthathecannothopetomeasureupintermsofvirtue.Rulerslikethis,eventhoughtheymayhave"ascendedtothehall,"have"notenteredthe
innersanctum."23
App.6:Withplentythenorm,howloftyhisreign24
TheHundredLords25givestaunchsupport.26
Thisiswhathisvirtuebegets.27
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Fath.6:Thatallisabundanceandallislofty
Means:ThisiswhatwecalltheGreatPeace.
Thegoodrulerconsolidateshispoliticalpowerthroughtheexerciseofhischarismaticvirtue.Heprovidesmaterialabundanceforhismanysubjects(TheHundred
Lordsarehisfeudallords.)hisgraceisalsoabundantenoughtoinducetheirmoraltransformation.Heisloftyinthreerelatedsenses:First,heexemplifiesthetradition
handeddownfromthegreatsagekingsofyore.Second,hestrengthenstiesbetweenMan,thegods,andtheancestorsinHeaven.Third,heisfarsuperiortoall
othersinmoralandpoliticalterms.Suchawiseemperorissupportedbyothernoblemen(definedbyeitherbirthorvirtue).Ashispoliciestakeeffectthroughoutthe
land,theperfectsocialorderknownastheGreatPeaceisusheredin.
App.7:Outsideheishighandmighty.28
Atcenter,though,hefails.
Thenoblemanissenttothewilds,
Whilepettymenenterhischambers.
Fath.7:Thattheoutsideishighandmighty
Means:Atcenter,hehasnomenworthyofthename.
Thephrase"nomen"traditionallyreferstoadearthofloyalsupporters,ratherthanthecompleteabsenceofsubjects.Menciuswrites:
Asarule,astatewithoutlawabidingfamiliesandreliableofficials...willperish.29
Position7markstheBeginningofCalamity.Theevilkingmayappearallpowerfultoothers,buthisrulewillultimatelyfailsinceheexilesworthymenfromcourtand
surroundshimselfwithpettysycophants.Inhiscrazeddesireforincreasedpower,hehasneglectedwhatiscrucialtothemaintenanceofthatpower.Nothingcouldbe
worseforthestate.
App.8:Enlargingtheiroutside,hollowingtheirinside
Isbestfordrumsandsignalbells.30
Fath.8:Enlargingtheoutside,emptyingtheinside
Means:Onlythencanonebeheard.
YangHsiungoccasionallylikestoupsetconventionalexpectations.MostoftheAppraisalsforthistetragramwarnagainstenlargingtheexteriorwhileignoringthe
crucialfoundationoftheinterior.Butthen,justaswearetemptedtomakeahardandfastruleonthispoint,Yangremindsustomeasureallconductagainstthe
specificcaseathand.Insomeinstances,likethatoftheritualbellanddrum,theeffectivenessofanobjectdependsentirelyonthecombinationofalargeoutsidewith
anemptyinside.31Andsoweareledtoamoresubtleunderstandingoftheterms
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"greatness"and"emptiness":Greatnessimpliespower,butpowercaneitherderivefromvirtueorfrommisguidedselfaggrandizement.Emptinesscanconveyeither
receptivitytotheTaooremptyheadedunconcernfortheonetrueWay.
Sincebellsanddrumsareanecessarypartofrituallife(athome,onthebattlefield,andatcourt),theysuggestthatthegoodman'sinfluencegrowswiderthemorehe
reliesontheunseenandtheempty(i.e.,thehumbleheart).Becausebellsanddrumssetthebeat,theirrhythmsalsosignifythemoderationandselfrestraintrequiredof
thetrulymoralindividual.
App.9:Hebuildsthelargestofveryhighwalls.32
Inthreeyears,hehasnoservants.
App.9:Maximizingthesizeofthewall
Means:Intheend,nonearewillingtoserve.
Position9correspondstotheHeightofCalamity,soYangHsiungdepictsanextremesituationinwhichtherulerforfeitshisthrone.Theimageryheresuggeststhe
ruler'smultiplefailuresinknowingwhentostop.33PerhapsYangHsiungiscriticizingthemegalomaniacalconstructionprojectsfavoredbytheFirstEmperorofCh'in
andEmperorWuofHan.Perhapsthewallconstructionsignalstheruler'sunwillingnesstopreservelinesofcommunicationbetweenthethroneanditssubjects.34
(Externalsignsofpoliticalpower,afterall,arelesscrucialindeterminingthestrengthoftheempirethantheruler'sabilitytosecuretheloyaltyofhispeople.)Finally,
thehighprotectivewallsmayalertustothepovertyofthecorruptruler'sinnersoul.35TheChangeswarns,"Tobeinhighposition,yetlackthepeople'ssupport,...
thatmanwillhavecauseforregretateveryturn."36
CorrelateswithEarth'sMystery
YangthephaseFireandtheYi
chingHexagrarnno.59,Dispersal1
Wen thesunenterstheStarconstellation,
No.47.Pattern 4thdegree
July17July21(a.m.)
HEAD:Asyingatherstheirplainnesstoitself,yangdispersestheirpatterns."Theplainandthepatternedareinterspersed"2sothatthemyriadthingsgrowbrightand
beautiful.
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TheHeadtextexploresoneofthemostfundamentalpatternsintheChineseuniverse:yinisassociatedwiththeunadorned,hidden,innercore,whileyangistiedtothe
multiplicityofformsthatevolvefromit.Pattern(especially,therelationbetweenthesocietalpatternswecall"culture,"thebehavioralpatternswecall"conduct,"and
thecosmicpatternswecall"portents")isperhapsthesinglemostimportantpreoccupationofHanthinkers.Eventhoughtitselfisbasicallyconceivedofastheprocess
wherebyunderlying,significantpatternsareextractedfromthemanydisparatebitsofinformationfedtotheheart/mindbythesensoryorgans.3Thisprocessproduces
anevaluatingmindabletojudgepropermoraldirection.Onceeachphenomenonisassigneditscorrectcategorical(orcorrelative)value,eventsandthingsareseento
operatebyinvariablecosmicpatterns.ManyearlyChinesethinkerswereintentupondiscoveringthecosmiclawsinordertofindwaysofmanipulatingthecourseof
futureevents,buttheMysteryfocusesuponaseriesofstatementsdrawnfromtheConfucianClassicsthatrelatepatterntocultureandsagehood.
Fourpassagesaremostimportanttounderstandingthistetragram.Thefirstcharacterizesritualintermsofpattern:
Tzuhsiaaskedthemeaningofthepoem:
Ohthesweetsmiledimpling.
Thelovelyeyessoblackandwhite!
Plainsilkthatyouwouldtake
Forcolouredstuff.
TheMastersaid,"Thepaintingcomesaftertheplaingroundwork."Tzuhsiasaid,"Thenritualcomesafterwards?"TheMasterreplied,"Ah,...AtlastIhavesomeonewithwhom
IcandiscusstheOdes."4
Thesecondquotationdescribesthenoblemanasonewho(notunlikethecosmos)representsabalancebetweentheplainandthepatterned:
Whennaturalsubstanceprevailsoverornamentation,yougettheboorishnessoftherustic.Whenornamentationprevailsoversubstance,yougetthepedantryofthescribe.
Onlywhenornamentationandsubstancearedulyblendeddoyougetthetruegentleman.5
Athirdpassagecomparesthegentlemantotwomarvelousanimalsknownforbothbeautyandstrength:
[Hewhoeffects]greatchangeislikeatiger,hispatternsdistinctive....Thesuperiormanchangeslikealeopard,hismarkingsfine.Thesmallman[merely]changeshisspots.6
Thefourthdepictsthesageasonewhohasfullyinternalizedthecosmicpatternsandsoisabletoinducesocietalorderamonghisfellowmen:
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7
[Onlythesage]couldcopyit[thepatternednatureofHeaven]....Sublimearehisachievements,dazzlingthemanifestationsofhis[internal]pattern.
Thisseriesoffourquotationsrevealsakindofprogression,whichmirrorsthedevelopmentoftheindividualsoul.Achievementnecessarilybeginswithattentiontothe
"plaingroundwork,"thatis,buildingasolidbasisinintegrity.Nextcomesthepattern,for"agentlemaninhispursuitoftheWaydoesnotgetthereunlesshemanages
toexemplifyabeautifulpattern."8IfthehumanbeinggoesontofullydevelophisinnatepotentialbyimitationoftheAncients,9wehavethebrillianceofthesage,who
drawshisinspirationforculturalpatternsfromtheregularmovementsofNature.Thecourseofhumanityis,thus,to"firstcultivatetheselfandlatermakeitpervade
[theouterworld]."10
Thesequotations,however,donotprovideananswertothefundamentalquestion,"Howcanapersondistinguishtherightpatternsofthemoralsuperiorfromthe
deceptivelypleasingpatternsofthepettyindividual?"PartoftheMystery'sanswercanbegleanedfromthearrangementoftheAppraisals.Ingeneral,thevigorofthe
earlylinesisassociatedwithplainness.Asthetetragrammovestowardstheendofthecycle,ornatepatterntakesover,becomingevermorecomplicateduntilit
threatenstoobscurethebasicsubstanceentirely.Thishasimplicationsforthedevelopmentoftheheart/mind,ofcourse,butalsoforcourtpolicyaswell.11The
Appraisalssuggestthatthecourtforegoexcessiveexpenditureonfineryandpalacecarvings,bothtoconservewealthformoreimportantusesandtosetaproper
exampleforitssubjects.12
App.1:Forcollarandlapel,whyuseundyedsilk?
Foritsjadelikepurity.
Fath.1:Forcollarandlapel,whytheundyedsilk?
Meaning:Itspatternlieswithin.
Appraisal1typicallydescribestheshadowy,undevelopedinnercoreofthehumanbeing.Hereitcontraststheundyedsilkusedforinterfacingwiththefiguredsilk
preferredfortheouterclothing.Plainrawsilkisliketheunadornedsubstanceinhumannatureatbirth.Thesubtlepatternsofthesilkthatliewithintheliningmaterial
giveshapetothewhole,thoughthesurfacepatternsofdyedsilkaremuchmoreobvious.Byanalogy,thegoodpersonbuildsupontheinnatepotentialforGoodness
whenstrivingtointernalizethepatternofthesageslater,plainthoughtscanbetranslatedintothebrilliantinsigniaofculture.AstheanecdoteaboutTzuhsiashows,
justasthepaintingcomesafterthegroundwork,sodoesritualcomeaftertheproperinternalattitudeisestablished.13
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Thetraditionalcommentators,however,interpretthelinesinlightofthefollowingpassagefromthe"DoctrineoftheMean":
Overtheembroideredrobesheputsaplainsinglet,suggestingadislikeoftheobviousdisplayofpatternfoundintherobe...[Similarly,]thegentlemanworksfortheconcealment
ofhisvirtue.14
Thepoemthenwouldread:
Theembroidered15collar16iscovered
Withundyedsilkaspureasjade.
Undyedsilkonembroideredcollar
Means:Thepatternlieswithin.
Bothinterpretationsemphasizethesuperiorman'sintegrityoverexternalmarksofculture.Eitherreadingislinguisticallypossible,butthefirstprovidesabettercontrast
withAppraisal2.Also,thesecondreadingseemstopertaintoatimelaterinthecycle.
App.2:Thepatternisrichlyfigured,
Butthebasematerialisbad.
Fath.2:Embellishmentswithoutsubstance
Mean:Bothcannotbeequallyfine.
Confuciusoncesaidofalazystudent,"Rottenwoodcannotbecarvednorawallofdrydungtrowelled."17Outwardembellishmentcannothidealackofinnerquality.
Realcultivation(definedasattainingthepatternoftruehumanity)ispossibleonlywhenitdevelopsfromafirmcoreofintegrity."Embellishmentthatlackssubstance
provokesresentment,"18sodangerliesahead.ThisisadifferentpointfromthatmadebyLaotzuandChuangtzu,whosuspectembellishmentinallitsforms,preferring
theunadorned,whichtheyassociatewithspontaneousNature,tothe"artificial"productsofsociety.
App.3:Thegreaterthepattern,thesimpleritseems.
Thegreat19seemstrulyinadequate.
Fath.3:Inpatterns,plainerisgreater.20
Meaning:Ithasmorethanenoughsubstance.
Thisluckysetofversespresentsaparadoxicaltruth:Thegreatertheman,thesimplerheappearstobe.Byextension,thegreatertheinstitutionortool,themore
naturallyitappearstofunction.Forthisreason,"vastvirtueseemsinadequate."21Theaveragepersonfailstoappreciatethemiraculousnatureofeitherthesageor
sagelyinstitutions.Thisisbothbecausetheinherentmodestyofthesagepreventshimfromparadinghisachievements,andbecausethepettymindmistakenlyassumes
thatgreattasksandtalentsrequireextraordinarycomplexity.Confuciushimself
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confessedtoasimilarmisapprehensionwhenassessingthecharacterofhisbestdisciple,YenHui:
TheMastersaid,"IcantalktoYenHuiawholedaywithouthiseverdifferingfromme.Onewouldthinkhewasstupid.ButifIinquireintohisprivateconductwhenheisnotwith
me,IfindthatitfullydemonstrateswhatIhavetaughthim.No,Huiisbynomeansstupid."22
App.4:Ornatepatternsandoverembellished:
Iftigerandleopardwerepatternedthus,
ItwouldnotpleaseHeavenitwouldbebad.
Fath.4:Thatornamentobstructs
Means:Howisitworthyofpraise?23
OnepassageintheChanges(citedabove)comparesthedistinctivemarkingsofthetigerandleopardtothesuperiorpatternsofcultivationdisplayedbythetruly
nobleperson.24Iftheirboldmarkings,soeasilyseen,25wereindistinguishablefromthoseoflesserbeasts,thetigerandleopardwouldnolongerbefitanaloguestothe
superiorperson.Overlyornatepatterns,infact,recallthepettyman,whoishardlyworthyofpraise.
Thisreadingdiffersfromthatproposedbythecommentators:
Ornatepatterns,highlyembellished.
Tigerandleopardarepatternedthus.
UnlesstheytendtowardHeaven,26
Theyarenogood.
Thecommentatorsofferthefollowinganalysis:Thetigerandtheleopard,despitethevalueoftheirornamentalskins,arenotemployedinsacrificesfortworeasons:
First,onlysolidcoloranimalsareofferedtothegods,demonstratingthegod'spreferenceforplainsubstanceoverpattern.Second,bothtigerandleopardarebeasts
ofprey.SincetheancientChineseequatedmoralactionwithdeedswhichforgestrongcommunity,thetigerandleopardarehardlyfitofferingstothegods.However
beautifulandrare,merepatternalonecannotsufficetopleasethegodsorwinrenownintheworldofMan.Excessiveemphasisonsurfaceembellishmentmayinfact
createmanyproblemsforoneselfandothers.27Afterall,itisbecauseoftheirpatternsthattigerandleopardarehunteddown.28
App.5:Brightandbold:
Brilliantthepatternsthatareupheld
Whenchariotsandrobesarefullyused29
Fath.5:Whatisboldisonhigh.
Meaning:Heaven'spatternsaremostbright.
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30
IntheveryfirstchapteroftheDocuments,theancientsagekingShunbestowsuponvariousofficials"chariotsandrobesaccordingtotheirservices." Sumptuary
regulationsandliberalrewardswereconsideredimportanttoolsofgoodgovernmentinChina.Throughthem,thegovernmenthopedtoteachitssubjectstherelative
worthofvariouscontributionstosocietybymakingvirtueandduty"therootofprofitableaction,"31thecourtstrovetoencouragegoodbehavioranddiscouragethe
bad.Intheory,onceeachshiningmodelofgoodbehaviorreceivesmunificentawardsofchariotsandrobes,eventhelowesttypeofpersonmaywishtoemulatehis
goodexample.Therefore,theruleroftruecultivationemployssumptuaryregulations(onepattern)bestowedincourtceremonies(anotherpattern)toenforcecultural
values(stillanotherpattern)derivedfromHeaven(theultimatesourceofdivinepattern).32
App.6:Thepatternofwildgeeseinflight
Isnomodelforman.
Theyflyastheywishtowardtheriver.33
Fath.6:Noruletothepatternsofgeese
Means:Theygowherevertheyplease.
InChina,asintheWest,migratorybirdsarethoughttobeportents,duetotheiruncannyabilitytopredicttheonsetofcoldweather.However,thewildgooseoften
breaksrankasitfliessouth,stoppingoffatriverbanks.Thus,no"greatpattern"34marksitsbehavior.Inthisitisliketheindividualofsometalentwhosedesireslead
himtodisregardpropersocialconstraints.
App.7:Whilepheasantswinnofavor,
Chickensarelavishedwithgrain.35
Fath.7:Thatpheasantswinnosupport
Means:Itishardtofeedthoseinhiding.36
Becauseofitspatternedplumageandrichtaste,thepheasantshouldbevaluedfarabovethelowlychicken.Nevertheless,thepheasant'srefusaltobedomesticated
makesitanunreliablesourceoffoodorfeathers.37Giventhis,itishardlysurprisingthattheinherentlylessvaluablebutdomesticatedbirdisofferedthegrain.
Sinceofficialsalarywaspaidingrain,theverseisathinlyveiledcommentonpoliticallife.Thetwobirds,ofcourse,symbolizetheworthyandthemediocrecandidate
foroffice.Ifnoblemenavoidgovernmentservice,onlymediocretalentswillbeleftfortherulertoappoint.38Forthisreason,thegoodmanshouldnotregardhimself
astoopuretoacceptpatronagefromothers,norshouldheforsakethecourtinperiodsofdecline.(Wearenow,afterall,inPosition7.)39Inreturn,thewiserulerwill
rewardhimforhiscontributionstosociety.
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40
App.8:Intricatecarvingandgrainpatternedcloth
Squanderthefarmers'time.41
Withpatterns,thenchaos.
Fath.8:Patternsofintricatecarving
Mean:Theyonlywastetheirdays.
TheMysteryencapsulatesthefamousargumentmadebyanearlierConfucianmaster,ChiaYi(200168B.C.),inamemorialtothethrone:Theproductionofeachand
everysingleluxuryitemrepresentsaseverelosstothestate,sinceitdivertsnecessarymanpowerfromtheproductionofsuchbasicgoodsasgrainandplaincloth.42
App.9:Extremelycomplexpatterns:
Changedtothebolderaxandstripe.43
Fath.9:Thattheultrapatternedisexchanged
Means:Theymatchittothesubstance.44
Appraisal9asthelastpoemofthetetragramreflectsextremepatternization.Theauspiciouscharacterofthelinecorrelatedwithyangch'irequiresaretreatfrom
extremeembellishmentandareturntogreatersimplicityofpattern.Accordingly,thesacrificialrobesarepatternedwithboldfiguresrenderedindramaticcolors.This
changeinclothingsignifiesafundamentalchangeofheart.Theprivatepersonreturnstoritualasthebasisofselfcultivation.Meanwhile,highofficialsrestorethe
essentialsofgovernment,includinganemphasisonritualandagriculture.
CorrelateswithEarth'sMystery
YinthephaseWoodandtheYi
chingHexagramno.10,Stepthe
sunenterstheSpread
constellation,2ddegreethe
Li DipperpointsSSWthemusical
No.48.Ritual noteisG1
July21(p.m.)July25
HEAD:Yinisinthelowregionswhileyangisonhigh.Ifhighandlowfight[their]bodies,thingsjoininhavingritual.
TheGreatHeatsolarperiod,whenyangch'iblazesmostfiercely,openswithAppraisal3ofthistetragram.Evenso,thedeclineofyang
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2
ch'ihasalreadybegun.Yinispoisedbelowinthelowerregions,readytoadvance,whileyang,stillonhigh,preparestoleave. Thus,thetwocomplementary
configurationsofenergynowappearinadancelikecounterpointofrhythmandpattern.IntheworldofMan,thispatternofinterdependenceandcomplimentarityfinds
itsanalogyinthedelicatelybalancedritualsthatrulerelationsbetweenhostandguest.3Onthatmodel,allsignificantexchanges(forexample,theexchangeofgiftsorof
verbalcommunications)takeoncorrectritualposturesappropriatetotheirtimes.
"Ritual"(li)isthewordtheChinesegavetoanysymbolicactthatmarksasignificantinteractionbetweentwoormoreparties(forexample,betweenthegodsand
man).AccordingtoConfucius,thephysicalenactmentofritualbecomesfullycompellingonlyifitreflectsaprofoundintegrityofthespirititisthisperfectharmonyof
formandheartthatinfuseseachgesturewithdignityanddirection.Perfunctoryceremonyormechanicalgestures,eveniftheymimicritual,areunworthyofthename.4
Insofarasritualimpliesspiritualwholeness,thegraphforritualrelatestothecognategraph"body,"whichdescribescorporealcompleteness.5
ThewordforritualtakesoneverwiderassociationsundertheinfluenceoftheWarringStatesphilosopherHsntzu.6Inmanyways,itcomestoembracenotonlyall
"rulesforliving,"butalsoallcosmicinteractions.Inshort,itcomestobesynonymouswithTao.Forthisreason,theHeadtextcanspeakofthemyriadthings
participatinginritualactivityincompanywithhumanbeings.
Correctritualperformancemakesforgoodcommunityandfairgovernment.7Italsointimatestheineffablethatwouldremainotherwiseunknown,whileitprovides
numerousopportunitiesforaestheticandmoralappreciation.However,theformsofritualatleastinitiallyplacefundamentalconstraintsontheheart/mindandthe
body.Longhoursofdisciplinedstudyandintensivetrainingarerequiredifoneistotrulymasterthemandmakethem"secondnature."TheChangeshexagramaligned
withthistetragramspeaksofconditions"subjecttorestraint."8TheMysterywilldevelopthatthemebelow.
App.1:Steppingontiptoe,
Heleaveshisforebears9behind.
Fath.1:Raisinghisheels
Means:Hemakeshisownfamilyretreat.
Becauseofaphoneticidentitybetweenthetwographs,manyearlydictionariesdefineritual(li)intermsofbehavioral"steps"(alsoli).10ToreadersintheWest,
steppingontiptoeoftenindicatesextremedeference,onthepresumptionthatamincingstepminimizestheobtrusivecharacter
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ofapersonadvancing.(Ofcourse,steppingontiptoecanalsoindicateacertaindegreeoffurtiveness.)InChina,however,''steppingontiptoes"isequatedwith"high
stepping"itistheouterexpressionofinnerarrogancesincethedesiretoraisetheheelrevealsaperson'sambitionsto"forcetoahighpointwhatis[naturally]
positionedbelow."11Forthisreason,suchastepbecomes"asymboloftheusurpationofasuperior's[place]."12Here,arroganceandambitionthreatentheentire
familyhierarchy,fortheyoungsterhasforgotteneventhemostbasicfilialdutiesowedthelivingandthedead.
InancientChina,thosewholookedtowardthefuturewitheageranticipationwerealsosaidto"standontiptoe."13Somuchattentiondirectedtothefuturecanlead
onetoforgetthepast.Thatthisindividualforgetseventheancestors,fromwhomlifeitselfderives,isclearproofofselfabsorption.14AtAppraisal1,whichindicates
eitherthebeginningofacycleorverylowsocialposition,theindividualalreadycongratulateshimselfonbeingaselfmademan.Suchafundamentalmistakecanonly
spelltroubleforthefuture.Asonetextpredicts,"Hewhotiptoescannotstand."15
App.2:Withagazemostdeferential,16
Withreverentialsteps,
Onlythenisheshotthroughwithintegrity.
Fath.2:Mostdeferential,mostgrave
Means:Respectissuesfromtheheart.
TheAnalectsofConfuciusrepeatedlyidentifiesrespectasthefirst,crucialstepontheroadtomoralperfection.Inevitably,areverentialattitudetowardone's
superiorsresultsinoutwarddisplaysofvirtue.Hereinnerandoutercorrespondperfectlyeyeandstep,intentionandact,moveeasilyinritualforms.
Thepoemliterallysaysthatthenoblemanis"piercedthroughwithjujube[wood],"aphrasethatmaypuzzletheWesternreader,butnottheChinese.Nofewerthan
twentypoemsintheBooleofOdesrefertothethornyjujube,whoseredcoresymbolizesthecompassion,wisdom,tenderness,andhonestyoftheindividual.17In
latertexts,thejujubeespeciallystandsforthegoodminister,whomustbe"thorny"attimesinordertoremonstratewiththeruler,despitehisabsoluteintegrityand
loyaltytothethrone(his"redcore").18Loyaltyandtrustworthiness,then,becomethebasisofritual.19
App.3:Theportraitisperfectinform,
Butintruth,itlacksperfection.
Fath.3:Theportrait,perfectinform,
Means:Itisnottruetoitssource.20
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AsinEnglish,inChinesethewordsfor"faithful"and"true"denoteboththeaccuracywithwhichanartist'simagereproducesrealityandtheintegrityofone'sinner
psychicstate.21Apaintinghowevergoodcanneverreallycometolifeitistwodimensional,evencuriouslyflat,ratherthanmultifaceted.22Inthat,itis
fundamentallydifferentfromtherealobjectonwhichitismodeled.Onlyverystupidpeoplewouldconfusethepaintedrepresentationwiththerealthing.Noless
benightedarethosewhopresumethattheouterformsofritualconstitutethe"realthing"initstotality.Onlythosewhointendtoconveytruehumanitythroughtheforms
infuseeachritualactwithasacredcharacteritisthisinnercommitmenttoGoodness,notthemechanicalimitationofcertainprescribedgestures,thatendowstheritual
withpower.Simplygoingthroughthemotionsteachesnothing,nordoesitforgetruecommunity.23How,then,canitbeequatedwithtrueritual?AstheConfucian
Classicssay,''Insmallparticulars,hepracticesdeportmentasifthatwereallimportant.Isthatnotfarfromsayingthatheknowsritual?"24
Thisversedoesnotcriticizeimitationperse.Faithfulimitationoftheancients'intentionsliesattheheartofgoodritual.25
App.4:Thestatelydemeanorofpeacockandgoose
Helpswhenmountingthesteps.
Fath.4:Thedecorumofpeacockandwildgoose
Means:Theycanbeusedasmodels.
Boththepeacockandthewildgoosearerarebirds.Inbothspecies,theplumageofthemalesisbrilliantlycoloredinintricatepatterns.Therefore,inancienttimes,
theirbeautifulfeatherswereusedintheinsigniaofrankonceremonialcaps.Thewildgoosewasadmiredforitsuncannyabilitytoflyatthecorrecttimeinorderly
fashionthepeacock,forthestatelysweepofitsmajesticwalk.26Forallthesereasons,thetwospecieswereassociatedwithimpressiveceremony.Fromthispoem
welearnthatthewiseleader"ontherise,"ifsufficientlyschooledincorrectritualpattern,canleadhisfollowerstoaprofoundmoraltransformation.
App.5:Harboringhisrebelliousintent,
Hesmasheshisladlesinerror,27
ThenruinsthegiftofNineArrows.28
Fath.5:Rebelliouslybreakingladles
Means:Hereduceshisowndignity.29
Appraisal5correspondstotheruler.Intheritualenfeoffmentofhisvassallords,theSonofHeavenconfersuponhischiefsupportersninesymbolicgiftsofinvestiture
(thesocalledNineConferrals),30includingabundleofarrows,sacrificialwine,andceremonialclothing,allofwhichsymbolizetheruler'sabsolutetrustinhis
subordinates.Forexample,
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31
trustworthyofficialsaresaidtobe"straightasarrows"hence,thegiftofarrows. Suchimportantgiftsarepresumablyreservedforthosewho,mindfulofancient
precedentsandfamilyhonor,canbedependedupontosacrificetheirverylivestoprotecttheancestralhouse.32Afterall,theclassicstellusthat,"Thepurposeof
ritualistosecuremenintheirpositions."33
Here,thedisrespectshowntheSonofHeavenbyoneormoreenfeoffedlordsisevident.Thesubordinatewholacksvirtuerisesupinrevolt.Theoutwardsignofhis
innerrebellionishiswillfuldestructionoftheritualgiftsreceivedathisappointment.Rebellioussubordinatessoonlosetheir"dignity,"whichinarchaicusagerefersto
highrankandagenerousstipend."Thisistolosetheempirethroughinhumanity."34
App.6:Havingrankedtheminorderlikefishscales,35
Onlythendoeshegrantthemlargesse.36
Bythis,likealord,herisestoHeaven.37
Fath.6:Serriedrankslikefishscales
Mean:Nobleandbasetaketheirplaces.
Ideally,theimperialbureaucracyisatight,orderlyformationthatfunctionsasone,thoughritualstipulatesthatseparatedutiesandprerogativesbeassignedtoeach
officialgrade.Therefore,manyearlyChinesewriterscomparethebureaucracytotheoverlappingscalesofafish.38Carefulgradationsinranksupportedbyritual
prerogativesclarifyproperstandardsofconductforAllunderHeaven.Ritualpattern,byitsveryintegrityandcohesiveness,makesusurpationunthinkableand
unworkable.Themostimportanttaskofthesageruler,then,istoemployritualtomakeappropriatedistinctionsbetweenhismanysubordinates,sothateachperson
receivesarankcommensuratewithhisabilityandmerit.
App.7:Oversteppingritual:
"Onewhoknowsnofearentersfearsomesituations."
Fath.7:Fearlesslyoversteppingritual
Means:Thisiswhatothermenreject.
Ritualistherootofallproductivesocialactivity,forritualisthemosteffectivemeanstosecurethegoodwilloffamilyandfriends.Toabandonritualistoturnto"rule
bypunishments,"apolicywhichultimatelyunderminesstateorder,accordingtotheConfucians.Ontheotherhand,togobeyondritual(inotherwords,tobe
overelaborateinone'spractices)istomuddytheclearmessageritualnormallyconveys.Excessiveritualalsorepresentsanunjustburdenintermsoftimeandmoney.
Forthisreason,inthecaseofritual,"togotoofarisasbadasnottogofarenough."39Whoeverignoresdueconsiderationforothers,asexpressedinritual,can
expecttobeabandonedbythoseforwhomhehasdem
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40
onstratedcontempt.AstheDocumentssays,"Onewhoknowsnofearentersfearsomesituations."
App.8:Hiscapisfullofholes,
Hisshoesareingoodrepair.41
Fath.8:Thatthecapisfullofholes
Means:Clearlythecapmustgoontop.42
Thosewhooccupythetoppositionshavefailed,whilethosebelowstillperformtheirjobsadmirably.Despitethebetterconditionoftheshoes(i.e.,thosebelow),
shoescannotbewornatopthehead.Inotherwords,badrulerscannotbeeasilyoverthrownbygoodsubjects.43Themetaphorsuggeststhatsocialstatusandpolitical
positionaretosomeextentpredeterminedforsomefixedperiodoftimebytheMandateofHeaven.Justbecauseaninferiordemonstratesmarkedability,itdoesnot
followthathecanimmediatelychallengehissuperiors.Instead,heshouldpatientlyawaitHeaven'scommands.
ThecommentatorCh'enPenligivesaslightlydifferentreadingbaseduponvariantcharacters:
Acapofplaitedrushes44
Shoesoffinebrocade.45
Capofplaitedrushes,
Clearly,[thisman]cannotbutbesetright.46
Towearluxuriousclothingwhileinmourningrepresentstheheightofunfiliality.Howcansuchaperson,whosebasicvaluesarewrong,possiblybeentrustedwith
publicoffice?Lapsesinritualsuggestanunsuitable,evenanunseemlysituation.
App.9:Hewearsahat,buthasnohead.
Ofwhatuseishighrank47tohim?
Fath.9:Havingnohead,hewearsitstill.
Meaning:Whereishegoingtogo?
Appraisal9alwaysdescribesextremes,andsowehearofthehead.Iftherulerhasnoheadforruling,whatdoesitmatterthathewearsthecrownassymbolofhis
authority?Andiftherulerloseshisheadthroughhisownineptitude,stilllesswillthecrownorrankmatter.48
OnecommentatorfindsintheselinesaveiledattackonWangMangforhisallegedassassinationofEmperorP'inginA.D.
6.49ButSsumaKuangarguesforadifferentinterpretation.Inritual,eventheemperorlearnstohumblehimself.Onlyanevilrulerassumesthatnohigherauthority
exists.Sucharulerlearnsnothingfromtheexampleoftheancientshealsoignoresusefuladvicefromhiscontemporaries.Oblivioustothereverencethatunderlies
ritual,heindulgesallhisworst,arrogantimpulses.Ultimatedestructionfollows.
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CorrelateswithEarth'sMystery
YangthephaseMetalandtheYi
chingHexagramno.33,Retreatthe
T'ao sunenterstheSpreadconstellalion,
No.49.Flight 6thdegree
July26July30(a.m.)
HEAD:Yinch'imanifestsitsstrength.1Yangch'iplungesinto2retreat.Themyriadthingsareabouttobedestroyed.
ItmayseemprematuretopredictthedeathofthemyriadthingsimmediatelyfollowingtheGreatHeatsolarperiodoflatesummer,butthistetragramisalliedwith
Metal,the"killing"or"punishing"Phasehence,theimageryofbattle.Thetetragram'stitle,Flight,predictsaquickretreatbyyangch'iassoonasyinch'irevealsits
strength.3Inresponse,themyriadthingswillbedestroyed.Afterall,astheChangesremindsus,''Thingscannotabideforeverintheirplace."4
SincetheHeadtextcharacterizesinitialretreatasthefirstimportantsteptowardultimatedestruction,itisnotablethattheMysterytalksofflightasbothauspiciousand
inauspiciousintheAppraisals.Enforcedflightisinherentlydangerousbecauseitleavesone'sflanksexposed,butvoluntaryretreatfromaposition(as,forexample,in
certainactsofcourtesy)canactuallyproveofbenefittothesuperiorman.
App.1:Retreatingwatersastheylevel
Obliteratethetrackstheymade.5
Fath.1:Leveledbyretreatingwaters
Means:Thetracksarenotrecut.6
Appraisal1,atthebeginningofthecycle,isalliedwiththeWaterPhase.Itisthepropertyofwatertolevelthrougherosionandflooding.Thepoemmustbe
auspicious,sinceitisalliedwithDayandyangch'i.Inthistranslation,escapebecomespossibleoncethefugitiveshavefledthroughwater,whicherasesallevidenceof
theirflight.Byanalogy,selfcultivationactslikewatertocleansetheselfofalltracesofone'sformerbestialimpulses.Thesamepoemalsoworksasadescriptionof
themysteriousTao,whicherasesthepresentmomentasthefutureunfolds.WereYangHsiungmorefirmlyinthecampoftheTaoists,itwouldbetemptingtoread
theselinesascriticismofhumancivilization,whichmustbecleansedbythenaturalactionofthewaters,sothatitcanreturntothedesiredoriginalstateofblankness.7
Manycommentators,however,wouldreadthefirstlineofboth
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8
AppraisalandFathomingas,"Thelevelingof[tracksmadebyanimals]thathavefled[to]water"atthefirstsignofafire. Thepoemthendemonstratestheabilityof
thenoblemantoforeseeandquicklyrespondtodisasterbeforecompletedevastationoccurs.9
App.2:Preoccupiedwithworries,10
Hefailstonoticetheditch,
Thoughshodingoldenslippers.
Fath.2:Theverytroubledmind
Means:Righteousnessdoesnotadvance.11
NotunlikeFreud,theancientChineseinsistedthatunconsciousorinadvertentslipsrevealourinnermoststateofmind.Inthevastmajorityofcases,theyreasoned,
lucklessindividualssimplyneededtoexercisegreatercautiontoimprovetheirfate.ThemostfamousanecdoteillustratingthisisthatofmusicmasterTzuch'un,who
stubbedhistoeoneday.Tzuch'unrespondedtotheminoraccidentbyretreatingtohisbedroomforanentiremonthtoconsiderthepossibledisgracethatmightresult
fromsimilaractsofcarelessness.12
Heedlessofhisfinery,thehaplesssubjectofthispoempitchesheadlongintoadrainageditch,sullyinghisshoes.Hislapseinjudgmentseemsmoreseriouswhenwe
rememberthatgoldenshoesindicatehighrankandstatus.
ThecommentatorsFanWangandSsumaKuanginterprettheselinessomewhatdifferently,however.ToFanWang,thegoldenslipperssymbolizethepettyperson's
stubborndeterminationtoremaininofficeatallcosts,ratherthantoretireintoseclusionwhendangerisathand.Thefailuretokeepinmindtheditch,toFanWang,
signifiesthebadofficial'sadamantrefusaltosufferhardshipforthesakeofrighteousness.(Apparently,inthisversion,theofficialshiesawayfromtakingtheexpected
plungeintotheditch.)FanWangwrites,thatsuchapersonisnotwillingtogothroughtheditchhimself(analternatereadingforthesecondAppraisalline.)13
SsumaKuangagreesthatitisthiscombinationofgreatdangerandhighstakeswhichmakesthepettymanturnskittish:
Thepettyman,althoughheseesthatcalamityisabouttoarrive,issoterrifiedthathecannotusehissenseofduty[ashisguide]inmakingadecision.[Instead,]clingingtohis
favorsandsalary,hetarriesratherthanleaves.Hedoesnotrealizethattheditchliesat[hisvery]feet.Suddenly,hetopplesforward.Confuciussaid,"Havingseenone'sduty,to
failtoactistolackcourage."14Therefore,itsays,"Righteousnessdoesnotadvance."
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15
App.3:Clenchinghisthighs, whippinghishorse,
Withbanditswatchinghisdoor,
It'sbestforhimtoflee.
Fath.3:Kneeingandwhippingthehorse'srump
Means:Heseeswhat'scoming.16
Appraisal3marksthetransitionfromthoughttoaction.Thehorse'sowner,seeingrobberscasehishouse,recognizesthedangerheisin.Salutaryfeargalvanizeshim
intoaction.Fortunately,hehasameansofescape.Hefleesonhorseback,digginghiskneeintothehorse'shaunchesandwieldinghiswhiptomakethehorserun
faster.Thankstohisquickresponse,hemanagestoslipaway,thoughhisescapeisnarrow.
App.4:Thetall17treesarebuttipsattop.18
Asbirdsinflightpassoverthem,
Somestopandthenalight.19
Fath.4:Birdsinthetalltrees
Means:Wantingtostop,theydropdown.
OnepopularanecdoteofHantimestellsofaflockofbirdsinflightthatdecidetorestinwhatappearstobeaninvitinggroveoftalltrees.20Butwhenthebirdsalight
onthetrees,thefragiletreetopscannotsupporttheirweight,andtheboughsswingdownunderthem.Someplungetotheirdeaths.Othersdiewhenthetipssnap
back,stunningthebirds,whicharetheneasilypickedoffbycraftyhunters.Itisalsopossiblethatthelushforestconcealshunters'traps.21Thiscautionarytaleteaches
twomainlessons:first,wemustalllearntodistinguishexternalappearancefrominternalsubstancesecond,wemustneverbeseducedbyunsuitablebutalluring
prospectsanddesires,especiallyinmidcourse.22
SinceAppraisal4correspondstocourtofficials,thesubjectmaywellbetheking'sofficials.Perhapstheyfindtheking'ssupportlessthanadequate.23Orperhapsthe
pettyperson,ambitiousforhighrank,forgetstheinherentdangerof"livingatthetop."24
App.5:Falconsareseenmassing25inwoods,
Ottersplungeintodeepestpools.
Anattackisimminent.26
Fath.5:Thesightoffalconsandotters
Means:Tofleebadluck,hideinthedeep.
Whengreatdangerlooms,thesuperiormanknowsenoughtoretreat.27Falconsandottersoftensignifycrueltysincebothpreyonsmallercreatures.28Inthiscase,
however,evenstrongfalconsandottersscurryawayratherthanfaceimpendingdoom.29
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30
App.6:Withsomanyfieldsunploughed,
Hewastestheworkweputintofootpaths.31
Fath6:Manyfields,asyetunplowed,
Mean:Hewastesstrengthandlosesmerit.32
Theearlymentionof"manyfields"leavesthereadertoexpectgreatwealthandvastterritories,suchasmightbelongtomembersoftherulingelite.Initialpreparations
foragoodharvesthavebeenmade.Agroupofconscientiousfarmershaveconstructedraisedfootpathsbetweenfields.Thesefootpaths,whichlooklikelowdikes
flattenedatthetop,servetwomainfunctions:Watercollectsbetweenthem,facilitatingtheirrigationprocess.Theyalsoallowthefarmertotendhiscropswithout
tramplingtendershootsunderfoot.Despitethesepreparations,thefarmerinthispoemfailstohitchhisoxentoploughthefields.Fromseedsowninunploughedfields,
hecanhardlyexpectgreatprofits,evenwithhisvastholdings.33Thefields,ineffect,becomeadeadlossthevastlaboralreadyexpendedfailstofurtherproduction.
Withregardtoselfcultivation,amancannotexpecttodevelophistalentsunlessheiswillingtoharrowhissoul.34Thispoemmayalsoapplytotherulerwho,in
ignoringhardworkingadvisors(symbolizedbythefarmer'soxen),ultimatelyfailstousehiskingdom'sresourcestothefull.35Finally,twocommentatorsapparently
interprettheversesasacritiqueofcarelesshunterswhodestroythefarmer'sfieldsastheypursuesport.36
App.7:Bykeepinganeyeonthefowler'snet,
Laterthebirdcanfly.
Fath.7:Keepingtheropeinsight
Means:Itisnotquitehighenough.37
Thewiseindividualkeepsdangerinsight,sothathecaneffectanescapeifnecessary.Likethebird,thisindividualnearlyfailstoflyhighenoughtoescapeharm'sway.
Luckily,theropeisnotthrownquitehighenoughtosnarethebird.
App.8:Theneckispiercedbyanarrow38
Andthewingsareboundbyitsstring.39
Fath.8:Theneckhit,thewingsbound,
Means:Donotstruggleinvain.
Thehunterattachesastringtohisarrowbecauseithelpshimlocatehispreyafterthehit.Thestringalsoservestobindthecatch.Thebird,ifshot,maystillhave
sufficientstrengthtoflapitswings.Butonceitswingsarebound,itcanneverhopetoflyofftosafety.Asthepoemindicates,allfurtherstruggleisfutile.40
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41
App.9:It'sbesttoflee,evenoncallousedfeet
Whenbandsofthieves42surroundthecitywalls.
Fath.9:Thatthievesandknavesbesiegethewalls
Means:Whereonearthcanapersonflee?
Appraisal9,thoughalignedwithauspiciousDay,alsorepresentstheculminationofFlight.Theindividualrealizesheisunderseigesinceevilmennowsurroundhis
stronghold.Despitehisevidentpanic,hemanages,aftermuchtravail,toescapewithhislife,thoughthereisnopromiseofamoresecurefuture.
CorrelateswithEarth'sMysteryYin
thephaseEarthandtheYiching
Hexagramno.33,Retreatthesun
T'ang enterstheSpreadconstellation,11th
No.50.VastnessorWasting degree
July30(p.m.)August3
HEAD:Yinch'iincreasingly1comesyangch'iincreasinglygoes.Thingsareonthevergeofdissipation.2
Atthispointintheyearlycycle,autumnwillsoonbeuponus.Thingsmoveinexorablypastripenesstospoilage.Therangeofmeaningfoundinthetitleforthis
tetragramadmirablybridgesthetransitionfromlaudablematuritytofirstdecay,foritsassociationsarebothgoodandbad.Ontheonehand,thetitlecanmean"vast"
or"great,"especiallywithreferencetocapacity(inbothsenses).Butcloselyrelatedtovastnessistheideaof"whatiswasted."3Byaseriesofsmallextensions,the
samegraphcomestomean"toflee,''"todrift,""totossaboutaimlessly,"4"tofeelunsettled,""toexperiencelossorfailure,""toactinvain,""tosufferdecay,"5and"to
beemptiedorexhausted."Thesamegraphsignifiesthewantonanddissipated,theexaggeratedandtheunrestrained6therefore,itisusedinconnectionwithabrupt,
boastful,rude,orpreposterousactsthatdefyritual.
App.1:Wheninnerrestraints7areabsent,8
Donotact.Danger.9
Fath.1:Unrestrainedwithin
Means:Heholdstonoprinciple.
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Figure13.
Shootingarrowsatbirds.Illustrationfromarubbingofapotterytombrelief
unearthedfromPengCounty,Szechwan(26x44cm.),datedtotheEastern
Handynasty.
Appraisal1correspondstothebeginningofthecycleandtofirstthoughtshence,thefocusontheinnerworkingsofthemind.Themindoftheunprincipledindividual
willnotdirectthebodyproperly.Surelythisisdangerous.
App2:Whenadriftandinthedark,
IthelpstosetoutfortheEast.
Fath.2:Helpfordriftinginthedark10
Means:Thebrightpathisbeneficial.
Darkandlightarecontrastedhere.Afterthesunriseseachmorningfromthevast,darkpoollocatedbeneaththehorizon,themyriadthings,formerlycondemnedto
darkness,arefloodedwithbrilliantlight.Ifwewishourmindstobesimilarlyenlightened,wemustmoveinthedirectionofanequallybrightpath,theWay,as
embodiedintheConfucianClassics.
App.3:Tobeoversimpleisimproper.11
Lostisthatrhythmicsoundofjade.12
Fath.3:Thatthereisnomeasuredsoundofjade
Means:Heisnotyourhaven.13
Onewhoovervaluesrusticsimplicitycannotprovideasuremodel.forothersseekingtherefinementsofcivilizedlife.
App.4:Broadminded,withnopredilections,14
TheWayandtheRightarehislords.
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Figure14.
Shootingarrowsatbirdsandharvestingthefields.Illustrationfromapottery
tombtileunearthedfromChengdu,Szechwan(39.5x48cm.),datedtothe
EasternHanperiod(nowintheChengduMuseum).
Fath.4:Tobegreatlywithoutbias15
Means:Hesidesonlywithrighteousness.16
AfamouspassageintheConfucianAnalectssaysthatthetrulysuperiorpersonissimply"onthesideofwhatisright,"andsoiswithoutparticularpredispositions.
Similarly,the"GreatPlan"chapteroftheDocumentsidentifiesthisfairmindednesswiththeKing'sWay.18
App.5:Hesetsthedeertorunning
Whileclaspingamousetohisbreast.
Whathegainedhasnovalue.
Fath.5:Adeerontherunandamouseatthebreast
Means:Thisisnotenoughformerit.
Becauseofapun,thedeerrepresentsanypieceofgreatgoodfortune.19Attainingthethroneinearlyslangbecame"catchingthe
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20 21
deer." Awisemanalwaysforegoespettyprofitforthesakeofalargergain. Her,however,weseeafoolishperson,whowastestimeandeffortinvainpursuits,
ignoringgreatopportunities.22Ifweconsiderstudy,forexample,theonlylearningworthpursuingistheConfucianWayassociatedwiththeancientsagekings.Ifwe
considerofficialappointmentsinstead,onlyvirtuouscandidatesareworthpursuing.23Wereitnotsotragic,suchmarkedinabilitytodistinguishgoodfrombadwould
beludicrous.
App.6:Thegreatdonothoardtheirsufficiencies.24
LikeHeaven,theydispersetheirwealth.
Fath.6:Thatthegreatdonothoard
Means:Notraceofselfishnessmarkstheirfaces.25
Ingeneral,Confucianphilosophersweresuspiciousofactingaloneratherthaninconcertwithfamilyorfriends.Tomonopolizeresources,tobeindependentminded,
ortoclaimtobeaserfmademan,alltheseactsrepresentedchallengestosocietalcohesion.ThisisonereasonwhytheAnalectsholdsthat"virtueneverdwells
alone."26AccordingtotheChinesetexts,allhumanbeings,eventheemperor,mustacknowledgetheirdependenceuponothers.Theemperor,forexample,should
acknowledgehisdependenceonableministers,thecommonpeople,andhisancestors.(Position6correspondstotheancestraltemple.)Farfrombegrudgingthe
expenditureoftreasuryfundsonsuchpeople,thetrulygreatleaderrealizesthatbyrewardingeachsubjectwitharankandsalaryconsistentwithhismerits,the
emperormultiplieshiseyesandears,andatthesametimeensuresthetransmissionofhissuasiveexampledowntothelowestrungsofsociety.Thesecurityandwell
beingofsociety,then,ultimatelyrestupontheruler'swillingnesstosharehiswealthwithothers.AstheMenciussays,"Itwasbysharingtheirpleasurewiththepeople
thatthemenofantiquitywereabletoenjoythemselves."27
App.7:Shootingonearrowatthreebirdsinflight:
Thoughhesetsforthbydawn'sfirstlight,28
Atday'send,hehasnotreturned:
Lost.
Fath.7:Oneshotforthreebirds
Means:Hestrikesoutaimlessly.29
Theseversesdemonstratetheutteruselessnessofunfocusedormisguidedactivity.Thoughanentiredayhasbeenspentinfrenziedpursuitofagoal,noobviousgain
results,despitemanyopportunities.Alternately,thesamelinescandescribeahunterwholoseshimselfinthepleasuresofthechase.30Farbetter"toconcentratethe
mindandunifythewill"31inasinglemindedsearchfortheWay,sincethisholdsoutthepromiseofSuccess.
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32
App.8:Thegreataccept officialposts,
Ghostsattheshrineceasewailing.
Somegaintheirblessings.33
Fath.8:Thatthegreatacceptposts
Means:Theyrestorewhathadbeenlost.34
Themainthemeoftheversesisclear,thoughtheidentityof"thegreat"isopentoquestion.Oncegoodleaderstakeup(or,arerestoredto)office,thelocalpatron
godsceasetheirweepingandwailing,inexpectationofrenewedgoodruleandthereinstitutionofregularsacrifices.Thecommonpeoplealsoexpecttobenefitfrom
theiradministration,andso"somegaintheirblessings."Boththegodsaboveandthepeoplebelowrejoiceintheabilityofthetrulygreattorestorewhathadbeenlost.
App.9:Brightpearlsusedforbirdshot.
Eveniffleshbychanceisstruck,
Itwillnotrepaytheoutlay.35
Fath.9:Lustrouspearlsusedforshot
Means:Theexpenseisnotrecouped.
Pebbleswouldworkaswellaspearlsinshootinggamebirds.What'smore,pebbles,whencomparedwithpearls,areofrelativelylittlevalue.Therefore,thehunter
canaffordtoloseacertainnumberofpebbles,thoughhecan'taffordtoloseasinglepearl.Onceagain,thereaderisurgedtocarefullyconsiderwhichactsaretruly
worthwhile.36TheMysterysuggeststhatwhenprecioushumanlifeistobeemployed,onlytheWayrepresentsagoalsufficientlygreattoaimfor.Unfortunately,the
pettypersontypicallypursuesthevastlyinferiorgoalsoffame,fortune,andsex.
CorrelateswithEarth'sMysteryYang
thephaseWaterandtheYiching
Hexagramno.32,Durationthesun
enterstheSpreadconstellation,15th
Ch'ang degreetheDipperpointsWSWthe
No.51.Constancy musicalnoteisGsharp1
August4August8(a.m.)
HEAD:Byyinoneknowsthesubjectbyyangoneknowsthelord.TheWayofrulerandsubjectremainsunchangedfortenthousandages.2
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TheAutumnOnsetsolarperiod,usuallyregardedasthejuncturebetweensummerandautumn,beginswithAppraisal6ofthistetragram.Here,then,wehaveanother
criticalmeetingpointbetweenyinandyang.Sincethisisthelastopportunityyangwillhaveto"lord"itoveryin,itisappropriatethatYangHsiungshoulddiscussthe
relationsoftheruler(whosecorrelateisyang)andthesubordinate(identifiedwithyin).Thatautumnfollowssummerisaninvariableruleofnature.Followingthis
immutablepattern,allsubjects,includingcourtofficials,mustfollowtheruler.Hierarchyfunctionsasthenecessarybasisforenduringandproductiverelationsasthe
Changesargues,thefourseasonskeeptotheirconstantcourseonlywhenthe"strongisaboveandtheweakbelow."3Notsurprisingly,theneedtorecognizeone's
properplaceinthehierarchyisathemeofthistetragram.Solongashierarchyispreserved,theworstcalamitiesassociatedwithyinch'imaybeavoided.Thismay
explainwhythepenalcodeassociatedwiththeautumnseasonisrepresentedinapositive,ratherthananegativelight.
App.1:Holdinguptheinklineofthegods,4
Hefollowsthesacredmodel.
UsingtheOnetopairtenthousand,
Totheend,hislightdoesnotfade.5
Fath.1:Upholdingdivinemeasure
Means:HeembodiestheformoftheOne.6
Because'itsprimalOnenessproducesthemyriadthings,theTaoinitstotalityliesessentiallybeyondmerehumancomprehension.Certainbroadpatternsofcosmic
activity,however,arediscernibletoMan.Forexample,thesuperiormantakesprimalonenessashismodelwhendealingwithothers.Singlemindedinhispursuitof
moralunderstandingandunshakeableinhisintegrity,he"holdsfasttotheOne"7Way.Applyingthesingletoolofcategoricallogictotheentireuniverse,hecomesto
graspallthemyriadthingswithinhismind,8soallencompassingishisunderstanding.Conformitywithsuchsacrednormsgainshimcharismaticpower9thatwillwork
toeffectaperfectunionofallthemyriadthingsinthecosmos.10Aboveandbelow,11innerunitybringstheunionofall.12
App.2:Little13constancywithin:
Femalechastityindanger.14
Fath.2:Innerconstantsundeveloped
Mean:Thewomenarenotupright.
"Inner"oftenreferstowomenorthewomen'squarters,sinceonlymenparticipatedin"outer"[i.e.,publicandsocial]lives.Thehusband/wiferelationwasviewedas
oneofthegreat,constantpatternsinhumanrelationships.Liketherulersubjectrelation,itpresumedahierarchical
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15
structuretemperedbymutuality.Itwasbelievedthattheentirehierarchywouldcollapse,however,ifwomenwereunchastebeforeoraftermarriage. Clearlinesof
patrilinealdescenthadtobeassuredforbothreligiousandeconomicreasons.Unfortunately,bastardmalespassedoffaslegitimateheirswouldparticipateasadultsin
sacrificestoancestorsinthepatrilinealline.Sincetraditioninsistedthattheancestorswouldacceptnosacrificesfromthoseofdifferentsurnames,theprosperityofthe
clanmightbejeopardizedforgenerationsbyasingleillicitliaison.Furthermore,femaleinfidelitydemonstratedafundamentallyrebelliousattitudetowardhusbands,to
whomwomenowedtheirloyalty.Suchacavalierattitudecouldultimatelyinfecttherestofsociety.Sincewomenwhowerelessthan"upright"underminedthe
"eternallycorrect"socialstructure,femalesexualandpoliticalintriguewasasourceofconsiderableconcerntostrictConfucianscholars.
App.3:Thesunmakesitsvirtueconstant
eclipsingforthreeyears.
Fath.3:Thesun,makingitsvirtueconstant,
Means:TheWayoftheRulershinesforth.16
Appraisal1comparedthetrulygoodpersontoasunthatneversets.Appraisal3presentsavariationonthisastronomicalmotif.InHanomenliterature,eclipsesofthe
sunandmoonwerethoughttopresagedisorderintheapartmentsofthekingandqueenrespectively.17Oftenthesolareclipseportendedusurpationoftheroyal
power(yang)byministersorconsorts(bothofwhomwereyin).Infolktradition,"three"standsfor"many."Ifnoeclipseoccursformanyyearsinsuccession,thesun's
uninterruptedlightwillshinebrilliantlyonallbelow.Thecharismaticruler,byanalogy,enlightensothers,withnofearthathewillbeeclipsedsincehehasmadehis
virtueconstant.18
App.4:Themoonisinconstant.
Shesometimesstraysfromhercourse.19
Fath.4:Theinconstantmoon
Means:Theministererrsinhiscourse.
Themoonsymbolizestheministerforseveralreasons:First,themoon'slightentirelydependsuponthesunforitsbrightness,justastheminister'sauthorityderives
entirelyfromhisruler.Second,themoonshineslessbrightlythanthesun,justastheministerislessgloriousthanhisruler.Third,themoon,eventothenakedeye,
appearstowobbleoccasionallyinitscourse.20TheChinesetookthisirregularmotionofthemoontomeanthatanevilministerwaversinhisloyaltytothethrone.21
Oneearlyastrologicaltextpredicts:
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Whenthestateiscontrolledbyministers...themovement[ofthemoon]inclinessometimestowardthesouthandsometimestowardthenorth.Irregularmotionofthe
moon,whetherfastorslow,indicatesexcessivepowerheldbyrelativesoftheempress.22
App.5:Whetherup,down,orsidewaysinhiscourse,23
HetakesHeavenandEarthashisconstants.
Fath.5:Hisvertical,hishorizontal
Means:Theorderofruler.andofficialisconstant.
TheearlycommentatorFanWangsays,"HeavenisverticalEarth,horizontal.Thisistheconstantway."Manmovinginhorizontalandverticaldirectionssuggeststhe
fundamentalinterconnectednessofthethreerealmsofHeavenEarthMan.24Elaboratepatternsinthenightskyandgeologicalconfigurationsarestudiedbythesage
intentupondevisingmodelsforhumanculture25thesagehopestorecreateinhumansocietythatmarvelousinterdependencethatprovessoproductiveinthe
phenomenalworld.PatternsinHeavenandEarth,then,suggestthenormforrulerandofficial.
App.6:HavingreachedSeven,hetendstowardNine.26
Weaknessstirsinwhatwasoncefirm.
Hecannotovercometheruleforhim.
Fath.6:GettingSevenandbecomingNine
Means:Abundanceisleftasheridestodecay.
WhythistalkofSevenandNineinAppraisal6,whichmarksthetransitionfrombeneficialActiontoCalamity?27Beneficialyangch'iissaidtoculminatebythe
seventhposition,andtodeclinebytheninth.Yin,ofcourse,is"weak"whileyangistraditionallycharacterizedas"firm."Giventheongoingcyclesoftheconstant,yet
everchangingTao,whoevergraspsatgoodluck("abundance")findsbadlucklaterinthecycle.Onlythewiseindividualwhoknowswhentostopislikelytomaintain
hispresentposition.Hecontentedlycultivateshisvirtuewhileregardingmaterialsuccesswithanunmovedmind.28
App.7:Backandforth,foreveritflows.
Thosemostconstant,comingtogether,29
Cancarryoninpropriety.
Fath.7:Everflowing,backandforth,
Means:HetakestheRighttoconfrontthewrong.30
InthisauspiciousAppraisalalignedwithDay,theflowingwatercallstomindthedesirablequalitiesoffloodlikech'i31associatedwithintegrity,apoweratoncegentle
andinexorableinitseffect.Atthesametime,
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32
theflowsuggeststhepassageoftime. Whengoodmencometogether,earlyerrorsgivewaytorectitude.
App.8:Constantillnessnotseenasill:
Blameiscomplete,yetuncondemned.
Fath.8:Chronicillnessnotseenassuch
Means:Heisunabletocurehimself.
Theindividual'spersistentevildoingislikenedtoachronicillness.Theindividualwhohasgrownaccustomedtomoralorphysicaldiseaseforgetswhathealthwaslike.
Nocureispossibleiftheindividualfailstoseehimselfassick.33AstheLaotzuadvises:
Onemustbesickofillness
Ifoneistorecoverfromillness.34
App.9:Seeinghisillnessasillness,
Magicianhealerswillnotfail.
Fath.9:Seeingtheillnessforwhatitis
Means:Hecanserveashisowndoctor.
IncontrasttoAppraisal8,thisindividualdoesnotglossovertheseriousnatureofhischroniclapses.Oncehehasdiagnosedhimselfcorrectly,hecancertainlyeffecta
cure.GoodadvisorsandtheConfucianClassics,afterall,existtohelpintheprocessofhealingthesoul.35
CorrelateswithEarth'sMysteryYin
thephaseFireandtheYiching
Hexagramno.60,Regulationthesun
enterstheWingconstellation,2d
Tu degree
No.52.Measure
August8(p.m.)August12
HEAD:Yinch'idaily1leapsup.Yangch'idailyyieldsground.2Leapingandmoreleaping,recedingandmorereceding,3eachattainsitspropermeasure.
Atthispointoftheyear,yinch'ileapsintoprominenceaboveground,whileyanghastensitsretreat.Ineffect,yin'srapidadvancehasstoppedtheprogressofyang
ch'i.4Sincewaxingandwaningoccurinpropermeasure,thecontinuationoftheeternalcycleisassured.
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Figure15.
Tampingearth(hangt'u)inordertoprovideasecurefoundationfor
majorpublicbuildings.IllustrationfromErhya2/6b.
ThistetragramanditsalliedChangeshexagram(Regulation)applaud"stoppinginanappropriateplace,""recognizingone'splace,""remainingcentral,"and''accepting
thesuperior'spositionabove."5InChinesepoliticaltheory(ConfucianorLegalist),"measure"referstotheinstitutionsbywhichtherulermaintainsgoodorderand
unifieshisempire.Bytradition,fixingstandardizedweightsandmeasuresthroughoutthelandwasviewedasthefirststepintheestablishmentofstandardizedmorality.
Asseenbelow,thesuccessfulconstructionofacity(especiallythecapital)wasalsoseenasproofoftheking'sabilitytocorrectlyappraisesituationsinaccordance
withnaturalandhumanrequirements.Thecapitalrecreatesonahumanscalethesignificantfeaturesofthecosmosthebettertoconveytothepopulacetheking's
charismaticswayoverthetriadicrealmsofHeavenEarthMan.Therefore,thewelldesignedcapitalillustratesthetrueking'scapacitytotakethepropermeasurenot
onlyofmankind,butalsooftheuniverse.6
App.1:Heconsistentlyfails7
TomeasurebytheMean.
Fath.1:Thatmeasuresatcenteronlyfail
Means:Therecanbenosuccess.
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Themeasuresatcenterpointtotheindividualconscience,whichusestheMeanasitsstandard.Assoonastheconsciencefailstodistinguishrightfromwrong,the
individualcannotpossiblyattainfullGoodness.Forthisreason,theclassicsadviseustoconductourinternalmeasurementswithextremecare:
Beliketheforester,whowhenhehasadjustedthespring,goestoexaminetheendofthearrowtoseewhetheritisplacedaccordingtorule,andonlythenletsitgo.8
App.2:Likewaters9thatdonotrecede,
Thecentermeasureishidden.
Fath.2:Watersnotreceding
Mean:Onlythencanthereberectitude.
Heretheindividualconscienceislikenedtoastreamwhosestrongyetreliableflowbringshealthandrefreshmenttoallwhotakeadvantageofit.Thatthewellspringis
hiddenfarawayintheinnerrecessesonlytestifiestothedepthandpurityofitssource.Inmoraldevelopment,thepersonintentuponimprovinghimselfthrough
assiduousstudyoftheclassics*10willdiscoverthathisunseenconscienceneverfailshim,andthatblessingswillwashdownonhiminonecontinousflow.
App.3:Eachsmallmeasure,
Slightlymoreoffthanthelast:
Stepstowardgreatdisaster.11
Fath.3:Smallerrorsinmeasurement12
Mean:Greatcalculationsareoverturned.
AninitialmiscalculationeventuallyleadstodisastrousdeparturesfromtheWay.AsanoftquotedHanproverbhasit:
Offbyahair'sbreadth[inthebeginning],
Missedbyathousandmiles[intheend].13
Therefore,even"asmalloversightleadstomajordamage."14SinceAppraisal3marksthetransitionfromthoughttoaction,thisisatimelywarning.
App.4:Postanduprighthelpinbuildingwalls.
Fath.4:Thebenefitsofpostandupright
Means:Thesebenefitthebuilding.15
InancientChinesearchitecture,sturdypostsanduprightsareusedfirsttocompressandmold,thentosupportthetampedearthusedinmajorconstructionworks,
includingpalacecomplexes.Wallsserveseveralcrucialfunctions.Theyprotecttheinhabitantsfromtheelementsand
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fromintruders.Byenclosingspacetheyprovideafocusforthecommunity,therebystrengtheningthebondsbetweenmen.Inteachingmenhowtomakecrucial
divisionsofspace,theyalsosignalthecivilizedneedforlesstangibledemarcationslikehierarchy.Securecitywalls,therefore,maketheentirestatesecure.
Ifthewallstandsforthestate,thesturdypostsanduprightsrepresenttheministerialadvisorstotheking.Theyhelptherulerbothtobearthecrushingweightofhis
responsibilitiesandtoconstructwisepolicies.Justasthewisebuilderchecksthathehasenoughmaterialforconstruction,thegoodrulermakessurethathehasan
adequateprovisionofgoodadvisors.16Ifthewallisasymbolforcivilizationasawhole,postsanduprightsstandforritual.17
App.5:Ifthepostsdonotactasposts,
Itspellsdisasterforbuilding.
Fath.5:Thatpostsarenotposts
Means:Therecanbenosecurity.
Appraisal5correspondstotheSonofHeaven.Onceagain,theruler'spostsarehiscloseadvisors,drawnfromhischiefministersandcloserelations.Iftheirtalents18
areinadequatetothetask,theentirerulinghousewillcollapse(literallyandfiguratively),inpartbecausetheexampleoftherulingeliteisimitatedbyalltheking's
subjects.Aserrorsmultiplythroughoutthekingdom,itspeaceandsecurityaredestroyed.Forthisreason,thewiseruleriscarefultoselectthebestpossiblematerial
forgovernmentservice.19
App.6:Examinegreatmeasuresagainandagain.20
Inheaven,theimagesarerevealed.
Elicitthemodelsfromthem.
Fath.6:Greatmeasurementstakenwithgreatcare
Mean:Theimagesdrawndownarereliableguides.
Thesagesaresaidtoapplycosmicstandardstohumanpredicaments.21Intheheavens,thegreatestofallmeasuresistheBigDipper,22symboloftherulinghouseand
focusoftheentirenightskyofconstellationsandplanets.Heavendisplaysthisimagetosuggestthenaturalcharacterofhierarchicalpatterns.Withthesetoguidehimin
thedark,mancanbuildcorrectsocialrelations.AstheChangesdescribesthesages:
Lookingupward,theycontemplatedtheimagesintheHeavens.Lookingdownward,theyexaminedtheEarth'spatterns....Fromtheheavenstherehangimagesthatreveal[the
correctmodelsformankind].Thesagesimitatethem.23
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Withoutsuchguides,thefragileseedsofmoralityinnateineachpersoncanneverdevelopalongthelinesofHeaven'smanifestintentionsfortheworld.
App.7:Todrawguidelineswithoutmeasuring24
Bringsdowntheinstantridicule25ofghosts.
Fath.7:Unmeasuredguidelines
Mean:Thosewithkeensight26onlylaugh.
Thosewhofaileithertotakethepropermeasureofasituationortoapplytheguidelinesofthesagestoaproblemdeserveblame.Ghostsrepresenttheshadowyspirit
world.Withtheirspecialinsightintohumanaffairs,theyareabletodiscernsuchfailuresmorequicklythanordinaryindividuals.Asallperceptivepersonswithdraw
theirsupportfromtheindividualwhorefusestoreform,disastersurelyfollows.
App.8:Redfromthestone27cannotbepriedapart.
Equallyingrainedistheknight'sintegrity.28
Fath.8:Theindeliblenatureofthestone'sred
Means:Covenantsarepossiblewithhim.29
Likecertainmedievalscholastics,theearlyChineseLogicianswereintriguedbytherelationoftheseparateattributesofathing(forexample,thecolorofastone)to
theessentialnatureofthething.PlayingoffthelanguageoftheLogicians,theMysteryusesthisfamiliarvocabularytoimplythepriorityofcertainConfucianvalues.If
rednessisanintegralpartofthestone,goodcharacterequallydefinestheessentialnatureoftheidealshihinoffice.30Stoneisknownforitsfirmnessanddurability,
twodesirablequalitiesincandidatesforoffice.Thecolorredoftensignifiesgoodfaithandloyalty.31(ThemostfamousredstoneinChina,ofcourse,wascinnabar,a
chemicalbasefortheproductionoftheelixirofimmortality.PerhapstheMysteryremindsusthatgoodcharactercanwinuslastingfame,whichisatypeof
immortality.)32
App.9:Whenerror33comesfromrepeatedfaults,34
Tenyears35istooshorttorestoretruemeasure.
Fath.9:Thosecumulativemistakes
Mean:Constructiveactionisprecluded.36
Appraisal9signifiesactionthatcomestoolateinthecycle.37Asfaultsarecompoundedovertime,thepersonisledeverfurtherfromtheTrue'Path.TheChanges
saysofsuchasituation:
Hemissesthereturn.Misfortune.Therewillbedisaster....Fortenyears,itwillnotbepossibletogoforwardagain...Suchistheoppositiontothewayofthenobleman.38
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CorrelateswithEarth's
MysteryYangthephaseWoodand
theYichingHexagramno.32,
Duration1thesunenterstheWing
Yung
constellation,6thdegree
No.53.Eternity
August13August17(a.m.)
HEAD:Yinseizesbyforceofarms.Yangendowsbycivilmeans.2TheWaycanbemadetolastforever.
InHanthinking,yinch'iisalliedwithpunishmentsandwar,whileyangisassociatedwiththegentlerruleofsuasiveexamplethatgraduallyhabituateslessercreatures
tothenormsofcivilization.Sinceautumnhasbegun,theHeadreferstothekillingpowerofyinch'iassociatedwiththeharvest.(Untilnow,thewarmthofyanghas
promotedonlygrowthandrenewal.)AstheHeadtextmakesplain,cosmicbalancerequiresbothyangandyinch'i,spring/summerandautumn/winter,suasive
exampleandpunishments,giveandtake.CertainConfuciansofaparticularlyidealisticstamphadbeenknowntodisputethisideatheyarguedinsteadthatthegood
ruler'sexampleovertimeobviatestheneedforanypunishmentsbythesageruler.3
AnequallysignificantaspectofTetragram53istheidentificationof"eternalrules"that"make[things]endure"4withtraditionalhierarchyinthefamilyandstate.The
AppraisalsthereforediscusspatrilinealsuccessionandthesocalledThreeGuideLinesofrulersubject,fatherchild,andhusbandwife.Thesehierarchiesaresaidto
beeternalinatleasttwosenses:first,theyarearemodeleduponpreordainedcosmicpatternsthatoperatethroughoutalltimesecond,adherencetothesenorms
createsanorderlysocietythatcanattainlastingpeace.
App.1:Nottodemotetheheirorfaulthisclaim,5
Choosingtheeldestsonistheconstantrule.6
Fath.1:Neitherdeposingnorfaulting
Means:Topreserveforevertheancestralline.
IncommonerfamiliesinancientChina,theprinciplewasequalinheritanceamongthesons.Attheimperialcourt,however,oneimportantcontroversyfocusedonthe
bestwaytodecidetheapppointmentoftheheirapparent.ManyConfucianscholarsarguedthattheeldestson,regardlessofhismother'sstatusinthehierarchyofthe
backpalace,shouldinheritthetitleandresponsibilitiesofhisfatherhismother'seventualelevationtotherankofempresswouldnaturallybearranged"onaccount
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7
oftheson." However,otherscholars,equallyeminent,definedtheeldestsonquitedifferently.Forthem,onlytheeldestsonoftheprincipalwifecouldbecomethe
legitimateheir,regardlessofhisagerelativetootherroyalsons.Onlyafewscholarsarguedthatthemostmeritoriousoftheroyalsonsshouldbeappointedheir,in
imitationofpracticesattributedtotheGoldenAgeofthepast.8
YangHsiung'stalkoftheeldestsonclearlyopposestheprincipleofimperialsuccessionbasedonmerit.Theabsenceofstrictguidelinesforthesuccessionledto
competitionbetweenbrothersduringtheruler'slifetimeoftenitledtochaosafterhisdeath,whenrivalfactionsputforwarddifferentcandidatesforthethrone.Merit
is,afterall,intheeyesofthebeholder.Rulesforsuccessionshouldalwaysadheretoageasthechiefcriterion,lesttheentireroyalcourtbeplaguedbyinternal
disputes.9Thisnaturallyimpliesthefather'sresponsibilitytoseetoitthathiseldestsonissowellschooledinthemoralandpracticalartsthattherecanbenoreal
objectiontohisinstallationasheir.Onlyinthiswaycanthedirectpatrilineallinefromtheancestorsbepreservedanditsmultiplefunctions(religious,social,and
economic)becarriedout.
TheversesoffercriticismofthelateWesternHancourt'sinepthandlingofvarioussuccessioncrises.WhenEmperorP'ingdiedinA.D.5,forexample,theappointment
ofhissuccessorsparkedconsiderablecontroversy.Onthepretextthattheselectionofanoldercandidatewouldconfusegenerationallines,WangMangallegedly
chosetheyoungestpossiblecandidateitwasrumoredthatWangintendedtobuildasecurepowerbaseduringthelongregencyneededforainfantemperor.10
App.2:Helongstodemotetheheirandfaulthisclaim.
Foreverlostarepropriety'sblessings.
Fath.2:Longingwithintodemoteorfindfault
Means:Howcanthelinebemadetolast?
Here,YangHsiungcriticizesthebenightedfamilyheadwhodisinheritstheeldestson,therebyoverturningthenaturalpreordainedorderofsuccession.Withsucha
negativeexample,howcantheroyalhousebeexpectedtomaintainitspowerforlong?11
App.3:EternalishisWay.
Ablamelessstateisachieved.12
Fath.3:EternalishisWay,
Meaning:Truly,thiscanbepreserved.
TheAnalectsinsists,"ItisnottheWaywhichmakeshumanbeingsgreat,buthumanbeingswhomaketheWaygreat."13Heretheindividualhasdedicatedhimselfto
absoluteconformitywiththeWay.Becauseheis
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good,heavoidsunluckyblame(theenmityofhisfellowmen).ThroughhissteadyaccumulationofvirtuehehimselfpartakesoftheeternalnatureoftheTao.Worldly
success,however,isbynomeansassured.14
App.4:Thesuccessionorderissetaside.
Tofavorsecondarywives15
Meanseternallossforrightfulmasters.
Fath.4:Thattheorderofsonsisdisordered
Means:Thisisnowaytomakeiteternal.
Thedisruptionofthenaturalorderofsuccessionunderminesthefundamentalprinciplesembodiedinsacredritual.Thoughafavoritemaypersuadetherulertoname
hersonasheir,suchanunlawfulappointmentspellslastingtroublefortheentirefamily.
Allextantcommentariesreadthelinessomewhatdifferently:
Theorderofsonsisdisordered.
Whentheguestgoesfirst,thehostislostforever.
Theorderofsonsisdisordered,
Meaning:Thisisnotthemethod[toinsure]eternity.
Inthisreading,disorderinsidethefamilyfindsitsparallelindiscourteousrelationsbetweenguestandhost.Afterall,theconventionsareequallyignoredwhentheguest
takestheleadinaceremonyandwhenayoungersonclaimsthetitleofheir.
App.5:TheThreeGuideLinesattainCenterPerfection.16
Heavenmakesitsgoodfortuneeternal.
Fath.5:EternalthroughtheThreeGuideLines17
Means:TheirWaylastsforever.
AtleastsincethetimeofTungChungshu(176?104?B.C.),theterm"ThreeGuideLines"hasbeenusedtosignifytheallimportantsocialrelationsbetween
ruler/subject,father/child,andhusband/wife,whichintheorybalancerightsandresponsibilitiestothemutualbenefitofallparties.18Thefundamentalimportanceof
thesethreesocialrelationsissuggestedintwoways:first,theircollectivenameidentifiesthemaswhatgivesshapetothesocialfabricsecond,therelationsaretreated
hereinAppraisal5,thecentralpositionofthetetragram.ThroughrepeatedritualactsthewiserulerpromotesthevaluesembodiedintheGuideLines.Bythetimeall
havelearnedtoemulatehisexample,therulerhimselfhasreachedthatstateofgodlikeperfectioncalledchungchi("CenterPerfection"),sothathehenceforth
functionsasaxismundifortheentireuniverse.19Harmonyandgoodfortunewillprevail,withmutualobligationssupportedbyritualbehavior.
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20
App.6:Thegreatpresumegoodfortuneeternal.
Returningtoanemptycourt,heenters
Thegreatdarknesshebroughtonhimself.21
Fath.6:Ingreatness,thinkinggoodfortuneeternal
Means:Goodfortuneturnstoruin.
Likeitsprototype,theBookofChanges,theMysterycautionsallfortunatepeopletoproceedwithgreatcare,lesttheybringabouttheirowndownfallbyarrogant
behavior.Thereisonlyonesurewayforthegreattoextendtheirgoodfortuneandprotectthemselvesagainstruin:thatwayistopileupmorevirtuethroughritual
observances(theonlysecurekindof'goodfortune).22Thoselessfortunatewillthenrespondwithloveandrespect,ratherthanwithhateandfear.Thesubjectofthese
versesforgetsthissimplelesson.Thusheistotallyunpreparedforthecalamitythathehasbroughtuponhimself.23Thathiscourtyard(hismind?hisphysicalhome?)is
emptysuggeststhathedeservestohavenoloyaladherents.24Hislifeisalsoemptyinthatitlackslastingachievements.Hadheonlyupheldtheeternalstandards
embodiedintheThreeGuideLines,ignominiousdefeatcouldhavebeenavoided.
App.7:Bytheoldtreenewsproutsgrow,
Whicheternallytwineitshollows.25
Fath.7:Thatanoldtreegrowsthe"time"
Means:Eternalisitsbody.
Appraisal7,wellpastthehalfwaymark,depictsanoldtreewellpastitsprime.Fortunately,theAppraisalcorrespondstoauspiciousDay,sowecanexpectsome
kindofrestoration.Eithernewsproutsspringfromoldwood,asmanycommentatorsassume,orthegreentendrilsofthe"timeplant"26windroundtheoldwood,
bindingitshollowstogether,andextendingitslifespan.Thesupportoftheyounggivestheoldanewleaseonlife.27
App.8:Permanentlapsesleadtoillfortune,28
Bringingruindownonone'sheirs.
Fath.8:Persistinginerror
Means:Hisdecree29iscutbyhalf.
RepeatedlythepettymanleavesthepathofGoodness.Hispersistenterrorscanonlyleadtoruin,sincenolastinggoodfortunecancomefromabandoningtheWayof
theancients.Repeatedevilacts,however,notonlyaffectthepresentlifeofthewickedindividual,buttheyalsodamagethelivesofhisdescendants.Besides
transmittingabadexampletojuniormembersofthefamily,parentalmisbehaviordepletestheportionofvitallifeforceavailabletodescendantsintheirpatrimony.30
Thusthesinsof
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thefatherarelikelytobevisiteduponthesons,accordingtotheChinesenotionofcollectiveresponsibility.
App.9:Always,attheend,conformtothebeginning.
Fath.9:Endsthatalwaysconformtobeginnings
Mean:Heprolongsjoyandtrueease.31
Appraisal9markstheendofthecycle,yet,inaseemingparadox,theMysterywritesofthejoysassociatedwithnewbeginnings.Thetrulymoralpersonfeelsakind
ofinnerstrengthandvitalityakintothatofyouth,evenwhenfacinghisownend.32Thisstrength,ofcourse,comesfromcontinualeffortsatselfimprovement.Hetakes
caretoacttofollowtheancientinjunction:
Youshouldmakeyourvirtueevernew.Atthelast,asatfirst,havethisasyouroneobject:dailyselfrenewal.33
AshetakescaretoorienthimselfbytheWay,itselftheoriginofallthings,hereturnstothebeginning,evenattheend.34
CorrelateswithEarth'sMysteryYinthe
phaseMetalandtheYichingHexagram
no.13,FellowshipwithMenthesun
K'un enterstheWingconstellation,11thdegree
No.54.Unity
August17(p.m.)August21
HEAD:Yinisabouttodividethem,butyangstillunifiesthem.TheWayofUnityexalts1sympatheticunion.2
Ingeneral,itisthephysicalch'ithatallowsthemultiplepropertiesofathingtocohereitisalsoch'ithatcontainsthepropertiesthatdifferentiateonethingfrom
another.TheMysterycreditsyangch'iwiththenurturingimpulsetokeepthingsintact,whichcountersthedisintegratingimpulsesidentifiedwithyinch'i.3Atthispoint
intheannualcycle,justpriortotheAutumnEquinox,yinandyangarealmostinbalance.4Akindofstasishasbeenachieved,whichmakesforcohesion,atleast
temporarily.Sinceunitybydefinitionisentirelygood,accordingtotheMystery,theAppraisalsmustdepartfromtheirusualformatdesignedtoillustratebothgood
andbadconnotationsofthetermemployedforthetetragram'stitle.
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5
Yangch'iepitomizesundifferentiatedloveinthecosmos. Likeagoodruler,yangfostersastrongsenseofcommunityinfragmentedthingsasitrespondstotheir
needs,forginganeffectivewhole.Specifically,intherealmofMan,theAppraisalssuggestthatthreemainfactorscontributetounity:(1)theelite'sempathyforthosein
trouble,6(2)anecessaryconsensusonmorality,and(3)anequitablegovernmentpolicyinthepublicinterest.Onceachieved,unitybecomesthesinglemostimportant
factorinstabilizingdynasticrule.7Withatruemeetingofallminds,unityandgoodfellowshipcanreignsupreme.
App.1:Unitedwiththeblack,
Hedoesnotknowthewhite.
Fath.1:Atonewiththeblack
Means:Heisnotfittobecalled"human."
ForthegoodConfucian,itisthepotentialtobeGoodthatdistinguishesthehumanbeingfromthebeast.8Thispotentialdevelopswhenthepowersofdiscrimination
basictotheheart/mindarehabituallyemployed.Mostcommentators,therefore,applytheselinestobenightedindividualswhofailtodistinguishgood(=thewhite,the
pure,andknowledge)frombad(=theblack,theimpure,andstupidity),9evenwhenconfrontedwithglaringexamples.Inembracingthewicked,suchindividualslose
anyvestigeoftruehumanity.TheModelSayingsidentifies"followingritualandduty"astheidealpracticeforthosewhowishtoavoidbeastliness.10
Thecontrastbetweenblackandwhite,however,neednotonlyrefertomorality.11Thelinesfunctionequallywellascriticalcommentsonpredeterminedviewsor
onesidedness.12Onlyanopenmindedperson"whoseesaquestionfromallsides"13isfittobecalled"human."
App.2:Whiteandblackintermingle.14
Threebirds,onebeak,sametail.
Fath.2:Forthreebirds,onebeak
Means:Thereisnoharmintheirhearts.
Confuciussaid:
Thenobleman,thoughinharmony[withothers],doesnot[necessarily]agree[withthem].15
Thatwhiteandblackcoexistmeansthatthegentlemancanliveamonglessermortalswithoutbeingsulliedhimself.16Moralsuperiorsmayalsosometimesfindit
expedienttojoinwithlessermenindefenseoflifeandproperty.(Intermsofthemetaphor,theymayusethesamebeak.)Thisreading,unfortunately,doeslittleto
explainthefinallineoftheFathoming.17
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18
However,onecommentatorimaginesabettersocietyinwhich,''[Their]formsmaydifferbut[their]heart'sdesiresarethesame." Butifsocialharmonyisnottobe
undercutbysuchvariety,thoseinthegroupmustbelievethattheyshareacommonfoundationandgoals(here,acommonbeakandtail).19Thissharingstrengthens
thecommunalbondsbetweenmen,sothattheyflocktogetherasnaturallyasbirds.20
App.3:Unitedwiththewhite,
Lostfromnotbeingblack.21
Nopointofconnection.22
Foronetail,threebeaks.
Fath.3:Joiningthewhite,notwiththeblack
Means:Neitherfeelskintotheother.
Asthecommentatorsoffernoconvincingexplanationfortheselines,mytranslationisnecessarilytentative.Foronesingleend(thetail),therearenumerous
approaches(thebeak).Apparently,nosinglemeetingpointcanbefoundbetweenvariousgroupsinopposition.Suchuncompromisingattitudesnaturallyprecludethe
formationofrealcommunity.
Inanalternatereading,theindividualwhoinitiallyjoinswiththewhitecomestocongratulatehimselfonsimplynotbeing"black,"andsomakesnorealeffortto
improvehimself.Insofarasheremainsuncultivated,hiseffortswillbescattered.
App.4:Birdstrusttheirneststothethickets.23
Mentrusttheirfatestojustregimes.
Fath.4:Birdsentrustingtheirnests
Mean:Wherethereisjustice,therearenopoor.
Goodgovernmentactinginthepublicinterestunifiesthecommunity.Suchgovernmentsacttoprotecttheirfragilesubjectsfromeconomicills,justasthesturdythicket
servestoprotectfragilebirdnestsfromtheelements.Inreturnforthissupport,thecommonpeoplegivetheirallegiancetotheruler.24
App.5:Thehubisnohub25
Withspokesunevenlyspaced.
Manyhairlinecracksruinthejade.
Fath.5:Hubswithspokesunevenlyspaced
Mean:Howcouldtheyeverbeevenenough?
Asluxuryitems,bothcarriagesandjadeobjectsarereservedformembersoftherulingelite.Appraisal5usuallyreferstotheSonofHeavenascenterofthestate.
Thecarriagewheelisaparticularlyaptsymbolforstateunity,sinceitcanonlyfunctionwellifmanydifferentparts(thespokes)cometogetherinasinglefocus.26The
rulerislikethe
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27
wheelhubinthatallhissubjectsmustrevolvearoundhimitishe,inturn,whogivesshapetotheirefforts. Theruler'spersoncanprovideafocusforhissubjects'
manytalents,however,onlytothedegreethattherulerisevenhandedinhistreatment.28Shouldtherulerdistributehisfavorsunfairly,thestatewillbreakdown.29In
effect,thisbreakdownwillresultfromthemanyriftsbetweenrulerandindividualsubject,eachseeminglyunimportantatthetime.Theanalogyistothenumerous
hairlinecracksthatmaranotherwisevaluablepieceofjade.30
App.6:Uniformmeasuresforwellandmarket
Writingmadestandard,andalsothecarts.
Fath.6:Uniformmeasuresatwellandmarket
Mean:Allshareasingleorder.31
Wellsandmarkets,writingandcarts,arefourinstitutionscreatedbythesagesaccordingtodivinecosmicpatterns.Thewellandmarketbothexemplifythe
interdependenceofvariousgroupsinagoodsociety,sincetheseareplaceswherevillagerstendtocongregate.Inanorderedsociety,farmers(thewell)and
merchants(themarket)meettoexchangebasiccommodities.
Thesagekingsaresaidtohaveperfectedmaterialculturebyaseriesofotherinventions,includingthewritingsystemandthecart.Aftertheirinventions,wiserulersof
latertimesmandatedasinglewritingsystemandastandardizedsystemofweightsandmeasures(whichregulatedeventhelengthofcartaxlessothatroadsandwheel
rutswouldbeofuniformwidth).32Cultureislikelytoadvanceonlyifthewritingsystemisunifiedeconomicandculturalexchangearelikelytoflourishonlyif
transportationimprovesandcardinalvirtueslikehonestywillprevailonlyifasinglepricingstructureisintroduced.Thoughsuchreformsrepresentmajorchangesin
governmentpolicy,thecommonpeopledonotregardthesechangesasunwelcomeinterferenceintheirlivesinstead,theyfindthemnatural.33Thusistheideal
communityfostered.
App.7:Offontheside,coversdon'tcover,
Norcantheyshieldhim34fromeveningrain.35
Fath7:Thatcanopiesaskewdonotcover
Means:Thedispositionisnotequal.
Virtueactslikeacanopytoshieldonefromcalamity.Onesidedprejudice,however,leavestheindividualopentodisaster.Forthisreason,thewiserulerprotects
himselfandhispeoplebyhisequitabletreatment.
Severalcommentatorsdisagreewiththisreading.Forthem,boththecanopyandtherainsignifytheruler.Liketheruler,thecanopysheltersthosebelowlikethe
ruler'sfavors,therainshowersdown.Here,however,thecanopyprovidesinadequateshelter.Similarly,theeveningrains
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36
areinsomeway"tooinadequate"tosavethecropsfromdestruction(AnalternateinterpretationofLine2wouldbe,"Theeveningrainsdonotsave.") Allthese
failingssuggesttheruler'sstinginessindispensinggiftsandappointments.Neitherreadingbodeswellforthehealthofthebodypolitic.
App.8:Hejoinsindangeranddisaster,
Thendefeatsthem,makingitsafe.
Fath.8:Safetyfromdangeranddisaster
Means:Throughoutheextendshumankindness.
Paradoxically,whoeveriswillingtoriskhislifetohelpotherswillfindthatthisinsureshisownsafety.Becauseofhisrealconcernforhisfellowman,hesnatchesmoral
victoryfromdangeranddefeat.Atthesametime,thegoodmancanbetrustedtoreturngoodforevil,sohisenemiesaredissuadedfromcausingfurtherharm.
App.9:Unitingwithdeath,
Heleavestobanditsallthatisleft.37
Fath.9:Joiningwithdeath
Means:Givinguponhisheavensentperson.38
ThoughtheMysterydoesnottellushismotives,itmakesitperfectlyclearthatthisindividualhasthrownawayhislife.Perhapssuicideistheonlycourseopentohim,
eitherbecausehehasacteddespicablyorbecausehehasvaluedhisownlifesolittlethatheputhimselfinperil.39Hadheonlyactedmoreprudently,hemaynever
haveneededtowastethepreciousgiftoflife,endowedbyHeavenandbestowedbyhisparents.40
CorrelateswithHuman'sMysteryYang
thephaseMetalandtheYiching
Hexagramno.41,Decreasethesunenters
theWingconstellation,15thdegreethe
Chien DipperpointsWSWthemusicalnoteisA
No.55.Diminishment flat1
August22August26(a.m.)
HEAD:Yinch'iwaxesyangch'iwanes.Yinprospersyangdeclines.Themyriadthingsbythis[process]aremadevery,verysmall.
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ThistetragramopensthethirdandfinalphaseinthetriadicMysteryofHeavenEarthMan.Notsurprisingly,inviewofman'smanyimperfections,thisfinalphaseof
theMysterygenerallymarkstheleastauspiciousofthethreephases.ManyoftheversesbelongingtoTetragrams5481assignedtoManspecificallyaddress
individualhumanresponsibilityinthefaceofcontrarytrendsandanunhappyfate.
Itisautumn.Thedeclineofthemyriadthingsisincreasinglyevident.Inthemidstofgrowingtroubles,thewisepersondoeswelltorememberthatthereis"atimefor
decrease...andatimeforincrease.Indecreasingandinincreasing,...onemustgowiththetime."2Selfrestraint,perseveranceintheGood,and"adecreasein
faults"areadvisedbytheChanges.3Onlybysuchmethodscanonehopetoescapethedownwardcourseassociatedwiththeend(whethertheendbetheendofthe
annualcycle,theendofalifespan,ortheendofaproject).
App.1:Goodatdiminishing,andsoundiminished.
Amysterydeepanddark.4
Fath.1:Thatgooddiminishingdoesnotdiminish
Means:Constantlyheemptieshimself.5
Appraisal1correspondstofirstthoughts,theWaterphase,andtothelowestsocialrank.Individualsshouldimitatewater,whosenatureitistoseeklowplaces.By
shunningthelimelightandcleansingtheselfofegotisticalimpulses,theindividualcanavoidthecalamitiesthatresultfromarroganceandnotoriety.Paradoxically,such
decreasebringsonlyincreaseintheend.AstheLaotzuwrites:
Hedoesnotshowhimself
Andsoisconspicuous.
Hedoesnotconsiderhimselfright
Andsoisillustrious.
Hedoesnotbrag
Andsohasmerit.
Hedoesnotboast
Andsoendures.6
App.2:Aheartdiminishedwillstrikeitself
Soastopunish7hisownperson.
Fath.2:Thataheartreducedinflictstheself
Means:Heconfinesitatcenter.
Evilactsthatignoretheconsciencediminishtheheart.Asthemoralwillisweakenedovertime,thebody'sphysicalstoreofch'iisgraduallydepleted.Oncehidden
innerweaknessesaffecttheentirebody,thedamagetheyhavewroughtbecomesobvioustoall.8Then"whattrulyisinsidetakesformontheoutside."9Thoughthe
pettymantriestoattributehis
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10
failingpowerstoaninnateincapacityforGood,thetruthisthathehimselfhasstuntedhisowndevelopmentbyhamperinghisconscience.
App.3:Decreasinghisdecorum11
Helpstobringlighttothesteps.
Fath.3:Decreasingceremony
Means:Hewishestorestrainhimself.12
Inmostcases,decorumandceremonyhavepositiveconnotationsinancientChina,butheretheMysterycallsforadecreaseinpompandceremony.Thesteps
symbolizeadvancementintheofficialbureaucracy.Therefore,theversesmaydecrythoseinhighpositionwhouseelaborateceremonysimplytodistancethemselves
fromthosebelow.13Or,theymaywarnthosewhowanttoadvancefurtheragainstexcessivepompanddisplay.Formembersoftherulingelite,adesireforless
formality(theinitialactofserfrestraint)mayleadeventuallytoevengreaterandmorewidespreadselfrestraint,as"higherups"acceptthefrankremonstrancesof
thosebelow.Iftheyrespondbyworkingtoreformthemselves,theiradvanceintheWay(andoften,incidentally,intheircareers)proceedsquickly.
Occasionally,thegraphtranslatedas"ceremony"means"canons"or''rules."Itisconceivable,then,thatYangHsiungmakesasecondargument:lawsshouldbe
promulgatedonlywhentheydemonstrablykeepthepopulationfromcommittingevilactions.Whenlawsarekepttoaminimum,menwillworktorestrainthemselves.
Thiswillleadtosocialorderandthegloryofthedynastichouse.
App.4:Goodorderdiminished14
Reduceshisposition.
Fath.4:Decreasingorder
Means:Thisisnowaytocontrolthemasses.
Statecontrolisjustifiedinsofarasitrelievesthemassesfromcripplinginsecurities(suchasthosepromptedbycrimeornaturaldisasters).Ifthegovernmentcannot
insuregoodorder,itnolongerdeservesthesupportofthemasses.15Herethepettymaninhighofficecanneithercontroldisordernorholdontohisownposition.
How,then,couldhehopetotransformthemassesthroughthesuasiveforceofhismoralexample?
App.5:Decrease:theprovengoodofYellowEarth.
Whenthelowreceivesfromthehigh:truepeace.
Fath.5:DecreaseasYellow'svirtue
Means:Thesubordinate'sWayisnowproper.16
Appraisal5,ofcourse,correspondstotheSonofHeaven.Yellow(orgold)isthecoloridentifiedwithdesirablecentralityandwithEarth.The
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goodkingactsasthecenterforhiskingdomprovidedthathedistributeshisfavorsfairlyamonghissubjects,ineffectdownplayinghisownelevatedposition.Inthis,
hemimicsEarth'sownpropensitytolevelitself.Inreturnforhishumility,hewinsthemaximumcooperationfromthosebelow.17Thismakesforpeaceandsocial
order.
App.6:Obscuringwhatwasclear,18
Heamassesbutneverreduces,
Ungivingasastone.
App.6:Obscuring,ungiving
Means:Hisfavorsdonotbringbalance.19
Thewiserulerdistributesjustrewardstothosebelow,withseveralaimsinmind:(1)hewishestofocusattentiononexamplesofmodelconduct,(2)hewishesto
"sharehispleasures"withthecommonpeople,and(3)hewishestoteachthemthevirtuesofcooperation.20Thestupidrulerconfusesthemereaccumulationofland
andgoodswiththeaccumulationofcharismaticauthority.21Suchanindividual,intentonlyonaddingtohiscoffers,failstoreducetaxesorbestowbountiesonthe
subjectpopulation.22Sincethestingyrulerfailstoteachhispeoplethebenefitsofgenerosity,they,notunreasonably,feeltheyowehimnomoreloyaltythantheydoa
stone.
App.7:Decreasinghisinfirmities,23
Andsodiminishinghiscares,
Thedangerthusisstayed.
Fath.7:Decreasinghisinfirmities
Means:Hebringsnodangeronhimself.
IntheChanges,thephrase"decreasinghisinfirmities"signifiesthenobleman'sreformationofhisfaults.24Throughcontinualreform,theindividualisbroughttothe
statewherehishealth(moral,mental,andperhapsphysical)improves.Nowinhisprime,theindividualisstrongenoughtowithstanddifficultythus,heavoidsdanger.
App.8:Itsflowingoutinfloods25
Bringslosstolife'sroot.
Fath.8:Flowing,everflowing
Means:Thelivingrootisdestroyed.
Inlivingplants,vigorousgrowthdependsuponstrong,healthyroots.Ifthesapgushesoutfromtheplant,thedeathoftheplantinevitablyfollows.Byanalogy,inthe
individualconscience,therootsofmoralactionmustbenourishedbyrepeatednobleacts.Ifviolenceisdonetotheconscience,itissoondestroyed.26
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App.9:Decreaseattheend
HelpsinascendingWestMountain
AndoverseeingGreatRiver.
Fath.9:Ascentbydecreaseattheend
Means:Trulythiscanbedone.
Climbingmoutainstooverseegreatriversis"usingthetalltooverseewhatislow."27WestMountainissaidtobethesiteoftheChouroyalfamily'sancestraltombs
assuch,itrepresentstheirgreatpatrimonyofcharismaticvirtue.28Inpopulartradition,WestMountainisalsosaidtobethesacredabodeoftheimmortalsundertheir
QueenMother.29Finally,WestMountainisthehometowhichthesundailyreturnsafteritsinksbelowthehorizon.Themountain,therefore,linksimmortalitywith
constantvirtue,especiallyatthistimeofcompletion.TheGreatRiverisapparentlynolesssacred.TheChangesliteraturecallsitaplace"beneficialtocross."30
Perhapsitistheriverthatseparateslifefromdeathperhapsitreferstothewatersthatliebelowthesurfaceoftheearth.31
Inseveralworks,YangHsiungexplicitlydeniesthepossibilityofimmortality.32Thegoodperson,inacknowledgingthelargercyclesoperatingintheuniverse,comes
tocalmlyaccepthisownimpendingdeath,trustingthathisvirtuemaysecurehimakindofimmortality.33
CorrelateswithHuman'sMysteryYinthe
phaseFireandtheYichingHexagramno.
12,Obstructionthesunentersthe
Chin Axletreeconstellation,3ddegree
No.56.ClosedMouth
August26(p.m.)August30
HEAD:Yindoesnottransformityangdoesnotbestowit.1Themyriadthingsareeach2closedshut.
Theclosedmouthcansymbolizemanydifferenttypesofclosedness,includingtheunwillingnesstoengageinorderlysocialintercourse,ortheinabilitytospeakoreat.
Morepositively,itmayrefertoreservoirsofanykind(forexample,thoseofch'i,blood,orwater).SincetheMysteryequateshumanachievementwithmaking
contact,closedentitiesaregenerallyregardedasunlucky.InthenaturalworldofHeavenandEarth,thenormalprocessofgrowthdependsuponthecominglingofyin
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andyang.Themyriadthingsseemallbutdeadatthispointintheyear,thoughweknowthattheminimalpresenceofgenerativeyangch'iheldinreserve(itself"closed
shut")guaranteestheircontinuedexistence.Notsurprisingly,then,thetetragramemphasizestheinherentdangersoftoomuchseparateness.Turningtotheworldof
Man,traditiondescribesthenoblemanas"silent,butnotclosemouthed."3Afterall,solongasunityisthechiefideal,communicationisitsnecessaryvehicle.Only
whendisorderreignswillthemoralsuperiorsometimesneedtoturnawayfromothersand"fallbackuponhisinnerworthinordertoescapedifficulties,"hopingthat
obstructionwillfinallyreverttogoodfortune.4
App.1:Closemouthedandungiving,5
Thehusbandtakesthewife'splace.6
Fath.1:Closemouthed,ungiving
Means:Thisiswhatmenfindabhorrent.
Thereisprobablybothasexualandasocialmetaphorhere.AccordingtoHannotionsofsexuality."Theman[hasintercourse]inordertomakethewoman'sch'i
arrivetohimselfthewoman,inordertoexpelillness."7Thecompletionofthesexualact,whichrequiredthecominglingofdistinctfluidsfrombothmaleandfemale,
wasknowntoregulatethebloodcirculationandtorelaxthenervoussystem,withtheaddedbenefitthatchildrenmightbeproduced.Herethemalefailstotobestow
hisyangfluidsonafemalepartner.8(Possiblyheisimpotent,withtheresultthatnofluidsareexchanged.Possiblyhehoardshisseminalfluids,therebyweakeninghis
femalepartner.9Possiblyheisonlyinterestedintakingmalepartnersintohisbed.)Suchan"ungivingmale"becomeslikeawomaninthesensethathispenileopening
(one"mouth")doesnomoretoreleaseyangch'iintothevagina(thefemale"mouth")thanthatofafemalewould.Thisdeparturefromproperconjugalrolesrecallsthe
overturnednormsofthewinterseason,whenyinseemstodominatewhileyangshrinksback.
Thesesamelinesequallydescribeamanwhoprefersseclusionwithinthehome(traditionally,thewoman'splace)tofulfillinghismasculineresponsibilitiesaspublic
representativeofthehousehold.10AstheChangeswrites,"Nottoventureoutsidethegateandcourtyardisunlucky."11Failuretoupholdone'snaturalsocietalroleis
abhorrenttoothers,becauseitisanoffenseagainstthehumanorder.
App.2:Theblood,ifclosedOff,12
Nourishesdrybones.
Fath.2:Theclosedsystemofblood
Means:Theemaciatedbodygrowsfatonitsown.
Onceagain,thelinesrefertoancientChinesemedicalconceptsthatrecognizethelifegivingpropertiesofblood.Iftheindividualbyvarious
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techniquescanlearntodirectinternalbloodcirculation,hecanrestorevigortohisentiresystem,ratherthansuccumbtotheprogressivedesiccationofthebones,
body,andspiritassociatedwitholdage.Ineffect,theindividuallearnshowto"keeptheselfwholeandnourishoneself."13Byanalogy,themoralsuperiorlearnsto
revitalizehisspiritthroughmasteryoftheConfucianWay.Asthe"GreatLearning"says,"Richesenrichthehousevirtueenrichesone'sperson."14
App.3:Hisdemeanorisstandoffish,15
Hestammersatthemouth.16
Closedoff,hehasnowords.
Fath.3:Disengagedfromothers17
Means:TheWayofManisslighted.
Humanbeingshaveanunusualfacilitytocreateameaningfulcommunitythroughthevehicleofspeech.Theindividualdescribedhererefusestousethatgift.Though
Hanreclusesclaimedthattheyservedhighergoalsthanmeresocialcohesion,insofarastheirconductundercuttheverybasisofsociety,itwaslessthanhuman.18
App.4:Shuttinguphisstoresofgrain,
Hedefiescustombyfailingtosave19
Eventheoldandmembersofhisclan.
Fath.4:Closingoffhisgrain
Means:Theycannotlooktoeachotherwithhope.
AccordingtoYang'sschema,thissetofversesshouldbeauspicious.Therefore,someinterpretationsoftheAppraisaldepictaprovidentialheadofthehouseholdwho
prudentlydecidestoreservestoresofgrainforthosedeservingofspecialconsideration:theagedandfellowclanmembers.For"nottorelievewouldnotbe
customary,asitwouldaffecttheagedevenoftheclan"(analternatereadingofthesecondandthirdlineoftheAppraisal).Unfortunately,theFathominglinethen
makesnosense.
Anothercommentatorappearstoarguethattheversesdescribethegoodrulerwhopunishes("puttinginbonds")20evenhiscloserelativesiftheydonotconformto
custom.Theirpleasforspecialtreatmentarejustlyignoredsinceresponsibilitytothestateproperlyoverridesfamilyconsiderations.21Atleastthisexplanationhasthe
meritofexplainingtheFathoming.
Mytranslationoffersaninternallyconsistent,thoughinauspiciousreading.22SeethefollowingAppraisalforanothertreatmentofthemiser.
App.5:KeepingneithertocenternorMean,
Heharvestsrottenvermin.23
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Fath.5:Neithercenterednormoderate
Means:Hisclosemouthednessiswrong.
Theevilmancommitsoneoftwoerrors(bothindicatedbyYang'sambiguousphrasing).Eitherhehoardsgrainsolongthatallhefindsinhisstorehousearetherotted
corpsesoftheratswhofeastedonhisstoresofgrain.Or,inhisinveteratestinginess,themiserhimselfbecomesa"rat."Whoeverhoardshisresources,infact,turns
outtobehisownworstenemy.24HehasforgottenthatthesolepurposeofaccumulationistopermitthelaterdispersalofgrainandgoodstopromotetheGood.By
contrast,"thoughthesuperiormanaccumulates,heisalsoabletodisperse."25
App.6:Thespringatitssource,fulltooverflowing,
Isheldinreserveonthehillinthepark.26
App.6:Theclosingoffofthesourceofthespring27
Means:Itcannotbecriticized.
Appraisal6correspondstotheWaterphasehence,thespringisusedasmetaphor.TheswellingwatersindicatetheabundantforceofWater.Waterislikethe"ever
flowingch'i"thatendowsthebodywithphysicalandmoralstrength.Thesourceofthech'i'sflowistheconscience,whichkeepstothehighmoralground.28Thehill
specificallydescribedisahighmounddepressedattopsothatitformsanaturalreservoir.Justasdeepwatersmaycollectuntiltheyareneeded,thegoodconscience
quietlygathersstrength,awaitingthetimewhenitwillbeputtouse.29Inthiscase,tobeclosedatthemouthispraiseworthy.
App.7:Ifclosedoffinthelimbs,30
TheYellowFleshdecays.
Fath.7:Blockedinthefourlimbs
Means:Bonesandfleshareharmed.
Appraisal7representsdecay.Thecoloryellowalwaysreferstowhatiscentral,suggestingthemarrow,theinnermostmuscles,orpossiblythevitalorgans.31Ifthe
circulatingch'iandbloodareheldupintheappendages,32thecenterbodycannotbenourishedadequately.Ifthismetaphorisappliedtothebodypolitic,all
resourcesofthestatearesiphonedoffbysecondaryfigures,sothatthepeople'swelfareisneglected.33Ifthemetaphorappliestofamilyrelations,lesserfiguresgrab
muchneededresourcesforthemselves.34
App.8:Blockedandconfrontingcalamity,
Heoffersanoxtoexpiateblame.
Fath.8:Blockedandfacingcalamity
Means:Thegreatexpenseisjustified.
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Thewisemanwhomeetswithcalamitytakesimmediatestepstoremedythesituation.First,heacknowledgeshisfaults,thenhetriestomakereparationforhiscrimes.
Finally,hereverentlymakessacrificestothegods,sparingnoexpense,inordertoexpiatehissins.Generosity,reverence,andritualcancounterthemiserable"closed
mouthedness"associatedwithmiserlyspirits.35
App.9:Closedskiesdonotrain.
Driedmeatisdriedoutmore.36
Fath.9:Blockedandnorain
Means:Whatcanonehopefor?
Rainsignifiesabalancebetweenyinandyang.37Ifadroughtlastsforweeksonend,aseriouscosmicimbalanceexists.Sincefructifyingrainfallsymbolizestheruler's
graceandfavors,droughtindicatesthatthe"king'sfavorshavedriedup,sothatpeopleandthingsareexhausted."38Oncehissubjectsnolongerlooktohimwithhope
andlove,theirconductismarkedbyincreasingdesperation.39
CorrelateswithHuman'sMysteryYang
thephaseWoodandtheYiching
Hexagramno.12,Obstructionthesun
Shou enterstheAxletreeconstellation,6th
No.57.Guardedness degree
August31September4(a.m.)
HEAD:Yinguardsthedooryangguardsthegate.Nothingsmakecontact.
Yinguardswhatisrelativelyinsideyangtakescareofwhatiscomparativelyoutside.Thus,yinmaybesaidtokeepwatchoverearth,whileyangwatchesHeaven.1
Sinceyinandyangareeachattheirseparatestations,apparentlydefendingtheirownterritories,therecanbenomutualcontact.Withthemarvelouscapacityfor
interactionlosttothemyriadthings,nothingcangerminateorgrow.
App.1:Shutthedoublewindows
Toguardfirstpossessions.
Fath.1:Shuttingthedoublewindows
Means:Heisgoodatkeepingwhathehas.
Page340
Figure16.
Thetilthammer(sometimescalledthetreadle)usedinpoundingrice.
IllustrationfromSants'aituh'ui,anencyclopediaof1609,"Utensils"
section,11/39b.
Page341
SinceAppraisal1referstotheBeginningofThought,the"doublewindows"mostlikelyrefertotheeyesandearsasprimaryvehiclesforsensorycontactwiththe
outsideworld.Ingeneral,Hanphilosophydoesnotcelebratedenialofthesensesforitsownsake.Atthesametime,manytextsrecognizethatsensationseeking
detersonefromreverentattentiontosocialduty.Drivenbydesire,aperson"isagitated,withhisthoughtshelterskelter."2Oneclassicaltextsays:
Thepeopleareborngood.Itisbecauseof[desiresfor]externalthingsthattheychange.3
Ifthisisso,thentopreserveMan'soriginalpotentialforGoodness,theindividualmustlearntolessendesire.4Thegoodmankeepsunnecessarydistractionsatbay,
thebettertodedicatehimselftopursuitoftheWay.
Threecommentatorsreadthepoemquitedifferently.Thewindowsstandforwaystoviewtheworldoutside.Thatthewindowsaredoublesuggests"factionalism
amongfriends."5Thusthegoodofficial,ifheistoremainprincipled,mustavoidviewingtheworldthroughthebiasesofhisfaction.6
App.2:Toblindlypreservetheself
Isnotasgoodas"maintainingtheOne."7
Fath.2:Blindlybentonselfpreservation
Means:Atcenter,helacksawaytosustainhimself.8
InConfucianterms,toabandonmoralconsiderationsinordertosaveone'sownpersondemonstratesakindofblindness.Paradoxically,inthedesiretosavehimself,
theindividuallosesallsenseofself.Heknowsthathisprincipleswillbethrowntothewindsassoonasrealorimagineddangerappears.Theindividualwoulddo
betterinmoralandpracticaltermstokeepasteadycourseofaction,inwhichhe"firmlygraspstheOne"9bysinglemindeddevotiontotheOneWay.
App.3:Neitherlosingnorgaining,
Hecomesandgoesinsilence.
Fath.3:Neitherlosingnorgaining
Means:Hemaintainshisoriginalstate.
TheChangesassociates"neitherlosingnorgaining"withgoodorder.10Thenoblemandisregardsmaterialgainorloss,praiseorblame,sinceheonlycaresforthe
Way.11ThisinsuresthathemaintainshisoriginalpotentialforGoodnessendowedbyHeaven.
App.4:Imagesofsnarlingdogs12onguard.
Fath.4:Guardedbyamakebelievedog
Means:Integrity13hasnothingtorelyupon.14
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Toscareawaythieves,Handynastybuildingswerefrequentlydecoratedwithpaintedorsculptedimagesofguarddogs.(Doorknockers,forexample,weremadein
thisshape.)Suchmodelsproveineffectivesinceeventhestupidestofrobberscaneasilytellthedifferencebetweenanimageofadogandtherealthing.Thepoem
mocksthosewhobelievethatotherscannotseebehindtheirpublicmaskstotheirtrueintentionsandcharacter.15Thepoemmayalsomockthosewhorelyonfalse
friendsasallies.
App.5:Guardingcenterbyharmony16
Incovenantswithmarquises,
Heistriedandtrue.17
Fath.5:Holdingthecenterbyharmony
Means:Thefeudallordsturntohim.
Appraisal5representstheSonofHeavenandcenter.AccordingtoHanreadingsofthe"GreatPlan"chapteroftheDocuments,theemperorholdsfasttotheWayof
CentralityandHarmonythroughritualaction.Ashiswordcanbetrusted,thefeudallordswillacknowledgehissovereigntythroughvariouscovenants.
App.6:Thecarriagerestsontheblock.
Thejadetabletanddiscgatherdust.
Fath.6:Thecarriageontheblock
Means:Hefailstocontacthisneighbors.
Thecarriagesymbolizescontactthroughtrade,war,anddiplomacy.Thejadetabletandroundpidiscareassociatedwithbothstatesacrificeandhighoffice.Though
thetwomostimportantaffairsofstatearesacrificeandwar,18herethestateneglectsitsfunctions.Nomeetingsareheldnotokensofgoodfaithareexchanged.Ritual
obligations(bothpublicandprivate)areignored.Sincetherulernolongerextendshiscivilizinginfluencetoothers,neighboringfiefsnolongerbenefitfromhis
proximity.WhileLaotzucelebratesstatesthatexpressnointerestintheirneighbors,19theMysteryequateslackofcontactwithcalamity.
App.7:Themanyyanggreatly20defend
Themaleoffspring'spropriety.
Fath.7:Thedefensebyvariousyang
Means:Heguardsproprietyandgoodfaith.
Thecommentatorsofferlittlehelphere.Itseemsthattheactivenatureofmaleyang(asopposedtothequiescentnatureofyin)leadsittodefend(whileyintendsto
thwart.)21TheHeadtexttalksofyangguardingthegate.ImagesofguardedpassagewaysappearalsoinAppraisals1and4.Asthemaleheirmovesoutintothe
publicworld,hisproper
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sphere,hisactsofvirtuewillsummonthevitality,strength,andcreativityofyangch'iinitsmanyaspectstoprotecthim.
App.8:Themortarlacksapestle.
Histreadleisraised.22
Theskycloudsoverbutnorainfalls:
Glaringsunandblazingheat.
Fath.8:Tobewithoutapestle
Means:Whathepreservesispoverty.
Thebasictoolstosecurealivelihoodarelacking:eventhemortarlacksapestle.What'smore,eventhetoolsathandareusedimproperly:thetreadleisraisedrather
thanrammeddown.Attheveryleast,theindividualisconfused.Perhapsheisalsolazy.SuchapersoncanexpectnohelpfromHeaven.WithoutHeaven'shelp,a
droughtwillblastthecrops,sothatonlypovertyispreserved.
App.9:Joiningthewhitehairedintheirprinciples,23
Herejectstheyoungwiththeircoalblackhair.
Heisnotindanger.
Fath.9:Joiningtheagedinhavingprinciples
Means:Theoldexcel24thenew.
InChina,menofexperiencetendtobevaluedoverstrappingyouths.OnechapteroftheDocumentshasawiserulersaying:
HenceforthIshalltakeadvicefromtheagedandthenbefreefromerror.Thosewhitehairedofficerswhosephysicalstrengthisfailing,Iwouldratherhave.Thosedashingbrave
officers,whoarefaultlessinshootingandcharioteering,Iwouldrathernothave.25
CorrelateswithHuman'sMystery
YinthephaseMetalandtheYiching
Hexagramno.57,ThePenetrating
thesunenterstheAxletree
constellation,11thdegreetheDipper
Hsi pointsduewestthemusicalnoteisA1
No.58.ClosingIn
September4(p.m.)September8
HEAD:Yinasitcomesmovesagainstchangeyangasitgoesadaptstotransformation.2Things,retreating,descendbelowtogathertogether.
Page344
Atthistimeoftheyear,yinwaxeswhileyangwanes.Sinceyinch'irisesfrombelow(contrarytotheactionofitsalliedPhaseWater,whichflowsdownward),itmay
besaidtogoagainstnaturalchange.3Itcanalsobesaidtomoveagainstchangeinsofarasitharmsotherthings.4Yangch'inowdescendsfromonhigh,another
actioninoppositiontothecharacteristicactivityofitsalliedphase,Fire,whosenatureistoriseup.Still,yangmaybesaidtoadapttotransformation,eitherbecauseit
continuestofostergrowthor,asseemsmorelikely,becauseitaccedestoyin'stemporaryrule.5
OneofYangHsiung'sautocommentariestakes''entering"asaglossforthetetragram'stitle.6Somereadthetitleas"joining."7Astheharvestisgatheredin,thingsshut
down,afterwhichtheyhibernateorwithdrawintotheirshells.Afterclosingin,then,alljointogetherinenteringastateofrest8
App.1:Wildlytheyclash9inthedark,
Closingontheirgoals.10
Thoughtheywishtowanderfreely,11
Heavendoesnotfosterthem.12
Fath.1:Thrashinginthedark
Means:Heavenisnotyetwiththem.
Appraisal1usuallydescribesfirstthought.Herevariousconflictingdesiresandambitionscontendfordominanceinthehiddenrecessesofthemind.Withtheindividual
confused,personalgoalsaresomehowconstrained,sothatthepersonishamperedfromseeingselfcultivationastheonlygoalworthyofhisefforts.Justwhenthe
seasoncallsfor"gatheringin"(i.e.,conservingratherthanexpendingvaluableresources),themindwastesitselfonundirectedactivity.Heavenfrownsuponthe
individual'slackofdirectionandrestraint.13SuchprofoundignoranceofHeaven'spatternsdoesnotaugurwell.Onlymindswithaunifiedvisioninaccordwithcosmic
lawscanhopetosucceed.
App.2:Closinginatthedarkcenter,
Heaimsforwhatistriedandtrue.14
Fath.2:Intothedarkcenter
Means:Hecorrectstheself.15
Theindividualmaximizeshisowncharismaticforcebyfocusingonhis"darkcenter,"thehiddenconscience,wellspringofallgoodactionthatreflectsthedarkcenterof
phenomenalexistence,theTao.OncehisthoughtsfocusontheWay,succeedingactionswillnotgoastray,justasacarefulaiminarcheryinsuresanaccurateshot.
ThisdirecteddevotiontotheRightcontrastswiththeaimlessactivitydescribedinAppraisal1.
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App.3:Allintentoneating,gobblegobble.
Fath.3:Intentongobbling
Means:Profitforhimislikearitualdance.16
Appraisal3describesthepersonwhois"advancing."Theindividual'sdesiresandambitionsareinsatiable,asindicatedbyhishastygobblingofthefoodputbefore
him.Asonecommentatorremarks,"[Thisis]animageofonewhowillgoabsolutelyanywhere[inavidpursuitofprofit].17Incontrast,thetruegentlepersonwho
eagerlyfollowstherituals"nevergoesoneatinguntilheissated"fromritualhelearnsusefulselfrestraint.18
App.4:Closingitswings
Helpsittorise.
Fath.4:Closinginonwhatmakeshimrise19
Means:Thisistheaidoftruefriends.
InChinese,asinEnglish,"raising"or"risingup"isassociatedwithelevationinofficialranknolessthanwithphysicalmovements.Thegraphfor"wings"iscognatewith
thatfor"protection"or"support''20forthisreason,itoftenappearsinthetitlesfortheking'sofficers.Chinesetraditionsuspectstheselfmademan,arguingthataman
oftruevirtueattractsworthyfriendstosupportandprotecthim.21Thewingsfoldedin,therefore,symbolizethegoodman'srisetopowerthroughtheconcertedefforts
oftruefriends.
App.5:Hedrawsinhisbelly
Toavoid22thegrain.23
Fath.5:Collapsingthebelly
Means:Thisisnowaytobuildareputation.24
ThebellyiscommonlyidentifiedinChinesephilosophyastheseatofthephysicalappetitesforfoodandsex.Theselinesprobablymockthebenightedindividualwho
denieshimselfvarioushumanpleasuresinthevainhopeofattainingimmortalitythroughastrictregimen.25Noenduringreputationcanbegainedbyeitherasceticismor
eremitismsincebothdefytheritualnorms.
App.6:Agolden26heartandvastwings
DrawintoHeaven.
Fath.6:Thegoldenheartandvastwings
Means:Theyhelptogetsupport.
Thegoldenheart,ofcourse,referstotheheart/mindofonewhoexemplifiesgoodfaith,thevirtueassociatedwithYellowandCenter.Thevastwingssuggestunusual
strengththatmaybeemployedtoshieldothers
Page346
27
fromharm.Iftheheartreferstotheking,thewingsarehisworthyofficials. Itisequallypossible,however,thatperfectvirtueandgreatstrengtharehereconjoined
inasingleindividual,whoseeffortswillbeblessed.
App.7:Drawninthearrow'sstring28
Ah,howpitiable!
Fath.7:Grieffromthestringdrawnin
Means:Heiscaughtinthenetofharm.29
Thehuntertiesastringtohisarrowforthreegoodreasons:first,thefallenpreyisthenmoreeasilylocatedbythehuntersecond,thearrowisthenpreservedforfuture
useandthird,thestringcomesinhandywhenthehuntergoestopinbackthepitifulwingsthatstillstruggletofly.Thebirdshotdowninmidflightiseffortlesslypulled
towardsthearcher,whoeasilybindsitswings,makingescapeimpossible.Byanalogy,thepersoninmidcareeriseasilyfelledbyacalculatingenemy,whorendershis
preyutterlyhelpless.
App.8:Heshakesoffthenet,
Breakingitsmeshes:
Aclosecall.
Fath.8:Shakingnetsandcuttingcords
Means:Indanger,hemanagestogoon.30
Thoughthehunter'spreyisalreadyensnared,itmanagestostrugglefree.Suchanarrowescapemuststrikethevictim'sheartwithfear.Iftheindividualisthereby
inspiredtoreformhisbehavior,initialcalamitycanendingoodfortune.
App.9:Hebrandisheshishorn,
Usingitonlytoattack31hiskin.
Fath.9:Brandishingitshorn
Means:Heexterminateshisownkind.32
Provocativeactsoftenbringdowndestructionnotonlyupononeself,butuponone'srelatives.33ThiswasespeciallytrueinancientChina,wherethelawassumed
collectiveresponsibilityforallseriouscrimes.Theviolentcriminalmayfindhisentireclanexterminatedandhisancestorsforeverdeprivedofsacrifices.Inthisway,evil
personsdrawdisasterintotheirownhomes.
Page347
CorrelateswithHuman'sMystery
YangthephaseEarthandtheYi
chingHexagramno.45,Gathering
Chu TogetherthesunenterstheAxletree
No.59.Massing constellation,15thdegree1
September9(p.m.)September13
HEAD:Yinch'iisgatheringandamassing.Yangdoesnotprohibitorprevent[anything],sothingstogetherpeak2intheiraccumulation.
Atthistimeoftheyear,themyriadthingsbegintomasstogether,eitherbecausetheyarestoredtogetherafterharvestorbecausetheyhuddletogetherinthefaceof
harshwinter.Inthis,theyfollowthemodelofnowdominantyinch'i,whichistiedtocontraction,ratherthanexpansion.3Interestingly,YangHsiungassociatesmassing
withghostsandspirits,althoughinotherpassagesofhisworksYangHsiungexplicitlystatesthathedoubtstheirexistence.4Mostlikely,heisfollowingthetraditionof
thecorrelateChangeshexagram,whichisfilledwithtalkofghostsandancestralspirits.5TheChangesshowsthewiserulerofferingsacrificestothespiritsgatheredat
theancestraltemple,sothathemaypreparefor"theunforeseen"6andforestallconfusion.Unityofmindandwillisnolessimportantinreligiouspracticethaninthe
conductofwar.
App.1:Ghostsandgodsusetheformless,7
Sonuminousarethey.8
Fath.1:Ghostsandgods,formlessandnuminous,
Mean:Theirformsareunseen.
Appraisal1isalignedwithWater,whosesourceandpowerareinvisible.Alsohiddenatthistimeofyeararethemyriadthings,astheyburrowdown,retreat,ordie.
Withall"thingsrevertingtotheirbase,"thediscussionnaturallyshiftstotheghostsandgods,whoseoperationsarebydefinitionunseen,thoughtheresultsoftheir
operationsaremanifesttoall9Apparently,theperfectefficacyofghostsandspiritsdependsuponthisunseenquality,forparadoxically"Whateverhasformhaslimits..
."10Forthisreason,thesuperiormanchoosestooperateasmuchaspossiblebehindthescenestoeffecthiswill.
App.2:Atthebanquettheygather,
Titter,titter.
Fath.2:Laughteratbanquetgatherings
Means:Intheirpleasure,theygotoexcess.11
Page348
Figure17.
AHandynastybanquet.Notethattheguestsareseatedonthefloor.Chairs,
whichwereimportedfromtheWest,becamepopularonlyintheT'angdynasty
(618906).IllustrationfromrubbingoftombreliefexcavatedfromCh'engtu,
Szechwan,Tingchiayaotien(4642cm).
Theordinarypersonwantstomeetwithbooncompanionsinthepursuitofpleasure.Ignoringtheconstraintsofritual,heeasilylapsesintovacuouslaughterand
appallingexcess.Itcouldalsobethathismediocritypromptstheridiculeofothers.12
App.3:Herevereshisownelders
Asgatewaytothemanyghosts.13
Fath.3:Torevereone'sownelders
Means:Theghostsawaitrespect.
FortheancientChinese,pietytowardslivinganddeadforebearswasthefoundationofallmorality.14Familyfeelingshouldinformtheritual
Page349
actsothattheindividualisnaturallyschooledintheproperlyreverentialattitude,anattitudethatcouldbeextendedtootherauthorityfigures.Manyalsoregarded
ancestorworshipasaprerequisiteforgoodfortune,sinceaman'sancestorscouldintercedeonhisbehalfinthespiritworld,therebysecuringthefavorofthegodsin
heaven.HeretheMysteryshowstheagedtobeonestepawayfromtheancestorsasinglebarrier(thegateofdeath)separatesthelivingfromthedead.Membersof
thehouseholdshouldtreattheirelderswithrespect,then,forbothpracticalandmoralreasons.15
App.4:Leadingsheeptoshowtothethicketgod,16
Extendingtheleftthigh,tabletinhand.17
Bothareuncouth.
Fath.4:Leadingsheepstothickets
Means:Thisishardlyworthglorifying.18
TheFathomingoffersseverecriticism,butthecommentatorscannotagreeonthespecificnatureoftherituallapsescitedhere.Apparently,therightthigh,ratherthan
theleft,shouldbeextendedwhenbowingtotheemperorduringaformalaudience.19Butitislessclearwhatiswrongwith"leadingthesheep."SsumaKuang
believesthatitisinappropriatetoofferthesacrificeofasheeptothegodofthesoil,representedbyathicketoftrees.Perhapsanoxshouldhavebeenslaughtered,
ratherthanthelowlysheep.20Amoderncommentator,ChengKengwang,findsanadditionalflawintheproceedings:Nobloodsacrificeisofferedthegodsareonly
"shown"asheep.21Inanycase,whenmistakesmartherituals,theyareofnousetomanorthegodsnogoodcancomefromthem.22
App.5:Withyuherbsinthetripod'sblood23
Goodtiesforninedegreesofkin,24
Onlythendoesrealtrustexist.
Fath.5:Theyuinthetripod
Means:Thereistrust25intheking'sdecree.
Appraisal5correspondstotheSonofHeaven,whomixesanherbalinfusioninthetripodwiththebloodymeatsasanofferingtotheancestors.26Thisceremony
concludesthepactbetweenmembersoftheking'sclan,whopartakeofhischarismaticauthorityastheysharethesacrificialmeats.27Throughasingleritualact,then,
theentirepoliticalstructureiscementedandtheking'spowerextended.
App.6:Fearinghisghosts,honoringtheir
rites,Wantonactscausebenightedness.
Byexcess,hewillberuined.28
Page350
Fath.6:Recklessactsinfearingghosts
Means:Hegoesbeyondwhatisrightforhim.29
ManyHanthinkersexplicitlydenouncethepopularfearofghosts,arguingthatexcessivesacrificesandweirdcultsbothdepletehouseholdfundsanddisorderhuman
relations.30AstheTsoCommentarywrites:
Whenacountryisabouttorise,itlistenstoitsworthymen.Whenthecountryisabouttofall,itlistenstothespirits.31
Similarly,theRecordofRitualwarnsthat"excessivesacrificesbringnogoodfortune."32Thosewhomerelyfeartheunknownshowlittleinclinationtoembracethe
sacredcosmicnorms.Theysplurgeonsacrifices,presumptuouslyapplyforhelpfromgodsabovetheirownstation,andneglecttheirregularduties.Allsuchactivities
wouldanger,ratherthansatisfytheinhabitantsoftheotherworld.Realloveandhonorinjectanelementofsolemnrestraintintotheritualprocess.Inactuality,these
cowardscheatthedeadoutofthetruedevotionthatistheirdue.
App.7:Dulyreverent,theygatheratthehillsidegrave.
Fath.7:Reverentlygatheringatthehillsidegrave
Means:Ritualisnotforsaken.
Thegravesitedonahillisregardedasespeciallyfavorablebygeomanticspecialists,whoseeinthegraveasymbolbothofindividualdeathandfamilycontinuity.Here
sacrificestothedeadancestorsproceedwiththeutmostreverence.Asonetreatsthedead,soisonelikelytotreatthelivingmembersofone'sfamilyand,by
extension,otherfiguresofauthority.Wemayexpectgoodfortunetoresult.
App.8:Owlsandpigeons33intheforest
Scareoff34manyotherbirds.
Fath.8:Owlsandpigeonsintheforest
Mean:Thisisfrighteningtomany.
TheChineseconsidertheowlandthepigeon"robberbirds"35sincetheyfeeduponsmallerbirds,fledglings,andeggspurloinedfromnests.Defenselessbirdsofother
speciesareafraidtoentertheforest,lesttheybekilled.Byanalogy,intheworldofMantheviciousorviolentindividual(especiallytheslanderer)maycause
widespreadpanic.36
App.9:Sniveldrippingcollectsatthenose.
Thefamilygathers37together.
Fath.9:Sniveldrippingandcollectingatnoses
Means:Atimelyfateiscutoff.
AccordingtoYang'sownschema,theselinesshouldbeauspicioustheyshouldalsoconveyanextremeexampleof"massing."Forthis
Page351
reason,FanWangattemptsatortuousexplicationofthemetaphors.Itismorenatural,however,toreadthisasadescriptionofmournersgatheredforafuneral.Death
itselfgivesanextremeexampleofMassingindeath,thebodycollapses,pullinginonitself.Thelinesareauspiciousonlyin,sofarasdeathritualsbringthekinship
communitytogether.38
CorrelateswithHuman'sMystery
YinthephaseWaterandtheYiching
Hexagramno.26,Great
Chi Provisioning1thesunentersthe
No.60.Accumulation Hornconstellation,3ddegree
September13(p.m.)September17
HEAD:Yinisabouttolargelyclosethings.Yangisstillslightlyopeningthings.2Mountains,valleys,wetlands,andmarshes,tothemthemyriadthingsreturn.
Creaturesreturntotheirnestsorlairsinpreparationfortheapproachofwinter.IntheworldofMan,itisnowtimeforhumanstoconsidertheircenter,3their
conscience.Asthedaysdarkenandinauspiciousyinch'iaccumulates,thepsychicjourney"home"(i.e.,toone'sconscience)becomesatleastasimportantasany
physicalretreat.Periodicreturnstotheinnerselfarenecessaryfortheproperfunctioningofeachandeverylivingthing.Atthesametime,continuousaccumulationthat
knowsnoretrenchmenttendstobefraughtwithdanger.(Thesingleexceptionisprovidedbyvirtue,thesteadyacquisitionofwhichpromotesphysicalsafetyand
psychicsecurity.)Agoodexampleisprovidedbytheheedlessaccumulationofvariousluxuryitemslikejadeandsilk.Notonlyaresuchluxurieseasilylosttothieves
orrobberstheirverypossessionmaythreatenthesoul.Moreisnotnecessarilybetter,then,despitetheLegalists'tendencytolinkthedevelopmentofcharismatic
powerwiththeaccretionofphysicalch'iandtheaccumulationofmaterialgoods.4
App.1:Accumulatingevil5inthedark
Createsthebasisforwhatwillbeclear.6
Fath.1:Darklyhoardingevil
Means:Puttingoneselfinthewrongfromthefirst.
Thoughthepettypersonrepeatedlydoeswronginsecret,theilleffectsofhiscrimeswillsoonbecomeobvioustoall.7
Page352
Figure18.
IllustrationfromarubbingofapotterytombreliefexcavatedfromChengdu,
Szechwan(4049cm.),nowintheChengduMuseum.Whiletheillustrated
carriageisenclosedonthreesides,acarriage"withears"hastwolargeside
panels,butnoneinback.These"ears"shieldtheoccupantsofthecarriagefrom
curiouseyes.Insofarastheycreateavisualseparation,theyasserttheoccupants'
privilegedstatus.InanidealConfucianworld,suchprivilegeisreservedforthose
ofspecialmeritandvirtue.Agoodexampleofacarriage"withears''maybefound
atWuliangts'e(Shangtungprovince)inthescenewherethesageConfuciusmeets
thesageLaotzu.SeeEdouardChavannes,MissionarcheologiquedanslaChine
septentrionale(Paris,1913),vol.2,plate71,no.137.
App.2:Accumulatingtheuseless
Andsocomingtogreatuse:
Suchisthestoutheart8ofthenobleman.
Fath.2:Amassingtheuseless
Means:Hecannotbecircumscribed.
EarlyTaoisttextsextolthe"usefulnessofbeinguseless."Accordingtotheirarguments,onlythetrulyuselesscanavoidrelentlessexploitationbyothers.TheMystery,
however,subtlyshiftstheconnotationsofthephrasesothatthepoemmeanssomethinglike:
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9
Accumulating[virtue,though]itisunused.
Andsotocometobeofgreatuse:
Suchisthestoutheartofthenobleman.
Accumulatingthe[temporarily]unused
Means:Itcannotbecircumscribed[sogreatisit].10
Unlikethepettyperson,themorallysuperiorpersonaccumulateswisdomandexperiencelongbeforehisappointment(i.e.,whensuchknowledgeisapparently
useless),tobetterservehisrulerandthecommonpeopleinthefuture.
App.3:Collectingstoneshedoesnoteat
Wasteshiseffortsandstrength.
Fath.3:Pilingstonesthatnonewilleat
Means:Nothingcanbeharvested.
Thewiseindividualmakessurethathisenergiesareexpendedtosecurecertainbenefit.Itonlymakessense,then,forhimtoinvesthistimeandeffortinwaysthatare
mostlikelytobringasurereturn.Onlytheaccumulationofmeritcarrieswithitaninevitablereward.Acquisitionforitsownsakeprofitstheindividualnothing.
App.4:Pilingupgood,thenobleman
Gainsacarriagewith"ears."
Fath.4:Nobilityamassinggood
Means:Andsohecomestoprosper.11
Thesuperiormangrowsgraduallyinwisdomandtruthuntilhisreputationforvirtueinsuresanappointmenttopublicofficeunderagoodking.12Thecarriagewith
"ears"(i.e.,sidepanels)indicateshighrankandimperialfavorthepanelsremindusthatvirtueactslikeascreeninsofarasitprotectstheindividualfromcorruption.13
App.5:Whenstoresarenotfull,
Theftbringsnogain.14
Fath.5:Fullstoresandrobbersinfullsupply
Means:Asitturnsout,itharmstheself.15
Appraisal5correspondstotheSonofHeaven,sothefailureofcentralgovernmentislikelytobethesubjecthere.Becauseofpuns,however,therearenofewerthan
threerelatedwaystounderstandtheselines.Thefirstreadingcriticizesthebadrulerwhoexploitshissubjectsthroughtaxationandcorvelabor,neverunderstanding
thathisinterestsareidenticalwiththoseofthecommonpeople:"[Thecommonpeople's]storesarenotfull./,[Yettheruler]stealswhatisinshortsupply."16Asecond
readingadvisestherulertosharehiswealthwiththe
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17
commonpeopletoforestallallattemptsatusurpation,for"whenstoresarenotfull,/Stealingisnogain." Athirdreadingemphasizesthattherulingelite'sobsession
withmaterialgoodsnotonlydepletesthetreasury,butalsoattractsthievestocourt:"When[theruler's]storesarenotfull,robbersarefew./....Whenstoresarefull,
robbersaremany."18ThesagemasterConfuciusoncetoldalocalrulerthatthebestwaytoridhimselfofburglarswastoexcisehisownthievingtendencies:"Ifonly
youyourselfwerefreefromdesire,theywouldnotstealevenifyoupaidthemto."19Asthebadrulersoonlearns,"Toomuchstored/Endsinimmenseloss."20Onlythe
ruler'slackofcupiditysetsapropersuasiveexampleforhissubjects.21
App.6:Greatandfullhegrandlydisperses,22
Soingettingmen,hehasnopeer.23
Fath.6:Great,full,grand,andgiving
Means:Heistheonetowhomallmencome.24
Hanscholarsdefinedthekingas"hetowhommengravitate."25Havingaccumulatedsufficientcharismaticpower,thetruekingdispersesgoodsandfavorstoworthy
subjects,bothtoimprovethecaliberofhisbureaucracyandtoincitethecommonpeopletovirtue:
Thehumane[ruler]employshiswealthtodistinguishhimself.Theinhumane[ruler]employshispersontoaccumulatewealth....Virtueistherootwealthissecondary.If[the
ruler]makestherootasecondarygoal,hewillonlycompetewiththepeopleandpromotethievery.26
App.7:Howgrandthedisplay27
Withjadeandsilkarrayed!
Desirescutloose28onlysummon29thieves.
Fath.7:"Howgrandhisdisplay!"
Means:Thievesitattracts.
NumerousWarringStatesandHanthinkersinveighedagainstlavishdisplayofanykind(eveninthecaseoffuneralrites),reasoningthatanyconspicuousdisplayof
wealthprovokesgreedandviolence.30
App.8:Thoughhepilesupgood,
Thehouriscalamitous,
Onlybecauseofhisforebears'crimes.31
Fath.8:Accumulatedgoodandcalamitoustimes
Means:Itisnothisfault.
TheChinesewerehardpressedtoprovideareasonableexplanationforcasesinwhichthegoodindividualmeetswithabadfate.TheMystery
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fallsbackupononestandardsolutiontotheproblemofevil:thefamilyiscollectivelyresponsibleforindividualfate.Afterall,astheChangessays:
Thehousethataccumulatesgoodissuretohaveasurplusofblessingsthehousethataccumulatesevilissuretohaveasurplusofills.Whenasubordinateassassinateshis
rulerorasonhisfather,itisnotamatterofasingleday'sornight'sevents.Therootcausesbuildupgradually.32
App.9:Pettymen'saccumulatedwrongs
Arebroughthometotheirprogeny.
Fath.9:Pilingupevilinthepetty
Means:Theyarepervertedbycalamity.33
Appraisal9representsExtremeCalamity.Surelyevilisextremewhenitblightsnotonlytheindividual'sownlife,butalsothelivesofhisdescendantsaswell.
CorrelateswithHuman'sMysterYang
thephaseFireandtheYiching
Hexagramno.45,"Ornamental"1thesun
enterstheHornconstellation,7thdegree
theDipperpointsduewestthemusical
Shih noteisA2theAutumnEquinoxsolar
No.61.Embellishment periodbeginswithAppraisal6
September18September22(a.m.)
HEAD:Yiniswhitewhileyangisblack.Separatelytheyperformtheirrespectivetasks.3Whethergoingoutorenteringin,theyaremostembellished.4
Thistetragrammarkstheautumnequinox,whenyinandyang,equallystrong,areinexactoppositiontooneanother.TheMysteryconveysthisstarkcontrastthrough
thecolorsblackandwhite.GiventheHansystemofcorrespondences,wherewinter(asatimeofextremeyin)issymbolizedbyblackwhileautumn(atimewhenyang
isrelativelygreater)iswhite,thecommentatorsclearlyfeeltheneedforsomeexplicationof
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Yang'scolorsymbolism.ThelateEasternHanexegeteSungChung(d.A.D.219)reasonsthatyinnowbeginstocomeoutintotheclearlightofday,whileyangretreats
belowintoshadowyrealmstherefore,yiniswhiteandyangisblack.HisnearcontemporaryLuChi(d.ca.A.D.250)adds,"Yinch'irulesthewesthence,thetalkof
white[thecolorassociatedwiththewestinFivePhasesthought].Yangretreatstothenorthhence,itissaidtobeblack...."Athirdcommentatorsuggeststhatwhite
referstowhatisseennowandblacktowhatishidden.5Afinalexegesisisgivenbyalatecommentator,whosuggeststhatinthistimeofyin'sdominance,yangch'i
attemptstotakeontheprotectivecolorationofyin.
Itisalsopossiblethattheblackandwhitecolorschemeisusedtorecalltheelaboratepatterningofcertaincourtrobesusedinantiqueceremonies.Ornamentationin
generalfulfilledanimportantfunctioninancientChinesesociety.Strictlyregulatedbysumptuarylaws,ornamentationwasthoughttopromotegoodordersinceitdrew
attentiontothesecuresocialstatusofthosesingledoutasmoralexemplars.6
App.1:Speakingbynotspeaking,7
Hedoesnotusespeech.
Fath.1:Speakingbynotspeaking
Means:Beingsilent,heistobetrusted.
Inonesense,weregardspeechasacharacteristicornamentofhumanexistence.Ontheotherhand,earlyChinesephilosophersemphasizedtheimpossibilityof
capturinginwordstheineffablenatureofTaoorHeaven.Thetruesage,then,modelshimselfuponHeaven,which"doesnotspeak"butrevealsitselfindeeds.8
Confuciantextsinparticulartendtobewaryofspeechforanadditionalreason:Grandwordsringespeciallyfalsewhentheydonottranslateintobravedeeds.9The
wisepersondoesnotboastofhistalents,brayabouthisaccomplishments,orpromisemorethanhecancarryout.10
App.2:Theornamentlackssubstance.11
Withpatternputfirst,faultyrobesfollow.12
Fath.2:Withoutsubstance,emphasizingpattern
Means:Helosesallpropriety.13
NumerousdebatesappearinearlyChinesephilosophyabouttheproperbalancebetweenornamentationandsubstance.(SeeNo.47,page296.)ClassicalTaoist
thinkersoftenarguedthattheplainandtherusticmostnearlyapproachthe"natural"Way,14butthinkersassociatedwiththeConfucianschooltendedtoequatethe
Waywithschematizedpatterns,includingritualactivity.TrueConfucians,however,alsoinsistedthatornamentationshouldnotprevailoversubstance,sincethatwould
be
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15 16
topreferthesecondaryoverthefundamental asConfuciustaught,"thepatterncomesaftertheplaingroundwork." Toillustratethisprinciple,theMystery
employsclothingasavisiblesignofinnercharacter.17
App.3:Stickingoutyellow18tongues
Andgraspinggoldenbrushes
Helprevealthemenofwisdom.
Fath.3:Thebenefitsoftongueandbrush19
Mean:Theyhelpusseethemenwhoknow.
Itiseasytoestimatethetruemoralworthofapersonbywhathesaysinpersonoronpaper.For,
Speechisthemusicoftheheart.Writingisthepaintingoftheheart.
Oncethemusicalnotesandpaintingstakeform,the[difference
between]thenobleandthepettypersonisapparent.20
Herespeechandwriting"expressthebeautywithin,"21asagoldenyellowsignifieswhatisgood,central,andinaccordwiththeMean.
App.4:Sharptongues22toadyforprofit.23
Thisisasuresignofmerchants.
Fath.4:Thesuresignoftoadies
Means:Thisisprofittobusiness.
LoveofprofitofteninterfereswithpursuitoftheRight.24Merchantssucceedbestwhentheyusesmoothbut"twisty"speechthatflattersthecustomer.Thewouldbe
sage,however,findsthemerchant'sglibdisregardfortruthabhorrent.
App.5:Humblewordsarelikewater,
AndtruetoHeaven'sFemale.25
Fath.5:Aflowofhumblewords
Means:Heisabletoemptyhimself.
Therulerisadvisedtoactlikeafemale.Inotherwords,heshouldcondescendtohissubordinatesandhumblyasktheiradvice.Amodeststancemayindeedsecure
greatness.
App.6:Pointlessspeech,whensuppressed,
Stillgoesflyingoff.
Thegreatmanshakesthewind.
Fath.6:Speechthatrunson
Means:Suppressed,itrisesupagain.
AChineseproverbsays,"Noteamoffourhorsescanovertakeawordonceithasflownout."Ironically,theemptyspeechofthepettymanoften"flies"betterthanthe
weightierspeechesgivenbyatrulynobleper
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son.Butintheselinesweseethevirtuouspersonabouttoblasttheidleprattlerfromthescene.
App.7:Talkofcurrentaffairsistaboo.26
Finesubtletyinphrasing,though,
Showssuspectpointstothoseonhigh.27
Fath.7:Timeswhenoneshouldnotspeak28
Mean:Howelsecanitbeclarified?29
Theremaybetimeswhentheloyalsubjectisforcedtospeakonforbiddentopics.Sincethisislikelytoirritatethemediocreruler(letalonethebadruler),thewise
advisortakesspecialcareinhisphrasingsothatheconveysallhispointssuccessfullywithoutdrawingtheruler'siredownuponhimself.(Interestinglyenough,thetext
leavesopenwhethersubtlephrasingreferstoallusiveindirectionorjustfinelycraftedrhetoric.)30
App.8:Thecicadacriesyungyung,31
Asbloodspurtsfromitsmouth.
Fath.8:Theshrillcryofthecicada
Means:Themouthwoundsitself.
Howeverloyaltheremonstrant,hewouldbeunwisetoharpupontheruler'sfaultsortoadoptashrilltoneofvoiceinhisaccusations.Otherwise,hisvoicemaysoon
cometoseemnolessirritatingthanthedinofthecicadas.Whentheangryrulermovestopunishhim,hewilllearnthatthemouthcanharmitself.
App.9:Thewhitetonguethatlabored32
Isdrawnbacktoitsroots
Whennoblemenarenottrusted.
Fath.9:Aplaintonguethatpresseson
Means:Integritycanbeprolonged.33
Twocommentatorsassumethatthewhite(i.e.,"clear"and"honest")tonguebelongstothetrulygoodperson,whoinbettertimeswouldhastentoofferloyaladvice.In
abenightedage,however,suchapersoncheckshistonguesinceremonstrance,howeverloyal,wouldproveuseless.AstheChangessays,"Whenwhatissaidisnot
believed,thosewhovaluetalkareconfounded."34
However,therearetwootherpossibleexplanationsforthepoem.Perhapsthewhitetonguesymbolizesslander,sincewhiteisthecolorassignedtotheMetalPhase
andmetalslashesmercilessly.Orperhapsthetongueiswhitebecauseitistoo"bare"(i.e.,obvious)initsspeech.35Thenthepoemwouldread:
The"white"tonguethatgoesonandon
Ispushedbacktoitsroot
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Whennoblemendonotbelieve[awordofit].
Thewhitetonguebelaboring
Means:Truly,itcanbeseenas[too]long.
Inthisreading,thesuperiorwisdomofthemoralmanpreventshimfrombeingtakeninbyothers'speeches.
CorrelateswithHuman'sMysteryYin
thephaseWoodandtheYiching
Hexagramno.57,LayingtheOffering1
Yi thesunenterstheHornconstellation,
No.62.Doubt 12thdegree
September22(p.m.)September26
HEAD:Yinandyanggrindagainstoneother.Thingsallwither,2thendisperse.3Someseemtoberight,someseemtobewrong.4
Bymidautumn,openhostilitybetweenyinandyangch'ibringsonthewitheringanddecayofthemyriadthings,despitethebeautiesoffallmentionedintheprevious
tetragram.5Allofcreationattheautumnequinoxisevenlydividedbetweenyinandyang,nightandday,rightandwrong6thisconfusingsituationmaywellaccountfor
increasingdoubt.Yin'scyclicalrisetoprominenceseemstoundercutthetrueandnaturalstateofthings,inwhichyangshouldtakethelead7thisalsoleadstodoubt.
Andfinally,thereisthedoubtexpressedbyyin:Thoughitnowholdssway,yinch'iissuspiciousaboutyang'sfuturecourse.Willitcontinuetocowerinsubmissionor
doesitonlyawaitafutureopportunitytoundermineyin'sdominion?8
App.1:Indoubtandconfusion,9
Heloseswhatistriedandstraight.10
Fath.1:TolosetheRightinperplexity
Means:Howcoulditbesettledinhismind?
Ifitistofunctionproperly,themindmustbecalm.Theindividualbesetwithdoubtsaboutthepropercourseofactioncanneverhopetoacteffectively.Alldoubtscan
beresolved,however,byapplyingtheWayofthesagekingstopresentdayproblems.
App.2:Indoubt,returntotheself.11
Intruth,itisnodistance.12
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Fath.2:Intimesofdoubt,reversingtheself
Means:Returntowhatisclearandstill.
Thissetofversesadvisesthoseindoubtto"returntotheself"inthreerelatedstages:(1)torecoverone'sinherentgoodnessbyaprocessof(2)selfexaminationthat
endsinadecision(3)toreverseone'spreviouscourseofaction.Bythisactofwill,theindividualconsciouslyrejoinsthelargercosmicTao,whichis"clearandstill."13
Hismind,reflectingtheTao,becomesperfectlylucidandunmoved(meaningbothunflappableandunbiased).Forthisreason,oneearlyphilosopher,Mencius,defines
"supremecourage"intermsofthisabilityto"returntotheself."14
App.3:Doubtsovercomeclarity.
Hesuffersmountingdistress.15
Inhisheartitadvances.16
Fath.3:Doubtsstrongerthanclarity
Mean:Thecenterheartgrowsdim.
Anearlierclarityoftheheart/mindsuccumbstodoubt.Asaresult,theconscienceweakens.17
App.4:Incasesofdoubt,examinetheold
Tomeetthetriedandtrue.
Fath.4:Incasesofdoubt,toexaminetheold
Means:Firstask.
Chinesetraditionemphasizestheunassumingnatureofthetruegentleperson.Confuciushimself,thoughanexpertonritualmatters,wasalwayscarefulto"askfor
information"fromlocalelders18andotherpotentialinstructors.19Becausesuchbehaviorobviatesunnecessarymistakes,"hewholikestoaskisblessedasarule."20
App.5:Mistakenhopesthatorpiment21
Holdsgoldatcenter.
Fath.5:Doubtsaboutthecenter22
Means:Crooksstealfromtheupright.
Orpiment(arsenictrisulfide,alsocalledpigmentofgold)isayellowcrystalofpearlylustre23frequentlyfoundingoldandsilvermines.Thoughsomewhatlikegoldin
appearance,itspropertiesarequitedifferent.Goldisharderthanorpiment.Goldalsohasnocleavage,unlikeorpiment,whichhasperfectcleavageinonedirection.
Goldisinsolubleinacids(exceptforaquaregia)whileorpimentissolubleinsulphuricacidorpotassiumnitrate.Thankstoearlyalchemicalexperiments,muchofthis
wasknowntotheearlyChinese.24Anylearnedperson,then,wholookedbeyondthesurfacewouldbeexpectedtoseethedifferencebe
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tweenrealgoldanditsimitator.Thoseoflittlediscernment,however,mistakethebasefortheprecious.SinceAppraisal5describestheleader,itisevidentlythe
ruler'sfailuretodistinguishgoodfromevilmenthatisparticularlydecried.25(Morepointedly,thispoemmaycriticizemembersoftheelite,includingmanyemperors,
whofavoredalchemistsandimmortalityseekersoversoberscholars.)
App.6:Honestoathsarefittobeheard.
Incasesofdoubt,theypreservethetruth.26
Fath.6:Properoathsworthhearing
Mean:Theyaredecreesofenlightenedkings.27
Aswrittenorverbalcompacts,oathsprovideastandardbywhichalldoubtsmayberesolvedtothesatisfactionofthepartiesconcerned.28Wiserulerslearnearlyto
becarefulinhowtheyframetheirwords.AwellknownstoryrecordedintheGardenofSayingsspeakstothis:KingCh'engofChou(tradit.r.11151079)asa
childwasoutplayingwithafriend.Injest,hecutaleaffromapawlowniatree,thenannounced,"Iusethistoenfeoffyou."Later,whenthestorywasreportedtothe
regent,theregentinsistedthattheking'swordmustbekepttherefore,theking'splaymatewasdulyawardedafief.29
App.7:"Arethereghostlysouls30
Thatsighandsough?"31
Thearrowshotatcrowsintrees32
Strikesatthefoxinitslair.
Tooverturntheeyeandearbringsdanger.33
Fath.7:Doubtsaboutghostlysouls
Mean:Truly,theycannotbebelieved.
Imaginealateautumnevening.(Afterall,thetetragramisalliedwithautumnthisAppraisal,withnight.)Willo'thewispsdancebythewindrustlesthetreesand
whistlesthroughcaves,makingweirdkeeningsounds.34Perhapstheanxioushuntermistakesthesoundofwoodlandcreaturesforaghost.Frightenedbytheprospect
ofahaunting,hetakesuphisweaponstokillthephantoms,sincetheyportendevil.35Hemaybesorattledthatheconfusesthefoxandcrow,thoughthesize,
coloration,andhabitatofthetwoanimalsarecompletelydifferent.36Inanycase,heshootsbysound,ratherthanbysight.Withboththeeyeandearfooled,themind
cannolongerbesureofwhatisrealandwhatisnot.Withonestroke,YangHsiungneatlysuggestsboththeunreliabilityofsenseperceptionandthedangerof
preconceivednotions.37
App.8:Confoundedbydoubts,yet38
Soablearetheclientshemeets
Thatthreeyearshence,he'sstillnottired.
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Fath.8:Confoundingdoubtsbyreceivingguests
Means:Thisisverymuchworthourrespect.
Thewiseleadermakeseveryefforttoresolvehisdoubtsbyseekingexpertswhocanenlightenhim.Havingfoundgoodcounselors,heisdelightedtotalkwiththem
andtaketheiradvice.Thehostwhorecognizesthevalueofwiseguestsorclientsmeritsourrespect.
App.9:Inthefinalappraisal,39doubtwithouttrust.
Drawingthebow,thedeerpresumedthereisnot.
Fath.9:Finaldoubtsbutnofaith
Means:Heneverhaswhatittakesforfame.
Byapun,to''aimatthedeer"meansto"aimforgoodluck"orevenforimperialoffice.40Effortsarewastedwhenthegoalismisplaced.Anatmosphereofsuspicion
anddoubtcanneverleadtoasecurereputation.
CorrelateswithHuman'sMystery
YangthephaseMetalandtheYiching
Hexagramno.20,Contemplationthe
Shih sunenterstheGulletconstellation,4th
No.63.Watch degree
September27October1(a.m.)
HEAD:Yinformsthecorporealsoulwhileyangformsitsdyingcounterpart.1Alltheexternalformsandappearancesofthingscanbeobserved.
Aftertheautumnequinox,yinch'ishowsitstruecorporealformittakesthelead,whileyang,nowrelativelylesspowerful,retreatsquietly.2Yin'srobustappearance
contrastswithyang'spresentfrailty.3Thoughallthingsappearintheirmatureform,soon,followingyang,theywillbecomehollowshellsoftheirformerselvesanddie.
Underthedimhalflightcastbyamidautumnmoonwreathedinclouds,"rovingsoulsacttomakechanges."4
App.1:Keepinghislightwithin,
Hedoesnotuseitsbrilliance.
Fath.1:Keepinghislightwithin
Means:Hiseyespeerintothedepths.
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5
Thenoblemanisbydefinitionengagedinacontinualprocessofselfexamination. Hedoesnotfocushisinnerlightonothers'foibleshepreferstocorrecthisown.
Asaresultofthisprocess,heachievesastateoffullenlightenment.Onceenlightened,hedoesnotadvertisehisachievement6heiscontenttohidehisinnerlight,
especiallyinatroubledageorwhenadisplayoftalentwouldbepremature.7Butthankstohispowersofselfperception,heneednotseekforthesometimesfeeble
outsidelightprovidedbyothers'opinions.8
App.2:Thenoblemanlookstotheinside.
Thepettymanlookstotheoutside.
Fath.2:Thepettymanwatchingexternals
Means:Heisincapableofseeingtheheart.
Twoimportantdifferencesbetweennobleandpettypeoplearesuggestedhere.First,whenmistakesaremade,themoralpersonfirstexamineshisownhearttoseeif
hehasfailedthepettyman,incontrast,blamesothersforhisfailure.9Second,injudgingothers,themoralpersonlooksbeyondsurfaceappearancestotheinner
heart,whilethepettyman,likeShakespeare'sPolonius,focusesonoutwardappearance.10
App.3:Makinghisvirtueseen,
Heisfittosupport11
Therealmoftheking.
Fath.3:Supportswhosevirtuesarerevealed
Mean:Onlythencanperfectionexist.
Appraisal3representscompletedthoughtabouttobetranslatedintoactionitalsosymbolizesadvancement.Innervirtue,havingbeenperfected,12isnowproperly
revealedtoone'ssuperiors,sothatitcanbeusedforthebenefitoftherealm.13
App.4:Hepowdershisforeheadandcheeks.14
Itrainsonhisdyedbeard:15
Asightutterlylackingincharm.
Fath.4:Powderedheadswithrainedonbeards
Mean:Onecannotbeartolook.
Palepowderwashesdownthisman'sface,possiblybecauseofarainshower,16turninghisbeardwhite,thecolorofoldage,death,andmourning.Perhapstheblack
fromhisdyedbeardalsoruns,sothathesoonbecomesahideoussight.Byanalogy,thepettymanattendsonlytotheexternals(the"powdering"andthe"dyeing").As
soonashemeetswithevenaminormishap,heisshowninhistruecolors.Nowonderothersturnawayfromhimindisgust.
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App.5:Luanandfengingreatnumbers,
Theirvirtueisdazzling.
Fath.5:Manymagicalbirdsinpairs
Mean:Virtue'slightisdazzlingbright.
Theluanandfeng(maleandfemaleofthesamespeciesofmarvelousbirds),likethephoenixinWesternculture,aresaidtopossessextraordinarypowers.Highly
discriminatingintheirhabits,thesebirdsalight"onlywherethelightofvirtueshines."17Theirbeautydazzlesthebeholder,demonstratingthecompellingaspectof
charismaticvirtue.Suchauspiciousomensoccuringreatnumbersonlyatthecourtofanenlightenedrulertowhomgoodadvisorsflock.
App.6:Aplaincartwithacanopy
Ofkingfisherfeathers
Justtoseeitharmspropriety.
Fath.6:Aleatheredcoverforacartthat'splain
Means:Thereisonlyloveofexternals.
AccordingtoChinesesumptuaryregulations,thecommonerrodeinanundecoratedcarriage,whilegreatofficials,whopresumablyexemplifiedthehighestvirtue,rode
alonginacarriagedecoratedwithacanopyconstructedfromthebrilliantbluegreenfeathersofthekingfisherbird.Theownerofthiscartiscommon,evenbaseat
heart,buthepretendstovirtueandhighrank.
App.7:Lookingtohisflaws,
Hefindsnotaint.
Fath.7:Seeingtohisflaws
Means:Hecancorrecthimself.
Thegoodpersonattendstohisowncultivation.
App.8:Kingfishersinflight
Havetheirwingsensnared.18
Thefursoffoxandsable
Robtheirveryselvesoflife.
Fath.8:Kingfisher,fox,andsable
Mean:Whatislovedmakesforblame.
Werethekingfisher'sfeatherslessbrilliantlycolored,nonetswouldbesettotrapit.Werethefursofthefoxandsablelesswarmandlustrous,notrapswouldbelaid
tocatchthem.Itis,paradoxically,ourloveforthemthatendangersthem.
App.9:Theraysofthesettingsun
Floodtheeasternskywithlight.19
Bythiswewatchitsbeginning.
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Fath.9:Thatthesinkingsunsetstheeastalight
Means:Attheend,lookbacktobeginnings.
Appraisal9markstheendofthecycle.Asduskfalls,theeasternskyisfloodedwithlightcastbackbythesettingsun.Thiswarmlightatsunsetprefiguresthebrilliant
rayscastbytherisingsunonanewday.Agoodendpointstothenewbeginning.
CorrelateswithHuman'sMysteryYinthe
phaseWaterandtheYichingHexagram
no.20,Contemplation1thesunentersthe
Ch'en Gulletconstellation,7thdegree2
No.64.Sinking
October1(p.m.)October5
HEAD:Yinisheldtothebosomof3yang,andyangisheldtothebosomofyin.TheirwillsaresetupontheMysteriousPalace.
Theverb"toholdtothebosom"conveysasenseoftheinextricablebondsbetweenyinandyangch'i,whosepatternsofdevelopmentaremutuallydependent.Atthis
pointinlateautumn,yinandyang"havegonetheirseparatewaysforalongtime."4Attheautumnequinoxtheirpowerswereevenlybalancednoweachfeelstheloss
oftheother.BothanticipatetheireventualreunionattheMysteryPalace,thelocationwhereyangisbornandyinachievesitsmaximumeffect.5
ThetitleofTetragram64apparentlyrefersto"sinkingthegaze"tolookbelow.6Liketheprecedingtetragram,Tetragram64initsAppraisalsmakesreferenceto
variousbirds,butthistimetheyareominousbirdsofprey,whoseactionssymbolizetheincreasingdepradationsofinauspiciousyinch'iuponhelplessyang.
App.1:Inclininganeartothewomen'srooms,
Hedoesnothearthegood.7
Fath.1:Immersinghimselfinbackrooms
Means:Heloseswhatembodiesvirtue.
SomeearlyChinesethinkersassumedthatwomenwereinferiorinvirtue.Othersexplainedwomen'ssupposedpropensityforgossip,intrigue,andtrivialpursuitsasthe
inevitableresultoftheirconfinementwithinthewomen'squarters.However,therewasanabsoluteneedforchastewomentoprovideanheirtocarryonthereligious
andeconomicactivites
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8
ofthefamily.Tothisend,theritesstipulatedthestrictsegregationofthesexesexceptintheconjugalbedchamber. Givenwomen'sgeneralexclusionfrompublic
affairs,themanwhopreferredto"inclineanear"tothewomen'sward(byeavesdropping,engagingthewomeninidlechatter,orparticipatinginfemininepursuits)
couldneverhopetolearnenoughaboutpublicaffairs.Atbest,hewouldremainasillinformedorweakasawoman.9Atworst,hisoverindulgenceintheseyin
activitiesmightleadtopoorhealth,insanity,orevendeath.Forthisreason,theRecordofRitualinsiststhat"whatissaidwithinthewomen'squartersshallnotbecome
knownoutsidewhatissaidamongmenoutsideshallnotbedivulgedtothewomen."10
App.2:Sinkinghisgaze
Toseehimselfbetter
Iswiserthantheskew11
Ofoneblindinoneeye.
Fath.2:Adeeplypenetratinglook
Means:Hegetstobeuprightandfine.
Thegoodpersonexamineshisconsciencedaily.Incontrast,thepettypersononlyperceivesthefaultsofothersandfailstoseehisown.Inthisheislikeahalfblind
manwholooksaskanceatothers.12
App.3:Hesinksintobeauty,
Losingthetriedandstraight.
Fath.3:Immersedinbeauty
Means:Thismakesusdeafandblind.
Tosinkintobeautyistobehopelesslyenthralledbybeautifulwomenandsensuousmusic.AsLaotzuwrites:
TheFiveColorsmakepeopleblindintheeye.
TheFiveNotesmakepeopledeafintheear.13
Withthemindbesottedwithsensorydelights,notimeorenergyremainsforthe"triedandstraight"WaytransmittedfromtheAncients.AdherencetotheTao
eventuallyyieldsmorereliablepleasuresfortheindividual.Tobeoblivioustothegreatermoralgoodmakesusineffectdeafandblindtoitsadvantages.
App.4:Thewanch'ulowersitsgaze,
Eatingthebitterbamboo,asisright.
Fath.4:Afledglingphoenixdropsdowntolook.
Meaning:Thisisthewayitselectsitsfood.
Thesingularpurityofthemythicalwanch'uisproveninChinesetraditionbyitsunerringtasteforthefinest.Itissaid:
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14
InthesouththereisabirdcalledtheWanch'u,whichalightsonlyontherarestoftrees,eatsnothingbutthefruitoftheLien,anddrinksonlyfromspringsofsweetwater.
Themoralpersonisequallychoosywhenitcomestoselectingwhoandwhatwillsustainhim.
App.5:Eagleandhawksoarhigh
Butsinktheirbellieslow.
Theyprefernewhatchedthings,15
Disdaininggoodricegruel.16
Fath.5:Thateagleandhawksoarhigh
Means:Theyfastenonrottenstuff.
Theeagleandhawkareamongthemostmajesticofbirds.Duetothepowerandsizeoftheirwings,theyeasilysoarhighaboveordinarybirds.Inthis,theyarelike
thepersonambitiousforhighposition.Unfortunately,highpositionisnoguaranteeofrightconduct.Incertaincases,apropensityfor"highflying"iscoupledwitha
viciousorperversenature.Theeagleandhawkprefercarriontothericegruelfedtodomesticatedfowl.Theyarelikeevilleaderswhousetheirpositionstoadvance
theequallycorruptortostealfromthecommonpeople.17
App.6:Heviewseachkernelasapile,18
Clearonprofitandrightforking.19
Fath.6:Seeingthekernelasapile
Means:HisWayisclear.
Thevirtuouspersonconsiderseachkernel(andbyanalogy,everyminoreventorinsignificantperson)asathingofenormousimportance.Thegoodruler,therefore,
weighseachandeverythingheexactsfromhispeoplewiththeutmostseriousness.Anoverlyindulgentattitude,bycontrast,wouldcertainlyleadtogreattroubles.
App.7:Likenets,likesnares,20
Redfleshspellsdangerforkitesandowls.21
Fath.7:Netsandsnares,bloodyflesh,
Mean:Theyeatwhatisunclean.
Netsandsnaresarebaitedwithredmeattocatchevilbirdsofprey.Greedovercomesgoodsensewhenthelureofbloodyfleshovercomesthebirds'survival
instincts.Themoralis,thecompulsiontosatisfyone'sworstdesiresisinitselfadeadlytrap.
App.8:Hehopes22togethismedicine
Tohelpincorrectivecampaigns.
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Fath.8:Lookingforhismedicine
Means:Thisisgoodforcampaignmarches.
Thepunitivecampaignandthemarchsymbolizetheindividual'scrusadeformoralrighteousness.Theindividualdecidestocurehisownillnessesfirst,thebetterto
improvehisdefensesagainstthemanyevilsoutside.
App.9:Bloodstained,23thehardsteel24
Sinksintotheforehead.
Firstamaster,butlatermined.
Fath.9:Bloodysteelsunkinthehead
Means:Intheend,defeatedbygreed.
Bloodhasthedualassociationsofdesireanddeath.Theruthlessindividualeventuallyisundonebyhisowngreedforpower.
CorrelateswithHuman'sMystery
YangthephaseFireandtheYiching
Hexagramno.54,TheMarrying
Nei MaidenthesunenterstheBase
No.65.Inner constellation,4thdegree1
October6October10(a.m.)
HEAD:Yin,leavingitsinside,goestostayontheoutside.Yang,leavingitsoutside,goestostayontheinside.Themyriadthingscometocompletion.
WithAppraisalno.3,theColdDewsolarperiodbegins.Asyinch'icompletelyfillsHeavenandEarth,andyangreturnsbelow,2transitionbecomesanappropriate
themeforthetetragram.Inparticular,thistetragramfocusesononetransitionpoint,marriage,whichparallelsyin'scurrentpositionasitexperiencestheonsetoffull
maturity.Marriage,astheChangestellsus,issimultaneouslyendandbeginning,transitoryyeteternal.3Ritualsoftenacknowledgetheconfusionofsuchtransitional
timesbyreversingsomeaspectsofcustomaryorder.InboththebetrothalandnuptialceremoniesofancientChina,forexample,whenthebrideisintroducedtothe
groom'shouse,shefindsherfuturehusbandgivingprecedencetoher.4Inallhumanrelations(whosebasicmodelishusband
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andwife),thereisaneedforsuchperiodicreversalsifonewishestoestablishgreatharmonyandproductivity.
ThereversalsbeginintheHeadtext,whichshowsyinch'i(usuallyassociatedwithwhatishiddenorinside)movingintoanoutside(i.e.,visible)position,while
exhaustedyangch'iretreatstosomeplaceoutofsight.Themyriadthingsnowapproachcompletion,inwhichfullmaturityleadstodeathorhibernation.Withyinnow
clearlydominant,thetetragramconsiderstherightfulplaceofwomen,alignedwithyinandtheinner(orprivate)worlds,contrastingitwithmen'souter(orpublic)
selves.
App.1:Carefulaboutconsorts:5
Tobechasteatfirst
Makesforlaterpeace.
Fath.1:Carefulabouthisconsorts
Means:Hebeginswithwomenofprovenworth.6
Alongwithfilialpiety,femalechastitywasoneofthemainsupportsofthepatriarchalsysteminChina,sinceasingleactofinfidelitycouldconfusethedirectlineof
patrilinealdescenteverafter.Allorderrequiresselfrestraintexercisedintheinterestsofthelargercommunitytherefore,goodorderinthehouseholdisanimportant
firststeptowardorderinthecommunity,andeventowardcosmicorder.7Forthesereasons,awomanchasteinbothmindandspiritisneededforthe"inner
apartments"ifharmonyistoprevailaftermarriage.Ifcareistakenatthestartofanymarriage,theendislikelytobegood.8
App.2:Depravedishiswife.
HeputsherawayfromthatYellowCouch.
Fath.2:Depravityintheinnerchambers
Means:Heisfarfromatpeaceinhismind.9
TheYellowCouchusuallyreferstotheimperialcouch,althoughitmaysimplybeaflowerytermfortheconjugalbedintheinnerapartments.10Butyellow,ofcourse,
alsosignifiesthecentralvirtuesofmoderationandhumility,whilethecouchsymbolizeseaseandharmony,11aswellasconjugallove.Theprincipalwifeignoresproper
conjugalrelations,whicharetoberuledbymoderation,andwallowsindepravity.(PerhapsthetexthintsattheoccultartspopularinHantimestosuppressrivalsin
loveortosecureanheir.Itisalsopossiblethatthewomanhereislicentiousorjealous.12Ineithercase,sheisruledbyherpassions.)Lestherbehaviorinfectthe
entirehousehold,thehusbandshunsher,therebyinsuringpeaceinthehousehold.Thehusbandisacutelyawareofthedistancebetweenthepresentrealityandthe
idealfamilysituation.
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13
App.3:Despiteyourcourtesy, shegrieves
Thatsheapproaches14ourwesternsteps.
Fath.3:Yourdecorumandhersorrow
Mean:Thisishowitfeelstoreplaceamother.
IntheancientChinesemarriageceremony,thefuturemotherinlawdescendsthewesternstepstoindicatethatshewillsoongivewaytotheyoungergeneration.The
bridethenmountsthestepsoftheancestralhalltoshowthatsheandherprogenywillultimatelyreplacetheoldergeneration.15Thoughtfulnewlywedscannotbutfeel
somesorrowattheimplicationsoftheirmarriageceremony.Thejoyfulprospectofnewchildrentocontinuetheancestrallineisoffsetbyanacuteawarenessofthe
increasingageandapproachingdeathofthepresentfamilyheads.Marriagetypifiestimesoftransition,whichareusuallymarkedbymingledjoyandsorrow.16
App.4:Lovingthepetty,lovingtheperils,
Losingevenhiscloakofhemp.17
Danger.
Fath.4:Preferringthepettyandperilous
Means:Thisisnotworthglorifying.
Warmclothesareoneofthebasicnecessitiesoflife.Aswinterapproaches,thewisepersonisprovidentenoughtopreparesufficientfoodandclothingtosustainhis
familyovertime.Incontrast,thepettyperson,havingflirtedwithdanger,loseseverysinglepossession,eventhecoarsestofcloaks.(Isthereahintofasexual
adventurehere?)Suchimprovidencewillsurelyruintheentirefamily.
App.5:Thedragonlowersitselftothemud.
Noblemenprofitintakingonwives18
Whenmeetingbycustomasequals.19
Fath.5:Adragondescendstothemud.
Meaning:Yanggoesbelowyin.
Thedragon,ofcourse,mayrefertothedragonruler,theSonofHeavenwhoflieshighabovethecommonrunofmen.Butthedragonisalsoasymbolofthevirile
maleattheheightofhispowers.Aswinter(alignedwithyinandthefemale)drawsnear,thesoaringdragonissaidtoburrowintothemud.Clearly,aconcertedeffort
toleveldifferencesisrequiredforharmoniousunionandmutualbenefit.20Thisistruenotonlyformalefemalerelationsbutforthosebetweenleaderand
subordinate.21
App.6:Atduskinmidflight,
Hedrawsinhiswings.22
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Thoughhewantsthepalacefull,
Hewillnotseehiswoman.23
Fath.6:Intheyellowdusk,drawinginhiswings
Means:Heisunabletorestrainhimself.
Thewingedcreature(possiblyadragon?)suggestsany"highflyer"ofpowerandambition.Inthehalflightofdusk,24histhoughtsturntowardshome.Sexualdesire
fillshisbreasthewisheshishomewerefulloflusciousbeauties.25Butitisthisverypreoccupationwithsex,ironicallyenough,thatpreventshimfromfindingasuitable
matewithwhomhecouldfindtruesatisfaction.
App.7:Acrumblingwallgrowsfoxtailshoots.
Whengrizzledheads26bringhomeyoungwives,
Theirwivesaresoonwithchild.27
Fath.7:Thatacrumblingwallgrowsfoxtailshoots
Means:Thisisasign28offelicitousthings.29
TheChangesepitomizesgreatprosperityby"anoldfellowtakingayoungwomantowife."30Appraisal7typicallymarkstheonsetofoldage,buthereafruitful
marriagebrightensprospectsforthefuture.
App.8:Inside,nottosubdueone'swife
Layswastetohomeandeventhestate:
Wadingthroughdepthsunfathomablydeep.
Fath.8:Womeninsidewhoareuncontrolled
Mean:Thesearecalamitiesforthestate.
Thewife,whois"inner,"shouldsubmittoherhusband,whois"outer."Ifthewifeinsistsontakingherpleasureswhereshechooses,inutterdefianceofherhusband
andhersacredduty,herpromiscuityspellsruinforthefamilyline,whethersheisacommoneroramemberoftheroyalline.Toallowhertoproduceillegitimate
children31isaselfdestructiveimpulse,likewadingintoadeepbodyofwater.ThispoemrecallsafamouscoupletfromtheOdes:
DisorderdoesnotcomedownfromHeaven.
Itisproducedbythewoman.32
App.9:Rainfallsontotheland.
Itcannotstop,itcannotexceed.
Fath.9:Rainfallingdownontheland
Means:Favorcomesingoodlymeasure.
ThefertilityoftheloesssoilintheCentralPlainregionofChinadependsuponabundantrainfall.Inconsequence,thepouringraincomestosymbolizealltypesof
favorsbestowed,includingtheking'sbenefactions
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tohissubjectsandthehusband'sgiftofsementohisconjugalpartner.Hererain(=graceandfavor,evensemen)showersdownfromaboveuponayinfigure(Earth
=yinwomenrelativetomenandsubordinatesrelativetotheirleader.)Graceinpropermeasureimpartsnewlife.
CorrelateswithHuman'sMystery
YinthephaseWood1andtheYi
chingHexagramno.25,Nothingto
Ch' LookForwardTo2thesunentersthe
No.66.Departure Baseconstellation,9thdegree
October10(p.m.)October14
HEAD:Yangtakesleavefromitsyin.Yintakesleavefromitsyang.Allthingsaredisappointedandperturbed[withnosenseofbelongingtoeither].3
Intheprevioustetragram,yinandyangquittheirusualbases.Now,inthistetragram,theyabandontheirpartnership.Nochanceremainsforharmoniousunion.The
myriadthingsfeeldespair,fortheyareleftwithoutasenseofbelongingordirection.ThetetragramiscorrelatedwithaChangeshexagram,whosetitlewasinterpreted
byHanConfucianstomean''nohope"or"noexpectations,"andwhosethemewasthelossthataccruesfrom"recklessbehavior."Thistetragram'sassignmentto
Woodunderscoresthecontrastbetweenthepresentdesiccatedconditionofallthingsandtheirformerluxuriance.Giventheunfavorabletrendsofthetime,thewise
personaccountsitgoodifheisabletoextricatehimselffromcompletedisaster.
App.1:HeleavesthisNumenPool
Todwellinthatwitheredgarden.
Fath.1:QuittingthisNumenPool
Means:Hedoesnotproceedwithmodesty.
Appraisal1correspondstoWaterhence,thereferencetorestorativewaters.TheexactmeaningofthetermNumenPoolisnotcertain.KingWenofChou
constructedinhisdomainanumberofsiteswith"numen"inthetitle(forexample,theNumenTerraceandNumenPark).4TheNumenPoolmaybelongtoasage
whosecharismareflectsadeep,eveninexhaustiblesourceofwisdomandgrace.Mostlikely,however,thepoolissimplyanepithetfortheinnermostheartmind,that
marvelousreservoir
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5
ofthoughtandtheconscience.Thewitheredgarden,apparentlyonhighground, presentsastrikingcontrast.Thegardenlacksmoisture(asymbolforfecundityand
grace),soitprovidesnothingtothecommunity.Byanalogy,thepettyman,everintentonclimbinghighinthesocialandpoliticalworlds,failstocultivatethosevirtues,
inparticularhumility,thatwouldyieldgoodfruit.
App.2:Heleavesthatwitheredgarden
TodwellbelowintheNumenPool.
Fath.2:DwellingintheNumenPoolbelow
Means:Suchisthelightofhumility'sWay.
Appraisal2clearlyreversestheprecedingverses.Humilityandawellkeptconscienceprovidethebestpreparationforfutureglories.
App.3:Raisinghighhisstep
Ingoingtothehall,
Heissomewhatexposed.
Fath.3:Highstepsandexposure
Mean:Heproceedswantonly.
FortheancientChinese,asforFreud,physicalgesturesindicateinnerstatesofmind."Highstepping,"forexample,betokensoverweeningpoliticalambition.6Thefinal
Appraisallinethengivesacompoundterm,whichcanbeconstruedeitheras"Thereisdew"oras"Thereis[something]revealed.''7Ifdewsoaksthehem,weknow
thattheindividualhastakeninsufficientcareofhisperson.8However,dewmayalsosoaktheroad,signifyingthatthepathtopowerisaslipperyone.9Inanycase,the
wickedindividualnowfindshisevilintentionsexposedtoothers.
App.4:Quittingasson,
Hebecomesafather.
Quittingassubject,
Hebecomesaruler.
Fath.4:Leavingassontobecomethefather
Means:Itisnotwhathehadhopedfor.
Inthistentativetranslation,10thelinesillustratetheunsought,butappropriatechangesinstatusthatinevitablyoccurwithincreasedmaturity.11Suchchangesparallel
yang'stemporaryabdicationtoyinatthisseasonoftheyear.However,theSungcommentatorSsumaKuangreadstheAppraisalas,"Leavingthesontogotothe
father,Leavingthesubjecttogototheruler."Tohim,thissuggestsaproperunderstandingofandacquiescenceinhierarchicalorder.Suchmodelbehavioris
rewarded,heargues,"beyondhiswildestdreams"(analternatereadingforthefinalFathomingline).
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App.5:Hikinguphisskirt
Hegoestothecourt,
Wherewildgrassesgrow.12
Fath.5:Hoistinghisrobeswheregrassesgrow
Means:They,fortheirpart,shouldalsobefeared.
Appraisal5playsuponAppraisal3.Onceagain,thesubjectoftheversesraisessomething(here,thehemofhisrobe).13Butonceheisoutinthecourtyard,he
discoverswildgrassesandbramblesthatthreatentosnaghisrobesorhisflesh.Thecourtyard(andthecourt)shouldbemoreorderlytheindividual(ahighofficial,
judgingfromhislongrobes)shouldhavetakengreatercare.Perhapshehasbeenexiledtothewastelandsbecauseofdepravedbehavior?14Byanyreading,this
imagespellsdisaster.
App.6:Hefreely15leaveshisachievementsbehind.
Heavenwillgranthimitsname.
Fath.6:Willingtoleavehissuccessbehind
Means:Hedeclinestooccupyaposition.
TheTaoistsageLaotzuequatesHeaven'sWaywith"retreatingwhenthetaskisaccomplished."16Chinesetraditioningeneralpraiseswisemenwhoreadilygiveup
theirpositionsoncetheirobjectiveshavebeenachieved.ThebestexamplewasprovidedbytheillustriousDukeofChou(tradit.11thC.B.C.),whosteppeddownas
regentoncehisyoungcharge,KingCh'eng,17wasmatureenoughtotakeuphisresponsibilities.Thetextscelebratethose"withoutpridefulpresumption"or
''contentiousdesire"18forreputation.History(or"Heaven")willrewardthem.
App.7:Havinglefthisvirtueandpropriety,
Eventhreedeathsdonotclearhisname.
Fath.7:Departingfromvirtueandpropriety
Means:Intheend,hediesanuglydeath.
Thenumberthreesignifies"many"deaths.19Heredeathcomesfirsttovirtue,andthentoone'spersonandreputation.Theevilthatmendolivesoninpopularmemory
andhistoricalrecord.
App.8:Themoonisacrescentonhigh
AndFireisaboutto20descend.21
Hecannotusethemtomove
Forinmovement,liesfault.
Fath.8:CrescentmoonandhangingFire
Means:Hefearstosufferblame.
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22
Thecrescentmoonappearsinthefinalthirdofthelunarmonth.TheFireStar(Antares,thecentralstaroftheChineseHeartconstellation), issuspendedjustabove
thehorizoninthetenthmonth,neartheendoftheyear.Bothindicators,then,pointtotheendofthephaseandtheinevitabledyingofthelight.Thepropertimefor
initiativeshasalreadypassed.Thewiseindividualavoidsallprecipitateaction,lesthefallintoerrorthenoblemanwaitsforHeaventoimprovethesituation,knowing
thathehimselfispowerless.
App.9:Heseeksmewithnosuccess
Sincemyturntothenorthwest.
Fath.9:Seeking,butnotgettingme
Means:Howcanitlastlong?
Weakyangch'imakesaturnnorthwest,thedirectionofyin'smaximumactivity.Butthenorthwestisalsothedirectionofyang'srebirth,accordingtotradition.This
suggeststhatofthemanychangesbroughtaboutbythecycle,somemayusherinwelcomeevents.Yin'sdomination,forexample,seemsabsolutenow,butitwillnot
last.Soonnascentyangwillreappear,givinghopetoall.23
CorrelateswithHuman'sMystery
YangthephaseMetalandtheYiching
Hexagramno.36,TheLightInjured1
Hui thesunenterstheBaseconstellation,
No.67.Darkening 13thdegree
October15October19(a.m.)
HEAD:Yinascendstoyang['susualposition]yangdescendstoyin['s].Thingsallarelosinglight.
TheChangeshexagramcorrelatedwiththistetragramsetsthetonefortheHeadandAppraisals:
"Darkening"means"damage,""injury.''...Expansionwillcertainlyencounterresistanceandinjury....2
TheImagetextattachedtothesamehexagramtellsusthattheprimarytechniquethenoblemanusestodealwithsuchsituationsisto"veilhis
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3
light"(i.e.,hidehissuperiority)inordertoliveouthisdaysunharmedamongthebenighted.
Inthenaturalworld,thereremainsonlythegloomycrepuscularlightofwinter.Themyriadthings,whichdependedonyangch'ifortheirlightandvitality,areindecline
nowthatyangretreatsfarbelowearth.4
App.1:Togetherinthedark,5healonesees.
Seclusionisproper.6
Fath.1:Incommondark,theonlyonetosee
Means:Atcenter,heissingularlybrilliant.
Inabenightedage,7whenallseemequallyinthedarkregardingmoralvalues,enlightenmentisstillpossiblefortheindividualintentuponGoodness.However,the
humanepersonwhoisoutofstepwithhisneighborsmaychoosetotemporarilyhidehislight,inordertopreservehimselfinatimeofchaos.Onlyaninnerlightshines
forthinallitsbrilliance.8Afterall,inAppraisal1,itisstilltooearlyforactionthatmayreformtheworld.9
App.2:Blindlyforgingahead,hemeetsobstructions.
Fath.2:Blindlymarchingintoobstacles10
Means:Clearly,hedoesnotseetheWay.11
Therashindividualforgesahead,oblivioustoallthedifficultiesthatlieahead.Butinreality,heisnobetterabletoseetheonetrueWaythana"blindmantappinghis
canetofindtheroad."12OnlystudyoftheAncientscanprovidesufficientguidanceforlife,yetthisindividualclaimstoknowitall.
Byaseriesofpuns,thesamelinesdescribethetopsyturvysituationinwhichtheblindmusicmastersofoldtaughtrecalcitrantrulershow"tosee"basicmoraltruths:
Theblindfightagainstwrong.
ItisthesightedwhodonotseetheWay.
App.3:Yinproceedswhileyangfollows:
Goodformakingwhatisnotbadluck.
Fath.3:Yinproceedingwithyangfollowing
Means:Themattermustgooutside.13
Appraisal3marksthetransitionfromthoughttoaction.Normally,yanginitiatesactivitiestowhichyinresponds.However,bythistimeoftheyear,theircharacteristic
activitieshavebeenreversed.Incertaincircumstances,thepriorityofyinisnowaccountedgood.Forexample,agoodwomanmayleadherhusbandtovirtue.14In
anothercase,thecon
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science(=yin,becauseitisinner)motivatestheindividual'saction(=yang,becauseitisouter).Inallsuchcases,appropriateinternalchangewillhaveitsexternal
effect.15
App.4:Confusinghiscategories,16
Helosesthegoldencasket.
Fath.4:Dimaboutcategories
Means:Lawsandinstitutionsdecline.
InearlyChinesethought,categoricalthinkingprovidesthekeytoalllogic.Ifasuitableanalogytothesagerulers'preceptscanbefound,thencomplicatedmoral
issuescanbeuntangledwithease.Thewiseindividual,therefore,closelyguardsthe"goldencasket,"17thepreciousstrongboxwhereimportantrecordsandstate
documentsarekept.18Butwoetotheindividualwho"confusesthecategories,"whoreasons,inotherwords,byimproperanalogy.Suchmuddleheadedthought
undermineslegal,institutional,andethicalsystems,whoseveryexistencerequiresabodyofprecedents.
App.5:Withthesunatnoon19
Andthemoonquitefull,
ThenoblemandimshimselfSoasnottoenterextremes.
Fath.5:Thenoonsunandthefullmoon
Mean:Bright,hefearsextermination.
Appraisal5,midpointofthetetragramcycle,correspondstothesunathighnoonandthemooninmidmonth.(SuchbrilliantlightmayrecalltheSonofHeaven,usually
assignedtothisPosition.)Buttheforcesofdarknesswillsoonprevail.Thenoblemanattheheightofhispowersshouldconsider"hidinghislight"inordertopreserve
himselfasthecyclebeginsitsdownturn.HeshouldtakeforhismodeltheancientsageChitzu,whoreignedmadnessratherthanservetheevillastkingofShang.20By
reclusion,eitherphysicalorpsychic,themoralsuperiorcanevadethedeclinethattypicallyfollowsgreatflorescence.Onewhoistruly"brilliant"wouldneverendanger
theselfbypressingforfurthergrowthoradvantageatthewrongtime.
App.6:TheDarkBirdisfilledwithworry
Asthelightslipsdownintohiding.
Fath.6:TheDarkBirdfilledwithgrief
Means:Heisabouttodescendtothedark.
TheDarkBirdusuallyreferstoeithertheswalloworthecrane,migratorybirdsthoughtto"worry"atwinter'sapproach.21Here,however,giventhewordplayson
lightandenlightenment,darknessand
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22
moralbenightedness, theDarkBirdmayrefertotheblackcrow,symbolofthesun.Asthesun'slightrecedes,thenoblemanisfilledwithsorrow.Nature's
darkeninghasbroughttomindtheincreasingnumberofsoulswhohaveleftthelighttoslipintothedark.23
App.7:Indarkestnight,24alightisraised.
Somefollowitandgoforth.
Fath.7:Raisingalightatdarkestnight
Means:Virtuewillsoongoforth.25
Thegentleman"raisesalight"forhisfellowmen,eitherbytheforceofhisexampleorbyrecommendingworthycandidatesforoffice.Some,followinghislead,
embarkonthepathofVirtue,sothatenlightenmenteventuallyspreadsthroughouttheland.26
ThemodernscholarYYehreadsthepoemdifferently,sothatitdepictstheabilityofeventheimperfectindividualtoleadotherstotheGood:
Squinting,27hemakesoutthelight.
Some,followinghim,goforth.
App.8:Seeingwhatisnothistruth28
Harmshisownfighteye.29
Itdestroysthestateandruinshishouse.
Fath.8:Thatseeingwrongharmstheeye
Means:Bythis,thestateislost.
Thisrulerfailstodiscernthedifferencebetweentrueandfalse.Actingonfalseassumptions("seeingwhatisunreal"),hisjudgmentishampered.Perhapshealsoinjures
hischiefadvisors,whowouldhaveactedashis"right"eyes,therebybringingruintothestateandroyalhouse.30
App.9:Inthelastdarkdays,31seeingdimnessforitself32
Helpshimstaytrueinanunenlightenedage.33
Fath.9:Thebenefitsofdimminginthelastdarkdays
Mean:Itisnousetobebrilliantalone.34
LikeChitzu,35who"veiledhislight"(byfeigningmadness)inordertoescapeexecutionbythelastevilruleroftheShangdynasty,thegentlemanfacedwithinsoluble
difficultiesinabenightedageattheendofadynasticcyclerecognizeshisowninabilitytoinduceanimmediateimprovement36oneenlightenedpersoncannotlightthe
wholeworld.37Ratherthandrawattentiontohimself,whichmightprovedangerous,hebideshistime,cultivatinghisvirtue,untilsuchtimeashecanactmore
effectively.Seeingdimnessforwhatitis,then,mayleadtogreaterenlightenment.
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CorrelateswithHuman'sMysteryYin
thephaseEarthandtheYiching
Hexagramno.36,TheLightInjured
thesunenterstheChamber
constellation,3ddegreetheDipper
Meng pointsWNWthemusicalnoteisA
No.68.Dimming sharp1
October19(p.m.)October23
HEAD:Yinmarchestothesouth.Yangmarchestothenorth.Thingsloselightandproperorientation.2Notaonebutgrowsincreasinglydim.
Thistetragramisthetwinofthepreviousone,sinceitispairedwiththesameChangeshexagramtherefore,theimagesofdarkeninganddamagecontinue.3Yinand
yangch'ihavereversedtheirusualorientation,withyininthesouthandyanginthenorth.ConfusionreignsastheWinterDewsolarperiodyieldstoFrostfall.All
sentientbeingsgrowdimandfeebleasthelightfails.Humanheartsasaresultbecomeignorantoforinsensibletothevalueoftradition.Allthingsenterthatdreamlike
statewhererealityandillusionareconfused.4
App.1:Thebellydim,heglimpsesHeaven,
Butfailstoseeitsborders.
Fath.1:Dimbelliedandskyglimpsing
Means:Helacksallabilitytosee.
The"belly"referstotheseatoftheemotions(elsewherelocatedintheheartmind).5Withitspowersofperceptionclouded,6theselfcannothopetoimaginethefull
rangeofmarvelousreality.Evenabriefglimpseofthedivinecannotsupportfullillumination.Ignoranceandinsensitivitycontinuetoreign.
App.2:Lucidatheart,heglimpsesHeaven,
Seeingclearitsveryroots.
Fath.2:Brightbelliedandskyglimpsing
Means:Atcenter,exceptionalbrilliance.
ThisAppraisalreversesthemessageofthepreviousAppraisal,predictingthemostprofoundinsight.7
App.3:Blindmasters:someteacharchery
Butfailtohittheirtarget.
Fath.3:Instructionbytheblind
Means:Theylackthemeanstodiscriminate.
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Appraisal3marksthetransitionfromthoughttoaction.Lackingsufficientclarityhimself,howcanateacherenlightenhispupils?AsthephilosopherMenciuswrote:
Menofworthusetheirlighttoenlighten.Nowadayssomewouldusetheirbenightedstatetoenlighten.8
App.4:WithRightashismirror,hedoesnotgoastray.
Toothers,heisonetorelyon.
Fath.4:TheRightreflectingtrue
Means:Integritycanbetrusted.
Whoevertakestheworthymanasmodel9providescontemporarieswithaperfect"mirror"ofgoodconduct.
App.5:Turninghisbackonwhatisbright,
Goingagainstthelight,
Hehitsenvelopingdarkness.
Fath.5:Againstthebright,againstthelight
Means:Thisiswhatothersturnagainst.10
Appraisal5,correspondingtotheSonofHeaven,isrulerofthetetragram.Thearrogantrulerrefusestotakeadvicefromworthysupporters,forhebelieveshimself
sufficientlyenlightened.11Itwillnotbelongbeforehissubjectsrevolt.
App.6:Fromthedarkgoingtothelight,12
Reluctanttodazzleandcharm.13
Fath.6:Thedimlightofday
Means:Thecenterisnotblindedbylight.14
Inabenightedage,thenoblepersonhideshislight,sincetheworldisunusedtosuchbrilliance.15ThecommentatorWangYa,however,offersacompletelydifferent
readingofthepoem:
Fromthedark,goingtolight
Hedoesnotthinkitrighttoflickerorbeweak.
Fromthedark,goingtolight
Means:Thecenterdoesnotobscurethelight.
Bythisreading,thenoblemaniscarefulnottobeliketheweakflickerofasmallcandle.Togiveoutinsufficientlightwillonlyprovemisleadingtoothers.
App.7:Dimmingthegood,16
Theybringtolightwhattheyabhor.17
Fath.7:Evilinobscuringthegood18
Means:Hisunenlightenedstateisalltooclear.
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Appraisal7reflectsthefailureofwilltodogood.Theindividual'sevilpropensitiesgrowincreasinglyobviousovertime.
App.8:Duskisatimethatbenefitsthemoon.
Asmallgoodomen,buttoosoonforstars.
Fath.8:Thatduskfavorsthemoon
Means:Stillthereissomethingtobehopedfor.
Thedimlightofduskasweneartheendofthecyclesetsthestageforthemoon.Sometimesoon,thestarswillcomeout.Althoughthedarkagemightprofitmost
fromthegreatlightprovidedbythesages,alesserlightcanstilldosomegood.19
App.9:Drawnoutsighsatthetime
Donotsecurethegood.
Themalebreaksahairpin.
Thewifechangesherluck.
Fath.9:Notcapturingtheirgood
Means:Thehusbanddies,hiswifesighs.
Deathis,afterall,theextremecaseofdimnessandinsensibility.Whenahusbanddies,hishairpinsarebrokentosignifythathewillnolongerbeusingthem.His
widowchangesherhairornamentstodonmourning,showingallthatherluckhaschangedfortheworse.(Byapun,"luck"and"hairornaments"areread
interchangeablyinthefourthlineoftheAppraisal.)20
CorrelateswithHuman'sMysteryYang
thephaseWaterandtheYiching
Hexagramno.47,Hemmedinthesun
Ch'iung enterstheHeartconstellation,2ddegree
No.69.Exhaustion
October24October28(a.m.)
HEAD:Yinch'ifillsthecaveswhileyanglosesitsplace.Themyriadthingsareexhaustedandagitated.1
Thetetragramtitlecandescribeavarietyofsituationswheretheindividualfacesasymbolicoractualdeadend,includingtheabsoluteexhaustionofone'sphysical
powersandutterimpoverishment.Notsurprisingly,thetetragram,likeitscorrelateChangeshexagram,isgenerallyinauspi
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ciousintone,withgloomypredictionsof"perplexity,""distrust,""losingone'sway,''physicaldangers,andpsychicdiscomforts.However,thesamecharactermaybe
giventhemorepositivemeaningof"reachingtheculmination."Toreachmoralperfectionistheaimofthewouldbesagenobilityofcharacter,inturn,insuresthat
ultimatevictorycanbesnatchedfromtemporarydefeat.AstheChangestellsus,onlythenobleperson"iscapableofbeinginstraitswithoutlosingthepowerto
succeed"2becauseintimesofcrisisheispromptedtoundertakeathoroughgoingreform.Consequently,thevirtuousindividualnotonlysurvivespresentdifficulties,
butevenprospersassoonasthetimesturnmorefavorable.
TheHeadtextcontainsaninternalpun.3Themyriadthingsarenotonlyagitatedandexhaustedbecausetheyhavelosttheirmaster,yangch'i,4theyhavealso"runout
ofplaces"wheretheycanhide.TheAppraisaltextsfocusonexamplesofthosewhohavenohaventowhichtheycanescape.Occasionally,evenmeritorious
individualsfindthemselvescaughtupinwidercyclesofinauspiciousfate.
App.1:Heseeshislimitsaslimits,
Sopeopleembracehimascenter.5
Fath.1:Recognizinghisownlimits
Means:Emotionsdwellatthecenter.
ThefirstlinesoftheAppraisalandFathomingtalkliterallyof"seeinghisextremityasextremity."Oneinterpretationforthelines(reflectedinthistranslation)presumes
thatthetrulysuperiorhumanbeingexertsallhischarismaticpowerstoattract,thenutilizetalentedsupporters,whoregardhimas"center."6Givenhissuasiveinfluence,
thepeopleimitatehim,lettingtheiremotionsalsobecentered.7
Twootherinterpretationsforthesamelinesareequallypossible,however,givensuchawiderangeofmeaningfortheword"extremity."Onealternativehasthenoble
man"seeingthelimitsofhisdesperatestraits."Themoralsuperiorfacespresentcalamitywithperfectequanimity,8inpartbecausenomisfortuneexiststhatcandetera
trulydeterminedwouldbesagefromachievingmoralperfection.AstheAnalectssays,"Thesuperiormancanwithstandextremehardships.Itisonlythesmallman
who,whenfacedwiththem,issweptoffhisfeet."9Oncetheindividualapproachestheperfectionofthesage,hethenemployssuasiveexampletorouseothersto
redirecttheirattentiontothecorevaluesthatconstitutetheGoodinConfuciantradition.
Inyetanotherreading,thepersonofvirtue"pushestotheveryextremeshisownlimits"sothathedailyimprovesinvirtue.10Eventually,havingrealizedthefullhuman
potentialforsagehood,hebecomesamuchbelovedmodelforthecommonpeople.
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App.2:Failingtoseehislimitsaslimits,
Thepeoplecometorejecthimascenter.11
Fath.2:Unawareofhislimits
Means:Deceitcanbemadetoflourish.
Thisverseisthemirroroppositeoftheprecedingone.AswithAppraisal1,therearethreepossiblereadings:(1)theevilindividualfailstoseekguidancesincehedoes
notrecognizehisownlimits(2)theweakperson'sgoodintentionsarejettisonedinthefaceofcalamityand(3)thepettymanfailstopushhispotentialforhumanityto
itsnaturallimits.Theresultofanyoneofthesethreefailuresisthesame.Thepeoplewill"rejecthimascenter."
App.3:Howeverdesperate,histhoughtsapprehend.
Fath.3:Apprehensionindesperatestraits
Means:Atutorresidesintheheart.
"Apprehending"forproponentsoftheConfucianschoolrefersto"apprehendingthe[Confucian]Way,"whiletrue"desperation"ismeasuredintermsofdistancefrom
theWay.12Whenasuperiorpersonfacesacrisis,theinnerresourcesoftheheart/mindwillseehimthrough.Suchresourceshavebeendevelopedbyapriorintensive
studyofvariousclassicalprecedents,ratherthanby"exhaustive[analytical]thinking.''13
App.4:Thesoilisnotsweet.
Treeswitherandlosetheirleaves.14
Fath.4:Adisharmoniousearth
Means:Afflictionextendstothecommonpeople.
Whentheearth,symbolofallthatnourishes,failstosupportluxuriantgrowth,thecommonpeoplefindthemselveswithoutsufficientfoodtoeat.Soonfamineandits
attendantdiseasesappear.Wiseleadersworkhardtoremedythissituation,for"ifthecommonpeoplehavenotenoughfortheirneeds,therulercannotexpectto
haveenoughforhisneeds."15
App.5:Thestewhasnoricecakes.16
Hisbellyrumblesk'ank'an,emptyasadrum,
Yethedoesnotlosehismodel.
Fath.5:Cookeddisheswithoutrice
Mean:Evenso,hedoesnotlosetheRight.
Appraisal5astherulerofthetetragramdepictstheperfectmodelofuprightbehaviorinpoverty.Thisindividualissopoorthathecannotaffordtosupplementhis
meagerstewofgreenswithnourishinggrains.17Nevertheless,hemanagestoperfectlyembodytheancientmodelsofproperbehavior.InthisheislikeYenHui,the
favoritediscipleofConfucius,ofwhomtheMasterremarked:
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IncomparableindeedwasHui.Ahandfulofricetoeat,agourdfulofwatertodrink,livinginameanstreetotherswouldhavefounditunendurablydepressing,buttoHui's
cheerfulnessitmadenodifferenceatall!...HuiwascapableofoccupyinghiswholemindforthreemonthsonendwithnothoughtbutthatofGoodness.18
App.6:Themountainshavenogame.
Theriversboastnofish.
Troublesattacktheperson.
Fath.6:Mountainswithoutbeasts
Mean:Troubletothecommonpeople.
InearlyChinesetradition,theproductsofthemountainsandriversarereservedforthecommonpeople,whousethemtosupplementtheirmeagerdietsandincomes.
Evilrulersoftenclaimedtheseareasastheirownproperty,causingaseverereductioninthepeople'sstandardofliving.Undersuchconditions,"Whilesomemencan
getenoughtoeat,/Fewmencaneattheirfill."19Suchexploitationofthepeopleislikelytobackfire.20
Itisalsopossiblethatthecommonpeoplehavewrecklesslymisusedavailablenaturalresourcesontheirowninitiative,theyhaveburntthehillsidestoflushoutallthe
gameanddrainedthelakestocatchallthefish.Despitethemagnitudeoftheinitialcatch,suchwastefulexploitationoflimitedresourcesdestroysallfuturefood
sources.21
App.7:Thoughhestraightenshisstep,
Helandsin22prison.
Inthreeyears,heseesapardon.23
Fath.7:Rightinghisfoot
Means:Thedangergetshimpeace.
Appraisal7ordinarilyrepresentsthelossofone'sambition,buthereitcorrespondstoluckyDay.Thesubjectofthepoemmodifieshisconductinaccordancewiththe
Right.Thoughheisthrownintoprison,hiscasewillbereviewedandhewillbepardoned.Thesuperiormancalmlyawaitsbettertimes,knowingthatultimatelyhewill
bevindicated.
App.8:Hetrudgesthroughfrostandsnow,
Withhisneckboundtohisknees.
Fath.8:Boundnecktoknee
Means:Afterall,lifeisnotworthliving.
Frostandsnowsymbolizedangerofallsortssincetheyaredifficulttonegotiateinthebestoftimes.Now,boundnecktoknee,thispersonfacesadditional
impediments.Evenifhesurvivesthisordeal,thepainwillbesogreatthatlifewillhardlybeworthliving.
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App.9:Jadecircletsaresmashedandtabletsbroken.
Inmortarandstove,frogsbreed.
CalamitiesfromHeavenareloadedon.24
Fath.9:Circletsandtablets,brokenandsmashed,
Mean:Chancedoesnotfavorhim.25
Thecircletandtabletofjadearesignsofenfeoffmentbestowedbyrulersontheirvassallords.Wantondestructionoftheseinsigniasuggestsaviolentbreachinthe
contractualrelationsbindingsuperiorandinferior.Aspoliticalupheavalplungesallintochaos,entirecommunitiesarelaidwaste,despitethevirtuesofsome.Withthe
populationdecimated,theunusedmortarsandstovesareinhabitedbyfrogs.26Littleseparatesthepitifulsurvivorsfromwildanimals,sincenofoodpreparationis
possible.
CorrelateswithHuman'sMysteryYin
thephaseFireandtheYiching
Hexagramno.23,SplittingApartthe
Ke sunenterstheTailconstellation,2d
No.70.Severance degree
October28(p.m.)NovemberI
HEAD:Yinch'icutsawayatthings.Yang'sformishung1andkilled.2Inseven[timesseven]days,itwillnearlybesevered.
Thistetragram,likethecorrespondinghexagramintheChanges,equatesutterruinwithseveredrelations:"Splittingapartmeansruin."3Inthephenomenalworld,yin
andyangch'iareopenlyantagonistic.Withsome49(77)daysleftuntilthewintersolstice,whenyangch'iwillseemtodieunderyin'spower,theutterextinctionof
yangseemsarealpossibility.Afterall,thedestructionofHunt'un,symboloftheprimevalchaos,issaidtohaverequiredonlysevendays.4Howeverbloodthirstyyin's
actionmayappear,itultimately(andparadoxically)provokesastrongeryangch'i.Thoseoftrueunderstandingrecognize"thealternationofincreaseanddecrease"as
thecourseofHeaven.5Theythereforelooktopatchupseriousbreachesandestrangements.Onegoodwayisforsuperiors"togivegenerouslytothosebelow,''as
theChangessuggests.6
App.1:Cuttingoffhisearsandeyes
Affectshismindandbelly.
Danger.
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Fath.1:Cuttingoffearsandeyes
Means:Thecenterhasnooutlet.
Theearsandeyessupplytheinnerorganswithperceptualevidence,therebyinsuringtheproperfunctioningandprotectionofthecenter.Theindividualwhoisdeaf
andblind(eitherliterallyormetaphorically),findsitdifficulttosustaintheself,letaloneprosper.Dangerliesahead.
Thislessonmaybeappliedtoaffairsatcourt.Sincetherulerseldomleavestheconfinesofhispalace,hedependsuponotherstogatherinformationforhim.Loyal
advisorsmaybelikenedtotheruler'searsandeyes.Shouldtherulerpunishthosewhotellhimthetruestateofaffairs,hewillhavedestroyedtheonetoolwithwhich
hecancorrectcurrentpolicy.Inconsequence,histhronewillbeendangered.7
App.2:Cuttingoffhiswartsandwens
Helpstomakehimincorrupt.
Fath.2:Cuttingoffwartsandtumors
Means:Whatisloathesomecannotgrowbig.
Wartsandtumorssymbolizecorruptdeedspromptedbygreed.8Whenillnesspollutesthebody,theonlyhopeofacuremaylieinlancingtheinfectedareas.Though
hardlypleasant,thebenefitofsuchdecisiveactionisevident:thefleshisnolongerplaguedbyfesteringcorruption.Byanalogy,thewiseindividualhealshimselfby
swiftlyexcisingallimpurities.Theruler,forhispart,expelsevilofficialsfromcourt.
App.3:Cuttingthenosetofeedthemouth,
Heloseswhatletshimbreathe.
Fath.3:CuttingthenoseandlosingtheMaster
Means:Thelossbringsnoglory.
Ingreatstupidity,thisindividualfeedsoneorgan(inChinese,one"Master")toanother,forgettingthatbothareneededifthebodyistoprosper.Consideringthelack
ofmeatonthenose,theactisparticularlyabsurd.Importantlessonsmaybedrawnfromthis.Perhapsthe"nose"(i.e.,aloyalministerwhosmellsouttrouble)is
"sacrificed"totheunprincipledruler.9Or,astwocommentatorssuggest,perhaps''thoseabovearehurtinordertofeedthosebelow."10
App.4:Thebutcherhacksmeatinevenpieces.
Fath.4:Thebutcher'sevenhacking
Means:Perfectioncanexist.11
Thegoodbutcherhacksthemeatevenlyandeasilyoffthebones.Inthisheislikethechiefminister,whosejobitistofairlyapportiongovernmentpositionsamong
suitablecandidates.12Confuciusremarkedofthis
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13
weightytask,"Idonotfear[thatthestate]hasfew[resources],butIfearunjustdistribution."
App.5:Cuttingoffhisthighsandarms,
Helosestheuseofhishorsesinshafts.14
Fath.5:Cuttingoffhisthighsandarms
Means:Gonearethegreatofficials.
Thighandforearmtypicallysymbolizetheruler'schiefministers"horsesinshafts"probablystandsforthecommonpeople.ThepoemtellsusthattheSonofHeaven
cannothopetoextendhisinfluencethroughouttherealmifheseversgoodrelationswithhischiefministers.
App.6:Thoughhecutsit,thereisnowound.
Itsatisfiesallonallfoursides.
Fath.6:Cuttingwithoutharm
Means:TheWaycanbedivided.
Withmostentities,acutordivisionnecessarilyentailsawound.ThecaseoftheTao,however,isstartlinglydifferent.Onecanapportioncourtesyandcaretoall,
withoutfearofthesupplyeverrunningout.Paradoxically,themoregenerousthegift,themorethegiverreceives.
App.7:Violetrainbows,carnelianclouds
Likefriends15encirclethesun.
Hisafflictionisnotexcised.
Fath.7:Violetrainbowsandcarnelianclouds
Mean:Hedoesnotknowtocutthem.
Spectacularrainbowsandbrightlycoloredclouds,foralltheirapparentbeauty,leadtheeyeawayfromthesun.16Ifbrilliantbutcunningadvisorssurroundtheleader,
theymaytrytocompetewithhimforattentionorpreventhislightfromreachingthecommonpeople.Relationswithsuchadvisorsshouldbesevered.
App.8:Cuttingouttheborers,
Hegetsatourheart'sdisease.17
Fath.8:Cuttingouttheparasites
Means:Thisisgoodforthestate.
Theparasiteorborerstandsforindividualswhosebeliefsandactionsunderminethehealthystate.MasterHanFeiincludedConfuciansinthiscategory,sincegood
Confuciansplaceloyaltytothefamilyoverloyaltytothestate.18YangHsiungturnsthemetaphoraround,attackingadherentsofheterodoxteachings,includingthe
Legalists.Whenthestateisridofsuchparasites,itwillflourishonceagain.
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App.9:Cuttingthefleshtogetatthebones,
Thecrownisdrownedinblood.
Fath.9:Tocutthefleshanddrowninblood
Means:Heisunabletokeephimselfwhole.
ThefinalAppraisaldepictstheharmthatcomesfromtoomuchdeepcutting.Asmuscleandbloodvesselsaresevered,lossofbloodanditsattendantriskofinfection
makedeathalmostcertain.Appliedtothestate,themetaphorsuggeststhattheruler'scruelexploitationofhissubjectswillendinhisowndeath.
CorrelateswithHuman'sMystery
YangthephaseWoodandtheYi
chingHexagramno.52,Stopping1
Chih thesunenterstheTailconstellation,
No.71Stoppage 6thdegree
November2November6(a.m.)
HEAD:Yin,enlarged,stopsthingsabove,andyangforitspartstopsthingsbelow.2Aboveandbelow,togethertheystopeverything.
TheWinterOnsetsolarperiodbeginswiththelastAppraisalofthistetragram.Aseventeenthcenturycommentatordescribescosmictrendsinthisway:
Atthistime,theFrostfallsolarperiodisalreadypast.Hibernatinginsectsallhunkerdown.Themagpieshaveenteredtheoceanstobecomeoysters.Whateverfatthereisin
thingshasturnedtoyinwiththeshrinkingandsplittingalreadycomplete,thereisnoway[foryinch'i]torequisitionmore.Therefore,[yin]quitsitstyrannicalandbullyingrule
above,andtemporarilystopstocalculate[thesituation].Yanglikewisestopsbelowinfearofyin'sawesomemajesty,afraidofits[yin's]destructive[action].Therefore,it[yang]
hidesitsshadowintheMysteryPalace[farbelowtheearth'ssurface,]notdaringtocomeoutagain,hopinginthiswaytoavoidfurtherparingofits[resources].3
Inessence,yinandyangarecutofffromeachother,thoughgoodfortunedependsupontheirsuccessfulinteraction.4Themyriadthingsasaresultare"eachstoppedin
theirtracks,sothattheydonotproceed"ob
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Figure19
Kupoisonbeingexpelledbyanexorcistfromavictim.Illustrationfrom
Wuliangts'e(EasternHan),leftchamber,no.4.
structedbyyin'sgrowthabove,theywouldretreattoyangbelow.5TheChangescharacterizeshumanrelationsinmuchthesamelanguage:
Thoseaboveandbelowareinoppositionandhavenothingincommon....Thesuperiormandoesnotpermithisthoughtstogobeyondhissituation.6
Withbothcosmosandsocietyonthevergeofanabsolutesplit,thewisepersonfocuseshisorherentireattentionuponpresentdangersand"knowswhentostop"
takingtheinitative.7Notsurprisingly,boththistetragramanditscorrespondenthexagramtendtofocusonthenegativeaspectsofstoppage.
App.1:Stoppingatthestoppingplace,
Thereisinnerlightandnoblame.
Fath.1:Stoppingattherightplace
Means:Wisdomenoughforenlightenment.
Appraisal1correspondstoWaterinthecycleoftheFivePhases.Thecultivatedmind,undistractedbyinappropriateorexcessivedesires,reflectsvirtuewiththe
samedegreeofaccuracyasastillpoolofwater.Asthe"GreatLearning"teachesus:
Page390
Knowwhentostopandthenyoucanbequiescent.Bequiescentandthenyoucanbeatpeace.Beatpeaceandthenyoucanthink.Thinkandthenyoucanachieveeverything.8
App.2:Brakingthecart,hewaits
Forthehorsetocometoahalt.
Fath.2:Thecarriagebraked,hewaits.9
Meaning:Hecannotuseittogoforward.
Appraisal2correspondstothemiddlestageofthethoughtprocessandtothestatusof"commoners."Whenexternalconstraintsareapplied,allmovementslowly
grindstoahalt.Someonewithhalfbakedplansorinsufficientwisdom10nowfindshimselfunabletoproceed.Atsomelatertime,itmaybesafetocontinuethe
journey.11
App.3:Closinghisgatesanddoors,
Bythishestopsk umadness.12
Fath.3:Closinghisgatesanddoors
Means:Hepreventswhateverisnotright.
Kuindicatesavarietyofvirulentpoisonsassociatedwithsexualindulgenceandblackmagic.Thepictographshowsthreeinsects,worms,orreptilesinabowl,a
possiblereferencetothestandardrecipeforconcoctingthepoison:Leaveseveralpoisonousinsectsorreptilesinacoveredjaruntilonehasdevouredalltheothers,
thenextracttheconcentratedpoisonofthesurvivor.Thepoemurgesthereadertoclosehismindtoalldangerousimpulses,delusions,andheterodoxarguments,allof
whichpoisontheperceptions.13Lewdandsuperstitiousmenshouldalsobeshunned.14
App.4:Theystopatsaplings
Toseektheirluxuriantfruits.15
Fath.4:Stoppingbyyoungtrees
Means:Theirsisafruitlesssearch.
Appraisal4markstheinitialtransitionfromthoughttoactionformthoughttpactionHowever,someprematurelylookforperfectionandcompletion.16Shouldfurther
cultivationofthetree(i.e.,theheart/mind)bediscontinued,thetreemayneverbearfruituponmaturitybyanalogy,thepettymanrushestowardsanambitiousgoal,
suchashighoffice,beforeheisready.17
App.5:Pillarskeepthehouseinplace.18
Canopiesshieldthecarriage.
Hubsbalancethespacebetween.
Fath.5:Pillars,canopies,andhub
Mean:Theyhonorthecenter.
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Humancivilizationdependsuponanumberofinventionsthatexemplifythetwinprinciplesof"notmoving"(i.e.,stability)andcentrality.Thepillars,positionedat
regularintervals,beartheweightofthehome.Thecanopy,ifproperlycentered,shelterstheentirecarriagefromtheelements.Finally,thehubkeepsspokesandaxles
inplacewhilethewheelsmove.Likewise,thegoodrulerknowsenoughtopromotestabilitywithcentrality.Hesteadiesthestatelikeapillarhesheltersthecommon
peoplelikeacanopyhefunctionsasthehubofhiskingdom.Healonehastheabilitytocoordinatehissubjects'activitiessothattheireffortsconvergeproductively.19
App.6:Squarewheelsandangular20axles
Makeforbumpyridesinthecart.
Fath.6:Squarewheelsandbumpyroads
Mean:Ateveryturn,hejoltshimself.
TheearlyChinesebelievedthatthesagesofoldinventedcertainfundamentaltoolslikecartsandroadstofacilitatethedevelopmentofhumancivilization.Ifsuchtools
arewronglyfashioned,clearlytheirmostbasicfunctions,letalonetheirdivineoriginsincosmicpatterns,arenolongerunderstood.Justliketheillmadecartlurching
along,societymuddlesalonguncomfortablyandwithoutstability.SmoothprogressintheWaybecomesimpossible.
App.7:Whenthecarthasitswheelstiedon,21
Thehorsewearsoutitshooves.22
Tostopisgood.
Fath.7:Cartstiedandhorsestired
Mean:Toproceedcanbedifficult.23
Normally,Appraisal7,thoughalignedwithDefeat,isluckyinanoddnumberedtetragrambecauseitisalignedwithauspiciousDay.Here,however,thecartisworse
thanuseless.Eitheritisinsuchpoorrepairthatitswheelshavetobetiedonorelseitswheelsare"tiedup"(i.e.,clogged)bydebrisandmudfromtheroadortangled
ropes.Compoundingthedifficulty,thecartisdrawnbyanoldnagwhosehoovesarewornthin.Thewiseperson,recognizingthenatureoftheproblem,stopsto
makemajorrepairs.
App.8:Goodbowsreturnsodothebad.
Goodmountsareheadstrongsoarethebad.
Snapthebowstring,smashthecart,
Forthiswillneverstop.24
Fath.8:Bowsthatreturnandheadstronghorses
Mean:Intheend,theyareunusable.
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Thebowandhorsesymbolizeman'sdevelopedcapacities,sincealongcourseoftrainingprecedesskilleduseofthesetools.Evenaftertraining,thetoolsmayprove
unusable.Forexample,eventhebestwoodenbow,becauseofitssensitivitytomoistureandheat,mayloseitspropertension.25Similarly,aspiritedhorseattimes
seemsunruly.Clearly,poorlymadebowsandunbrokenhorsesareevenlessuseable.26Toemploysuchtoolseventemporarilymayendindisaster.27Byanalogy,a
person'smettlemustbefullytrainedandtestedifproperuseistobemadeofhim.28Andevenagoodperson,improperlyemployed,willmakemistakes.29
App.9:Brokenonatreestump,30
Andsnaggedonknifesharpstones,
Itstops.
Fath.9:Brokenontrees,snaggedonstones
Means:Thisiswherethenoblemanstops.
As"successivecalamitiesbefallthejourney,thenobleman,recognizingthehopelessnessofhissituation,"knowsenoughtostop."
CorrelateswithHuman'sMystery
YinthephaseMetalandtheYi
chingHexagramno.52,Stopping1
Chien thesunenterstheTail
No.72.Hardness constellation,10thdegree
November6(p.m.)November10
HEAD:Yin'sformiscoveredwithcallouseswhileyanglosesitsmainthread.Thingscompeteinhardeningthemselves.
TheassignmentofthistetragramtothepatronphaseMetalmayaccountforthetetragram'stitle.Thehardnessofmetalmaybereinforcedbythemountainsmentioned
inthecorrespondentChangeshexagram.2Inanycase,asyinch'ibuildsatoughoutercasing,yanggrowscorrespondinglyweakeruntilitlosesthemainfunctionofits
existence(literally,"itsmainthread"),itspropensityfornurturing.Inimitationofyinch'i,themyriadthingsbegintocompetewitheachotherforscarceresourcesunder
winter'sharshconditions.Theironlyhopeofsurvivalliesinhardeningthemselves.Inthehumanrealm,asinthenaturalworldofHeavenandEarth,bothadvantages
anddisadvantagesaccruefromthistendencytohardness.AstaunchdefenseoftheGood,ofcourse,iscorn
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mendable,butstubbornnessinpursuitoflessergoalsislikelytoleadtofailure.
App.1:Themassivestonessohardinside
Donotchangeforthegood.
Fath.1:Thatmassivestonesarehardinside
Means:Theycannotbetransformed.
Appraisal1correspondstotheBeginningofThought.Anobdurate,massivestonesymbolizesastubborninabilitytorethinkdecisionsbeforeembarkingupona
disastrouscourseofaction.AsConfuciusremarked,"Itisonlythevery...stupidestwhodonotchange."3
App.2:Firmandwhite,thejadeform
Changesinsideforthebetter.
Fath.2:Firmandwhite,thejadeform
Means:Changesarerightlymade.
InthisAppraisalassignedtotheMiddleofThought,YangHsiungclearlyreferstoaChangespassagedepictingtheheart/mindofthenoblemanas"jadelike"and
"firmasarock."4Howeverfinethebasicstuffofhumanity,itcanalwaysbeimproved,likejade,throughpolishing.Firmnessmustbeoffsetbyflexibilityandmutability
ifselfcultivationistooccur.
App.3:Firmnessisnotpervasive.5
Somethingleaksatitscenter.
Fath.3:Firmnessnotpervasive
Means:Itcannotmaintainuniformity.
Inthecalendaryear,wenowfacethefirstseverefreezes,thoughtheicemaynotyethavefrozenfirmonrivers.Justasitistreacheroustowalkoversoftorthinice,it
isdangeroustobe"mushy"or"soft"atcenter(thatis,towaverinone'sconvictions).Typically,thepettypersonhasbothgoodandevilimpulses.Whilehemayinitiate
agoodact,helackstheinnerstrengthtocarryitthroughtocompletion.Asthoughtyieldstoaction,thereaderisremindedofthehazardsofweaknessand
inconsistency.6
App.4:Smallbees,busybusy,
Swarmattheirhive7
Tomakeitfirmnotbig.
Fath.4:Smallbees,busybusy,
Mean:Thebeessecuretheirbase.
AsinWesternculture,inChinabeessymbolizeproductivecommunity.Thebaseofthehivestandsforvirtueitschamber,forthestate.Justasworkerbeesfollowthe
directionofthequeen,hardworkingmembers
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ofthecommunitymanagetobuildafirmbasisforproductivelifeaftertheirrulerhelpsthemrealizeanimportantlesson:contrarytothetheoriesoftheLegalists,true
securitydoesnotdependuponthesizeofthecommunitybutuponitsdedicationtoacommonpurposeintheGood.8
App.5:Thehiveisbig,theswarmissmall
Andsoithangsempty.
Fath.5:Abighiveandasmallswarm
Means:Thestateisemptyandhollow.
Appraisal5istherulerofthetetragramhence,itsreferencetopoliticsandtheSonofHeaven.TheLegalistleader,preoccupiedwithaggrandizinghispositionand
enlarginghisterritory,neglectstobuilduphis"base"invirtue.Asaresult,therearefewreliablealliesinhisinnercircle.Soontheempirecollapsesduetothelackof
goodmen.9
App.6:Theswarmisfine,sofine,
SuspendedovertheNineProvinces.
Fath.6:Thetinyswarmsuspended
Means:Thepeoplearethusatpeace.
Theprofessionalbeekeeper,knowingthatbeesaredocilejustaftertheswarmalights,picksthattimetohandlethem.Byanalogy,theskillfulrulerchoosestheright
timetoeffectchangesoastoretainhissubjects'allegiance.Inthisway,hisinfluenceisgreatlyextended.10
App.7:Thehardhead11smacksintothehill.
Fath.7:Ahardheadpittedagainstahill
Means:Heknowsnotwherehe'sgoing.
Thebullheadedindividualwhofailstoascertainthepropermoralcourserunsheadlongintodisaster.12Ironically,hisverystrengthofpurposeprovestobehisultimate
undoing.Blindtothefactthathecouldeasilycircumventmanyobstaclesbychangingdirection,hestubbornlypersistsinerroruntilitdestroyshim.Tomiscalculate
one'sownstrengthistantamounttosuicide.13
App.8:Confidentandfirmincalamity,14
Heusesonlythehsiehchih'ssigns.15
Fath.8:Secureandstrongincalamity
Means:Heusesthestraightpath.16
InChinesemyth,thehsiehchihresemblesanoxwithonehorn.Legendcreditsitwithanuncannyabilitytodistinguishrightfromwrong.Therefore,inancientlegal
trialsitwaspurportedlyemployedtodeterminetheguiltyparties.17Thegoodpersonuseshisconscienceandthe
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ClassicstodeterminetheRight,neverwaveringinhispursuitofit,evenincalamity.SuchsteadfastservicetotheGoodcontrastsfavorablywiththebullheadedness
depictedinAppraisal7.
App.9:Thebeesburningtheirhive18
Bringruintotheirforebears.
Fath.9:Beesburningtheirhive
Means:Whattheyrelyuponisruined.
Here,attheendofthecycle,supremelyarrogantindividualsdestroytheirowncommunity.WhiletheChangeslikensthisto"birdsburningtheirownnest,"19the
Mysterycomparesittobeesburningtheirownhive.Allthathasbeenbuiltovergenerationsisnowlostinageneralconflagration.
CorrelateswithHuman'sMystery
YangthephaseWaterandtheYi
chingHexagramno.63,After
Chien CompletionthesunenterstheTail
No.73.Completion constellation,15thdegree
November11November15(a.m.)
HEAD:Yinch'iispurerightnow.1Yangisstoredinanuminous[region].2Things,beingrescued,completetheirforms.
Atthispointinthecalendar,yangch'ihascompletelydisappearedfromsight.Itnowisstoredawaybelowthesurfaceoftheearth,thoughitsvitalitycannotbe
completelyextinguished.Fromfarbelowitprovidesenoughlifegivingimpulsetorescuethemyriadthingsfromutterextinction.Pureyinforitspartrepresents"pure"
cold.3Thetetragramtitle,Completion,then,referstonofewerthanthreeseparatephenomena:(1)thefullnessofwintrycoldbroughtaboutbythecomplete
separationofyinfromyangch'i4(2)thevariousaccomplishmentsthatperfectthesocialorderand(3)theimminentclosureofthecycleofeightyonetetragrams.It
isappropriatethatallthreephenomenaareassignedtotherealmofMan,for"itisHeaventhatgeneratesallthemyriadthings.AndthenitisEarththatnourishesthem.
Butitisthesages[i.e.,Manparexcellence]whobringthemtofulfillment."5
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App.1:Completionseemsobstructed,
Itsuse,thoughunending,ishidden.
Fath.1:Completionlikeanobstruction
Means:Thusitremainsundefeated.
TheLaotzuwrites,''Greatcompletionseemsdeficient,/Yetitsuseisnotspoiled."6TheTaoneverdrawsattentiontoitsownoperations,yetnothing.remainsundone.
Byanalogy,thenoblemanneverparadeshistalentsandvirtues.Consequently,noonecreditshimwitheffectinggreatreforms.Tosome,hemayevenseem
uncultivatedorlaxinhisbehavior.Theadvantageofthisisthathedoesnotinspireenvyordislike.Asaresultofhismodesty,heisneverharmed.7
App.2:Tenuousachievementsandconstantchange:
Beforeitisdone,hegrowslax.8
Fath.2:Tenuousachievements,continualchange,
Mean:Hecannotkeepupwithhimself.
Repeatedchangetendstodisastersinceitbewildersmostpeople.HanphilosophersprovedthispointbythedramaticexampleoftheFirstEmperorofCh'in(d.208
B.C.).Bycontrast,theclassicdescriptionoftheancientsagekingsshowsthempreferringsubtleadjustments,incrementalchange,andnaturalinducementstoovert
change:
They[thesages]broughtcontinuitytotheirchanges,sothatthepeopledidnotgrowweary....[Only]whenonechangehadrunitsfullcoursedidtheyeffectanother.9
App.3:Hecompletestheleapbydrawingback.
Completingtheflight,heisnotcaught.
Fath.3:Completingleapsbydrawingback
Means:Incompletion,virtueisstrong.10
Position3byYang'sschemacorrelateswithadvancementinrankorstatus.Heretheindividualknowsenoughtorealizethathemustcurbhisdesiresforelusivegoals.
Paradoxically,hemakestremendousprogresspreciselybyshrinkingbackwithhumility.Heisultimatelyraisedhigh,thoughhehasneverpursuedwealthorfame.As
theoldproverbhasit,"Contractthefootbeforeyouleap.Foldinthewingsbeforeyoufly."
App.4:Onthevergeofcompletion,
Heboastsandisthusdefeated.
Fath.4:Braggingwhennearlydone
Means:AchievingtheWayisimpaired.
Theunwiseindividualprematurelybragsabouthisaccomplishments.SuchconducthampersfullattainmentoftheWay.
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11
App.5:Ifhiscenteriscomplete,
Healoneoverseesall.
Suchisgreatness.
Fath.5:Singularoversightbyacentercomplete
Means:Hecantakethecenterposition.
Position5correspondstotheSonofHeavenandistherulerofthetetragram.Here,YangHsiungadaptsthelanguageofLegalismonstrategicadvantagetoexpressa
profoundlyConfucianmessage:Ideally,theemperorisatcenter(thatis,inhisinnermostself)amodelofperfection,sincehehasAllunderHeaveninhiscare.
App.6:Incompletion,soconceitedandmeanishe
Thatcompletiononlygarnerscalamity.
Fath.6:Arroganceincompleting
Means:Hefailstoemploymodesty.12
Position6ispastthehalfwaypointofthetetragram.PairedwithinauspiciousNight,hereitportendsoverweeningarrogancecoupledwithhighposition,acombination
thatcanonlyendintheindividual'sdownfall.13
App.7:Perfectionmarred,herepairs.
Fath.7:Repairingdefects
Means:Surelyitishardtocarryon.
Position7correspondstothelossofambitionortodefeat.Here,however,itcorrespondstoauspiciousDay.Eventhoughhisachievementsareplaguedbyflawsand
faults,thesuperiormanworkshardtocorrectthem,despitethelatehour.Forthatreason,thedefectscannotpersist.
App.8:Thetimeisperfectbutheisnot.
Heavenrainsdownnogoodomens.14
Fath.8:Thetimebeingperfectwhileheisnot
Means:Hefailstostrikeitonhisown.
Position8representstheinauspiciousendofthecycle.Whenhumanbeingsdonotavailthemselvesofopportunitiesforimprovement,disasterissuretofollow.
Heavenrainscalamitydownupontheunrighteous.
App.9:Withcompletion,exhaustion15
Entersdefeat:Destructioncomplete.
Thenoblemandoesnotcomplete.16
App.9:Incompleting,exhaustedanddestroyed
Means:Thenoblemanbythisachieveshisends.
Duetothecyclicalnatureofthings,completionultimatelyentailsdefeat.Thesuperiorman,realizingthis,regardshimselfalwaysasin
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17
completeandimperfect.Byfocusingupondailyrenewalandselfimprovement,hemaintainsgoodfortuneandhighrank.
CorrelateswithHuman'sMystery
YinthephaseFireandtheYiching
Hexagramno.21,BitingThrough
Chih thesunenterstheWinnower
No.74.Closure constellation,1stdegree
November15(p.m.)November19
HEAD:Ascontactbetweenyinandyangfalters,1eachclosesinonitselfsothatitbecomesasingleentity.2Theirillfortunecausesthemyriadthingstoweep.
Thetetragramtitle,whichisagraphicpunapparentlyinventedbyYangHsiung,shows"adoortightlyshut,"aperfectsymbolofcontactthatiscompletely"blocked
off."3Asyinflourishes,yangdeclines.Withthisreversaloftheirconventionalvalues,yinandyangfalterintheirnewroles,thenfinallyretreatintoseparatespheres.
Thisradicalseparationmeansruinforthemyriadthings,whosecontinuedexistencedependsupontheirunion,asTetragram16,entitledContact,showsus.
App.1:Roundpegandsquaresocket:4
Insideisabadfit.
Fath.1:Circleandsquare,pegandsocket,
Mean:Inside,theymisseachother.
Theselinesgiveaclassicexampleofalackofcorrespondence:theroundpeginasquarehole.SinceAppraisal1isassignedtotheBeginningofThought,itis
appropriatetoapplythemtothethoughtprocesses,whichareviewedassuccessiveattemptstofitexternaleventsintotheirpropercategoricalslots.Obviously,the
heart/mindfailstofunctionhere.Thisfailureinturnprecludesthepossibilityoftruecommunityamongmen,sincethatmustbebasedonsharedmoralperceptions.
App.2:Closewithnointerveninggap<.
Fath.2:Closewithnogap
Means:Thetwoareasone.
Truesagelinessdependsupontheabilitytoperfectlymatchexternaleventswithinternalmoralcategories.Rightthinking,then,isakindof
Page399
psychicuniononwhichtrueunionisbased.TheultimatepowerofsuchunionsissuggestedbytheChanges,whichsays:
Whentwopersonsareofoneheart
Theyaresharpenoughtocutmetal.5
App.3:Thedragonstealsinto6another'slair.
Itslightisthenlosttothehouse.
Fath.3:Thedragonslippingintothewrongcave
Means:Itfailsinitsconstantrules.
Yangch'i(alignedwiththedragon,theeast,andspring)retreatsbelowground,thoughthedragongenerallyprefersitsnaturalhabitatonhighmountainpeaks
wreathedinrainclouds.Eventhemarvelousdragoncanonlyflourishintheproperenvironment.Shoulditstealintothewrongtypeofcave,itnotonlyendangersitself
butitalsodeprivesitsdependentsofitsbeneficentpower.Byanalogy,thepromisingindividualwhoacceptsanunsuitablepositionrisksdisgracetohimselfandharm
tothecommunity.SinceAppraisal3correspondsto"Advance,"YangHsiung'swarningistimely.
App.4:Toimmersethenoseinfragrantfats
Isgoodforbeautyandpropriety.
Fath.4:Theproprietyofimmersingthenose
Means:Hesinksinwhatisfragrant.7
Becausefattymeats,fragrantfromcooking,nourishourbodies,thecorrespondenthexagramcallsitagoodomento"sinkourteethinthetendermeatuntilthenose
disappears."8Thegoodpersonalsoexudesafragrance(anoble"reputation")thatsustainswhiledullingthecravingforlesssavorythings.9Asthoughtturnstoactionin
Appraisal4,weshouldconsiderhowbesttoimmerseourselvesinthemodelofthesages.
App.5:Gnawingbones,hebreakshisteeth
Enoughtofillacrock.
Fath.5:Gnawingbonesandbreakingteeth
Mean:Hegreatlycovetsprofit.
WithAppraisal5therulerofthetetragram,thepettypersoninhighpositioniswillingtoinflictanysortofviolenceuponothersinhisruthlesspursuitofprofit.Inthis,
heislikethevoraciousdinerwhochewseventhebones,lestthesmallestmorselescapehim.Byhisrapaciousdemandsfortaxes,hemayevenhaveinflictedfamine,
orworsecannibalism,uponhissubjects.Beforelong,theevilconsequencesofunrestrainedgreedbecomeevident.Brokenteethwill"fillthecrock,"apossible
referencetofuneraryurns.10Harminflicteduponothersthroughgreedsoon
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11
comesbacktohauntusitislike"bitingthroughdriedmeattogetpoison."
App.6:Lappingupsweat12
Togainitsglossysmoothness.13
Fath.6:Lappingupsweat,slurpslurp,
Means:TheWayisworthbeingrelished.
Bythesweatofone'sbrowonesecuresgreatgoodfortune.Oddlyenough,theprofusesweatingthataccompanieshardworkdoesnotundulytiretheperson,but
insteadlubricatesthejoints,massagingthemwithpreciousoils.Inthisway,sustainedeffortdevotedtotheGoodultimatelyprovidesrefreshmentandrelief.14
App.7:Despitethebreach,forcingafit:15
What'sjoinedatfirst,latersplits.
Fath.7:Forcingtheirfaultstogether
Means:Theirunionfallsapart.
WhenthepanelsofatraditionalChinesegateareunevenlyhung,thegatewillnotshuttightunlessthepanelsareforcedintoplaceeverytime.Soonerorlater,that
forcingwillruinthepanels.Byanalogy,defectsina.union,initiallyglossedover,willresurface,causinganirreparablebreak.
App.8:Herepairsthebreaks,
Andcoverstheflaws.
Suchapersonisdazzlingandstrong.
Fath.8:Repairingbreaksandcoveringflaws
Means:Heisstillcapableofimprovement.
Solongastheindividualdedicateshimselftothetaskofselfcultivation,evenatAppraisal8itisnottoolatetoreform.Theversesalsoworkasadescriptionofthe
faithfulfriendwhoencouragesimprovement.16
App.9:Asyinandyangstarttotransform,
Theychangetoredandwhite.
Fath.9:Yinturningredasyangturnswhite17
Means:Reachingtheirlimits,theythenreverse.
Thoughtheexactsignificanceofthiscolorchangeislosttous,theversesprobablyuseanapparentanomalyinthetraditionalcorrelationsofcolormagictosuggestan
unhealthydisjunctioninconventionalvalues.18InChina,thecolorwhiteisalwaysusedformourningwhiletheredofthenewbornbabeisasignofhealth,perfect
potential,andvirility.Also,thesamesystemthatcorrelateswinterandyinwithsnowywhitetiessummertored,toheat,andtoyangch'i.Thus,assummeryieldsto
winter,redpalestowhiteaswinterreignssupreme,whatisfundamentallywhiteglowswithruddyhealth.19Withnormalvaluesreversed,anewcycleis
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20
abouttobegin.(Thismayevenhintatachangeinthedynasticmandate.) Suchdramaticdisjunctionsandmetamorphosesareinherentlydangerous.Thewiseman
takeswarning.
CorrelateswithHuman'sMystery
YangthephaseWoodandtheYi
chingHexagramno.28,Great
Errorthesunentersthe
Winnowerconstellation,6th
Shih degreetheDipperpointsNNW
No.75.Failure themusicalNoteisB
November20November24(a.m.)
HEAD:Yinonagrandscaleactslikeabandit.Yangcannotgainanything.Thingssinkintotheunfathomable.
WiththistetragramwemovepasttheWinterOnsetsolarperiodintofullwinter,whenyangcannolongerresisttherepeatedonslaughtsofyinch'i.Inthisunequal
stragglebetweenyinandyang,themyriadthingswillsuffergreatly,sinkingintodeclineanddeathuntilgreaterbalanceisrestoredinthecycle.Inhumanlife,the
sufferingoccasionedbytheinternalstrugglebetweengoodandevilcanbemitigatedbyareturntobalanceandthereformofone'sconduct.
App.1:StabbingattheVoid,
Plungingintheblade.
Fath.1:StabbingtheVoid,sinkingtheblade
Means:Deeplyhepondershisownfirstsigns.1
InthisAppraisalalignedwiththeBeginningofThought,theVoidreferstothemind.Thenoblemanexamineshisinnermostthoughts,intentupondestroyinganytraces
ofevil,howeversmall.Inanalternatereading,theVoidsymbolizestheemptinessandvanityofcertaingoals.Anyonewho"takesastab"atsuchgoalsfindsthemas
ephemeralastheair.Becausesuchmisdirectedactivityoftenendsintragedy,thewisemanhopestoexciseanysignofthepettywithinhimself.2
App.2:Paltryvirtuebreedssmallfailures.3
Fath.2:Failuresfrompaltryvirtue
Mean:Heknowstoolittletofearfirstsigns.4
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Appraisal2,alignedwithlowposition,coincidesherewithinauspiciousNight.Thepettypersonthinkshisownpaltryvirtuesufficientforsuccess.Persistinginhis
errors,heneveracquiressufficientpowertorealizehisgoals.Minorerrorsmultiplyintomajordisasters.5
App.3:Persistent6andcompliant,
Anxious7andattentive,8
Inhisheart,headvances.9
Fath.3:Persistentandcompliant
Means:Heisabletoreformhimself.
Appraisal3,correlatedwithadvancement,describesthebestattitudeforthosewhointendtoprogress:Eachindividualmustpersistincomplyingwiththedictatesof
theconscience.
App.4:Trustinghisfaults,hedoesnoteat,
So,likethesun,hesinksfromsight.
Fath.4:Trustingfaultsandunemployed
Means:Heforfeitssalarydueuprightmen.10
Position4correspondstohighofficialsorthearistocracy.Duetomisplacedtrustinhimselforothers,someoneinhighstandingfails,losingrankandsalary("Hedoes
noteat.").
App.5:Theyellowhairedandgaptoothed
Taketoprotectingthecenter.
Bythem,thenoblemaniscleansedoffaults.
Fath.5:Theagedtakingcenter
Means:Faultsaretherebycleansed.
Therulerascenterofthecommunityisassistedinhisreformsbyagedadvisorswhoexemplifywisdomandexperience(the"yellowhairedandgaptoothed"men
mentionedintheOdes).11
App.6:Fillinghisgranarybutneglectinghisfields,
Heeatstheirfruitswithouttendingtheirroots.
Fath.6:Afullgranarybutneglectedfields
Means:Heisunabletocultivatethebase.
Appraisal6,pastthemidpointofthetetragram,isalsopairedwithinauspiciousNight.Thepettyperson,whoonlyconsiderspresentbenefits,makesnoprovisionfor
thefuture.Inhisshortsightedness,heignorestherootofallhappiness,virtueincommunity.
App.7:Sickmenasaruletakemedicine
Whileshamanspourlibations.
Fath.7:Medicineforthesick,libationsforshamans,
Mean:Calamitycanbeturnedaround.
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ThoughAppraisal7generallydescribesloss,hereitcorrespondstoauspiciousDay.Plaguedbyphysicalormoralimpairment,theindividualapplieseveryknowncure
inhisattempttoimprove.Suchpersistenceisrewardedwithareturntogoodhealth.
App.8:Thehencriesatdawn.
Thefemalesportsahorn
Andfishinhabittrees.
Fath.8:Thehencallingatdawn
Means:Whatisrightforthemisreversed.
Theconstantlawsofthephenomenalworldhavebeenoverturned.ErraticbehaviorintheanimalworldreflectsdisorderintherealmofMan.Thecrowingofahen,for
example,portendssubversionofthefamilybyitswickedfemales.12
App.9:Withdaysandmonthspassing,
Hechangesatdeath'sdoor.13
Fath.9:Changingatdeath'sdoor
Means:Heisstillnottoofaraway.
Althoughtheindividualdoesnotreformuntildeath'sdoor,hestillisaccountedavirtuousperson.14
CorrelateswithHuman'sMystery
YinthephaseMetalandtheYi
chingHexagramno.28,Great
Ch ErrorthesunenterstheWinnower
No.76.Aggravation constellation,11thdegree
November24(p.m.)November28
HEAD:Yin,comingtoanend,weepscopiouslythatinyangitlacksaseparate1partner.Suchistheaggravationofparting.2
Evenasyin'sswaycomestoanend,yangisstillbereftofpower.Withnoclearforceincharge,thecosmicorderapproacheschaoshence,thetetragramtitle,which
conveysasenseof"aggravation,""scarcity,"''extremity,"and"intensity."
App.1:Bonesbind3hisflesh.
Darkness.
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Fath.1:Bonesbindinghisflesh
Mean:Thethiefwithinisatwork.
Typically,bonessupportthefleshthatbindsthebonestogether.Here,thedramaticreversaloftheirusualrolessuggeststhedegreetowhichinternaldislocationsaffect
externalsituations.
App.2:Aneclipse4withbloodflowing
Isbothbadomenandgood.
Fath.2:Aneclipsewithbloodflowingout
Means:Thenoblemaninsideseesharm.5
Theword"eclipse"comesfromtheGreekfor"abandonment,"whichcapturesthesenseofforebodingfeltbymanyatthesun'svanishing.Likeotherancientpeoples,
theearlyChinesefearedthatthesunormoonwouldultimatelybedevouredbytotaldarknessduringaneclipse.Inlunareclipses,themoonmayturnbloodred.Here
bloodappearstopourforth,compoundingtheinauspiciouscharacteroftheevent.Suchadireomencouldonlyportendthemostdramaticofevils,forexample,the
usurpationoftheimperialthrone.Still,thenobleman,recognizingthefearfulimplicationsoftheeclipse,promptlyresolvesuponreform.Inthatway,abadomencan
inspireachangeforthegood.Goodmenevenlongforsuchsigns.Accordingtopopulartradition,whendisastersandprodigiesceasedtoappearintheCh'ustate,
KingChuang(r.836826B.C.)wasfarfromdelighted."AmInotdoomed?''heaskedhiscourtiers.ThinkingthatanangryHeavenhadabandoneditsattemptsto
warnhimagainsterror,KingChuangrespondedwithanambitiousprogramofreform.6
App.3:Winemakesforlossofvirtue.
Ghostsspyonhishouse.
Fath.3:Winecausingvirtue'sloss
Means:Hecannottakechargeofhimself.7
BoththeOdesandtheDocumentsspecificallycondemnintoxication,attributingtoita"lossofvirtue"inthepeopleandtheirleaders.8Althoughwineinitiallywas
createdtobringmentogetherinritualacts,9drunkenmisconducteasilybreakscommunitiesapart.Thatghostsarepresentsuggestsboththebefuddledmindsof
drunkenfoolsandimminentcalamity.
App.4:Eatingintimesofscarcity:
Parentsareurgedtotakesecondhelpings.10
Suchiscompliantbehavior.
Fath.4:Compliantthoughfoodisscarce
Means:Hetakesasalarysothathemaycomply.
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Appraisal4usuallyreferstothebureaucracy.Thesuperiorman,evermindfulofhisobligationtosupporthisparentsintheiroldage,acceptsalessthanidealposition
sothathisparentsmayeattheirfillevenwhenfoodisscarce.OnepopulartalefromtheHandynastyconcernsacertainparagonoffilialpietynamedTungYung:
TungYungwasfromapoorfamily
Hiselderslefthimnoproperty.
Hetookaloantoprovideforhisfather.
Helaboredforothersthathemightservehimsweetsandmeat.11
Asimilarstorypraisesthefilialnatureofayoungchildwho,"wheneverhehadsomedelicacy,wouldnevereatithimself,butwouldfirstofferittohisfather."12
App.5:Outintothewilds,
Hesurveystheruins.
Atigerthereisherdingpigs.
Hehoistshispantlegstohisjacket.13
Fath.5:Inthewilds,seeingruin
Means:Noplaceislefttosethisfoot.
Unfortunately,Position5asrulerofthetetragramisalignedwithinauspiciousNight.Themoralsuperiorwitnessestotaldisorder.Arapaciouselite(the"tiger")takes
chargeofdefenselesssubordinates(the"pigs").Knowingthatthereisnoplaceforanhonestleaderatcourt,thegoodmanhikesuphisclothesinordertoquicklyflee
thescene.
App.6:TheFourStatesprosper.14
Heistheirhome.15
Fath.6:ThattheStatesfillhisrealm16
Means:Theyseekasafehome.
Inallfourdirections,thestateslooktothecharismaticleadertoprotectthem.Theyseekajuststate,wheretheycanprosperunderhisdirection.Theirattractionto
himseemsasnaturalasriversrunningtothesea.17
App.7:Howvigorous!howprosperous!
Yethecarriesthefaceofcalamity.
Fath.7:Vigorousandflourishing
Means:Hewearsclearmarksofcalamity.
Theinnerdecay(moralorphysical)ofoneinhighpositionorintheprimeoflifeisfirstbetrayedbyfacialexpression.Thoughsuperficiallyhealthy,asthecycle
approachesitsextremeposition,theindividualisliabletocalamity.AsLaotzuwrites,even"thehardandstrong"canbe"comradesofdeath."18
Page406
App.8:Aflasksecuredbyawellrope
Isagoodomenandfine.
Fath.8:Securingtheflask
Means:Hisdutiesarepressing.
Thewaterflaskissecuredbyastrongrope,sothebenefitsoffresh,cleanwater(asymbolforthecleansingheart/mind)arereadilyavailablewithoutfearofloss.
(ComparethesameimageinTetragram40.)Theflaskstandsforthenobleperson,whoisusefultotheextentthatheisrestrainedbythemodeloftheancients.
App.9:Likethesea,flocksflying19
CoveroverHeaven'sBarge.20
Fath.9:Flocksfloodingthesky
Mean:Theendisunspeakablybad.21
Attheclimaxofthecycle,flocksofbirdsseemtofloodthesky,obscuringtheusualbrillianceofHeaven'sBarge(theChinesenamefortheMilkyWay).Asone
commentatorwrites,"Thisisanimageofrain."Thattheinferior(i.e.,therain)hidesthelightofthegreater(theMilkyWay)portendsultimatecalamity,withinferiors
usurpingtheplaceoftheirsuperiors.
Surelythepoemalsoalludestothefamouslegendabouttheannualrenunion(ontheseventhdayoftheseventhlunarmonth)oftheOxherdandWeaverGirl,twostar
crosseddivinitieswholeavetheirhomesintheVegaandAltairconstellationstomeetonabridgeofmagpiesintheclearlightoftheautumnsky.SincetheMilkyWay
isintimatelyconnectedwiththerivers,seas,andlakesofearth,includingitscircumambientocean,thisimagemaywellportendgreatfloods.22
CorrelateswithHuman'sMystery
YangthephaseEarthandtheYi
chingHexagramno.2,TheRe
Hsn ceptivethesunenterstheDipper
No.77.Compliance constellation,3ddegree
November29December3(a.m.)
HEAD:Yinch'igreatlyconforms.1Undifferentiatedliketheprimevalchaosandinfiniteinscope,2therearenonewhoseeitsroot.
Page407
3
Yinch'i,nearingtheendofitsdominantphase,returnstoprimevalchaos. Sinceitlacksallboundariesanddistinguishingfeatures(incontrasttoyangch'i,whichis
characterizedbyedgesandsharpdefinition),yin'shiddensourcemaynotbelocatedwithanyCertainty.4Concernednotwithheroicactsbutwiththerepetitive
aspectsofthecycle,especiallybirthanddeath,yinislargelyinvisible,evenasitslabors.5Nevertheless,yinhasthepowertoenvelopallthingsinitswomb.Atthis
time,humansareurgedtoimitateyinch'ibyadoptingfeminineormotherlyvirtues,6includingdevotion,thecapacitytonurture,modestyandforebearance,
compliance,and'receptivity,whicharesaidto"bringsublimesuccess,furtheringthroughperseverance."7AccordingtotheChanges:
Takingtheleadbringsconfusion,becauseoneloseshisWay.Followingwithdevotionthusdoesoneattainhispermanentplace.8
Quietcompliancewiththerulesofsocietyandthelawsofnaturetendstoproducegoodfortuneintheend.Forthisreason,thewiseperson,inimitationofpureyin
andEarth,choosesnottoadvertisehisownmeritinstead,heworkstobringothers'achievementtocompletion.Inkeepingwithsuchprescriptions,thistetragram
advocatestheslowaccumulationofgoodactsbydevotiontotheWay.
App.1:Yellow,thespiritofEarth,
Isprofound:agoodomen.
Suchiscompliance.
Fath.1:Yellow,numinous,profound,andtrue9
Means:Throughcomplianceitcorrects.
BlackandyellowincombinationoftenrefertothecomplementarypowersofHeavenandEarthorofyangandyinrespectively,asintetragram1.10Here,however,
thepoemtalksonlyofyellowandwhatisprofound(ordark).Yellowprobablysignifiesthepropensityoftheheart/mind,thehumancenter,tofollowtheMeanand
respondwithfairnessandreceptivity,whiletheprofound(yu)maysymbolizethegoodperson'sinnatemodesty.Theattainmentofsuchvirtuesinveststheindividual
withdivinepowers.
App.2:Bearingthechild11
Istheworkofwomen.12
Ifsheisnotstill,itwillnotlive.
Fath.2:Amiscarriage
Means:Shecouldnotkeeppureandstill.
IntraditionalChina,thewoman'sprimaryresponsibilitywastobearmalechildrentocontinueherhusband'sancestralline.Itwashersolemnduty,then,tokeepherself
fromphysicalharmwhilepregnant.Ideally,
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13
shealsoexposesherselftopositiveinfluences,suchassoothingmusicandtheproperbooks,sothattheembryomightbeeducatedinthewomb. Unfortunately,the
motherinAppraisal2exposedherselftomentalorphysicaldisturbances.Theresultsarepredictablyawful.Thismetaphor,ofcourse,appliestoanyprojectthatis
"stillborn"duetoitspromoters'recklessbehavior.
App.3:Truewomengiveconstantcare
Andsoprotecttheirroots.
Fath.3:Truewomengiveconstantcare.
Meaning:Theydonotforgetthebase.
Appraisal3isalignedwithWood,whosecharacteristicvirtueisallencompassingbenevolence.14Amother'sabilitytonurtureherdependentsselflesslyisastrong
forceworthimitating.Bypracticingthisvirtue,malescaneasilysecurethepsychosocialbaseofindividual,family,orstate.15
App.4:Thoughboastingofhisdeeds,
HeislessheroicthanEarth.
Fath.4:Boastingofhisdeeds
Means:Hebragsofgoodacts.
Earthfostersallthemyriadthingswithoutrequiringgratitudeinreturn.Similarly,thetruegentlemancaresforlessermortalswithoutinsistingthattheyacknowledgehis
superiority.16Incontrast,thepettymanseekstodrawattentiontohismerits.Thereinlieshisdownfall.17
App.5:Thespiritsack18holdsallinitsembrace,
Itsvirtueispreciousasgold.19
Fath.5:Thegreatembraceofthecosmicsack
Means:Itdoesnotdareaggrandizeitself.
Appraisal5asrulerofthetetragramoutlinesidealbehaviorfortheSonofHeaven.Byreceptivitytowardothers'suggestions,ratherthanbycoercion,theemperor
induceshissubjectstocontributetheirtalentstohisgovernment.20Ultimately,togoverneffectivelyhemustdrawtogethertheideasofmanyloyaladvisors,sothathis
ownthinkingcomestoresembleasackfilledwithmarvels.Indoingthis,hecomestomeasureandtoreflectthefullcomplexityofthecosmos.21
App.6:Thesackfailstohold,
Leakingtheprecioustools.
Fath.6:Asacklosingitshold
Means:Thesubjects'mouthsspillforth.
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Thebasicvirtueattributedtoyin,Earth,andwomanissilentdevotion.ButhereAppraisal6,pastthemidpointofthetetragram,ispairedwithinauspiciousNight,
makinganevilomen.Pettymeninsubordinatepositionscannotbetrustedtoremainloyaltotheirmaster.(This,ofcourse,maywellbeduetotheirleader's
inadequacies.)Rumorandadviceareofferedtorivalpowersfor"asdisorderdevelops,wordsarethefirststeps."22
App.7:Tobesquare23andfirminopposingcompliance
Helpsthesubordinateprovehismettle.24
Fath.7:Squareandfirminopposingcompliance
Means:Hepreservescorrectprinciples.
Thegoodsubordinateiswillingtoriskhissuperior'sanger,lestimportantprinciplesbeabandoned.Whenhissuperiorcommitstosomewrongcourse,theloyal
followerbravelypointsouttheerrorofhisways.Sincethewiseleadervalueshisadvisors'outspokenness,heencouragesthemtodemonstratetheirworthinthisway.
App.8:Compliant,hedefiestheRight.
HefailstoprotecttheDecree25
Fath.8:Complyingwithwhatiswrong
Means:HelacksthemeanstounitewiththeOne.
CompliancewiththerulesofconductlaiddownbythesagekingsofantiquityinconformitywithHeavencanunifytheheartsofmen.Toacquiesceinwhatisevil
ultimatelyweakenscommunityandundercutstheWay.
App.9:Complyingwithduty,heforgetslife,
RelyinginsteadonHeaven'sgoodomen.
Fath.9:Complyingwithdutyandforgettinglife
Means:ReceiptoftheDecreeiscertain.
Theverseplaysuponvariousassociationsfortheword"Decree,"ineluding"life"(givenbyone'sparents),"fate"(sentbyHeaven),andpolitical
"appointment''(mandatedbytheruler).Takentogether,thesethreedecreeslargelydetermineindividualdestiny.Inrecognitionoftheheavydebtowedtothosewho
havegivenhimphysicalandsociallife,thesuperiorindividualwillinglyperformsallthedutiesassociatedwiththesedecrees,evenatthecostofhisownlife.When"the
noblemanlaysdownhislifetofollowhiswill,"26hemayexpectinreturnareward,perhapsimmortalfameorillustriousdescendants.
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CorrelateswithHuman'sMysteryYin
thephaseWaterandtheYiching
Hexagramno.64,NotyetComplete
Chiang thesunenterstheDipperconstellation,
No.78.OntheVerge 9thdegree
December3(p.m.)December7
HEAD:Yinch'icompletes1thingstotheupperregions.Yang,extending,isabouttoreturntobeginthematthelowerregions.2
Momentouschangesareabouttooccurinthephenomenalworld.Yinch'i,whichhasnearlyeffectedthecompletionofthemyriadthings,willsoondepart.Yangison
thevergeofreturningtoitsinitialpositionatthebeginningofthecycle.Suchreversalsarethekeytorenewal,butgiventhepotentialdangerinherentintimesofgreat
transition,3thenoblemantakesparticularcaretopersevereinthecourseofmoderation.AstheLaotzusays:
Thepeoplealwaysruintheirenterpriseswhentheyareonthevergeofsuccess.Beascarefulattheendasatthebeginning.4
App.1:Almostoffonadeviantcourse:
Initialdanger.
Fath.1:Abouttoembarkonevil
Means:Perilpredominates.
InthisAppraisalcorrespondingtotheBeginningofThought,theindividualisabouttosetoffonamistakencoursewhichultimatelywillendangerhim.
App.2:Almostwithoutablemish:
Initialpurity.5
Fath.2:Almostwithoutblemish
Means:Easeiswhatsucceeds.6
Heretheindividualinlowpositionhasnearlypurifiedhimselfoffaults.Thisfacilitateslatersuccess.
App.3:Withfurnaceandwheelnotright,
Itwouldbegoodtostop.
Fath.3:Thatfurnaceandpotter'swheelarewrong
Means:Totransformtheinsideisharmful.
InearlyChinathefurnaceandthepotter'swheelsignifythecosmologicalprocesseswherebyundifferentiatedstuffisfashionedintothe
Page411
7
fullyarticulatedphenomenaofHeavenEarthMan. Appliedtocreativethought,theysuggesttheprocessesbywhichrawsensoryinformationisfittedintoproper
legal,social,andethicalcategories.Here,however,fundamentalflawsinthebasictoolsleadtothemisuseofcreativity.Likeagoodworkman,themanofvirtuemust
becarefultokeephistools(includinghisadvisorsandreasoningmethods)ingoodworkingorderifhehopestobuilduponthemodelofthesages.
App.4:Abouttofly,hegetshiswings,
WhichhelpinrisingtoHeaven.
Fath.4:Preparedtoflyonnewgotwings
Means:Theirsupportisstrong.
Likeafledglingthathasjustdiscoveredtheuseofitsnewlygrownfeathers,thegoodpersonontheroadtoadvancementfindshowusefulgoodadvisorscanbe.
Withoutsuchsupport,allattemptsto"flyhigh"provefutile.
App.5:Thegreatsparrow,abouttofly,
Plucksoutitsshaftfeathers.
Despiteawealthofdown,itcannotproceed.
Fath.5:Greatsparrowspluckingshafts
Mean:Thereitisnotenoughtorelyupon.
Appraisal5astherulerofthetetragramdescribestheSonofHeaventhroughapopularpun:"greatsparrow"alsomeans"greatemoluments"(andbyimplication,high
rank).8Iftherulerofhighestrankoffendshisstrongestallies(the"shaftfeathers"),hemayfinditimpossibletocontinuedespitethesupportofthemasses(the
"down").9
App.6:Thesunslipsdown10inallitsglory.
Thenoblemanwillsoondeclineandfall.
Fath.6:Thattheblazingsunslipsdown
Means:Selfgeneratedlightisgreat.
Position6ispastthehalfwaypointofthetetragram.Thesun,stillblazingwithafternoonheat,beginsitsdecline.Thesunstandsforthesuperiorindividual,especially
theruler,whosecharismaticlightisshedonlessermortals.Butinwhatsensecanthenoblemanbesaidtobeonthevergeofdecline?Threeanswersarepossible:In
thefirstreading,thesuperiorman,recognizingdeath'sinevitability,workshardtoenlightenothersbeforehisown"light"isextinguishedinthesecond,henoblyde
dinesapostinacknowledgementofhisfailingpowersandinthethird,hecondescends(i.e.,"goesdown")tomeetwithinferiors,likethesettingsunasitsinksbelow
thehorizon.11
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12
App.7:Hurryingtheboatorrocking thecart,
Harmfuleffectsarenotfaraway.13
Fath.7:Hurriedboatandrockedcart
Means:Heisnotfarfromharm.
Boatsandcartsaretwoofthemanytoolsinventedbythesagestoenhancehumanexistence.Aswithallhumaninventions,theirproperuseimpliesacertaintradeoff.
Cartandboatareunwieldy,yettheycarrygreatloadsoverlongdistances.Improperuseofsuchtoolsdestroystheiradvantages.14
App.8:Asmallchildinadeepabyss:
Theadultmentakeout15theirboats.
Fath.8:Adultsoutinboats
Mean:Theywouldsaveadrowningage.
Ayoungchildwhohasventuredtoofaroutintodeepwaterwillsurelydrownunlessrescued.Luckily,wiseadultsknowhowtoemploythetoolsathandtosavehim.
Byanalogy,theworthyleaderintentuponsavingthecommonpeopleinabenightedagemustusethepropertools(forexample,studyoftheConfucianClassics,ritual
conformity,andgoodgovernment).
App.9:Redsilkwormsclingtodrymulberries.
Theircocoonswillnotturngoldenyellow.
Fath.9:Notyellowonaccountofthedry
Means:Thesilkworms'workismined.
Silkwormsturnredwhentheyareoldordiseased.16Thesilkworms'problemiscompoundedbecausetheyhaveattachedthemselvestodryandleaflessbranches.
(SincethisisAppraisal9,perhapsitistoolateintheseasonformulberryleaves?)Suchascantdietcannotproducehealthycocoonsofaverageweightandvalue,let
alonethehighlyprizedsilkygoldenthreadsusedbyconnoisseursinritualactivities.17Similarly,thepotentialforhumanproductivityisruinedwhenbadtimingand
misdirectedactivityarecombinedwiththewrongenvironment.18
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CorrelateswithHuman'sMystery
YangthephaseFireandtheYi
chingHexagramno.39,Difficulty
Nan WalkingthesunenterstheDipper
No.79.Difficulties constellation,13thdegree
December8December12(a.m.)
HEAD:Yinch'imakesdifficultiesonallsides.1Waterfreezes,theearthcracks.Yangdrownsintheabyss.
AttheendofthecalendaryearmarkedbytheGreatSnowsolarperiod,themyriadthingskeenlyfeelthecrueltyofwintryyinch'iasitculminates.Yangch'i,buried
deepbelowtheearth'ssurfaceinthewaterynetherworld,issoquietthatitseemsdead,eventhoughitwillnotbelongbeforeyangch'ibeginstoreassertitself.After
all,returnorreversalisthemovementoftheTao.2
App.1:TroubledamIindeep,darkplaces.
Fath.1:ThatIamtroubledindeep,darkplaces
Means:Itsformisnotyetseen.3
AttheBeginningofThought,theinnerself,miredindoubtandconfusion,strugglestoreachthetruelightofunderstandingbeforeitsbenightedideas"takeform"in
action.Inthisitimitatesyangch'iinwinter,strugglingtoescapeitsconfinementbelowearthsothatthemyriadthingscan"takeform."4
App.2:Assolidicethawstoslush,5
Acrazedhorseescapesthewhip.6
Fath.2:Thatacrazedhorseescapesthewhip
Means:Arecklessdisregardforlife.
Avoidinghismaster'swhip,thecrazedhorsedecidestoescapeacrossthefrozenriver.However,theicehasjustbeguntomelt.Assoonastheattemptismade,the
horsewillplungeheadlongintothewatertoitsdeath.Miscalculationcombinedwithheedlessnessbringsdisaster,notfreedom.7
App.3:Acenterfirmandhard
Troublesthe"inconstant."
Fath.3:Acenterfirmandfixed
Means:Finally,noneareoverturned.
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Onceagain,thecenterreferstotheindividual'sheart/mind,theseatofboththeemotionsandtheintellect.SolongasthehsinisfirmlyfixedupontheGood,theperson
hasnodifficultyrepudiatingevilimpulsescontrarytoHeaven'snorms.
App.4:Wheneggsbreakagainststone,
Theundevelopeddie.8
Fath.4:Rottingembryosfrombrokeneggs
Mean:Thedifficultiesofthepettyman.
Theeggrepresentsperfectpotential.Inthecaseofhumans,thisappliestothedevelopmentoftheinnatecapacityforGoodness.Tworeadingsthenfollow:Inthefirst,
thepettymaninthefaceofdifficultiesbreaksaseasilyasaneggshellagainstastone.9Inasecondreading,thepettymanislikeastoneandthegoodpersonislikean
egg.Outofpower,thevirtuousindividualcannotsurvivetheviciousslanderleveledbyopponents.10
App.5:Nogapbetweentroubles:
Nomatterhowgreat,hewillnotsuccumb.11
Fath.5:Thattroublesfindnogap
Means:Atcenterallistightlyblocked.
InbothAppraisalandFathoming,thefirstlineisambiguous.Eitherdifficultiescomeinrapidsuccessionwithnogap(i.e.,interval)separatingthem,orpersonaltrials
leavetheindividuallargelyunaffected,sincenogapexistsintheintegratedselftoallowevilanentre.12Astherulerofthetetragram,Appraisal5remindsusthat
troublescannotreallydefeatwhoeverrulesbytheconscience,nomatterhowoftencalamitiesplaguethisJoblikefigure.
App.6:Thegreatcarriagelumberson.13
Above,itisblockedbymountains
Below,itrunsintorivers.
Fath.6:Thegreatcarriagelumberingon
Means:Aboveandbelow,brakesareapplied.
Appraisal6,pastthemidwaypointofthetetragram,ispairedherewithinauspiciousNightandsoitportendsill.Theindividualwhoshouldersheavyburdens,likethe
greatcart,meetswithrepeateddelaysandnumerousobstacles.Justastheverysizeoftheconveyanceprovesanaddedencumbrance,ironicallyenough,highrankor
statusmaymakemaneuveringmoredifficult.
App.7:Extractingstonesisdifficult.14
Hisstrengthfades,stillhepersists.15
Page415
Fath.7:Wrestingstonesfree
Means:Hetakesadvantageofthetime.
Appraisal7correspondingtolossisherealignedwithauspiciousDay.Clearingafieldofstonesistoughworkevenwhenthestonesaresmooth.16Buttheindividual
whointendstoperseverewillfindhistaskmucheasierifhewaitsuntilrainorathawhassoftenedtheground.Sucharethebenefitsofactingattherighttime.
(ComparethismessagewithAppraisal4ofTetragram3.)
App.8:Crashingagainststones,snappingtreesintwo,
Hemerelybreakshishorn.
Fath.8:Stonecrashingandtreesnapping
Mean:Thisisnowaytorule.
Toovercomeobstacles,thisindividualusesbrutestrengthratherthancharismaticvirtuecoupledwithacalculatingintelligence.Naturally,heisboundtofail.
App.9:Leadingthehsiehchih17touseitshorns18
Offendersarefinallysetstraight.19
Fath.9:Makingthehsiehchihbutt
Means:Bythisintheendhestraightensthem.
Whenthetrueidentityofanoffenderisunknown,Heavenmayhelprightthinkingmentodeterminethecriminal.Whilethemarveloushsiehchihonlyappearedinthe
courtsofthesagekingsofantiquity(seeTetragram72),inthemodernagethereexistequallyinfallibleguidestoconduct,includingtheclassicsofConfucianismand
theritualssanctifiedbytradition.
CorrelateswithHuman'sMystery
YinthephaseWoodandtheYi
chingHexagramno.39,Difficulty
Ch'in WalkingthesunenterstheDipper
No.80.Laboring constellation,18thdegree
December12(p.m.)December16
HEAD:Yinfreezesfirmasitisterrifiedofbeingwoundedontheoutside.Tenuousyanglodgesindarkness,exertingitsstrengthontheinside.
Page416
Wearenearlynowatthewintersolstice,thepointatwhichyangwillstarttowaxandyintowane.Yinhasalreadyrendereditselfimmobile,nowthatthemyriadthings
arefrozenbeingimmobile,itisparticularlyvulnerabletoattack.Meanwhile,wedetectthefirsthintsofyang'slatentstrengthgatheringitsforceinthesecretrecesses
oftheEarth.
App.1:Diligence1ofmind
Obstructspropriety.
Fath.1:Diligentbutwrong
Means:Thecenterisnotupright.
AttheBeginningofThought,theheart/mindissetuponwrongdoing.Undersuchcircumstances,theverydiligenceofthehsinisallthemorefrightening.
App.2:Laboringfromasenseofduty,2
Andtirelessindiligence,3
Thenoblemanhashiscenter.
Fath.2:Laboringoutofobligation
Means:Diligenceisseatedinemotion.4
Bydefinition,theindividual"hasa[moral]center"onceheacknowledgeshisobligationstoanestedhierarchyofsocialrelations,extendingfromparentstomentorsto
patronstothestate.Throughritualconductdesignedtoexpresshisloveandrespectforthosewhohavehelpedhim,theindividualbecomesfullyhuman.5
App.3:Babes6with"bridles"and"horns"7
Insistentlyweepk uk u8
Ifunsupportedbyswaddling.
Fath.3:Babieswith"bridles"and"horns"
Mean:Theywillnotgettolive.
"Bridles"and"horns"arethenamesgiventothecharacteristichairstylesoncegivenfemaleandmalebabiesinimperialChinababygirlssportedtwosmallbraids(the
bridles)whiletheboys'hairwasdressedinasingleponytailwornatthetop,calledthehorn.9Newbornsbawlincessantlyuntiltheyarewrappedsecurelyinswaddling
clothes.Justasachildcannotsurvivetoadulthoodwithoutthelovingcareofparents,ourfragileconsciencecanonlydevelopunderthewatchfuleyeofmoral
superiors.
App.4:Diligentinexertinghisstrength,
Doublinghisefforts,heforgetstoeat.
Thegreatmanhasthisability.
Page417
Fath.4:Indiligentlabor,forgettingtoeat
Means:Suchisthevirtueofgreatmen.
Intetragramsassignedtotheendofthelunaryear,theindividualisofteninstructedtopersevereingoodconduct,eveninthefaceofcalamity.Herethegoodperson
redoubleshiseffortssothatnothingcanstophisimprovements.ThesageConfuciuswasdescribedbytheAnalectsincomparablelanguage:
Thisisthecharacteroftheman:sointentuponenlighteningtheeagerthatheforgetshishunger,andsohappyindoingso,thatheforgetsthebitternessofhislot,anddoesnot
realizethatoldageisathand.10
App.5:Goingforth,11hestumblesandstumbles.12
Illfortuneisnearandgoodfaraway.
Fath.5:Thathestumblesingoingforth
Means:Hekeepshisdistancefromgoodfortune.
Asrulerofthetetragram,theselinesdescribetheindividualwhoispreventedfromachievinghisgoalbyrepeatedmissteps.Hadhemadesufficientpreparationsto
advance,hecouldhaveproceededwithconfidence.13
App.6:Withlaborcomessuccess
NearlyuptoHeaven.
Fath.6:Successthroughlabor
Means:ThisisthehelpthatHeavengrants.
HeavenaidsthesuperiorindividualwhohascultivatedhisoriginalendowmenttosuchanextentthathisvirtuenearlyequalsthatofHeaven.
App.7:Workinghardtodragitalong,
Ifnotbythenose,thenbythetail,
Hewearies.14
Fath.7:Thewearyworkofleading
Means:Hiswayiscontrary.
Theoxherdleadshisdraftanimaleitherbyaropestrungfromtheanimal'snostrilsorbyitstail.Duetoitsdiscomfort,theox,increasinglyangry,resistsalleffortstobe
led.Theoxherdfailstoreachhisgoal,then,notbecausehisstrengthisinsufficient,butbecausehelackstherequisiteskillandempathy.Thewayhehasadoptedis
contrarytobothreasonandconvention.
App.8:Helaborsatabreakneckpace,15
Withaheartatease.16
Crashingthroughthickets,hedoesnotretreat.
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Fath.8:Workingdiligently
Means:Hesacrificeshimselfforthestate.
Theindividualforegoescomfort,perhapsevensacrificeshislife,inservicetothestate.ThisdescriptionrecallsthatofthesagerulerY,whoissaidtohavespenteight
yearsselflesslylaboringforthebenefitofthecommonpeopleoftheCentralKingdomsatthetimeofthegreatflood.17AccordingtoYangHsiung,thetruegentleman
isonewho"loveswhatisgoodforothers,butforgetswhatisinhisowninterest."18
App.9:Sodiligent,sodiligent!
Holdingthecart,heentersdeeppools.
Bearingtheboat,heclimbsupmountains.
Fath.9:Howdiligent,howdiligent!
Means:Suchhardworkbringsnogain.
Withoutabasicunderstandingofthetoolsofcivilization,theindividualcannothopetogainsuccessthroughdiligence.Misguidedlaborsonlyendinutterwearinessas
Appraisal9depictstheheightoffolly.
CorrelateswithHuman'sMystery
YangthephaseMetalandtheYi
chingHexagramno.27,Providing
Yang Nourishment1thesunentersthe
No.81.Fostering Dipperconstellation,22nddegree
December17December21(a.m.)
HEAD:Yin,likeabowstretchedtaut,2bulgesouttothefurthestreaches.Yangbathes3themyriadthings[initsenergizingsolution],turningthemredinthenether
regions.
Together,HeavenandEarthprovidephysicalnourishmentforallthemyriadthings,endowingthemwithlife.Asthewintersolsticeapproaches,yangch'ifromits
unseenbasebelowbeginstoimbuetherootsofallthemyriadthingswithrenewedvitality,signifiedbythecolorred.Onthismodel,thegoodpersonprovidesspiritual
refreshmentforlessermortals.Wheninhighposition,hetakesparticularpleasureinsustainingworthieswhileprovidingforthephysicalneedsofall.4Sustenanceand
supportsoughtinthewrongplaces,however,onlyincreasesdanger.
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App.1:Storetheheartinadeeppool
Toimproves5itsmarvelousroots.
Fath.1:Storingtheheartinadeeppool
Means:Divinityisnotoutside.
ThefirstAppraisalisalignedwiththeWaterphase,whichmayhavepromptedthereferencetoapoolofgreatdepth.6Thepoolsignifiesthe''unmovedmind"ofinfinite
capacity,whichaccuratelyreflectsrealitywhenfunctioningproperly.Also,appropriateactioninlaterAppraisalsmustdrawupondepthsofknowledgeandmoral
courage.Thenoblepersonnurturessuchdivineaspectswithin(therootsofGoodness),ratherthanlookingoutsideforgoodluck.Inthisway,hedoesnotgoastrayin
histhoughtsandactions.7
App.2:Silently,hefostersperversion,
Harboringimproprietyatthestart.8
Fath.2:Insilencepromotingevil
Means:Thecenterheartisdefeated.
InanobviouscontrasttoAppraisal1,Appraisal2depictsthewickedpropensitiesofthosewhofailtonourishtherootsofGoodnessinherentinhumannature.Even
beforetakingaction(whenstillsilent),theinbornconscienceissilenced.
App.3:Manureandmulchenrichthehill,
Nourishingitsrootsandstems.
Fath.3:Fertilizingthehill
Means:Atcenter,thegloryisgreat.
Thecenter,ofcourse,referstothehumanheart/mind,theseatofboththeemotionsandtheintellect.Justasthegrowthofvegetationdependsuponrepeated
applicationsoffertilizer,fullhumandevelopmentreliesuponcontinuedexposuretothenurturingqualitiesofritual.Otherwise,thefragilehumanpropensityfor
Goodnessisstunted.
App.4:Swallowsfeedeverywhere9
Fortheyintendtosteal.10
Thisisgoodforseizingbusiness.11
Fath.4:Swallowsfeedinghereandthere
Mean:Thewillisfixedongain.12
Theswallowsswoopdowntofeed.Despitetheirinsatiableappetites,theyappeartohavenofixedgoalastheysnatchothers'foodawayfromthem.13Inthis,theyare
likegreedyindividualswhofailtopursueasinglegoodwithsufficientdedication.Adoptingthephilosophythat"moreis
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14
better,"theyarelikecrassmerchantswhocarelessforcommunitythanfortheirownprofit.
App.5:Withaheartofgoldinthebelly,
Evenoldwhitebonesgrowflesh.15
Virtuefostered16isnotoverturned.17
Fath.5:Agoldenheartinthebelly
Means:ThehighestvirtueisHeavenly.18
TheheartisgoldenyellowbecauseitkeepstotheMeanyellow,afterall,isthecolorassignedtothecenter.Thevirtuecorrelatedwiththecenterisgoodfaith,
withoutwhichtruecommunityfalters.Here,thevirtuethatfosterssustainsthenobleman,perhapstheSonofHeavenhimself,untilheexperiencesrenewedlife(inthe
metaphor,drybonesgrowingflesh)andafundamentalkinshipwiththecosmicnorms.
App.6:Inquicksuccession,19inasingleday,
Threebloodsacrifices,auguriesfromsacredoxen.
Fattenedanimalsbringnobenefit:20
Fath.6:Repeatedsacrifices
Mean:Fatisofnobenefittotheself.21
AccordingtoYang'ssystemofcorrelations,Appraisal6correspondstotheancestraltemplehence,thereferencestosacrificesandHeavensentomens.Theblood
sacrificesassociatedwithheterodoxcultsareofferedrepeatedly,whichsuggeststheuneasystateofmindexperiencedbysuperstitiouspetitionerstothegods.22
Frequentcontactwiththegodsisitselfamistake:scarcehumanresourcesarewastedandtheexperienceofthesacredischeapened.Also,theclaimsofcultleaders
areatbestpresumptuousandatworstalie.Forthesereasons,theofferingdesignedtopleasethegods,thefattenedox,doesnotaugurwell.Itwouldbebetterto
followtheritualpreceptsstrictly.
Severalcommentators,apingthestyleofChuangtzu,considerthisallfromtheviewpointofthesacrificialox,whichcomestorealizethatithasbeenfattenedonlyfor
thekill.23
App.7:Asmallboyleadsanelephant.
Awomanropesafiercebeast.
Noblemencarefortheafflicted.
Fath.7:Leadinganelephant,caringforthesick
Means:Theyhavenointrinsicconnection.
Thesmallboysymbolizeswhatisweakestthewoman,whatismostgentle.Giventheseattributes,thesetwopeopleareclearlyunfitfortheirdangerousjobs.24Inthis
theyarelikethepettymanwhodoesnotmeasurehisstrengthorwhoisunfitforhisresponsibilities.25Insuchcases,it
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26
isalwayslefttothesuperiorman,whopursuesadifferentvision, toresolveensuingproblems.
Anotherinterpretationcomparesthesmallboytonascentyangch'i,whichsubtlyleadsthemyriadthingstofulfillment.Inthatcase,thewomanmustsignify"oldyin,"
whichstillreliesonforce.Thenoblemanchoosesneithercourseofactionrigidly,butflexiblyandappropriatelyrespondstoeachsituation.27
App.8:Thefishboneisnotdislodged.
Itspoisonousillnessspreads.
Ghostsriseuponthetomb.
Fath.8:Anoutbreakofillnessfromfishbones
Means:Hereturnstothegravemound.
Ifthefishboneisnotquicklydislodgedfromthethroat,lifegivingbreathcannotreachthevitalorgans.Illnessanddeathfollow,withdeathenvisionedasareturn
(kuei)toaghostly(kuei)state.28Ironically,thesubjectofthisverseonlyintendedtonourishhimself.
App.9:Likethefixedstars,liketheYear,
Returnandcontinueatthestart.
Fath.9:ThestarsandtheYearStar
Mean:Attheend,theyfosterbeginnings.29
Inthefinaltextofthefinaltetragram,withtheendofthelunaryear,wehavecomefullcircle.YangHsiungthereforeremindsusoftheconstantcyclesthatruleour
lives,especiallytheimpressiverevolvingpatternsofthenightsky.Justastheheavenlybodieskeeptotheirorbits,renewalultimatelydependsuponourwillingnessto
adheretosocietalnorms.
<><><><><><><><><><><><>
Toprovideforaleapyear,YangsuppliedtwoadditionalintercalaryLeaplines,whichtogetheraccountfor3/4ofanadditionalday.
"DEFICIT"(or"ODD")30
FreezingiceascendstoRedHeaven,
Swelt'ringheatenterstheMysterySpring.
ThefreezemountingRedHeaven
Means:Yinmakesabeginning.
RedHeavenreferstothepointwhereyangismaximized,presumablyinthehighestheavensMysterySpring,toyinmaximizedinthedeepestrecessesoftheearth.
Freezingcoldandblazingheatrepresentyinandyangrespectivelyintheiressentialforms.Yinandyangalternateastheydescribetheircyclicalpaththroughthecourse
oftheyear.
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"SURPLUS"(OR"EVEN"):
Thatoneisemptyandoneoverfull
Isastateproducedbyunevenness.
Uneven,unevenforemptyandfull
Means:Thereissuccessionwithoutanend.
Asthedayspassonebyone,timemarchesinexorablyoninaninfinitesuccessionofseparatedays.Theannualdiscrepancybetweenthesolarandthelunarcalendars
appearstoaccountfortheregularalternationbetweensurplusanddeficiencyinaworldruledfundamentallybyconstantnorms.Ifalldistinctionswereleveled,change
wouldbecomeimpossible.
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AutocommentariesoftheT'aihsuanching
PolarOppositionsoftheMystery
Hsuanch'ung
[Thissectioniscomparabletothe"SequenceoftheHexagrams"(Hskua)sectionoftheChangesTenWings.]
IfitisCenter(no.1),thenyangbegins.
IfitisResponse(no.41),thenyinisborn.
WithFullCircle(no.2),areturntovirtue.
WithGoingtoMeet(no.42),acounterturntowardspunishment.1
WithMired(no.3),greatwoe.
WithEncounters(no.43),smalldesire.
WithBarrier(no.4),isolation,2but
WithStove(no.44),neighbors.
KeepingSmall(no.5)meanstheminute[firstsigns].
Greatness(no.45)meansbattening.
WithContrariety(no.6),internalcontradiction.
Enlargement(no.46)meansexternalopposition.
WithAscent(no.7),comingupagainstplainness.3
WithPattern(no.47),increasingartifice.4
Opposition(no.8)meansrecklessness.
Ritual(no.48)means"squareness"[thecorrespondencebetweenwordanddeed].5
IfitisBranchingOut(no.9),itcomes,but
IfitisFlight(no.49),itflees.
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WithDefectiveness(no.10),selfishnessandcrookedness.
WithVastness(no.50),fairmindednessanddesirelessness
Divergence(no.11)meansmistakes,but
Constancy(no.51)isgood.
WithYouthfulness(no.12),tohavelittle,but
WithMeasure(no.52),tohavenolack.
WithIncrease(no.13),thebeginningofflorescence,but
WithEternal(no.53),whatlaststotheveryend.
WithPenetration(no.14),"graspingtheone,"6but
WithUnity(no.54),the"GrandAccord."7
WithReach(no.15),daily8increasingitskind.
WithDiminishment(no.55),dailydepletingitstype.
Contact(no.16)meansmutualcompliance.
ClosedMouth(no.56)meansnocontact.
WithHoldingBack(no.17),tohavefears.
Guardedness(no.57)meanstobeimpregnable.
AstoWaiting(no.18),itexits.9
AstoClosingin(no.58),itenters.
Following(no.19)meansdispersing,but
Massing(no.59)meansassembling.
WithAdvance(no.20),manyplans.
WithAccumulation(no.60),muchwealth.
Release(no.21)meansapushforward.
Embellishment(no.61)meansadecline.
WhatResistance(no.22)approvesisrightwhile
WhatDoubt(no.62)abhorsiswrong.
WithEase(no.23),aleveling,but
WithWatch(no.63),acollapse.10
WithJoy(no.24),raisinghigh,but
WithSinking(no.64),hidingbelow.
Contention(no.25)meanstheshihareimpartial.11
Inner(no.65)meansthewomenarepartial.12
IfitisEndeavor(no.26),thenjoy,but
IfitisDeparture(no.66),thensorrow.
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WithDuties(no.27),esteemforactivity.
WithDarkening(no.67),esteemforrest.
WithChange(no.28),alterationsbutsharingsmiles.
WithDimming(no.68),overalongtime,increasingtroubles.
WithDecisiveness(no.29),numerousaffairs,but
WithExhaustion(no.69),notasinglehappiness.
WithBoldResolution(no.30),daringbut
WithSeverance(no.70),weakening.
WithPacking(no.31),amovehome,13but
WithStoppage(no.71),afailuretoproceed.
WithLegion(no.32),gentlesoftness,14but
WithHardness(no.72),coldfirmness.
WithCloseness(no.33),nopossiblegap,but
WithCompletion(no.73),nopossiblechange.
WithKinship(no.34),drawingclosetogoodness,but
WithClosure(no.74),closingout15feelingsofobligation.
AstoGathering(no.35),itissuccess.
WithFailure(no.75),lossoffortune.
WithStrength(no.36),untiringgood.
WithAggravation(no.76),unendingevil.
Purity(no.37)meanstheWayoftheruler.
Compliance(no.77)meansthesubject'spreservation.
Fullness(no.38)meanstheprimeoflife,but
OntheVerge(no.78)meansoldage.
WithResidence(no.39),attainingtorank,but
WithDifficulties(no.79),meetingwithdemotion.
Law(no.40)meanstofacilitateunionwithAllunderHeaven.
Laboring(no.80)meanstolackachievementdespitestrenousefforts.
Fostering(no.81)receivesalltherest.
Thenoblemanfostersgoodluck.
Thatmeansthepettymanfostersill.
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InterplayofOppositesintheMystery
Hsants'o
[Thissectioniscomparabletothe"InterplayofOpposites"(Tsakua)sectionoftheChangesTenWings.]
WithCenter(no.1),itbegins.
WithFullCircle(no.2),itwheelsback.1
WithDefectiveness(no.10),thecrooked.
WithBoldResolution(no.30),thestraight.2
ThewaysofPurity(no.37)andPattern(no.47).
Somearesimpleandsomearecomplex.3
AstoStrength(no.36),itisthesolidlybuilt.
AstoWaiting(no.18),itistheweak.
AstoAccumulation(no.60),itisthemany,but
AstoKeepingSmall(no.5),itisthefew.
AstoWatch(no.63),itistheapparent.
AstoDarkening(no.67),itistheindistinct.
WithYouthfulness(no.12),havingnoknowledge,but
WithFullness(no.38),havingasurplus.
WithDeparture(no.66),leavingtheold,but
WithOntheVerge(no.78),comingtoanewstart.
AstoGreatness(no.45),itistheoutside,but
AstoClosingIn(no.58),itistheinside.
AstoBranchingOut(no.9),itistheadvance.
AstoHoldingBack(no.17),itistheretreat.4
WithJoy(no.24),calmandcomposure.
WithLaboring(no.80),hustleandbustle.5
WithReach(no.15),thoughtsthatcomprehend.
WithExhaustion(no.69),thoughtsthatconfound.
WithOpposition(no.8),atcourt,but
WithInner(no.65),onthe[sleeping]mat.6
WithDivergence(no.11),selfloathing.
WithEmbellishment(no.61),selflove.
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WithResistance(no.22),intolerance,but
WithUnity(no.54),magnanimity.
WithIncrease(no.13),dailyadditions,but
WithDiminishment(no.55),dailyreductions.
WithCompliance(no.77),ordersupheld,but
WithContrariety(no.6),mutualopposition.
AstoRelease(no.21),itissoftness,7but
AstoHardness(no.72),itisleatherytoughness.
WithEase(no.23),thelevelandsmooth,but
WithDifficulties(no.79),thegoingupanddown.8
WithDecisiveness(no.29),manydecisions,but
WithDoubt(no.62),somehesitation.
WithFlight(no.49),thereiswhatoneavoids.
WithContention(no.25),thereiswhatonehastenstowards.
WithAdvance(no.20),thedesiretoproceed.
WithStoppage(no.71),thedesireforconstraints.
WithEnlargement(no.46),nobounds.9
WithEndeavor(no.26),noduplicity.10
AstoResponse(no.41),itisthepresent,but
AstoMeasure(no.52),itisthepast.
WithGoingtoMeet(no.42),oneknowswhatpreceded.
WithEternal(no.53),oneseesthelaterissue.
AstoFollowing(no.19),itisdraggedalong.
AstoGuardedness(no.57),itissecured.
WithMired(no.3),pluckedoutfromcalamity.
WithAggravation(no.76),lackinganypardons.
WithVastness(no.50),theinfinitelygreat,but
WithBarrier(no.4),theburiedandblocked.
WithChange(no.28),creatingthenew.
WithConstancy(no.51),cleavingtotheold.
WithFailure(no.75),greatloss.
WithGathering(no.35),smallgain.
WithStove(no.44),loveofprofit.
WithLaw(no.40),abhorrenceofthecruel.
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AstoRitual(no.48),itisthecapital,but
AstoResidence(no.39),itisthehome.
WithMassing(no.59),affairsemptying.
WithLegion(no.32),affairsfilling.
AstoClosure(no.74),bothareshutoff,11but
AstoCloseness(no.33),all12usetheOne.
WithAscent(no.7),highambitions.
WithSinking(no.64),lowambitions.
WithContact(no.16),manyfriends.
WithClosedMouth(no.56),fewallies.13
WithPenetration(no.14),asharpadvance.
WithDimming(no.68),animpededwalk.
WithKinship(no.34),attachmentbetween[even]distant[relatives].
WithSeverance(no.70),offensetoone'sown[fleshand]blood.
WithEncounters(no.43),comingupondifficulties.
WithPacking(no.31),awaitingthepropertime.
WithDuties(no.27),toexhaustoneself.
WithFostering(no.81),toincreaseoneself.
AstoResistance(no.22),itiscontradiction,but
AstoUnity(no.54),itisconforming.
WithIncrease(no.13),tohavegains,but
WithDiminishment(no.55),tohavelosses.
WhatwetermCompletion(no.73)isenduringachievementsthatcannotbechanged.
EvolutionoftheMystery
Hsanli
[Traditionally,thisessayiscomparedwiththe"AppendedTexts"(Hsitz'u)commentarytotheChanges.ThemainideaofitsfirstsectionisthattheMystery
isboththeentiresumofstufffromwhichallelsederivesandthefashionerofthatstuffintotheindividualtypesofexistence.NotethatthetermMystery
referssimultaneouslytotworelatedphenomena:thebookofthatnamecomposedbyYangHsiungandthecosmicTaoinitsmysteriousoperations.]
Page429
1 2 3
TheMysteryofwhichwespeakinhiddenplacesunfolds themyriadspecies, withoutrevealingaformofitsown.Itfashionsthestuff ofEmptinessand
Formlessness,4givingbirthtotheregulations.5TiedtothegodsinHeavenandthespiritsonEarth,itfixesthemodels.6Itpervadesandassimilatespastandpresent,
originatingthecategories.Itunfoldsandinterspersesyinandyang,generatingthech'i.Nowsevered,nowconjoined7[throughtheinteractionofyinandyangch'ithe
variousaspectsof]HeavenandEarthareindeedfullyprovided!Astheheavensandthesunturnintheircircuits[movinginoppositedirections],8hardandsoft
[day/night,yang/yin]indeedmakecontact.Eachreturns[withinthecourseofasingleyear]toitsplace,sothatitisindeedafixedrulethatonceended,[thecycle]
begins[again].9Nowgivinglifeandnowgivingdeath,humannatureandtheDecreeareindeedilluminated[throughtheoperationsoftheMystery].
[ThemainideaofthefollowingsectionisthattheMysterymakesHeavenandEarthappropriatepatternsforMan.Thesectionendswithreferencesto
binaryopposition.]
Lookinguptocontemplatethe[starry]images,lookingdowntoview[earthly]conditions,10[thesage]examineshumannatureandcomestoknowtheDecree.He
seekstheoriginofbeginningsandseesthefinaloutcome.11TheThreeReigns12sharethesamestandardthickandthin13intersecteachother.Round[Heaven]asa
rulewobblesunsteadily.14Square[Earth]asaruleconserves.15Exhalation[yangch'i]asarulemakesthebodiesflowout.Inhalation[yinch'i]asarulecongeals
forms.Forthisreason,whatenclosesHeavenwecallspacesandwhatopensspacesoutwecalltimes.16
Thesunandmooncomeandgosothatnowitiswinterandnowitissummer.Asarule,thepitchpipescompletethings,whilethecalendararrangestheseasons.The
pitchpipesandcalendarmeetintheirpaths.Thesageusestheminplanning.Dayheregardsasgood.Nightheregardsasbad.Nowitisday,nowitisnight,asyinand
yangseparatelyseekout[theirrespectiverealms].17Thewayofnightisextremeyin.Thewayofdayisextremeyang.Forfemaleandmale,therearenumerous
orientations,18sothereevolve[fromthese]goodluckandbad.Thenthewaysofrulerandsubject,offatherandson,andofhusbandandwifearedistinguished
logically.
Forthisreason,thesunmoveseastwardwhiletheheavensmovewestward.Theheavensandthesuncrosspaths.19Yinandyangalternateintheircircuits.Deathand
lifeareintertwined.20Onlythendothemyriadthingsbecomeinseparablybound.21Therefore,theMysteryiswhatseeks
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22
totakethecorrespondentpartsofAllunderHeaven andstringthemtogether.Itstitchesthemtogetheraccordingtotheircategory.Itprognosticatesaboutthem
accordingtotheirnorms.ItclarifiestheverydimmestpartsofAllunderHeaven.23ItilluminatesthemostobscurepartsofAllunderHeaven.Whatelsebutthe
Mystery[candoallthis]!
[ThefollowingsectionspeaksoftheunfathomableprofundityofboththeTaoandYangHsiung'sneoclassicalimitationofit.]
Now,asweknow,theMysteryhidesitspositionandconcealsitsboundaries.Itstoresitsgreatexpansedeepandobscures24itsbase.Itthrustsasideitsownmerit
andmakesasecretofitsmotiveforce.25Therefore,theMystery,itselfsurpassing,reallyshowsmanhowfarawayheis.Itselfvast,itreallyenlarges[theopportunities]
formantobegreat.Itselfunfathomablydeep,itreallyincitesmantoprofundities.Itselfinfinite,itreallycutsmanofffrominsignificance.26Theonethatsilentlygathers
alltogether,thatistheMystery.Theonewhowithgrandgestures27woulddisperseit,28thatisMan.
Knockon29itsgate.
Openitsdoor.
Rapitsknocker.
Onlylaterwilltheresponsecome.Howmuchlesslikelyis[aresponse]forthosewhodootherwise?30
Goodis''whatpeoplelikeandhavetoolittleof."31Evilis"whatpeopledislikeandhaveasurplusof."Ifthenoblemandailystrengthenswhatisdeficientinhim[i.e.,
thegood],andeliminateswhathepossessesinsurplus[i.e.,theevil],thentheWayoftheMysteryisnearlyapproximatedindeed!Lookingup,heseesitlocatedinthe
higherregions.Lookingdown,hespiesitlocatedinthelowerregions.Standingontiptoes[ineageranticipation],hewatchesforittobelocatedinfront.Abandoning
[it],heforgets32thatitislocatedinback.Evenifhewouldgoagainstit,hecannot,foritistheMysterythatsilentlybyrulemakeseachattainitsproperplace.
[Thefollowingsectionspeaksoftheman'srelationtotheMystery.Allhumanvirtuesaredefinedwithreferencetoit.]
Therefore,theMysteryofwhichwespeakistheultimateinutility.Toseeandtoknowitiswisdom.Toregarditwithloveishumaneness.Toberesoluteindeciding
topracticeitiscourage.Torulewithoutdistinction,33broadlyapplyingit,isfairmindedness.Tobeabletouseittocorrelatethingsiscomprehension.Tohaveno
bondsorimpedimentsissageliness.
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34 35
TobetimelyornotistheDecree. Whatisemptyofform andthepathofthemyriadthings,thatwecalltheWay.Continuousdevelopmentwithoutabrupt
change,36sothattheinternalorderofAllunderHeavenisattained,thatwecallCharismaticPower.Whatorderslivingthings37andunitesthemanysothatthereisall
embracinglove,thatwecallhumaneness.38Whatarrangesmatches39andmeasureswhatfits,40thatwecalltheRight.GraspingtheWayanditsPower,humaneness
andtheRight,andthenapplyingthem,thatwecalltheTask.WhatilluminatesHeaven'sachievementsandenlightensthemyriadthings,thatwecallyang[ch'i].Whatis
dark,withoutform,andofunfathomabledepth,thatwecallyin[ch'i].
Yangknowsyang,butdoesnotknowyin.Yinknowsyin,butdoesnotknowyang.Toknowyin,toknowyang,toknowstopping,toknowproceeding,toknow
darkness,toknowlightwhatelsebuttheMystery[canknowallthis]?41
Aswhatsuspendsthem,itisthebalance.Aswhatlevelsthem,itisthesteelyardbeam.Thepolluteditpurifies.Theprecipitous42itlevels.Anydeparturefrom[true]
conditionsitinvariablyexposesasfalse.Anydeparturefromfalsityitinvariablyrevealsastrue.Whenevertrueandfalsepushagainstoneanother,43thewaysofthe
nobleandmeanmanbecomerelativelyclear.44TheMysteryofwhichwespeakusesscalestomeasure.
Theelevateditlowers.
Thelowitraises.
Theabundantittakesfrom.
Thedepleteditgivesto.
Thebrightittonesdown.45
Thedoubtfulitclarifies.46
Touseitascompassisthought.Toestablishitisduty.Toexplainitis[true]disputation.Tocompleteit.isgoodfaith.47
NowHeavenopenlyshowsmenthegods.AndEarthgrandly48showsmenthespirits.49HeavenandEarthhavetheirappointedplaces.Thegodsandthespiritsmake
thech'icommunicate.Thereisone,thereistwo,thereisthree.50Witheachpositionadifferentgeneration,51[theMystery]makesthecircuitoftheNineDistricts,52so
thatendandbeginningareinterconnectedandinterdependent[inaseamlesscycle],sothataboveandbelowmakeaperfectcircle.53Examinethepatternsofthe
DragonandTiger.54ContemplatethelinesoftheBirdandTurtle.55Plottheirrevolutions56withregardtotheSevenRegulators,57andtiethemtotheCulmen58ofthe
GrandInception.59Bythiscomprehend60thesystemoftheJasperTemplate61andstraightenthebaselineoftheJadeLevel.62Asforthegrindingofcircleandsquare
[HeavenandEarth]againstone
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63
another,themutualoppositionbetweenhardandsoft[yinandyang]:Byrule,abundanceenters declineandwhatendsisbornagain.Thereisfillingupandemptying
out.Itflowsorstopsthereisnoconstancy.
[ThefollowingsectiondescribesthewayinwhicheachmajorpatternofhumansocietyderivesfromnaturalphenomenaintherealmofHeavenand
Earth.]
NowHeavenandEarthareplacedtherefore,thenobleandbaseareranked.64Thefourseasonsproceed[inorder]therefore,thesoninheritsfromthefather.The
pitchpipesandcalendararesetforththerefore,relationsbetweenrulerandsubjectareorderly.Constancyandchangeareinterspersedtherefore,theHundred
Affairsarehewn.Simplicityandembellishmenttakeshapetherefore,whatexistsandwhatdoesnotismadeclear.Goodluckandillappeartherefore,goodandevil
arerevealed.Emptinessandfullnesspropeloneanothertherefore,themyriadthingsareinextricablyconnected.65
Ifyangfailstoculminate,thenyinfailstogerminate.Ifyinfailstoculminate,thenyangfailstosprout.Extremecoldgivesbirthtoheat.Extremeheatgivesbirthtocold.
Thewayofexpansioninducescontraction.Thewayofcontractioninducesexpansion.Initsactivemode,[theMystery]dailycreateswhatit[theworld]lacksand
favorswhatitrenews.Initsquiescentmode,[theMystery]dailydepleteswhatit[theworld]hasanddiminisheswhatithascompleted.Therefore,weinferitbythe
waterclockwefurthertestitbythegnomon.Backandforthisitssequencetwistingandturningisitspath.66Bythemweseetheinvisibleform.Bythemwedrawout
theelusivethread.67Throughitwebecomepartofthecontinuumofthemyriadcategoriesofthings.68
Whenabove,itissuspendedfromtheheavens.Whenbelow,itissubmergedintheabyss.Sofineisitthatitentersasinglebladeofgrass.Sovastisitthatit
encompasseswholeregions.ItsWayistowanderinobscurityandtoladleoutthefull.Itpreserveswhatshouldbepreservedanddestroyswhatshouldbedestroyed.
Itkeepshiddenwhatshouldbehiddenandmanifestswhatshouldbemanifested.Itcausesthebeginningtobegin.Itcausestheendtoend.
WhoeverapproachestheMysterywillfindtheMysteryforitspartapproachinghim.WhoeverdistanceshimselffromtheMysterywillfindtheMysteryforitspart
keepingitsdistancefromhim.ItislikeHeaveninitsvastness.Itisintheeast,inthesouth,inthewest,inthenorth.Lookupandthereisnoplacewhereitisnot.But
themomentsomeonebendsdown,thenitisnolongerseen.HowcouldHeavenpossiblyleaveMan?ItisManwholeavesofhisownaccord.
Whatevercomesafterthewintersolsticeandmidnightisanimageof"approachingtheMystery."Itadvancesbutithasnotyetculminated.It
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goesforwardbutithasnotyetarrived.Itisemptybutithasnotyet[begunto]fill.Therefore,wecallit"approachingtheMystery."Whatevercomesafterthesummer
solsticeandmiddayisanimageof"distancingtheMystery."Oncetheadvanceculminates,itretreats.Oncetheforwardmovementends,itgoesback.Onceitis
alreadyfull,itisdepleted.Therefore,wecallit''distancingtheMystery."
Assoonasthesunturnssouth.69themyriadthingsdie.70Assoonasthesunturnsnorth,71themyriadthingsareborn.AssoonastheDipperpointsnorth[thatis,to
thezodiacalsectionssignifyingnorthnorthwestandnorth],themyriadthingsemptyout.AssoonastheDipperpointssouth[thatis,tothezodiacalsectionssouth
southwestandsouth],themyriadthingsfillup.Thesuninitssouthwardpathproceedstowardstheright[thatis,fromthewest],thenreturnsinaleftwardpath.72The
Dipperinitssouthwardpathproceedstowardstheleft,thenreturnsinarightwardpath.73Sometimesgoingleft,sometimesgoingrightsometimesdying,sometimes
living.Thegodsandthenuminous74unitetheirplans.75OnlythenareHeavenandEarthaligned,sothatHeavenisdivineandEarthnuminous.
IlluminationoftheMystery
Hsanying
[Thisessayalsocorrespondstothe"AppendedTexts"commentarytotheChanges.Theopeningparagraphdescribestheoriginofthecosmos,tyingthe
MysterytexttothemysteriousTao.SucceedingparagraphsoutlinethemostimportantconstantfeaturesoftheMystery,asitoperatesbothinthistextand
intheuniverseoutsidethetext.Finally,referenceismadetocertainorganizingprinciplesofhumansociety.]
WhenHeavenandEarthweresevered,1spacesandtimes2broadenedoutandleveled.3TheHeavenlyOrigin[midnightonthefirstdayofthewintersolsticeinachia
tzuyear]4wasspannedandpaced5thecycleofsunandmoonwascomputed.Completingthe[annual]revolutionisthecalendricalcycle6groupingthesocialorders
arethevariousranks.7Sometimesthereisconjunction,andsometimesseparationsometimesasurplus,andsmetimesadeficit[whenthesolarandlunaryearsare
aligned].Therefore,Isay:"GreatindeedareHeavenandEarth,whichengulfalldevelopment!Asinanet,[all]iscloakedintheMystery.Theendandthebeginning,
thedarkandthelight,theTables8andAppraisals[correspondto]HeavenlygodsandEarthlyspirits.Asgreatyangridesonyin,themyriadthingsareheldtogether.
MakingacircuitoftheNineEmptyPositions,9calamityandgoodfortuneareentangledinthenet."10
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Altogethertherearetwelvebeginnings[oneforeachmonthofthecalendaryear].Withregardtothemanyorders[ofexistence],onedrawsouttheendthreads.11
Andsothereexists1,2,and3,whichacttocatch[themanyorders]asinnetsandsnares.12TheartsoftheMysteryilluminateit.
TheFivePhasesoftheVastBasearesetoutrepeatedly[in]theNinePositions.Aboveandbelowtheycleavetooneanother[insuccessivecycles,withthevarious]
categoriesresidingintheirmidst.TheartsoftheMysteryilluminateit.
HeavenisroundandEarthissquare.TheCulmen[thePolestar]isplantedintheexactcenter[ofthecosmos]themovements[ofthestarsaroundit]arefixedbythe
calendar.13Timeridesonthetwelve[zodiacalsectionsofthesky].14ThustheSevenRegulators[ofsun,moon,andfivevisibleplanets]areestablished.15Theartsof
theMysteryilluminateit.
TheDipper,movingwiththeheavens,advances[towardthewest].16Thesun,goingagainst[thewestwardspinof]theheavens,retreats.Somemovewithitandsome
goagainstit.ThustheFiveRecorders[theYearstar,moon,sun,stars,andcalendricalcalculations]areestablished.17TheartsoftheMysteryilluminateit.
Oneplacesthedialtohaveitgiveoffashadow.Onedrains18theclepsydratofigurethequarterhourmarks.[From]duskanddawn,oneempiricallyestablishesthe
center[positionofthecircumpolarstarsatnoon].Thosewhocreate[humaninstitutions]areforewarnedby[theinformationsuchinstrumentsprovide].Theartsofthe
Mysteryilluminateit.
Thebambooof[Musicmaster]Linglun[i.e.,thepitchpipe]isusedtomakeatube.Ashhousedwithin[bambootubes]isusedtomakea"watch"device.Byitare
measuredtheHundredNorms.19OncetheHundredNormsareinplace,thelegionsofpeople20arenolongerinerror.TheartsoftheMysteryilluminateit.
Easttowestisthewoof.Southtonorthisthewarp.Whenwarpandwoofareinterwoven,thedeviantandtheuprightaredistinguishedbyit,whilegoodluckandill
takeformthroughit.TheartsoftheMysteryilluminateit.
Drillingawellsupplieswaterdrillingforfireigniteswood.[AddtoWater,Fire,andWood]molten21MetalandmouldedEarthtocorrectlyapportiontheFive
ExcellentMaterials[i.e.,theFivePhases].ThestuffoftheFiveExcellentMaterialsisusedtoendowtheHundredCorporealBodies.TheartsoftheMystery
illuminateit.
Oddnumbersareusedtoenumerateyang[ch'i].Evennumbersareusedtoenumerateyin.OddandevenextendedandexpandedareusedtocalculateAllunder
Heaven.TheartsoftheMysteryilluminateit.
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22
TheSixBeginningsmakethemalepitchpipes.TheSixIntermediaries makethefemalepitchpipes.Oncethepitchpipes,maleandfemale,aretunedtooneanother,
thetwelveareusedtoproduceharmonies,andtonumberthesolarconjunctions.23TheartsoftheMysteryilluminateit.
Region,Province,Department,andFamily[yield]eightyoneplaces[i.e.,tetragrams].Theseare[further]delineatedaslower,center,anduppertosignify[allwithin]
thefourseas.TheartsoftheMysteryilluminateit.
Thereare1Ruler,3Dukes,9Ministers,27Councilors,and81chiefKnights.Thefewbyrulecontrolthemanywhatlacksvisibleform[i.e.,theMystery]24byrule
controlswhathasform.TheartsoftheMysteryilluminateit.
[Thefollowingtwoparagraphsareextremelyimportant.InthemYangHsiungrefutestheclassicTaoistutopianvision,whichcelebratesthegoldenageof
antiquityasacarefreetimeforthehumanracepriortothedevelopmentofthediscriminatingmind.YangHsiungcountersthisvisionbyanother,inwhich
theancientsagekingFuHsicreatesdivinationsothatManmightfinallylearnbothtodiscriminateandtoseeconnections.Throughtheproperuseof
sacredtoolslikedivination,Mancanhopetopartakeofdivinity.]
Inantiquity,humanswereneithershakenbyfear25norworried.26Theyweresluggishintheirthinking.Theydidnotdivineeitherbymilfoilstalksorbyturtlesogood
luckandillseepedintooneanother[i.e.,wereindistinguishable].Itwasthenthatthesage[FuHsi]createdmilfoilandturtledivination,drillingtogettheessence,27and
relyingonthedivineinthesearch28tounderstandfavorandblame.TheartsoftheMysteryilluminateit.
Forthisreason,thosewhowishtoknowtheunknowableestimateitbywhatisinthehexagramsandbonecracks.Thosewhowouldfathomtheprofoundandprobe
thedistantthentiethemtowhatisintheirthoughts.Arenotthetwo[divinationandthought]establishedbysinglemindedconcentration?29Whenonedivineswith
singlemindedconcentration,thegodspromptthechanges[thatrevealananswertotheinquiry].Whenonedeliberates[onthisresponse]withsingleminded
concentration,one'splansareappropriate.WhenoneestablisheswhatisRightwithsinglemindedconcentration,noonecanoverturnit.Whenonemaintainshis
principleswithsinglemindedconcentration,noonecansnatchthemaway.30Therefore,todrawouttheinfinitudeofAllunderHeaven,todispeltheconfusionand
chaosofAllunderHeaven,whatelsebutsinglemindedconcentrationcanaccomplishit?
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[Inanotherimportantparagraph,YangHsiungfirstdescribesthecreativeact,whetherinthecosmosorinthehumanmind.Succeedingparagraphs
describethecreativityandvitalityoftheMysterytext.]
Now,theactofcreationhonorsitsownprecedentsandprototypes31yetitgivesphysicalformtothespontaneouslygenerated[Tao].Whenwhatitfollowsisgreat,
thenitsembodimentwillbevigorous.Whenwhatitfollowsispetty,thenitsembodimentwillbemeager.Whenwhatitfollowsisstraight,thenitsembodimentwillbe
coherent.32Whenwhatitfollowsiscrooked,thenitsembodimentwillbescattered.Therefore,itneithereliminates33whatexistsnorforceswhatisnot.Wemay
compareittothephysicalbody,inthatanyincreasewouldbesuperfluousandanydeletionwouldmeanadeficiency.Therefore,theessentialstructure[ofthecreative
act]34restsinthespontaneouslygenerated[Tao],whileitsexternalelaborationrestsinhumanaffairs.Canitreallybediminishedorincreased?
Nowallthoseinfirstposition[Appraisals1,4,and7,thefirstAppraisalsineachofthethreesetsofthree]arewhatpatternsthebeginningandfathomsthedepths.All
thoseinthirdposition[Appraisals3,6,and9]arewhatcompletestheendingsandpushesthewholetoextremes.35Allthoseinthesecondposition[Appraisals2,5,
and8]arewhatcombineseventsandseeksthecenter.TheWayofMantakesitsimagefromthem.
[TheMystery]focusesonitseventsbutnotonitsphrasing.Itmultipliesitschangesbutnotitspatterns.Were[theMystery]noteconomical[initsexpressions],its
pointswouldnotbedetailed.Wereitnotcompact,itsresponseswouldnothaveuniversalapplication.Wereitnotcoherent,theeventsitdescribeswouldnotbe
diverse.36Wereitnotdeep,itsideaswouldnotrevealanything.Forthisreason,patternisusedtoseeintotheessentialandphrasing,tolookintoactualconditions.37
Ifwetakeacloselookatthephrasesitlaysout,thensurelyitsheart'sdesirewillberevealed!
[FromthesingleTao,therehaveevolvedfourkindsofchange.Operatingbyturns,thesefourkindsofchangeprovidemodelsforhumansociety.The
concludingparagraphsoftheessaydefinekeytermsforthereader.Bymeansofsuchdefinitions,YangHsiungseekstoprovetheultimateutilityofmoral
action.]
ThatWayhascontinuityanddevelopment,38[abrupt]changeand[gradual]metamorphosis.39WhencontinuityanddevelopmentconformwiththeTao,itmakesthem
divine.40Whenchangeandmetamorphosis
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41
areinaccordwithTime,itmakesthemfitting. Therefore,thoughcontinuous[anentity]canstillchange.OnlythenisHeaven'swayattained.Andthoughchanging,
[anentity]canstillbecontinuous.OnlythenisHeaven'swaycompliedwith.Now,ifthingsdidnotcontinue[themodeloftheirforebears],theywouldnotbeborn.
Andiftheydidnotchange,theywouldnotbecompleted.Therefore,toknowcontinuitybutnotchangeistohavethingslosetheirownrules.Andtoknowchangebut
notcontinuityistohavethingslosetheiruniformaspects.WhenchangegoescountertoTime,thingslosetheirfoundation.Andwhencontinuitygoescountertointernal
pattern,42thingslosetheirregulatingprinciple.Continuityandchangeleadto[more]continuityandchange.Theyaretheverylawandmodelforthestateandfamily.
Actions[inaccordwiththis]modelaremostefficaciousinsuccessandfailure.43
ThewarpthatestablishesHeaveniscalled"yinandyang."ThewoofthatgivesformtoEarthiscalled"verticalandhorizontal."ConductthatrevealsManiscalled
"benightedorenlightened."Wesayofyinandyang,''Theyjointheirdivided[selvestogivebirthtothemyriadthings]."Wesayofverticalandhorizontal,"Thewoof
threadsitswarp[tocreatesignificantpattern]."Wesayofthebenightedandenlightened,"Theydifferintheiressentialqualities."Yinandyangholdallthelimits
together.Warpandwooffunctionasmeetingplaces.Benightedandenlightenedrefertothesubstantivenature.44Ifyanghadnoyin,itwouldhavenopartnertojoinin
itsoperations.Ifthewarphadnowoof,therewouldbenowayforittocompleteitsfitting[pattern].Iftheenlightenedhadnobenighted,therewouldbenowayhe
coulddistinguishhisvirtue.Yinandyangarethemeanstodrawoutthetrueconditions.Verticalandhorizontalarethemeanstoilluminateinternalpattern.Enlightened
andbenightedarethemeanstoshedlightonaffairs.Whentrueconditionsaredrawnout,whenpatternsareilluminated,whenaffairsaremadebrilliant45thatisthe
Wayofthenobleman.
Contact,backandforth,
Withfragrantsmokerising.
Thisisthegateofgainandruin.46
Now,whatisgainandwhatisruin?Gainisgoodfortuneandruiniscalamity.InHeavenandEarth,goodfortuneisconformity[toprevailingtrends],andcalamity,
goingagainstthem.Inthemountainsandriverways,goodfortuneisthelow,andcalamity,thehigh.IntheWayofMan,goodfortuneistheupright,andcalamity,the
perverse.Therefore,thenoblemanisinwardlyupright,andoutwardlycompliant,47alwayshumblinghimselfbeforeothers.48Thisiswhytheoutcomeofhisactionsis
goodfortuneandnotcalamity.Ifingoodfortuneonedoesnoevil,
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[goodfortune]cannotgiverisetocalamity.Ifincalamity,onedoesnogood,[calamity]cannotbecomegoodfortune.
Evilandgood!
Evilandgood!
Evilandgood!
Thesearewhatultimatelyrevealthenobleman.Now,[forothers,]whenthejoyofgoodfortuneends,theworryofcalamitybegins.
WhatHeavenandEarthvalueiscalledgoodfortune.Whattheghostsandgodsbless49iscalledgoodfortune.WhattheWayofMandelightsiniscalledgood
fortune.Whateverisdespisedandabhorrediscalledcalamity.Therefore,whenthereistoomuchvicein[periodsof]goodfortune,correspondentcalamitiesriseup.
Inthedaytime,men'scalamitiesarefew.Atnight,men'scalamitiesaremany.Asdayandnightareinterspersed,thegoodfortuneandcalamityassociatedwiththem
aremixed.
NumbersoftheMystery
Hsanshu
[Thisessayiscomparabletothe"DiscussionoftheTrigrams"(Shuokua)sectionfoundinthesocalled"TenWings"oftheChanges.Theessayexplainsthe
entiresystemofcorrelationstobeemployedbythedivinerwhenapplyingtheindividualtextsoftheMysterytopersonalsituations.Weshouldremember
alwaysthatsuchnumbercorrelationsalertthereadertotheprofoundorderinherentintheuniverse.
Theautocommentarybeginswithseveralparagraphswhichhavebeentranslatedorsummarizedinthe"MethodofDivination"and"Interpretationafter
Divination"sectionsofthe"Introduction''tothisbook.Thesesections,therefore,havebeenomittedhere.]
ThreeandEightcorrespondto:
Wood
East
Spring
thedayschia
thezodiacalperiodsyin
thenotecheh1
thecolor,green
thetaste,bitter
thesmell,sour
theform,contractingandexpanding
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thePhaseproduced,Fire
thePhaseconquered,Earth
thetimetogivebirth
oftheviscera,thespleen
thepromotionofwill
thenature,benevolence
theemotion,happiness
theduty,demeanor
theapplication,"reverencewhichmakesforsolemnity"2
theomen,drought
theemperorT'aihao
thegodKoumang
thestarsthatattendits[theeast's]position
thecategory,scalycreatures
thunder
drums
boomingsounds
newness
bustlingactivity
doors
windows
heirs
thosewhoinherit
leaves
mainthreads
pardons
expiations
manysons
goingout
giving
bamboo
grasses
fruits
seeds
fish
drawingtools3
compasses
ricefield
scarpentry
spears
greenprodigies
noseailments
wildness
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FourandNinecorrespondto:
Metal
West
autumn
thedayskeng
thezodiacalperiodsshen
thenoteshang
thecolor,white
thetaste,acrid
thesmell,rank
theform,violentchange
thePhaseproduced,Water
thePhaseconquered,Wood
thetimetokill
oftheviscera,theliver
thepromotionofthecorporealsoul
thenature,righteousness4
theemotion,anger
theduty,speech,
theapplication,"compliancewhichmakesforgoodorder"
theomen,rain
theemperorShaoHao
thegodJushou
thestarsthatattendits[thewest's]direction
thecategory,hairythings
witchdoctors
invocationsbyshamans
fiercebeasts[suchastigers]
whatisold
metallicrings
gates
mountains
limits
borders
[inner]citywalls
bones
rocks
braceletsandgirdleornaments
headornaments
heavyjewels5
metalbuttons
poundingofrice
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mortars
strength
whateverissuspended
sparkingfirebydrillingwood
weapons6
shackles
teeth
horns
scorpions
poisons
puppies
entering
seizing
netting
plundering
thieving
ordering
thecarpenter'ssquare
metalworking
battleaxes
whiteprodigies
muteness
slander7
TwoandSevencorrespondto:
Fire
South
Summer
thedaysping
thezodiacalperiodsszu
thenotechih
thecolorred
thetaste,bitter
thesmell,scorched
theform,whatisabove
thePhaseproduced,Earth
thePhaseconquered,Metal
thetimetonourish
oftheviscera,thelungs
thepromotionoftheetherealsoul(hun)
thenature,ritual
theemotion,joy
theduty,sight
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theapplication,"claritywhichmakesforwisdom"
theomen,heat
theemperorYenti
thegodChujung
thestarsthatattendits[thesouth's]direction
thecategory,featheredthings
stoves
silk
nets
rope
pearls
patterns8
mixtures
seals
ribbons
books
whateverislight
whateverishigh9
towers
wine
spitting
shootingwithanarrow
daggeraxes
armor
thickets
theCommandingGeneral10
string
workingwithfire
knives
redprodigies
blindness
laxity
OneandSixcorrespondto:
Water
North
Winter
thedaysjen
thezodiacalperiodstzu
thenotey
thecolor,black
thetaste,salty
thesmell,rotted
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theform,whatisbelow
thePhaseproduced,Wood
thePhaseconquered,Fire
thetimetostore
oftheviscera,thetesticlesandkidneys
thepromotionofsperm11
thenature,wisdom
theemotion,sorrow
theduty,hearing
theapplication,"perceptivenesswhichmakesfor[good]planning"
theomen,[undue]cold
theemperorChanh s
thegodHsanming
thestarsthatattendits[thenorth's]direction
thecategory,thingswithshells
ghosts
sacrifices
temples
wells
caves
burrows
mirrors
jade
treading
makinglongtrips
laboring
blood
ointments
coveting
containing
hibernatinganimals
huntingwithfire
shutting
robbing
theDirectorofPublicWorks
laws
standards
waterworks
shields
blackprodigies
deafness
urgency
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OnFive:Fivecorrespondsto
Earth
Center
thefourseasons
thedayswu
thezodiacalperiodsch'en
thenotekung
color,yellow
taste,sweetness
smell,fragrant
theforms,verticality12
thePhaseproduced,Metal
thePhaseconquered,Water
thetimetojointogether
oftheviscera,theheart/mind
thepromotionofthedivinesoul
thenature,trustworthines
theemotion,fear
theduty,thought
theapplication,"presciencewhichmakesforsageliness"
theomen,wind
theemperorHuangti(YellowEmperor)
thegodHout'u
thestarsthatattendits[circumpolar]direction
thecategory,whatisnaked[i.e.,human]
tumuli13
bottles
palaces
residences
thecentercourtyardrainwell
"internal"affairs14
weaving
clothes
furs
cocoons
rawfloss
beds
sleepingmats
complying
cherishing
toolsorvesselswithbellies
oils
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lacquer
glue
sacks
pouches
carriages
hubs
sowing
harvesting
foodstuffs
flesh
coffins
calves15
thoroughfares
meetings
thecapital
measures
weights
earthworks
bowsandarrows
yellowprodigies
stupidity
benightedness
AmongtheFivePhases,theoneinpoweris"theking."Theonethekingproducesis"theminister."The''oldking"istheonedeposed.Theonethat[would]conquer
thekingisimprisoned.Theonethatisconqueredbythe[new]kingdies.
OftheMusicalNotes,
Kung istheruler.
Chih isaffairs.
Shang istheminister.
Cheh isthepeople.
Y isthecommonpeople.
OfPitchStandards,16
Huangchung (G).17
Linchungproducest'aits'ou (D).
T'aits'ouproducesnanl (A).
Nanlproducesk uhsien (E).
Kuhsienproducesyingchung (B).
Yingchungproducessuipin (Fsharp).
Suipinproducestal (Dflat).
Page446
Talproducesyitse (Aflat).
Yitseproduceschiachung (Eflat).
Chiachungproduceswuyi (Bflat).
Wuyiproduceschungl (F).
[OftheTwelveEarthlyBranches,]
Tzu countas9.
Ch'ou countas8.
Yin countas7.
Mao countas6.
Ch'en countas5.
Ssu countas4.
Therefore,thesumofthe"male"pitchstandardsis42andthesumofthe"female,"36.Thesumofthecombinedmaleandfemalepitches,withsome"returning"and
some"blocking,''altogetheris78.ThenumberoftheYellowBell[whichis81]issetupbyit.[Inotherwords,78equals81once3isaddedtosymbolizethetriadic
realmsofHeavenEarthMan.]TheiruseasmeasuresdependsuponthefactthatallareproducedbytheYellowBell.18
[OftheTenHeavenlyStems,]
Chia countas9.
Yi countas8.
Ping countas7.
Ting countas6.
Wu countas5.
Thenotesarebornofthedays.Thepitchstandardsarebornofthezodiacalperiods.Thenotesareusedtoexpressmen'sessentialsubstance.19Thepitchstandards
areusedtoharmonizethenotes.Whenthenotesandpitchesareattunedtooneother,theeightdistinctivetimbres[ofvariousinstruments]areproduced.
OftheNineHeavens,
ThefirstismadeCenter(no.1ofthetetragrams).
ThesecondismadeDefectiveness(no.10).
ThethirdismadeFollowing(no.19).
ThefourthismadeChange(no.28).
ThefifthismadePurity(no.37).
ThesixthismadeEnlargement(no.46).
TheseventhismadeDiminishment(no.55).
TheeighthismadeSinking(no.64).
TheninthismadeCompletion(no.73).
Page447
OftheNineEarths,
Thefirstissandandmud.
Thesecondismarshesandpools.
Thethirdissmallisletsandbanks.
Thefourthislowfields.
Thefifthisfieldsatthemiddlerange.
Thesixthishighfields.
Theseventhislowmountains.
Theeighthismountainsofmediumheight.
Theninthishighmountains.
OftheNine[Types]ofMen,
Thefirstisthelowman.
Thesecondisthecommoner.
Thethirdisthemanwhoadvances.
Thefourthislowrank.
Thefifthismiddlerank.
Thesixthishighrank.
Theseventhisthemanoflostambitions.
Theeighthistheillorinfected.
Theninthisthemaninextremities.
OftheNineBodyParts,
No.1correspondstohandsandfeet.
No.2correspondsto[lower]armsandshin.
No.3correspondstothighsandupperarms.
No.4isthewaist.
No.5isthebelly.
No.6istheshoulders.
No.7isthethroat.
No.8istheface.
No.9istheforehead.
OftheNineGradesofRelations,
No.1correspondstogreatgreatgrandchildren.
No.2correspondstogreatgrandchildren.
No.3correspondstograndchildren.
No.4correspondstochildren.
No.5correspondstotheself.
No.6correspondstothefather.
No.7correspondstothegrandfather.
No.8correspondstothegreatgrandfather.
No.9correspondstogreatgreatgrandfather.
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OftheNineApertures,
Nos.1and6correspondtotheurethra20andtheear.
Nos.2and7correspondtotheeyes.
Nos.3and8correspondtothenostrils.
Nos.4and9correspondtothemouth.
No.5correspondstotheanus.
TheNineOrdersarerankedfrom1to9.21
OftheNineAffairs,
Thefirstiscarefulplanning.22
Thesecondishesitationinalldirections.
Thethirdisselfassurance.23
Thefourthisouterdirectedactivity.
Thefifthisinnerharmony.
Thesixthisabundance.
Theseventhiswaning.
Theeighthiswasting.
Theninthistotaldestruction.
OftheNineDecades,
No.1correspondstothefirstdecade.
No.2correspondstotheseconddecade.
No.3correspondstothethirddecade.
No.4correspondstothefourthdecade.
No.5correspondstothefifthdecade.
No.6correspondstothesixthdecade.
No.7correspondstotheseventhdecade.
No.8correspondstotheeighthdecade.
No.9correspondstotheninthdecade.
[TherefollowsasectionwhichisquotedintheMethodofDivinationsectionintheIntroduction.]
ElaborationoftheMystery
Hsanwen
[Thiscorrespondstothe"Wenyen"sectionoftheChanges,whichtreatsthefirsttwoChangeshexagramsasamicrocosmfortheentireYichingsystem.
TheElaborationautocommentaryexplainsTetragram1asamicrocosmofthewormofHeavenEarthMan,aswellasoftheMysterytext.]
Page449
Inregardto[thefivemanticformulae],
Without(wang ),
Extending(chih ),1
Covering(meng ),
Completing(ch'iu ),
Hidden(ming ):2
Withoutreferstothenorthandtowinter.Itiswhateverstilllacksform.Extendingreferstotheeastandtospring.Itiswhateverhassubstancebutnopatternasyet.
Coveringreferstothesouth,tosummer,andtothingsgrowingtall.Itiswhatevercanbegottenandincreased.3Completingreferstothewestandtoautumn.Itis
thingsallachieving[thepotentialimpliedby]theirimagesandcomingtocompletion.Whathasformthenreturnstotheformlesstherefore,itiscalledHidden.Thusthe
myriadthingsareWithout[form]inthenorth,areExtendingintheeast,areCoveringinthesouth,areCompletinginthewest,andareHiddeninthenorth.Andso,
Without[asprimordialchaos]istheholdingplacefor.
Being.Extendingistheplainbackground4forpattern.
Coveringisthemasterofloss.
Completingistherepositoryoflife.
Hiddenisthestorehouseoflight.
Withoutlodgesitsch'i.
Extendingprods5itsspecies[intolife].6
Covetingcarriesitsgrowthtothelimit.
Completingfinishesitsaccomplishments.7
Hiddenreturnstoitssecretplaces.
WithoutandCovetingpushoneanothertothelimit.ExtendingandCompletingrestrainoneanother.ComingoutofHidden,goingintoHidden,thenewandtheold
exchangeplaces.Asyinandyang[ch'i]succeedoneanother,thepureandthesullieddeposeoneanother.Whatisabouttocomeadvances.Whathasbeenachieved
willretreat.Whathasalreadybeenusedisgenerallydespised.Whatisappropriateforthetimegenerallyishonored.Heavenispatternedandearthisplain.Theydo
notchangetheirpositions.8Without,Extending,Covering,Completing,andHidden!9
SpeechderivesfromWithout.ConductderivesfromWithout.CalamityandgoodfortunederivefromWithout.ThetimethatcorrespondstoWithoutisMysterious
indeed!Conductasaruleleavestraces.Speechasarulehassounds.Goodfortuneasarulebringsgiftsofdriedmeat.10
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Calamityasarulehaswhattakesform.ThiswecallExtending.AndoncethereisExtendingtherecanbeCovering.OncethereisCoveringtherecanbeCompleting.
AndoncethereisCompletingthenitcanreverttotheHidden.Forthisreason,thetimethatcorrespondstoWithoutcangenerallybecontrolled[meaning,wecan
forestallcalamityintheearlystage].
TheeightyonetetragramsevolvefromWithout.Heaven'sdazzlinglightcomesoutoftheinfiniteitsfierybrilliancecomesoutoftheboundless.Therefore,thetimethat
correspondstoWithoutisMysteriousindeed!Forthisreason,Heaven'sWayisto:
Empty,soastostorethem[themyriadthings].
Move,soastocatalyzethem.
Exalt,soastomakethemapproach.
Pare,soastoregulatethem.
End,soastosecludethem.11
Soprofoundisitthatnonecanfathomit!Sogloriousisitthatnonecansurpassit!
Therefore,[inimitationoftheTao]thenoblemanhidingintheprofoundisenoughtoembody12thedivine.Hisfirstmovesareenoughtoimpressthemasses.Hislofty
characterandclarityofmindareenoughtoreflectonthosebelow.Hisparingandcutting[i.e.,hisregulationsandpunishments]areenoughtocausethemtoquake
withfearandapprehension.Hisdeepreclusionisenoughtocausethemtoconcealorwithdraw[fromtheworld].13Becausethenoblemancan[emulate]thesefive
[attributesoftheMysteriousTao],thereforewedescribe[himinanalogousterms]asWithout,Extending,Covering,Completing,andHidden.
Someoneaskswhatismeantby:"Primalonenessencompassesall./Itisprofound"?Itsays,14theworthymanisonewithHeavenandEarth[insofarashis]thoughts
embracethemanykinds[ofbeing].Heunitesthem[histhoughts]atcenterbeforelettingthemtakeformoutside[inaction].Livingalone,heishappy.Thinkingalone,
heisconcerned.Happiness[sogreat]cannotbeborne.Concern[sogreat]cannotbeovercome.Thereforeitissaidtobe"profound."
Whatismeantby:"Spiritualforceswarindarkness"?Itsays,thepettyman'sheartisimpure.15Whenitisabouttotakeformoutside,yinandyangarearrayedinbattle
linestofightovergoodluckandbad.Withyang,[theheart]battlesforgoodluckwithyin,forbadluck."Aswiththewind,oneknowsthetiger./Aswithacloud,one
knowsthedragon."16Theworthymaninitiatesactionandthemyriadcategoriesareheldincommon.
Whatismeantby:"Thedragonemergesatthecenter"?Itsays,the
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characteristicvirtueofthedragonisapparentforthefirsttime.Iftheyinhasnotculminated,thenyangwillnotbeborn.Ifdisorderhasnotculminated,thenvirtuewill
notassumeform.Thenoblemancultivatesvirtue,therebyawaitingthepropermoment.Hedoesnotriseupbeforethepropermoment,nordrawbackafterithas
alreadypassed.Whetherinactionoratrest,whetherobscureoreminent,hedoesnotstrayfromthenorm.Canthisbesaidofanyoneelsebutthenobleman?Thus
"headandtailarefitforuse."
Whatismeantby:"Lowliness,emptiness,nothingness,complianceDespiteafullportionofnatureandDecree,stillheisblocked"?Itsays,thepettymancannotfind
itinhishearttoembraceemptinessortodwellinlowplaces.Althoughheisdebased,hecannotbeapproached.Althoughheisempty,hecannotbefilled.When
doingwithoutwouldbeappropriate,heiscapableofpossessing.Whencompliancewouldbeappropriate,heiscapableofstrikingoutinanuntrieddirection.17
Therefore,"despiteafullportionofnatureandDecree,"helacks[thehumility]toavoid[inappropriateaction].Thatiswhy"heisblocked."
Whatismeantby:"Thesuncenteredinthesky"?Itsays,thenoblemanrideson[thatis,takesadvantageof]hisposition,makingitserveashiscarriageandashis
horse.Thefrontboardofthecarriageandthebraidedtailofthehorse18canbeputtouseinmakingacircuitofAllunderHeaven.Therefore,[thesun]"helpshim
becomemaster."
Whatismeantby:"Themoonlosingitsfullness/Isnotasgoodasnewlightinthewest"?Itsays,thepettymaninthefullnessofhispowers19bringsneedlessruinupon
himself.Waterincreasesinthedeepabyss[as]treeslosesomeoftheirlimbs.Inthemountains,theemaciatedarekilledoffinthemarshes,theplumpgrowinnumber.
Theworthymansees,butnoneamongthemassesunderstand.
Whatismeantby:"Repositoryofthefullyripe"?Itsays,thehumaneareafflictedbytheinhumane.Thejustareafflictedbytheunjust.Thenoblemanismagnanimous
enoughtolead20themasses.Heisgentleenoughtomakethingssecure.HeavenandEarthaccomodateeverysinglething.Onlyinhumanityandinjusticearenot
accomodatedby[onealliedwith]HeavenandEarth.Therefore,"Wateristherepositoryofrectitude."
Whatismeantby:"Yellowisnotyellow"?Itsays,thesmallmanfailstomodelhimselfonthecenter.Byruleallofthefirstpositions[ineachsetofthreeTables]21are
beginningsallofthethreesareends.Thetwosattainthepropercenter.Thenoblemanresidinginobscurityisupright.Residingingoodfortune,hekeepshimself
humble.Residingincalamity,heturns[theblame]backonhimself.Thepettymanresidinginobscurityisperverted.Residingingoodfortune,heisarrogant.Residing
incalamity,heisathiswit'send.Therefore,
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Whenthenoblemanattainsaposition,heflourishes.
Whenhelosesit,hekeepshisequanimity.
Whenthepettymanattainsaposition,heistyrannical.
Whenhelosesit,heperishes.
AtAppraisal8,evenifheattainsapositionstillit"overturnsthenormsofautumn."
Whatismeantby:"Whensoulsareoverturned,ch'iandformrevert"?Itsays,theexcessive22culminatesabove.Whatculminatesabovethenmovesoninthecycle.
Theexcessivegoesbelow,whereitisthenoverturned.Thesoulisoverturnedalready,Idaresay.Thech'iandformcouldnotpossiblyremainandnotrevert.Doesit
meanthatthenoblemaninhisoldagehasreachedtheendofhistime?Yangculminatesabove.Yinculminatesbelow.Thech'iandformareatodds[witheach
other].Theghostsandgodsobstruct[oneanother].Theworthymangrowsapprehensive[sinceheisawarethathisdemiseisimminent],whilethepettymangrows
presumptuous[sinceheuseshisadvancedagetoexcusehisselfindulgence].23
"Primalonenessencompassesall./Itisprofound"referstogreatreceptivity."Spiritualforceswarindarkness"referstomutualattack."Thedragonemergesatthe
center"referstoaffairsproceedingsmoothly."Blockedtolowlinessandemptiness''referstonotbeingfairminded."Thesuncenteredinthesky"referstoall
pervasivelight."Themoonlosingitsfullness"referstodepletionofthesurplus."Repositoryofthefullyripe"referstotakingthetriedandtrueasmodel."Yellowisnot
yellow"referstolosingthecentralthread."Overturnedsoulsreverting"referstoexhaustingHeaven'sconditions.
[Themanticformulae]Without,Extending,Covering,andCompletingappraisethemany[aspectsof]theHidden.[Thephrase]"Primalonenessencompassesall./Itis
profound"describesasituationwhere"thestuffembracedhasnobounds.""Spiritualforceswarindarkness"describes"goodandevilintworows.""Thedragon
emergesatthecenter"describes"lawsandinstitutionsthatarecivilized."24"Blockedtolowlinessandemptiness"describes"subjects'waysthatareunfit.""Thesun
centeredinthesky"describes"ridingonthefirmnessofCh'ien[Hexagram1intheChanges,signifyingpuremasculinity].""Themoonlosingitsfullness"describes"the
waytocontemplatewaxingandwaning.""Repositoryofthefullyripe"describes"theabilitytoemploypunishmentandsuasivevirtue.""Yellowisnotyellow"describes
"theinabilitytoproceedfurtherincompanywithothers.""Overturnedsoulsreverting"describes"timebyrulehavingitslimits."
Without,Extending,Covering,andCompletingonlythenatlasthasonereachedthelimitofthespiritrealm.
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WhatisvaluedinHeavenandEarthiscalled"life."Whatishonoredamongthingsiscalled"human."Thegreatorganizingprincipleofhumanityiscalled"goodorder."
Whatgoodorderdependsuponistheruler.NothingelsecancomparetotherulerinexaltingHeavenandbroadeningEarth,25inclassifyingthemanyandinpairing
things,sothattheydonotlosetheirorder.Now,Heavenrulesintheregionsabove,andEarth,intheregionsbelow.Therulerrulesinthecenter.Lookingupto
Heaven,hefindsthatHeavenisnotweary.LookingdowntoEarth,hefindsthatEarthisnotindolent.ThewearyarenotlikeHeaven.TheindolentarenotlikeEarth.
Ithasneverbeenthecaseinthepastorinthepresentthatthewearyandindolentexhibitabilityintheiraffairs.Forthisreason,thesagelooksuptoHeavenand
takesconstancyas[his]rule.Heplumbsthelimitsofthedivineheminesthe[possibilitiesfor]change.Heunderstandsthingscompletelyheexhausts[thepotential]
inherentin]naturalconditions.26ThesagewouldmatchhisbodywithHeavenandEarth,aimforthenuminosityoftheghostsandgods,27pushhistransformationsto
thelimitwithyinandyang,andparticipateintheintegrityofthefourseasons.ContemplatingHeaven,hebecomesHeaven.ContemplatingEarth,hebecomesEarth.28
Contemplatingdivinities,hebecomesdivine.ContemplatingTime,hebecomestimely.Heaven,Earth,thegods,andTime,withalltheseheisinaccord,sohowcould
heenterintocontradiction?29
RepresentationsoftheMystery
Hsianyi
[Traditioncomparesthisessaytopartsofthe"AppendedTexts"(Hsitz'u)commentarytotheChanges.Thefirsttwoparagraphslistthecomponentparts
oftheMysteryandsuggesttheconditionsnecessarytocomprehendit.]
ThephrasingintheAppraisalsoftheMysterysometimesiscouchedintermsofch'i[accordingtotheFivePhases],1sometimesintermsofcategory,sometimesin
termsofthetwistsandturns2of[human]affairs.Itventurestoaskquestionsabouttheirnaturesitexaminestheirfamilies[i.e.,itstetragrams].Itcarefullyobserves
whattheycoincidewith.Itcatalogsthembyevent,detailsthembynumber.Inmeetingwiththegods,itseesthemasHeavenly.IncomingupagainstEarth,itseesitas
fieldstobesown.Byrule,then,itattainsthetrueconditionsoftheMystery!
AndsoitisthattheHeadsrefertotheHeavengivennature.ThePolarOppositionsreferstoopposingtheright[pairsoftetragrams].The
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Interplayreferstoshuffling[them]together.TheFathomingsarethemeanstoknowthetruecircumstances.TheEvolutionexpandsit.TheIlluminationclarifiesit.The
Numbersservesasaclassificatorymethod.TheElaborationservesasafinelyworkedornament.3TheRepresentationsreferstothelikenesses.TheDiagramrefersto
theimages.TheRevelationreferstoitsoriginandends.
[ThefollowingparagraphsummarizesYangHsiung'sideasregardingtherelationofhumannaturetofate.]
"OnlyHeaventakestheinitativetosenddownlifetothecommonpeople."4Itsetstheirbehaviorstoacting,mouthstotalking,eyestoseeing,earstohearing,and
mindstothinking.Iftheyhavegoodmodels,thentheyareperfected.Iftheyhavenopropermodels,thentheyareimperfect.Withintegrity,theyhavenoreasontobe
inaweofanything.5TheRepresentationlikens6ittothecanon.7
[Thefollowingfiveparagraphsstressthefundamental"naturalness"ofvarioushumaninstitutions,correlatingthemwiththenumbersystemofthe
Mystery.Inasense,thissectionplaysoffpartofthe"AppendedTexts"commentarytotheYiching,whichsuggeststhatcertainhumanactivitiesfindtheir
sacredanalogueinvarioustrigramsandhexagramsofthatdivinationmanual.]
Drapingthelapelclothmakestheuppergarments.Pleatinglengthsofclothmakesthelowergarments.Theregulationsregardingupperandlowergarmentsareusedto
informAllunderHeaven.TheRepresentationlikensittothenumbersthreeandeight.
Fittingtogetherleatherstripsmakesabreastplate.Cappingthelancemakesahalberd.Breastplateswornandhalberdsborneareusedtoinspireaweintheirreverent.
TheRepresentationlikensittothenumbersfourandnine.
Honoredamongthehonorableistheruler.Lowamongthelowlyisthesubject.Theinstitutionofrulerandsubjectisusedtodemarcatesuperiorandinferior.The
Representationlikensittothenumberstwoandseven.
Theghostsandgodsareformlessandscattered.8Onethinksofthemashavingnofixedabode.9Theyhavenowinterorsummertherearenosetintervalsfor
sacrificingtothem.10Therefore,thesagesmakethemmanifestthroughtheritualcanon.TheRepresentationlikensittothenumbersoneandsix.
WhenthetimeisHeaven'stimeandthestrengthisthestrengthofEarth,therewillbenothingbutwine,nothingbutfood."Thereoneinitatesthesowingandthe
reaping.11TheRepresentationlikensittothenumberfive.12
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[The.followingthreeparagraphssuggestthesacredmodelsforThought,GoodFortune,andCalamity,thedesignationsgiventothethreesuccessivesets
ofthreeAppraisalsthatbelongtoeachHeadtext.]
Theancientstreasuredtheturtleandusedcowriesasmoney.Inlatergenerations,thenoblemanexchangedthemformetalcoinsandsilk.Thesethekingdomsand
royalhousescirculated.Themassesgainedbyit.TheRepresentationlikensittoThought.
Principalitieswereestablishedandkingdomsfounded.Emolumentsweredispersedandranksdistributed,inordertoguidetheHundredSalariedOfficials[ofthestate
bureaucracy].TheRepresentationlikensittoGoodFortune.
WhenthewickedarebroughtdownonlybytheFive[Mutilating]Punishments,13theRepresentationlikensittoCalamity.
Graspingthejadetablet,crownedwiththejadecirclet,heranksinperfectorderthemany[feudal]rulers.TheRepresentationlikensittotheeightyoneHeadtexts.
[ThefinalsectionexplicatestheMysteryintermsoftheparallelmusicalandastronomicalsystems.]
Jujubewoodmakesashuttle.Splitwoodmakesaweavingframe.Oncetheshuttleandtheframeareprovided,peoplecankeepwarmwiththeirhelp.The
Representationlikensittowarpandwoof.
Carveandcutcalabash,bamboo,leather,wood,earth,andmetal[tomakethemusicalinstruments]."Strikethemusicstone,pluckthesilkstrings"14toharmonizeAll
underHeaven.TheRepresentationlikensittotheEight[Musical]Airs.15
Yinandyangareinterspersed.Maleandfemaleareattractedtooneanother.16Humanafterhuman,thingafterthing,17each[develops]accordingtoitscategory.The
RepresentationlikensittotheDeficitandSurplus[intercalaryAppraisals].
Thesunandmoonsucceedoneanother.Thestarsandplanetsdonotcrashintooneanother.Thetimbresandpitchesarecalibrated.Oddandevenvaryinch'i.
Fatherandsonshavedifferentfaces.Elderandyoungerbrothersarenottwins.Lordsandkings,nonearethesame.TheRepresentationlikensittotheyearlycycle.
Whateverroars18andbaresitsfangshasimmaturehorns.Whateverflapsitswings19has[only]twofeet.Whathasneitherhornsorwings[i.e.,humankind]hasthe
capacitytousetheWayanditsPower.20TheRepresentationlikensittotheequalapportionmentoftheninedayperiod[amongsetsoftwosuccessiveAppraisals].21
Dwellingintheseen,hecomestounderstandthehidden.Deducingfromthenear,heestimatesthefar.22[Thesage]inferstheoutermost
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reachesofyinandyang.Heexaminesthehiddenaspectsofdivinelight. TheRepresentationlikensittothegnomonandthequarterhourmarks[ontheclepsydra].24
23
Atonetimeitisbright.Atonetimeitisdark.Thefirmandtheweakcontinuallyalternate.Toknowyinistogoagainsttheflow.Toknowyangistogowithit.The
Represenationlikensittodayandnight.
Searchingabove,searchingbelow,hehonorstheHeavenlynorms.Transmittingthepast,carryingitforwardintothefuture,hehonorstheartsofHeaven.Asheis
withoutany[erratic]changeorinnovation,hehonorsHeaven'scategories.TheRepresentationlikensittotheHeavenlyOrigin.25
HeavenandEarthactsasadivinewombforeverything.26[Cosmic]models,beingeasy[tofollow],lastforalltime.27Theendiswhateverisabouttogoaway.The
beginningiswhateverisabouttocome.TheRepresentationlikensitto[thefivemanticformulae]Without,Extending,Covering,Completing,andHidden.28
Therefore,ifwemakewaterlikeastream,thenthewatercanflowfreely.IfwemakeourconductlikeVirtue,thentheconductattainsitsMean.Ifwemakeour
speechlikeamodel,thenthespeechattainsarightness.29Whenspeechisright,thenithasnoequal.30WhenconductattainstheMean,thenithasnofaults.When
waterflowsfreely,thenithasnobreaks.Becausethereisnobreak,itlastslong.Becausethereisnofault,itisfittocontemplate.Becauseithasnoequal,itisfitto
hear.Whatisfittohearistheabsoluteperfectionofthesage.Whatisfittocontemplateisthevirtueofthesage.WhatisfittolastforeveristheWayofHeavenand
Earth.Forthisreason,thevarioussageslongagoininitiatingtheaffairs[ofcivilizedsociety]likenedthemabovetoHeaven,likenedthembelowtoEarth,andlikened
thematcentertoMan.
HeavenandEarthformthecontainer.Sunandmoonarefixedsourcesoflight.TheFivePhasesholdthecategoriestogether.31TheFiveSacredMountainsactas
masterstotheothermountains.TheFourGreatRiversactaselderstotheotherwaterways.TheFiveClassics[ofConfucianism]encompassallthenormativepatterns
[inthecosmos].IfHeaven,Earth,andManalloppose[aproposedaction],thegreataffairsofAllunderHeavenareboundtogoawry!
DiagramoftheMystery
Hsant'u
[Thiscompareswithpartofthe"AppendedTexts"commentary(alsocalledthe"GreatCommentary")totheChanges.Thefirstparagraphoftheessay
interweavesreferencestothestructureoftheMysterytextwithrefer
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encestothemainstructuralfeaturesoftheuniverse.Thenextthreeparagraphysspeakoftheorderofthetetragramsasitrelatestotheyearlycycleofthe
seasons.]
TheoneMysterylikeacapital1dominatesthethreeRegions[ofHeaven,Earth,andMan].TheRegionscomprehendtheNineProvinces.Branchingout,the
Provincesareconveyedto2thevariousDepartments,whichareinturnsubdividedandapportionedintothemultitudeofFamilies.3Affairsaremanagedintheirmidst.
ThedarknesshastheNorthernDipperasitsprecisecenter4[inthenightsky].Thesunandmoonestablishboundariesfortheircamps.5Yinandyangindeepsecrecy
makecontact.Thefourseasonsbystealthtaketheirplaces.TheFivePhasesconcealtheiractions.OncetheSixDirections[up,down,north,south,eastandwest]
hadcohered[withnovisibleseparation],6theSevenMansions[assignedtoeachquarterofthesky]revolvedinsuccession[aroundtheDipper].Onefollowsthe
profoundtoproducethecalendar.7Thesixchia[ofthesexagenarycycleusedtomarktime]8then'conformandtheeightyone[tetragramsoftheMystery]existinfull
measure.Themusicalpitchesandintervalspenetratetheprofound9Thecalendricalcalculationsobscuretheregularcycles.TheDiagrammakesanimageofthe
Mystery'sformitappraises,thenconveys[theMystery's]accomplishments.
TheBeginningsarelocatedin10Center(no.1ofthetetragrams),Defectiveness(no.10),andFollowing(no.19).11"TheHundredPlantsbegintosprout."12Onlythen
doesreport[ofit]stimulateHeaven.Thunderhammersthedeepestrecesses[ofEarth]sothatmanythingsarearousedonallsides.Inthefirstmonth,13aidgoesto14
theweakandtheundeveloped,sothattheirrootsaredrawnoutfromtheOrigin.15IntheeasttheGreenDragon16stirs.Raysoflightarediffused[even]untothedeep
abyss[belowearth],promptingthemyrialthingstoriseup.HeavenandEarthareall17renewed.
TheCentersarelocatedinChange(no.28),Purity(no.37),andEnlargement(no.46).18TheysymbolizeHeaven'stwicebrightnature[whichhasbothsunand
moon],19andthebrilliantflashofthunderandwindstorms.Allthingsproceedintimelyfashion.Yincomestocompletioninthenorthwest.Yangrisesupinthe
southeast.Despitetheresponseinside,20[theresponse]outsideisloftyandauspicious.AsthedragonsoarstoHeaven,growingspeciesknownobounds.Asouthern
march21isnotadvantageous,asoneencountersthedyinglight.
TheEndsarelocatedin[thetetragrams]Diminishment(no.55),Sinking(no.64),andCompletion(no.73).22AsHeaven'sRoot23revertstoface[thenorth],mature
ch'idrawsinitsessences.Themanythingsarestricken,24sothatallbegintocryoutintheirdistress.DeeplyconjoinedwiththeYellowPurity,25theybroadlycontain
[theseedsof]allliving
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26 27
things.TheGreatHandle like"cloudsscudding"[dispensesblessingsalongitspath] overseeing[each]quarteronearthatthepropertime.Deviantplans,
[however]highflying,itreinsin.Onlythendoes[theuniverse]conformtothedivinespirits[ofHeavenandEarth].Oneverysideitencompassestheendandthe
beginning.TheworksofHeaven,Earth,andManareallcompletedandtrue.
[ThefollowingparagraphopenswithacontrastbetweenHeavenandEarth,yangandyin.Itgoesontorelatethesetwopowerstohumansociety.The
nexttwoparagraphsreturntotheMysterytext.Individingthetextintonineequalparts,theysuggestthatthetextiscomparabletotheninegreat
divisionsofHeavenofEarth.]
Heavengoverns28itsWay.Earthdisposesitstasks.Yinandyangareinterspersedsothattherearemaleandfemale.TheWayofHeavenisaperfectcompass.The
WayofEarthisaperfectcarpenter'ssquare.Thecompassinmotiondescribesacompletecirclethroughthesites.Thesquare,unmoving,securesthings[intheir
properplace].Circlingthroughthesitesthenmakesdivinelightpossible29Securingthingsthenmakescongregationbytypespossible.Congregatingbytypesthen
makesrichespossible.Divinelightthenmakesthehighesthonorpossible.Nowthe"Mystery"istheWayofHeaven,theWayofEarth,andtheWayofMan.Taken
together,thesethreewaysarecalledHeavenly.[Theyaresynonymouswith]thewayofrulertosubject,fathertoson,husbandtowife.
TheMysteryhasonesingleWay.30TheOnegivesrise[tothings]bythrees.TheOnegivesbirth[tothings]bythrees.31Thosethathavearisenbythreesarethe
Regions,theProvince,theDepartment,andtheFamily.Asforthosebornbythrees,thricedividedyangch'imakesuptheThreeLayers[ofThought,GoodFortune,
andCalamity],which,squared,[inturn]makeuptheNineSites[oftheAppraisals].Thatis[acaseof]havingacommonrootbutseparategrowth.Itisthewarpof
HeavenandEarth.Onallsidesitpervadeshighandlowitiswhatjoinsthemyriadthings.WithacompletecircuitoftheNineSites,theend[ofthecycle]tothe
beginningiscorrectlyoriented.[Thecalendar]beginsintheeleventhmonthitendsinthetenthmonth.Inthenet[ofHeaven]thelevelsamounttoNineCourses,with
eachCoursefortydayslong.32
Whatevertrulyhasinner[force]ispreservedintheCenter(no.1ofthetetragrams).33WhateverpropagatesandissuesforthispreservedinDefectiveness(no.10).
"Cloudsscuddingandrainfalling"34arepreservedinFollowing(no.19).ChangingrhythmsandalteredmeasuresarepreservedinChange(no.28).Preciouslight
bathingthewholeispreservedinPurity(no.37).WhateverisemptywithinbutgreatwithoutispreservedinEnlargement(no.46).Paringandretreating,waningand
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35
apportioningarepreservedinDiminishment(no.55).Descending,falling,obscuring,andhidingarepreservedinSinking(no.64)."Comingtoagoodend" inregard
tonatureandtheDecreeispreservedinCompletion(no.73).Donotthe[Courses]19thusrepresentthe[divine]planforthewaxingandwaningofyinandyang?
[TheconcludingparagraphsexplainthenumericalsystemunderlyingtheMystery.First,referenceismadetotheChinesesystemofHeavenlyStemsand
EarthlyBranchesasitrelatestotheancientChineselunarcalendar.ThensomeofthemoreobviouscorrelationsforAppraisal19aregiven.Finally,the
divinationmethodusedintheMysteryisrelatedtocalendricaltheoriesinvogueinYangHsiung'stime.]
Explainingitanotherway,ifweareattzu [theseventhoftheTwelveEarthlyBranches,correlatedwithsouth],itisevidentthatyinisborninthefifthmonthwhile
yangendsinthefourthmonth.Thereisnothingsogoodastzuforgivingbirthtoyang.Thereisnothingsogoodaswuforgivingbirthtoyin.Tzu,then,isabsolute
perfectioninthenorthwest.Wu,then,issheerperfectioninthesouthwest.
Therefore,thethinkingheart/mindisassignedto[Appraisalno.]1.Turningitover[inone'smind]isassignedto2.Completionoftheideaisassignedno.3.Branching
outisassignedto4.Sheddinglightisassignedto5.Extremegreatnessisassignedto6.Defeatanddiminishmentareassignedto7.Fallingoffisassignedto8.
Absolutedestructionisassignedto9.Inbearingthedivine,nothingtakespriorityover1.Incenteringandharmonizing,nothingissuperiorto5.Inbowingto
aggravationsnsnothingisashamperedas9.Now,[Appraisal]1representsthefirstintimationsofthought[Appraisal]4,thestuffofgoodfortune.[Appraisal]7
representsthestepstocalamity[Appraisal]3,thefullnessofthought.[Appraisal]6representstheheightofgoodfortune[Appraisal]9,calamityintheextreme.
[Appraisals]2,5,and8arethecentersofthethree[setsofthreeAppraisals].
Goodfortunebyruledepartscalamitybyrulesucceeds[it].36OncetheNinePositionsaresetout,theybecomesitesforthenobleandpettyman.In[Appraisals]13
arethepoor,thelowly,andtheexercisedinmindin[Appraisals]46,thewealthy,thehonoured,andthoseinhighpositionin[Appraisals]79,thosesufferingblame
andmeetingcalamity.[Appraisals]1to5causewaxing.[Appraisals]6to9causewaning.Thehighernumbersmayappeartobehonouredbutinfactaredepleted.
Thesmallernumbersmayappeartobelowlybutinfactareprospering.Waxingandwaningareboundtogether.Honoranddishonorareconjoined.
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37
Asgoodfortunearrives,calamitydeparts.Whencalamitycomes,goodfortuneflees.Hiddenandimmersed,theWayseemsdebased.High andculminating,the
Wayseemslofty.
Nightanddaysucceedoneanother.Husbandandwifearetiedtooneanother.Beginningandendproduceoneanother.Fathertosoncontinueoneanother.Sunand
moonjoinorseparate.38Suchisthedutyofrulerandsubject.Fromtheeldesttotheyoungest,thereisanorder.Thisistheboundarybetweenoldandyoung.Twoby
twotheygo,[like]leavesofthegate.39Suchisthemeetingbetweenfriends.Onedayandonenightmakeasingleday.Oneyinandoneyanggivebirthtothemyriad
things.Morenumberscorrespondtodayfewercorrespondtonight.40[TheMystery]wasmadetoreflectthemoon'swaninglightinthefaceofthesun'sover
whelmingbrilliance.Whentheruler'scourseshinesgloriously,thesubject's[light]isextinguished.Whenthewayofthenoblemaniscomplete,thatofthepettymanis
seenasdefective.
1and6sharethesameancestor.
2and7sharethesamelight.
3and8becomegoodfriends.
4and9keepacommonway.
5and5protecteachother.
TheMysteryhasonecompassandonesquare,onelineandonelevel.41ItusestheWayofverticalandhorizontal,ofHeavenandEarth.Itmakesthenumbersofyin
andyangconform.Ifwelikenittodivinelight,itelucidatesit[theanswertothequestion]withregardtoitsobscureanddarkplaces.Thenthelevelanduprightwayof
theEightDirectionscanbeascertained.42
TheMysteryworkswithmultiplesofsixandnine.43Thediviningstalksusethreetimessix(i.e.,18).Theprinciples[ofHeavenandEarth]usetwotimesnine(also=
18).44TheMysterycertainlydoesuseeighteen[asabase],then!TheGrandAccumulationSum45beginswith18diviningstalksandendswith54.Ifweaddthe
numbersthatcorrespondtothebeginningandend[ofthestalks,18+54=72],wehalveittomaketheGrandCenter[=36].The36diviningstalksoftheGrand
Centerareusedtoregulatethe729Appraisals.Altogether26,244stalksmakeuptheGrandAccumulation,with72stalksperdayforthe364and1/2days[ofthe
year].TheDeficit[Appraisal]fillsitout,soasbringitintoaccordwiththedaysoftheyearandthepitchesandcalendarintheircourse.
Therefore,[theMystery]fromtzu[thefirstoftheTwelveBranches]goestoch'en[thefifthinthesamesystem],andfromch'entoshen[theninthinthesame
system].Thenitgoesfromshen[back]totzu,cappingitoffwith[areturnto]chia[thesignthatmarksthebeginningofthecycleofthetenHeavenlyStems].46The
concordancecyclesof19years,of513
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47
years,of1,539years,andof4,617years thencoincide[atthebeginningoftheircycles]sothatthenumberof[unexplained]lunareclipseswillalldecline.Suchis
theWayoftheMystery.
RevelationoftheMystery
Hsiankao
[Thisessaycompareswithpartsofthe"DiscussionoftheTrigrams"(Shuokua)commentarytotheChanges.AsinearlierautocommentariesbyYang
Hsiung,theterm"Mystery"refersatpointsbothtothecosmicTaoandtoYang'sownneoclassicofthatname.
ThefirstparagraphsuggeststheabsoluteperfectionoftheMystery,whosepagesperfectlymirrorallthecomponentpartsoftheuniverse.]
TheMysterygivesbirthtotwodivineimages.1Thetwodivineimagesgivebirthtothespherical[universe].2ThecosmicspheregivesbirthtoThreeModels[of
HeavenEarthMan].3TheThreeModelsgivebirthtotheNinePositions.4TheMysteryinhavingthemodel"One"attainstoHeaven.Therefore,wesayofitthatit
"hasHeaven[init]."TheMysteryinhavingthemodel"Two"attainstoEarth.Therefore,wesayofitthatit"hasEarth[init].''TheMystery1inhavingthemodel
"Three"attainstoMan.Therefore,wesayofitthatit"hasMan[init]."
[ThefollowingtwoparagraphsspeakintermsofoneparadoxassociatedwiththeMystery:bothunityandmultiplicity(symbolizedbythethrees)are
subsumedinit.ManalsoispresentedhereasafullpartnerinthetriadicrealmsofHeaven,Earth,andManthatmakeupthecosmos.Finally,theMystery
bookisshowntobeanintegralpartofthedivinesystem.]
Heaveniscompleteonlyafterithasthreebases.Therefore,wecallthemBeginning.Middle,andEnd.Earthtakesformonlyafterithasthreebases.Therefore,wecall
themBelow,Center,Above.Manisrevealedonlyafterhehasthreebases.Therefore,wecallthemThought,GoodFortune,andCalamity.Whatisunitedaboveand
whatisunitedbelow5goinandoutoftheNineSites.6Thelesserrulesandthegreaterrules7makethefullcircuitoftheNineDwellings.
WhatwecalltheMysteryistherepositoryofthedivine.InregardtoHeaven,wetaketheunseenastheMystery.InregardtoEarth,wetaketheformlessasthe
Mystery.InregardtoMan,wetaketheheartandbelly[i.e.,theinmostreactions]astheMystery.Heavenhidingaway8inthenorthwestpensupthetransforming
essences.9EarthhidingawayintheYellowSpringssecretesthefloweringofthecorporealsoul.Manhidingawayinthoughtcontainswithinthequintessential[power].
Heavenis
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10
archedandvaulted,buteverywhereitreachesthelowerparts.Earthinalldirectionsthinsoutattheedges, butitfacestheupperregions.AndManinteeming
multitudestakeshisplaceatthecenter.Heaventurnsinacircle11soitscyclesareunending.Earthisstable12andquiet,soitsgrowthisnotdelayed.Mancomplies
withHeavenandEarth,sohisoperationsdonotdepleteanything.
[Beginningwiththreerhymingcouplets,thefollowingtwoparagraphsdemonstratethatthecosmosisfilledwithexamplesofcomplementary,yetopposing
entities.Theyconcludefromthisthatvariousdistinctionsinhumansocietyarenotonlynecessarybutfullynatural.]
HeavenandEarthfaceeachother.13
Sunandmoonareinconjunction.
Mountainandvalleyflowintooneanother.14
Lightandheavyfloatononeanother.
Yinandyangsucceedoneanother.
Highandlowrankdonotdefileoneanother.
Forthisreason,EarthisapitwhileHeavenishigh.Themoonhurrieswhilethesuntarries.15TheFivePhaseseachinturnbecomeking.16Thefourseasonsarenotall
strong[atthesametime].Thesungiveslighttotheday,whilethemoongiveslighttothenight.TheMane[constellation]asarulerisesupinwinter,whiletheFire
Star17declinesinsummer.18Northtosoutharefixedpositions[setbythepoles],thech'icurrentsfloweasttowest.19Themyriadthingsareinterspersedintheirmidst.
TheMysteryinasingleactofvirtuecreatestheFiveProductions[Cycle].20InasingleactofpunishmentitcreatestheFiveConquests[Cycle].21TheFiveProduced
donotcuteachotherdown.TheFiveConquereddonotopposeeachother.Thattheydonotcuteachotherdownistheonlyreasonthattheysucceedoneanother.
Thattheydonotopposeeachotheristheonlyreasonthattheycanregulateoneanother.Succeedingoneanotherprovidesamodelforthewayoffathertoson.
Regulatingoneanotherprovidesamodelforthetreasuredrelationbetweenrulerandsubject.
[Thefollowingtwoparagraphssuggestthatthetrueclassic(likethetruesage)investigatesonlytheconstants,sincenousefulconclusionscanbedrawn
fromanomaliesinnatureorinhumansociety.]
TheMysteryrecordsthesunand[thedirectionof]theDipper,butitdoesnotrecordthemoon.22Itisbytheconstantandthefull23thattheirregular24areordered.25
Whenthelunaryeariscompleted,26thesolar
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Yearisoff.Forevery19years[theremustbe]7intercalarymonths.ThisisHeaven'sCompensation.
Yangisactiveandexhaling.27Yinisquietandinhaling.28Thewayofyangisconstantabundance.Thewayofyinisconstantdeficiency.29Suchisthewayofyinand
yang.Heaven,beingstrongandvirile,isactiveandcreative.30Inonenightandoneday,itmakesonecompleterevolution,withsomeleftover.31Thesunhas[itstrip]
tothesouthand[itstrip]tothenorth.Themoonhasitsgoingsandcomings.Ifthesundidnotmovesouthandnorth,thentherewouldbenowinterandsummer.Ifthe
moondidnotgoandcome,thenthelunarcycle32wouldnotbecomplete.Thesageinvestigateschangesinthemoon'sappearanceandlocation,33aswellas
departuresfromitsorbit.34He[only]findsanorminthe[constant]sequenceofsunandmoon,andintheorderofmaleandfemale.35Hemakesthemthecanonical
modelforalleternity.36Therefore,theMysteryingrandfashioncomprises37Heaven'sOrigin,38bindingandsecuringittowhatistocome.
[ThefollowingtwoparagraphssummarizethemysteriouspowerinherentinthetextoftheMystery.ThoughtheMysteryfocusesontheconstantpatternsin
theuniverse,itshouldnotbethoughtofasprosaic,butdivine,fortheMysteryteachesushowtoextrapolatefromtheknowntotheunknownoperatingin
thecosmos.]
Whenthegreathastobordersandchangehasno[set]time,lateritbecomesthegodsandghosts,whowanderintheSixExaltedOnes[Heaven,Earth,andtheFour
Seasons],infiniteinnumber.39Themyriadthings,beingmoved[bythem],arealwayspouringout.40Inconsequence,wehavethephrasingoftheMystery,whichsinks
downtoplumbthedepthsandfloatsuptoreachtheheights,[byturnsappearing]twistedorstraightforward,digressiveorcompact.Soexcellentisitthatonenever
growstiredofitsflavors.Sogreatisitthatoneneverexhaustsitstypes.Joiningabove,joiningbelow,itdoesnotmoveinasingledirection.Wideranging[yet]
focused,withoutaconstantrule,itproceedsbycategorysometimesmanyandsometimesfew,affairsaresubmittedtothelight.41
Therefore,thosewhoaregoodattalkingaboutHeavenandEarthusehumanaffairs[bywayofcomparison].Thosewhoaregoodattalkingabouthumanaffairsuse
HeavenandEarth[bywayofcomparison].Asclarityandbefuddlementpushagainstoneother,"sunandmoonsucceedoneanother."42Asyearuponyearjostlesone
againsttheother,43HeavenandEarthcontinuetofashionevermore[things].44Ofitwesay,"Thedivinelightgoesonforever.45
Thosewhoseektheoriginfinditdifficulttotrace,butthosewhofol
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lowoutitssecondarymanifestationsfindthemeasytofollow.Andsothosewithclansandancestorsaregenerallyevaluatedintermsoffilialpiety.Andthosewho
wouldorder[relationsbetween]rulerandministeraregenerallyevaluatedintermsofloyalty.46Thisisarealrevelationandagreatteaching.
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Notes
Introduction
1.TheprimarysourceforinformationaboutYang'slifeisthetwochapterbiographyfoundinPanKu'sHenshu.Threechronologiesdetailingthemaineventsof
Yang'slifeareavailable:(1)CPLla13b(2)TungTsopinand(3)T'angPingchen.ThedatesforcertainkeyeventsinYang'slifearealsodiscussedinHsFu
kuan,II,45160.Foramoretechnicaldiscussionofthistopic,scholarsareadvisedtoconsultNylanandSivin(1987).(NotethattheNylanandSivinarticleprovides
fullerannotationatmanypoints.)PartIofthisIntroductionisanamalgamofthatarticle,anearlierdraftbyNylan,andlatermaterialbyNylan.Thecharactersneeded
forChinesetermsandnamesusedintheIntroductioncanbefoundintheappendedGlossary,unlesstheyappearintheBibliography.Forthedebateregardingthe
properwrittenformforYangHsiung'ssurname,seeHsFukuan,II,44549.Iuse ,butbotharefoundintheBibliography,reflectingalackofscholarlyconsensus
onthisissue.
2.YangHsiunginhisFayen[hereafterFY]and"DispellingObjections"prosepoemreferstotheworksimplyastheT'aihsan.ProbablyYangHsiung'sdisciple
HouPaoralateradmirerelevatedtheworktothestatusof"classic"or"canon"(ching).ThebookiscalledtheT'aihsanchinginHuanT'an's(43B.C. A.D.28)
Hsinlun,WangCh'ung's(27?97)Lunheng,andHsnYeh's(148209)Hanchi.AmoredetaileddiscussionoftheTHCtext,itsmajorcommentaries,and
relevantsecondarysourcescanbefoundinNylan(forthcoming[b]).
3.YangHsiungpresumablychosethesetwotextsasprototypesforhisownwritingsbecausetheAnalectsrepresentedtheultimatesourceforConfucianethicsand
theYiching,theultimatesourceofConfucianmetaphysics.SeeCheng,p.283onthis.
4.JuanHsiaohs(479536),theLiangdynastybibliographer,wasapparentlythefirsttospecificallymentiona"commentarybychapterandverse"attributedtoYang
Hsiung.TheSui"TreatiseonLiterature"notesthatthisninechaneditionhasbeenlost.SeeYiwen,3:71.Yang'sbiographytellusthathepreferredwidereadingto
the"commentariesbychapterandverse"favoredbythepedants.SeeHS87A:3514(Knechtges,12)andHYKC10A:130.
5.PanKu,citedinCPLl/2a.
6.SomefewoftheirlaudatorycommentsaboutYangHsiungarecollectedinChinCh'unfeng,pp.44548.Chin,p.445,arguesthatEasternHenthinkersfound
Yang'swritingsusefulintheir"waragainstthespiritualists[associatedwith]theapocrypha."
7.Yang'sfeelingstowardWangMangbeforeandafterhisrisetopowerarenotclearfromtherecord.PriortohisfoundingtheHsindynastyinA.D.9,WangMang
waswidelyadmiredbymanyConfuciansprofessingacommitmenttorestoringtheidealstraditionallyassociatedwiththeDukeofChou.HansBielenstein,themodem
historian,arguespersuasivelythattheusurpationinitiallyrepresentedformanyareturntoastableformofcentralgovernmentadministration.SeeBielenstein,esp.pp.
829216265.Itisentirelypossible,then,that
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Yang'sviewschangedasWang'sdesignsontheHanthronebecamemoreobvious.Ascourtpoet,YangwasexpectedtowriteencomiumstoWangashis
patron,andhedidso.Ontheotherhand,YangheldonlynominalofficeunderWangMang,whichsuggeststhathedidnotjointhenumeroussycophantswho
benefitedfromWang'sfavor.Forfurtherinformation,seeKnechtges(1978).
8.ForSuHs'sessay,seeCYC7:6172.ChuHsi'scriticismsarescatteredthroughouthisworks.Oneofhismostvituperativepassagessays,"YangHsiungisthe
mostuselessofall[scholars],atruerottenpedant.Wheneverhegetsexcited,hethrowsinhislotwiththeYellowEmperorandwithLaotzu[i.e.,withTaoists]."See
CTYL137/4b.ForabriefaccountofattacksonYangHsiung,seeForke(1934),pp.7883.
ItshouldbenotedthattheobjectiontoYangHsiung'srevisionoftheMenciantheoryisparticularlyunfairsinceYang'swarmpraiseofMenciusinspiredgreater
interestinMenciusduringtheEasternHanperiod.ForYangHsiungonMencius,seeFY2:6,11:33,12:37.AcommentarytotheMenciusisattributedtoYang
HsiungintheSung"TreatiseonLiterature."
9.SKCS108,Tzupu 21,pp.13.
10.ForareviewofallrecentsecondaryworksonYangHsiung,seeNylan(forthcoming[b]).
11.By"earlyChina,"ImeanthetimethatspanstheageofthematureConfuciusthroughtheWarringStates,Ch'in,andWesternHanperiods(ca.500B.C. A.D.8).
Unfortunately,itisoftendifficulttodatephilosophicaltrendswithgreaterprecisionalso,thisformulaallowsmetoavoidunwieldyphraseslike"fromthelateCh'un
Ch'iuperioduntiltheendofWesternHan."
12.Foryin/yangandtheFivePhases,seetheKeyTermssection.DerkBodde,FrederickMote,JosephNeedham,andothershavecommentedontheapparentlack
ofacreationmythinWesternChouphilosophicalwritings.(Theargumenturnexsilencioisalwaysrisky,however.)AfterthefourthC.B.C.,cosmologybeganto
attractgreaterintellectualattention.ByWesternHan,cosmogonicmythplayedanimportantpartinthetraditionsassociatedwiththeYichingSeeCIS,IA,21,24,
2527,forthefourstagecosmogonicsequencepreservedinapocryphatotheChanges.ThereisnonecessaryconflictbetweentheHancosmogonicperspective,
whichemphasizesdynamicprocess,andthetheoryofcontinuousgestationpresupposedbytheYiching.
13.TranslationbyNylanandSivin,basedpartlyuponatraditionattributedtoYang'sownteacher,ChuangTsun(betterknownasYenChnp'ing)andpartlyupon
latercommentarytraditions.SeeNylanandSivin(1987),pp.5556(includingfootnote20).ChuangTsun'sextantcommentarytotheLaotzu,thesubjectofarecent
article,suggeststhathewasmorefaithfultotheLaotzuianvisionthanYangHsiung.SeeWangLich'i.NotealsothatSerruyswouldpreferthatthelasttwolinesbe
translated,"Equallywenamethemthe'Mystery.'/Mostmysteriousofmysteries."
14."Hsanli"7/5b(p.1018b).NotethatallreferencestotheT'aihsan(THC)citetheWJLedition.ForanearlycomparisonoftheLaotzuandtheMystery,see
YKC15/8ab(Pokora,172).
15.THC"Hsant'u"10/1b(p.1032b).Cf."Hsankao"10/3b(p.1034b).
16.FY4:10.
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17.Ibid.
18.NumerouspassagesintheFYandTHCmakethisclear.ThereadermightbeginwithFY4:1011.
19.LT,ch.18(Lau,165).
20.ThetranslationforwuweiisthatgiveninGraham(1969),ontheassumptionthatwuwei=wusowei ("withoutpreferenceorpreconceptionfor
anything").ForYang'sobjectionstowuwei,seeFY4:11.
21.FY7:19.Literally,"[Whatiscalled]'discerninglanguage'isforitspartapaltrything."InthecaseoftheRites,notetheusualHanpunassociatingt'iandli
(GSR597i=597c).InthecaseoftheOdes,noteYang'sreferencetothe"GreatPreface."Also,compareYang'sanalysisoftheFiveClassicswithSC130:329698
ontheSixClassics.
22.FY11:33.
23.Perhapshereisthepointtoconfessmydiscomfortwiththeuseofmasculineandfemininepronounsinthismanuscript.AlthoughclassicalChineseusuallydoesnot
indicategender,thereisnodoubtthatinmostcasesChineseauthorsimagineboththeirsubjectsandtheirreadersasmale.Inpartthisissimplybecauseamajorityof
theliteratepopulationwasmaleinpartthisisbecauseofChineseattitudesregardingthe"constantnorm"offemalesubmission.Topretendthattheuseof"heorshe"
isappropriateinallcaseswouldbetodistort.Accordingly,IusethestandardtermsHeavenEarthManandreferoccasionallytoManratherthan"human."Of
course,IbelievethatmanylessonsdrawnfromearlyChinesephilosophyapplytothelivesofwomenaswell.
24.THC44/A3.
25.ForfurtherinformationaboutYang'slifeandpoetry,consultKnechtges(1976)andKnechtges(1982).
26.TPYL385:5b,citingLiuHsiang'sPiehlu ,whoattheageofninewasworkingwithYangonthecompositionoftheMystery.
27.HS30:1720attributestoYangaworkinonep'iencalledTs'angChiehhsntsuan (CompendiumofGlossesontheTs'angChieh).Forfurther
information,seeHS30:1718,1721YKC49/3b,whichistranslatedinThern,pp.1314andKnechtges(1978),p.1,n.3.Fragmentsofthisworkhavebeen
collectedinMKH,IV,222829.
28.ThoughYangdidnotcomposeanyportenttextsinsupportofWangMang,hedidcomposeapoemostensiblyinpraiseoftheHsindynastyfoundedbyWang.
SeeKnechtges(1978).Cf.FY13:43.
29.Forfurtherinformation,seeKnechtges(1978).
30.WhichincludetheYilin bySsumaKuang(11thc.).
31.Amongthemanymodernstudieswhichsupportthisconclusionarefourwhoseargumentsareespeciallyprovocative:LiChingch'ihWaley(1933)Shchutskii
andKunst.
32.WenowknowthattheChangescametoberegardedaspartoftheConfuciancanononlyinlateWarringStatesorHantimes.SeeUnoSeiichiandMatsumoto
Masaaki,pp.1720.
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33.Waley(1933),p.125ff.,andKunst,p.57ff.,provideanumberofexamples,thoughtheyarenotincompleteagreement.Forexample,theygivedifferent
explanationsforthecharacterfu .
34.Ofcourse,modemscholarlyopinionpresumesthatthe64hexagramscamefirst.Thescholasticinterpretationofeachhexagramintermsofitstwocomponent
trigramsseemstohaveoccurredlater.
35.ForfurtherinformationontheHansponsorshipoftheConfucianClassics,seeHS30:1701Shryock(1932)UnoSeiichiandWallacker.SeeHenderson
(1990),ch.1,ontherequirementsforreligiouscanons.
36.TherearetwoChingFangs associatedwithYichingstudiesinWesternHan.ThebiographyofChingFangtheYoungerspecificallytalksofhis"apportioning
the64hexagrams"italsoshowshimcorrelatingthehexagramswiththecalendricalyear.Forfurtherinformation,seeHS75:3160,75:3164Hulsew(1986).
37.YangHsiungwasnotthefirsttodothis,however.AgenerationbeforeYang,ChiaoKanhadsteppedoutsidethescholastictraditionwhencompilinghisYL
(ForestofChanges).Forfurtherinformation,seeNylanandSivin(1982)SuzukiYoshijiro*(1963),pp.431593andKaoHuaimin,pp.12638.Thedisputed
attributionofthisbookisthesubjectofSuzukiYoshijiro*(1972).
38.SeeKeyTerms.
39.Thistextwas"nottheproductofasingleactofcreation,...butwasaccumulated...beginningapproximatelyagenerationbeforetheCh'indynastywas
proclaimedandhardeningbythefirstcenturyB.C."intocanonicalform.SeePeterson(1982),7677.TheMawangtuimanuscript,buried168B.C.,differsinsome
significantrespectsfromthelatter.SeeReportBMair(1990b),pp.11929andKunst,p.452.
40.NotethattheMawangtuiLTmanuscript(terminusadquem168B.C.)dividesthatworkinto81chaptersaswell,unlikethepreviousstandardtext.Thenumber
81,ofcourse,is9squared.Ninewasthoughttobeasacrednumberbecauseoftheninefoldplanoutlinedinthe"Hungfan"chapteroftheDocumentsandtheNine
ProvincesofChinaenumeratedinthe"Ykung"chapterofthesamework.Perhapsthesacredcharacterof9goesbacktoearlyChoutimes.Shaughnessy(ch.II.2)
suggeststhat9numbersaltogetherwereoriginallyusedinthedivinationprocess.
41.TheearlycommentatorFanWang(fl.A.D.265)originallyassigned5daystooddnumberedtetragramsand4daystoevennumberedtetragrams.Thisignores
Yang'sownstatementinoneautocommentarycallingfor"equalapportionmentoftheninedayperiod."SeeTHC"Hsanyi"9/3b(p.1030b).Forfurtherinformation,
seeCYC7:61ff.
42.ForexamplesofAppraisalsthatdonotaccordwiththetable,seePartIIoftheIntroduction.ThequotationisfromtheTHC"Hsanying"7/9b(p.1022b).
43.ThisrearrangementwasfirstmadebytheearlycommentatorFanWanginimitationofasimilarrearrangementoftheChangestextagenerationbeforeFan.See
T'angYungt'ung,pp.13538.
44.ThischartissaidtohavecomedownfromSungWeikanitisrepeatedinSsumaKuang'spreliminaryremarkstohiscommentarytotheTHC.See1/1a
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intheSPPYedition.Notetheomissionofanyreferenceinthelisttothet'uanintheChanges.NotealsotheomissionofanyreferencetotheTHC"Hsanshu"
intheWJLedition(amisprint?).
45.FortheGrandInception(T'aich'u)calendarreformof104B.C.,seeSivin(1969),esp.p.10ff.andLoewe(1974).
46.Forthis,seeCh'Wanli,pp.8298.Ching'swasbynomeanstheonlyarrangementoftheChangestobeproposedinHan.ThesilkmanuscriptoftheChanges
containsstillanotherorder.SeeLiuDajunReportCandfootnote39above.
47.GSR384a=385a.
48.CYYT46/HsiB/3(Wilhelm,338).
49.Iuse"divine"or"godlike"totranslateshen .However,Sivin(1990),p.7,n.8,prefers"spiritual"or"spirituality."
50.Ch'ien .
51.ThisalternationdoesnotcontinueinlaterHeadsasyangch'igathersstrength.
52.CYCY3/6a.
53.CYYT32/52/t'uan(Wilhelm,653).
54.See,forexample,THC12/Head.
55.ThisisnotapointthatYangHsiungexplainsclearly,however.
56.IntheChangesmethod,onestickistakenupfromtherighthandpileafterdivision.
57.THC"Hsanshu"8/5b(p.1027b).
58.FordetailedinformationaboutthemathematicalaspectsoftheMystery,seeNylanandSivin(1987),p.78ff.
59.Thenotionofch'eng wasgivenacentralplaceinthe"DoctrineoftheMean."Forfurtherinformationaboutch'eng,seeChan,ch.5andTu.
60.Forfurtherinformationonchen ,seeKeyTermsintheAppendices.
61.Forthisreason,Yangcomparesdivinationtoanotherinventionbythesagerulersofantiquity:coinage.Ifcoinsaretoproveofanybenefittosociety,theremust
beunimpairedcontactbetweentheindividualandothers.Also,coinagecanonlybenefitsocietyifitsvalueisundisputed.
62.THC"Hsanli"7/7b(p.1020b),alludingtoAnalects7/30(Waley,145[renum.]).
63.THC"Hsanwen"9/2b(p.1029b).
64.THC"Hsanli"7/6a(p.1019a).
65.THC"Hsanying"7/8b(p.1022b).Cf."Hsankao"10/3b(p.1035b).
66.THC"Hsanshu"8/1a(p.1023a).
67.SeeFW8/5a.WangMangisalsosaidtohaveconsultedthediviner'sboard(shih)whentroubled.SeeHS99C:4190(Dubs,III,463).Loewe(1979),pp.75
79,discussestheHandiviner'sboardwithreferencetoanexcavatedexamplefromtomb62,Motsuitzu,Kansu,asdoesHarper(1978).
Page470
68.See,forexample,thebiographyofthestatesmanLuK'ai inSKC,"Wuchih,"61:1400.
69.THC"Hsanshu"8/1a(p.1023a).MaterialinbracketsaddedonthebasisofYTC8/4aFW8/4bandHsHan'scommentaryrecordedinWJL,p.1024a.
70.YTC8/4a,onthebasisofearliertradition(?).ThisstatementdoesnotcontradictFW8/4borHsHan'scommentary(recordedinWJL,p.1023a)butthe
commentariesinthelattertwotextsaretoobrieftoservetofullycorroborateYTC'sunderstanding.
71.ReadersshouldnotethatChinahadacircleof3651/4degrees,not360,asintheWest.
72.Cf.onepassageintheMystery,whichsuggeststhatadivinationprocedureyieldingatetragramcorrespondingtoadateafterthetimeofdivinationisconsidered
generallyauspicious,forthentheuseroftheMysteryhastimeenoughtoadjusthisconducttocomingtrends:"Whateveris..."approachingtheMystery"...
advancesbutithasnotyetculminated..."SeeTHC''Hsanli"7/7b(p.1020b).
73.Forexample,associatedwiththeannualcycleisthetwelvenotegamutofmathematicalharmonics,beginningwithYellowBellatthewintersolstice.Thehours
frommidnightonarelikewiseassignedtogroupsoftetragrams.
74.HS87B:3565(Knechtges,45).
75.ForYangontzushou,seeFY3:7FY4:12andFY8:22.
76.HS87B:3583(Knechtges,59).Inthissectionby"theChanges"ImeanonlytheYichingproper,andnotitslateraccretions.
77.Thatis,theassignmentofsuccessivenumberstospecifichexagramtitlesandLinetexts.Recentexcavationssuggestthatseveraldifferentorderswereinexistence
inearlyHan.SeeKunst,p.452,forasummaryoftheMawangtuifindings.
78.FY5:13.YangHsiungwaswrong,ofcourse,whenhearguedthattheChangestexthadsufferedfewsignificantchangesovertime.SeePartI.
79.FortheBurning,seeSC6:24445andBodde(1938).InFY5:13YangcommentsthatapproximatelyhalfoftheDocumentswaslostasaresult.
80.By"verbalimages,"Idonotreferspecificallytothehsiang("Image")textsincludedinthe"TenWings"commentary.Instead,IrefertothesingleLine(yao)texts,
accompaniedbyImage(hsiang)andJudgment(t'uan)texts,whichdepictasinglesituation.
81.SeeFY5:14forYangontheinabilityofwordstofullyexpressreality.
82.ThefirstsentencecomesfromTHC"Hsanli"7/7b(p.1020b)therest,fromTHC"Hsanying"7/9a(p.1022a).
83.FY2:6characterizesaclassicinthisway.
84.HS87B:3567,3570(Knechtges,47,49).
85.IrecallheretheexampleofYang'sbelovedteacher,ChuangTsun ),whosebiographyisgiveninHS72:3056HYKC10A:12930.Accordingtothese
sources,ChuangTsunusedtositinthemarketplaceandinstructthecommonpeopleinmoralityundertheguiseoftellingtheirfortunes.ChuangTsunisoften
mistakenlyidentifiedasarecluseorhermit.Thetruerecluse,however,accordingSsumaCh'ien,"dwellsinlowly
Page471
obscurityinordertoavoidthemassesandretiresinordertoavoidhumanrelationships."SeeSC127:3220(Watson,II,474).Thiseremiticideal,whichseems
tohavebeenpresentinChineseculturesinceitsinception,wasnotpromotedbyYangHsiung.YangHsiung'sadmirationforChuangTsunwasconsistentwithhis
emphasisontheFiveConstantRelations.ThoughChuangdweltinobscurity,hedidsoinordertoteachthemasses.Andthoughhe"hidhimself"[inthesenseof"did
notadvertisehispowers"],hedidsoinordertopromotebetterhumanrelationships.
86.FY5:1213.ThesamephraseisusedinTHC"Hsanwen"9/2b(p.1029b).SeealsoFY1:3THC"Hsanli"7/6a(p.1019a)and"Hsanyi"9/4a(p.1031a),
whichtalkofthesagesbecomingonewiththetriadicrealmsofHeavenEarthMan.
87.THC8/A1.NumerousotherexamplesexistintheTHC,forexample,THC20/F2:"Themodelmustbeinternalized"andTHC40/A4,whichtalksofinternalized
standards.
88.THC"Hsanying"7/9a(p.1022a)saysthatthedivinationprocessmakesplaintothepetitionerhisown"heart'sdesire."
89.Analects2/11(Waley,90).TheGermanphilosopherSchleiermachermakesmuchthesameargumentaboutthehermeneuticalenterprise,whenhecomparesitto
the"reproductionoftheoriginalproduction"foundinthefinearts.Forfurtherinformation,seeConnolly,p.11.
90.Thismayinfactbeoneofthefewwaystoteachvirtue.SeeNivison(1988),p.41415.TheearlyChineseassumethatgoalswillchangewithincreased
understanding.
91.Hail,p.213,objectstotheterms"fate"and"destiny,"arguingthatthosetermsimplya"transcendental"force.AlongwithD.C.Lau(1963)andGraham(1967),I
arguethatmingmeanssomethingbeyondone'scontrol.Seebelow.
92.Analects20/2(Waley,233).Forvariousinterpretationsofthephrasechihming,seeMoriMikisaburo*,pp.3541andKanayaOsamu,pp.13666.Three
translationpossibilitiesexist:(1)"tounderstand[andobey]orders"oftheruler,(2)"toknow[andaccept]destinyasHeaven'sDecree,"and(3)"toknowtheHeaven
decreed[nature],"inwhichlieboththeindividual'sordersandhispotentialfromHeaven.Mostcommentatorsandintellectualhistorianstakethephraseinthesecond
sense,althoughsomefindtheothersensesmoreplausible.
93.CYYT40/HsiaA/4(Wilhelm,295).ThesamephraseisusedinFY3:7.Traditionally,"understandingming"islinkedwithfreedomfromcertainkindsofworry
andwithinnercontentment.Morewillbesaidaboutthisbelow.
94.THC"Hsanshu"8/1a(p.1023a).CompareCYYT44/HsiA/12(Wilhelm,324),whichtalksof"exhaustivelypresentingthecircumstancesofAllunderHeaven"
throughthehexagrams.Cf.ibid.,41/HsiA/5(Wilhelm,300),whichdefines"divination"as"exhaustivelypresentingthenumbersandknowingthefuture."
95.Anemphasisonthechoiceofanauspicioustimeforinitiatingactivityisnoticeableinmost,ifnotall,aspectsofdivinationandtheconsultationoforacles.Iam
indebtedtoMichaelLoeweforthisreminder.
96.See,forexample,Hall,pp.208ff.,whichtalksofthefluidityofming(p.215)T'angChni(1962),p.214(1963),pp.42,48Graham(1967),esp.
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pp.215,255andMoran(1983),p.34ff.(esp.pp.36,41).Finally,notethatPankenier(1990a)associatesmingwithcyclicaloccurencesinthesky.
97.Ofcourse,weexperiencesimilardifficultieswhenwetalkaboutfate.EarlyChinesephilosophydiffersmainlyinitspresumptionthatthegods,evenHeavenitself,
areboundbycosmicnorms.(Folkreligion,incontrast,envisionsgodswhoareasliabletochangeandcorruptionastheirhumancounterpartsthegodsoffolkreligion
canbebought.)
98.MuchoftheworkofRaoulBirnbaumspeakstothisissue.Ihaveput"schools"inquotationmarkstoindicatemyowndistrustoftheattemptbymanyscholarsto
pigeonholetheworksofvariousthinkersintodifferent"schools,"includingConfucianism,Taoism,Legalism,andMohism.YangHsiunghimselfwasalwayscarefulto
discussindividualphilsophersatnopointineithertheTHCortheFYdoesheappeartoenvisioncloselinksbetweenmembersofa"school."LaotzuandChuang
Tzu,forexample,aretreatedseparatelyintheFY,thoughthetwomastershaveoftenbeenlumpedtogetheras"Taoists."MenciusandHsntzuarealsotreated
separately,ratherthanas"Confucians.''Atthesametime,wemustrememberthatwellbeforeYang'stime,thinkershadbeenidentifiedasmembersofaparticular
philosophical"line"(chia )numerousconceptsfromthinkersoutsidetheConfucian"school"identifiedbySsumaT'an.SeeFY4:10,forexample.Formoreonthe
erroneousappellationof"schools,"seeSivin(1978),esp.pp.31216andLoewe(1982),711.
99.Menciususescompetingdefinitionsofming.SeeMencius1B/145A/6(Lau,71,145)formingasjustrewardibid.,5A/8(Lau,147)formingaspredestined
ibid.,2B/137B/38(Lau,94,204)formingascyclicalphenomena.ThisispointedoutinFuSsunien,pp.1504.Forasinglepassage,seeCCYT165/Wen13/3
Tso(Legge,264),wherethekingspeaksofmingas"vocation"whilehiscounselorstakeminginthesenseof"lifespan."ThispassageisfrequentlycitedinHan.See,
forexample,SY1/9b.
Partofourconfusion(andpossiblytheirs?)stemsfromthepovertyofmetaphorsgivenforminginHanandpreHantexts.Metaphorshelpusdeterminethe
exactconnotationofwordslike"Decree."IntheearlySungperiod,forexample,anewmercantileandbankingmentalityspokeoffateintermsofloansand
reimbursementstothecelestialtreasury.Forthisinformation,IamindebtedtoAnnaSeidel(privatecommunication,March1990).
100.HS30:1721statesthattheTs'angChiehabecedariumthatYangstudiedcontained"manyoldcharacters."Yangalso,ofcourse,studiedsurvivinglinguistic
formsforthecompilationofhisfamousdialectdictionary,theFangyen,whichinturninfluencedtheShuowen.SeeSerruys(1959)andMaTsunghuo.
101.MTYT52/35/75quotesancientbronzeinscriptions,thoughitisunlikelythatpeopleinHantimesknewmanyShangorWesternZhoubronzes.Therearealso
passagesintheDocumentsthatappeartoreproduceverbatimearlybronzeinscriptions.IamindebtedtoLauraHess(presentlyattheUniversityofWashington)for
thisreference.
Thearchaicformoflingshowsamankneelingdownbelowamouthturned
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downward.Cf.thecharacterfor"flute."SeeSerruys(1984),p.667.Thearchaicpronunciationforlingwas"mliang."Fromthis,twoseparatepronunciations
andcharactersevolvedbecausethemwasvoiceless.SW2A/9arecognizesthatmingcamefromling.
102.T'angChni(1963),p.195,makesthisobservation.AsMoriMikisaburo*,pp.722,pointsout,however,theideaofanexternalmandateshapingthecourse
ofindividuallifeappearsinboththeDocumentsandtheOdeswellbeforethetermmingisemployedforit.ItisevenpossiblethattheformulationoftheT'ienming
doctrinebythefoundersoftheChoustatewasitselfaresponsetothemorepopularview,sometimespreservedintheOdes,ofHeavenascruelandunpredictable
(194/1,forexample).Seeibid.,pp.1011.TheDocuments,whichoriginatedatcourt,tendstobefarmorecomplacentinitsbeliefthatfateistiedtovirtue.See
Documents,"Chiukao,"par.11(Legge,4089Karlgren,45)and"Hsienyi,"par.1(Legge,214notinKarlgren),forexample.
103.Theoracleboneinscriptionformofte .("virtue")showsabulgingeyelookingdownwardunderastraightline.Apparentlytheeyeisasemanticelementand
thestraightlineisanetymon.Theoraclebonecharacterrefersapparentlyto"visitations"designed''tolookstraight"atcurrentconditionsor"tolooktostraighten
[rebellioussituations]."InChoutimes,theelement"tostraighten"comestomean"toexertcharismaticinfluence"or"virtue."Forfurtherinformation,seeHsChung
shu,pp.16869,1385Serruys(1981),p.359(greatlyexpandedinaprivatecommunicationdatedNovember,1991).
104.Eno,p.23writesinstead,until"thevirtueoftherulinghouse...declinedbeyondacriticallevel."
105.IuseHeavenorT'ieninterchangeablyinboththesesenses,sinceearlyChinesephilosophersnevermadeittheirchiefconcerntoidentifyHeaven'scharacter
definitively,surprisingastheirrelativeindifferencemayseemtoinheritorsoftheWesternmonotheistictradition.(Eno,p.5,mistakenlyconcludesfromthisthatHeaven
isnotakeyconceptinConfucianism.)IfindnoclearindicationintheworksofConfucius,Mencius,Hsntzu,orYangHsiungthatHeavenisseenasan
anthropomorphic,interventionist,ortranscendentgod.ReferencestoHeaven'sacting,seeing,andsoonfallintothecategoryofconventionalpiety,justasamodern
atheistmaycryout,"Heavenhelpus"or"Oh,God"whenwitnessingatragedy.PassagesinYangHsiung'swritingstalkofgodsandghosts,butatonepointYang
Hsiungadmitsthatheisunsurewhethertobelieveinthem.SeeTHC50/A8THC52/A7THC62/F7FY10:28.Thisskepticismisnotnecessarilytruefortheearlier
periodorforallthinkers.See,forexample,Couvreur(1916),pp.xxiixxviKanayaOsamu,pp.14146.
106.CCYT328/Hsiang29/fu8(Legge,551),forexample,appliestheconceptofT'ienmingtothetenureoftheministerTzuch'an .Bythetimeofthe
ConfucianAnalects,thetermmeansthedecreedlifespan,vocation,orinnatepurpose(inAristotelianterms,the"finalcause")eveninthecaseofcommoners.
107.Obviously,thiskindofconfusionexistsasmuchinourtraditionasinthatoftheearlyChinese.TheProtestantethictendstoblurthedistinctionbetweenmoral
goodnessandmaterialwealth.What'smore,theterm"thegoodlife"isappliedequallytoSocraticinquiryandtoconsumeristyuppiedom.
108.Graham(1989),p.107.
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109.Scholarsdisagreeoverthedatewhenthecharacterhsingisfirstusedtosignify"humannature."SeeFuSsunien,passimandMoriMikisaburo*.,pp.1213
1920.
110.Foroneexampleoftheconfusionoftheinternalandexternalcharacterofming,seeDocuments,"Shaokao"par.19(Karlgren,51Legge,431),whereitis
saidthatHeavendecreeswisdom,goodorillluck,andlengthoftheindividuallifespan.
111.TheChineseusemanydifferenttermstodescribethe"goodlife."LHCC,forexample,callsitthemingthatis"generous"(houming ).SeeLHCC17:362
(Forke,II,11)andibid.,30:590(Forke,I,79).
112.SeeAnalects12/5(Waley,163),wherethediscipleTzuhsiasays,"DeathandlifearethedecreeofHeavenwealthandrankdependuponthewillofHeaven."
However,Motzu(480390B.C.)alreadydenouncesthefollowersofConfuciusasfatalists.SeeMTYT62/39/10(Watson,126).ThefinallistcomesfromCTYT
14/5/4344(Watson,73Graham,80).
113.ThisviewcorrespondswithWangCh'ung'sthesis,which,roughlysummarized,statesthathumansuccess(definedinconventionalterms)dependsupontwo
accidents:(1)theextenttowhichanindividualisendowedwithch'iand(2)successiveaccidentsbywhichother,possiblybetterendowedentitiesareencountered.
SeeLHCC,esp.p'ien15(Forke,I,14555,313317II,3042).IamindebtedtoMichaelLoeweforthisneatformulationofWangCh'ung'sphilosophy.
114.ForTsouYen ,seeNeedham,II,23244.
115.Forthis,seeTHC18/A7andTHC57/A3.
116.SeeRubin,p.96,onthispoint.Chuangtzu,ofcourse,isthepossibleexceptiontothischaracterization.
117.Thisslogan,implicitintheAnalectsbutexplicitintheMotzu,wassoontakenupbymanyphilosophers,includingHsntzu.SeeGraham(1989),pp.29295.
118.ThemostreadablesynopsesinEnglishonthedebatesoverhumannaturearetobefoundinSchwartz,pp.25778,295302Graham(1989),pp.11132
23567YearleyandNivison(n.d.).
119.SeeKudo*ToyohikoandKuChiehkang(1930?).
120.Forfurtherinformation,seeMoriMikisaburo*,pp.20319andFuSsunien,pp.17980.
121.ThenotionthatHanrepresentedanewdispensationinfluencesmanyWesternHanworks.
122.Forthedistinctionbetweenthedocumentaryandrhetoricalstylesofargumentation,seeBirdwhistell,pp.910.
123.YangHsiungusesthecharacterminginthefollowingpassages:THC1/A4THC8/A2THC26/A9THC43/A7THC59/A5THC59/A9THC61/A6THC
"Hsanli"7/5b(2x)(p.1018b),7/6b(p.1019b)andTHC"Hsanshu"8/1a(p.1023a).Thecharacterunequivocallyreferstothe"king'scommands"inTHC8/A2
THC59/A5andTHC61/A6.
124.Analects9/1(Waley,138).Cf.5/12(Waley,110).Thisexplanationisgivenbymosttraditionalscholars.See,forexample,thecommentariesbyHo
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YenandChuHsi.NocommentaryonthispassagepredatingYangHsiungnowsurvives.YangHsiung'sexactcontemporary,PaoHsien ,commented,
"Sinceonecanseldomreachit,thereforeonetalkslittle[ofit]."Onaparallelpassage(7/20),K'ungAnkuo (fl.12891B.C.)commented,"Perhapsitisofno
benefittomoraltransformation[tospeakofit]perhapsitiswhathecannotbeartospeakof."SeeMKH,III,1606,1574.
125.SeeFY5:13forthe"immersionintothemind"(ch'ienhsin )throughthisprocessofimmersion.
126.FY6:17.
127.THC1/A9.Cf.THC41/A9,whichsaysthatchange"cannotbecurbed."
128.THC"Hsanli"7/6b(p.1019b).Cf.HS87A:3515(Knechtges,13).Cf.HTYT83/22/6(Dubs,282notinKnoblock),whichdefinesmingas"whatone
meetsatthetime."SeealsoYangLiang's commentary([SPPY]16/2a).HINT10/12brepeatsthisdefinitionwordforword.LSCC2/11b,followingCTYT
40/13/79,definesmingas"whatcannotbechanged."SY17/2adefinesmingas''whatcoincides[withpresentaction]ornot."
129.ThreeAppraisalsinTHC24(2,7,and8)reiteratethesamemessagethat"Heavenfixesthetime."
130.LHCC1:3:13(Forke,I,148),whichquotesthecharactersypuy,mingyeh takenfromYang'sownbiography(HS87A:3514Knechtges,13).
However,Yangmeans,"Whetherornothe[i.e.,thegentleman]meets[theopportunetime]isamatteroftheDecree."YangHsiungconcludesfromthisthathumans
shoulddesirevirtue,whichisalwaysattainable,ratherthanconventionalgoods,whichmaybeunobtainable.(Cf.SY17/2a.)Basically,WangCh'ung'scitationoutof
contextdistortsYang'sview,inanattempttojustifyWang'squitedifferentviewsonpredestination.
131.AccordingtoTHC14/A4,"Tobesharpabouttiming"leadstothesituationwhereeverythingisdoneproperly.Cf.FY10:29,whichdescribes"actionbeing
carefulaboutTime"asthehumancontributiontosuccess.
132.See,forexample,FY10:34THC41/F9andTHC"Hsanwen"9/2a(p.1029a):"Thenoblemaninoldagehasreachedtheendofhistime."Certainhealers
andmagiciansinHantimeswouldhavedisagreed.SeeYYingshih(1965).
133.SeeTHC16/A4,forexample.Numerousotherpassagescouldbecited.
134.THC23/A9.
135.THC8/A9,forexample.
136.Analects12/5(Waley,163).Confucius,afterall,isnotseentodisputethisview
137.MysuggestiontallieswithonemadeearlierbyCh'enJenhsi )isbornfromthem."
138.Readersshouldnotconfusethesefourfactors(Virtue,Tools,Position,andTime)operatinginhumanexistencewiththefouraspectstoconsiderininterpretinga
divinationresult(stars,times,numbers,andphrasing).
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139."Virtue"and"ritual"arenearsynonymsforYangHsiung.SeeFY4:10,whichsaysthatvirtuecannotexistwithoutritual.FY7:21equatesvirtue,ritual,and
Goodness.Formoreinformationaboutritual,seeTHC48andthesectiononritualinKeyTerms.ForasynopsisofChineseideasabouttherelationofGoodnessto
hierarchy,seeFingaretteandBauer,esp.pp.21,53.
140.Forexample,FY10:29definesmanasdutyboundto"becautiousinhismovementsinregardtoTime."
141.Ritualinsiststhateventhegoodactcanhavedisastrouseffectsifcarriedoutunderinappropriatecircumstances.See,forexample,THC8/A5,whichsaysthat
virtuousremonstrancecandogoodonlyifthetimingisright.(Eliaderemindsus,ofcourse,thatcertainritualsnotonlymark,butmaketimethroughthecourseofthe
year.)ManyotherexamplescouldbeculledfromtheTHC.ForoneexamplefromtheFY,seeFY6:17,whichtalksofrighteousaction(inthiscase,therefusalof
highoffice)intermsoftiming.Mencius,ofcourse,hadtriedtogetatthisdisjunctionbetweenvirtueandopportunitywhenhespeaksof"properdestiny"asopposed
to"destiny"(7A/2Lau,182).
142.Analects6/22:"Seekforjen thenyouwillgetit"(Waley,126).Mencius2A/2(Lau,80),3A/1(Lau,95),4A/2(Lau,118),4B/32(Lau,136),6A/6(Lau,
163),6B/2(Lau,172),and7A/4(Lau,182),forexample,alsopresumethatallhumanshavethecapacitytobecomesages.ForHsntzu,seeHTYT89/23/6264
(Dubs,307notinKnoblock).Cf.FY1:23.
143.CYYT44/HsiA/1112(Wilhelm,318,323)identifies"Tools"aswhathasforms(i.e.,isvisibleonearth)availableformantouse.FY9:26explicitlycallsthe
Classics"greattools")(tach'i )ofspeech,"seeTHC30/A4.Conversely,theimproperuseoftoolscreatesnumerousproblems.E.g.,THC4/A3speaksofthelock
withouttheboltTHC20/A5speaksofthedisadvantagesofevilpatrons.ThistalkoftoolshighlightsYangHsiung'sindebtednesstoHsntzu.Still,Ibynomeans
wanttoimplythatYangHsiunghaswhatmaybecalledaninstrumentalviewofknowledgeandwisdom.
144.THC"Hsanying"7/8a(p.1021a).Cf.THC62/A2A3ontheneedfordivinationTHC72/A8andTHC12/A2.
145.ThereexistsapossibleexceptiontoYang'svisionofming:menwholivedpriortothetimeoftheantiquesagesweredeniedaccesstothetoolsnecessaryfor
civilization,simplybyvirtueoftiming.(Theirpositionisinsomerespectscomparable,presumably,tothosewholanguishedinLimbopriortoChrist'sredemptiveact.)
Forthisreason,theyarerepeatedlycharacterizedinYang'swork(inatwistontheprimitivistvisionofcertainTaoists)asstupidandbenighted.Itisnotatallclear,
however,thatYangHsiungcanconceiveofthetrulyamorallife.Graham(1989),p.61,saysthisaboutChinesethinkersingeneral.
Fortheprimitivistvision,see,forexample,HS87B:3580(Knechtges,57)FY4:1011andTHC"Hsanying"7/8b(p.1021b).Ofcourse,intheperiodprior
tocivilization,norankshadbeendevisedasyet,soYang'sexplanationofPositioncanonlyapplytothatperiodaftertheinventionofbasicsocialorganization.
146.AccordingtoFY4:1112andFY7:21,theessenceofpracticalwisdom
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istoacquirethroughVirtuetheToolswhichwillbeneededonceTime(i.e.,opportunity)comes.SeeTHC26/A6onthetimelyuseofTools.
147.See,forexample,THC71/A2,8andTHC8/A1.
148.THC20/48andTHC28/A6.Seebelow.
149.FY1:3(2x)andFY12:39.Numerouspassagestothiseffect*occurintheTHC.
150.SeeTHC2/A2THC3/A5THC9/A3,5forexample.PositionisbynomeanssynonymouswithVirtue,asismadeclearinTHC32/A5andTHC67/A5,for
example.
151.IviewPositionasaseparatecategoryfromTools(althoughattimesitishardtodistinguishthetwocategoriesinYang'swork)onthebasisofpassageslike
THC3/A5,whichshowsstrengthresidinginPositionitself,regardlessofpracticalwisdomandexpertise.
152.YangHsiung,ofcourse,incorporatestheideasofvariousLegalistauthorshere.AmongthebesttreatmentsofLegalistwritingsonPositionareCreelThompson
RubinVandermeerschandHsiaoKungch'uan,pp.368468.
153.SeeFY8:2223andibid.,10:30.
154.SeeTHC5/A3andTHC46/A5,forexample.
155.ReadersunfamiliarwiththistermshouldconsulttheKeyTermssection.
156.Forsuchchanges,see\/A2andTHC51/A5cf.FY6:1718.
157.Sivin(1990),p.3cf.Needham(1964).
158.THC"Hsanwen"9/2b(p.1029b).
159.Theexampleismyown,notYang's.
160.TheGreekshadtwowordsfortime:chronos(thesuccessivepassageofthingsintime)andkairos(therighttimeforthingstooccur).YangHsiung,following
generalChineseusage,usedthesamewordforboth.Itshouldbenotedthat"timeliness"doesnotappearintheearlyLineTextsforthe64hexagramsoftheYiching,
butonlylaterinthet'uan.Theprincipleoftimelinessbecomesmoreimportantinthe"Mean,"par.2(Legge,386).
161.THC24/A2andTHC24/A7affirmthatitisHeaven(ormoreaccurately,theMystery)that"imposes"timelimits.TimeandHeavenareshowntobeinextricably
boundintheTHC"Hsanli"and"Hsanying"autocommentaries.
162.SeeTHC24/A2,forexample.Theemphasis,then,isnotpolytheistic(wheredifferentgodsrepresentdifferentgoods)butpolychronistic(wheredifferenttimes
requiredifferentgoodacts).
163.CYYT40/HsiA/345/HsiB/2(Wilhelm,294,328)THC41/A2"Hsanli"7/6a(p.1019a).
164.ForYangHsiung,thesinglebestproofoftheidentityofthetriadicrealmsisritual,whichattemptstomakeeachhumanactivitynolessemblematicofcosmic
orderthantheregularsuccessionoftheseasons.Cf.Clark,pp.2126,ontheintegrationofthenaturalandthesacredinreligioustraditioningeneral.
165.FortheconnectionbetweenvirtuousactsandPosition,seeTHC5/A3andTHC23/A6,forexample.One'sstoreofVirtue,however,maybeinheritedfrom
ancestors.SeeTHC60/A8,A9.
166.See,forexample,FY6:17.
167.Forthephrase,"readyforuse,"seeTHC1/A3.Numerouspassagessup
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portthisview,includingFY4:11FY5:1213THC1/A5THC4/A4THC9/A7THC26/A6THC34/A7andTHC36/2.
168.FY10:30.SeealsoTHC17/A5.EnorejectsthenotionthatthepreHanConfucianswere"devotedtoseekinggovernmentalresponsibilities"(p.31).EvenifEno
isright,HanConfucianscertainlywere.
169.SeeMoriMikisaburo*,ch.9,citingpassageslikeCTYT14/5/44andibid.,41/16/14.InTHC28/A2YangHsiungaffirmsthelinksbetweenTimeandchange.
170.THC27/A3.Cf.FY6:1718,whichlamentsTime'spassingandFY9:25,whichcharacterizesTime'spassingas"quickasaflash."FY6:1718probably
borrowsfromTungChungshu'sprosepoemonthescholar'sfrustrations.SeePankenier(1990b),p.443,fn.58.
171.THC9/A7showsasituationinwhichTimeallowsthemanofVirtuewhohastheToolsathandtogainapowerfulPosition.ButevengoodToolswillnotworkif
thePositioniswrong.SeeTHC33/A4andTHC36/A3,forexample.THC10/A5,A9THC30/A3THC38/A9showthathighPositionisnotenoughforsecurityif
theindividualfailstofollowthepathofVirtue.THC61/A1andTHC78/A6showthateventhenoblemancanfailifotherfactorsareagainsthim.Undercertain
circumstances,however,thewisemancan"rideoutthetime"untilbetterdayscome.SeeTHC79/A7.
172.ThisiswhyYangHsiungcreditsdramaticturnsoffatetotheinteractionofT'ienandMan.SeeFY10:29.Theconventional"goodlife"inearlyChinawas
equatedwiththeFiveFelicitiesoftheDocuments,aslistedin"Hungfan,"par.33(Legge,343Karlgren,35).
173.THC36/A2hence,theemphasison"knowingTime"asonekeytosuccess.THC14/A4andTHC17/A1,forexample,showtheneedtoalignoneselfwith
cosmicforces.Cf.HS87B:3572(Knechtges,51),whereYanglistsvariouspeoplewhogainedhighPositionbecausetheTimewasright.Theflipsideofthisruleis
Yang'sdictumthatnotimeisinherentlygoodwhentheactisevil.SeeTHC"Hsanwen"9/2a(p.1029a)THC28/A9THC29/A6,forexample.THC60/A8
suggeststhatwheneverVirtueandTimeareindirectconflict,badtimingovercomesandillluckensues.
174.ThisisoneexplanationforYang'sphrasesattributingbadlucktoHeaven.See,forexample,THC18/A1,A2,A3,A8,A9THC24/A7THC38/A6,A9
THC53/A5THC57/A1THC69/A9andTHC73/A8.(Theotherexplanation,ofcourse,isthatYangusessetphrasesemptyofreligiouscontent.)
175.MenofHanlargelyignoredthelate3dcenturyB.C.HoKuantzu ,whichargues,"Theseasonscallupandcastdownandtakeeachother'splaceswithout
uniformitytoimitatetheseasonswouldbeinconsistency."SeeGraham(1989),215.
176.SeeTHC24/A2THC41/A2andTHC"Hsanli"7/5b(p.1018b),forexample.
177.CCFL11/42/2b,translationfromNeedham,II,250(followingE.R.Hughes).SuchviewsarealsoattributedtoTunginhisbiographyinHS56.
178.ForHandynastymagicians,seeNgoDeWoskin.SomeofthemoreoutrageousclaimsareassociatedwiththeapocryphaltextsattachedtotheChanges.
However,intheChangesto"chihming"istounderstandhowtoadjust
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one'sconducttothefairlypredictablecyclesofNaturesoastoensurelifelonggoodfortune.ManystudentsoftheChangesrecognizedthecrucialdifferencein
approachbetweenunderstandingthephenomenaoftransitionthroughgreaterempiricalortechnicalprecisionandcomprehendingthosephenomenathroughthe
intuitionorilluminationcharacteristicofthesage.AsSivinwrites,"Sagehoodledtoaccurateknowledgeabouttheworldaroundus,notviceversa."SeeSivin(1990),
p.16andMoriMikisaburo*,pp.154ff.,fordetails.WeshouldnotforgetthatthesetwoviewsoftheChangesparalleltwoverydifferentviewsofConfucius
promotedinHan.AccordingtooneviewrecordedintheTsochuanandelsewhere,Confucius'powersarethosesimplyofthefarsightedandgoodperson.Inthe
otherview,foundintheKuoyandelaboratedintheapocrypha,Confuciusconsistentlydisplayssuperhumanpowersofcomprehension.SeeDurrant,p.10ff.This,
inturn,relatestothequestionofwhethernoblemeneverneedtoworry.Formoreonthis,seethe"Illumination"autocommentary.
179.TherelationofparttowholewasoneconcernoftheSophists.SeeGraham(1989),p.87.
180.FY5:14.Cf.THC"Hsanli"7/5b(p.1018b)"Hsanying"7/8b(p.1021b)"Hsanwen"9/1b(p.1029b):"Soprofoundisitthatnonecanfathomit."
THC4/A2makesthepointthatwhateverismostpreciousishiddenaway,likejewels.THC33/A1saysthatthereis''nogap"bywhichmancaneffectivelyglimpse
anyaspectofthespiritworld.ThatgapisassociatedwithTimeinTHC27/A3.
181.ForYang'sremarkthatTimesomehowhousesevenspace(which"encloses"Heaven),seeTHC"Hsanli"7/5b(p.1018b).Cf.THC13/A3THC28/A2.
182.THC"Hsankao"10/4b(p.1035b),inthiscontextwithreferencetothedivine.ThisargumentdiffersfromonethatarguesthatTimeinthenaturalworldrefers
tophysicalregularitieswhileTimeas"humanopportunity"dependsatleastinpartupontheactionsofinherentlyirregularbeings,otherhumans.
183.FY5:13"Hsanying"7/8b(p.102lb).Whatevercanbeseenisliabletodecayasitoperatesintheworldofphenomenalchange.SeeTHC63/Head.
184.E.g.,THC18/A2.
185.SeeNeedham,II,25759forthisPrincipleofMaskingbytheFivePhases.THC49/A1picturestheTaoactinglikewaves.
186.THC"Hsant'u"10/la(p.1032a).
187.WithafewAppraisals,itishardtobecertainofYang'smeaning,sincethedegreeofcompressioninhisfourcharacterlinesmakesforoccasionalambiguity.
See,forexample,THC9/A9andTHC17/A7.However,inthefollowingcases,thereisnodoubtthatanunfortunateintersectionofpersonalandcosmiccycles,
ratherthanalackofVirtue,istobeblamedforpoorluck:THC1/A9THC18/A9THC33/A9THC35/A7THC41/A9THC49/A9THC59/A9THC59/A9and
THC80/F8.WhenthishappensintheTHC1/A9,thetextmaybeimitatingthelastLinetextinHexagram1oftheChanges,wherethefinalyanglineissaidtobe
inauspicious.SeeCYYT1/1/shang(Wilhelm,375):"Arrogantdragonwillhavecausetorepent./Forwhatisfullcannotlast."
188.SeeTHCl/A9andTHC24/A7,forexample.
189.Yangindicates,however,thatcertainperceiveddisparitiesbetweenconductandfateareonlytemporary,ratherthanpermanent.MenofHanim
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aginedthecumulativeweightofparticularacts(bothgoodandbad)eventuallytippingthebalance.Noteveryactwillimmediatelyelicitaresponse"swiftasecho
orshadow"(thetypicalHanphraseusedtocharacterizeMutualInteractionbetweenHeavenandMan),justasasinglegrainofsandaddedtoaheavyweightmight
nottipabalance.Thecumulativeeffectofgoodandevilactsbyanindividual,therefore,maynotbefeltuntildescendantsinheritthis"weight"intheirpatrimonyofch'i.
SeeTHC60/A8,A9.Cf.PanPiao's discussiononthedestinyofkingsinHS100:420812(Sources,17680).
190.THC39/A1andFY4:11saythatonlyconstantsaresubjectsfitforthestudyofemperorsandkings.Cf.FY8:23("Thesages[only]speakofHeaven.")and
FY12:38("Thesages'wordsareakintoHeavenlyconstants.").
191.FY10:29insiststhatHeavendependsuponManforitscompletion.
192.For"humanportents,"seetheKeyTermsessayentitled"YinyangFivePhasesTheory."ThesametermoccursinHTYT63/17/3335(Dubs,180notin
Knoblock),whereitconcernsthesocialwelfareofthecommonpeople.ThisaccountsforthefocusonhumanrolesintheMystery.
193.FY1:3andFY8:23,forexample.
194.E.g.,THC33/A5.
195.ThephraseappearsinFY8:23(2x)andibid.,13:40(inadifferentcontext).Cf.Horace'scarpediem.Ingeneral,onefindsremarkablesimilaritiesbetween
YangHsiungandtheStoicsintheirrespectivewritingsontimeandfate.IamindebtedtoWilliamMullen(ClassicsDepartment,BardCollege)forthisobservation.
196.Analects4/15(Waley,105).Cf.15/24(Waley,98[renum.]):"Whatyoudonotyourselfdesire,donotdotoothers."Graham(1989),pp.20,383,prefersto
translateshu ,as"likeningtooneself."Hisdiscussioniswellworthreading.
197.PossiblythestatementintheAnalectsmostconcernedwiththepreciouscharacteroftimepassingisAnalects9/17(Waley,142[renum.]).HsinS8/2blinksthe
scholar'sexertionswithtime'sfleetingnature,butthepassageappearstoidentifythisassociationasLaotzuian.Similarly,therearenumerouspassagesintheLSCC
andHNTthatmentionTime,butmostofthesepassageshaveastronglyTaoistflavor.See,e.g.,LSCC3:30,14:15356andHNT1:89,2:31,9:12728,10:162.I
arguethattheTHCfullyincorporatessuchnotionsinanintegratedphilosophy.
198.Foraijihinconnectionwithfilialpiety,seeFY13:40.
199.THC61/A6.
200.Ch.1oftheFYandtheprosepoem"DispellingRidicule"bothlistfrequentobjectionstoYang'sview.
201.Thisattempttoargueby"themethodof[discussing]advantagesanddisadvantages"(ch'angman )istypicalofHanprosepoems,whichinheritedthis
devicefromtheWarringStatesrhetoricians.SeeKroll,esp.p.124.
202.SeeFY1:3FY3:7FY8:23andTHC50/A5,forexample.
203.ForYang'semphasison"greatness"over"smallness,"seeFY4:12:"Whoeverfollowsthegreat,actstheuprightway.Whoeverfollowsthesmall,actsthewayof
treason.''Cf.FY8:2223andTHC"Hsuanying"7/8b(p.1021b).
204.See,forexample,THC24/A1.
205.Ch.1oftheFYdefines"study"asthededicatedpursuitofanyparticu
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laxcourseofactionwiththeaimofachievinggreatnessandconsequenthappiness.FY3:9associates"singularpracticalwisdom"(tuchih )withsagehood.
206.Onwealth,seeFY1:3andFY4:9onfactualknowledge,FY7:19andFY12:38onimmortality,FY12:3940onpoliticalpower,FY10:3031.
207.FY1:34talksoftheextensionofcharismaticpower.Cf.numerouspassagesintheTHC.Cf.Analects20/2(Waley,233):"Agentlemancangetworkoutof
peoplewithoutarousingresentment,...isproudbutneverinsolent,inspiresawebutisneverferocious."
208.THC"Hsanwen"9/2b(p.1029b)showstheruleractingthisway,"pairing"analoguessothatthings"donotlosetheirorder.''Cf.THC"Hsanli"7/6b(p.
1019b).FY2:6andFY5:16bothsaythesagefocusesupononlyafewconstantrulesratherthanthemyriaddetailsFY12:38saysthattoomuchfactualknowledge
canmakeonemuddleheaded.Thisargument,ofcourse,drawsuponthephilosopherChuangtzu'sfamousstatement:"Yourlifehasalimitbutknowledgehasnone.If
youusewhatislimitedtopursuewhathasnolimit,youwillbeindanger"(CTYT7/3/1[Watson,50]).
209.Analects7/22(Waley,127[renum.]).Cf.THC12/A1,A2,A3andFY12:39.
210.Yanghimselfstudiedastronomy,yetFY8:23cautionsagainstoverconcernwiththestars.
211.FY1:2explainsthatwhatdistinguishesmanfromthebeastsis"ritesandduty"(liyi).Manbecomesfullyhumanonlywhenheusesritual.
212.See,forexample,THC24/A6THC33/HeadFY3:7andFY5:13(2x),whichalldescribethisidealstateof"nogap."THC"HsanIi"7/7a(p.1020a)also
talksofthe"myriadcreaturesboundtogether."FY3:9givestherule:Thewiderthecontact,thegreatertheentity.Thephrase"nogap"ispossiblyborrowedfrom
Chuangtzu,whousesittodescribetheidealstagebeforeformsdiverge.SeeCTYT30/12/38(Watson,131).YangHsiungadmitsthatheborrowsfromChuangtzu
theideathatHeavenEarthManareasinglesystem(FY5:15).ThatseparationissignofregrettableweaknessisthethemeofTHC66/HeadTHCT4/Head,A2
213.THC13/A9.
214.THC"Hsanli"7/6b7a(p.1019b20a).ThisdescriptionoftheTaorecallsLT,ch.77(Lau,139).
215.THC"Hsanli"7/6a(p.1019a).Cf.THC36/A8andTHC41/A7,whichusesimilarlanguage.
216.Forkung ,seeTHC35/A7THC39/A1THC50/F6andTHC67/A9,forexample.
217.Virtue'soperationpromotesacharacteristicformofchange,called"transformation"(hua ),saidtoendinathoroughgoing,lastingimprovementaccomplished
withoutunduedisturbance.Forvirtue'sabilitytobringabout"continuousdevelopmentwithoutabruptchange,"seeTHC"Hsanli"7/6b(p.1019b)THC"Hsan
ying"7/9a9b(pp.1022a22b)FY4:10FY12:38andFY13:40.
Bydefinition,whateverisshen ("divine")accomplishesmajorchangesinvisibly.Forfurtherinformation,seeHTYT7/3/27ibid.,84/22/35CYYT41/Hsi
A/5ibid.,50/Shuo/5andCCFL6/19/7a.THC59/A1andTHC72/A2aretwoofmanyTHCpassagestoalludetothesedefinitionsofshenandhua .Cf.FY
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5:12,whicharguesthattheessenceofshenisto"immerseoneselfinHeavenandbecomeittoimmerseoneselfinEarthandbecomeittoimmerseoneselfinthe
sages'worksandbecomeasage."
218.E.g.,THC1/A1THC41/A3THC77/Head,A5andFY3:9.
219.Conflatingtwopassages:THC"Hsanli"7/7a(p.1020a)beforethefirstbreakafterthebreak,ibid.,7/5b(p.1018b).
220.THC"Hsanli"7/7a(p.1020a)showsthatalltrulygreatentitiesareconstant,whilethephenomenalworldis"withoutconstancy"(wuch'ang ).
221.TheconceptofdailyselfrenewalisfoundrepeatedlyintheTHC.Thephrasejihhsin isrelatedtogoodgovernmentinFY9:25.Virtue"getsthrough"to
HeaveninTHC2/A6thereisacorrespondencebetweenHeaven'scourseandthatofthevirtuousinTHC20/A4.Cf.THC26/A9.
222.THC"Hsanying"7/9b(p.1022b).Thepossibilityofcontinual,infiniteaccumulationofgoodnessisalsoexpoundedinFY1:3THC37/A9THC57/A9and
THC"Hsankao"10/3b(p.1034b).THC60/A3A4contraststheaccumulationofvirtuewithotheracquisitions,whichareeasilylost.
223.Thesearethegoalsputforwardinchapters20and21oftheHFT,whichpurporttobecommentariesontheLaotzu.YangHsiunginFY4:10adoptsthepun
te("virtue")=te("toget")usedbyHanFei,thoughheadvisesustolimitourgettingto"gettingVirtue."Seebelow.
224.Forthephrase"snatchaway,"seeTHC33/A9andTHC52/A8.Astothesecondpoint,Yangusuallyregardslastingreputationasoneofthesuregainsofvirtue.
InFY4:9and5:15,however,YangHsiungcommentsupontheunreliablerewardsoffame'spursuit.Theseemingcontradictioncanberesolvedifweassumethat
Yangbelievesthatgoodmenwillusuallybevindicatedbyhistory.
225.ThisistheargumentofthefirstchapterinFY.
226.THC10/A4.
227.TheattempttodefinelanguagemorecarefullyinlinewithConfucius'callforthe"rectificationofnames"isfoundthroughoutYang'sphilosophicalwritings.FY
12:39,forexample,arguesthat"advanceshouldmeanonlyadvanceintheWay,notinrank"FY4:12,thatthewordfa shouldbereservedforthe"model"
presentedbythesagekingsofantiquity,ratherthanforLegalisttheoriesorthoseofChuangTzu.TheTHCconcernwiththisbeginsinTetragram1(THC1/A7).
228.Cf.Analects2/18(Waley,92).
229.E.g.,FY4:9andFY5:15.
230.THC"Hsanying"7/9b(p.1022b).IntheChanges'tradition,theclaimthatonlymoralactionistrulyauspiciousdatesbackatleasttothedivinationcaseof
Nank'uai recordedfor530B.C.inCCYT378/Chao12/8Tso(Legge,640).Notethatgoodluckandvirtuetendtobecloselytiedintheearlytetragrams,which
presumeagenerallyfavorableTime.SeeTHC19/F8F9,forexample.
231.FYandTHCprovidenumerousexamplesshowingthattheindividualharmshimselfbyhisownconduct.See,forexample,FY8:24THC11/A3,A7
THC28/A7THC29/A1,A6THC34/A9THC63/A7THC71/A7,andsoon.ContrastthiswithTHC2/A3,whichcallsone'sownconducta"chief[i.e.,notsole]
determinant"ofgoodluckandillandTHC"Hsanch'ung"7/3b(p.1016b),whichsaysthatthesage"nurtures"goodluck.
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232.LSCC20/8a.
233.THC11/A3THC18/A1andTHC12/A8,forexample.Cf.FY6:17.Yangspokefromexperience.HisbiographyinHYKC10A:130particularlymentionshis
equanimityinpoverty.
234.YWLC35:62889(Knechtges,106).
235.THC"Hsanli"7/6b(p.1019b).Cf.FY9:25,definingbenevolentgovernmentasonethatmakesitprofitabletobegoodandFY3:9,arguingtheinherent
advantagesoffollowingtheConfucianWayofritual.Here,ofcourse,YangHsiungdepartsfromMencius,whoobjectedtotalkingofVirtueandprofitabilityinthe
samebreath(Mencius1A/lLau,49).YangHsiung,infact,borrowsmuchfromtheMohistlogicians.See,forexample,hisdefinitionsofgoodandevilreworking
MohistpropositionsA26,A27:"Benefitiswhatoneispleasedtoget.Harmiswhatonedislikesgetting."
236.FY3:7.Cf.theAnalects9/29(Waley,144[renum.]):"Hethatisreallygoodisnotanxioushethatisreallywiseisnotmisled."
237.THC18/A8.Cf.FY6:18.
238.ThisisthethemeofTetragram24,whichshowsthatrealhappinessisimpossiblewithoutritual.Cf.FY1:12FY1:4andTHC7/A1,whichtellofthejoythat
comeswithgoodness.ForthesameideaintheChanges,seeKaoHuaimin,esp.p.312.
239.SeeTHC4/A6forthephrasequoted.THC4/A8associatesviolationwithevildoing.
240.FY1:2links"being[completely]withoutworries"withthebestialstateandwithlackoflearning.Tobecompletelyunafraidandunworriedisalsonotagood
thingbecausethatdescriptioncharacterizeshumanswholivedpriortothesagesinaworldwithoutsocialorganization.SeeTHC"Hsanying"7/8b(p.102lb)and
notestothetranslation.TheearliestextantcommentarytotheAnalectsexplainsthatthegentlemanonlydoesnot"worryover[strictlypersonal]troubles."SeeMKH,
III,4:1578b,citingK'ungAnkuo .FY6:18explainswhenthegoodpersonisworried.Cf.CYYT48/HsiB/6(Wilhelm,345):"Those[sages]whocomposed
theChangescertainlyhadworriesandcares."
241.FY12:40.
242.FY5:15discussestheinabilityofsomegoodmentowinfameintheirlifetime.FY10:30discussestheinabilityofthesageConfuciustobecomeadynastic
foundersincehehadnofeudaldomainfromwhichtobuild.Cf.FY8:22onthecaseofConfucius.FY12:39assertsthatYenHui's manifestvirtuecouldnotwin
himlongevity.Cf.FY11:36:"Whenthesagedoesnotmeetupwiththepropertime,hehideshimself."
243.Onthebenefitsoffriendship,seeFY1:3.
244.Hence,thecontinualexhortationsintheMysterytoyield.SeealsoFY3:7andFY6:7.
245.AsTHC"Hsanwen"9/la(p.1028a)says,onlyeventsthathavenotyettakenform"cangenerallybecontrolled."Numerouspassagesshow"incurable"
situations.SeeTHC18/A9,forexample.Incertaincases,however,achangeofheartcansavetheindividualinthenickoftime.SeeTHC31/A9.
246.THC12/A1.
247.SeeTHC18devotedto"waiting."
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248.THC25/A2.
249.THC"Hsanshu"8/1a(p.1023a).
250.YangHsiungintentionallyemploysadivinationmanualonthemodelofthatinventedbytheancientsagesinordertoremindusofasimpletruth:Divinationwith
milfoilstalksstartedasanintuitiveprocessthatdependedontheinsightoftheseer,not"anattempttoevaderesponsibilityinthebeliefthatmanticmethodsforma
substituteformoralscrupleandgoodjudgment."SeeLoewe(1981),p.48andLoewe(1988),p.23.
251.THC24/A2THC21/A5,A7,A9FY1:4andFY3:7,forexample,maketheconnectionbetween"delight"and"chihming."
252.SeeFY8:24,whereYangarguesthatthesageseekstoknowthelargerpatternsofthecosmos,ratherthanthedetailsthatdelightthenaturalistorpedant.
253.Analects4/5(Waley,102).THC16reckons"gain"and"loss"intermsofritual.
254.Analects2/11(Waley,90).
255.CYYT39/HsiA/2(Wilhelm,286).Forfurtherinformation,seePeterson(1982).Cf.LT,ch.70(Lau,132).
256.ThephrasecomesfromAnalects8/7(Waley,134).
257.FY1:2.
258.FY2:6andFY8:23.
259.THC"Hsanying"7/8b(p.1021b)definesaclassicasawork"thatcannotbeaddedtoorsubtractedfrom."Cf.FY5:13.HTYT84/22/2425(Dubs,292
Watson,149)requiresthisofcorrectlanguage:"Thewordsofthegentlemanarefarranginganddetailed,aptandtothepoint,variedandyetunified....Hemakes
certainthat[hiswordsandphrases]aresufficienttocommunicatehisthoughts,andtherehestops,fortotrytoforcethemtodomorewouldbeevil."
260.SeeFY8:24THC"Hsanwen"9/2b(p.1029b).
261.FY5:15.
262.SeeAnalects9/1(Waley,138)cf.ibid.,14/36(Waley,189).
263.Analects6/3(Waley,115[renum.])ibid.,6/10(Waley,117[renum.])ibid.,11/7(Waley,154)ibid.,12/5(Waley,163)andibid.,14/36(Waley,189
[renum.]),allofwhichsuggestthatmingis"outside."
264.Ibid.,16/8(Waley,206[renum.]).
265.ForearlytraditionsthatascribeapreoccupationwithtimetoConfucius,seeKaoHuaimin,pp.30708.
266.Mencius5A/6(Lau,145):Mingis"whathappensthoughnopersonbringsitabout."
267.Mencius7B/33(Lau,201).THC"Hsanwen"9/1b(p.1028b)usesalmostthesamephraseology,butcarefullyaddsthattheindividualawaitstimely
opportunity(houshih ).Onwaiting,seeTHC18,atetragramdevotedtothattheme.THC18/A8emphasizesthecheerfulequanimitywithwhichthenobleman
regardshisfate.
268.HTYT83/22/6(Dubs,282).Cf.ibid.,103/28/39(notinDubsorKnoblock).
269.NotethatYangHsiungdeclaredhimselfadiscipleofMencius,thoughapparentlysomecontemporariesregardedMenciandoctrinewithsuspicionas
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"heterodox."SeeFY2:6andFY12:37.YangHsiungwasfarlessadmiringofHsntzu,thoughheappearstoborrowoftenfromhim.
270.SeeYearley.ForYang,seeTHC4/A5,forexample.
271.Hence,theconfusionoverthesignificanceofthetermliming ("establishingone'sfate")intheMencius.SeeMoriMikisaburo*,pp.53ff.
272.See,forexample,HTYT103/28/3741:"Noblemenstudybroadlyandplantdeeply[yet]manydonotmeetwithtimelyopportunity....Thenobleman'sstudy
isnotfor[material]advancement...."
273.Hsntzuseemsdimlyawareofthis,sincehisfirstchapter,entitled"ExhortationtoStudy,"istheessayinwhichhemoststronglylinksgoodfortunewithright
behavior.TheMohistsclearlyrecognizedthisflawintheargumentsofcertainConfucians.SeeMTYT,ch.3537("ContraPredestination").
274.Itisalsopossible,ofcourse,thatheunthinkinglyacceptedprevalentideasofhistime,butthisisunlikelyinviewofthecriticalwayheassessedvarious
philosophicaltexts.SeeFY5:15forYang'sstatementthathehasborrowedfromChuangtzuandTsouYentheideaoftheunityofHeavenEarthMan.
275.FY1:2equates"seeing,hearing,talking,behaving,andthinking"withhumannature,followingthe"Hungfan"chapteroftheDocuments.Yangapparentlyadapts
thisnotionfromCCFL14/64/2b,whichsaysthefivehumancapacitiesarewhatthehumanreceivesashisindividualmingfromT'ien.ThoughtheMysteryisthe
ultimateoriginforhumanexistence(andeverythinginthecosmos),thereisnospecialstressintheMysteryoninnategoodnessinhumannature.AccordingtoYang
Hsiung,bothgoodandeviltendenciesexistintheoriginalendowment(SeeTHC22/A1,A2FY3:7.).Whatmattersiswhichtendenciesonechoosestocultivate.For
Yang,theoriginaldispositionisfarlessimportantthanthe"secondnature,"whichmayinternalizethemodelofthesages,givenproperteachersandbooks(FY8:23).
InFY12:39,Yanglinksthingsto"natures"andhumansto"goodness''(jen)indiscussingtheirpotential.
276.FY3:7.FY4:9definesTaoas"connecting."FY12:39definesConfucianismintermsof"makingconnectionsbetween(t'ung )HeavenEarthMan."Cf.E.
M.Forster's"Onlyconnect."
277.FY10:29.
278.CYYT39/HsiA/1(Wilhelm,280).
279.See,e.g.,THC"Hsanli"7/7a(p.1020a):"NowHeavenandEarthareplacedtherefore,thenobleandlowlyareranked."Cf.ibid.ontheimpossibilityof
things"changingtheirpositions."SeealsoTHC"Hsankao"10/3b4a(pp.1034b35a):"EarthisapitwhileHeavenishigh."
280.SeeTHC"Hsanyi"9/3b(p.1030b)ondifferencesinposition,age,number,andresponsibilitiesofhumans.
281.THC"Hsanyi"9/3b(p.1030b),whichdescribesthenaturalorderofHeavenandEarthasclassifyingthingsaccordingtotypesothatthings"donotlosetheir
order."
282.SeeTHC6/A7THC14/HeadTHC16/A9THC32/A2andTHC"Hsanying"7/9b(p.1022b),forexample.
283.FY3:7presumesanabsolutecorrelationbetweenpreferringthegreatanddoingthegreat.(ThisisacommonwayforearlyConfucianphilosopherstodiscuss
preferringtheGoodanddoingthegood.)Nottodothegreatshowsthat
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oneisconfusedaboutinherentgreatness,accordingtoYang.SeeFY10:2627onwhatis"trueandfalse"(chenwei ).SeealsoalongpassageinTHC
"Hsanying"7/9a9b(pp.1022a22b),whichmakesthethedistinctionbetweenenlightenedandbenightedindividuals.
284.Therefore,THC"Hsanying"7/9b(p.1022b)showsmantobelikeHeavenandEarth,theghostsandgods,whenheconstructsahierarchyofvalue.
285.YangHsiungconcedestheremaybesomefewinnatesages.SeeFY3:9,forexample.
286.SeeFY3:7forthe"mixed"endowmentatbirth.FY8:23definesthegreatmanasonewho"hasnobusinesswiththesmall,"thendefinesthe"small"intermsof
"whateverisnotritualandtheRight(liyi ).''Cf.THC"Hsanying"7/8b(p.102lb):"Whenwhat[anact]followsisgreat,thenitsembodimentwillbevigorous.
Whenwhatitfollowsisslight,thenitsembodimentwillbemeager."SeeTHC"Hsanyi"forafullcatalogueofthemostimportantcivilizinginventionsofthesages.
287.THC"Hsanyi"9/3a(p.1030a).
288.LaterYangHsiungwouldwritemoreexplicitly:"IfItrulybelievethatlifeanddeathareequal,thatpovertyandrichesarethesame,thathonoranddebasement
arecomparable,thenItakethesages'[teachings]asjustsomuchnoisytalk"(FY12:38).Cf.FY7:19,whichportraysthedebatesoftheHundredSchoolsof
philosophyasjustsomuch"bickering."
289.FY5:15,defendingtheTHC.Cf.THC"Hsanying"7/8b(p.102lb),e.g.,whichstatescategorically,"Thefewbyrulecontrolthemanywhatlacksvisibleform
[i.e.,theMystery]byrulecontrolswhathasform."
290.HsinS1/8bassociatesthispositionwithYentzu (?500B.C.).
291.THC1/A9.
292.FY12:40beforethebreakFY12:39after.
293.Ibid.
294.FY12:39.
295.Ibid.
296.HS87A:3542(Knechtges,29).
297.HS57B:3571(Knechtges,50),followedbyFY3:7.
298.THC10/A7.
299.IintendtodevoteafuturearticletocomparingtheviewsofYangHsiung,LiuHsiang,andWangCh'ungonfate.FortheMohistcritiqueoftheConfucians,see
footnote273above.
300.Forthestarsasdirectorsoffate,seeFY8:23.
301.FY10:2830considersdynasticchangeinthisway.
302.Forliming ,seeMencius7A/12(Lau,182),whichisdiscussedinMoriMikisaburo*,pp.53ff.KanayaOsamu,pp.98ff.
303.MichaelLoewe(privatecommunication)pointsoutthattheHanclaimtorulebyT'ienmingmayhavebeencomparativelyrecentinYangHsiung'stime(5040
B.C.?).DuringthereignofEmperorCh'eng(ca.12B.C.),acertainKanChungk'o announcedthattheHandynastyfacedtheneedtoreceivearenewalofthe
MandateofHeaven.SeeLoewe(1974),p.278ff.
304.ThankstotheexcavatedalmanacsfromShuihuti (datedlate3d.c.B.C.),wehaveagoodideaofthekindsoftextsthatYangHsiungargued
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against.Thetwoalmanacstabulateluckyandunluckydaysofthemonthaccordingtoa12characterstandardformula.ManyotherHantextstalkof"daysof
avoidance"forcertainactivities,likeplantingfieldsandtailoringclothes.SeeReportALoewe(1988)andKalinowski.
305.FY12:39.The"technician"(chi )canlayclaimtoanintegratedvisionoftheentireuniverse.
306.FY8:23.
307.SeeYKC15/2a(Pokora,114).
308.CYYT43/HsiA/9(Wilhelm,315).
309.Seeabove.
310.HS87B:3577(Knechtges,54).NumerouspassagesinYang'sofficialbiography,inanexchangeoflettersregardinghisFangyen,andintheHsinlun(thework
ofhischiefdisciple,HuanT'an),testifytothevituperativeattackslauncheduponYangHsiungbyLiuHsin.Ontheotherhand,Yang'sbiographyintheHanshusays
thatLiuHsinwasoneofthefewcontemporariestorespect(ching )YangHsiung.SeeHS87B:3583(Knechtges,59).LiuHsinsenthisownsontostudy"unusual
characters"withYangHsiung.
311.FY10:29.
312.Forcomparison,seePHT8:32729(Tjan,II,57273)forthreedifferenttypesofming.Thesametypologyofmingappearsintheapocrypha(basedupon
earlierfolkbeliefs?).SeeCIS,V,49(apocryphatotheAnalects)andibid.,IV(A),55(apocryphatotheCh'unCh'iu),forexample.Thistypologywaslater
criticizedbyWangCh'ungasunwieldyandselfcontradictory.SeeLHCC,esp.p'ien810(Forke,I,13655).
313.SeePeterson(1989)HouWailu(1957).
314.SeeTHC10/A7.
315.FY2:6andTHC"Hsanyi"9/4a(p.1031a),basedonCYTY39/HsiA/1(Wilhelm,286).Cf.THC"Hsanwen"9/2b(p.1029b),whichequateswhat
induceswearinesswithlackofability.
316.HS87B:3585(Knechtges,60).ForacompletelistofcommentariesontheTHC,seeYenLingfeng,V,35789.
KeyTerms
1.ThematerialspreservedintheFiveClassicsdatefromthe2d.milleniumB.C.toCh'inorevenearlyWesternHan(206B.C.A.D.8).Italsoshouldbenotedthatthese
workswerethenrevisedandreworkedlater.SinceatleasttheSung,manyscholarlyworkshavefocusedonthedifficultquestionssurroundingtheHanredactionsof
alltheClassics.Inparticular,theworkofthe17thcenturyempiricistsandthehistoriographicaliconoclastslikeKuChiehkangintheearlytwentiethcenturyhave
provenavaluablestartingpointinconsideringthismessybusiness.
2.SeeKennedyonthis.
3.See,e.g.,HsShen,Wuchingyiyi(VariantInterpretationsoftheFiveClassics)ChengHsan,Powuchingyiyi(ContraVariantInterpretationsofthe
FiveClassics).
Page488
4.Powers(1978),passimbelievesthattheswirlingformscommonlyidentifiedas"cloudpatterns"onShangdynastybronzesmayrefertoch'i.
5.SeeGSR517c.Cf.SW7A:148a.
6.InGreek,pneumainSanskrit,prana*inLatin,spiritusandinHebrew,neshamah.Allthesewordshavethesame"soulish"qualitiesasch'i.Bythis
comparison,Idonotmeantoimplythediffusionistviewofculture.ThecomparisonisdrawnfromSchwartz(1973),p.44,n.9LibbrechtandMair(1990[b]),pp.
13738.
7.Allthecharacterizationsofch'iaredrawnfromMencius2A/2(Lau,pp.7680),unlessnoted.
8.MuchofthisdiscussionisdrawnfromSivin(1987),4653.Graham(1989),p.314,prefers"FiveProcesses."Schwartz(1985),p.181,objectsto"energy,"
however.
9.Numerousarticlesandbooksaredevotedtothistopic.OneofthebestisthatbyKuritaNaomi.
10.Forfurtherinformation,seeHatton.ThistendencytoenvisionbasicstuffanditstransformationinaunitarywayisalsofoundintheStoics.SeeSivin(1987),p.47.
11.Menciuscallsch'i"thatwhichfillsthebody."
12.KT16/49/3ab(Rickett,161).
13.SeeMencius2A/2(Lau,77)KT16/49/6b(Rickett,168).
14.KT,ch.49(Rickett,I,15179)discussesmanyofthesearts.
15.SeeHFT6:20:1012(Liao,I,18082),forexample.
16.SeeMencius2A/2(Lau,80)4B/32(Lau,136),forexample.
17.Pankenierarguesthatanawarenessofthecausalrelationsbetweenplanetaryphenomena,thecardinaldirections,theseasonsofobservation,andtheirassociated
colorsdatesbacktothe2d.milleniumB.C.,sothatFivePhasestheorywoneasyacceptancefromtheHancourtandcommoners.FivePhasestheoryisclearlythe
basisfortheShuihutiBookofDivination(ca.278B.C.),thoughthetheorywasapparentlyincorporatedsomewhatlaterintoConfucianism.SeeKudo*Motoo,
2526KuChiehkang(1930)Loewe(1988).
18.Sivin(1987),pp.7280explainswhytheseothertranslationsarenotsatisfactory.
19.LT,ch.40(Lau,101).
20.Documents,"Hungfan,"par.5(Legge,32526Karlgren,30).
21.SomeofthemostfrequentlycitedcorrelationscanbefoundinNeedham,II,26263(Table12).
22.Yang,ofcourse,makescontinualreferencetothesesystemsinhisAppraisalsaswell.See,forexample,THC14/A6andTHC52/A6,8.
23.SeeKroll,p.125.Cf.Ricoeur'swritingson"primarysymbols."
24.Reding(1986a,b).
25.IhaveconnectedAnalects13/3withibid.,12/11(Waley,171,166).
26.HTYT63/17/3335(Dubs,180Watson,84).
27.SeeRobinYates,citedinAmes(1987),p.210.
28.See,forexample,CCFL1/4b(Gassmann,13).
29.Ode55/1(Legge,92)
30.Analects4/6(Waley,103).
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31.SeeFY3:7.
32.IhaveconnectedAnalects1/5(Waley,85)withibid.,1/7(Waley,84).
33.HTYT12/5/3(Dubs,67Knoblock,234).
34.FY3:7.
35.Ode65/1,2123/1,2145149and175/13,forexample.
36.Mencius3A/5(Lau,105).Cf.CTYT18/6/75.
37.See,forexample,Mencius2A/2(Lau,7680).
38.THC17/F7.
39."Mean,"par.1(Legge,384).Cf.HTYT85/22/6061(Dubs,29495).
40.Anotherdefinitionofchung.
41.HTYT80/21/34ff.(Dubs,2678).Cf.ibid.,81/21/67(Dubs,271).
42.SeeTHC24/A6.
43.Fingarette,pp.710.
44.Graham(1989),20.
45.SeeFY4:911forthesepointsinYangHsiung.
46.CCYT69/Chuang23/3Tso(Watson,57Legge,105).Cf.Analects1/7(Waley,8485).
47.However,thecharacterfor"cowrie"maybeanabbreviationfor"pledge,""offering,"orgift.''ConsultSW3B:69b,citingChingFang Nivison(1989).Fora
goodsummaryoftheearlyhistoryofthecharacter,seeKunst,pp.20011Serruys(1981),p.361andShinjigen,p.144.
48.Thestabilityofthetripodisthesubjectofseveralanecdotesrecordedinearlytexts.ThisbringstomindtheglossofChuHsi (101773),whothoughtchen
oneaspectofcosmiccreation.
49.Keightley(1978),p.79Takashima,p.53Kunst,201.Similarly,theGreeksibylusedtositonacauldron.
50.Forthereadingofchenas"divine,"seeShaughnessy,pp.12433.Serruysthinksthattheearlygraphmeans(asverb)"totest"or(asadjective)"tested,"
"reliable."
51.TheFWcommentarytoTHCconsistentlyglosseschenascheng,presumablyonthebasisofCYYT7/7/t'uan(Wilhelm,421),whichassociatesthetwographs.
SeealsoNivison(1989),p.124.
52.Kunst,p.200.
53.Ibid.,p.201.Shchutskii,p.143,however,insiststhatchenintheChangesliteratureisamanticformulawhoserealmeaninghaslongbeenlost.Chenalso
functionsasatechnicaltermsignifyingthelowertrigramineachhexagram.
54.SeeCYYT1/1/yen.Cf.CTYT89/32/26.
55. .
56.See,forexample,Ode268/1(Karlgren,146).
57.Waley,introductionto1934Kunst,p.46.
58.HNT16/22b.
59.SeeCCFL4/9b,forexample.
60.CYYT45/HsiB/1(Wilhelm,326)
61.Analects15/36(Waley,200)HTYT104/29/10,13(notinDubs).HTYT51/13/46(notinDubsorKnoblock)concedesthatdramaticchangemayoccasionally
benecessarytoachievechen.
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62.HTYT8/3/44(4)(notinDubsKnoblock,180).
63.HsinS8/4a,glossingitasyenhsingpaoyi .
64.HsinS8/4a.
65.SeeFY6:17,forexample,whereYanglinkschenwithtimelybehavior.Thesamepassagecarefullydistinguishes"correct"behaviorfromwhat"bringsbenefit."
66.THChs ,recordedinWJL1/1b(p.947b).
67.SeeHNT13/20a:"Tobebound,manacled,orlettered,nottoavoid[(literally,"taboo")situationsgivingriseto]hisshame,thiscannotbecalledchen."Cf.
Mencius7A/2(Lau,182).
68.ForageneralintroductiontoearlyChinesepoeticforms,seeHawkes(1959)Watson(1962)andKnechtges(1976).
69.ForanexampleofwhatIcalltheclassicformoftheOdes,seeOde1entitled,"Kuanch."Thetetrasyllabiccoupletformmayalsohavebeenborrowedfromafu
ofHsntzu.NotethatthepoliticalfuofHsntzuandTungChungshustrictlycoordinatechangeoftopicandchangeofrhyme.SeePankenier(1990b),p.437.
70.ThesamerangeofvariationisfoundinthenearlycontemporaneousYL.Forfurtherinformation,seeSuzuki(1972).
71.SeeFY2:5andFY3:8fordiscussionsonstyle.
72.IntheYiching,certainhexagramshaveextensiverhyme,themajorityhavesomerhyme,andfifteenhexagramshavenorhymeatall(Kunst,p.52).Thisvariation
isalsofoundintheTHC.
TheTetragrams
No.1.Center
1.Oftencalledthe"YellowSprings"inearlyliterature.
2.Hsin ("toexpand"),accordingtoCYYT46/HsiB/3(Wilhelm,338).
3.Ibid.
4.The"center"isnotonlythetetragramtitlebutthecenterintheYellowPalace.SeeTHC"Hsant'u"10/2b(p.1033b).
5.K'unlun .
6.THC"Hsanli"7/5b(p.1018b).
7.CTYT21/7/33(Watson,97).
8.TranslationbyA.C.GrahamofCTYT2/1/32:p'angpowanwuyiweiyi .
9.Cf.THC"Hsankao"10/3b(p.1034b).
10.FW1/4b5a.
11.THC"Hsanwen"9/2a(p.1029a).
12.CYYT45/HsiB/2(Wilhelm,328if.).
13.Chen .SeeKeyTerms.Theterm"manticformulae"comesfromShchutskii,p.143.
14.FW1/5a.
15.CYYT4/2/6(Wilhelm,15Kunst,243).
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16.CYYT4/2/yen(Wilhelm,395)explainsthisinthefollowingway:"Whenyinhasarousedthesuspicionofyang,thetwoareboundtofightbecauseyangresents
that[yin]lacksyang."
17.THC"Hsanwen"9/1b(p.1028b).
18.SW11B/245b.
19.CYYT1/1/1(Wilhelm,7Kunst,241).
20.CCYT132/Hsi28/5Tso(Watson,60):"Youngandoldconductthemselvesaccordingtoritual.Theyarefitforuse!"
21.THC"Hsanwen"9/1b(p.1028b).
22.CYYT2/1/1,2,yen(Wilhelm,37980).
23.CTYT59/22/45(Watson,241).
24.Analects7/26(Waley,128[renum.]).
25.THC"Hsanwen"9/1b(p.1028b).
26.NotwoannotatorsagreeaboutthemessageofthisAppraisaleventhemeaningsofindividualwordsbecomemattersfordebate.Probablythisresultsfromtheir
basicdispositiontoreadtheAppraisalaseitheraTaoistoraConfuciandocument.FanWang,forexample,seesthefouraspectsinthefirstlineasyin(andtherefore,
evil),andsohegivesavaguelyTaoistexplication.SsumaKuang'sreadingdrawsonthe"Elaboration,"butinreadingSungConfucianideasintotheMystery,itfails
tocapturetheparadoxicalflavorofYang'soriginaltext.
27.Forthephrase"natureandDecree,"seeMoriMikisaburo*,chapters9and12.
28.NotethatEarthspecificallywastheemblemoftheWesternHandynastichouseafter104B.C.
29.FW1/6a,possiblyalludingtoHsinS9/11b.Cf.thesameimageryinOde38/1(Legge,61).
30.Forthesamemetaphor,seeFY9:27.
31.Thespreadoflightobviouslysignifiesthesage's"opening[theway]toenlightenment"forhisfellowmen.YangHsiungusesthesamephrasek'aiming in
regardtomoralenlightenmentinFY4:10.
32.Formoonimagery,seeBoltz.
33.Forthesamemetaphor,seeFY8:24.
34.Serruystakesk'uei as"dominating,""headingover."
35.Literally,"Thefullyripe,itheembraces."
36.Tentativetranslation.Seebelow.
37.THC"Hsanwen"9/2a(p.1029a).
38.Forthe"GreatPlan,"seeNylan(forthcoming).
39.THC"Hsanwen"9/2a(p.1029a).
40.Ibid.
41.FY4:10.
42.Forthisphrase,seeAnalects13/3(Waley,17172).
43.THC"Hsuanwen"9/2a(p.1029a).
44.Forch'i,seeKeyTerms.ForearlyChinesenotionsofthesoulandtheafterlife,seeY(1987).
45.AyangAppraisalingeneralissupposedtobepropitious.ThepictureissomewhatcomplicatedherebecausetheninthAppraisalrepresentsthefinalphaseofthe
tetragram,whichpertainstosituationsofextremecalamity.This
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ambiguitybringstomindthatofthefinalLinetexttoHexagramno.1oftheChanges,whichHancommentatorsfoundunexpectedlybaleful.
46.SMK1/3b,citingDocuments,"Hungfan,"par.33(Legge,340Karlgren,35)andMencius7A/2(Lau,182).
47.THC"Hsanwen"9/2a(p.1029a).
48.SMK1/3b.
49.FW1/6b.
50.THC"Hsanwen"9/2a(p.1029a).
No.2.FullCircle
1.IfollowthepunctuationofWJL.CPL1/5a,however,readschoushen ),asitscircuithascometoanend.
2.FortheearlyChinesetheoryofsuasiveinfluence,seeKnoblock,I,177.
3.CYYT46/HsiB/3(Wilhelm,338).Byanalogy,thecircleprovidesthemodelfortheembryointhewomb,insidewhichthecirculationofthebreathsmakesa
closedcircuit.SeeKaltenmark,pp.3235.
4.TheearlyChinese,forexample,tookHeaventobeaperfectcircle.FortheearlyGreeks,IciteParmenides,FragmentB5:"ItisallthesamefromwhatpointI
begin,forIshallreturnagaintothesamepoint."NotethatfortheHanChinesethecircumferenceofthecirclewas3651/4degrees(tomatchthenumberofdaysin
theyear),ratherthan360degrees.
5.Fortheimportanceoftheconceptofkung ("fairness"),seeAmes,p.129ff.FortheHanassociationofthecenterwithfairness,seeHanglossestothe"Hung
fan"chapteroftheDocuments,asdiscussedinNylan(forthcoming).
6.LT,ch.40(Lau,101)CYYT16/24/3(Wilhelm,99Kunst,287).
7.CYYT16/24/hsiang(Wilhelm,505).
8.Forthisfunction,seeDocuments,"Shuntien,"par.89(Legge,3637Karlgren,45)LC5/21(Legge,I,216)24/44(Legge,II,232)Geertz.
9.Forthisreason,manyofthemetaphorsassociatedwiththeReturnhexagraminHanChangesliteratureemphasizet'ung ,whichcanbetranslatedas
"unblocking,""gettingthrough,"or"makingcontact."Cf.YL2/14a.
10.Mencius2A/2(Lau,7680).
11.See,forexample,YL6/17b.
12.Analects8/20(Waley,13637).Cf.FY4:9,whichpraisestheWaypracticedbyKingWenofChouasthe"uprightWay."
13.HS87A:3516(Knechtges,13).
14.CYYT16/24/t'uan(Wilhelm,505).
15.ChihYun ,citedinHHS29:1025.
16.CYYT48/HsiB/6(Wilhelm,504).
17.NeitherLegalistnorTaoistphilosopherswouldagreethatthemindorwillofHeavenisrevealedintradition.Theirpositiononthewillofthepeoplevaries.To
understandhowextraordinarytheearlyConfuciansolutionwas,the
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readerwoulddowelltoconsiderthecontrastingcaseofWesternphilosophers.SeePocock(1984).
18.Documents,"T'aishih,chung,"par.7(notinKarlgrenLegge,298).
19.Analects4/15(Waley,105).
20.Readingtu ,followingSMK1/3b.Tuliterallyreferstothecenterseaminthebackofacloak.SeeGSR1031n.
21.SeeFWcommentary.
22.CCFL6/19/5bstatesthattheemperorfunctionsas"thepivot(shuchi )ofallthemyriadthings[increation]."
23.E.g.,Documents,"Hsienyuyite"and"Hungfan"chapters.FW1/7aequatesthephrase"withoutangles"and"havingno[fixed]direction.''
24.Analects2/1(Waley,88).
25.SeeYTC1/3a.
26.Shih .Forthis,seeAmes65107.
27.Forthecenterseam,seeCTYT7/3/2(Watson,50).
28.Documents,"Hungfan,"par.14(Legge,331Karlgren,32).
29.Needham,III,21619.
30.Literally,"chiefhead."
31.ThisusageisattestedforthepreHanperiodinHTYT32/10/20(notinDubsKnoblock,123).Alternately,itreferslooselyto"comingsandgoings."SeeYL
7/21b.
32.Alternately,"Ajaderinghangsdown,"readingGSR31gas31a.
33.Forthebeltassymbolforselfrestraint,cf.SY19/3a.
34.Yang'sfocusonthewaist,thecenterofthebody,alsoimpliestheimportanceofthevirtueof"centrality,"forexample.
35.Fortheassociationofbeltandhookwithofficialdom,seeAnalects5/7(Waiey,108).
36.Ode55/1(Legge,91).Cf.FY12:27.
37.Ode59/3(Legge,102),forexample.Ifthegirdlehookisalsojade,thatmerelyintensifiestheauspiciouscharacterofthesymbol.SeeNagahiro.
38.Fortheseamlesscycleofthecosmos,seeTHC"Hsanli"7/7a(p.1020a).Aclassicmetaphorcomparesthedynasticcycleto"runningthefingeralongajade
circlet,forwhen[thecycle]iscomplete,thereisareturntothebasewhenfinished,areturntothebeginning."SeeFSTY1:4,forexample.
39.Thepossessivepronouncheh isonlyusedofasuperior,usuallyHeaven.
40.SsumaKuangsupportshisanalysisbyalludingtopassagesinthe"DoctrineoftheMean"thatarguethatfewmenwilleverbeabletoattain,letalonesustain
moralperfection.See"Mean,"ch.7,14(Legge,388,395).CF.CPL1/6a.
41.Forlu )isidentifiedwiththecapitalinnumeroustexts,includingDocuments,"ShaoKao,"par.14(Legge,428Karlgren,49)HsinS3/7b.
42.See,forexample,HFT13:34:234(Liao,II,92).ThecarriageintheChangessymbolsystemalsosuggestsgreatcapacityandwealth.SeeCYYT11/14/2(1),
hsiang(Wilhelm,459Kunst,267).
43.CYYT29/47/4(6)(Wilhelm,184Kunst,333)writes,"Troubledbythegolden[ormetal?]carriage."
Page494
44.CYYT16/23/shang,t'uan(Wilhelm,96).
45.ThephraseisfromCYYT47/HsiB/4(Wilhelm,341),citedbyFW1/7b.MyreadingborrowsfromYTC1/3b.
46."Mean,"ch.13/4(Legge,395).SeealsoAnalects6/14(Waley,118)CYYT32/52/t'uan(Wilhelm,654).
47.YL6/18a,forexample,writes,"Eatingthebreadofidleness,...Salarynotmatchedby[performanceof]duties./Hewilllosethecarriage/[Andfind]hisdwelling
torndown./Quittheseat/Andmovehisresidence...."
48.Alternately,chou canmean"toperfect"or"tosustainineverydirection."Seebelow.
49.SeeNeely,p.15.
50.Seethediscussiononhsin inArthurWaley's"Introduction"tohistranslationoftheAnalects,pp.4344.GoodfaithwasthepatronvirtueoftheHan,sincethat
dynastywascorrelatedafter104B.C.withthecenterandtheEarthphase.
51.SeeHTYT7/3/2628,45(notinDubsKnoblock,I,177translatesitas"truthfulness")"Mean,"ch.20/18ff.(Legge,413ff.).SeeKnoblock,I,16667forthe
importanceoftheterm.
52.YTC1/4a.
53.FollowingSMK1/4a.
54.HTYT8/3/45(notinDubsKnoblock,I,177).
55.FollowingCPL1/4aYTC1/4a.FW1/8adefinesfeng ("excessive,""licentious").
56.Thecharacterp'eng )presumablythenreferstoanexcessofFireinthegivensituation.SMKoffersnocommentaryfortheselines.
57.E.g.,FY1:1,whichcreditsfriendswith"polishing"theinbornnature.Cf.Analects7/21(Waley,127),4/1(Waley,102),4/17(Waley,105)"Mean,"par.22/8
(Legge,407)CYYT16/24/t'uan(Wilhelm,507):"Friendscome.Noblame."
58.ThelatterinterpretationisgivenbyCPL1/6b.
59.ThisislikeAdamrunningforcoverfromthesightofGodwhenherealizeshisownnakedness.
60.CTYT53/20/40(Watson,215).
61.Readingkuo ,followingSMK1/4a,ratherthanFW1/8a,assuminganinternalrhyme.
62.CYYT16/24/1(Wilhelm,9899Kunst,287).
63.Thephrasech'ichihhsing .
64.MyinterpretationfollowsSMK1/4a,whichsays,"Whenastateisabouttorise,thepeoplelooktoitasiftohomewhenitisabouttoend,thepeopleleaveit."
65.SuchexamplesarefrequentlycitedinHantexts,e.g.CCFL6/19/6b.Foraninterestingdiscussionofthisissue,seeKeightley(1977).
Page495
No.3.Mired
1.SeeGSR368c,gKYSH,pp.80810.
2.Mostcommentatorsreaditas"tobeinstraits"(chienhsien ).
3.Pa .
4.ThemetaphoriswellestablishedbyHantimes.See,forexample,"Mean,"ch.15(Legge,396).
5.HTYT6/3/2(notinDubsKnoblock,I,174).CTYT49/19/24(Watson,200)showsthesagelookingwithcompleteindifferenceonmountainandabyss.InFY,
therearerepeatedcriticismsofsuchrelativisticoutlooks(e.g.,FY3:7,9:26).ThatrealdifferencesexistisalsothethemeofTHC6/A8,whichcontrastsgivingbirth
andtakinglife.
6.Literally,"atwaterydepths."Thisisapunsincech'ien means"hidden"aswell.Seebelow.
7.Readingtse ("conditions").
8.Onananalogywiththestateofprimevalchaos.
9.YellowisthecolorassignedtothecenterandtoEarth.TheEarthisalsothelocationoftheYellowSprings.CPL1/7btakesthistorefertotherestorationofthe
Liuclan,sinceyellowisthepatronphaseoftheWesternHanDynasty.
10.SeeYTC1/4b.CPL1/7bemphasizesthatyangch'iisstilltooweaktooperate,butthisinterpretationisbettersuitedtoAppraisal2.
11.Cf.Analects12/19(Waley,168).
12.Or,"stunted"?
13.CPL1/7breadsshih ("legalwife"or"sonsbornofthelegalwife."Thisseemsunlikely.
14.FW1/9a,citingCYYT15/22/hsiang(Wilhelm,496).ForFan,thecharacter"impure"signifiestheparticoloredflamesoftheFire.Cf.CPL1/7b,whichgoeson
toarguethatthelinesportendtheruler'sconquestbyhisch'en ("subordinates").
15.Translationtentative,locusclassicusofthereduplicativefufu alsomeans"tocrawl,"thereduplicativepossiblyconveysthesoundofcrawling.
16.Or,"great."
17.FY4:9.
18.LT,ch.40(Lau,116):"Onewhopossessedvirtueinabundance/Iscomparabletoanakedbabe."Cf.ch.10(Lau,67)ch.20(Lau,76).
19.SeeFY4:10forYang'scriticismofLaotzuianprimitivism.Forotherimagesoftherosybabe,seeTHC9/A1THC17/A4THC22/A3.
20.InChinesetradition,themotherteachesthechildhowtolovethefather,howtorespect.SeeFY4:11.
21.Mencius3A/5(Lau,105)andHTYT35/10/83(notinDubsKnoblock,132)characterizetheancientrulersinthisway.SeeFY4:11ontheneedforcareful
trainingofrosybabes.AndFY2:6:"Ifthesagesarealive,studywiththemenifthesageshavedied,studywith[their]books."
22.CYYT5/4/t'uan(Wilhelm,407).Cf.FY1:2,ontheyoungignoramus
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who"entrustshisfate"tohisteacher.
23.Seebelowforanalternateinterpretation.
24.Anotherpun.K'an alsomeans"tovanquish."
25.FW2/8a.
26.FY1:23:67(translatedinCh'an,28990).Cf.THC22/A1,2.
27.Yangcannotmeanthatanindividual'sinnerstrengthmaybeinsufficienttoreformhischaracter,giventherefutationofthisviewbyConfuciusinAnalects4/6
(Waley,103).
28.FY11:33.
29.YY33:657readsch'u .Shanisattestedinseveralearlyeditions,includingFWandWangYa.
30.Deletingch'iu ,ontheassumptionthatithascreptintothetextfromAppraisal7.
31.FW2/9b.
32.Literally,"Someoneleadsforhimanox."
33.FollowingSMK1/5ainreadingtai (asinFW1/9b).
34.HTYT1/1/610(Dubs,3233Knoblock,I,13637).Cf.CTYT57/21/59(Watson,231).
35.Or,insometexts,hsien ("carriagepole").
36.SMK1/5a.
37.Literally,"Towering,toweringarethehighmountains./Belowthereareriverwaves."
38.FY1:1untilthebreak,thenFY2:5.ThesamemetaphorappearsinHsinS3/2a.
39.Cf.Analects15/30(Waley,193[renum.]),whereundirectedthoughtisshowntobeinferiortostudyoftheclassicsandimitationofmoralsuperiors.Also,ibid.,
2/15(Waley,53).
No.4.Barrier
1.Thecharacteristhatusedfortheprecedingtetragramtitle.
2.FW1/10bwrites,"Althoughfinishedbelow,yinisstillstrongabove.Therefore,itcanhinder[yang]andholditfast."CPL1/9aenvisionsyangch'iimprisonedin
ice,like"arulerwhoiscontrolledbyhisofficial."
3.LT,ch.52(Lau,113)cf.ch.56(Lau,117).Ontheimportanceofthistheme,seeGirardot,pp.15456Ames,p.210.
4.SeeYL4/14a7/4b7/10b.
5.Graham(1989),p.97.
6.CYYT38/63/hsiang(Wilhelm,711).
7.Apunhere.Ni canalsomean"toimpede,""toobstruct."GSR563d.
8.Orpossibly,"nonereceiveorconfer.""Finally"issuppliedbyNylan.
9.CYYT2/1/yen(Wilhelm,379).
10.CPL1/9acallsthesnake"adragonwithoutahorn."Cf.LHCC16:344(Forke,I,365).
11.HNT2/5a.
12.CYYT6/5/3(Wilhelm,26Kunst,249).
13.Mauss(1990),vixvi.FollowingCPL1/9a.SMK1/5a,however,associ
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atesthephrase"nonereceive"withtheline"nonearemales,"implyingthatnoheirsexist.
14.Analects13/3(Waley,171).
15.HS27A:1458,definingthesignificanceofsnakesasportents.CPL1/9asuggeststhatthephrase"rulernotaruler"mostlikelyattackstheusurpationofHan
imperialpowerbyawoman(possiblythedowagerEmpressWang?)orbythe"womanish"catamiteTungHsien.HsFukuan,II,54256alsobelievesthatthisis
oneofmanyHeadtextstoreflectthepoliticalsituationduringthereignsofEmperorsCh'eng(r.327B.C.),Ai(r.61B.C.),ortheregency,theninterregnumofWang
Mang.ChinCh'unfeng,p.443,disputesthis.Inmostcases,IhesitatetoentertherealmofspeculationbyreadingintotheMysteryspecificreferencestohistorical
events.
16.ThisreadingreflectsYang'suseofthedragonasmetaphorforthenoblemaninFY5:136:17and10:27.
17.Metalbasinsfilledwithwaterservedatthistimeasmirrors.Forthismetaphorofthemirror,seeLT,ch.10(Lau,66).Forthemetaphoroftheunmovedmind,see
e.g.Mencius2A/2(Lau,7680).Fordailyselfexamination,seee.g.CCYT115/Hsi19/4Tso(Legge,177)HTYT4/2/19(Dubs,47Knoblock,154)Analects
1/4(Waley,84).
18.FY1:2.
19.LT,ch.8(Lau,64).Cf.ch.78(Lau,140).
20.ReadingGSR48aas48c(she ).
21.CYYT42/HsiA/7(Wilhelm,308),explaining38/62/3(Wilhelm,707Kunst,241).
22.CPL1/9b,however,saystheverbpa ("topushtothefront").
23.TheFWcommentaryconsistentlyglosses"our"(wo ),asinFW1/11a.Inhiscommentary,thelinescelebratethegoodofficials'treatment("removingthe
yoke")ofthecommonpeople.Itisdifficulttosee,however,whythiswouldonlyprovidea"smallgain."
24.Sivinsuggests,"honorinaccordwithgoodfaith.""Thegoodman"issuppliedbyNylan.
25.Analects2/22(15)(Waley,93).
26.Analects6/17(Waley,119).
27.Cf.CYYT47/HsiB/4(Wilhelm,342).ContrastOde26/3(Legge,39):"Myheartisnotastone"[because"itcannotberolled"i.e.,changed].
28.CYYT47/HsiB/4(Wilhelm,341).
29.FW1/11alibdefineschih asawall250cubitmeasuresinlength.
30.Ode254/7(Legge,503).Thiscoupletisfrequentlycitedinearlytexts,e.g.,CCYT94/Hsi5/1Tso(Legge,144Watson,25).Goldenwallsarealsoassociated
withthesageinHsinS2/7b.
31.HTYT7/3/27(notinDubsKnoblock,175)andMencius4A/11(Lau,122).
32.THC"Hsanshu"8/3b(p.1025b).
33.Twodefinitionsaregivenforthereduplicativechch )and"to
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walk,butnotadvance"(hsingpuchin ).Clearly,thereduplicativedescribesastumblingorhaltingwalk.
34.Literally,"Someonesleepsforhim[i.e.,inhisplace]atthelodge."
35.She couldrefertoeitherarelaystationoralodging.Seebelow.
36.Ode115/3(Legge,177).ButseeKarlgren(1964),p.204.
37.SMK'sreadingissimilar.Evilhasbeenintroducedintothe[ruling]house,withoutitsoccupantsfullyrealizingit.SMK1/5bcitesthefamous(apocryphal?)
anecdoteconcerningthedownfalloftheCh'indynasty.InresponsetoapredictionthattheCh'inwouldbedestroyedbyHu .
38.FW1/11bYTC1/7bCPL1/10a.
39.Ch'ch'u .
40.E.g.,Ode43/12(Legge,70).FW1/11bisevenmorespecific,pointingtoevilslanderersatcourtonthebasisofErhya.SeeKarlgren(1964),130,no.121
22.
41.YY33:658,citingFang5/37/34whichtalksof"coarsestrawmats."
42.YY33:65859readsfan ,arguingthatitisasignofthebattlebetweenyinandyang(aparallelwithTHC8/A8).Thechangeisunwarranted.Pocouldalso
mean"propagates."
43.Ifthisisnotreadasaconditionalclause,App.8appearstobeinauspicious.MyinterpretationfollowsCPL1/10a.
44.YTC1/7bspeaksofoch'i .TheT'angcommentatorWangYaidentifiestheRedStenchasthe"killingch'iwhichresultsfromtheyinandyangimpulsesat
war."Isuspectthephrasereferstosomekindofplague,possiblyanthrax.SeeZinsser,p.135.However,earlyIndiantextsalsospeakofa"CrimsonBreath,"
apparentlysomeformofcropblightinIndia.CPL1/16b,however,specificallyidentifiestheRedStenchasWangMang,sinceWangadoptedFireasthepatron
agentforhisdynasty.Inthatcase,thestenchwouldemanatefromthepalaceouttotheborderpassesoftheempire.
45.YY33:659deleteschung becauseofscansion."Onanemptyhouse"issuppliedbyNylan.
46.Literally,"Tiltheend,itcannotbefilled."
47.YTC1/8a.Suchareadingissupportedbytheassociationofthephrase"covetousandwithoutvirtue"with"Itscreenshishome...."SeeCYYT34/55/6
(Wilhelm,216Kunst,329),citedinCCYT186/Hsan6/1Kung(Legge,299).Forthis,seealsoSmith,p.13.Itisalsopossible,theindividual,infearofappearing
gullible,endsupdoubtingtrueteachingsaswellasfalse.ThisisathemeoftheFY.
48.CCYT94/Hsi5/1Tso(Legge,144).
49.FY3:7.PartofYangHsiung'sansweristobefoundinhisprosepoem,"Refuting[Encountering]Sorrow,"whichhasbeentranslatedinKnechtges(1982),pp.
1316.WhilethatpoembeginsbyasympatheticconsiderationofthepoetCh'Yan,itgoesontoemphasizetheneedforpubliccommitmentandpoliticalloyalty.
50.SMK1/6a,citingCYYT3/2/4(Wilhelm,14Kunst,243).
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No.5.KeepingSmall
1.Readingtan ,assuggestedbytheFW1/12aSungChungandSMK1/6a,whichfollowusageintheLT.Thesecommentatorstake"unmoving"asan
adjectivedescriptiveofyangabovegroundinearlywinter:"Yangch'icalm[abovegroundbut]spreading[itsinfluence]throughthedeeppool[belowthesurfaceof
theearth]."
2.KY,citedinMorohashi17929,defineschien (here,"selfrestrained").Thisemendationisunnecessary,especiallyinviewofthewaterimageryhere.
3.ReadingGSR178oas178i(pien ).
4.CYYT11/15/t'uan(Wilhelm,462).
5.LT,ch.77(Lau,139).
6.CYYT11/15/hsiang(Wilhelm,463).
7.ForritualimitatingtheTao,seeHTYT73/19/635(Watson,100Dubs,232).
8.CYYT11/15/hsiang(Wilhelm,6466).
9.LT,ch.40(Lau,101).
10.ThephrasecomesfromLT,ch.52(Lau,113).
11.YL4/13b.CWK,p.22,n.3citesLT,ch.38(Lau,99):"Thehighestvirtueisnotvirtuous."
12.Or,"covered."
13.CYYT11/15/1(Wilhelm,65).ContrastKunst,269.
14.Analects1/16(Waley,87)beforethebreak4/14(Waley,1045)afterit.
15.Apun.Miao (GSR1158cas1158b).
16.Readingch'eng ("integrity"),followingFW1/12b.TheWJLeditiongivesthesecondcharacterbutoffersnoexplanationforthesubstitution.
17.SeeYTC1/8b.
18.Or,"Hishumility,[from]correctalignment."
19.CPL1/11atakesch'ien ("littlebylittle").
20.CWK,p.22,n.5,basedlooselyonFW1/12b.
21.Forthisdefinitionofwuwei ,SeeGraham(1970).SeeFY4:12forcriticismsofthewuweiproponents.
22.FY1:2.
23.SMK1/6a,however,prefers"paradingpoverty,"takingp'inp'in ("displaylikeaflagone'spoverty").However,thatbehaviorhasnonecessary
connectionwiththesecondlineofAppraisal4.Cf.Appraisal8below.ItisalsoconceivablethatYangHsiungwishestoindicatethedirepovertyoftheindividualby
hisuseofthereduplicative.
24.Literally,"Someonerecklesslyforhimrelieves[it]."
25.Literally,"Takingpooraspoor,recklesslyrelieving."
26.FW1/12b,however,talksofthemanwhoknowshimselftobe"strongasMetal,"despitelowrank,thenfocusesonadisparitybetweentalentandposition.
27.FY3:7,citingCYYT40/HsiA/4(15)(Wilhelm,295).
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28.E.g.,FY1:4.
29.ThisisYang'sargumentinhisprosepoem,"ExpellingPoverty."SeeKnechtges(1976),1047.
30.Analects7/11(Waley,125)beforethefirstbreakibid.,4/5(Waley,103)beforethesecondbreakafterthesecondbreak,ibid.,4/16(Waley,105).Cf.4/5
(Waley,1023)15/32(Waley,199)16/1(Waley,2034).
31.Literally,"WhattheEarthitselfempties.
32.CYYT20/31/hsiang(Wilhelm,542).Cf.LT,ch.61(Lau,121).
33.Literally,"Beingsmall,[still]itholdsontobeingfull."YY33:659arguesthatch'ih ("torelyupon").Thephrasewouldthenmeanthatthesmallmanis"arrogant
andselfreliant."Theemendationisunnecessary.
34.CYYT47/HsiB/4(Wilhelm,341).
35.LT,ch.9(Lau,65).
36.FY10:32usesthesameimage.Cf.LHCC1:14(Forke,I,149).Forfurtherinformation,seeLau(1968).Forthesamemetaphoronadifferentpoint,see
Graham(1989),p.201.
37.Ch'ihying ,inOde248(Legge,75).
38.Analects12/21(Waley,169)beforethebreak9/24(Waley,143)afterit.
39.Analects12/4(Waley,163).
40.FollowingYTC1/9a.Cf.CPL1/12a.
41.However,Serruyspreferstoreadching ("quality").
42.Jun .
43.Ku isaloanfor"good"(ready).SeeGSR1202a.
No.6.Contrariety
1.Or,"germinal."FollowingSMK1/6b.FW1/13b,however,glossesfu ,whichshowsahandatopachild.
2.Therootmeaningofch'u ("toarouse").
3.CYYT42/HsiA/8(Wilhelm,313).Forfurtherinformationontheargumentationofthe"Hsitz'u,"seePeterson(1982).
4.Ch'i .ContrasttheWesternnotionof"equality,"whichpresupposesequallegalstatusforall.Forfurtherdiscussion,seeBauer,pp.2122.
5.Forthehs as"heart/mind,"seeHTYT62/17/12(Dubs,179).Cf.HNT2/11a.Ananalogyismadebetweentheheart/mindandprimalchaossincebothare
unseencatalystsofvisibleactivity.
6.Glossingch'iu ,followingFW1/13b.
7.InmanyWarringStatestexts,thebellyalsosymbolizestheanimalnaturewithitsdesiresforfoodandsex,asinLT,ch.3(Lau,59).Inthatcase,thebackwould
standforthevisibleexpressionofthosedesires.
8.SMK1/7a.
9.Literally,"Eachhaswhatittakescareof."
10.CYYT24/38/t'uan(Wilhelm,575).Cf.41/HsiA/6(Wilhelm,343).
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11.Karlgrensaysthecharactershou ("direction").
12.KCTSCC63:677(top).
13.E.g.,Ode203/1(Legge,353)262/6(Legge,555)FY3:6.Fortheetymologicalrelationbetween"straightness"and"virtue,"seeHallandAmes,p.218.
14.FY9:26callsthelevel,line,compass,andsquaretach'i .
15.FY10:26.Cf.HTYT73/19/35(Dubs,225Watson,95)KT10/30/16a(Rickett[b],407).
16.FY8:22associatestheuseoftheseinstrumentswiththeemploymentofgoodadvisorsingovernment,forexample.Cf.HTYT48/12/99(notinDubsKnoblock,
II,190).HTYT39/11/43(notinDubsKnoblock,155)associatesthemwithritual.
17.HNT9/11b(Ames,146),addedbyNylan.Cf.KT6/16/7b(Rickett(b),261).
18.Thisisaloosetranslation,readingy herefunctionsasaverb("totaketoheart"),withyasitsobject.SeeYY33:659forcriticismofSMK1/7a,whichSYJ
8/18bupholds.
19.FollowingFW1/14bCWK,p.26,n.6.Insteadofhs ("soninlaw")instead.
20.Ode189/9(Legge,317).
21.OnethinksofWenchn,wifetoSsumaHsiangju,whosetaleisrecountedinSC117:30001(Watson,II,297300).
22.Ketech'iso .
23.HNT9/7a7b(Ames,148).
24.FW1/14b(underBuddhistinfluence?),readsshasheng as"killinglivingthings,"equatingthe"livingthing"withthessuofAppraisal5above.CPL1/13b
agrees,butIfindthisfarfetched.Serruysreads:"Diminishing,growing,..."
25.Readingshih ,arguingthatthestraightarrowsymbolizestheappropriateWayofChou,asinOde203/1(Legge,353).
26.THC"Hsanli"7/5b(p.1018b).
27.SeeHFT4:16:82(Liao,I,143)forthis.
28.Literally,shih asacompoundverb.
29.Forthisterm,seeSchafer(1977),p.79ff.
30.HS26:128586.
No.7.Ascent
1.Wu suppliedbycommentators.
2.FollowingYTC1/11aCPL1/14ainreadingshe astheverb"toshoot,"whichsuggeststheforceofyangch'ipushingupward.Alternatereadingforshe=yi
("tosaturate").
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3.Ifthealternatereadingof"saturate"isused,growingthingscrowdtheearthbelowuntiltheysaturateit,thenclimbupabove.
4.Documents,"Hungfan,"par.5(Legge,32526Karlgren,30).
5.FY12:38.
6.CYYT28/46/hsiang(Wilhelm,179).NotethatwhilethehexagramPushingUpwardislargelyauspicious,Tetragram7associatesAscentwithbothgoodandbad
luck.
7.FY4:11.
8.WangYareadschianchian ("appearanceofsharpadvance").
9.FW1/15asays,"thepureheartsuppressingitself"butthismayshowBuddhistinfluence.YTC1/11aemphasizestheworriesoversocialadvancethatlessermen
experienceSMK1/7b,theimpatienceofthepettyman.
10.Notetheetymologicalrelationofthetwocharactersyeh .
11.LT,ch.56(Lau,117).Cf.ch.12(Lau,68).
12.Readingcheh ("valley").
13.Readinghuo ("tomoderate"[illeffects]),asinMencius2A/4(Lau,81),4A/9(Lau,122).
14.E.g.,Analects1/2(Waley,83).
15.Mencius7A/41(Lau,191).
16.LT,ch.46(Lau,107).
17.Literally,ku ("grain"),andbyextension,"nurture"or"nourishmeat."
18.Ode165/1(Legge,253).
19.Mencius3A/4(Lau,104)excoriatesthosewhofavorotherdoctrinesoverConfucianismbysaying:"Ihaveheardofcomingoutofthedarkravinetosettleona
talltree,butnotofforsakingthetalltreetodescendintothedarkravine."
20.Mu )treementionedinthepreHanclassics.Maoisthestandardadjectiveappliedto"talent"evenbeforeA.D.36,whenthe"LuxuriantTalent"(maots'ai)
degreewasawardedtoscholarsrecommendedbythecommanderiesandprefecturestothethroneforservice.Forfurtherinformation,seeBielenstein,pp.133,136.
21.FW1/15b.Cf.WangYa,whoequatesthemwithdelicacies.
22.E.g.,FY1:12.
23.Readingfu ("truly")ortotakeitas"floating[likeacloud],"implying"withoutsubstance."ThosecommentatorsciteAnalects7/15(Waley,126):"Anythought
ofacceptingwealthandrankbymeansthatIknowtobewrongisasfarremovedfrommeasthecloudsthatfloatabove.''FW1/15bandCWK,p.28,n.6ignoreit.
24.Possibly,chung ("loyalty").ForthesecondlineoftheFathoming,cf.LT,ch.21(Lau,78).Thereisanotherpossible
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allusionhere.Ode184hasthelinetsaiychu ("itstaysontheislet")herewehaveyuchuchung .
25.YTC1/12a.
26.Ode184/1,2(Legge,296).
27.FW1/16a.
28.Literally,"donotfind[it]felicitous."
29.Ode100/1(Legge,154).Cf.FY5:15,whichrepeatsthemetaphor,andYL4/6b.
30.FY4:9.
31.Readingtien ("ruined,""toppled"),followingCPL1/15a.Itcouldalsomean"thehighest."
32.Supplyingtheverbte ,followingSMK1/8a.
33.NotethevariantinFW1/16bSungWeikanandYTC1/12b.
34."OntopofStorkbirdTower"byWangChihhuan (695?),translatedinTurner,p.97.ThetowerrepresentedthenobilityinearlyChina,sinceonly
membersofthearistocracywerepermittedtoconstructsuchbuildings.
35.Throughoutp'ien3ofHY(Ku,7982),goodministersaresaidtobethestaffthatpropsupgovernment.
36.Wei alsomeans"precipice."
37.Forthechangingconnotationsofshih ,seeHsChoyn(1965),78,8999,15051.
38.Ode172/1(Legge,172).
No.8.Opposition
1.Thecharacterch'i issuppliedfromFW1/16bandWangYa,onananalogywithotherHeadtexts.Forfurtherinformation,seeYY33:660.
2.SuppliedbyYTC1/13a.
3.FollowingWJL,ratherthanFW1/16bandWangYa,inwritingju .
4.Literally,"spearlike."Ke ("thesoundofpenetratingwhatishard").Thistranslationisalsopossible,whenweconsiderthatyangch'iispushingthroughthe
hardsurfaceoftheearth.
5.E.g.,Mencius5B/9(Lau,159)HTYT92/25/2(notinDubsorKnoblock).
6.Analects14/9(Waley,181).
7.SY9/1a25a.
8.LC5/16a(Legge,I,114).
9.PHT5:193(Tjan,II,469).
10.Seehisassessmentoftheprosepoem(fu)asfeng ("indirectcriticism")inFY1:4.
11.Takingwan astheverb"toturnround,"followingSMK1/8a8b.Alternately,wanmeanstheround(i.e.,blunt)tipofthedrill,followingYTC1/13a:"The
blunt[drilltip]boring."Seebelow.Fortheroundpelletwithreferencetodebate,seeCTYT3/2/11(Watson,37).
12.PanKu ,inYKC,II,25/5a.Theanonymous
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MasterofGhostValleyusesthe"turningbit"aschaptertitleforanessaynowlost.SeeKKTB/13.Formoreinformationondisputation,seeKroll.
13.YTC1/13asaysthataprobeoughttobepointed,whilehereitisroundedhence,theclumsinessoftheprocess.Forthedamagecausedbyastoneprobecrudely
applied,seeFY4:12.
14.SMK1/8a8b.
15.Morohashi96.
16.Yangcontraststhetermwei ("whatisobvious").SeeFY5:14.Theevilisbarelyperceptiblebecauseithasjustbegun.NotethatCPL1/16atakesweitorefer
totwoadditionalconditions:the"lowly"stationofminorofficialsandthe"subtle"remonstranceaimedattherulerbywiseloyalists.
17.FollowingSMK1/8bandCPL1/16a.Thephrasekueiming couldalsomean"toputontrackthecommands[oftheruler]."
18.LT,ch.64(Lau,125).
19.Thephrase"modeldecrees"canalsorefertothe"modelspeech"oftheidealofficial.YTC1/13aandCPL1/16abothreadwei as"minor[official],"ratherthan
as"slight."CWK,p.30,n.4,follows.
20.However,Broschatunderstandsthefirstverb(ch'ien )iscognatewithanothertermusedinKKT.SeeBroschat,p.145.
21.YTC1/13ab.Cf.CWK,p.30,n.5.TheanonymousMasterofGhostValleyusesthegagtodescribetherhetorical"art"(shu )ofidentifyingthelistener's
desireswhilesuppressingtheexpressionofone'sown.SeeKKTB/5/1a,2a,4a.CTYT24/10/26(Watson,111)54/21/6(Watson,222)showthatthegagcanbe
usedbothtosilenceothersandtoconveyadisinclinationtospeak.
22.Ode239/6(Legge,446).
23.KY1/3.MytranslationisbasedonHart,44.
24.Alternately,"Theygostraightontheirway"or,"Theystraightenhisway."
25.Cf.theearlyproverb,"Goodmedicineisbittertothetaste,"citedinHFT11:32:199(Liao,II,35).
26.FY2:5contrastsunusualdelicacieswithordinaryfare.YY33:660readsch'iuyi ("earthenwarepitcher").Seebelow.
27.SeeCCYT121/Hsi23/fu2(Legge,186).Cf.HYKC3:28ontheKingofShu'sgiftofdirttoKingHuiofCh'in(r.337311B.C.).
28.SMK1/8b.
29.Cf.FY1:4,whichmocksthosewhoignorantlyhankeraftervermilionandgold.
30.PanChao ,inYKC96/4a(Swann[1932],83).
31.Or,"pole."
32.Literally,"knocksagainst."
33.Alternately,"Itispropertocomply."FW1/17btalksofcomplyingwiththeruler.SMK1/8b,however,presumesthatthismeans,"Tocomplywithwhatisright
[bringsgoodfortune]."CWKoffersnocommentary.
34.Alternately,"[By]complianceitcanbepreserved."
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35.FollowingFW1/17bYTC1/14aandCPL1/17aforthedefinitionofthereduplieative.
36.Adding"follow."SeeCWK,p.31,n.8.
37.Apun.MytranslationfollowsFW1/18aYTC1/14a,butseebelow.Alternately:"TheydonotadmittheWay"[intotheirthinking]or"Theywillnotbeadmitted
ontheWay."
38.FW1/18aSMKl/9a.
39.Translationtentative."In"isthemoreusualtranslationofthecharactery ,butitmakeslittlesenseinthecontext.
40.ForinformationonHanexorcisms,seeBerger.
41.TherearemanysimilarproverbsinHantexts,e.g.,"Themouthsofthemassessmeltmetal"(FSTYyiwen2:87)and"Longtonguesworkasbattleaxes"(YL
5/14b).
42.ThisisstilldonebyTaoistpriestsinTaiwan,ascanbeseeninGarySeaman'sfilms.
43.Ode264/3(Legge,561)identifiesslanderandrumoraswomen'sactivities:"Awisemanbuildsthecity./Awisewomanoverthrowsit./Awomanwithalong
tongue/Islikeasteppingstonetodisorder."Sincewomenaretomenasofficialsaretotheruler,officialsmayalsobethesubjectoftheseverses.
44.Analects7/15(Waley,126).
45.ProverbquotedinCPL1/17b.
No.9.BranchingOut
1.Or"increaseinsize."
2.YTC1/14b.
3.FW1/18bLuChiandSMK1/9aglossthischaracteras"advance."WuMiandSungWeikanborrowfromSW14B:310btheequationofshu usedinthe
Head,whichisgenerallyusedofplants.YangHsiung'sbiographyusesthissamecompoundtodescribethecompositionoftheMysteryMwhichgrewluxuriantly
underhispen.SeeHS87B:3566(Knechtges,46).
4.Readingming ("excellent").
5.Forcrawlingasasignofone'swillingnesstoexertoneselfforthegood,seeOde35/4(Legge,57).
6.CPL1/17bSMK1/9a.
7.YTC1/14b.Cf.CKW,p.33,n.2.However,Idoubtthatapersoncouldreachthislevelofperfectionatthebeginning.
8.Or"glinting,""flickering."
9.Forthisexpression,seetheFangyencitedinChengtzut'ung (notinthepresent"Fang"index).SeealsoCWK,p.33,n.3.
10.SeeFW1/18b.
11.Thesinglecharactert'a means"houndsdevouringthings."
12.SeeFY3:78.
13.Onthis,seeFY4:12,whereYangadmitshisborrowingfromChuangtzu.Cf.FY6:17.
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14.CPL1/18areadsshu .Cf.CWK,p.33,n.3.Thebracketedmaterialisaddedbythecommentators.
15.CWK,p.33,n.3,readsthisas,"Theyoughtnottohavewhattheypursue."
16.SeeYL5/9b.
17.Readingyeny asareversionofyyen,followingusageintheOdes.FW1/19aWangYaandCWK,p.33,n.4,tiethistothespring,whenthemyriad
thingsgrowundertheinfluenceofyangch'i.CPL1/18atakesyentorefertothehuntfires.
18.HTYT1/1/10(Dubs,33Knoblock,I,137).
19.FY8:23.
20.CPL1/18aonceagaintakesshuasshou ,addingaddictionstothehunttothoseoffoodandwine.
21.Or"method,"followingYTC1/15aCPL1/18a.
22.Cf.Mencius6A/17(Lau,169),whichcitesOde247/1(Legge,475)on"fillinguswithvirtue"and"fillinguswithdrink"butbreakstheoriginalparallel.Cf.
Mencius6A/14(Lau,168):"Amanwhoonlycaresaboutfoodanddrinkisdespisedbecausehetakescareofpartsofsmallerimportancetothedetrimentofpartsof
greaterimportance."
23.FollowingWangYainreadingku ("grain").
24.Thephrase"thereisenough"wasusedinHun,forexample,todescribethevirtuesofafamouschiefministerinantiquity.SeeFSTY2/9(Nylan,36162).Note
therelationbetweentsu .
25.Readingshih ("togotoward").
26.Readingpojih as"daysofwhite[hair]"ratherthanas"broaddaylight,"asCWK,p.34,n.7,does.ItseemsunlikelythatPosition7,wellpastthehalfway
markinthetetragram,wouldspeakofmidday.YTC1/15bidentifiesthetimeassunset.
27.Readingch'en ("the[right]time"),followingthecommentators.
28.Or,"finallyabletoget[hischance]tohear[theWay],"assuggestedbyYTC1/15bCPL1/18a,whociteAnalects4/8(Waley,103):"Inthemorning,hearthe
Way.Intheevening,diecontent."Inthatcase,theversesdescribetheindividualwhoreachesmoralunderstandingonlylateinlife.
29.Or,"taking[asmodel].""Parasites"issuppliedassubjectbyNylan.
30.SeeHFT19:49:33950(Liao,II,27597)forliceassymbolsofsocialparasites.
31.Or,"[With]spreadingoutcomplete."
32.Becauseofrhyme,followingFW1/20ainreadingk'un .
33.FW1/20atiesthewateralsowithreturntothebeginning.
34.LT,ch.64(Lau,125).
35.LT,ch.58(Lau,119).Forsimilarinjunctionstotakegreatcare,see
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also,e.g.,TTLC4:52:24ontheMusicMasterTzuch'un,whostubbedhistoeandOde195/6(Legge,333):"Weshouldbeapprehensiveandcautious,/Asif
onthebrinkofadeepgulf,/Asiftreadingonthinice."
36.Analects26/8(Waley,206).
37.Chan (GSR226c).
38.FW1/20asayssimplythatthe"abyss"is"one."
No.10.Defectiveness
1.FW1/20aassignsthetetragramtoHexagramno.19,Approach.Inthatcase,thecharacterhsien ).However,thecharacterrefersmoreoftentoanerror.
Therefore,IfollowSMK1/9b.
2.Literally,"assistingthehidden."
3.MaterialinbracketssuppliedbyFW1/20aSMK1/10a.
4."Theshapesofthings"isunderstood,butunexpressed.YTC1/16a,however,ascribesthedistortedshapetoyangch'i.Thetitlecharacterhsien isusedof
shapesthatarenotperfectlyround.
5.YTC1/16a.
6.Or,"straighten."
7.ThepassageprecedingtheellipsismarkisdrawnfromtheapocryphaattachedtotheChanges.SeeCIS,I(B),31.AliisaChinesemile,roughlyequalto1/3the
Westernmile.ThelastsentencecomesfromCYYT6/6/hsiang(Wilhelm,417).
8.KT6/16/2a(Rickett[a],91).
9.SeeGraham(1978),pp.22728forexamples.
10.Cf.CYYT16/24/1(Wilhelm,98Kunst,287)47/HsiB/4(Wilhelm,342).
11.CYYT6/6/hsiang(Wilhelm,417).
12.FollowingFW1/20b,readingy .
13.Secondpossibletranslationfortheliteralline:"Defectiveinregardtothepath."
14.Literally,"Thedefectivebypurecircumstanceisright."Alternately,"Thedefectivebalancedagainsttheright."
15.Cf.Ode23/1(Legge,34).
16.FW1/20bdefineshsing ("luckybeyondone'sexpectations).
17.SMK1/10a,however,readsas,"Good[though]contrarytoconstants."Seebelow.
18.Thematerialbeforetheellipsismarkscomesfrom"Mean,"ch.14/4(Legge,396)thelastsentence,fromSY10:344.Cf.Analects6/17(Waley,117):"Man's
verylifeisstraightness.Ifhelosesthatyetlives,hisescapefromdeathismerelytheeffectofhappycoincidence."
19.SeeCCYT322/Hsiang28/Tso6(Legge,542).
20.CWK,p.36,n.5,citingFY8:2122.
21.CPL1/19a20bYTC1/16b17a.
22.SMK1/10a,citingSC47:1923(Chavannes,V,335).
23.Bothk'ung .
24.Forthesameimage,seeFY4:9.
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25.LT,ch.53,(Lau,114).Cf.FY2:6.Themetaphorof"walkingonbypaths"wasalsousedbytheConfucians.E.g.,Analects6/12(Waley,118).
26.Cf.THC6/A1.
27.AddedbyNylan.
28.FW1/21a,however,assumesthe"void"impliestheevilmindemptyofallunderstandingofmoralprecepts.
29.Readingku ,followingCPL1/17b.
30."Truths"suppliedbyYTC1/17b.
31.Literally,"Danger,it'[he]follows."CWK,p.37,n.8,preferstoreadthelineas"Dangerous[ly],it[he]relaxes,where"it"standsfortheinstitutionsassociated
withthesages.Theruler,then,instituteswuwei ,itisalsopossibletoreadthelineas,"Dangerous(ly)itheexplicates."ForYang'spreoccupationwithheterodoxy,
seeFY4:912.
32.Analects2/16(Waley,91).
33.E.g.,FY5:15.TheinnovativepointsintheMysteryweresetwithintheframeworkofareceivedbodyofteaching,ratherthaninconsciouscompetitionwithit.
34.Aalects7/1(Waley,122).
35.YTC1/17b.
36.Mencius3B/1(Lau,107).
37.Alternately,"tosetthefeetinadifferent['deflected']direction."
38.Mencius1B/12(Lau,70).
39.SMK1/10bbelievesthattheindividualin"twisting""bendshisprinciplestosavehimselffromdisaster."Onthesameassumption,YTC1/17bcriticizesYang
Hsiung(especiallyFY8:22on"bendingtheselfinserviceoftheWay").
40.Cf.THC9/A9above.
41.Readingk'ua .Inthatcase,thelinewouldmean,"Thefourhorsesreturnto[their]stalls."
42.CPL1/21a.
No.11.Divergence
1.AccordingtoSMK1/10b.
2.Tentativereadingforyung .SMK1/10bCPL1/21aandCWK,p.38,n.2,readitas"harmonies."
3.CPL1/21atakesthisaswukaich'ijung ("thingschangetheirappearance").
4."Wriggling"(ch'un ).
5.Cf.SY16/la.
6.Theterm"lordly"isambiguous.Itcanrefereithertotheemperorortodivinities.
7.YTCl/18aglossesaspuch'i .
8.FW1/22apunctuatesafterkung ,reading"Toattack[them]oneself/Isprincipled."CWK,p.37,n.3,apparentlyfollows.
9.Literally,"[Ifthere]seepsthroughwhathedesires,..."
10.HFT7:21:11920(Liao,I,21718).
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11.Forthisusage,seeCYYT10/12/5(Wilhelm,55Kunst,263).
12.CYYT47/HsiB/4(Wilhelm,341).Cf.LT,ch.58(Lau,119):"Itisondisasterthatgoodfortuneperchesitisbeneathgoodfortunethatdisastercrouches."
13.Thatis,"foregoing."SMK1/11areadsinsteadas"togotoofarinregardto."Seebelow.
14.CYYT47/HsiB/4(Wilhelm,34041)[textrearranged].
15.Documents,"Lao,"par.9(notinKarlgrenLegge,34950).
16.RecordedinCTYT8283/29/4374(Watson,334),forexample.
17.Readingche ,followingYTC1/19a.Otherwise,itmustmean"break."
18.Literally,"beingnear."
19.FY2:5.Cf.Analects11/15(Waley,156),whichtalksof"enteringthedoorandascendingtothemainhall."
20.SeeStein.
21.Reading aschunghsinginsteadofchunghang.
22.Or,"stumbling."
23.Analects1/8,15/30(Waley,85,199).
24.Alternately,"Havingputoneselfindanger,oneactstobesafe."
25.See,e.g.,HIT3:10:54(Liao,I,96).
26.FollowingSMK1/11a,whichglossesjangts'ui ).
27.YTC1/19b,referringtoCYYT15/21/shang(Wilhelm,89Kunst,281).
28.Readingfu ("theareaabovetheeye").SMK1/11acitesCYYT18/28/shang(Wilhelm,114Kunst,295):"Incrossingtheriverattheshallows,hegetshis
crownwet."
29.Literally,"Therearesomeshoots[ofafallenstump]whichareverdantgreen."
30.ForearlyChinesewalls,seeWaldron,pp.1351andKnapp,pp.1125463.
31.Forthesamemetaphor,seeOde304/6(Legge,642)CYYT18/28/5(Wilhelm,113).
No.12.Youthfulness
1.HTYT24/8/106(Dubs,114Knoblock,II,81):"Ifanintelligentmaniswithoutteacherorprecepts,hewillsurelybecomearobber."
2.CCYT398/Chao19/5Kung(Malmqvist,203),citedbyCPL1/22b.
3.FY1:2.Cf.YangHsiung'sdisciple,HuanT'an,citedinYKC14/5b(Pokora,67):"Threeyearsof[solitary]studydoesnotequalthreeyearswithaselected
teacher."
4.Cf.FY6:17
5.YTC1/19bCPL1/22bequatehuiwo .SeeCYYT5/4/t'uan(Wilhelm,406).ForfurtherinformationonHanreadingsofthisphrase,seeYenLingfeng
(1980),p.71ff.
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6.Readingmeng .
7.TheChineseisambiguouseithertheteacherorthestudentcouldbeignorantandbenighted.TheChangestradition,however,identifiestheyouthastheblindone.
SeeYenLingfeng(1980),pp.7172.YTC1/19breadsthis"Tomeetwithus[ie.,teachers]onaccountof[his]benightedness."CPL1/22bidentifiestheteacheras
ignorantandbenighted.
8.SeeFY1:1.
9.Forthepun,seeHsinS7/la.
10.Analects2/17(Waley,91).
11. .
12.Theturtle,ofcourse,hasitself"emergedfromthemuck"ofitsnativehabitattothemagnificenttemple.ContrastYangHsiung'swordswiththefamousChuang
tzupassageadvisingustopreferthemud.SeeCTYT45/17/8284(Watson,188).
13.Foryi ,seeSMK1/11b.CompareDobson(1976)3.1.3(p.830).
14.Analects4/6(Waley,103).AsimilarideaisexpressedinFY1:2.
15.Analects7/3(Waley,123).
16.Readinghsi .
17.Cf.HS58B:3579(Knechtges,56).
18.CTYT36/13/70,74.(Watson,152).
19.FW1/24aYTC1/20bandCPL1/23areadte .Inthatcase,thelinemeans"Hischaracterisnotfine."
20.YTC1/20b.
21.FW1/24a.
22.HsinS6/3aibid.,7/4b5aMencius1A/3(Lau,5152).
23.Thistraditionisbaseduponthe"Yaotien"chapteroftheDocuments(par.26),whichhastheancientsagekingShunconferringwithpromisinglocalcandidates
foroffice.Cf.Analects3/5(Waley,95),and5/5(Waley,108),whereConfuciusspeculatesthatevenbarbariansmightoffergoodexamples.Forfurtherinformation,
seeNylan(1991)onfengsu ("custom").FortheChinesereformers'useofsuchtraditionstosanctiondemocracy,seeFranke,p.106ff.Ontheimportanceof
theprogress,seeGeertz.
24.Ontherestorativequalityofnightair,seeMencius6A/8(Lau,165).
25.Literally,"isequaltoarunt."
26.ForYang,seeFY2:6.
27.ThesameargumentisgiveninMencius6A/15(Lau,168).
28.CYYT5/4/1(Wilhelm,22).Kunst,p.247translatesdifferently.
29.LT,ch.10(Lau,66).
30.Readinglei (GSR577f=GSR577j).Alternately,"Inreturn,itimplicates[orbinds?]itself."
No.13.Increase
1.Literally,"abundantlywaxing."
2.AplayuponDocuments,"KaoYaomo,"par.4(Karlgren,8),whichreferstote ("charismaticvirtue").NotethatYTC1/2lbandCPL1/24aread
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3.CPL1/24a.
4.Foralternatereadings,seebelow.
5.CompareAnalects2/9(Waley,90).
6.FW1/25areadsthefinallineas,"Recognized[onlyby]insiders."
7.SMK1/12areadsthefinallineas,"Hisdiscernmentis[kept]inside."
8.YTC1/2lb.
9.LT,ch.33(Lau,95).
10.Literally,"Butnottoincreasehissquaring."FW1/25aandWangYabothglossfang ("Path").Inthatcase,thelineshouldread,"Nottoincrease[theintensity]
ofhisdirection[towardsTao]."
11.Literally,'"Nottoincreasehissquareness./Buttoincreasehislightglory./Isbenighted...."
12.HFT6:20:100(Liao,I,178)defines"squareness"intermsof"thecorrespondencebetweentheinternalandtheexternal,theagreementofwordanddeed."
13.SeePeterson(1982),102if.,whotranslatesfang as"withinconceptualbounds."
14.CYYT4/2/yen(Wilhelm,393).
15.CYYT48/HsiB/6(Wilhelm,597).
16.LT,ch.44(Lau,105).
17.YTC1/2lb.NotethesuggestioninFW1/25athatthelightimageryderivesfromthecorrelationofPosition2withfire.
18.FollowingWangYainreadingkai .IfFWisfollowed,theversesalludetoMencius2A/2(Lau,78),thefamousanecdoteabouttheidiotofSungwhopullsup
hisricesproutsto"helpthemgrow."Cf.YTC1/22aCPL1/24b.
19.CYYT26/42/t'uan(Wilhelm,597).
20.FY1:2characterizeswoodinthesameterms:"stationarybelow,[andso]graduallyincreasingabove."
21.Literally,"Thereissomeonewhoincreasesforhim[theweight]carriedontop."FollowingCPL1/24b.
22.Yao .
23.Forthevariousmeaningsoftse ,seeBodde(1978)andSerruys(1955).
24.Literally,"Themarsh,beinglow,issocapacious./Wheremultitudesofmoisturing[waters]cometogether./Themarsh,beinglow,issocapacious./Means:Itis
whathumbleemptinessmakesgreat."
25.LT,ch.66(Lau,128).Cf.ibid.,ch.32(Lau,91).
26.Ode173/4(Legge,275)and222/4(Legge,403).
27.FollowingSerruysinreadingchu ("shine").IcanfindnoauthorityforthisinMorohashiorGSR.
28.FW1/26a,asusual,glosseswo .
29.Literally,"Whatthepettymandoesnotmatch."
30.SeeFW1/26aYTC1/22bandCPL1/25a.
31.Forfurtherinformation,seeBauer,pp.7477.
32.Inthe"Preface"totheDocuments(Legge,8),KingWu'ssupportersare
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numberedat300chariotslatertextsalsospeakof3,000soldiers.See,e.g.,Mencius7B/4(Lau,195).Forfurtherinformationregardingtheselegends,see
Allan(1981),pp.10321.InFY10:26,YangHsiungspeaksofholdersoftheMandateofHeavenhaving3,000troops.
33.Mencius7B/4(Lau,195)onKingWu.Forthetranslation"nomatch,"intheMystery,wutang .
34.CWK,p.45,n.8,citingYTC1/22bforsupport.
35.CYYT48/HsiB/6(Wilhelm,345).
36.FW1/26atalksofthenobleman'sgoodnesstoinferiors,allowinghimto"walktogetherwiththem"becausearoughparityholdsamongthegroup.
37.Theoraclebonegraphforchien showstwoarrowsgraspedinthehand.
38.However,FW1/26aglossest'i ("worries").
39.Literally,"Holdinginhand[or,takingbythehandful]cowries,therebyoneiskeptinservice./Pastincreases[makewhatcomes]laterbeshavedoff./Bytaking
handfulsofcowriestherebybekeptserving./Means:Firstfelicitationsandlaterruination."
40.Itishardformodernreaderstoimaginethedegreeofthisdebasement.TheearlyChineseincludedshavingtheheadamongtheFiveMutilations.Tothem,the
shavenheadepitomizedbothunfilialbehaviortowardsone'sparentsandantisocial(henceillegal)behaviorinsociety.Thisisbecausethefilialsonwastoreturnhis
bodytohisparentsasreceived.ForfurtherinformationonHandynastynotionsoffilialpiety,seeHsiaofortheFiveMutilatingPunishments,Hulsew(1955),pp.
12428.
41.FollowingWangYa.Forthereduplicativechiangchiang ,seealsoTHC36/A2.YL2/22aassociatesthesupportofshihwiththecorrespondentHexagram
42.
No.14.Penetration
1.NotethatFWreversestheyin/yangvaluesforthetetragrams14to26ofchan2,whichaffectshisreadingoftheAppraisals.
2.CommentarytoMencius6B/1(Lau,171)definests'en as"tallandpointedlikeamountain"SW9B:190b,as"amountainwhichissmallbuthigh."
3.GSR324a(t'ui. ),moreoften"sharp"or"pointed,"retainsthismeaninghence,mytranslation.
4.Literally,"arenottwo."
5.FW2/1bequatesjui ("pointedadvance").
6.SeeChuHsi'scommentarytoMencius7A/1.
7.HTYT2/1/22(Dubs,34Knoblock,I,138).
8.Documents,"P'ankeng,"par.45(Legge,247Karlgren,26).
9.HNT9/4b(Ames,174).
10.Cf.HTYT25/8/1101142/11/1131553/14/22.
11.FollowingFW2/la.
12.HTYT2/1/2022(Dubs,35Knoblock,I,138).
13.Or,"Beingsharpandsingleminded."
14.Forthephrasechuanhsinyichih ,seeHTYT89/23/68(Dubs,
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313).Foralongerdiscussion,seech.1oftheHsntzu.
15.Ibid.Cf.FY1:12.
16.KT16/49/3a(afterSivin[1990],p.6).
17.Or,"advance."
18.Literally,"Theagitatedstateofbeingwildlypointy."
19.K'uang .
20.CYYT22/35/4,hsiang(Wilhelm,562).TheAnalects17/16(Waley,213)castigatessucherraticactivityastypical"modern"behavior.
21.Alternately,"sharpatthetime."YTC2/1breadsthisaschinyishih ("toadvanceaccordingtotimeliness").Cf.FW2/lb.
22.SeeFY6:17.
23.Ofcourse,YangHsiungborrowsfreelyfromearlierwriterslikeShenTao(b.260B.C.),whoregardthecalculationoftrendsasthekeytopoliticalandmaterial
success.WithYangHsiung,however,thegoalofthegoodmanismoralauthority,ratherthanconventionalpower.ForShenTao'steachings,seeThompson.
24.Alternately,"tofocusupon."
25.YTC2/lb.
26.HTYT78/21/1(Dubs,259trans.afterWatson,121).
27.Readingch'ou ("multitudes,""themasses"),followingusageintheOdes.CWK,pp.4849,n.8,follows.Seebelow.
28.Serruystakesthistomeanthathe"aspiresto."
29.Kuei describesthestandardwidthbetweencarriagewheels(8Hanch'ih).Byextension,itcomestomeanstandardsingeneral.YTC2/2aequatesitsimply
withthe"GreatWay."
30.Eachchung measures6hu,4touinHantimes.
31.Literally,"emoluments."
32.SMK2/1breadsthisas,"Acuteastothemasses'[hearts],/[Thesageruler]encompasses[aWay]/[Broadas]FiveGauges/[Bountifulas]TenThousand
Measures...."
33.Seeabove.RegardingthefirstlineoftheAppraisal,FW2/2asupportsthefirstcharacterizationSMK2/1b,thesecond.
34.CPL2/2aassumesthattheGaugessignifygreatnessinsizetheMeasures,greatnessinnumber.
35.FollowingFW2/2a.
36.YTC2/2aCPL2/2a,citingCTYT7/28/43(Watson,313).Cf.FY3:8.
37.CPL2/2aemphasizesthat"theemolumentsarenotselfishlyheldtoonehimself."
38.SeeSC6:239(Yang,168).
39.Literally,"Dishonorandhatredwillarrive."
40.CYYT29/HsiB/8(Wilhelm,353).
41.Mencius7A/44(Lau,192).
No.15.Reach
1.Supplyingthephrase"itsfullextension"onthebasisoftheSungChungcommentary.FW2/2bandLuChireadinstead,"Thereisnothingwhich[yang
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ch'i]doesnotreach,"makingyangch'itheunderstoodsubjectand"things"thetopicoperatedon.
2.ContrastthiswithYL6/8a,whereevilbranchesout.
3.Ode304/2(Legge,639).
4.Readingtung ,sothatthefinalphrasemeans"inexhaustible"ratherthan"undeterred."CWK,p.50,n.3,follows.
5.FY5:1213.
6.FW2/2b.
7.SMK2/lb.
8.Literally,"reaches.
9.YY33:661readsyiputaoming ("SeeingbywhatisnottheWay").
10.Forfurtherinformation,seeGirardot,pp.26668.Certaintextscontrastfundamentalneeds(suchasthebelly'sdesireforfood)withsecondaryobjectsofdesire
(suchasjewels)thatdelighttheeye.SeeAppraisal8below.
11.KT16/49/3a(Rickett[a],163).
12.FW2/3atakesweiliu asaparticlemeaning"itisprecisely."
13.FollowingSMK2/2ainreadingpao .Otherwise,paomeans"shrubbery."
14.CPL2/3areads"tomeasureothers."Cf.CYYT27/44/5(Wilhelm,173Kunst,326)forthemelons'associationwithwhat"dropsdownfromHeaven."
15.FW2/3a.
16.ThesecurehomeisthethemeofOde156/3(Legge,23637)talkingofmelonsandgourds.Cf.theOdes'praiseofsoutherntrees:"Withcurvedanddrooping
branches/Thesweetgourdsclingtothem."SeeOde4/1(Legge,10),171/3(Legge,271).
17.Tentativetranslation.Literally,"Smallsharpness[or,profit],smallreach."CPL2/3bclearlyreadsli as"profit,"arguingthatanindividualoflimitedtalents
survivesonlysolongashecontentshimselfwithminorprofitunfortunately,hisverylimitationsleadhimtopursueunattainablegoals.
18.Or,"Greatlymisled,[heis]narrowandsmall."
19.Literally,"not."
20.FW2/3aYTC2/3aandCPL2/3breadku .Ifthatreadingisadopted,theindividual"doesnotascertainthetruecauses"behindevents.
21.Analects7/8(Waley,124).
22.Ibid.,2/14(Waley,91).
23.FortheHandepictionof"allseeing,"seeBodde(1975),p.118if.
24.E.g.,Chuangtzu'sfamousfroginthewell,orMencius7B/29(Lau,200)onacertainP'ench'engKuo,"amanoflimitedtalentwho[knew]...justenough[ofthe
Wayforit]tocosthimhislife,"citedbySMK2/2a.
25.E.g.,Documents,"Hungfan,"par.14(Legge,33132Karlgren,32).
26.Or,followingSerruys,"notbeingheldbackatthewaisttostop."
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27.Literally,"waterchannels"or"ditches"whichdirecttheflowofwater.Notethatthesamewordalsomeans"excess."
28.Foralternatepunctuationandreading,seebelow.
29.YTC2/3b.
30.E.g.,HTYT25/8/124(Dubs,118Knoblock,II,83):"Thenobleman'sdiscoursehasanouterboundaryhisconducthasanouterlimit...."SeealsoHY
shang/2a(Ku,66)ontheneedfordelineations,asrecognizedbytheancientsageHouChi .
31.CWK,p.51,n.7,readsp'ien ("onallsides").SMK2/2a,however,argues,"Oncethefieldsare[too]broadandlarge,ifyoufollowthis,youlosethat."He
thereforeretainsp'ien,leavingthefinallineunchanged.
32.ThisreadinggainssomesupportfromYang'scriticismoftheTaoist'spropensitytoignorethebasichumanneedforrulesandregulations.SeeFY3:10.
33.Iftherulerissubject,theverseswarnagainsttheunfairdistributionoffavors.
34.Mencius3A/4(Lau,102).
35.Or,"heisnotdoneawaywith."TheFathomingtranslationadds"theaffectedspot."
36.Cf.HFT11:32:199(Liao,II,35).
37.YTL10/59/11a(notinGale).
38.FW2/3bYTC2/3b.
39.TheexamplesaresuppliedbyNylan.
40.Meaning,"toretreatfromevil,"basedonYTC2/4a:"todiminishhisfaults."
No.16.Contact
1.AccordingtoFW2/4a.
2.FollowingCWK,p.53,n.2,forthetranslationofyy ).CPL2/4acombinestheglossesofLuChiandWangYa.
3.FY3:7.
4.ForearlyChinesenotionsofcommunity,seee.g.,FingaretteBauerandTu.
5.SeeGraham(1989),p.20.
6.Mingt'ang .
7.YTC2/4aCPL2/4b.Forfurtherinformation,seeSoothillSteinhardtandAllan(1991),pp.92,102,forexample.
8.CPL2/4breadsming ,suggestingthatallcontactwiththedivineisachievedthroughsilentcommunication.
9.FW2/4bomitsthecharacterchen here.IfollowWJL2/2b.
10.FW2/4b.
11.Cf.theargumentsinFSTY9:67(Nylan,520).
12.Forthisdefinitionof"thedivine(shen ),seeCCFL6/19/5b7b.
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13.Apun:Ming means"luminous"or"enlightened,"butitalsoisusedoftheearth"spirits."
14.Or,"makeothersturn[towardshim]"(?)
15.FW2/4b.
16.SMK2/2b,citingAnalects1/8(Waley,85).Cf.ibid.,4/1(Waley,102)HTYT1/1/16(Dubs,33Knoblock,I,137).
17.FW2/4b.
18.Translationtentative.Cf.HS87A:3532(Knechtges,22):"Thepyre'ssmokerisestoaugustHeaven."Asforthereduplicative,CPL2/5atalksofvisiblesignsof
ritual.FortheimportanceoffragrantsmokeincontemporaryGreektimes,seeDetienne,esp.pp.78.WangYaglosseshsnhsn means"peaceful,"
''harmonious."Thatpossibility,strengthenedbytheFathoming,isadoptedbyYTC2/4b.AsimilarpatternisfoundinTHC57/A3,butitofferslittlehelp.
19.Literally,"Joiningwiththedivineinexchangingactivities."NotethatWangYareplacesshen ("blessings"),apparentlyonthebasisofFW2/5a.
20.FW2/5aYTC2/5a.Cf.Ode248/5(Legge,481),wherethephrasehsnhsn describesthesatedlookoftheancestor'simpersonatoraftertheritualfeast.
CPL2/5aemphasizesthedisastrousresultsoftransferringthisreligiousawetotheclientpatronrelation.Cf.THC20/A7,whereYangHsiungdeplorespatronage.
21.CCYT96/Hsi5/Tso9(Legge,146)and347/Chao2/Tso3(Legge,584)alsoinsistthatmenmaketheirownfates.
22.Formoreonparrots,seeStern.
23.AsLC1/2b(Legge,I,64)says,"Theparrotcanspeak,butitisnomorethanabird.Theapecanspeak,butitisnomorethanabeast."
24.Ibid.
25.SMK2/2b,citingOde215/4(Legge,387).
26.CPL2/5a.
27.YTC2/5a.
28.FollowingFW2/5aYY33:661andCWK,p.54,n.8,inreadingchan .WangYareadsitas"bowlstoholddelicacies"usedinentertainingguestsand
diplomatsSMK2/3a,as"animalpens"(ameasureoftheruler'swealth).
29.CYYT37/61/2(Wilhelm,237).
30.Fortheconventionalantithesisofgrain(asblessings,salary)tomisfortune,seeOde204/5(Legge,358)forbirdandrat,seeOde189/3(Legge,304)fortherat,
seeOde52/13(Legge,8485).
31.FW2/5b,however,takesthelinesascriticismoflavishexpenditurebytheimperialhouseholdfortheupkeepofexoticpets,tothedetrimentofthepeople's
welfare.ThemostfamouscaseofthisistheobsessionofDukeYiofWeiwithstorks.SeeCCYT83/Min2/7Tso(Legge,129).Thisreadingseemsunlikelyinsofar
asitignorestheparallelismwithAppraisal5.
32.CPL2/6areadscheng .CWK,p.55,n.9follows.TheWJLedition
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(2/3a),however,readswang ("togoforward"or"away").
33.Literally,"cannotbemadetofail."Alternately,"[hispropriety]cannotbeforsaken."
34.AlooseparaphraseofCPL2/6a.Cf.YTC2/5b.
35.Aloosetranslation,punctuatingbeforefa forscansion.
36.FollowingFW2/5binreadingch'eng ("attack").
37.YTC2/5b.Literally,theAppraisalreads:"Engaginginbattle,/Theattackisnotright./Overturnedatattacks[or,citywall]./Beingviolent,thenheisdevoured."
38.SeeShih.
No.17.HoldingBack
1.FollowingSMK2/3a.FW2/12bassignsthedirectionandnotetoTHC21.
2.FW2/6areadsjui as"advance"insteadoftheadjective"sharp."
3.TheanalogybetweenmoralandphysicalcourageismadebyMenciusin2A/2(Lau,7680).Cf.Mencius'discussionofOxMountainin6A/8(Lau,16465).
4.CCYT184/Hsan4/4Tso(Legge,296),citedbySMK.
5.Literally,"Eventhoughoneisnotallowedtostretchout,..."
6.Readingfu ),followingWangYa.
7.Or,"swingfreely"(?)
8.Botharechieh .
9.FY3:7argues,"Thesuperiormanpreserves[or,keepsto]himself."Cf.ibid.,12:36:"Ifhedoesnotmeetwiththepropertime,thesagekeepstohimself."CPL
2/6bandYTC2/6atiethistoYangHsiung'srelationswithWangMang.
10.YTC2/6breadsszu :"Althoughhehasneverbeenusedtotheutmost[inservice],hefeelsinnohurrytoleave[government]."
11.SeeSMK2/3b.
12.Thecharacterwa literallymeans"tospitout"or"vomit."Itsuggestssomethingdistasteful,possiblycriticismoftheruler.
13.Literally,"apeck."SeeGSR1224n.
14.Analects16/6(Waley,205).
15.SMK2/3bspecifiestheshihassubjectoftheseverses,butthispreoccupationwithgentryas"central"isanachronistic.SeeNylan(forthcoming),ch.3on
"Sung."
16.SeeYangHsiung's"Shutufu" ,citedinYKC,I,51/la.
17.Ch'ing .Notethatfloatingcloudsareasymbolofunethicalministers.SeePankenier(1990b),439.
18.Translationtentative.Literally:"Someone/perhapspresents/assists/takesover/followshimdisaster."TheWJLedition(2/3b)readsch'eng ).
19.THC"Hsanwen"9/1b(p.1028b).
20.Translationtentative.Thesamecharacterscouldmean,"Bendingathis
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joints"asasignofsubmission,or"bendinghisprinciples."Butseebelow.
21.Readingshu .FW2/7aSMK2/3bandYTC2/7aidentifyshuwiththeTao.
22.Literally,"Heoffers[all]towhathediesfor."
23.CitingaChoubronzeinscriptionafterEno,p.212(n.28).Cf.SMK2/3bandYTC2/7a,whichspeakofdyingfortherightcause.
24.FW2/7a7bYTC2/7a,however,punctuateafter"trees,"takingting .
25.YTC2/7areadsk'uan ("tostop").
26.Literally,"Theimpact[ofwind]shakesitsbranches..."
27.Cf.thecomparisonoftherulertowindinAnalects12/19(Waley,168).
28.FollowingYTC2/7bintakinghuiso asverbobject.However,SMK2/3breadsthetwocharactersastwoequalverbs:theperson"repentsanddraws
back."
No.18.Waiting
1.SeeCPL2/8a.
2.FollowingFW2/7b.Alternately,"Whenthetimecomes,it[brings]nofelicity."
3.ThetermHeavenbyYangHsiung'stimeisoftenusedtomeansimplythe[inescapable]courseofevents.
4.Or,"brightening."
5.FollowingSungWeikan.FW2/8areadsas:"Prosperousdaysincreaseandmagnifyhim"(ch'angjihyitachih ).
6.THC"Hsanwen"9/1b(p.1028b).
7.Literally,"grain."
8.Readingch'ih :("slow"),basedonOde197/5(Legge,338):"Thestagisrunningaway/Buthislegsmoveslowly."
9.Readingla ,accordingtoSW6B/128b.
10.CPL2/8b,citingOde112/1(Legge,170):"eatingthebreadofidleness."
11.YTC2/8b.
12.Readingcheh .ThisreadingispreferredbySMK2/4aCPL2/8b.
13.FollowingSMK2/4a.
14.CYYT25/40/6,hsiang(Wilhelm,588Kunst,319)47/HsiB/4(Wilhelm,340).
15.Alternately,"withutmostpropriety,"or"beingtriedandtrue."
16.SMK2/4areadsfu (''eatofjade")inDocuments,"Hungfan,"par.18(Legge,334Karlgren,32).
17.Translationtentativeforthereduplicativechiehchieh )CPL2/9a,as"animalswithoutamate"(anillomen).
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18.SMK2/4a,however,readsyuastheloancharacterforyu ("guilt")(GSR997a=996a).
19.YY33:662,however,arguesthatthefirstlineoftheFathomingrepeatstheAppraisal.Ipreferthetextusdifficilior.
20.Takingtheparticlecheh toimplyasuperior,Heavenortheruler.Alternately,"Itisnothisfault."
21.Analects12/4(Waley,163).
22.FW2/9aCPL2/9a.Fortheproverb,"Ifcalamityisnotrelished,thenitcannotbecomeacalamity,"seeHart,p.41.
23.CYYT29/47/t'uan(Wilhelm,625).
24.Literally,"Waiting[inthemannerof]thewangwang."
25.Thewangillnessissaidtodeformthebodytosuchadegreethatthevictim'sfacepermanentlyjutsuptowardsthesky.ModernChinesemedicaldictionariesgive
noequivalentforthewangdiseaseprobablyitdescribesaskeletalorneurologicalabnormality.
26.YTC2/9acomparesHeaven'sstriketoCYYT18/28/6(Wilhelm,114Kunst,295).PerhapsYangreferstotheancientpracticeofexposingacripplein
sacrificesforrain.Forfurtherinformation,seeSchafer(1951),esp.pp.16162,citingCCYT117/Hsi21/Tso3(Legge,180).
No.19.Following
1.Literally,"raisetheirheelstostandontiptoes,"aphrasewhichconveysasenseofeagerexpectationoftheprofoundtransformations(hua )tobeaccomplished.
Thewords"tofollow"aresuppliedbyFW2/9b.
2.SeeHsinS1/4b,e.g.,forthisimagery.
3.I.e.,themoon.FW2/9bexplainsp'in ("tolodgetemporarily[inalunarmansion]").
4."It"referstothesun.
5.SMK2/4bCPL2/9b.
6.Forfurtherinformationonthemotionofsunandmoon,seeTricker,pp.4041.
7.CPL2/9b.
8.Literally,"Justemerging[in?]thefaintlightofdawn."
9.Readingerh maymean"your."Literally,"Inpairs,following,theyformcategories."
10.See,forexample,HsinS9/11a,whichcomparesthedawntothesuperiormantakinguphisoffice.Cf.THC1/A6.Contrastthiswithsunset,asinCYYT19/30/3
(Wilhelm,120Kunst,299).
11.CYYT39/HsiA/1(Wilhelm,280),citedbyYTC2/9b.
12.FW2/9b.
13.Thecommentatorsdisagreeontheidentityofthepairs.SMK2/4bcomparestheblurryoutlineofthesunatdawntotheunclearmindoncethemindchoosesevil,
illfortunewillcometopairit.CPL2/10asaysthepairsrefertodragons,thecategoricalanaloguesofthesun.AccordingtoCh'en,thedragons'frustrationmounts
oncetheyfindthemselvesunabletoleavetheirwateryhomestojointhesuninitsdailyround.Probablythepairssimplyrepresentthefullrangeoflivingthings,asin
Noah'sark,wheretheanimalswerepairedtwobytwo.
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14.Literally,"Leadingthemselves,theyfollowhim,"followingYTC2/9bandCPL2/10a.Serruysprefers,"Lettinghimselfbeled,hefollowsthem."Itcouldalso
mean,"Selfledtofollowit,"where"it"referstotheRight.
15.Literally,"Selfso,awitness[tocharismaticpower]."NotfollowingtheunnecessaryemendationofSMK2/4b,whoreadscheng .
16.Readingk'uang butmyscansionpreservestherhyme.Seebelowforanalternateinterpretation.
17.CYYT33/54/6(Wilhelm,212Kunst,347).
18.CPL2/10b.
19.YTC2/10a.
20.EarlyChineseliteratureassociatesharmfromabloodsacrificewitha"militaryexpeditionwithoutadvantage."SeeCCYT110/Hsi15/Tso14(Legge,169).
21.SMK2/4b.
22.Forthesexualmetaphor,seeHarper,570ff.Alternately,withdifferentpunctuation:"Thewoman[intendsto]transmitherblood[asheir]./Reformislost."
However,LiYn,p.33,understandsch'engk'uang as"shoulders."
23.FW2/10areadsk'o ("model").ButMencius7A/24(citedbelow)showsthatk'omeans"pit"or"hollow."Mytranslationattemptstocapturebothsenses.
24.Mencius7A/24(Lau,187).
25.CPL2/10b.Cf.FY1:2.
26.Literally,"Desiresareexcessivelyfollowed."
27.TheseneedsarepresumedbybothMenciusandHsntzu.See,e.g.,Mencius2A/26A/16.
28.Compareourownsaying,"Theeyesarebiggerthanthestomach,"whichaccountsformanyastomachache.TheexamplesaresuppliedbyNylan.
29.Cf.HTYT25/8/120(Dubs,116Knoblock,II,82):"Ifoneindulgeshis...emotions...,hewillbecomeanordinaryman[ratherthanasuperior]."
30.Readingshu ("good"),followingSMK2/5a.
31.Readingts'ung (GSR1191d=1191h).Alternately,"[He]attendstohisgood,"or,"[He]followshisgood."
32.CPL2/11a.
33.SeeApp.7aboveforGSR1191.Alternately,"Complyingwiththeimpure."
34.Literally,"isnotcaught[whenpursued]."
35.Serruysconflatesthesetwolines,reading,"Laterandonlythen,climbingonthestairs[=hisrisetosuccess],heisbroughttoanend."
36.Or,"Later,heattainsachievement."
No.20.Advance
1."Things"isadded.
2.And,"makes[them]advance."
3.CWK,p.64,n.2,readschenchen "expanding,unfolding."
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4.Or,"[like]openingupthelight."CPL2/11b,however,reads,"asiftheeyesareopened,"definingk'aiming as"gettingridofdiseasesintheeye."
5.FY12:39.
6.FY1:2takeswaterasthemodelfor"advance":"Itneverstops,dayornight...."
7.SMK2/5areadsming ("hidden").
8.FollowingYTC2/11a,readingp'i ,followingtherhymesforGSR999eand947a.SMK,however,readsp'iasfou("wrong").
9.Alternately,"Initiatives[are]themotherofretreat."
10.FollowingWangYa,takingobstructionasthe"rootcause"ofretreat."Mother"alsoimpliestheallenvelopingnature(cf.thewomb)oftheretreat.
11.Alternately,followingCPL2/11aandSerruys,"TheGreatManalonemanifests[theWay]."
12.Literally,"Themodelcannotbekeptontheoutside[only]."
13.E.g.,the"DoctrineoftheMean"andthe"GreatPlan"chapteroftheDocuments.
14.Analects20/1(Waley,23132).Cf.Mencius7A/41(Lau,192).ForYangHsiung,seeHS57B:3582(Knechtges,58):"Inestablishinggovernment...nothing
issuperiortotheharmonyoftheMean."
15.ExpandingtheargumentofFW2/11a.
16.E.g.,Mencius2A/2(Lau,80)HTYT21/8/41(Dubs,115Knoblock,II,82).ThisegalitarianclaimofearlyConfucianismtendstobelostinlaterneo
Confucianism.YTC2/11atakestheFathomingtomeanthatmodelbehaviorcannotbeattained"outside"[amongtheordinarymassesofpeople].
17.SMK2/5adefineschangchang .ThetranslationofthefirstlinesoftheAppraisalandFathomingtriestoreflectbothpossiblemeaningsforthe
reduplicativephrase.
18.See,forexample,Analects5/21(Waley,113).
19.CPL2/12atakesthisasanevilomen:"Thesunflies[away][initsplace]themoonissuspended."However,thisreadingcannotpossiblybesquaredwiththe
emphaticallypositivenotessoundedbythephrases"suffusedwithjoy"and"flourishes."
20.Understandingjungjung ("flourishing,strong").
21.Literaltranslation.
22.FollowingFW2/11binreadingch'shu ("adherence"[asclientorservanttomorepowerfulinterests?).Couvreur(1947),p.479definesitas"whatisnear
andfar,""friendandfoe"butIcanfindnosupportforthis.
23.FollowingtheWJLedition,readingtsung becauseoftherhyme.Literally,"Heistrimmedby[his]protector'shouse."
24.Numerousarticleshavebeenwrittenonthistopic.See,e.g.,HsChoyn(1965b)deCrespiguyandPowers(1987).
25.Forfurtherinformationon"PraisingHsinandDenigratingCh'in,"seeKnechtges(1978).
26.CPL2/12a,glossingthephrasech'shu (twotypesofcombs).
27.CPL2/12areadschih ("toprohibit")."
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28.YTC2/11boffersastillmoreunconvincingexplicationoftheverses,inwhichacombandwalkingstickrepresenttwoofferingsmadetotheruler,withthefirstgift
rejectedandthesecondaccepted.AccordingtoYeh,thepoemcriticizesthearbitrarynatureoftheruler'swhims.
29.Alternately,"great."SeeYY33:662.
30.FW2/12a.
31.Tentativetranslation,followingCWK,p.65,n.9.Literally,"Advance,itisnotwhatheuses."YTC2/12atakesthistomeanthatthesubjectoftheseversesdoes
notuseremonstrance.Serruysreadsinstead,"Theadvanceisperverted."Hence,theFathomingtranslationbelow.
32.FollowingYTC2/12a.
33.FY2:5,8:20bothemploythesamemetaphor.Cf.THC3/A9.
34.ContrastthephrasingwithTHC61/A9,anauspiciousFathoming.ThefirstlineoftheFathomingrepeatsthefirstlineoftheAppraisal.
35.Analects5/6(Waley,108)on"featsofphysicaldaring."
No.21.Release
1.FollowingFW6/12b.SMK2/5bhastheDipperpointingdueeastinHead17.
2.Readingchen ("move,""shake").
3."Casingofyin"suppliedinatentativetranslation.Seebelowforanalternatereading.
4.TheexactinterpretationoftheHead,then,hingesonthesignificanceassignedtothecharacter"round"(huan ).SungChungFW2/12bandCPL2/13aequate
roundnesswiththe"shapeofyang"(presumablybecauseofthesun),whichenvelopscreatureswithwarmthandlight,fosteringtheirgrowthandplumpingthemup
withhealth.Itisalsoconceivablethat"round"referstothecosmic"sackofHeavenandEarth"thatcontainsallthemyriadthingsinitsexpanse.SeeKT4/11/8b.My
readingofKTfollowsGraham(1978),p.367.Mytranslationassumesthepatterntopic3344.Thealternativereadingwouldbe4444.Eitherispossible.
5.CYYT25/40/t'uan(Wilhelm,585).
6.Releaseisassociatedwith"remiss"behavior(chieh ).SeeGSR861a,b.Cf.thestatement,"Release...oftenleadstoloss,"foundinCYYT53/hs(Wilhelm,
584).
7.FollowingSMK2/5b.
8.Analects8/19(Waley,136).Cf.LT,ch.1(Lau,57).
9.FollowingSMK2/5b.Asiftoemphasizethispoint,FW2/12bandCPL2/13bofferthisexplanation:Appraisal1isassignedtoWaterspringisalliedwithagent
Wood(Appraisal3).PeopleseldomcreditWaterwithfosteringthebeneficialgrowth,attributingitinsteadtospring's(i.e.Wood's)influence.Cf.LT,ch.17(Lau,
73):"Thebestofallrulersisbutashadowypresencetohissubjects."
10.Literally,"Movementgoestoechoandshadow."
11.Literally,"Notworthwatchingorlisteningto."
12.CYYT43/HsiA/9(Wilhelm,314)andHsinS9/3b.
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13.SMK2/5bwrites,"Theirmovementisnotoftheirownaccord"(tungpuyuchiche ).
14.CPL2/13bmentionsthosewhoareeasilyswayedbyfalserumorsandunsubstantiatedtalk.
15.YTC2/12b.
16.See,forexample,Ode178/4,263/3(Legge,287,557).Cf.Analects12/19(Waley,168).
17.Literally,"moundsandhills."Cf.FY1:3forsimilarwording.
18.YY33:662,however,readsp'eng sothatthelinemeans,"Tolosethelowlands.Collapse."
19.Literally,"Dangeroflosingthelow."
20.FW2/13awritessimplythatthepettyman"losesold,"familiarties.
21.YTC2/13a13b,afterSMK2/6a.
22.Literally,"Salvesthatharmonizeandrelease."Alternately,"Harmoniouslyreleaseforthemthesalves."Ihavesuppliedthetopic.
23.Comparehoshih intheDocuments,"Tzuts'ai,"par.7(Legge,432[par.renum.]Karlgren,48).
24.Thephrase"Four.States"meansallthestatesintheempire(since"four"coverseverydirection)italsoreferstothevariousrebelorbarbarianstates,here
broughtintosubmission.Forthephrase,seetheOdes153/4,157/14(Legge,225,23840).
25.E.g.,Documents,"T'aishih,"par.5(Legge,285notinKarlgren)Ode258/3(Legge,530).ForthunderimageryelsewhereinYang'swork,cf.,e.g.,FY4:11.
26.FW2/13barguesthattheinnovationconcernstheancestorssincewearenowinAppraisal6,alignedwiththeancestraltemple.Apparently,thesacrificialduties
havebeenneglectedafterthepoliticalsuccessesoutlinedinAppraisal5.AsFanWangwrites,"Thegodsareangryandthecommonpeopleareresentful."
27.SeeYTC2/13b.
28.DrawinguponHanpoliticaltheory,SMK2/6agivesanalternateinterpretation,whichdistinguishesthetechniquestheidealruleruseswithinChina'sborders
(suasiveexample,therefore"harmony")fromthoseappliedtothebarbarianstates(force,therefore"thunder").Thunderclapssignifytheuseofawesomeforceinthe
Chinesecourt,whichisinappropriate.
29.Literally,"Thunderthundernotdisgraced./Washingcleanhisinsult."
30.Forthelastline,YTC2/13breadswufang ("notfixed[inevilways]").
31.CYYT31/51/hsiang(Wilhelm,64849).
32.Ibid.CPL2/14bsaysthereisstilltimetoreform.
33.FollowingFW2/13bSMK2/6a.Cf.YTC2/13b,whosaysthattheindividual'sangryoutburst,howeverimproper,doesnotmeritfinaldisgracesincereform
follows.
34.Cf.CYYT26/42/t'uan(Wilhelm,597):'"Towalktogetherwithtime."
35.Analects4/12(Waley,104).
36.Analects4/16(Waley,105).Cf.Mencius6A/10(Lau,16667).
37.Or,"imprisoned."
38.Thecharacterku refersliterallytograinandbyextension,togovern
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mentoffice(sincesalariesarepaidingrain),togoodluck,andtoblessingsingeneral.
39.Cf.CYYT5/4/1(Wilhelm,22Kunst,247).
40.Mencius7A/2(Lau,182).
41.SeeCYYT5/4/1(Wilhelm,22Kunst,247),wherefettersoriginallyneededfor"discipline"areremovedaftermoraldevelopment.Forthesameargumentinthe
writingsofAmerica'sFoundingFathers,seeTakaki.
42.Allan(1981),pp.10311.
No.22.Resistance
1.Orpossibly,"GreatInjury."SeeKunst,p.307.
2.Literally,just"manyyin."
3.CYYT21/34/3(Wilhelm,134).Cf.Kunst,p.307foradifferentreading.
4.FollowingSMK2/6b.SomecommentatorsfollowFW2/14a14b,whichunderstandsittomean"[men]whoaregoodinside."
5.Literally,"Losesproprietyandgoodness,"readinglei as"[all]sonsofgoodomens."FW2/14areadsas,"Tolose[touchwith]menofpropriety."Itisalso
possiblethatleimeans"categories.''Seebelow.
6.Literally,"Thecenterisnotresembling,"readinghsiao ("toexamine"[theconscience].)
7.Mencius2A/6(Lau,83).HTYT21/8/3922/8/65(Dubs,99104Knoblock,II,7376)89/23/53(Dubs,312notinKnoblock)togethersuggestthatHsntzu
presumedthesame.ForYangHsiung'sideasonthemixednatureoftheinbornnature,seeFY3:7,whichhasbeentranslatedinChan,pp.28990.
8.AnalternatereadingforthesecondlineoftheAppraisal.
9.FollowingthealternatereadingforthesecondlineoftheFathoming.SeeAnalects12/4(Waley,163)onMasterConfucius,whoexaminedhisconsciencethrice
daily.Cf.ibid.,1/4(Waley,84).
10.TheFWeditionaddsthecharacterlei hereinwhatisevidentlyaninterpolationfromthepreviousAppraisal.
11.Literally,"Lowergarmentssetoffagainstbeltandhook."
12.FollowingFW2/14bandCPL2/15b.WangYaSMK2/6bYTC2/14bandCWK,p.70,n.5,however,readyas"changed"(pien ),meaning"tolose
constancy."
13.Forthebeltandhook,cf.THC2/A4.
14.Punctuationtentative,followingWJL.Literally,"Thenetwardsoff."SerruyspreferstomakebothAppraisalandFathomingthreecharacterslong:"Thenetsetsoff
thecaptive[birds]."
15.FollowingFW2/14b.Alternately,"tobeinapositiontouselawtorectify,"followingSMK2/6b.Serruysreadsas,"torectifylawfulpositions."
16.YTC2/14bandCPL2/15bbotharguethatthenetis"raised"asbarrierbutnotspreadout,signifyingthatnopunishmentisneededintheidealstate.Thisgoes
fartherthantheTHC.
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17.FW2/14b.
18.SeethediscussioninHulsew(1955),pp.1030934550.
19.FW2/14b15a.
20.CYYT42/HsiB/7(Wilhelm,307).
21.Poem18oftheNineteenOldPoemsusesthesamemetaphorofglueandlacquertodescribethebondsofromanticlove.Forpoliticalapplications,seeSC
79:2421(notinChavannesorWatsonYang,11213[trans.as"closeties"]).
22.FY9:25characterizesacommitmenttoConfucianisminthisway.
23.Or,"gold."
24.FollowingWangYa.
25.Metalmirrorswerethoughttoproducewater.Forthis,seeNeedham,IV,section26g.Also,CamannandBulling.
26.FW2/15a.
27.Readingt'i .Alternately,"cutoff."
28.Mostofthecommentatorsaredearlyconfusedbytheresistancetoconstraintsexhibitedbyboththesuperiorman(here)andthepettyman(inAppraisal3).FW's
garbledinterpretation(2/15a15b)ignoresthetext,arguingthat,"thenoblemaninpositiondoesnotfearthestrongcontrol"associatedwithbelting.SMK2/7apasses
overthispoemwithoutcomment.CPL2/16amistakenlystatesthatthepettymanharmsthesuperiorman.However,theAppraisalisauspiciousaccordingtoYang
Hsiung'syin/yangschema.
29.CPL2/16a16btalksofmisruleatcourt.
30.Huan ,"everywhere."
No.23.Ease
1.SMK2/7acorrelatesitwithHexagramno.16,"Enthusiasm."Ifollowearliercommentaries.
2.SungChungglossest'i ("toexcise").
3.Literally,"hasnowaytosaveitselffrom."
4.CPL2/16b17a:"Sinceyinhasnotimetosaveitself,howwoulditdaretooppressthecommonpeople?"
5.Theoriginalgraphdepictsamanwithanarroworanarrowwithsomethingwoundaroundtheshaft( ).Forthearchaicforms,seeGSR551a.
6.However,YTC2/16atakesyi (inmyreading,"toease")as"harm,"arguingthatselfcultivationentailsaninitial"trimming"oftheself.
7.Analternatereadingof"torule"or"tocure"(chih )suggestedbyYTC2/16aCPL2/17a.
8.Ni .Forthephrase"twominds,"seeAnalects12/10(Waley,16566),12/21(Waley,169).
9.FY1:4,onYenHui'sinnerjoy,ascitedbySMK2/7a.
10.Mencius2A/2(Lau,7680).
11.LT,ch.73(Lau,135).
12.Readingyu ,inordertopreservetherhyme.SeeYY33:66263.
13.LT,ch.59(Lau,116).
14.ContrastFY4:11,wherethebabyisnotsostrong.
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15.FollowingYY33:663,whichreadst'u.("dirt").However,WangYareadst'u ("adherents").
16.FW2/16a.ThesecondalternativeissuppliedbyNylan.
17.CPL2/17a,however,readsthisascriticismofthosewhoswallowstatementswhole"withoutchewing"(i.e.,withoutanalyzing)them,butinthatcasetheteeth
wouldnotnecessarilybe"leveled."
18.CYYT39/HsiA/1(Wilhelm,286).However,forotherinterpretationsoftheChangesaschien ,seeKaoHuaimin,p.283if.
19.Tentativetranslation.FW2/16bSMK2/7bYTC2/16bCPL2/17bCWK,p.73,n.8,readas,"Levelinghisdwelling,/Hisresidence,thehillsandruins(Or,"a
moundthatisinruin.")./Levelinghisdwelling/Means:Hisvirtueislost."However,theparticleyu issuperfluousinsuchareading.
20.CWK,p.73,n.8,citingFY3:7.
21.Sincethetrunk(kan )byconventionsymbolizesstrength,sothefirstpartoftheAppraisalcouldalsomean,"Whatis[usuallytakentobe]strongissoft/Whatis
[usuallytakentobe]strongisweak."
22.FollowingCWK,p.74,n.9,inreadingli .
23.Documents,"Hungfan,"par.5(Legge,32526Karlgren,30).
24.LT,ch.78(Lau,140).Cf.CYYT21/34/3(Wilhelm,134).Kunst,p.307,translatesdifferently.
25.SMK2/7btakeslimu asthewhetstonesharpeningtheknife.Idonotfollowhimsincehesuppliestoomanynouns.Also,hismetaphorsaremixed.Noone
wantsthewellrailingtobesplitbytherope,butthewhetstoneisemployedtosharpenknives.
26.Serruysreadsasli ("Itisdestroyed.")
27.Takingasecondmeaningoftheverbyi .
28.FW2/17aandYTC2/17areadyias"harm,"butthisAppraisalisauspicious.
29.IfollowCWK,p.72,punctuatingafterli ("oldage").Thetwolineswouldthenread,"Findingeaseinoldage./Tobenefitandrespecttheinfirmandagedisa
goodomen."
30.Tentativetranslation.Seeabove.
31.Documents,"Hungfan,"par.33(Karlgren,35Legge,340).
No.24.Joy
1.However,Kunsttranslatesas"Elephant."SeeKunst,271.
2.FollowingSMK2/8a.FW2/17aglossesch'uao asthegodofthesoil,theninterpretstheentireHeadtextasajoyousodesimilartoOde211/2(Legge,376
79).CWK,p.71,
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punctuatesdifferently,takingaoas"southeast,"thehonoredpositionwheresacrificetothegodstakesplace.
3.Mytentativetranslationforshutieh ("tocollect").Cf.YTC2/17bCWK,p.75,n.2.
4.Literally,"delightedandjoyful"(hsile ).
5.Seefn.2above.
6.Fortheassociationof"genialairs,"music,andluxuriantgrowthofthemyriadthings,seeLC19/3:3(Legge,II,115).
7.HuanT'an,citedinYKC15/3a(Pokora,118).
8.CYYT53/16/3(Wilhelm,6970Kunst,271).
9.Ode114/13(Legge,17475).
10.Translationtentative,followingcommentariestoSW8B:179definingk'uan ("sincerity"),whichwouldmakethislinecontradicttheinauspiciouscharacterofthe
secondline.
11.Literally,"Itmakeshisinner[state]excessive."
12.Mencius1A/2(Lau,50),1A/7(Lau,57).
13.LC19/24(Legge,II,113).
14.SeeLC19/1821(Legge,II,112).
15.SY5/3bmakesthesamepoint.Cf.theWangYacommentarytoTHC24/A6.
16.OnesuchnegativeexampleisgiveninOde221(Legge,4001),traditionallyunderstoodasasatireagainstKingYuofChou(r.781771B.C.),whopurportedly
kepthispleasurestohimself.
17.Literally,"Joycannotbe[fully]known./ItistimedinHeaven."
18.YTC2/17b.
19.SuggestedbythestatementsofCPL2/18bCWK,p.75,n.4.
20.LuChiSMK2/8aCWK,p.75,n.4.Similarly,CPL2/18btalksofhappyfarmerssopreoccupiedwiththespringsowingthattheyhave"notimetobe
[consciously]happy."
21.LT,ch.17(Lau,73).
22.Tentativetranslation.Yen couldmean,"resting,""atrepose,""feasting,"or"havingpleasure"hence,theFathomingtranslation,''Notateaseorrefined."SYJ
8/19abreadsas,"Nolongercarousing,"followingYTC2/17bCPL2/18b.Theparticipantsinthefeast,nowthoroughlydrunk,neitherplaymusicnorsing.SMK
2/8areads,"notatpeace,notupright."
23.Translationtentative.Seebelow.
24.Morohashi4076,3454,3935,3488,32726,3559.
25.WangYaidentifiesthefirstfourcharactersas"soundsofmerrimentandlaughter,"leavingthelasttwopresumablyasexpressionsoflamentation.YTC2/17b
takesallsixassighsofsorrow.CPL2/19atakesallsixastheraucousnoisesinevitableatadrunkenfeast.SMK2/8aseemstoagree,buthiscommentaryisfar
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fromexplicit.FW2/17bidentifiesthefirstandfinalsetsof2characters(4charactersaltogether)as"soundsofmourning,"thentalksofboth"sorrowandjoy
havinglostrestraint,"presumablybecausetheyarejumbledtogetherintheindividual'smind.
26.SMK2/8a.
27.YTC2/17bseemstosuggestthis.
28.CWK,p.76,n.5,citingSC129:3274,whichisnottranslatedinSwann(1952).
29.Tentativetranslationforcheh,inanattempttocapturethedistinctionbetweenthethirdpersonpossessivech'i .Chehtypicallyreferstotherulerorto
Heaven."Heavensent"ispossiblythemeaninghere."Godlike"comesfromLC19/23(Legge,II,125),whichstatesthattheindividualwhohasmasteredmusicand
regulateshishearttherebyislikethegodsorHeaveninhisrepose.
30.Or,"Theheart'sintegrityrejoices."
31.SMK2/8a.SeeFY4:12forthisdescription.
32.ThephrasecomesfromMencius2A/2(Lau,77).
33.YTC2/18a.
34.Literally,"Bellanddrumsoundinunison."
35.FollowingFW2/18aSMK2/8aandCWK,p.76,n.7.YTC2/18atakeschichi as"harmoniousinsound"CPL2/19a,asthesoundofflutesandpipes
inunison.
36.ProverbcitedbyFW2/18a.
37.SMK2/8a.
38.SuggestionbyNylan,basedonargumentsinHTYT77/20/35(Watson,11516).CPL2/19a,however,regardsthisasadescriptionofcrowdsbreakingupafter
sacrificestothelocalgodofthesoil.
39.HFT3:10:4344(Liao,I,7478Watson,5356).
40.Literally,"[with]nogap"cf.FY5:13andtheIntroduction.Thecharactertacaneitherfunctionasverb"makebig"orasadjectivemodifying ("great'').Iuse
AppraisalandFathomingtosuggestbothfunctions.
41.Literally,"Nothingnotembraced."
42.SMK2/8a8b,whichcouldhavecitedFY5:13insupport.
43.AddedbyNylan.
44.HTYT77/20/35(Dubs,257Watson,119).
45.Hsi isanexclamation,eitheroffearoroflaughter.FW2/18bregardsitaslaughter.YTC2/18bandCPL2/19bagree.
46.YTC2/18b,however,readsch'eng ("toliftup"probably,butperhaps"topresent"or"topromote"?).
47.YYingshih(1987).Cf.Yu(1987),whichoffersinterestinginsightsonthelaterperiod.Note,however,thattheghostsareprobablymetaphorical.FY10:28
showsYangHsiungdoubtingtheirexistence.
48.SeeCYYT23/37/3(Wilhelm,146Kunst,313).
49.WangYa,however,readshsihsi as"laughlaugh,"arguingthat"inthemiddleoflaughter,"theindividualcomestorealizeheshouldbefearful."
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50.Or,"Sigh,sigh,self[made]fear,"hereandintheFathoming.Alternately,"fearing[for?]theself."
51.Or,followingFW2/18b,"excessivejoy."
52.ThelasttwowordsaresuppliedbyNylan.IfFW2/18bisfollowed,thelinereads,"Heislost[dueto]excessivejoy."
53.Or,"'Tiltheend."
54.Analects5/26(Waley,114)talksofConfucius'searchforaman"capableofseeinghisownfaultsandbringingthechargehomeagainsthimself."Ontheneedto
"turnthegazewithin"ratherthanfocussingonthefaultsofothers,seeibid.,1/16(Waley,87)4/14(Waley,10405)4/17(Waley,105)etc.
55.Talkofch'iaddedbyNylan.
56.WangYaCWK,p.77,n.10.
57.YTC2/18bcitesOde114/13(Legge,17475):"Letusnotbewildinourloveofenjoyment."
58.Omittingthetranslationoftse ,meaning"asexpected,""asarule."
59.Literally,"thesighingandsnivelingofweepingandwailing."
60.Infact,LuChireadschi ,meaning"dangers."
61.CYYT28/45/6(Wilhelm,177Kunst,329),citedbyWangYaandYTC2/19a.
No.25.Contention
1.Literally,"contendandlitigate"(chengsung (''tostruggletogoforward"or"toadvancesidebyside").
2.CPL2/20agivesaconfusingexplanationfortheHead:Althoughyangch'i,likeagoodruler,wishestobestowitsbeneficialpresenceuponallthingsequally,certain
livingthingsarebynowdevelopedenoughtoexpresstheirdifferentnatures("theirownmodels")byarangeofreactionstoyang'sbeneficence,fromfullacceptanceto
rejection.
3.Documents,"Hungfan,"par.14(Legge,33132Karlgren,32).
4.LT,ch.79(Lau,141):"ItisthewayofHeaventoshownofavoritism."
5.TwolinesfromOde37(nowlost),citedbySMK2/8b.
6.Forfurtherinformation,seeBauer,p.21ff.Chuangtzu,ofcourse,wouldhaveusregardallthingsandconditionsasabsolutelyequalinvalue,butthisextremeform
ofrelativismwasadoptedbyfewinearlyChinaandspecificallyrefutedbyYangHsiung.See,forexample,FY12:39,whenheequatesrelativisticthoughtwiththe
lossoftheevaluatingmind.
7.ForfurtherinformationregardingthepositiveroleofconflictinearlyChina,seeLewis.
8.Alternately,followingLuChi,"theplainessentials"(suchih ).
9.Tentativetranslation.Seebelow.
10.WangYacommentary.Cf.e.g.,LT,ch.64(Lau,125):"Itiseasytomaintainasituationwhileitisstillsecure./Itiseasytodealwithasituationbeforesymptoms
develop."
11.FW2/19a,probablywithreferencetoTHC5/A9andLT,ch.22(Lau,
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50):"Itisbecausehedoesnotcontendthatnooneintheempireisinapositiontocontendwithhim."Cf.LT,ch.67(Lau,118)ch.56(Lau,162).
12.SMK2/8b.
13.YTC2/19a.
14.Shakespeare,HenryV.QuotationsuppliedbyNylan.
15.FollowingSMK2/8b.Alternately,"In[themisguidedattemptto]shooawaytheRiver,hebecomesemaciated."However,FW2/19abreadsthefirstlineofthe
AppraisalandFathomingas,"[Attemptingto]emptythe[Yellow]River,heisexhausted,"takingho as"exhausted,wasted."CWK,p.78,n.4,baseshisreading
ontheAppraisal'salignmentwithFire:"Dryingtheriverisawaste[ofeffortandtime]."
YTC2/19abreadsthelinescompletelydifferently.Identifyingthefirstcharacterofthetextwithafreshwaterbirdwhoseincessanthonkingdrivesawayvisitors
totheriverbanks,YehreadstheAppraisalas,"Thehobird[at]theriver,wornout[presumablybyitsefforts?]."Inthatcase,thebirdsymbolizesthosewithataste
forconfrontation.CPL2/20bborrowsfrombothFW2/19aandYTC2/19a.
16.SMK2/8b,citingOde35/6(Legge,56):"Youareonlyangrywithme."
17.Cf.thelines"Incensedagainstme,/ThoughIgotodoyougood,"fromOde257/14(Legge,526).
18.Cf.CTYT45/17/86ff.(Watson,189).
19.Analects7/10(Waley,124),makingreferencetoOde295/6.
20.FollowingFW2/19b,whichclearlyreadsyinyin .Thisisthelocusclassicusofthereduplicative.Thesinglecharacteryinmeans"tognashtheteeth."
Serruyspreferstoretainthatmeaning.
21.Analects3/7(Waley,95).Formoreonarchery,seeLC,ch.45(Legge,II,44653),entitled"Sheyi" ("TheMeaningofArchery").
22.Analects15/35(Waley,200).
23.Or,"goodomens."
24.FW2/19breadshun ("darkandinconfusion").
25.Analects4/5(Waley,102):"Wealthandrankarewhateverymandesires...."Menciuscomestheclosesttolevelingablanketcondemnationofprofit,but
succeedingscholasticswerequicktoexplainitaway.See,e.g.,Ch'engYi,quotedinSSCS,"ShangMeng,"p.2.
26.SMK2/9asaysthatAppraisal5representschungho ,areferencetothe"Mean."
27.FW2/19b.
28.BasedonHancommentariestotheninepart"Hungfan"chapteroftheDocuments.SeeNylan(forthcoming).
29.CPL2/20a.
30.Interestingly,thecommentatorsdisagreeoverwhether"noneofthethingscancompete[anylongerbecauseoftheruler'stransforminginfluence]"(SMK2/9a)or
"each,wantingtocompeteforbenefits,goestoitsproperplace"(CPL2/20a).
31.FW2/19bmistakenlywrites5charactersherepipochingjuku ,conflatingthefirstlinesofAppraisalandFathoming.YTC2/20a
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32.Literally,"onewhoisgreatandhigh."
33.Alternately,"Thesubordinategreatlyraisedhigh."ButAppraisal6typicallydiscussesthoseonhigh(eithertherulerortheancestors).
34.HsinS1/11b.
35.Forthechiefministersasarmsandlegsoftheruler,seeSC130:3304.
36.HNT9/16a,translatedafterAmes(1983),p.196.Cf.Mencius6A/14(Lau,168).
37.Cf."ducaluseofferedtotheking"inCYYT11/14/3,hsiang(Wilhelm,61).Kunst,p.267readsdifferently.
38.Forthecustomof"warningandprohibition"toclearthewayfortheimperialprogress,seeHCY1/la,citedinGoodrich.
39.Ode62/1(Legge,105)177/4(Legge,283).
40.SMK2/9a9b.ThestretchedbowtypicallystandsforHeaven'sjustice.SeeLT,ch.77(Lau,139).
41.SuggestionbyNylan.
42.HsinS1/6b.Cf.CTYT54/20/6168(Watson,219),whichtellsthestoryofamagpiewhichdoesnotseethehunterbecauseitisintentonamantisthatitselfhas
eyesonlyforacicadarestingintheshade.
43.Aesop,"TheAss,theCock,andtheLion,"p.55.
44.CWK,p.80,n.11,takesittomeaneachofthetigershasalreadysunkitsteethintheother.Serruysagrees.
45.FollowingFW2/20b.Notethevisualandauralpun,chih .
46.ThebookMaxims,citedinCCYT131/Hsi28/5Tso(Watson,56).
47.LT,ch.44(Lau,105).
No.26.Endeavor
1.NotfollowingWilhelmforthetranslationofku .SeeMKH,I,99(5b)126(19a).
2.MaterialinparenthesesaddedbyCPL2/22a.YTC2/20bprefersAffairsforthetetragramtitle.
3.Literally,"bundletogetherinthehand."
4.THC"Hsants'o"7/4b(p.1017b)definesthethemeof"Endeavor"aswuerh ("withouttwo").
5.See,e.g.,HTYT25/8/11011,125(Dubs,115Knoblock,II,8182)onsinglemindedeffortandCTYT3/2/98/3/13(Watson,37,52Graham,49,64),for
Heavenasacreativeforcethatallowslessercreatures"tobeunique."
6.ThisisthebasisoftheMencianpoliticalprogram,ofcourse.
7.FollowingSMK2/9b.FW6/20bandYTC2/20bunderstandittomeanthatthepettymanis"benighted"or"stupified"(wangrnei ,thoughhiscommentary
simplyfollowsFWandYTC.TheparallelphraseisCYYT22/34/3(Wilhelm,134Kunst,307).Kunstreadsyungwangas"using[it],hewillbewithout."Con
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ceivably,thelinecouldmean,"althoughthepettypersonforhispartusesit[hardwork],heisleftwithout[successoradvantage]."
8.Literally,"Itisnotwhatapettyman[can]order."
9.CPL2/22aidentifiesshihwu astheactofcreation.
10.Literally,"Heshedslight[orglory]ontheself."Forthelastline,FW2/21areadsyasyu ("from"),sothatthelightproceedsfromtheself.
11.See,forexample,Analects12/4(Waley,163)CYYT17/26/t'uan(Wilhelm,515)ibid.,40/HsiA/5(Wilhelm,299)andDocuments,"Chunghuichihkao,"
par.8(Legge,182).
12.ThisiswhatConfuciusmeantbytheinjunctionto"warmovertheancients"(usuallytranslatedas"reanimatetheold").SeeAnalects2/11(Waley,90).
13.Ode235/6(Legge,431).
14.FY9:25makesdailyrenewalthekeytobothserfgovernmentandgoodgovernment.Theliteraryconceitassociatingthesuperiormanwithfragrantflowersmay
befoundinpoemsattributedtotoCh'Yan,especiallythe"Lisao."SeeSchneider,pp.1747,esp.3233.
15.Literally,"his,""hers,"or"theirs."
16.GeneralsummaryfollowingCWK,p.82,n.5.ThesameargumentmaybefoundinthefirstchaptersofHTYTandFY,bothentitled"AnExhortationtoStudy."
17.YTC2/21atalksofinneraffectingtheouter.
18.Anallusiontothetitleofthecorrespondenthexagram.
19.CPL2/22b.
20.P'eng (literally,"friends"or"friendship").AccordingtoFY1:3,"friendship"means"beingofthesamemind."Cf.SMK2/9b.
21.Literally,"Seeingthearrowrise'byitself,'/Takeasbenefitthefriendshipoffeathers."
22.Literally,"TheirWayisthus."
23.Cf.FY7:20.However,YTC2/22apresumesbothmetaphorssimplysymbolizetheneedforinterdependencebetweenthings.
24.SMK2/9b.Thecanopyismetaphorfortherulerbecauseitprotectsandshadesallbelow.Thechariotismetaphorforpoliticalofficebothbecauseitshasgreat
capacityandbecauseitcanbearheavyburdens.SeeCYYT11/14/2(Wilhelm,61Kunst,267).ContrasttheWestern"shipofstate."Thelowerpartsofthecarriage
oftensymbolizethecommonpeople.
25.SeeCPL2/22b.
26.Feng ,fromAnalects12/19(Waley,168).SMK2/9bspecificallymentionsfenghuainhiscommentary.
27.SeeHSWC6/27(Hightower,221)SY8/la.
28.SincethecanopyandchassisareoneHanmetaphorforHeavenandEarth,theversesalsohintatthegovernment'sroleinkeepingcosmicorder.
29.Literally,"doesnotmatch."Alternately,"jacket,"readingy ,onthebasisofFang4/27/6,9(Serruys,privatecommunication).
30.YTC2/21bequatest'ou ("[thesilkworm's]cloth")withthecocoon.
31.Documents,"Lao,"par.8(Legge,349notinKarlgren).
32.FollowingYTC2/21bCPL2/23b.
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33.YTC2/21bCPL2/23a.Chineseconventionalsocomparestheidealgovernmentwithapotentfragrance.SeetheDocuments,"Chnchen,"par.3(Legge,539
notinKarlgren).
34.YTC2/21bsuspectsthatthecharacterli .
35.YTC2/22a.
36.Or,"Itisagoodomen."
37.Ch'eng ("tofillthecontainer").
38.Thepossessivecheh consistentlyindicatesasuperiorpowerinYangHsiung'swork.FW2/22aacknowledgesthis.SMK2/10ainterpretsthelastlineas,"It
isbecauseofhisinabilitytofulfillhisHeaven[given]decree."YTC2/22asayssimplythatitdoesnothappenwithoutsomethingcausingit.CPL2/23b,however,
emphasizesthatitisthesubject'sownfaultitisnotthatheisfatedtoberuined.CWK,p.83,n.11,saysthatthecompletionofthemyriadthingsdependsonNature
thecompletionofthehumannature,ontheproperkindofendeavor(andsoisnotamatterofHeavenorNature?).
39.WangYaspeaksoftheinescapablefailurewhenendeavorsaremadeduringinauspicioustimes.
40.LT,ch.9(Lau,65).
No.27.Duties
1.Readingha ("tocover").SeeYTC2/22a.
2.SMK2/10areadschaochih as,"[sothateachis]clearabout[its]tasks."
3.Readinghainhain ("earnestly").
4.SMK2/10a.
5.E.g.,LT,ch.37(Lau,81),citedbyYTC2/22b.
6.FY4:11discountstheusefulnessofwuweiexceptinanalreadyperfectsociety.ContraWangYa,whosaysthatthelinesrefertothesagewhohasnothingmore
todooncehehas"rectifiedthebase"(wherethebasemeans"ritual").SuchperfectionseemsprematureinAppraisal1.
7.Analects4/10(Waley,104).
8.FW2/22b.Cf.Analects17/17(Waley,214):"Heavendoesnotspeak,yetthefourseasonsruntheircourse[byitscommand]andthehundredcreatureseach
afteritskindarebornbyit"Mencius5A/5(Lau,1434)andCTYT21/7/32ff.(Watson,97).ThatargumentworkswellwiththefrequentmentioninAppraisal1of
"obscurity"and"thehidden."
9.CYYT39/HsiA/1(Wilhelm,286)forthephrase"simpleandeasy"appliedtomoralaction.
10.Literally,"Affairatthepivot."FW2/22bglossesch'u ("atthebeginning")nodoubt,FanwouldemphasizethatthisAppraisalcomesearlyinthesetofnine.
However,itismorelikelythatYangreferstothePosition2as
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"center"ofthefirstthreeAppraisalsgoverningThought.SMK2/10aandYTC2/22bclearlyunderstandch'utomean"pivot"(andtherefore,"criticaljuncture").
11.SMK2/10areadsfu ("toassist").
12.YTC2/22bandCPL2/24atakethelastlineas,"tolosetheclearestproofofgoodprinciples."SMKseemstothinkthattherulerruinstheexpressionsofhis
potentialadvisors'wit.
13.Documents,"Hungfan,"par.25(Legge,331Karlgren,33).
14.Documents,"ChungHuichihkao,"par.8(Legge,187notinKarlgren).
15.Analects3/1510/15(Waley,9798150[renum.]).
16.CYYT45/HsiB/1(Wilhelm,326).
17.Cf.THC"Hsanwen"9/1b(p.1028).
18.SeemycommentarytoTHC10/A1above.Forsimilarargumentsregardingtime,seeTHC9/A6THC14/A4.
19.Literally,"Manserving[in]awomanlyfashion."
20.FollowingFW2/23a.Literally,"Hedoesnotreplaceherinsuckling."
21.CCYT45/Huan18/1Tso(Legge,70).AcenturyafterYangHsiung,PanChao,ahistorianandladyinwaiting,wroteherfamousbookontheproperrolefor
women,entitled"Nilchieh" ("LessonsforWomen").ThishasbeentranslatedinSwann(1932).However,numerousstoriesandevenlegalcases(e.g.,CCCS,p.
1181[2b3a])showthatrestrictionsonwomeninHantimeswerefarlessseverethaninlaterdynasties.
22.Literally,"Servinghisservice."
23.FollowingWangYa,definingchia .SeeMorohashi835forthisdefinition.YTC2/23areadschiaas"approaches,"citingCYYT28/45/t'uan(Wilhelm,614).
24.Possiblythecharactery (meaningliterally"jade"andbyextension,"rare")shouldbeunderstoodtomodify"food."Cf.Documents,"Hungfan,"par.18
(Legge,334Karlgren,32).
25.Literally,"Officeiswhathehasasburden."
26.Documents,"Hungfan,"par.18(Legge,334Karlgren,32).Onritualexemptionsandprivileges,seeGoodrich.
27.Itakefanglai ("beginstocomeabout").SeeCYYT7/8/t'uan(Wilhelm,125).
28.Literally,"[Problems]comingfromalldirections,notrescue."
29.ThisisasynopsisofearlyWesternHanargumentsonfengsu .SeeNylan(1991).
30.Inthelastline,"knowswhattodo"canmeaneither"knowstheproperdirection[oftheWay]"or"knowsthemethod."
31.YY33:633readinghu ,citingasproofavariantcharacterinCYYT24/38/shang(Wilhelm,150).
32.FollowingtheeditionsofSungChung,LuChi,andWangYa,notthatofFW2/23b,whichapparentlymiscopiesAppraisal4.
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33.FollowingWangYa,whonotesthattenisthe"completionnumber,"sothatineffecttheywillneverbeeducable.
34.Forthelastline,readingheng ("toreceive[Heaven's]blessings").
35.Or,"Thematterisagoodomen."
36.ForthelastlineoftheFathomingSerruysreads,however,"Togoagainstwhatonehasheard[orlearned]makestheactagreeable."
37.SC55:2037(notinWatson).Contrastthephrase,"incline[orlend]theear"(ch'ingerh )to"awaitcommands."SeeSC92:2618(Watson,I,218).
No.28.Change
1.FWreversesyin/yangvaluesfortheentirechapter3,whichskewshisinterpretations.
2.WJL3/la,however,saystheNetconstellationinstead.
3.TheSungChungcommentarysays"flyingtoHeaven."
4.Tentativetranslationofthephrasewukaich'iling (inthiscase,"clever").
5.CYYT49/Shuo/2(Wilhelm,264).
6.CYYT50/Shuo/5(Wilhelm,272).
7.THC"Hsantso"7/4b(p.1018b).Nodoubtproperchangeishelpedtogrowbyburgeoningauspiciousyangch'i.
8.ThepostHanCh'ingmingfestivalwasthepossibleinheritorofcertainelementsfromtheHallLustrationfestival.SeeGranet,esp.pp.12936Bodde(1975),pp.
273289.
9.CPL3/la.
10.Literally:"Darktransformation,blockspropriety./Seemslikenature."CWK,p.87,n.3readsjo ("like").
11.Alternatereading,"slightly."
12.CPL3/la.
13.Cf.theparableofOxMountaininMencius6A/8(Lau,16465).
14.HsinS5/3b,citedbySMK3/la.
15.Alternately,"Toturnaroundonhispath."Thecharacterchen (meaning"twist").SeeFang3/23/37.SMK3/latalksofthecarriagewheel,ratherthanthe
carriageboard,turninghence,mytranslation.
16.FW3/lb.
17.ThesamepointismadeinFY5:13,citedbyCWK,p.88,n.4:"TheTaoisnotsomethingnatural[thegentleman]respondingtothetimecreates[it]."
18.ThisseemstobethepointofYTC3/la,whichtalksof"applicationandresponsewithoutfixednumbers."
19.See,e.g.,LH2:34(Forke,I,374)Analects17/7(Waley,211)HY1/2b
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(Ku,68)ortheopeninglinesoftheHsntzu.Animals,incontrasttohumannature,maybesteepedinblackmudwithoutbecomingdirty.SeeAnalects17/7
(Waley,211).
20.FollowingSMK3/la.Cf.HTYT1/1/16(Dubs,33Knoblock,I,137),whichtalksoftheneedforcarefulselectionofneighborsaftercitingtheAnalectspassage.
21.Tsai .
22.WangYaaddssixcharactershere,"Wofou,feich'iyuch'ih" .ThesecharactersapparentlyhavebeenmovedbymistakefromTHC29/A4.
23.AccordingtoCYYT45/HsiB/2(Wilhelm,328),thesubjectsofthesagerulerdonotfullyrealizehisgenius.Theyonlyrealizethathispoliciesseem"morenatural"
andproductive,thoughtheyunderstandenoughtogravitatetowardshim.Cf.SMK3/la.
24.See,forexample,FY7:218:249:27.
25.SeeCPL3/lb.YTC3/1bimprobablysuggeststhattheversesrefertothegoodofficialwhocouldseizetheempireforhimself,butchoosesinsteadtoremainloyal
tothethrone.
26.SuggestionbyNylan.
27.Graham(1978),pp.43738(B66).
28.AccordingtoSMK3/la,theselinesmaybemakingamorepointedpoliticalstatementaswell.Ahornlessoxistooimmaturetohaveitsfullpowers.Itmay
symbolizetheindividualwholackstheproperauthorityandstrengthtowieldgreatpower(eitherbecauseheistooyoungorundevelopedinhisheart/mind).SMK
assumesthattheregentWangMangwassucha"hornlessox"atcourt.
29.Literally,"Fittingbykingsittoreverse."Alsothiscouldmean,"Thereverseofwhatisfitforkings."SincethisAppraisalisauspicious,Igivethemorepositive
interpretation.
30.Or,"Theirwaysarereversed."
31.CTYT38/14/3537(Watson,15960).Thepassageconcludes,however,withacriticismofConfucianism:"TohopetopracticethewaysofChouinthestateof
Luisliketryingtopushaboatoverlandagreatdealofwork,nosuccess,andcertaindangertothepersonwhotriesit.Themanwhotriestodosohasfailedto
understandtheturningthathasnodirection,thatrespondstothings,andisneverataloss."
32.FollowingFW3/2aSMK3/1bYTC3/2abCPL3/2a.
33.Or,"acrisis."
34.FollowingWangYaSMK3/1bandCWK,p.87,insupplyingpu Tentativetranslation.Seebelow.
35.SMK3/1b,citingHS26:2505.Forfurtherdiscussionoftheproposition"Changesdoesnotchange,"seeLouton,p.113.
36.LSCC15/33a34a(translationafterLouton,111).
37.Translationtentative,followingWangYa,whoreadschch ("notadjusted").Inthatcase,theteamoffourwon'tpulltogether.CWK,p.89,n.10,follows
FW.
38.Literaltranslation:"Ateamoffourhorsesdoesnotgoforward./Andso
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changeitsdriver./Ateamoffourdoesnotgoforward./Means:Changingthedriveronlythenisgood."
39.See,forexample,FY4:12.
40.SMK3/1bseemstoidentifythe"driver(s)"withtheimperialministers,butthisinterpretationreflectsSungclaimsregardingtheimportanceoftheshih,ratherthan
Hanthought.SeeNylan(forthcoming),ch.3,onthe"Hungfan"inSungcommentaries.
41.Or,"Hedoesnotbringhisvirtuetofinaldevelopment."
42.Or,"Replacementcausedbynotpersisting[invirtue]."
43.Analects13/10(Waley,174).
No.29.Decisiveness
1.Alternately,theverbscouldbereadascausatives.Seebelow.
2.AnalternatereadingofthefirstsentenceoftheHeadtext.AccordingtoCPL3/2b,yangch'i,beingstrongwithin,nowcansoarabovebeingfirmwithout,itcan
dispelyinch'i.Cf.CYYT10/12/hsiang(Wilhelm,447).
3.CYYT17/26/t'uan(Wilhelm,515).
4.Literally,"Whatiswithinisselfruled."
5.SMK3/1b:"Onecanbymeansofnormsandstandardsinsidedecidewithintheheart,butotherswillnotseeitstraces."
6.FW3/2b,e.g.,saysthattheaxsymbolizestheoppositionbetweentheFireagent(patronofthetetragram)andtheWater(patronofAppraisal1).
7.FollowingYTC3/3a.
8.FSTYyiwen2:87.
9.FW3/2bandCPL3/3afindtheaxacomplimentaryarmtothecarpenter'slineandsquare.
10.Forthisimagery,seeFY1:2.
11.Cf.theargumentbyAmerica'sFoundingFathersregarding"ironcages"inTakaki.
12.Literally,"goeswrong[or,isblocked]."
13.Tsai ("begins[with]").
14.Alternately,"whatcenterstheheart,"followingSerruys.Itakethe"centerheart"tomeantheinmostrecessesofthemind.Cf.Ode123/1,2(Legge,185)CYYT
9/11//4,hsiang(Wilhelm,444)HTYT62/17/12(Dubs,176),forexamplesofchunghsin .
15.Iincludeinthegeneralterm"Westernphilosophy"Buddhistphilosophy,whichseessensoryperceptionasoneobstacletoappreciationoftheillusorynatureofthe
cosmos.
16.Sucharelationbetweenthesensesandthemindisposited,forexample,inDocuments,"Hungfan,"par.6(Legge,326Karlgren,30).
17.SeeDeWoskin(1982),pp.2942.
18.ElaboratingonSMK3/lb.
19.CPL3/3areadscheh .
20.Literally,"deafnessandnasalcongestion."YTC3/3adescribestheearsandnoseasput'ung .
21.Alternately,"Itwillbenefitthose'havingplans.'Seebelow.
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22.Documents,"Hungfan,"par.11(Legge,329Karlgren,30).
23.Evilmenaresaidto"stink,"anotherreasonforthereferencetofoulness.SeeFW3/3a.
24.YTC3/3aCPL3/3a.
25.Literally,"Toeatwhatisnotproperlyhisisshameful."
26.FW3/3a,asearlier,equateswo withthe"commonpeople."
27.Ode112/1(Legge,170).
28.Literally,thelowerlimbs.
29.Translationtentative.Alternately,t'o )forthesakeofthecommonpeople.
30.Or,"haswhathecutsoff."
31.CPL3/3b,however,takesthelowerlimbsassymbolofthe"littleguy"(hsiaojen ).
32."Greatresolve"mayormaynotspecificallyrefertothewiseruler'sdecisiontoexcisealltreasonousmenfromcourt,asSMK3/2asuggests.
33.CPL3/3bemphasizesthatitistheruler'ssenseofjusticethatkeepshissubordinatesoutoftrouble.
34.YTC3/3b.
35.Thatis,youwillbeattacked.
36.Or,"[Using]keng (i.e.,Woodagent,symbolofhumaneness)."
37.ReferencetoOde259/8(Legge,540).Cf.Ode209/3(Legge,370).FW3/4areadsshih ("great"),followingFang1/7/21.
38.FollowingYTC3/4a.
39.Boodberg,pp.3839.
40.Documents,"Yincheng,"par.7(Legge,169notinKarlgren),citedbySMK3/2a.
41.CWK,p.92,n.10,readsmei ,however.
42.Literally,"Bravedwarfsthemyouattack,/Highwayrobbersreceivethefavourofadecisiontobereleased."
43.CPL3/4a.
44.Translationtentative,takingoo ("curved").
45.Deletingli ontheassumptionthatithascreptintothetextfromthelastlineoftheFathoming.Withliretained,thesentenceliterallymeans,"Beneficialtowhat
hasbeentestedfortheartisan."
46.FW3/4a,however,equatesthetoolswithworthyofficials,ratherthanwithpenallaws.
47.SeeChristopher,p.158,onthecurvedorhookedblade.
No.30.BoldResolution
1.FW3/4breadsfang as"inalldirections."
2.Literally,"good"or"skillful,"ifliang (GSR735a=735f),asSerruyssuggests.
3.FollowingSMK3/2ainreadinghsin .FW3/4bappearsto
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4.Literally,"whattheyareintendedfor."
5.FollowingFW3/4b.
6.CYYT53/43/hs(Wilhelm,602).
7.Analects13/27(Waley,178):"Imperturbable,resolute,treelike,slowtospeak.SuchisonewhoisneartoGoodness."Cf.FY1:2.
8.CYYT27/43/t'uan(Wilhelm,166):"Onemustresolutelymakeknownthematteratthecourtoftheking."
9.CYYT27/43/hsiang(Wilhelm,604).
10.FY11:33.
11.Wei ("tyranny").Itcouldalsoconceivablyreferto"delusionsofgrandeur."
12.YY33:664,however,readsmanhs as"fills[i.e,preoccupies]themind"YTC3/4b,as"fillsthe[entire]cosmos."ThosemeaningsIhavetriedtoreflectin
theFathoming.
13.FW3/4b.YTC3/4btalksofthe(purportedly)megalomaniacalFirstEmperorofCh'in.
14.FY11:37.
15.Forchen as"stability,"seeShchutskii,pp.14243.Alternately,"propriety"or"goodomen.""Modelof"suppliedbyNylan.
16.Analects7/9(Waley,129).
17.Literally,"Wearingatopauthority,itfillsthehead."
18.YTC3/5atalksofhuamin .
19.Analects20/2(Waley,232).
20.Apunonman ,translatedaboveas"fills."
21.YTC3/5a.
22.However,FW3/5atakesthephrase"morethanenough"tomeanthatthereismorethanenoughviolenceandevilwhenthepettymanrules.Thisworkslesswell
withthephrase"notenough"thanmyownreading,whichfollowsSMK3/2a2bYTC3/5a.
23.CPL3/5a,however,readsshuo ("happiness").Similarly,Serruyswouldread,"Thesuperiormanrejoicesinthetool[i.e.,inthetalentshehas]."The
correspondenthexagramtakesspeechasoneofitssubjectshence,myreading.
24.FollowingtheWJLedition(3/2b).FW3/5asaysch'ijen .
25.SMK3/2b.
26.See,e.g.,PHT2B/3a4a(Tjan,468)Kung8/15b,HoHsiucommentaryKTCY3/18b.
27.FY2:4.NoteYang'sinjunctiontohavea"metalmouthbutawooden[i.e.,plainspoken]tongue"inFY1:1.
28.Analects13/23(Waley,177).
29.Readingchien ("ridgepole,"andbyextension,"highposition")here.
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30.YTC3/5bemphasizesthattheindividualmaybeunawareofhisowninadequaciesbutthisisnoexcuse.
31.Analects15/38(Waley,201).
32.Ode112/1(Legge,170).
33.Notethevisualpunbetween"pillar"(chu ).
34.Literally,"Itisthestrengththatbearstheburdensofstate."Alternately,"Thekingdomisentrustedtothestrongones."
35.FollowingFW3/5b,ratherthanSMK3/2b,whichwouldmakebotharchitecturalfeaturessymbolizechiefofficials.SMKisrejectedforhisanachronistic
emphasisontheshih.Cf.Mencius1B/9(Lau,68).
36.YTC3/5breadslei ("propermodel").
37.SMK3/2bYTC3/5b6a.EveninShangoracleboneinscriptions,theyang ("sheep"or"goat")isassociatedwithstubbornnessmaintainedattheriskofone's
safety(Serruys,privatecommunication).
38.AddedbyNylan.
39.PresumablythisisthepointofFW3/5b.
40.Cf.E.M.Forster:"Itistheviceofavulgarmindtobethrilledbybigness."
41.Analects1/10(Waley,86).CPL3/5b,however,offersaverydifferentinterpretation.
42.FY2:5:"Whatisnotinaccordwiththemodeloftheancientsages,thenoblemandoesnotimitate."
43.Forchen ,seetheAppendices.Alternately,"[equally]resoluteinthefaceofcalamityandgoodomens,"followingPaulSerruys.
44.SuppliedbytheCPL3/6aYTC3/6a.SMK3/2binsteadsupplies"hisfame."
45.FY3:7.Cf.CYYT40/HsiA/4(Wilhelm,295)Analects2/4(Waley,88).Themodelofcalmnessinadversity,ofcourse,isYenHui,thediscipleofConfucius.
SeeAnalects6/9(Waley,11718).
46.SeeFY6:17.
47.SMK3/2b.
48.However,CWK,p.94,n.11,readsfa ("causetoshootarrows").
49.CPL3/6ainsiststheyare"officersofHeaven."
50.SeeKramers,pp.236,332.
51.YTC3/6aCPL3/6a.
No.31.Packing
1.FW3/6awritestheGhost constellationinsteadoftheNet,butthismustbeanerrorsincethesunentersthelodgeoftheGhostonlyafterthesummersolstice.
2.AccordingtoSMK3/2b,butnotFW3/6a,theDipperpointsSSEthemusicalnoteisF.
3.Readingwei ("obvious").Yinch'iisnascent.
4.Serruysreadsinsteadas,"Althoughyangch'iisgreatlypursuingaffairs,
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thesmallyin,relyingonwhatispackedbelow,wantstodepart."Serruysisfight,ofcourse,tocarryoveryinassubject,butthecommentatorsunanimouslytalk
ofyangreadyingitselftodepartinresponsetoyin'sactions.
5.CYYT54/56/hs(Wilhelm,675).
6.Themyriadthingsinthefourthmontharealsosaidtotravelwestward.SeeCWK,p.96.ThelastsentenceoftheHeadtextdoesnotspecifywhichagentis
preparingtoleave.Seeabove.Inonesense,bothyinandyangarepreparingtochangeplaces.Both,then,are"packed"andreadytogo,althoughauspiciousyangis
clearlyregardedasthesubjectbytheearlycommentators.
7.Seethecorrespondenthexagramforthesethemes.
8.FW3/6a,however,glosseshsing ("thebeginning").
9.CPL3/6a.
10.SMK3/3a.
11.FW3/6b.
12.Fang8/53/11definesthisas"wildgoosethatflieseastfromthepasses."ModerndictionarieslistitasLeucoblepharoncanadensishutchinsii(theCanadian
goose).Serruysnotesthattheverygraphforthebirdsuggestsitsloudhonkinghencemytranslation.
13.FollowingWangYa.Cf.CPL3/6b.YTC3/6breadsthisas,"Takeswingonthatsouthwind,"arguingthatitperverselyfliesnorth.
14.Literally,"Insidetheycherishtheirmates."
15.NotethatmytranslationvariesfromthatproposedbyYTC3/6b.Yehbelievesthatthewildgoosestandsforyinch'i,whichmovesfromthesouth,hopingto
displaceyang.Inthatcase,thelastAppraisallineshouldprobablyberetranslated,"Within,itcherishes[theambition]tosucceed[toyang'spositionofascendancy]."
16.FW3/6bidentifiesthemwithyangch'iYTC3/6b,withyin.
17.LC18/38/13b(Legge,II,392).Cf.HTYT74/19/98100.ThewildgooseisaconventionalsymbolforanabsentmateintheOdes.SeeWang,p.77.Compare
thefrequentHanreferencestothewildswanassymbolofthefaithfulmarriage.See,forexample,FSTY3:22.
18.SMK3/3adisparagesthegooseforindecisiveness,comparingitwiththepettymanwhocan'tdedicatehimselftotheWay.ContrastthiswithYTC3/6b,which
arguesthebird'ssensitivitytothecoldsymbolizestheexquisitesensitivityandpredictivepowersofthesuperiorman.
19.SMK3/3asaysthatthepettymansodesiresfavorsandhighsalarythatheisreluctanttoleavecourtattheonsetoftrouble.CPL3/6bevenspeculatesthatYang
HsiungherecommentsuponhisownuncomfortablepositionatthecourtoftheusurperWangYang.
20.CYYT21/33/3,citedbySMK3/3a.Wilhelm,p.131,andKunst,p.305,translatedifferently.
21.YTC3/7aadds"[and]obtain"(te ).
22.Literally,"Therearesomecasesfollowingitjoy."Alternately,"Somemakethejoycontinue."CPL3/6breadsas,"Somefollowhimjoyously."YTC3/7areads
as,"Maypromotehisjoy."Thissentencestructure,ofcourse,ispatternedaftertheChanges.Cf.THC24/A5.
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23.Or,"Hewillmeet[another]inwhomhewillfindjoy."
24.Apunfor"[at]court."
25.FollowingYTC3/7a,whichsays,"Theydonotstoptoeat,"makingtheircaseanalogoustotheselfendangeringwildgooseofAppraisal2.Serruysfollows.
However,thelinecouldconceivablyread,"Theyneverstop[lookingfor]food"sincetheyareinthewintrynorth.SMK3/3asaysthattheydonotstoptheirsearch
forfood.CPL3/6bcommentsthatthebirdshaveenticedotherstoshareintheiruselesssearch.
26.Literally,"Howcould[this]beenoughtorelyupon?"
27.YTC3/7aCPL3/6b.
28.FollowingSMK3/3a.FW3/7a,however,saysthatthek'unisabirdwhich"feedsnonstop"onceitreachesthenorthwherefoodisplentiful.Afterall,asawater
birdthek'unshouldlikethenorth(assignedtotheWaterPhaseinthecosmiccycle.)FW,however,mistakenlyassumesthatAppraisal4isyang(auspicious)invalue.
29.Ode165/1(Legge,253)hasbirdsmakingtheyingying calltolocatetheirmates,suggestingsomeconfusion.
30.CPL3/6b.
31.AddedbyNylan.ThepowerfulWangclan,forexample,camefromanareathatcorrespondstopresentShantungprovince.
32.Literally,it"packstogototheTz'u[River]."
33.Alternately,"Drinkingandfeedingingreatcontent."SeeCWK,p.87,n.7.
34.Cf.CYYT33/53/2(Wilhelm,206):"Thewildgoosegraduallydrawsnearthecliff.Eatinganddrinking,inpeaceandconcord.Goodfortune."
35.FY7:21definesthisastheessenceofpracticalwisdom.
36.Forthisargument,seeWangShumin,3:1375ff.whoarguesthatChuangtzudidnotadvocatetheuninhibitedlifestyleorpromotewithdrawalfromthemundane
world.FW3/7acelebratesthelackofrestraint,thinkingtheselinesareassignedto(auspicious)yang.
37.YTC3/7b.
38.SMK3/3a,ofcourse,emphasizesthis.
39.Tentativetranslation,readingitliterallyas,"Isofbenefittoattackingtheblameworthy."Ihaveadded"unencumbered."However,YTC3/7breads,"Ofbenefitin
campaigning[but]blameworthy."CWK,p.98,punctuatesdifferentlyandsuggeststhedeletionofli ("ofbenefitto").Seefootnote41below.
40.SMK3/3aoffersnocommentaryatall.
41.YTC3/7bsays,"Thoughactionisbeneficial,tolaunchapunitivecampaignwithoutpartnersasaruleisblameworthy."CPL3/7arepeats.CWK,p.98,n.9,also
assumesthatsuchdeedswillbeblameworthy.
42.Thepoemreferstothe"youngersibs."
43.CPL3/6b,however,saystheyare"packedinthecarts."YTC3/7benvisionstheyoungersiblingsrunningbehindthecarts.
44.Deletingchih fromtheFW3/7btext,followingothereditions.Forthesesacrifices,seeSchindlerLC6/2a(Legge,I,314)andCFL6:358.
45.AddedbyNylan:"theworst."
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No.32.Legion
1.FW3/8awrites,"theNetconstellation,12thdegree."CWK,p.99,n.1,saysitoughttobethe16thdegree.SMK3/3bgivestheTriasterconstellation.
2."To"(y )addedbyNylan.Alternately,"trulyhigh."
3.CWK,p.100,n.2,however,readsch'i ("purifying"),citingCYYT50/Shuo/4(Wilhelm,269).
4.Or,"manifestbrightness."Hsanmaymean"everywherereaching,""makeclear,"or"propagate"here.SeeGSR164t.''Spread[their]lights"isanotherpossible
translation.Thecommentatorsoffernohelp.ThisisalsopossiblyaninternalpunsinceHsanming isthenameoftheGodofFire,anappropriatesymbolforthis
season.
5.LuChiglosseshu ("toprotect").
6.CPL3/7b,however,seesaproblemintheaspirationsofyangch'i,which"hopestobeashighasHeaven,"implyingthatitisoverlyaggressive.Butthelanguageof
theHeadrecallsHsntzu'sdescriptionofthegoodruler.SeeHTYT65/18/3(Dubs,187).
7.Aloosetranslationoftheline,"[Like]fire,itentersears."
8.FollowingCPL3/8a.FW3/8aandtheWJLedition(3/3b)punctuateafterma .
9.FollowingYTC3/8a.Alternately,thecharacterchiang as"general."
10.Literally,"beopenlydisplayed."
11.Thenewsislike"fire"because(1)itisterrifying(2)fireisasymbolforanycrisisand(3)fireisparticularlyassociatedwithwar.Forfireassymbolofacrisis,see
FW3/8a.Forfireandwar,seeCCYT10/Yin4/4Tso(Watson,8).
12.LT,ch.46(Lau,107).
13.SeeNylan(1982),ch.2.
14.WangYareadsas,"soldiersdonotcrossblades"(pingpuchiaojen ).Seebelow.
15.Analternatereadinghaslin .
16.FollowingYTC3/8b.SMK3/3breadspin ("comeshimselffromafar").
17.Literally,"Theunicornmaypledgeitselftohim,/[Becauseofhis]gentility."
18.LT,ch.31(Lau,89).
19.TheChengHsansubcommentarytoOde11saysthatthetipoftheunicorn'shornisfleshy,signifyingitspotentialtofight,butitchoosesnottouseit.SeeShih
1:6.
20.LT,ch.68(Lau,130).Cf.ibid.,ch.46(Lau,107)ch.69(Lau,131)ch.80(Lau,142)andSunT3/3(Griffith,77).
21.Literally,"agrownman."Sometakethistobeageneral.SMK3/3btakesthistobeafamilyheadassymbolforsomeoneinauthority.Allassumethatitrefersto
"someoneinthearmy,"asinthepreviousline.
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22.Readingt'ui ("pushthecrossbow").
23.Tentativereading.Literally,"Inside,he/theytread(s)onit/them,makingaflaw/rift/blemish."
24.Translationtentative.Seeaboveandbelow.
25.YTC3/8bCPL3/8areadlei .FY11:35contraststherulebyforce(whichendsincartsfullofbloodycorpses)andtherulebyvirtue.
26.CPL3/8a.
27.FollowingSMK3/3b4a,whichcitesSunT,sec.28(Griffith,71).Theclantemplehousesthestrategyroom.
28.Translationtentative.Literally,"shaking,arising."FW3/8bglosseschenhsin as"inappearance,fullofanger."WangYabelievesthetiger'sroarrouses
otherstojointhefray.
29.Readingt'eng ,followingSerruys,whoadoptsthisfromCPL3/8b.HS87A:3548(Knechtges,34)showstheleopard"soaring."
30.Literally,"itsselfish[impulses]blocked."CWK,p.101,n.6,understandsthistomean,"overcomesitsprivatemistakes."
31.Literally,"Likeahawk'srising."Forthesamemetaphor,seeOde236/8(Legge,436)HSWC3/13(Hightower,90).Translationtentative.Forvariant
characters,seebelow.
32.SeeOde263/4(Legge,557)forasimilardescriptionofvictoriousKingWu,founderoftheChoudynasty.
33.FY5:1512:38.SMK3/4aemphasizesthatthetwoanimals,thoughrousedtoangerbyevildoing,refusetolettheirpassionsruletheiractions.
34.YTC3/8bseestheleopardasenemyofthetiger.CPL3/8bemphasizestherelativesuperiorityofthetigerovertheleopard(whichsymbolizesthecourageofthe
ordinaryfellow).
35.FollowingCPL3/8b.Certainearlyeditionsreadt'engch'ipi .
36.Readingch'u ,followingYY33:664.
37.Tentativetranslation.Thereduplicativechiehchieh )or"numerous."Conceivably,thereduplicativemightbeusedtoemphasizethoseadjectives.
38.Aloosetranslation,followingSMK3/4a.YTC3/9a,however,readsch'u ("toexhaust"),citingFY10:29:"Whateverexhaustsotherswillwin.Whatever
exhauststheselfwillcausedefeat."
39.Cf.Ode263/3(Legge,557).
40.YTC3/9a.NotethatSunTemploysthesamemetaphor.
41.FollowingSMK3/4a.Cf.FY4:12,whichpraisesthemanwhooverawesotherslessbyhisforcethanbyhisvirtue.Thisstrainofthoughtisclearintheearly
Taoistclassics.ForearlyConfucianism,seeMencius7B/3(Lau,194),disputingaDocumentsclaimthatpestlesfloatedinthebloodshedbythosefightingonbehalf
ofahumaneruler.
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42.YTC3/9asayswalo ("brokenandtattered").
43.SMK3/4aglossesoo )ratherthanupright.ThatGSR2x=2hisattestedbyYenShihku,citedinHS97B:3984.
44.SMK3/4aandCWK,p.102,n.9,takeshihyn (''blind[ones],"i.e.,themasses).AccordingtoYeh,thecommonpeople,seeingthetroopsgoingoutto
battle,wailuntilblindedbytears,knowingthetroopswillfail.
45.Replacingchih meanstocondolewithsurvivorsorwiththosewhohavelosttheirstatesorfiefs.SeeCCYT416/Chao25/7Kung(Malmqvist,2045).
46.FollowingSMK3/4aandCPL3/9a,whosupplytherulerasobjectoftheresentfulstares.
47.Tentativetranslation.
48.FollowingFW3/4a,Serruysreadsas,"Theweaponsarelaiddown."
49.Or,"deathwagons?'Literally,"carriagesfull[ofcorpses]."Cf.FY11:35.
50.CYYT7/7/3,hsiang(Wilhelm,423Kunst,253).
51.FY11:35.
52.Theaxbladeisliterallynotchedorblunted.
53.Alternately,"righttodefend(literally,"tostop[theenemy]"),notrighttoattack."
54.FollowingFW3/9b,whichtakeschiang astheparticle,"aboutto."CPL3/13b,takeschiangas"general(s)."
55.Sincetheaxhandle,ifwhole,isassociatedwithpatterninOde158,thereadermayconcludethatignoringfundamentalpatternshasledtocalamity.
No.33Closeness
1.AccordingtoCPL3/9b,"tojoinforceswithit."Alternately,"isakinto,""associateswith,""getcloseto."
2.FW3/9breadswanlan .
3.And,accordingtoCPL3/9b,"desirousofbeingequal[toHeaven]."
4.CPL3/9b.
5.WangYaremindsusoftheadvantagesforthemyriadthingsoftheconjunctionofyinandyangch'i.Thethingsdependuponyinch'ifortheircompletion.
6.SeeFY5:13.
7.CYYT42/HsiA/7(Wilhelm,307).
8.YTC3/10aCPL3/10areadwufang ("unfathomable"[becauseinfinite]),presumablyadescriptionoftheUnknownhence,theAppraisaltranslation.
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9.SungChungspeaksonlyofshihshih ("everysingleaffair").FW3/9bapparentlytakesthispoemasadescriptionofthewaterymassbelowthesurfaceofthe
earth.ButIsuggesttracingthemetaphortothe"gateinthecircle"discussedbyDoeringer.ThepeeringthroughthegatebringstomindCYYT34/55/6(Wilhelm,
216Kunst,349):"Peeringthroughthedoor:Quietitiswithoutmen."Foranotheruseofthemetaphorofthe''gapinthewall,"seeMcMahon.
10.FollowingSMK3/4b.
11.FollowingSMK3/4b.
12.CYYT42/HsiA/7(Wilhelm,307).
13.FW3/9bmakesthispoint.
14.FW3/10atakeswo torefertothecommonpeople.
15.CPL3/10aglossestz'u asan"inn,"a"wildplace."Serruystakesitas"campsite[ofwar]."YTC3/10atakesitasahutexposedtotheelements.Forthe
imageryoftheinn,seeCYYT34/56/2(Wilhelm,67677).
16.FollowingFW3/10aYTC3/10a.
17.FW3/10a,citingCYYT42/HsiA/7(Wilhelm,307)CPL3/10a.
18.SMK3/4b,citingOde102/1(Legge,157):"Donotthinkofwinningpeoplefaraway./Yourtoilingheartwillbegrieved."Nylanaddstheconjecturethatthe
"properplace"maystandfortheconscience.
19.YTC3/10a.
20.SeeD.C.Lau'sdiscussionof"gradedlove"inhisintroductiontotheMenciustranslation(p.41).
21.Filial,ch.9(Makra,19).
22.YTC3/10b,however,pointedlycitesAnalects13/2:"Promotethoseyouknow,andthosewhomyoudonotknowotherswillcertainlynotneglect."
23.Literally,"Closetotherancidstench./Inthreedays,hegrowsunaware.Themixture[or,confusion]."Nylanassumesthesmellisyao ("toimitate"),whichisalso
possible.SeeGSR1167e.
24.YTC3/10b,however,says,"[thesubjectofthepoem]becomesonewithit."
25.SeeSY17/12b.
26.CPL3/10b.
27.WangYaremarks,"Theenlightenedrulerdrawsclosetothoseworthyofcloseness"(mingchnch'inyk'och'in ).
28.SMK3/4b.
29.NumerouspassagesintheChangesaddressthistheme.See,e.g.,CYYT8/8/3,hsiang(Wilhelm,428).
30.ThelastlineoftheFathomingcouldalsoberead,"Hepairstheunlikeandthelike."Thiswouldwarnagainsttheevilsofofmisappliedcategoricallogic.See
Graham(1978),p.473ff.(No.6A).
31.FW3/10b11a,however,readssai ("obstruction").YTC3/11aandCPL3/10bfollowFW'sleadandglosssaias"asmallfishbonethatsticksinthethroat,"
thenseethepoemasadescriptionofloyalcriticismaddressedbyalowerofficialtothegoodruler:"Beingclose,and[with]amouth[toremonstrate]./[Straighttalkis
hardtoswallow],/[Like]asmallfishbonestickinginthethroat./[Offeredin]thepresenceofthegreatrulerneverbehindhisback."
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ThelastlineoftheFathomingcouldalsoberead,"Thegreatrulerdependsuponnotgoingbackonhisword."
32.Literally,"Thegreatrulerconsistsinhavingnoreoccurence."
33.FollowingFW3/11ainreadingfeng giveninmanyearlyeditionsiscorrect,thelinereads,"Todependontheruler'scompleteeffectiveness[or,perspicacity]."
34.InterpretationbyNylan.SMK3/5aoffersnocommentary.FW3/11atakesthe"fineopening"torefertotheleakofstatesecretsatcourt.YTC3/11aassumes
thattheriftreferstotheofficialwhofeelsuncomfortableremonstratingwithhisrulerdirectly,thoughhemaycriticizehimbehindhisback.Thegillsymbolizes"fear"
accordingtoCWK,p.104,n.9.
35.FollowingCPL3/11a.FW3/11a,however,glosses as''babyteeth."
36.Literally,"therewillbenoruler."
37.SeeSY10/2b3aforasimilarobservation.
38.YTC3/11b.
39.WangYatalksvaguelyof"losingwhatisclose."Cf.theproverb,"Cuttingbackthelipsexposesthegums,"fromCCYT88/Hsi2/3Kung96/Hsi5/9Tso
(Legge,145).
40.CPL3/11b.
41.Tentativetranslation,readingmi as"calamityresultingfromcloseness"[referringtotheloyalremonstrantpunishedforhisforthrightness]CPL3/11aassumes
thecalamityresultsfromsecrets(mi)told.SerruysreadsthefirstAppraisallineas,"Makingclosethenearnessofdisaster"andthefirstlineoftheFathoming,
"Nearnessofclose[i.e.,inescapable]disaster."
42.Tentativetranslation.Seebelow.
43.SMK3/5atakespi toreferto"closeness"betweengentlemenwhoareoflikeheart.
44.AfterYTC3/11bCPL3/11a.Seeabove.
45.AddedbyNylan,usingYang'sownassociationof"calamity"with"moralfailing."Forfurtherinformation,seetheIntroduction.
46.FW3/11a,citingFY7:21.
No.34.Kinship
1.SMK3/5anotesthatthesunbyAppraisal8enterstheEasternWellconstellation.
2.AccordingtoFW3/11b.
3.Readingtun referstoyang'sabilitytocoverallthingsthicklyandprotectively.
4.Thischaracterizationofyangch'iisinterestinginsofarasitshowsthedegreetowhichmenofWesternHanacceptedtheMohistidealof"ungradedlove"asthe
foundationforacohesivesociety,withoutexplicitlyrejectingthecounternotionof"gradedlove"putforwardbyConfuciusandMencius.SeeWallacker,p.222ff.
ThisconflatinofConfucianandMohistteachingswasmadepossible
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5.Ode223/2(Legge,405)Karlgren(1964),154.
6.ForthestatementthatHeavenonlytakesas"kin"menofvirtue,see,e.g.,CCYT96/Hsi5/9Tso(Legge,146)LT,ch.79(Lau,141).
7.NotfollowingFW3/11bWangYaandYTC3/12a.Seebelowforanalternatereading.
8.Seeabove.FollowingFW3/11bWangYaandYTC3/12a.Formoreongratingteeth,seeBoodberg,pp.39798.
9.Following$MK3/5a.
10.FW3/11bwritesofunrelatedpersons,"Thegoalsarethesamebutthenaturesaredifferent."
11.Readingnei ,followingFW3/11b.Cf.YTC3/12aCPL3/11b.
12.WangYasays,"tochoose."YY33:665wouldreadthischaracterastz'u ,meaning"toconsult."
13.FWedition(3/12a)mistakenlywriteschien .
14.Alternately,"doesnotacknowledge[them]asdependents."Or,"failstoattach[itslarvaeproperly],"followingWangYa.
15.Tentativetranslation.Alternately,"Theflyisutterlyshamed,"whichrequiresreadingpu :"delinquentinfilialpiety."CWK,p.107,n.5,looselytranslatesthe
passage,"[Thesphexteachesthemgoodness,sothat]theyareneitherunrulynorlax."
16.Ode196/3(Legge,334).Cf.Karlgren,"Glosses,"p.104,586.WhatKarlgrendismissesas"anunnecessaryloanspeculation"onthepartofMaJuich'enis
clearlysupportedbythisHanpassage.
17.CPL3/12aisequallycriticalofthesphex,whoishappytocarefortheyoungmulberryflies,thoughtheyarenotitsownkind.
18.SeeFY1:1.ForacitationofthispoemasitbearsonHanfamilylaw,seeCCCS,p.1180(1b).
19.FollowingWangYa,whodefineschichi ("statelyandrespectfulinappearance").CPL3/12athinksitdescribesritualthatisrepeatedandcomplete.
20.SMK3/5b,citingLC21/51(Legge,II,171).
21.Harper(1987),p.572,n.77,quotesShirakawaShizuka :)referredtotheancestralspiritssummonedtosacrificialcelebrations.Thisusageispreservedin
severaloftheOdes.
22.Analternatereadingforwufang is"withoutremedy."
23.Ode223/1(Legge,401).
24.Mencius7A/44(Lau,192).Cf.Analects8/2(Waley,132).,
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25.Analects20/2(Waley,233).
26.Analects2/1(Waley,88).
27.SMK3/5b6areadsfeifu (literally,"lungandstomach")as"dependentsamongdistantkin"onthebasisofacommentarytotheSC.SeeCWK,p.108,n.
10.Itisfarmorelikelythatthephrasereferstoclosekin,aslungandstomacharevitalorgans.SeeMorohashi29328.2.
28.Literally,"[For]closekin,driedmeat./Hisbeingthetrunkiscompletelygood./Thatwhichthesuperiormanperforms."
29.Takingts'ai toreferbothtotalentandtostuff(materials,wealth).
30.Analects1/2(Waley,83).
31.YTC3/13a.
32.Analects8/2(Waley,132).
33.Ode165/3(Legge,255),citedbyWangYa.FW3/12b13aandCWK,p.108,n.10,readthisasinauspicious,assumingthatgirlsofdriedmeatwerepaltry
giftsbestowedbystingyrulerswhofailedtotreattheiradvisorsgenerously.THC"Hsanwen"9/1a(p.1028a),however,specificallyassociatessuchgiftswithgood
fortune.Agiftofdriedmeat,whilerelativelyhumble,ishardlyaninsult.Confuciushimselfpurportedlyacceptedsuchgiftsfromthosewhowishedtobecomehis
disciples.SeeAnalects7/7(Waley,124).Cf.Mencius6B/6(Lau,176),whereportionsofflesharedistributedatthesolstitialsacrifice.
34.Orsimply,"improper."
35.Translationtentative.FollowingSungChung,whoreadsthisas,"Destroyingtheirownrootsbythemselves"(tzuchinch'ikenkai ("tomakesuffer''):"Asit
turnsout,ithinders[or,makessuffer]theself."YTC3/13breadsthisas,"toreturntoone'sownroots"[presumably,intheignorant,immatureself].CWK,p.108,n.
11,follows.CPL3/13awouldtranslateasYTC,butheemphasizesthepossibilityofrebirthinherentinthecycleoftheFivePhases.
36.WangYacommentary,citedinSMK3/6a.
No.35.Gathering
1.Wilhelmtranslatesas"TamingPoweroftheSmall."
2.Literally,man ("fills").
3.Becauseitisjuststartingtogainstrength,yinch'iisnotyetobvious.
4.LuChiwouldtiethiswiththe"roots"mentionedinTHC34/A9."Itforces"suppliedbyNylan.
5.CPL3/13a.
6.E.g.,Mencius3A/3(Lau,97100)TungChungshu,citedinHS24A:1137(Swann[1950],179).
7.Cf.FY9:25,9:27.
8.FollowingSMK3/6ainreadingGSR918pas918gonthebasisofSW.CPL3/13a,however,glossest'ai as"toseekgoodsfromothers."CWK,p.110,n.3,
follows.Thelinethenreads,"When[additional]smalltaxesarenotextorted[fromthepeople]."
9.MentionedbyFW3/13b.
10.FollowingSMK3/6a,whichglossesmo .Literally,"black."
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11.YTC3/13binterpretsthislastphraseas"sothat[eventually]notevenanarticleahair'sbreadthinsizeisleft[toothers]."Suchanextremeexampleofavarice
probablybelongsinalaterAppraisal.
12.See,e.g.,LC6/10(Legge,I,256).
13.Mencius2A/2(Lau,78).
14.AddedbyNylan.
15.YTC3/14aCWK,p.110,n.5.
16.YangHsiungineffectinterjectsthenotionofTimeintotheChuangtzuianargumentabouttheultimateutilityof"uselessness"and"smallness."SeeCTYT3/1/4447
(Watson,35).
17.AfterFW3/14a,whoselanguageisvague.CWK(p.110,n.6),however,believeshsiaohsing isatechnicalterm.Thepoemthendescribesabreachin
ritual:punishmentsduetobegininthefalltakeplaceinmidsummer.YTC3/14abelievesthatthemodifierhsiaoforhsingshowsthatbadgovernment"makeslightof"
itsimproperexactions.
18.Readingcheng ,followingFW3/14a.
19.FollowingCPL3/13b.FW3/14areadsch'upan ).IsuspectYangHsiungchosepanasaverbtoemphasizethecloserelationbetweenthebreedingof
animalsandthefeedingofsilkwormsontrays.SeeSTTH,"Ch'iyung,"9/15aforapictureofthesilkwormtrays.
20.FollowingYTC3/14a.CPL3/13breadsch'un as"silken."Thegraphcouldalsobereadasacausativeverb,"tomakepurewhite"(i.e.,"toclean").
21.LC4/9b(Legge,I,227).
22.ChiaYimemorial,citedinHS24A:1128(Swann[1950],152ff.).Cf.HsinS3/3b5b.
23.See,forexample,Mencius1A/1(Lau,49).Hanritualemphasizedtheruler'sdutytoencourageagriculture,astheemperorhimselfyearlyengagedinritual
"ploughingthefields."SeeBodde(1975),22341.
24.FollowingCPL3/14a.SMK3/6breadsminmien simplyas"smallinappearance."Thelinecouldalsoberead,"Minorresentments."SMK3/6band
CWK,p.111,n.8,readitthatway.CPL3/14atakesmienas"continuous,"buthisexplanationissomewhatconfused.
25.Literally,"Whatissicklyandsmall./Makesthestartofsomethingbig."
26.Sivin(1986),p.156.
27.HFT7:21:117(Liao,I,213).
28.AfterYTC3/14b.
29.PossiblyYangmeanstoimplythatthehusbandandwifehavebeencondemnedtopenalservitude.SeeLC30/3.Inthesecondline,"forhim"hasbeenomittedfor
euphony.
30.Literally,thestate.
31.CPL3/14a.
32.FollowingWangYa.
33.FollowingYTC3/15a.SMK3/6breadsas,"Howcoulditbecriticized?",takingchi .
34.Mencius1A/3(Lau,51).
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No.36.Strength
1.FW3/15areadst'ung .Cf.CPL3/14b.Idonotfollowthisreading.
2.Or,"completelymasculine."
3.CYYT1/1/hsiang(Wilhelm,373),saidofthegentlemanwhomodelshimselfuponCh'ien.
4."Overbearing"isapossibletranslationforch'iangliang (here,"strengthened").SeeFW3/15aonTHC36/F2.CPL3/15asaysyangch'iis"unbending."
5.ThisargumentforflexibilityfrequentlyappearsinWarringStatesandHantexts.
6.Or,"blockingthegoodomens,"followingSerruys.CPL3/15aunderstandsthephrasetomean,[yinalliedwithWater]"hasstrength[outsidebut]notrightatthe
center."
7.Analects15/40(Waley,201).Cf.THC1/A3.
8.THC58/A8describessuchaperson.
9.Forthispoint,seeFY6:16.
10.Hsiu ,citedinCWTT805.67.
11.CPL3/15a.
12.YangHsiungseemstotakeasmall,butsignificantstepawayfromcertainWarringStatesphilosopherswhonamedthecommonpeople,ratherthanthechief
ministers,astheprimary"foundation"ofthestate.Indoingso,Yangreturnstostillearliertraditionsfromthefeudalperiod,suchastheCh'unCh'iuattributedto
Confucius.
13.Fortheparticleyan inthispattern,seeSerruys(n.d.),pp.50,140.
14.Readingch'iangch'iang )ofattendants.SeeYTC3/16a.
15.Literally,"Keenofeyeandear,thereandoverthere,"asintheAppraisal.
16.WangYareadsyung ("directions"),forreasonswhicharenotcleartome.
17.Documents,"Hungfan,"par.6(Legge,32627Karlgren,30).
18.YTC3/16a.
19.Seethediscussiononshih ("politicalpurchase")inCreel,p.77ff.andAmes(1983),pp.65107.
20.SeeFY11:33.
21.SMK3/7areadsitsimplyas"Toovercomemystrength"inotherwords,tohumbleoneselfwhenappropriate.Cf.FW3/15b,whoreadsitas,"Toovercome
myoverbearingnature."Serruysreadsitas,"InovercomingmyselfIgrowstrong."Itakeitas,"[With]strengthtoovercomemyself."Allreadingsarepossible.See
below.
22.Serruysprefers,"InrelationtoHeaven,thereisnolimit."
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23.Readingwuchi ,followingSungChung.FW3/15b,however,readsit,"withoutabase[forevil]."
24.Analects12/1(Waley,162)forthephrasek'ochi .FW10:27talksofthedangersofnotovercomingoneself.
25.SMK3/7a.
26.CWK,p.114,n.8:heis"strong[after]overcominghimself."
27.SeeFY10:27contra"lawswithoutlimits."Cf.theargumentagainstharshormutilatingpunishmentsinHsinS9/1a8a(esp.p.2a)HS23:109799(Hulsew,
33435).Formoreinformation,seeShigezawa.
28.LegendcitedbyYTC3/16b.
29.Bothverbsch'iang mean(1)tomakestrongandvigorous,and(2)tomakeaneffort.SeeGSR710e,22c.
30.FY5:139:25.Cf."Mean,"20/9(Legge,407)andAnalects6/27(Waley,121).
31.Alternately,"'Tiltheend,[helives]byviolence."
32.FY11:33disparagesthestrongmanChingK'oinsuchterms.
33.YTC3/16bcommentsthatwhateverismosthardisalsomostbrittleandliabletobreak.FW3/16bsaysthatnohelpwillbeforthcomingforsuchabully.
No.37.Purity
1.Thephrase"doublyilluminated"(chungkuang )isexplainedbySungChungasreferringtothingshighandlow.CPL3/16b,however,referstothe"raysof
lightfrom[thetwolightsources,]sunandmoon."CWK,p.115,n.2,citestheErhyadefinitionofchungkuang,whichmakesevenlesssenseinthecontext.
2.SungChungcommentary,withreferencetoTHC31/Head.
3.SungChungcommentary.Cf.FW3/16b,whichtalksofthemyriadthings"becomingpureintheirway."
4.SeeFY5:15forthephrasewutsa )andvirtue.
5.Alternately,"gazingattheinside."Seebelow.
6.YTC3/16b.
7.Serruysprefersthisreading.
8.Readingmao ("tocoverup"or"toobscure").Serruyspreferstoreadthis,"Ifonehiddenlymixesupsoastocoverup[i.e.,annul]allcandidness."
9.SMK3/7bCPL3/16b.
10.FY11:33usesthesamemetaphorofawolfpreyingonasheep.
11.CWK,p.116,n.4,readsthisas,"Hereverentlyserveshissuperiors"(chingshunshihshang altogether.
12.FY6:16creditstheperceptivemanwithpowersakintoHeaven's.
13.CYYT45/HsiB/2(Wilhelm,32829).
14.TheLiKuei commentarytoFY6:16defines"lookingup"asseeingtheClassics"lookingdown,"asconsultingwithhumblewoodcuttersandfodder
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gatherers.Cf.thestatementbyTungChungshuregardingConfucius:"Confucius...withrespecttowhatisabovesurveyedthewaysofHeavenandwith
respecttowhatisbelowinquiredofthefeelingsofmen."SeeTungChungshu,"Hsienliantuits'e,"citedinHS56:2515.
15.Serruysreadschen as"goodomens."CPL3/17areadsthelineas,"Thelossofrankisproper."
16.YTC3/17bemphasizesthatthepettypersonoughttohaverefusedofficeinthefirstplace.
17.FollowingSMK3/7b.
18.WangYadefineswufang ("indescribable").CPL3/17aagrees.
19.FollowingLuChiintakingtse ("model").Literally,"RectifyingEarth,[ithe]takesasmodel."Serruysreads,"Therectifyingearthrules[inhim]."Alternately,
"Rectifying[himselfby]theruleofEarth."
20.Cf.Analects6/21(Waley,120),wherethemountain"staysstill."
21.WangYacommentarytalksof"indescribable"brilliance.SMK3/7bsaysthatthesuperiormanlivestemporarilyinobscurityandseclusion.
22.Analects12/1(Waley,162).
23.Serruysreadsas,"Whengazingattime[old]faults."
24,Adding"because."Literally,asintheAppraisal:"Puretime(ly?)seeingfaults."
25.SMK3/8acitesOde260/6(Legge,544):"Anydefectsintheking'sduties/AresuppliedbyChungShanfu."
26.Forthistheory,seeFY3:7.
27.Analects17/2(Waley,209).
28.Literally,"[asifat]thebeginning."
29.Literally,"[Suchis]propriety."Serruysprefers,"agoodomen."
30.Eliade,passim.AddedbyNylan.
No.38.Fullness
1.AccordingtoSMK3/8a,butnotFW3/18a,theDipperpointsduesouththemusicalnoteisFsharp.
2.FollowingSungChung.However,FW3/18aandWangYareadtien ("hidden").However,yangch'ihaslittlenowtodowithdarknessorobscurity.
3.Thepronouncheh indicatesasuperior,soitshouldrefertoyangch'ihere.FW3/18aandCPL3/18a,however,specifythatitisthemyriadthingsthat
"completetheirgoals."
4.CPL3/18a.
5.FW3/18a.
6.CYYT11/14/hsiang(Wilhelm,458).
7.Mo ,meaning"silent."Seebelow.
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8.Literally,"dark."FW3/18aandYTC3/18barguefor"mysterious"(hsan) .
9.Seethenote7aboveonmo .
10.ProverbquotedinSY16:557.
11."Onreward"addedbyNylan.However,FW3/18bblamestheindividualwhodoesnot"relyon"(andsowaitfor)thepropertimethecoincidenceofFireinthe
tetragramandintheAppraisalleadstoprecipitateaction.
12.CWK,p.118,n.3,readsthelineas,"[Then]canpossesseverything"(nengwusopuyu ).
13.LT,ch.10(Lau,66),repeatedinLT,ch.51(Lau,112).
14.SMK3/8a.
15.Analects4/6(Waley,103)definesvirtueintermsofthewilltobeGood.
16.Analects2/18(Waley,92).
17.YTC3/18b.
18.Or,"plansfor."
19.Cf.THC35/A7.
20.FollowingSMK3/8b,whichreadsch'ench'en ).FW3/18b,however,seemstoreadthereduplicativeas"treatingsubordinatesassubordinates
[shouldbetreated]."
21.Alternately,followingSerruys,"Makesgreatthegateof[that]man."
22.Reversing"humaneandworthy"intheFathoming.
23.YTC3/19a.
24.SMK3/8b.
25.WangYaandCWK,p.118readch'an ("following[inevitablyaftertheother]").
26.Literally:"[He]bearsgoodfortune,whichfills[his]shoulders./[He]raisesupillfortune,[andthen]isentangled./Bearinggoodfortune,raisingupill./Means:Itis
thewayofthepettyman."
27.YTC3/19asaysthephrase"fillstheshoulders"conveys"anarrogantattitude."
28.CPL3/19areadsy ("from").
29.Literally,ch'ing ("[causefor]congratulations").
30.Takingta asaverb.However,theFathomingconceivablyshouldberead,"Inmodesty,greatlypossessing,"asSivinsuggests(privatecommunication).
31.Cf.LT,ch.40(Lau,88)onphenomenalexistenceasruledbycyclicalreversal.
32.Readingyi ("tosuppress").Moreliterally,yimeans"toladleoutfrom."
33.Punctuatingafterying becauseoftherhyme.
34.Literally,"Nearingthelatertumbling."
35.YTC3/19bemphasizesthat"evenasageoraworthy"cannotescapefromdangerifthetimingiswrong.
36.SeeHsing1/8a.
37.Thecharacterying means"blazing,""dazzling,""deluding."
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38.FW3/19a.
39.SeeTHC5/A6.Cf.HTYT102/28/15(notinDubsorKnoblock)forthemethodof"maintainingthefull."
40.Literally,"doesnotsave."
41.ThecommentatorsciteLT,ch.40(Lau,101).Cf.ch.9(Lau,65).Alternately,"Heaven'sWayisdisobeyed."
42.SeeFY8:2324forYang'sunequivocaldiscussiononthispoint.
No.39.Residence
1.Certaincommentatorswouldsupplych'ihere,onananalogywithotherHeadtexts.
2.LuChiglossesch ("toactwithgreat[evenoverbearing?]strength''[soastoprotectthings].)
3.Thesinglecharacterho ("brilliantlyflourishing"),followingFW3/19band(2)as"shiningbrilliantly,"followingFY8:23.
4.FollowingSungChungcf.CPL3/19b,whoreferstoOde237/6(Legge,440)andSMK3/9a,whichsaysthecharactertu ("shelters").Alternately,tumeans
"measure"(here,"togrowtofullmeasure"),asinTHC52.SeeFW3/19b.
5.SungChungcommentary.
6.CYYT23/37/t'uan(Wilhelm,570).
7.CPL3/19b.
8.CYYT23/37/t'uan(Wilhelm,570).
9.ClassicalChinesedoesnotusuallydistinguishactivefrompassiveverbs.Thelinecanthenmean,"Neitherpraisingnorblaming[others]or"Neitherbeingpraised
norbeingblamed."Hence,mytranslation.Thecommentatorscannotseemtodecidebetweenthealternativeseither.Seebelow.
10.FW3/20a:"Hedoesnotseekareputation."
11.Analects6/1414/2615/25(Waley,pp.11819187198[renum.]).
12.YTC3/20aandCPL3/19bexplaintheselinesintermsofwuwei ("nonpurposiveactivity").
13.Literally,"Thewomanreceivesthemfromthemotherinlaw[or]paternalaunts."SMK3/9aapparentlyreadsas,"Theyoungwifehashermotherinlawserve
her"sincehesayschinfanshihkuch'engchih ("The[young]wifesupplantshermotherinlawinhertasks").
14.Readinghuo (3d.personpronoun)nounfre
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15.SMK3/9a,however,takesthistomeanthatthemotherinlawisassigneddegradingtasks(fulaojuchihshih .("pathway").Hesays,however,thatthe
youngwife"washes[herself]onthepath,''makingapublicspectacleofherself.
16.CPL3/19b.
17.SeeSMK3/9aYTC3/20b.
18.Readingk'un .
19.SMK3/9aemphasizesthathisearlytrainingprepareshimforthatjob.FW3/20areferstothefilialinterestthatYangHsiung'ssecondsondisplayedintheTHC.
20.FollowingCWK,p.121,n.6.
21.Literally,"bodies."
22.Forthisreasons,dogswereoftensacrificedwhencornerstoneswerelaidformajorconstructionprojects.Fortheearlydomesticationofpigsanddogsin
Neolithictimesandtheuseofthedoginsacrifice,seeChang(1977b),pp.95,152,261.
23.HS27B(A):1398,whichcitesChingFang ).
24.Thebinomechoulu boatallaroundissafelysecured."ThisispossiblehereandintheFathoming.
25.WangYacommentary.
26.SMK3/9bCWK,p.122,n.7.
27.AddedbyNylan.
28.ThisisacommonanalogyinChankuoandWarringStatestexts.
29.GSR716ameans"sacrificialoffering,""feast,"or"toenjoy."Mytranslationofpuhsiang triestoreflectallthreepossiblemeanings.CPL3/20bsayspu
hsiangmeanshe"cannotgetfoodordrink."CWK,p.122,n.8,seemstoagree.
30.SMK3/9btalksofpettypersonswhocannotgetalongwiththeirbettersintheclan.
31.CWK,p.122,n.8,seemstoblametheheadofhouseholdforthisilljudgeddecision.Hethensaysallthefamilymembersrebelafterbasicfoodandwater
suppliessuffer.
32.FW3/20bisconcernedwiththeeffectontheancestraltempleofferings.
33.Byputtinghimselfintheshafts,accordingtoSMK3/9b.
34.CYYT23/37/3(10)(Wilhelm,146).
35.AccordingtoCPL3/20b,thedoublingofladlesshowsthatthefirstsetofladleshasalreadybeenbroken.Iassume,however,thatitshowsignoranceofor
disdainfortheproprieties.
36.Forfurtherinformation,seeChang(1977a),pp.6266.
37.SuggestedbyNylan.
38.SMK3/9b.
39.YTC3/21b,readspi ,equatingthedoublingofladleswithanincreaseinthenumberoffemales(bythishemeansconcubines).
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No.40.Law
1.FW3/21bmistakenlygives35degrees.
2.Ascover.
3.Ode260/1(Legge,541).
4.Forexcellentdiscussionsofthetermfa ,seeCreel,13562Bodde(1981),17194.InFY4:10,4:12,faisreservedfor"model."
5.Analects2/3(Waley,88).
6.Cf.CYYT30/48/t'uan(Wilhelm,630).Itisthisequitabilitythatthe"wellfield"economicsystemepitomizes.SeeMencius3A/3(Lau,97100).
7.FY1:2.
8.CYYT45/HsiB/2(Wilhelm,328if.).
9.Or,followingYTC3/22a:"[Hence,his]ability."
10.FW3/21bandSMK3/10atakethe"WayofCentrality"preservedinthe"Hungfan"chapterasthesubjectofthissentence.YTC3/21aspecifiesthepersonas
subject.
11.Analects11/16(Waley,156):"Togotoofarisasbadasnotfarenough."Thenotionofcentralityasitappliestopoliticsisfullyexploredinthe"GreatPlan"
chapteroftheDocuments,citedbySMK3/10a.SeeNylan(forthcoming),ch.1.
12.FW3/21bandYTC3/22glosspu ("good"),sothatthelinesays,''Iflevelandlinearenogood."Serruysreadsthislineas,"Ifthelevelandlinearenot
consideredessential."
13.CIS,I,13.
14.CPL3/21b.
15.YTC3/22a.
16.YTC3/22bglossesthereduplicativelulu ,meaning"nothingoutoftheordinary."
17.ForthevariousclaimsmadeabouttheConfuciancanon,includingthatregardingtheprofundityoftheclassics,seeHenderson,ch.4,esp.p.130.
18.SMK3/10a.
19.FW3/22a,however,appearstoequatethethreadwiththesubjectsandtheropewiththeruler.
20.Forthetermtat'ung seeDocuments,"Wuch'eng,"par.5(Legge,31112notinKarlgren)SC61:2121(Watson[b],11).Forthesequencebywhich
goodruleisestablished,see"Learning,"par.5(Legge,359).
21.IsthiswhyConfuciusissaidtohave"fishedwithaline,butnotwithanet"?SeeAnalects7/26(Waley,128).
22.YTC3/23a,however,readsthisas,"Correctingbyourblamelessway."
23.Documents,"TaYtoo,"par.11(Legge,59notinKarlgren).
24.I.e.,overthesides.
25.Literally,"[Since]itisnotavalleyitisnotagorge."FollowingFW3/22bYTC3/23aandSerruys.Itisjustpossiblethatfei ("runningunchecked").
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26.Apun.For"flood"onecouldalsoread"error,""excess,"or"loss."SeeGSR197b.
27.Or,"Lawsarerecklessandunrestrained."
28.AddedbyNylan.Ku ("valley")isaloanfor"whatisgood."SeeGSR1202a.
29.CPL3/22b,followingWangYa.Cf.FY4:1211:33,forexample,ontheFirstEmperorofCh'in.
No.41.Response
1.SMK3/10baloneofthecommentatorscorrelatesthistetragramwithHexagram31("Influence")oftheChanges,arguingthatYangHsiung's81tetragramsinthe
Mysteryrefertoonly60hexagramsoftheChanges,inimitationofthekuach'i ("Hexagram/SolarPeriod")theoryofChingFang(7737B.C.).WhileTetragram
41showssomeconnectionwithHexagram31initstitleandtext,withgreaterfrequencyitalludestothetitleandimageryofHexagram30(Seebelow.).Thereisalso
indisputableevidencethatYang's81tetragramsrefertoall64hexagramsoftheChanges.IthereforefollowthemajorityofcommentatorsinassigningTetragram41
toHexagram30.Forfurtherinformationonkuach'itheory,seeCh'Wanli,pp.9298.
2.AccordingtoFW3/23a.
3.FollowingCPL3/22b,whichglossesthecharacterhsin .Seebelowforotherpossiblereadings.
4.Literally,"tothelow[regions],"butthebluntedusageforhu mustbeusedsinceyinisalreadybelow.SeeTHC35/Head.
5.ThesummersolsticebeginswithAppraisal5,accordingtoFW3/23awithAppraisal6,intheWJLedition.Tetragram1,markingthewintersolstice,isentitled
Center.
6.YangmaywishustorecalltheTripleConcordancecalendarnewlyinauguratedinlateWesternHan.Forfurtherinformation,seeSivin(1969),173.
7.LT,ch.32(Lau,91).
8.ThemostimportantofsuchcorrelationscurrentinYangHsiung'stimearelistedinMengHsi's(fl.69B.C.)"commentarybychapterandverse"totheChanges.See
MH,69.Fortheglosses,seeCYYT19/30/t'uan(Wilhelm,536)19/30/hsiang(Wilhelm,537)50/Shuo/4(Wilhelm,536)54/tsa(Wilhelm,536)45/HsiB/2
(Wilhelm,336)respectively.
9.Forhsinasahomonymicvariantofshen ,seeCYYT46/HsiB/3(Wilhelm,338).
10.Shengchao ishisglossforhsin.
11.ProfessorCh'enShuncheng ofNationalTaiwanUniversity,ChineseStudiesDepartmentmadethissuggestion(personalcommunication).Thesame
phrasecouldalsobetranslatedeitheras"[its]soundcommencing"oras"soundportent."
12.Forthetranslationofthedescriptivebisyllabicrhymesloju ("arranged").YTC3/23btakesbothcompoundssimplyas"intermixed"
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(panpanerhsheng ).Thepoeticresonanceoflojulijuisincreasedsinceloandliaresynonymousintwoadditionalinstances:First,bothmean"to
_55D0B1D97CF143232
meetwithacircumstance,"asinFang7/49/23.Second,bothrefertowovenenclosures,adefinitionwhichrecallstheimageofnetsfoundinthecorrespondent
Hexagram30oftheChanges.
13.Apun,sincethecharacterli(hereandinthefirstAppraisalline)meansboth"net[like]"and"toadhere."
14.NodoubtthisexplainswhySMK3/10boffersnocommentaryhere.
15.CYYT42/HsiA/8(Wilhelm,308).
16.CPL3/22b23a.
17.TheHan"TreatiseonthePitchStandards"alsosaysHeavenis6andEarth5,sinceHeavenhassixch'iandearthFiveFlavors.SeeHS21A:981.A
numerologicalsystembasedon6,ratherthan5,isfoundincertainearlyWesternHantexts,suchasHsinS.Cf.onearlyChangescommentary,whichsays,"Heaven
issix.Earthisfive.Thatitisconstantrulefornumbers."SeeMKH,I,53(la).
18.BoththeMysteryandtheModelSayingsdenouncewhateveristsa .See,forexample,FY2:56.
19.YTC3/23b.
20.Cf.LT,ch.32(Lau,91),ch.61(Lau,122),ch.66(Lau,128).
21.PaulSerruysprefers,"Itnegateswheretheyarecorrect."Thetranslationfollowsanumberofcommentators(includingSungChung,LuChi,WangYa,andSMK
3/10b)inreadingchen ("tobewilling")instead.Notethatthephrase"unionofspheres"issuppliedbyNylanforthetranslationofthethirdlineoftheAppraisal
above.
22.FW3/23b.
23.ForthetheoreticalcorrelationbetweenthemusicalsystemandEarthlych'i,seeBodde(1959).
24.CYYT40/HsiA/3(Wilhelm,294).
25.CYYT40/HsiA/3(Wilhelm,294).
26.Cf.LT,ch.73(Lau,135),whichspeaksofitsmesh"whichisnotfine,yetnothingslipsthrough."Cf.THC40/A7.
27.SeeFY10:26.Cf.THC40/A6.
28.FW3/23bassumes"us"refersto"themasses."Clearly,"us"representsthetargetshunted.
29.CPL3/23breadsthisas,"Theycastthenetoverthewildreaches."SMK3/11a,however,punctuatesbeforechih ,citingOde207/1(Legge,363).Inthat
case,thecharacterindicatesthat,"[incidents]areabouttoarise."
30.HsinS7/4b5a.Cf.Mencius1A/3(Lau,5152).
31.Analects2/3(Waley,88)ibid.,4/13(Waley,104).
32.Thetermchen byFW3/24a.Forfurtherinformation,seetheAppendix.
33.Or,"Itmakesshudder[i.e.ruffles?]itsscales."
34.Or,"Asthedragonsoars,itshivers."
35.CYYT47/HsiB/4(Wilhelm,341).
36.Thetranslationofthecharacterch'eng ("toriselikesteam"),areferencetothefactthat"firech'iascends."
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Similarly,YTC3/24bandCPL3/23bglossitaschin ("advances").Thelinewouldthenmeanthattheblazingfireofyangch'iascendstoheaven.
37.Cf.THC35/Head.
38.Literally,"tostrengthenhisdecline."
39.FW3/24a,however,readsying ("oughtto").ForanalternatereadingbySMK,seebelow.
40.Readinglei .SeeCWK,p.128,n.9,citingtheErhya.Alternately,"Theyhatetodefeat[theirown]class[ofmen]."
41.Cf.THC36/A8,whoselanguageisalmostidentical.
42.FollowingFW3/24a.Foranearlyoccurenceofthecompoundpallei tosignify"the[proper]type[ofofficial],"seeLSCC20/8b10b.Thelatecommentators
talkof"hatingyin'sdefeatof[all]yangtype[things]."SeeCPL3/24aandYTC3/24b.
43.SMK3/11a,readingthesecondlineoftheAppraisalas,"Thosewhorespondwillbenumerous.Right."
44.CYYT40/HsiA/5(Wilhelm,299).
45.WangYareadswei (heretranslatedas"summons").
46.Takingyingch'i .
47.Or,"Thegreatmorninglight,itreachesthelimit."Thecharacterli referstothe"trellislike"appearanceofmorninglightshimmeringonthehorizon(Paul
Serruys,privatecommunication).
48.Orsimply,"stop,"followingLuChi.
49.FW3/24bthinksthesubjectofthislineis"yinch'i."Itakeitas"change."
50.FW3/24b,forexample,bringsupthecaseofYao,whoinhisoldageabdicatedinfavorofhiswiseofficialShun.SeeDocuments,"Yaotien,"par.14(Legge,
32Karlgren,4).
51.SMK3/11a.Cf.YTC3/25aandCPL3/24b.
52.CYYT19/30/3(Wilhelm,120).
No.42.GoingtoMeet
1.Moreliterally,"goupwardsagainst[yang]."SeeGSR769d.
2.AddedbyNylan,basedontherootmeaningofsu ("togoupwardsagainst").YTC4/1atalksofwarningthemyriadthingsagainstwelcomingyinch'i.
3.SeealsoNeedham,II,23291.
4.FollowingFW4/1a,whichomitsthecharacterying ,however.ButSMK4/1areadsGSR579cas579a,forhesaysthatthemeetingisnot"accordingtothe
properWay."
5.Literally,"haswhathedeviatesin."
6.FY1:3says,"Pairs(p'eng )thatarenotofonemindare[only]couplesonthefaceofit."
7.Alternately,"hidingin."Seebelow.
8.Literally,"Heighteggs,[it]changesthem."
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9.FW4/1a.Cf.HNT12:349.
10.CPL4/1a.
11.Cf.CYYT37/61/2,2hsiang41/HsiA/6(Wilhelm,701,305):"Acranecallinginthedark,/Makesitsyoungrespondtoit."Unaccountably,CPL4/1a1btalks
of"badpeoplerespondingtobadpeople."
12.Takingching ("tostimulate").
13.NotethatSMK4/1arearrangesthewordorder,makingit"Illomensnuminouslyprecedeawareness."
14.However,CWK,p.130,n.5,definescheng ("[spontaneously]summon").
15.CPL4/1b.
16.YTC4/1bquotestheRituals(li )tothiseffect,butIhavenotbeenabletolocatetheexactcitation.
17.Translationtentative.Ireadsha ."Always"addedbyNylan.
18.NeoConfucianism,however,tendstowardstheprudish.Significantly,CPL4/1btakesthisasasceneofsexualseductionthatignorestheproperritualsgoverning
betrothalandmarriage.
19.SeeMencius4A/15(Lau,124).
20.Cf.SY8/3b.
21.CPL4/2areadsch'eng ("carriage"),thenarguesthatthecolorofthecarriageisinsufficientreasontoesteemit.
22.YTC4/2a.
23.Literally,"Blackandyellowmutuallymeet."
24.FW4/2aarguesthattheuseofthereduplicativeemphasizesthatbothHeavenandEarthrespond.
25.FW4/2a.
26.Or,skyandearth?
27.CYYT47/HsiB/4(Wilhelm,34243),citedbyYTC4/2a.Forthepossibleoriginofthecontrastbetweenblackandyellow,seeAllan(1991),pp.30,65.
28.SeeSMK4/1a.ExamplebyNylan.
29.SMK4/1bYTC4/2aandCWK,p.131,n.9,takehsiehhou ("relaxedandhappy").SeeMorohashi39173.135067.17and35067.185.Iadoptthe
usagefoundinOde118/2(Legge,180),wherethebinomedescribesahappymeeting.
30.CCCS,p.1181(2b),wherekoufu ("toinsultone'sfather")seems
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tobealegalterm.PerhapsYangHsiungoffersaseriesofpunshere,withGSR112candhou etymologicallyrelatedbothto112e(thethemeof"meeting")
andto112g("insult").Cf.YTC4/2a.
31.CCCS,p.1180(1b).
32.CPL4/2ab.
33.Translationtentative.FollowingSMK4/1b,whichglossesfu ("tobowthehead").Seebelow.
34.However,YTC4/2bandCPL4/2btalkofthesuperiormanconfrontingthetroublewithbowedhead,hopingthat"softness"(ritualabnegation)eventuallywill
defuseviolentanger.Bothcommentatorscitethe"Mean"10/3(Legge,389)insupportoftheirinterpretation:"Toshowforbearanceandgentlenessinteachingothers,
andnottorevengeunreasonableconductthisisthestrengthofthesouthernregions.Thesuperiormanmakesithisstudy."TheycouldalsociteLT,ch.22(Lau,
79),whichequates"bowingthehead"withfinalpreservation.
35.Readinglei (akindofbirdnet),thenarguesthatthewateris"trappedin"thewallsoftheadjoiningroom.
36.YTC4/2b.
No.43.Encounters
1.YTC4/3a.
2.CPL4/3a.
3.However,YTC4/3adefinesyu ,yangch'imeetingyin.AccordingtoCh'en,thetwocosmicpowersfightinthedarknesshence,thereferencetodreams:"In
darkobscurity,[yin]meetsthegod[likeyang],/[Yang]reachesthespirit[yin]./Dreams[display]rectitude."
4.SeeYTC4/3a.FW4/3aandSerruysreadshih ,sothelinewouldread,"Manydreams[display]goodomens."
5.TheHanChineseknewseveralincompatibletheoriesofdreaminterpretation.Sometimestheyarguedthatadreamapparitionrevealsthesubjectoftheindividual's
recentthoughts,aperfectlyacceptableexplanationeventoday.Sometimestheyspokeofthesoulwanderingoutsidethebodyduringdreamsinafullyconsciousstate
akintowaking.Andsometimestheyenvisionedthedreamasasortoftelepathiccommunicationbetweenthedreamerandthespiritworld.(Hence,thegloomwith
whichConfuciusreportshisinabilitytoenvisiontheDukeofChouinhisdreams,inAnalects7/5[Waley,123].)See,e.g.,Documents,"Shuoming,"par.3(Legge,
25051notinKarlgren)"T'aishih,"par.5(Legge,291notinKarlgren).Formoreondreams,seeBrown,C.TheentireissueofAsianArt3:4(Fall,1990)isalso
devotedtodreamsinChina.
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6.KT13/37/6b(Rickett[a],169),citedbyYTC4/3b.
7.Readingch'ungch'ung ("unfixedinhiscomingsandgoings").
8.FollowingtheargumentofFW4/3ab,whichtextinsertsshou ,sothatthelinereads,"[He]willnotacceptinstructionsfixedforhim."TheWJLedition(4/1b)
deletesshou,however,onthebasisofscansion.WangYareadstheline,"[Lackingknowledgehimself,]hedoesnotascertainit[thatwhathemeetshasknowledge
andsocan]teach."
9.Analects1/2(Waley,83).
10.FollowingFW4/3b,whichreads:"Nottogo,nottocome,nottoseek"(puwangpulaipuch'iu (''notgoingorcoming").
11.SMK4/1b2aCPL4/3b.
12.FW4/3bYTC4/3b.Cf.thefigureofLiuhsiaHui praisedinAnalects18/2(Waley,218),4/14(Waley,1045).
13.YTC3/3bsays,"exhaustedfromdancingforalongtime."CPL3/3bfollows.WangYareadsas"courageousbutimpoliteinappearance"(yungerhwulichih
mao ).
14.T'uijen .Iuse"opener"fort'uijensincethetermemphasizestherootmeaningofthewordanditsassociationwiththemouth(assignedtoAppraisal4and
west).Forthecontroversyoverthetranslationofwuas"shaman"or"shamaness,"seeKeightley(1989)Mair(1990a).Mairprefers"magus."Note,however,that
YY33:666readst'uijenas"inhabitantofthewetlands."TheAppraisalthenreads,"Exhausted,/Amanofthewetlandsmeetswithrain./Danger."Toomuchof
anything,evenagoodthing,isliabletobedangerous.
15.CPL4/3breadsas,"Noonetoblamebutoneself."
16.Schafer(1951).
17.FW4/3bCPL4/3b.,
18.YTC4/3b.
19.FY1:2.
20.However,FW4/4areadspi ("if").
21.YTC4/4a.
22."Eagertodefend"suppliedbyNylan.FollowingSMK4/2a,whichtakesfei .,
23.ContrasttheunluckyaccountrenderedinYTC4/4a,however.YTCseesacaseofthe"ruler[or]fatherwhotreats[themanofhonor]shamefully."Sucha
rejectionisclearlyundeservedsuchmistreatmentisnothis"properfate.",
24.CYYT28/44/6,hsiang(Wilhelm,613Kunst,327).,
25.FollowingSMK4/2a.
26.YTC4/4a,however,understandspushengsang assangchihshen
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("theextremeofdestruction"),apparentlytakingpushengas"unparalleled."
_615DE1D97CF143234
27.Itispossiblethatthisstandsforhumancombatantswearinghorns.Forsuchfeatsofstrength,seeLewis,pp.15760Loewe(1990).
28.SMK4/2a,however,takesthehornassymboloftheshih whoresistsaninsult.
29.Readingti ("tobuttagainst")."Theenemy'sblow''suppliedbyNylan.
30.FollowingYTC4/4bCPL4/4a.However,FW4/4breadsthisas,"Insomecasesbroken,hishorn/Hitsbelow,woundingthefoot."Note,however,thatSMKin
SPPYreadspu ("lowregions")givenintheWJLedition,whichfollowsFW4/4b.
31.Literally,"Howcan[theblow]bewardedoff[completely]?
32.YTC4/4b.
No.44.Stove
1.AccordingtoSMK4/2a.
2.Reading torefertothecollectiveunitofthemyriadthings("them").However,CPL3/4takesthefirstthirdpersonpronountorefertoyang,andthesecond,to
refertoyin.CWK,p.136,n.2,seemstoagreewithme.
3.Forexample,seeDocuments,"Shuoming,"par.2(Legge,260notinKarlgren):"Doteachmewhatshouldbemyaims.Betomeastheyeastandmaltinmaking
sweetspirits,asthesaltandprunesinmakingtastystew.Givemeyourhelptocultivateme."ComparethiswiththefigureofButcherTinginChuangtzu.Contrast
thiswiththecomparisonofthecookingstovetotheevilrulerwhoemployshisfavorite(sinceasinglepersoncaneffectivelyblockthedoorofboththecourtandthe
stove).SeeHFT16:39:295(Liao,II,19697).
4.CYYT,31/50/t'uan(Wilhelm,642).
5.SeeGirardot,p.180.
6.SeeSY17/14b.
7.SeeYTC4/5b.Cf.CCFL3/5/10b(Gassmann,65).
8.CYYT54/tsa(Wilhelm,641).Cf.THC/A4.
9.Shih ).CWK,p.136,n.3,agrees.Serruystakesthesentencetomeanthatthereisnofirewood,butseeApp.3below.
10.FW4/5aemphasizesthathehasnopracticalaccomplishments.
11.CYYT33/54/6(Wilhelm,212Kunst,347).Contrasttheauspicious"tripodthathasfoodinit,"seeninCYYT31/50/2(Wilhelm,195Kunst,339).
12.CPL4/4b.
13.Theword"golden"hereandbelowprobablyreferstothecolorofpolishedbronze,ratherthantothematerialusedinmakingthetripod.
14.Literally,"outstanding."Fang6/42/24defineschieh .
15.Ipresumethatyi indicatesafundamentalkinshipfoundinposterity.
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16.ContrastLiao'stranslationoflienchen as"fidelityandintegrity,"then"mercifulandfaithful."SeeHFT16:39:29319:49:346(Liao,II,193,289).
17.SMK4/2b(underBuddhistinfluence?)talksofnotbeingdesirousofexternalthings,however.
18.FW4/5a.
19.CPL4/4b.
20.SMK4/2b,thoughvague,seemstopreferthisreading.
21.FW4/5aYTC4/5a,andCWK,p.136,n.5,however,readpin asbrackishwaterhence,"filthy."
22.Hsin .
23.Theli isatripodwithhollowlegs.
24.FW4/5b,however,says,"Therewardisnotincommensuratewitheffort"(shangpushihlao ).ComparethewordinginFY13:43.
25.Alternately,"Time,weuphold."FW4/5btakesthistomean,"Timelyisourbeingoffered[toworthies],"wherewo .
26.AddedbyNylan.
27.WangYanotesthatthesteamerisavesselwithrelativelysmallcapacityascomparedwiththetripod.Whilethisistrue,theemphasisseemstobeonpreparation
forachievement.
28.However,SMK4/2bdefinesshang ("toboilorstew")sothatthelinereads,"Thelargetripodcanbeusedforcooking"inritualacts.CWK,p.136,n.6,
definesshangasasmallcookingpot.
29.FW4/5bsaysthetripodsymbolizestheemperorthegoblet,thefeudallordsenfeoffedbyhim.
30.SeeSMK4/2bCPL4/5aandYTC4/5b.
31.AddedbyNylan.
32.FW4/6atakesthisas"afeast[offeredby]thegreatman[i.e.,theruler]."
33.CYYT3/1/yen(Wilhelm,380).Theterm"greatman"referstoanyonewiththequalitiesneededtobeaneffectiveruler.
34.BythetimetheCh'unCh'iuwascomposed,thewordtsai (originally"butcher")wasalreadyusedastitleforahighofficial.SeeCCYT5/Yin1/4Kung,9
Kung(Legge,6Malmqvist,71).ForHanviewsonthis,seeFSTYCC,pp.24142,n.1.FortheanalogouspositionofthebutcherinearlyGreeksociety,see
Detienne,pp.1113.
35.Forasimilardescriptionofthedutiesoftheprimeminister,see,SY2/2bFSTYyiwen4:133,forexample.
36.SMK4/2bdefinesouwu asthesoundofgagging.
37.SeeMencius5B/6(Lau,156),wheregiftsofmeattoworthiesareaccompaniedbycultivatedexpressionsofhumilityontheruler'spart.
38.CPL4/5b.
39.Translationtentative.FW4/6aandotherstakewei assalary"handed
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over"tocommissionedofficials.CWK,p.137,n.10,takesweias"stores"ofgrain,whichsymbolizegovernmentsalary.
40.Or,"slander."SeeCPL5/5b.
41.FW4/6aandYTC4/6a.CPL4/5blooselyfollows.
No.45.Greatness
1.Notethatthetetragramsclusteringaroundthesummersolsticedonotaddthewordch'ihere.
2.CPL4/6a,however,says,"Yininsilencewantstoemptyyang.Yang,unawareofitsdeceit,wantstomakeitflourish."
3.YY33:66667showsthatp'eng ("makeabundant").
4.Fortheinternalpuny canalsomean)"tocircleorrevolve,"asinYTC4/6b.
5.CYYT34/55/hsiang(Wilhelm,67274).
6.Forfurtherinformation,seeNeedham,III,210ff.Pokora,pp.11617,citingTPYL2/6b7a.
7.FollowingSungChung.
8.Forexample,hsiao .
9.SMK4/3asays,"beinghidden,itisnotyetseen."Itakethe"darkness"torefertothe"deeplymysterious"characterofallBeing.
10.SMK4/3aYTC4/6bCPL4/6a.ForHanusage,seeHsinS9/4b.
11.FollowingSMK4/3a,readingl ("plans").
12.Thereferencehereistoabronzechiselusedtopolishorcarvebone.Notethepunbetweenthecharactersl (here,"grinddown").
13.SeeMencius2A/2(Lau,7680)onthecausesoftheneedlessfrettingandfrustrationthatimpairbodilyfunctions.
14.Analects2/15(Waley,91).
15."Learning,"ch.3(Legge,363).
16.Cf.Ode102/1(Legge,157),citedbySMK4/3a,whichalsocriticizesoverlyambitiousthoughts,thoughwithadifferentmetaphor:"Donottrytocultivatefields
toolarge./Theweedswillonlygrowmoreluxuriantly."
17.Thecharactersmenhsiao normallyrefertothesuburbsjustoutsidethecitywalls.See,forexample,YTL8/6b(notinGale),wherethebinomeclearlyrefers
tothenearsuburbs,withrelativeeaseofaccess.SMK4/3a3b,however,takesthegateassymbolofwhatisoutsidethesuburbs,assymbolofwhatisfaraway.
18.SeeFSTY2:20(Nylan,407)foroneexample.
19.YangHsiungmayalsobecriticizingtheofficial'sfailuretodevoteallhisenergiestocourtactivities.Thiswouldmaketheostentatiousdisplayparticularly
objectionable.SeeYTC3/7a.
20.Apunsincebothmeaningscomefromli .
21.CPL4/6bglossestao (here,"knife")as"knifemoney."Hethengoes
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ontoarguethattheindividualhasspentallhiscapitalinenlarginghishouse,takingnothoughtofthefuture,whileboastingtoothersofhiswealth.
22.Pao as"weedcovered"or"filthy."
23.Literally,"overcomes."FW4/7b,however,readsk'e ("ableto").
24.InHanterms,therulertakesas"central"theteachingsofthe"GreatPlan"chapteroftheDocuments,alsocalledthe"WayofGreatCentrality."Forfurther
information,seeNylan(forthcoming).
25.YTC4/7b.
26.Serruysreadsas,"Beinggreat,onefailsinthesmall.Beingmany,onefallsinthefew."
27.SMK4/3breadstheselinessimplyascriticismoftheindividual'sfailuretorectifyhimselfatthefirstsignofwickedness.
28.Literally,agiftoffood.
29.FollowingFW4/7bandYTC4/7b.Alternately,readingGSR579h ("tomakeapainfuleffort").
30.Theku isreservedforwinedrinking,whichiscriticizedintheDocuments,"Chiukao"(Karlgren,4346Legge,399412).
31.Forthesamemetaphor,seeSY7/lb.Forwallsofpoundedearth,seeKnapp,pp.5455.
32.YTC4/8areadsmieh ("emptiness").
33.Onlyafterlivingoutthenaturallifespancanthequalityofanindividual'slifebeassessed.ComparethequestionaskedofSocrates,"Canonebesaidtobetruly
happyifhehasnotyetdied?"
34.NotethatbothFW4/8aandCPL4/7athinktheAppraisalinauspicious.CPLreadsmieh ("destruction").Suchchangesseemunnecessary.SMK4/3boffers
nocommentaryhere.
No.46.Enlargement
1.FollowingSungChungandWangYa,glossingyi ),followingWuMi(whocitestheShuowen).
2.FW4/8aSMK4/3b4aandothersreadshih "joining[with?]").
3.SMK4/4aglossesk'uo .
4.See,forexample,CPL4/7b.
5.See,forexample,Ode241/1(Legge,449).
6.HFT7:21:123(Liao,I,225):"Thelargestvesselisslowlyfilled."
7."Mean,"ch.1,par.5(Legge,359).
8.YTC4/8a.Thefoundationthatneedstobestraightenedcouldconceivablyrefertoharmoniousfamilyrelationsaswell.SeeAnalects1/2(Waley,83),1/8(Waley,
85).
9.Literally,"Manyarethosethataidandmakeupright."YTC4/8btakesfanfu ("barrier,""boundaryfence").SeebelowforSMK'srenderingoftheline.
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10.Chen ,meaning"correctorientation.")Fromthis,itcomestobeusedofthosewhomakeinsubordinateprinces"straightenup"("keepinorder").SeeOde261/1
andKarlgren(1964),p.128.Forfurtherinformationonthesetaperingsupportsframedontheirlongsidesbylateraltimbers,seeKnapp,pp.5457onthe
constructionofhangt'utampedwalls.
11.YTC4/8b.
12.SMK4/4aappliestheentireversetoselfcultivation,thoughFW4/8bapparentlytakestherulerassubject.SMK4/4athenreadsthelastlineoftheFathoming
as,"Assisting[or,"flourishing"?]andcorrecting,[such]isrectitude."
13.Literally,to"enchamber"(shih ).
14.Specifically,awomanwholacksauterinecanal.
15.FollowingFW4/9aandYTC4/9aforthedefinitionofy .
16.Forthephrasechingying ,seeOde205/3(Legge,361).
17.YTC4/9a.
18.SMK4/4asaysthatthecultivatedindividualuses"righteousnessandtherites"toenlargehimselfintheWay.
19.Cf.themodemexpressionhuk'ou .
20.Conceivably,thegatewayscouldalsorefertothesenses,oftenregardedinChinaas"gatewaystothesoul."CPL4/8amistakenlycriticizestheindividualforonly
attendingtowhatisexternal.ThatisnotYangHsiung'spointhere.
21.Itakek'uei issuppliedfromtheFWedition(4/9a).
22.Forthisreading,seeYTC4/9a.Cf.CPL4/8b.
23.Analects6/15(Waley,119).
24.Readingchingfeng onthebasisoftheSPPYedition.ThisisacaseoftextusdifficiliorsupportedbyparallelsintheOdes.
25.AstockphrasefromtheDocumentssignifyingthechieffeudallordsintheempire.
26.Thereduplicativep'ingp'ing ("numerous"),followingSMK4/4aandYTC4/9a.Ifollowthefirstreading,onthebasisofOde237/6(Legge,440).
27.InarchaicChinese,yi givestheflavorof"againstallexpectations."(Serruys,privatecommunication).Yicomestomean"this"onlyinlateWarringStates,with
textsliketheChuangtzu.GivenYangHsiung'sarchaizingtendencies,hemaywellmeanustoreaditintheoldersense.Inthatcase,thelineshouldreadsomething
like,"Astounding,whatvirtuebegets."
28.FollowingSMK4/4binreadingyi ("measure,"''norm").
29.Mencius6B/15(Lau,181).
30.SeevonFalkenhausen(1989)and(forthcoming).Thesamelinecouldalsoberead,"Benefittodrambellassemblages."FollowingCPL4/9a.SeeOde178/3
(Legge,287).
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31.Cf.theexampleofthecanopyintheprevioustetragram.
32.Reading (GSR1185x).
33.LT,ch.44(Lau,105).
34.SMK4/4bandCPL4/9a,alludingtoMencius1A/34(Lau,5152).
35.FollowingWangYa.
36.CYYT2/1/yen(Wilhelm,383).
No.47.Pattern
1.Accordingtocommentators,Yangreadsthehexagramtitlewiththefireradical .
2.Analects6/16(Waley,119).Aloosertranslationofthispassageappearsbelow.
3.FY4:11,forexample,talksofHeavengivinghearingandsighttoman,sothatmancanusethesefaculties"toseeritualandtohearmusic."Cf.FY7:19onthe
relationbetweenthesensoryorgansanddiscernment.
4.Analects3/8(Waley,9596).
5.Analects6/18(Waley,119).Cf.FY3:8forasimilarpassage.
6.CYYT30/49/5,6hsiang(Wilhelm,192).Cf.FY2:56(2x).
7.Analects8/19(Waley,136).
8.Mencius7A/24(Lau,187).
9.FY5:15defineswen ("tofollow").
10.FY3:5.
11.NotethatoneeminentscholararguesthatYangHsiung'sTHC47outlinesthefirstdetailedandcoherentaesthetictheoryinChina.SeeKnechtges(1976),ch.5,
p.90ff.Hegoestoofar.Byequating"pattern"with"form"and"plainness"with"substance"or''content,"hemakesYangHsiung'sversessoundatoncemoreabstract
andofmorelimitedapplicabilitythantheyare.HistranslationworksagainstYangHsiung'spredispositiontomakeconcreteimagesfunctionasmultiassociational
patterns.
12.Cf.FY1:3.
13.SeeAnalects3/8(Waley,96).
14."Mean,"ch.33/1(Legge,43031).
15.FollowingSMK4/4b,whichreadshui ("fivecolorembroidery").Thesamecharacterreadaskueicanalsomeanthepointwherethecollarmeetsinfront,the
beltcord,oreventhebuttons.
16.Ch'ia referseithertoalinedgarmentwithoutwaddingortherectangularlapelofacourtrobe.
17.Analects5/9(Waley,109).
18.CCYT357/Chao5/Tso3(Legge,604).
19.Readingfu ("great")(GSR1233a=1233h),contrarytothecommentators.
20.CPL4/9atakes"greatpattern"(towen )asthe"pronouncementsofthesageemperors."
21.LT,ch.41,45(Lau,102,106),citedbyYTC4/10ab.
22.Analects219(Waley,90).
23.Literally,"Ornatelike,refinedlike,/Thetigerandleopardare
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patternedlike./IfdoesnotpleaseHeaventheyarebad./Theornamentationandrefinement,theyareobstructing./Means:Howwoulditbeenoughtobe
praised?"Seebelowforanalternatereading.
24.Cf.FY5:14.
25.FY2:6saysthebeasts'markingsareyichien .
26.FollowingWangYainreadinghsiang ,sincethetwocharactersareofteninterchanged.SeeGSR714jand716a.
27.CPL4/10a.
28.FollowingWangYa.
29.Knechtgesreadsyungju as"deserved."
30.Documents,"Yaotien,"par.20(Legge,3738Karlgren,5).
31.CCYT130/Hsi27/5Tso(Watson,52).Forfurtherinformation,seeKeightley(1990),esp.pp.2325.SeeHsinS1/13aontheuseofclothestodisplaystatus.
32.Cf.theImageofGodmotifinChristianity.Formoreinformation,seePelikan,ch.7.
33.FW4/11aandCPL4/10atalkoftheriver'sflow.
34.Apunforhungwen .
35.Fang2/16/30glosseschin (GSR381d=?381e).Inthatcase,thelinemeans,"Whilechickenshavemorethanenoughgrain."Otherwise,thelinemeans,
"Chickensaregivengrain."Mytranslationattemptstocapturebothmeanings.
36.WangYaoffersnocommentaryonthefinalline,butgivenhisequationofthepheasantwiththemanofpurity,itcouldbereadas,"Inbadtimes(nan ),[the
hermit]feedsinsecret."
37.FY3:8alsocondemnsthemountainpheasantastoodecorative.
38.SeeWangYa.Cf.YTC4/11a.
39.SMK4/5a,however,arguesthatitisbettertoretirefromgovernmentserviceintimesofdecline.
40.Cf.thekupi ("grainpatterned"pijade).ThesameargumentismadeinFY2:4.Thephrase,however,canalsobereadsimplyas"grainandcloth."See
below.
41.Serruysreadsas,"Itislostintime."
42.HS24A:112832(Swann[1950],15462).Analternatereadingofferedbymanycommentatorsmakesmuchthesamestatement,thoughitisbasedondifferent
punctuation:"Intricatecarving,/Grainandclothareneglectedattherighttime./Patternsasexpectedgrowchaotic./...."
43.ByHantimes,fufu referstothedramaticallycoloredceremonialgarbreservedfortheuseofhighofficialsparticipatinginthemostsolemnritualoccasionsat
courtortheancestraltemple.Forfurtherreference,seeDocuments,"KaoYaomo,"par.12(Legge,80Karlgren,11)SY19/lb.Serruyspointsoutthatinthe
bronzetextsthetermfufusimplyreferstofiguredembroideriesinwhiteandblack,andinblackandbluegreenpatternsrespectively.Thisissupportedbythe"K'ao
kungchi"sectiononfiguredembroideryinCL.
44.Variouscommentators,includingCWK,p.145,n.10,readtang as"should."Thelastlinewouldthenread,"Oughttousetheessential."
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No.48.Ritual
1.AccordingtoFW4/11b.
2.FW4/11b.
3.FW4/11b.
4.SeeFingarette.FY3:8treatsritualasabalancebetweenouterexpressionandinnersubstance.
5.Li isausualHangloss.
6.HTYT,ch.19(Dubs,pp.21346).
7.SeeCCYT27/Huan2/fu(Legge,40).
8.CYYT52/hs(Wilhelm,435).
9.Literally,"grandfatherandfather"(tsuni ),atermthatoftenindicatestheancestralshrine.
10.Li (GSR562a=597d).Inarchaicpronunciation,thetwowordsarealsohomonyms.
11.SMK4/5b.
12.SMK4/5b.Similarly,CPL4/11asaysthatwalkingontiptoefocusesundueemphasisonwhatcomesbehind(theheel)andobscuresorcrusheswhatcomes
before(thetoes).ClassicalsupportcomesfromLC2/1(Legge,I,100).NumerousexamplesarefoundinHanportentliterature.Oneanecdotedrawnoriginallyfrom
theTsoCommentaryequates"highstepping"withthetotalabandonmentofpropervirtue.SeeHS27B(A):135455,citingCCYT39/Huan13/fu1(Legge,60).
13.See,forexample,LSCC9/9a.
14.AddedbyNylan.
15.LT,ch.24(Lau,81).
16.CPL4/11a11bsays,"deferential,asifseeingtheirformssolemn,asifhearingtheirwords."
17.Ode32/1(Legge,5051),174/2(Legge,276),forexample.
18.CCYT152/Wen5/fu1(Legge,241).
19.CommentarybyWangYatothefollowingAppraisal.
20.Literally,"Itisnotitstruth."
21.ThispossiblyreferstotheMohistdictum:"Knowingisdifferentfromhavingapictorialidea."SeeGraham(1978),p.471.HantextsalsoattributetoMenciusthe
saying,"Asstoriescirculate,theylosetheirpoint[ofreference],justaspaintedimagesfailtocapturealikeness."SeeNylan(1982),p.360.
22.SMK4/5b.Cf.FW4/12aYTC4/11bandCPL4/11b.
23.YTC4/11bsaysthatthe"reality,nottheform"movesothermen.
24.CCYT357/Chao5/3Tso(Legge,604),citedbySMK4/5b.Itisalsopossiblethatthepoemwascomposedtoremindusofanadditionaltruth:Alltypesof
likenesses(includingtheliterarymetaphor)candeceive.Cf.PlatoinTheSophist(231a).
25.Cf.FY5:1213,whichpraisesimitation.
26.TheearlycommentatorYFansaysthatbotharefamousfortheirformationsinflight(anotherpattern),butpeacocksrarelyfly.SMK4/5b6acreditsthe
peacockwithpatternedplumageandthewildgoosewithastatelywalk.Contrastthewildgooseherewiththatintheprevioustetragram.MTYT64/39/47
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talksofthe"ceremonialgaitsandwinglikegestures"oftheConfuciansitcriticizes.MytranslationofthepassagefollowsEno,p.53.
27.Pi canalsomean"arrowhead."Seebelow.
28.Alternately,"Inerror,hedestroysthebestowedNineArrows."FollowingFW4/12bYTC4/12aandCPL4/11binreadingshih ("Heaven'')intheWJL
edition.IfweaccepttheWJLvariant,thelinemustmeansomethinglike,"Errorsruinthebestowals[from]theninthempyrean."
Forkuosanghsichiushih ,WangYareadskuoch'anghsi
_8B0B1D97CF143237 ,whichmeanssomethinglike,"Tooverturnthegiftofblackmilletwine."
_8EF11D97CF143237
29.SeeFW4/12bandCPL4111b,whotakepien ("Heavenly").Iuse"dignity"inthearchaicsense,meaning"emoluments."
30.ForfurtherinformationontheNineConferralsbestoweduponthefeudallordsbytheSonofHeaven,seePHT3A/8a10b(Tjan,I,504ff.).
31.FollowingCPL4/11b.
32.CYYT31/51/t'uan(Wilhelm,197).
33.CCYT69/Chuang23/3Tso(Watson,57Legge,105).
34.Mencius4A/3(Lau,119),citedbyYTC4/12a.
35.CPL4/12atakesch'a as"order."
36.FollowingtheWJLedition(4/6a)inreadingta as"simply,""straightforwardly,"whichpresumablyconveystheeasewithwhichtherulerordershiskingdom
withritual.
37.SMK4/6areadsinstead,"Theemperoruses[this]tomounttoHeaven."CPL4/12areadsteng as"goingup,"seeHentze.
38.ThiswasapopularmetaphorinHan.SeeSC92:2622(Watson,224)HS87B:3544(Knechtges,32),3565(Knechtges,48).
39.Analects11/16(Waley,156).
40.Documents,"Choukuan,"par.19(Legge,533notinKarlgren).
41.Readingch'Jan .
42.FollowingtheFWedition(4/13a)inreadingming .
43.Forthesamemetaphor,seeHsinS2/5b.
44.SeeCPL4/12a,whichbelievesthecompoundreferstoamourningcapofcoarsechien .
45.Literally,"gold."CPL4/12areadschin .
46.Readingcheng .Cf.FW4/13a.
47.Taking"nine"tosignifyingthehighestyangposition,asintheexpressionyungchiu .SeeCYYT1/l/yen(Wilhelm,383).
48.ContrastthiswithCYYT1/1/yung(Wilhelm,10),whichspeaksof"Somanydragonswithoutheads.Felicitious."
49.CPL4/12b.
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No.49.Flight
1.Or,"ismanifestlyforceful."FW4/13b,however,readschangch'iang ("overbearinganddestructive").
2.Or,"stealthily."
3.SungChungtalksof"minuteyinintheinsidewantingtocomeoutfromtheearth."
4.CYYT52/hs(Wilhelm,550).
5.ContrastCPL4/12b,whichreadschueng ("scar").
6.Or,"remade."FW4/13bwouldreadthisasthetracesofthewater'sobliteratingactionleave"noscars."
7.Cf.LT,ch27(Leu,84):"Goodtravelersleavenotrack."ThisentireparagraphaddedbyNylan.
8.FW4/13bemphasizesthatthepresentdangerisonly"small"(presumablybecausewearestillatApp.1).
9.See,forexample,SMK4/6bYTC4/13aandCWK,p.149,n.3.
10.SMK4/6b,however,callshim"terrified."
11.FollowingSungChung.
12.LC24/36(Legge,II,2289).
13.Cf.YTC4/13a.
14.Analects2/24(Waley,93).
15.Tentativetranslation,drawingupontherootmeaningofching ("toforce"),takingthefirstlineasadescriptionoftheriderwho,wantingtospurhishorseon,
digshisthighsintothesaddleforabettergripbeforewhippingthehorse.Inthatcase,thefirstlinecouldalsopossiblymean"topressits[i.e.,thehorse's]rump."
Therefore,intheFathomingItranslateasifthepossessivepronounch'ireferstothehorse.
16.Translationtentative,meaning:"As[thebandits]approach,[he]happenstosee[them]."SungChungreadsthisas,"Thereapproacheswhathehasseen,"which
emphasizestheimminentnatureofthedanger.Cf.CPL4/13a.
17.Ch'iao referstowhatis"tallandbentorpointedattop."Withreferencetotrees,itreferstothosewhoseupperbranchesaresparse.
18.Thephraseweits'ung ("longandfineinappearance").YTC4/14asaystheupperportionsofthetreeare"flourishing."FW4/14aissomewhatvague.
19."Stopandthen"addedbyNylan.However,FW4/14apresumesthatthebirdspassbythegroveoftrees,sincetheyare"aplacewherebirdsdonotgather."FW
comparesthetalltreestotherulerthebirds,tothepettymenwho"regardhimandthengoaway."Unfortunately,FWignorestheclearsenseofthepassage.Heis
directlycontradictedbySMK4/6bandCWK,p.149,n.6.
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20.Seethe"CryofSorrow"legendinFSTY2:10(Nylan,36370).
21.CPL4/13acommentary.
22.SMK4/6b.
23.AddedbyNylan.
24.SMK4/6bYTC4/13b.
25.WuMi,however,readsts'ui ("totread").
26."Isimminent"addedbyNylan.
27.Cf.theLinetextsattachedtothecorrespondenthexagram.
28.SungChungcommentary.
29.Thismayexplainwhysomeofthecommentatorsrefertooneadmirabletraitassociatedwiththeotter:filialpiety.SeeLC5/286/2(Legge,I,221,251).
30.SYJ8/19breadslu ("tocarryoff[anycrops]").
31.Readinghsi refersto"cookedorpreservedfood."FW4/14bWangYaYTC3/14aCWK,p.150andSerruysthereforereadthislineas,"Wastingthe
resultofourcooked[offerings]."
32.YTC4/14aandCPL4/13breadjih ("tolose").
33.Forthemetaphorofsowingandreaping,seeDocuments,"P'ankeng,"par.9(Karlgren,21Legge,227).
34.AddedbyNylan.
35.SMK4/7a.
36.CPL4/13breadsthepoem,"Manyhunts,nocatch./Wastingthe[farmer's]efforts[by]our[trampling]thefootpaths...."CWK,p.150,n.8,hasthehunter's
catch,whichhasnotbeensecurelytied,escapinginthepursuit,thefarmer'sfieldsaremined.
37.SungChungglosseschi ("tocomenear"),meaningthatthebirdhasanarrowescape.
38.YTC4/14areadstseng ("silkstring").Thisemendationisunnecessary.
39.Alternately,"Itispreciselythewingsthatitbindsup."FollowingWangYa,readingyi ("stringattachedtothearrow").
40.FollowingWangYaandSMK4/7a.
41.Alternately,"[untilthefeetgrow]calloused[fromwalkingsofar]."YTC4/14bandCPL4/14asaythatp'ienp'ien ),makingitdifficulttowalk.SeeGSR824
p',q'.
42.Readingtaote ("toget")insteadofte("character"or"power").CWK,p.150,n.11agrees.
No.50.Vastness
1.FollowingSungChung.
2.FollowingLuChi,whosaysthingsarek'ungchin ("emptyandused
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upinappearance").Cf.CTYT93/33/64(Watson,374).
3.Cf.English,whereboth"vast"and"wasted"arefromasingleLatinroot,vastus,meaning"waste''or"empty."
4.CPL4/14aglossestangtang as"boundless,withoutaplacetogo."
5.SeeFW4/15a.
6.SeeSMK4/7a.
7.FollowingFW4/15a,whichexplainst'ang ("simple,""ignorant,""thoughtless").
8.Literally,"whenunrestrainedattheinside."
9.FollowingSMK4/7aandCWK,p.151,n.3.Serruysprefers,"Ifyoudonottaketheinitiative[tofollowtheWay],therewillbedanger[orharm]."YTC4/14b
andCPL4/14breadthisas,"[Though]hedoesnot[yet]act,itis[still]dangerous."
10.Literally,"benefitsfor[those]driftinginthedark."
11.Tentativetranslation,followingFW4/15b,whotakessu :"totestandascertain[bytheoraclebones]."
12.FollowingFW4/15b.YTC4/15atakeslungling ("luminousinappearance"),onthebasisofYangHsiung's"SweetSprings"fu,recordedinHS
87A:3528(Knechtges,20).Knechtgessays"glimmersandglistens."
13.Tentativetranslation.Alternately,"Itisnotyourproperplace."CPL4/14bsays,feierhsoneng ("notwithinyourcapacities").
14.Tentativetranslation.CWK,p.152,n.6,takest'ang ("fairmindedandwithout[selfish]desires"),onthebasisofTHC"Hsanch'ung"(p.1015a).
Serruys,however,prefers,"Expending[energies]withoutpredilections."
15.AnalternatereadingfortheFathoming,thoughitrepeatstheAppraisalgraphforgraph.
16.NotethemisprintintheWJLedition,whichreadstzu .
17.Analects4/10(Waley,104).
18.Documents,"Hungfan,"par.14(Karlgren,32).
19.Lu .
20.See,forexample,SC92:2629(Watson,I,231).
21.Cf.LSCC15/4bandHsinS2/5a.
22.Forthesamemetaphor,seeSY17/4b.
23.FollowingFW4/16a.
24.Cf.CWK,p.152,n.8,whichreadsitasputuhsiang ("Nottoenjoybyoneself").
25.FollowingFW4/16a.
26.Analects4/25(Waley,106).
27.Mencius1A/2(Lau,50).
28.Literally,"Dawn'slightshinesforthonthemarch."
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29.Literally,"Ingoingforth,hedoesnothavethatwhichtofollow."
30.YTC4/15b.
31.HTYT89/23/68(Dubs,313notinKnoblock).
32.Shou referstotheactofhookinginwithasickle.
33.SMK4/7bYTC4/15bandCPL4/15breadmu ).Theremayalsobeanallusiontothe''washing"daysallottedgovernmentofficialssincetheyimply
"puttingone'saffairsinorder."
34.Translationtentative.Seebelow.
35.Literally,"thegain,noreturn."CWK,p.152,n.11,followingFW4/16bandtheWJLedition(4/8a),takesfeijou asabinome.ThenextAppraisalline
wouldthenread,"Hisgainnoreturn[fortheoutlay]."
36.Cf.HsinS2/5a,whereavaluablepotisthrownatarat.
No.51.Constancy
1.AccordingtoSMK4/8a.
2.Or,generations.
3.CYYT20/32/t'uan(Wilhelm,546).
4.Forthemetaphoroftheinkline,seeHNT9/8b(Ames,182).
5.Literally,"notdecline[asthesunatdusk]."
6.YTC/16breadsast'ihsingyiyeh ,thenequates"divinemeasure"withritualand"sacredmodel"withthepenalcode.
7.HTYT108/32/12(notinDubsorKnoblock).Cf.LT,ch.21(Lau,78).Forthesametermappliedtocosmicprinciples,seeLSCC25/4b.ContrastMencius
7A/26(Lau,188),whichuses"holdingfasttotheOne"tomean"holdingoneextremeview."
8.Mencius7A/4(Lau,182).
9.LikeWater,withwhichthisPositionisaligned,therulerbecomesaninexhaustiblesourceofcharismaticpower.
10.CYYT45/HsiB/1(Wilhelm,326),citedbySMK4/8a:"ThemovementsofAllunderHeavenwhenalignedcorrectlybecomeuniform."
11.Thetextsays,"bearingaloft...treading...."
12.CPL4/16aoffersanotherreadingofthepoem,whichfocusesupontheinterdependentnatureoftheritualandpunitivearmsofgovernment.Iftherulerupholds
bothritual(the"inklineofthegods")andthepenalcode(the"sacredmodel"),hewillbeabletorulethemasseseffectivelysothathispowerisnevereclipsed.Note
theassumptionthatritual(alignedwithspring)takesprecedenceoverlawevenatthispointinthecalendaryear.CPL'sreadingdependsuponavariantcharacter,
however.
13.Wei ("secluded"),theproperdescriptionofwomen'sconduct.
14.WangYa,however,punctuatesaftern ,givingthereading,"[If]the"inner"chambersconstantly[areoccupiedby]debasedwomen,/Propriety[or,"chastity"]
indanger."WangYafaultsthemanforbringinglowclasswomeninto
Page577
thehousehold.YTC4/16bseemstothinkthatwomeningeneralaredebasedsincetheyarepreoccupiedwiththingsoflittlevalue(wei ),likecosmetics,rather
thanwiththedevelopmentofgreat"constants"likefemalechastity.
15.SeeLuHsn'sessay"MyViewsonChastity"inhisSelectedWorks,II,1124.
16.Or,"TheWayoftheRulerenlightens."
17.SeeHS27C(C):147980.
18.SeeDocuments,"Hsienyuyite,"par1(Legge,21314notinKarlgren),citedbySMK4/8a.Thesamelinescouldconceivablyrefertoonewho"dailymakes
hisvirtueconstant/Forthethreeyears[ofmourning]hedoesnoteat."ThisseemslesslikelyinviewofApp.4.
19.InChinese,asinEnglish,theterm"course"canreferbothto"orbit"and"courseofconduct.''
20.Brown,H.,p.67:"Therearethree...effects[onthemoon]whicharelargeenoughtobedetectedwiththenakedeye.Oneofthese,calledvariation,isa
wobbleinthemoon'smotionduetothefactthatduringpartofeachmonththesunandearthpullitinthesamedirectionandtheninoppositedirections....Asecond
effect,callederection,isduetotheeffectofthesun'sgravitationalattractionontheellipticityofthemoon'sorbit....Finally,thereisathirdeffect,...calledannual
inequality,whichisduetothefactthatthesun'spullonthemoonvariesthroughouttheyearbecausetheearth'sorbitiselliptical."ThattheChinesenoticedthis
wobblingisprovenbySC27C(B):1458.
21.YTC4/16b.
22.Chin12/1b(Ho,12122).
23.Onepossibletranslationforwhatliterallyreads,"his[or,their]verticality,his[or,their]horizontality."Seebelow.
24.SMK4/8btalksofthewarpandwoof.
25.SeeYTC4/16b17aCPL4/16b.Cf.CYYT40/HsiA/3(Wilhelm,294).
26.FW4/17bsays,"Havinggotten7,hegrasps9."
27.THC28/A2usesthesimilarlanguage.
28.CPL4/17aregardsthisasanattackoninsatiablegreedorambition.Havingachievedat7,theindividualstillwishestopushonto9toacquiregreaterbenefits.
Suchmoralweaknessfinallyspellsruintotheindividual.YTC4/17a,however,seesthisassymbolofthe"inconstant"mind,unabletoholdfirmlytoanyfixedposition
(Wemightsayheisalwaysat"sixesandsevens.").
29.Readingshuai inordertomaintaintheauspiciouscharacteroftheline.Forareadingwhichretainsshuai,seeYTC4/17aandCPL4/17a,whobothinterpret
theconstantflowofthewaterasanevilomenoftheunfixednature.CWK,p.155,n.9,agrees.
30.Takingch'eng as"tomeetinbattle."SeeGSR896c.
31.Mencius2A/2(Lau,7680).
32.AddedbyNylan.NotethatSMK4/8boffersnocommentaryhere.Thissuggeststhedifficultyoftheline.
33.Cf.HFT7:21:120(Liao,II,215)
34.LT,ch.71(Lau,133).
35.ThecommentatorsWangYaandSMK4/8bseethemagicianhealersassymbolsofworthiescometoadvisetheruleraboutgovernmentpolicy.
Page578
No.52.Measure
1.FollowingFW4/18b,readingjih .
2.FollowingFW4/18b.SungChungsays,yinnow"moves"(tung ),areversaloftheusualvaluesassignedtoyinandyangch'i.
3.FW4/18bsaysthatthereduplicativesaremeanttoconveythespeedofthechanges.
4.FollowingWangYaandYTC4/17b.CPL4/17bsaysthatyangisforcedtostopitselfinthefaceofyin'sincreasingpower.
5.CYYT37/60/1,4,5,hsiang(Wilhelm,69697).
6.Forfurtherinformation,seeWheatley,pp.41175.
7.FollowingFW4/18b,takingtu ("self").
8.Documents,"T'aichia,"par.67(Legge,202notinKarlgren).
9.FollowingYTC4/18aonthebasisofAnalects9/16(Waley,142)andFY1:2.Alternately,tse refersto"grace"or"blessings."
10.FY1:2.
11.SeeFang13/85/96,whichdefineslai (alsoreadlan)as"ruin,""destruction."
12.Literally,"theerrorsfromsmallmeasurements,"followingthetextusdifficiliorintheFWedition(4/18b):hsiaotuchihch'a .
13.CIS,I,13.
14.YTC4/18a.
15.CPL4/18breadschingying ("makingplans").
16.FY8:24usesthesamemetaphor.
17.FY9:24.
18.SeeTHC42/A3forthemetaphor"timber"="talent."
19.FollowingWangYa.
20.Thereduplicativeverbindicatesthattheactioniscarriedoutrepeatedly,evencontinuously.FW4/19barguesthatthereduplicativeformoftheverbchien
indicatesthatthesuperiormanexaminesthreeareas:AllunderHeaven,himself,andothers.SMK4/9a,however,insiststhatthetruegentlemandoesn'ttakehisown
feelingsasmeasure,butonlylookstoHeaven'simages(forexample,thestarrypatternsinthesky)forinspiration.Cf.YTC4/18bandCPL4/18b.
21.FY4:9.
22.AddedbyNylan.
23.CYYT44/HsiA/114(Wilhelm,320,294).
24.Itakekuei astheverb"todrawregulatinglines."SeeGSR875a.However,SMK4/9areads,"nottouselawsandinstitutionstomeasure[or,advise?]
oneself."
25.Alternately,"toloathe,""tofault."Notethatthesamegraphalsomeans"tomeasure.''
26.WangYacontraststhebinomemingch'a withghosts,whileYTC4/18bandCPL4/18aseemtothink"thoseofkeeninsight"are"ghosts."IfollowCCYT
360/Chao6/fu1(Legge,609).Cf.Filial,ch.16CTYT83/29/84(Watson,336)andMTYT49/31/9.
27.FW4/19breadstheseastwoseparateaspects:stoninessandredness.For
Page579
him,thestonesymbolizesfirmnesswhilerednessstandsforloyaltyandintegrity.
28.Literally,"Theoutstandingknight,himwetakeasalogicalcertainty."Theterm"knight"isanarchaismbyHanshih thenrefers,accordingtotheeminentHan
historianHansBielenstein,to"thepoolofpotentialcandidatesforofficeplusactualofficeholders"(privatecommunication).
29.SMK4/9a9breadsas,"possiblewithhimtohavepromiseskept."
30.Notethepunbetween"stone"(shih)andshih .
31.SeeTHC48/A2above.
32.AddedbyNylan.
33.Readingtai .
34.Readingshan ,followingSMK4/9bratherthanFW4/20a,becauseofthesenseofthepassage.
35.FW4/20aremindsusthattensignifiescompletion.
36.LuChiglossestsao ).FW4/20agivesthevariant:"Accumulatedgoodnotenough./Fortenyears,noreturn./Accumulatedgoodnotenough./Means:Cannot
managetocomplete[therectificationofaffairs]."(MaterialinbracketssuppliedfromFW'scommentary.)Thisreadingseemslesslikely,sinceYangHsiungfollows
Hsntzuinassumingthataccumulatedactsofgoodnessworktostrengthenaman'sresolvetodogood.
37.WangYa.
38.CYYT16/24/6,hsiang(Wilhelm,508Kunst,287).
No.53.Eternity
1.TheearlycommentatorsSungChung,LuChi,FW(4/20a),WuMi,andWangYaallassignHexagram32hereCPL4/19aandYTC4/19afollow.SMK4/9b
correlatesthistetragramwithHexagram13,FellowshipwithMen,however.
2.FollowingSungChung.AnalternatereadinggivenbyCPL4/19b(partlybasedonFW4/20a)comparesyinch'itoahegemonwhoforcesyangtoretirewhenits
strengthgivesout.Therefore,yangch'i"graciously"givesitsposition(analternate,ifforcedreadingofthephraseyiweny .).
3.SeeHulsew(1955)Nylan(1982),92141.
4.CYYT20/32/t'uan(Wilhelm,546).
5.FollowingSMK4/9binreadingt'i ("toerr[inappointing]").
6.Literally,"Theeldestson,himhetakesasconstant."Alternately,"Theconstantruleoftheeldestson."
7.SeeSMK4/9b.
8.ThecontroversyisrecordedinWCYY2930,whichcitesCCYTI/Yin1/1Kung(Malmqvist[a],6870).Forfurtherinformationonthathandbook,seeMiller.
9.AnanecdotetothiseffectisgivenbyYangHsiung'scontemporary,LiuHsiang,inSY3/8b9a.
10.YTC4/20b,however,takestheverseasportraitofthemodeleldestson:"Neitherneglectfulnoratfault./Theconstancyoftheeldestson./Neitherneglectfulnorat
fault./Meaning:Hemakeseternalthewayoftheancestors."
Page580
11.FW4/20b,however,appearstolaytheblameontheson,who"insideharborsneglectandfaults."
12.Deletingwei ,bothtorepeatthelengthofthepreviousthreecharacterlineandtopreservebettersense.However,ifweiisretained,thelineparallels
THC36/A5:"Thoughhehasnotyetgot[office,][he]hasnoblame."FW4/20bSMK4/9bandYTC4/20breadthelinethisway.
13.Analects15/29(Waley,199).
14.SeenotestothesecondlineoftheAppraisal.CPL4/20a,however,givesadifferentexplanationinthelightoftheFivePhasescorrelations.
15.Readingpin ("secondarywife").However,allextantcommentariesreadthelinedifferently("Thattheguestleadsistoforeverlosethehost."),makingthefirst
andsecondlinesparallelexamples.
16.FW4/21aandSMK4/10abothsaythattheestablishmentoftheThreeGuideLinesleadstotherulerbeinghuangchi .Forfurtherinformation,seethe
Documents,"Hungfan,"par.916(Legge,32833Karlgren,3032).
17.Alternatereadings:"Theeternal[nature]oftheThreeGuideLines,"or"TheThreeGuideLines,them[he]takesaseternal."
18.CCFL12/53/6b.Forfurtherinformationonthehistoryofthesankang ,seeHsDaulin.
19.Forchungchi referredtothatprocesswherebytherulerinducesworthycandidatestocontributetheirtalentstoofficesoastomaximizehisownpowerat
thecentralcourt.
20.Tentativetranslation.Serruysreadsas,"Ifgreatnessismadelonglastinginregardtoblessings."
21.Literally,"Heentersinthedarknessofwhathehasachieved."Notethedeletionofthecharactery ("adecayinganddarksituation").SMK4/10a
attributesthisdarknesstothepettyman's"notknowingregretorfear."
22.SeeTHC39/A1.
23.FollowingSMK4/10a.
24.CPL4/20b.
25.Literally,"Foreverthereby[i.e.,bymeansofthenewgrowth]theywindarounditsplaceswhichhavenothing."
26.Thereissomeconfusionovertheexactidentificationofthisplant.Thecharactershih )istoppedbythe''grass"radical.
27.Cf.THC39/A9.
28.Literally,"Makinglonglastingwhateverisnotontherighttrackwillbeillfortuned."
29.Meaninghislifespan,orpossiblyhisappointment.
30.YTC4/20b.
Page581
31.Alternately,"Foralongtime,torejoiceandfeelatease."Mytranslationtriestohintatthefinalstageofthecycle.
32.Thephrase"happyandatease"isthetypicalcharacterizationofthegentleman.SeeSY6/8a.
33.Documents,"Hsienyuyite,"par.6(Legge,216).Cf."Chunghuichihkao,"par.9(Legge,183)Ode255/1(Legge,505)HSWC10/13(Hightower,335).
34.SuggestedbyNylanonthebasisofYTC4/20b.
No.54.Unity
1.Notethetwodifferentusesofshang withinthesingleHeadtext.
2.CPL4/21adefinest'ung as"feelingsympathyfortheirtroubles."
3.SeetheSungChungandWangYacommentaries.
4.FW4/22a.
5.SeeWangYa.
6.CPL4/21a.
7.Cf.Mencius2B/1(Lau,85).
8.SeeespeciallyMencius2A/6(Lau,8283).
9.SeeSungChungandSMK4/10b,forexample.
10.FY3:9.
11.E.g.,LT,ch.38(Lau,85),citedbyCPLcommentarytoTHC54/F3.Cf.MTYT29/17/1231/19/545/27/72,forexample,orHsinS1/9a,whichtalksof
matters"beingasclearasblackandwhite."FW4/22aremindsusthatblackisthecolourofwater,thepatronPhaseforthisposition.
12.YTC4/21a.
13.Analects2/14(Waley,91).
14.FW4/22aandSMK4/10btakefeifei ("ornate,""elegant").
15.Analects13/23(Waley,177),citedbySMK4/10b.
16.SMK4/10b.
17.Also,SMK4/10bdirectlycontradictsnumerouspassagesintheAnalectsthatwarnagainstassociationwithevilmen.See,e.g.,Analects4/7(Waley,105)6/19
(Waley,119)7/21(Waley,127)9/27(Waley,147)15/7(Waley,195).
18.YTC4/21a.
19.ProposedbyNylan.SMK4/10bsaystheonebeakstandsfortheirunitedintentiontocombatinsultthesametailstandsfortheirremainingintactattheend.FW
4/22asaysthatthebeakstandsfor"harm,"sothatthebeakandtailunitedmeansthatnoharmwillbedone.
20.Also,Appraisal2correspondstoFire,whosesymbolistheRedBirdofthesouth(i.e.,thesun,theultimatesourceofauspiciousyang).
21.Tentativetranslation,basedpartlyonFW4/22a.Serruysreadsshih :"Heidles[i.e.,takeshisease]innotbeingblack."YTC4/21a21bandCPL4/21atalkof
failingtofullyunderstandthatblackiswrongsinceitisgivenlittlefurthernotice(anotherkindofonesidedness).CWK,p.163,n.5,givesaconfusedexplanation.
Page582
22.YTC4/21a21bandCPL4/21apreferpuch'u ,"[hedoes]notgetridof[evil]."CWK,p.163,n.5,follows.
23.Thesameimagerymayhavehadsexualconnotations.SeeLiY'sJoupuman(Kuhn,35).
24.Analects16/1(Waley,203),citedinCWK,p.163,n.6.
25.FollowingtheWangYaedition.FW4/22bandYTC4/21bread"grain" (areferencetoofficialappointment)insteadof"hub."
26.Forthespokesmetaphorusedtoshowapoorfit,seeCYYT8/9/3(Wilhelm,42Kunst,257).
27.YTC4/21bspeaksofthe"hub"as"[theruler'sabilitytodisperse]salaryandrankbywhichheencouragesworthies"atcourt.
28.Forfurtherinformationontheproperwayto"utilizethemasses,"seeAmes(1983),pp.14252.
29.FollowingWangYaandSMK4/10b.
30.CompareotherHansayings,suchas"Manymouthsmeltmetal."CPL4/22aagreeswiththisgeneralinterpretationoftheverses,butobjectstotheapparentjump
insubjectfromwheelstojade.Therefore,hereadsthethirdlineoftheAppraisalas,"Numeroushairy[oxen]overturnthejade[carriageoftheruler],"takingoxenas
symbolsofpettymen.
31.Literally,"sharingasingleorder."
32.Documents,"Yaotien,"par.19(Karlgren,4).Cf.CCYT65/Chuang21/2Tso(Legge,105)66/Chuang23/3Tso(Legge,112)395/Chao21/2Tso(Legge,
671).
33.CYYT45/HsiB/2(Wilhelm,331).
34.Takingchiu ("toprotect").
35.Foralternatereadings,seebelow.SYJ8/19b20asaysyen ("stars").
36.CPL4/22a.SMK4/11asaysthateveningrainisnotequallybeneficialtoalltypesofplantsinallsituations.NotethatPosition7correspondstothe"evening"of
one'slife.
37.Punctuationunclearandthetranslationistentative.WangYatakes"hisperson"astheobjectoftheverb"toabandon"(ch'i as"handovertorobbers."
CWK,p.164,n.10,presumesanauspiciousreading,citingAnalects15/8(Waley,195)inhissupport.
38.Takingcheh torefertoasuperior,suchasHeaven.
39.SC47:1909,thebiographyofConfucius,talksof"men...whoputthemselvesinperil."Theyarethosewhocriticizeothersandexposeothers'stupidity.
40.Thismay,ofcourse,refertoYangHsiung'sownsuicideattempt.
No.55.Diminishment
1.AccordingtoFW5/la.
2.CYYT26/41/t'uan(Wilhelm,590).
3.SeetheLinetextsforHexagram41.
4.Thesinglecharacterming carriesthesensesof"whatisdark"and
Page583
"cover"(i.e.,"whatishiddenaway"fromtheeye).SeeGSR841a.FW5/lawouldaddthephrase"[likeWater]."SMK5/latalksofallthishappening"inthe
hiddendarknesswherenonecansee."
5.FollowingLuChi.
6.LT,ch.22(Lau,79).
7.Readinghsing ("tobecomevisible").Thealternatereadingwouldbe:"Thattheheartisdiminishedandthatitstrikesitself/Therebytakesforminhisperson./The
heart'sdiminutiontakingforminhisperson/Means:Heconfinesitatcenter."
8.Reflectingthetwosensesofhsing )inLine2oftheAppraisal.
9."Learning,"ch.6(Legge,367).
10.SeeSMK5/la,citingAnalects6/12(Waley,118[renum.]).
11.See,forexample,YTC5/lb.
12.Or,"Indesires,herestrainshimself."
13.SMK5/lapointsoutthatAppraisal3isthe"highpoint"forthelowertriad.FortheWesternHannotionsregardingtheneedtokeeplinesofcommunicationopen
betweensuperiorandinferiorwithoutriskoflesmajest,seeNylan(1991).
14.Literally,"Adecreaseinregardtogoodorder."
15.Mencius4A/1(Lau,1178).
16.The"now"addedbyNylan.
17.SeeWangYa.SMK5/1b,however,takesthesubordinateassubjectfortheverse,ignoringthe"centrality"ofAppraisal5.
18.Contrastthephrasech'anyu ("disclosethehidden")inCYYT48/HsiB/5(Wilhelm,344).
19.Or,"arenoteven[lydistributed]."
20.SMK5/1btalksofthestubbornrulerwhodoesnotdistributegoodsfairly.
21.SeeHFT,ch.20(Liao,I,172),e.g.
22.CPL5/lb.
23.Or,"faults."
24.CYYT26/41/4,4hsiang(Wilhelm,593).
25.Cf.Ode58/2(Legge,98).CWK,p.166,n.9,however,readsthisas"sapflowingdown."
26.Cf.Mencius6A/8(Lau,16465)onOxMountain.
27.HTYT1/1/7(Dubs,32Knoblock,I,136),citedbySMK5/lb.
28.CYYT13/17/6(Wilhelm,75Kunst,273).
29.SeeLoewe(1979),pp.86126WuHung,pp.10841.
30.See,forexample,CYYT5/5/t'uan(Wilhelm,411),26/24/t'uan(Wilhelm,505),and37/61/t'uan(Wilhelm,699).
31.SeeNeedham,III,21016,describingtheK'ait'iencosmologicaltheory.
32.SeeTHC1/F9FY12:40,e.g.
33.YTC5/2bdiscussestheinevitablecyclesofriseandfall.However,CWK,p.166,n.10,talksofthenobleman'swillingnesstosacrificehimselfforthesakeof
others,asheequatesthehighmountainwithextremedanger.
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No.56.ClosedMouth
1.HNT3:35says,"Toexhalech'iisto'bestow.'Toinhalech'iisto'transform.'"Ithereforetake"it"torefertoch'i.SMK5/1bsaysthatthefirst"it"referstoyin's
"form"(hsing astheverb"togetto."TheHeadtextthenreads,"Yindoesnotgettotransformyangdoesnotgettobestow."
2.Alternately,"obstructed,"readingho (GSR766zforitscognate766a).
3.LSCC18/5a.
4.CYYT10/12/hsiang(Wilhelm,448).
5.Alternately,"notparticipating."
6.Literally,"Thehusbandinwifelyfashiontakes[his]place."
7.LiYn,p.38citingFangnei,9a.ForHannotionsofsexuality,seealsoGulik,pp.5590andHarper(1987).
8.FW5/3a.
9.CPL5/2bsuggeststhathe"bemoans"thepossibleexhaustionofhisch'i,soheisunwillingtoshareitwithothers.
10.SuggestionbasedonYTC5/2b.
11.CYYT37/60/2,hsiang(Wilhelm,696Kunst,359),citedbySMKcommentarytoAppraisal3.
12.Literally,"Closedoffinregardtoblood."
13.YTC5/2b.
14."Learning,"vi.4(Legge,367),citedbySMK5/2a.
15.Literally,"doesnotexchange"(puchiao ).
16.FollowingFW5/3a,ch'ini ).
17.Fortheliteraltranslation,seethenotestothefirstlineoftheAppraisal.
18.ThedebateoverthesocialconsequencesoferemitismbecameincreasinglyimportantinEasternHan.Forfurtherinformation,seeNylan(1982),ch.2,esp.p.
120ff.
19.Literally,"Nottosuccour,nottobecustomary."CWK,p.167,n.6,readschen as"nottoloan"(GSR455p=455r).
20.Lei ,whichistranslatedaboveas"affect."
21.BasedonFW5/3a,thoughthecommentaryistootersetobeconclusive.Cf.CCYT11/Yin4/Tso6(Watson,8).
22.CWK,p.167,n.4,deletesthepu ,butthisseemsunnecessary.
23.Literally,"Rottenvermin,themheharvests."Alternately,"Themiserlinessofrottenvermin."
24.ThisisthepointofFW5/3b,whichspeaksofimproperlyhightaxes.
25.FollowingSMK5/2a.
26.CWK,p.165,n.8,however,readsthisas,"closedofffromthehighlands."
27.NotethevariantintheWJLeditionofSMK5/2a.
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28.Cf.the"Mean,"27.ii,whichtalksofgreatvirtue"fulltooverflowing"(Legge,422).
29.Theexilemaybeindicated.ForthehillparkintheChangesliterature,seeCYYT15/22/5(Wilhelm,93Kunst,283).
30.Takingt'i ,followingSMK5/2a.FW5/3bassociatest'iwithone'skin.
31.CWK,p.164,n.9,simplyequatesitwith"bonesandflesh."
32.SMK5/2a,however,suggeststhattheydonotreachtheappendages.
33.AddedbyNylanonthebasisofCPL5/3b.
34.SeeFW5/3bSMK5/2aCWK,p.164,n.9.
35.ThisispossiblyanattackupontheMohistcallforfrugality.
36.Literally,"Trulyitdriesthedriedmeat."
37.YTC514b.
38.SMK5/2b.
39.FW5/4aYTC5/4aandCPL5/4acontrastthedriedmeatwiththegeneroussacrificeoftheoxinAppraisal8,arguingthatpaltrygiftscannotsecuregood
fortune(including"goodfaith")eitherfromthegodsorfromone'scompatriots.
No.57.Guardedness
1.CPL5/4a.FW5/4atalksof"aboveandbelow,"presumablyareferencetothis.
2.CYYT20/31/4(Wilhelm,124Kunst,301).
3.Documents,"Chnch'en,"par.14(Legge,543notinKarlgren),citedbySMKincommentarytothefollowingAppraisal
2.Cf.LC17/11(Legge,II,96),citedbySMK5/2b.
4.FY4:12identifies"lessendesires"asateachingofChuangtzuthatYangHsiungadopts.
5.P'eng canmeanboth"double"and"friends,"sincetheoriginalgraphshowsstrungcowryshells.
6.FW5/4a:YTC5/4aCWK,p.171,n.3.CPL5/4a,however,takes"shuttingthedoublewindows"asadescriptionoftheTaoists,whoinrefusingtoviewthrough
theworldthroughthelensesoftheAncientsretaintheiroriginalpossession.
7.Literally,"IsnotasgoodastheOne'sbeinginone'spossession."
8.Literally,"Atcenter,heiswithoutthatwhichheuses."SungChung'scommentarytakesthistomeanthathelacksthetoolsforselfpreservation.YTC5/4bfollows.
9.ThephrasecomesfromHTYT108/32/12(notinDubs).However,CPL5/4btakesthisascriticismoftheoverlyrigidpersonalitywhichblindly"graspsatcenter,
andsofailstorecognizecontingencyandchange."
10.CYYT29/48/1(Wilhelm,185Kunst,335).
11.See,e.g.,Analects1/16(Waley,87):"Hedoesnotgrievethatotherpeopledonotrecognizehismerits.Hisonlyanxietyislestheshouldfailtorecognizetheirs."
12.Readingken (GSR416)withthemouthradical.YTC5/4bdisagrees.
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13.Lien ("sidecorner").
14.Thepunthenreads,"thecornerlacksan[adequate]defense,"followingLuChiinglossinghu (GSR49x=49f).
15.AddedbyNylan.
16.Alternately,"Preservingcentralityinordertoharmonize."
17.Serruysprefers,"agoodomen."Alternately,"[For]marquiseswhocovenant,[suchis]propriety."
18.CCYT234/Cheng13/2Tso(Legge,38182).
19.LT,ch.80(Lau,142).
20.Readingpu istakentomean"donotkeeptooneplace."
21.YTC5/5a.
22.Thecharactertui canrefereithertothepestleortothetreadle(alsocalledthetilthammer)inprimitivethreshingmachines.Foranearlyreferencetothetreadle
forpoundinggrain,seeHuanT'an,Hsinlun,citedinYKC15/3b(Pokora,12021).
23.Or,"tojoinwithwhattheoldonesholdto[asprinciple]."
24.CWK,p.172,n.11,glossesy ("surpass"),followingSungChungandYTC5/5b.Ycouldalsomean"tocorrect"or"toheal,"areadingpreferredby
Serruys.
25.Documents,"Ch'inshih,"par.45(Legge,628Karlgren,81),citedbySMK5/3a.
No.58.ClosingIn
1.AccordingtoSMK5/3b.
2.Fortheveryinexactusageofthetermspien inearlytexts,seeSivin(1977)andSivin(1990).
3.FollowingSungChung.SungChung'scharacterizationofyang,however,isnotconsistentwithhisremarksonyin.
4.SeeCWK,p.173,n.2.
5.SeeSMK5/3bCWK,p.173,n.2.forthefirstviewCPL5/5b,forthelatter.Notethatthesameverbs"headingagainst"and"acceding"areusedofthepolitical
process,wherebythethroneistransferredeitherthroughviolenceorbypeacefulmeans(i.e.,byaccessionorbyabdication).
6.ThisistheShuokuaglossforHexagram57,thecounterpartofthistetragram.
7.WangYacommentaryglossesitasho .
8.AddedbyNylan.CPL5/5bwouldemphasizetheirimpotenceinthefaceofcruelyinch'i.
9.However,CPL5/5breadsch'ung ("tolifttheeyebrowtogazeupward"[expressinghighambitions]).
10.Tentativetranslation.SMK5/3btreatshsi ("to
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gatherin").Serruysthinksitrefersto"concentrating"ontheirambitions.Cf.FW5/6a,whichreadshsiasshun ("toconformwith"),sothatthelinetalksof
"followingtheirintentions.''Seebelow.<EndPopupText>
11.Theterm"freeandeasywandering"appearsofteninearlyliterature,withbothpositiveandnegativeconnotations.SeeOdes79/2(Legge,131),146/1(Legge,
215),and186/1(Legge,299),forexample.AlsoseeHSWC5/2(Hightower,160)andthefirstchapterofChuangtzu.
12.Takingtz'uinthesenseof"makegroworincrease"and"belovingtoward."WangYareadstz'u ("this").NotealsothatFW5/6atakeswater,withits
propensitytooverflow,asthesubjectoftheentirepoem.
13.SMK5/3b.
14.Or,"heaimsforpropriety."CPL5/6atakestheverbshe literallyas"toshootanarrow."
15.FollowingFW5/6a.SMK5/3b,however,readsy ("toletout[thearrow]").
16.Thislastlineissomewhatpuzzling.FW5/6bsays,solipufang,kujuwuyeh ("Thehasteofhisdesireforprofitislikethedance'sgoingto
therhythm.").CWK,p.174,n.5,follows.
17.SMK5/3b.
18.Analects1/14(Waley,87).
19.FollowingWJL5/3b,ratherthanCWK,p.173,inreadingthetextusdifficilior.
20.Y .(GSR98a=954d).
21.See,forexample,OuyangHsiu's(100772)famousessay,"OnFactionalism."
22.However,CWK,p.174,n.7,readspi ,meaning"tostoreaway").
23.Severaleditionsread"goldandgrain"(chinku ).
24.SMK5/3bclearlydependsuponthepunbetweench ("togive[others]").
25.YTC5/6a.CPL5/6bfollows.
26.Literally,"yellow."
27.Forexample,YTC5/6bandCPL5/6b,onthebasisofFW5/7a.Cf.SMK5/4a,whichtalksofthegentlemanandhisaides.
28.Serruystakestheverbas"confined,""tuckedin,"followingMorohashi28693.Hepointsoutthelinguisticconnectionbetweenhsi .
29.FollowingFW5/7aCPL5/7aandCWK,p.176,n.9.
30.However,CWK,p.175,n.10,takessui ("tohavesuccess").
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31.YTC5/7areadsti ("tocausetocometo"),sothatthesentencereads,"Itwillmerelyproveusefulinbringing[it,i.e.,death]toyourownclan."CWK,p.175,
n.11,follows.
32.Anapparentexceptiontothegeneralrulethatcheh intheTHCreferstoHeavenortheruler.Alternately,"exterminatesits[i.e.,Heaven's]types[i.e.,good
men]."
33.SMK5/4a.
No.59.Massing
1.SMK5/4asaystheHornconstellationinstead.
2.AlthoughSMK5/4areadsch'ung ("aggregating").
3.Forthetetragramtitleglossedaspi ("toclose"),seeMKH,I,115(7a).
4.Seethe"Introduction"forthis.Cf.THC62/A7.
5.AsnotedbySMK5/4aYTC5/7b.
6.CYYT28/45/t'uan,hsiang(Wilhelm,61416).
7.Takingwu ,followingstandardHancosmologicalusage.Cf.FW5/7b.
8.FollowingWangYa.Serruyspreferstoread,"Ghostsandspiritsareusedbywhatiswithout[form]andnuminous."
9.CCFL6:19:62definesshen asperceptiblechangeeffectedbyanunseencause.Cf.HTYT7/3/27(notinDubsKnoblock,177),84/22/35(notinDubsor
Knoblock).
10.YTC5/7a.
11.Literally,"Inpleasure,theyareexcessiveandinerror."
12.AddedbyNylan.
13.Serruyswouldreadinstead,"Themanyghosts,ittheyregardasgateway,"takingmen asaverb.
14.Forfurtherinformation,seeHsiaoNylan(1982),pp.175209andSchwartz(1985),1639.
15.The"elders"mayalsorefertoworthyministers,whosepreceptsrevealthecosmicpatternstomenofvirtue.ThisisapparentlytheunderstandinginFW5/8a.This
seemslesslikelyinviewofYang'suseofthepronoun"his"(ch'i ),however.
16.Thespiritoftheshe ,thegodofthesoil,residesinthethicket.SeeMTYT81/46/65(notinWatson).SeealsoCWK,p.177,n.5.
17.Followingearlyeditionsinomittingpi as"jadetabletandtally."
18.Readingjung ("labor,""laborious"),asinFW5/8a.
19.Fortheexpressiontsopi ,seeOde107/2(Legge,164),which,however,translatesitas,"stand[orstep]asidetotheleft."Cf.CPL5/7b8a.
20.CPL5/7b.
21.CWK,p.177,n.5.
22.YTC5/8acriticizes"leadingthesheeptothethicket"asasymboloftheindividual'soverrelianceuponthespirits,and"holdingthejadetablet"asasymbolofhis
overrelianceuponcourtposition.However,thereisnoreasonforthegoodministernottorelyuponhisruler.
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23.Theyu ("topilefirewood[forsacrifice]"(GSR1096h).Mostlikely,thecorrectwordingispreservedinthemoredifficultversion.
24.Thetermreferstoallrelationsinthepatrilineallinefromgreatgreatgrandfathertogreatgreatgrandson.
25.Alternately,"toextend."
26.YTC5/8aseemstothinkthatastinkyplantwaschosentoshowthattheninedegreesofkinsharedthesamefortune,whateveritmightbe.
27.FW5/8b,forexample,talksoftheoathsofallegiancemadetotheSonofHeaven.ForthecommensalmealincontemporaryGreeksociety,seeDetienne,esp.p.
13.
28.Alternately,"Excessandruination."
29.Literally,"Fearinghis/their(?)ghosts,upholdinghis/their(?)rituals./Wantonlytocausebenightedhess...."FW5/8bomitsthepossessivepronounsinhis
commentary.CWK,p.177,n.7,equatesthesecondch'iwiththe"ancestraltemple"onthebasisofFW.
30.See,forexample,ch.9oftheFSTY.
31.CCYT77/Chuang32/fu(Legge,120)
32.LC2/22(Legge,116).
33.Chiu means"pigeon,"abirdsaidtousurpthemagpie'snest.Alternately,chiumeans"tocollect[together]."SeeGSR992h.
34.Byscreeching.SeeMorohashi3458.Alternately,fa means"toattack."
35.FW5/8b9a.
36.Inthe"Owl"fubyChiaYi,theowlsymbolizestheslandererinparticular.SeeSC84:2497(Watson,I,510).NoteWangYa'smoreauspiciousinterpretationof
theAppraisal:"Theowlandthekiteareintheforest./Screechedat[by]thosemanybirds./Theowlandthekiteareintheforest./Meaning:Theyareabusedbythe
many."Inthatcase,thelineservesasacautionarytaletothosewhousetheirpresentstrengthandvicioustendenciestodestroyothers.Eventually,theywillreceive
theirjustdesertsatthehandsofthosewhomtheyhaveharmed.Cf.SMK5/4b.
37.FollowingSerruys,Itakehui ("category")sothatthesentencereads,"[There]gatherthoseinthecategoryoffamily[i.e.,friends]."Cf.YTC5/8b.
38.CPL5/8b,however,offersadifferentreadingfortheAppraisaltext:"Sniveldrips,coilingdown[from]thenose./Theclanencircles[thecorpselike]hedgehog
[spines]."
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No.60.Accumulation
1.NotethatWilhelmtranslatesthisasthe"TamingPoweroftheGreat,"readingthecharacterch'u inasecondsense.
2."Everything"isimpliedinbothsentences,sincenodirectobjectisspecifiedforthetransitiveverbs.
3.SMK5/5atalksofaccumulatingattheircenter.
4.See,forexample,theargumentationofHFT,ch.2221(Liao,I,169227).ForanuancedinterpretationofHanFei'stheories,seeWangHP.
5.Or,"whatobstructs."
6.FW5/9breadsinstead,"Tomakeafoundationfornext[year]."
7.CPL5/9a,however,givesanotherreadingformingchi ,sayingthatthepettymandoesevilinsecretinhopesofachievingvisibleworldlysuccess.
8.FollowingYTC5/9a.Chiehhsin .
9.Or,"Accumulatingwhat[others]holdtobeuseless."
10.SungChungandSMK5/5a.Cf.FW5/9b.
11.However,ifweadoptthereadingsoftheSungWeikanandSMK5/5a,fan (GSR195m=195g),referringtothecoveredcarriage.Inanycase,notethe
visualandauralpun.
12.SeeFW5/10aandCWK,p.180,n.5,forexample.
13.SeeYTC5/9b.SMK5/5aarguesinsteadthatthecarriageflapsindicatethefullnessofhisvirtue.
14.Alternately,"[They]stealwhatisinshortsupply."
15.Cf.THC43/F4.
16.Forthis,seeMencius3A/3(Leu,98).
17.SMK5/5atalksoftheAoGranarybelongingtotheCh'indynastyfallingintothehandsofHsiangY .
18.YTC5/9bCPL5/9b.
19.Analects12/18(Waley,167).Cf.Ode256/2(Legge,511).
20.LT,ch.44(Lau,105).
21.Cf.LT,ch.58(Lau,118)CCYT333/IHsiang31/1Tso(Legge,563).
22.Alternately,"Greatlyfull[and]broadlydispensing."
23.FollowingFW5/10aYTC5/9b.Serruysprefers,"Themenhegetsarewithoutpeer."
24."All"addedbyNylan.
25.Wang,wangcheyeh .
26."Learning,"10/20(Legge,379)beforethebreakafterthebreak,10/68(Legge,375).
27.Tentativetranslation.FW5/10areadsthisas,"Thestoresareapparent,"takingk'uei andthesecondasafinalparticle.Cf.Ode98/1.Serruyswouldtakeyen
erhmoreliterallyas"[his]demeanor."
28.FollowingCPL5/10a.YY33:667readsk'uai ,butthisemendationisunnecessary.
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29.FW5/10a10b,however,readsshou ."Only"addedbyNylan.
30.ThecommentatorscitetheChangeslines,"Ifamancarriesaburdenonhisbackwhileridinginacarriage,heencouragesthievestodrawnear....Carelessness
aboutstored[items]temptsthieves[tosteal]."SeeCYYT42/HsiA/7(Wilhelm,3078).
31.Alternately,"Itissimply[dueto]whatwentbefore."
32.CYYT4/2/yen(Wilhelm,393),citedbySMK5/5b.
33.Forwei ("follows").
No.61.Embellishment
1.FollowingFW5/10bYTC5/10bandCPL5/10b.ButSMK5/5bassignsTHC61toHexagramno.22,Ornateness.Forcommentsontheunreliabilityofcertain
correlationsproposedbySMK5/5b,seethenotestoTHC41/Head.
2.AccordingtoFW5/11a.
3.Notethattwoearlyeditionswritethearchaiccheh here.Thatusagewouldindicatehighstatus.
4.Readingyu as"most,"asintheOdes.
5.WangYacommentary.
6.CPL5/10b.
7.Note,however,thattheWangYaeditionomitsthefirsttwocharacters,sothattheentireAppraisalreads,"[In]speech,hedoesnotusespeech."SeeWJL5/5b.
8.Mencius5A/5(Lau,143).
9.Analects5/10(Waley,109[renum.]).Cf.Analects1/142/184/224/24.
10.FW5/11a.
11.Serruysreads,"Havingnosubstance,heisornamented."
12.Readingfu ("usage"or"function").Thelinethenreads,"Withpatternputfirst,laterlossoffunction."
13.Alternately,"losesgoodomens."
14.FortheTaoists,seeLT,ch.80(Lau,142),forexample.
15.YTC5/10b.
16.Analects3/8(Waley,95).
17.SMK5/5b6a.
18.Literally,"yellow."Omittingch'iu ,followingSMK5/6a.
19.Alternately,"Theyellowbrush,itheconsidersofbenefit."
20.FY5/14,citedbySMK5/6a.
21.CYYT4/2/yen(Wilhelm,395).
22.Severaleditionsreadk'ou insteadhere.
23.Mytranslationreflectsbothsensesofli ("illicitsounds")[inthecontextofmusic].
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24.SeeMencius1A/1(Lau,49).
25.Literally,"theytrulyapply[thewayof]theHeaven'sFemale."Forthephrase"Heaven'sFemale,"seeLT,ch.61(Lau,122+Notes),wherethemetaphorisoneof
a"huge,boundaryless,bottomless,genital,...thevagina"thatgestatesalllivingthings(LiYn,p.65).SMK5/6atakesthebinometorefertotheocean,however.
26.FollowingFW5/12a.SMK5/6a,however,readsit,"Timeswhenoneshouldnotspeak."Serruysprefers,"Ifheisnotfittospeakofthe[present]times,..."The
firstFathominglinerepeatsthefirstAppraisalline,thoughmyowntranslationreflectstwopossiblemeanings.
27.Literally,"beingsubtleinwordingmakesthesuperiorseesuspected[points]."SMK5/6areadsthisinsteadas,"[Oryouwill]bedoubtedbythesuperior."
28.SMK5/6areadsthisinsteadas,"Itisnottimeforstraighttalking."
29.Adding"else"inordertomakethemeaningauspicious,tobetteraccordwithitsyin/yangvaluation.
30.FW5/12asaysthatbluntnessalonecannotclarifyamatter.SMK5/6acitesAnalects19/10(Waley,226):"Agentlemanremonstratesonlyafterheistrusted.If
hedoessobeforeheistrusted,[hissuperior]willassumethatheisbeingvilified."ThatsuggeststhatSMKwouldhavethegoodpersonsayaslittleaspossiblehere
(anotherpossiblereadingforweiytz'u ).
31.Itakethereduplicativeasadescriptionofshrillcries.However,forSMK5/6bandCWK,p.183,n.10,thereduplicativeindicates"incessantcries."
32.Tentativetranslation.Thereduplicativeyy ("theappearanceofhavingnoknowledge").SeeMorohashi252.4.
33.FollowingSMK5/6bCWK,p.183,n.11.Alternately,"itcanbejudgedsuperior."
34.SMK5/6bandCWK,p.183,n.11,citingCYYT29/47/t'uan(Wilhelm,625).
35.SeeGSR782aforthethreerelatedmeaningsofpo (1)white,(2)bare,and(3)clearlyunderstand.
No.62.Doubt
1.NotethedisputeabouttheChangescorrelatetothistetragram.SungChung,LuChi,andWangYacorrelateitwithno.57,LayingtheOffering.FW5/12b
correlatesitwithno.51,ArousalSMK5/6b,withno.22,Grace.
2.Or,"areharmed"[byyin'svigorousactivity],followingLuChiFW5/12bandCWK,p.185,n.2.
3.Or,"disintegrate."
4.CPL5/12a,however,readsthisas,"[Yinfindsyangatdifferenttimes]seemingtoberight,seemingtobewrong."
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5.CWK,p.185,n.1,contraststheexternalornamentationofTHC61/Headwiththepresentdecay,suggestingthatthismakesfordoubt.
6.FW5/12b.
7.LuChiFW5/12bandSMK5/6b.
8.CPL5/12a.
9.Or,asWangYareadsit,"inamuddle."
10.Or,followingSerruys,"goodomensandstraightness."CPL5/12a,however,reads .
11.Or,"turnback[i.e.,reverse]theself."Seebelow.
12.FollowingCWK,p.185,n.4.Alternately,"Trustworthinesswillnotbefaraway."
13.LT,ch.45(Lau,106).
14.Mencius2A/2(Lau,7677).
15.Literally,"Receivesincreasingly[or,'this']distresseddistressed."
16.ReadingGSR46b'=46i'.However,FW5/13areadstsu ,allendingingwitharchaicChinese.SeeGSR1131m,1115b,952a.
17.SMK5/7aYTC5/12bandCWK,p.185,n.5,however,readas,"[Though]indoubt,to[wrongly]force[one'swaytoseeming]clarity."SMK5/7acites
Analects2/17(Waley,91):"Toknowwhenyouknowit,toknowwhenyoudonotknowit,thatis[true]knowledge."andLC1/3(Legge,I,62):"Donotpositively
affirmwhatyouhavedoubtsabout.''
18.YTC5/12bspecificallyties"theold"to"elders."
19.Analects16/10(Waley,206).Cf.ibid.,1/10(Waley,85),10/14(Waley,150).
20.Documents,"ChungHuichihkao,"par.8(Legge,183notinKarlgren)
21.Hsiung .Iassumethelatter.However,YTC5/13areadsitas,"Whenyellow[dirtappearsin]red[mud],itismistakenlythoughttobegold."
22.Averyloosetranslation.TilefirstlineoftheFathomingrepeatstheentireAppraisalexceptfor"gold."
23.SungWeikanandCWK,p.186,n.7,emphasizeitsshinehence,mybeliefthatarsenicdisulphide(realgar)isnotthemineraldescribed.However,itispossible
thatthetextreferstohematite,astheWangcommentarysuggests.Hematiteisanironoxidesometimesfoundinrocksthatalsobearpyrites("fool'sgold").Yang
Hsiungmayhaveconfusedthetwomineralsinhismind.IamgratefultoNathanSivinforthisinformation.
24.Themanufactureoffalsegoldwassufficientlywidespreadtoprovokeanimperialedictin144n.c.againstit.SeeHS5:148(Dubs,I,323).Onarsenicsulphides
andearlyalchemy,seeNeedham,V:4,295,318.Mercurywascombinedwithothermetalsfrequentlyinthepresenceofarsenicsulphides.Arsenicalsulphidewas
alsousedinthepreparationofarsenicalcopper,whichwasincludedinamedievallistof"golds"discussedinibid.,V:2,252.Earlyrecipesfortheelixir(datingfrom
A.D.300and507)containrealgarand/ororpiment.Seeibid.,V:2,83:V:4,217.Mostelixirsweremixturesofmercuricandarsenicalcompounds.
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Foranearlypassagethatapparentlyviewsrealgarasarudimentaryformofgold,seeHNT4:17a18b,astranslatedinMajor(1991),p.70.
25.SMK5/7a.
26.Literally,"Whenonedoubts,thenhewill[still?]haveawaytoverify,"assumingthatso .
27.Alternately,"Theenlightenedkinggivescommand."Or,followingFW5/13bandWangYa,"Itillustratestheking'scommands."
28.WangYa.Fortheinstitutionsofming ,seeDobson(1968).
29.SY1/4a.
30.Readingkueihunyi ,whichhavebeendeletedfrommostlateeditions,exceptforYTC5/13a.YTCcomparestheghoststopettymen,whomistrustproper
authority.Thesentencethenreads,"Astoghostsandsouls,theydoubtthetrue,whichisdangerous."IftheTHCfollowstheChangesforthebinomechenli,
however,thenthephrasemeans"thedeterminationisthreatening."
31.SW2A/11baexplainsthiscompoundas"asighofuncertainty."Serrnyssays,"Withasighofdoubt,onesighs,"meaningthatthesighsaredoubled.OnlyCPL
5/13atakesthisonomatopoeiccompoundtorefertothesoughingofthewindthroughthetreesandcaves.YTC5/13a13btakesthistorefertothe[evil]cryofcrow
andfox.
32.However,FW5/12btiesthecrowtothesun,sothatthislinewouldmean,"Astringedarrow[shotat]thesuninthetrees."
33.SMK5/7a,however,readsthisas,"Exchangingeyeforear:Danger."Serruyswouldfollow.
34.FollowingCWK,p.186,n.9.Alternately,followingYTC5/13a13b,theonomatopoeiccharactersconveythecryofthefoxandthecallofthecrow.
35.SeeOde41/3(Legge,68).
36.YTC5/13bhasthefirstlineoftheAppraisalsymbolizehowthepettyman(associatedwiththeghosts)issuspectedbythenoblemanandthenextlines,thenoble
person'sbeingdeludedbythepettyman(symbolizedbyfoxandcrow).Thismaybeoverlyschematic.CPL5/13agivesaslightlydifferentversioninwhichthehunter
ismisledbythesoughingofthewindintothinkingthatcrowandfox(bothillportents)exist,whentheydonot.
37.FollowingYTC5/13aCPL5/13a13bandCWK,p.186,n.9.
38.YTC5/13bandCWK,p.186,n.10readitas,"Whenoneisoverturnedby[extreme]doubts,..."Cf.CPL5/13b,whichreadschen ("crazed").
39.Allearlyeditionsreadchiu here.TheWJLedition(5/7b),however,deleteschiu,presumingaduplicationofcharacters.
40.GSR1209a1208h.NotealsothepunsGSR598f=598h("toachieve")=598e("todelude").
No.63.Watch
1.SMK5/7breadspi ("mother").CPL5/14aseemstosaythatasyintakes
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overthecorporeal,yangbecomesevermoreinsubstantial,likeamother'scorpseYTC5/14a,thatyangisabouttoperish.
2.FW5/14btalksofyangnourishingtherootsofthingsbelowearth.
3.CPL5/14a.
4.CYYT40/HsiA/4(Wilhelm,294),citedbyCPL5/13b.Cf.Peterson(1982),p.100,foradifferenttranslation.
5.Analects12/4(Waley,163).
6.FW5/14b.YTC5/14aemphasizesthelatentpowerofhislight.
7.SMK5/7bemphasizesthatthoughthasjustbegunYTC5/14a,"awaitingthepropertime."
8.CPL5/14a.
9.YTC5/14aCPL5/14a.
10.CWK,p.188,n.4.
11.Kan referstothepostsintheframeworkusedinbuildingtampedearthenwalls.Fromthisderivestheextendedmeaningof"tosupport."
12.SMK5/7b.
13.YTC5/14b.
14.Certaineditions,however,readping ("frontpartoftheface").See,e.g.,CWK,p.188,n.6.
15.FollowingCPL5/14b.YTC5/14b,however,readsthisslightlydifferently.
16.SMK5/7bCWK,pp.18889,n.6.Ofcourse,themancouldsimplyhaveappliedtoomuchpowder.
17.ChiaYi ,citedinSC84:2495(Watson,I,511).
18.SeeCPL5/15a.
19.FollowingFW5/16aCWK,p.190,n.11.Literally,"Ornaments[thesky]totheeasternquadrant."
No.64.Sinking
1.FW5/16asaysHexagram58instead.YTCandCPLfollow.
2.FollowingFW5/16a.CWK,p.191,n.1,saysitshouldbe9degrees.
3.Alternately,"thinksof[i.e.,longsfor],"followingSungChungwhoglosseshuai .
4.SungChungcommentary.CPL5/15arepeats.
5.FW5/16asituatesthePalaceintheshadowyregionsbelowthesurfaceoftheearthCWK,p.191,n.2,follows.YTC5/15bandCPL5/15b,however,equate
theMysteriousPalacewiththenorthernmostregionsoftheearth.
6.SMK5/8abelievesthatthetitlech'en ("tolookcovertly").FW5/16a,however,explainsthetitleintermsoftheunionofyinandyangfarbelowthesurfaceof
theearth.
7.Serruyswouldsay,"thegoodomen."
8.See,e.g.,LC1/12(Legge,I,45455),and2/1314(Legge,I,470).
9.ConsiderthecaseofPaoyinthenovelDreamoftheRedChamber.
10.LC12/12(Legge,I,454).
11.SungWeikanandCPL5/15bdefinemien .
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12.ContrasttheselineswiththeCYYT33/54/2(Wilhelm,666Kunst,347):"theoneeyedmanabletosee."
13.LT,ch.12(Lau,68).
14.CTYT45/17/8587(Watson,188).
15.Thetermreferstothingsstillinthewomb,ortheveryyoungunabletosustainthemselvesapartfromtheirmothers.
16.CWK,p.192,n.7,takeschou asacompoundmeaning"spoiledgruel.''
17.Forthesamemetaphor,seeCTYT45/17/87(Watson,188).
18.Followingtheearliesteditions.However,FW5/17aWangYaCPL5/16aYTC5/16bandCWK,p.190,n.8,readp'iao .Inthatcase,the"light"refersto
thefavorablereputationofthesuperiorman.
19.Literally,"Seeing[or,making]clearthebenefitsprofitstherebyrectifies[it]in(for?)theking."
20.Literally,"Nettedlike,boundlike."ReadingGSR123aas"[what]binds."Cf.THC41/A1.However,SMK5/8breadsthephraselijulouju ),another
possiblereferencetoLiLou(?).Theversesthenlamentthoseofkeeninsightwhosegreedandbloodlustovercomestheirbetterinstincts.CPL5/16btakeslilouto
describetheskinoftheprey"separated"(i.e.,rayedortom)fromthemusclebythepowerfulbeaksofthekitesandowl.
21.Notethesoundpunbetweenli .
22.However,FW5/17aYTC5/16bCPL5/16bandCWK,p.193,n.10,readp'an ("fine[i.e.,clear]eyes"),implyingthatvisionhasbeenrestored.
23.Literally,"bloodlike."
24.Curiously,SMK5/9aassumesthatthebloodreferstokaotse ("theridge[ofahillormountain]").Theindividualiscriticizedforparingawaytoomuchfrom
thecommonpeople.YTC5/16bandCWK,p.193,n.11,follow.
No.65.Inner
1.AccordingtoSMK5/9a,theDipperpointsWNWthemusicalnoteisAsharp.
2.FW5/18a.
3.CYYT33/54/hsiang,t'uan(Wilhelm,664).
4.ExampleaddedbyNylan.Seefootnote20below.
5.FW5/18a,however,glossesch'iu (GSR992p).NotethevariationbetweenwhatisrecordedofFWinSMK5/9aandintheFWedition.
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6.Serruys:"Hestartswithwhatisattestedinfemales."
7.Thisistheargumentofthe"GreatLearning."CPL5/17aremindsusthattheOdesbeginswiththe"Kuanch"song,interpretedasacelebrationofthefaithful
marriage.
8.YTC5/17ab.
9.FollowingWJL(5/9a),ratherthanFW5/18a,inreadinghu tomaintaintheinauspiciouscharacteroftheline.
10.FollowingFW5/18a.CPL5/17atakesitsimplytomeanthe"bedintheroom,"sinceyellowsignifieswhatiscenter.
11.SungWeikan,quotedinSMK5/9a.
12.ThefirstsuggestionismadebyNylanthesecond,byCPL5/17a.
13.WangYa,however,glossesyi ("match"or"mate").
14.FW5/18a,however,glossesk'an ).
15.SeeLC22B/4(Legge,II,431).
16.CPL5/17bunderstandstheselinesasreferringtoWangMang'susurpationoftheHanthrone.
17.WangYa,however,readsp'ao ("tobesatedwithfood").However,itismorelikelythatwehaveanallusionto"theshabbyhempengown"ofAnalects9/26
(Waley,144).
18.Literally,"Thenoblemanprofits[fromthedragon'sexample],anduses[it]tomarryafinelady."Hsi means"afinelady."SeeGSR960.Serruysprefers,
"Whatthegentlemangainsasprofit,heusestotakeaconsort."
19.Literally,"Andonmeetingbycustomarylaw,theyareequal,"sincethesubordinateclauseshouldnotfollowthemainclause.ThetranslationfollowsSMK5/9a
andYTC5/18a,whichreadyung ("great").CWK,p.195,n.7,wantstoreadthislineas,"Treating[householdmembersbythe]Mean[produces]joy."
20.AsFW5/18bremindsus,inthetraditionalbetrothalandnuptialceremoniesofancientChina,thebrideintroducedtothegroom'shousefindsherfuturehusband
comingouttogreetherpersonally.SeeLC22B/2(Legge,II,429).
21.CPL5/18a.
22.Thatis,towardthebedchamber.SeeFW5/19aYTC5/18a.
23.YTC5/18a.
24.FW5/19aspeaksof"the[proper]timebeingpast."
25.Equallypossiblereadingsformankung inthethirdlineoftheAppraisal.ThefirstisgivenbyCWK,p.196,n.8thesecond,byYTC5/18a.
26.FW5/19atakesho .
27.Adding"soon"toclarify.SMK5/9b,however,readsyu as"anexpressionofcongratulations."
28.Forwu as"togiveexternalorconcreteformto,"seeCTYT28/11/62
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(3x)(Watson,123):wuwu .
29.SMK5/9breadsinsteadas,"Thingsaredelightedtogettheir[proper]category."CWK,p.196,n.9,follows.
30.CYYT18/28/5(Wilhelm,527).
31.Analternatereadingfornieh inthelastline.
32.Ode264/3(Legge,561).
No.66.Departure
1.BothSMK5/9bandFW5/19binitiallyassignTHC66toWater,butthisiswrong.SeeFW5/19bcommentarytoApp.1foracorrection.
2.Readingthecompoundwuwang accordingtotheHancommentators.SeeMKH,I,101(8a).Wilhelmtranslatesthehexagramtitleas"Innocence."
3.Anumberofglossesareofferedforthecompoundch'ouch'ang (''anxious,perturbed,notknowingwheretogo").CWK,p.198,n.2,followsCPL.
4.SeeOde242/2,3(Legge,457).
5.FW5/19b20aSungWeikancommentary.
6.See,e.g.,HS27B/A:235455.Cf.LC2/1(Legge,I,100)CCYT330/Hsiang30/5Tso(Legge,556).
7.Yulu .
8.SMK5/10a.Cf.Ode17/1(Legge,27).Hemayevenhavebeenimplicatedinshadydealings.SeeYTC5/19b.
9.AsnotedbyCPL5/19b.
10.FollowingFW5/20a20b.
11.WeknowthatthisAppraisalshouldbeauspicious,sinceitiscorrelatedwithluckyDay.CWK,p.198,n.6,assumes,however,thatYangHsiungdepartsfrom
hisregularschemaofalternatingyinandyanglines.FollowingYTC5/19b,CWKtakesthelinesasdescriptionoftheunfortunateestrangementoffathersonand
rulersubject.Typically,however,suchdeparturefromtheschemaonlyoccursinthelaterAppraisalsassociatedwiththedeclineofthecycle.
12.Readingmi (GSR598m),followingbothFW5/20bandSMK5/10a.
13.Hecrossesthecourtyard,thenraiseshishem,possiblytorelievehimselfoutsidethehouse.
14.SMK5/10a.SeealsoHS27B/A:1396.GSR598f=598e?
15.Literally,"[by]hisownperson,"meaning"onhisowninitiative."
16.LT,ch.9(Lau,65).Cf.ibid.,ch.77(Lau,139).
17.ThemostfamousexampleoftheofficialwhoreadilyleaveshispositionisLiuHsiahui(despitesomecriticalremarksbyConfucius).SeeMencius5B/1(Lau,
150)6B/6(Lau,175).Forimperialcessions,seethestoriescollectedbyAllan(1981),pp.2754.
18.Documents,"KaoYaomo,"par.14(Legge,60Karlgren,11).
19.Morespecifically,theterm"threedeaths"mayhavebeenselectedtoremindusofthethreesuccessivehistorianswhochosedeathratherthanfailto
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recordtheirruler'smisdeeds.SeeCCYT304/Hsiang25/Tso2(Legge,51415).
20.Readingchi ,followingFW5/21a.
21.Literally,itis"suspended."SeeCWK,p.199,n.10.
22.TheHsin("Heart")constellationisinScorpio.TheFireStaristhe"heartofthedragon"foundintheEasternPalace.SeeCCYT352/Chao4/1Tso(Legge,596).
23.SMK5/11aCPL5/20b.CWK,p.199,n.11,follows.FW5/21a,however,takesthistorefertoWood'srelationwithMetal.For"seekingme,"cf.the
languageofTHC12/A1,basedonCYYT5/4/t'uan(Wilhelm,406).
No.67.Darkening
1.AtentativetranslationforthehexagramtitlebasedonHancommentaries.SeeMKH,I,102(2b),whichdefinesitintermsofyimingweian ("totakethe
lightasdark").Othercommentatorsassociateitwith"the[eye]sight'ssidewaysglance"orwith"insidecultivatedandenlightenedwhileoutsidegentleandcompliant"or
withlighthiddenaway,"locatedintheearth."SeeMKH,I,48(1b)89(6b)and131(3b).Kunst,p.311,believesthatthehexagramtitleoriginallyreferredtoa
''callingpheasant."Butthereareotherindicationsthatitrepresentsanarrow,abow,awound,aplace,andatribe.SeeKunst,pp.77,88.
2.CYYT23/3/hs(Wilhelm,564,566).
3.Ibid.,t'uan(Wilhelm,565).
4.WangYa.
5.CPL5/20bthinks"together"referstotheagentsMetalandWater,whicharebrightwithin.Thisseemsfarfetched,however.CWK,p.201,n.3,citesLT,ch.41
(Lau,102):"Thewaythatisbrightseemsdull."
6.YTC5/20b,however,readsyuchen asadescriptionofthesuperiorman,whois"profound[and]rightlyoriented."
7.FollowingWangYa.
8.CWK,p.201,n.3.
9.CPL5/20bsuggeststhatYangHsiungspeaksofhisowneffortstoenlightenanage.
10.FollowingCWK,p.201,n.4.
11.Alternately,"HethinksitenlightenednottoseetheWay."
12.FY3:9.
13.FW5/22aandWangYareadpi ("greatly").AccordingtoFW,oncethereisgoodorderinthefamily,itwillalwaysbeextendedtooffice.Therefore,itcanbe
saidto"gooutside."
14.CWK,p.201,n.5,followingFW5/21b22a.
15.AddedbyNylanonthebasisofFW5/22a.However,CPL5/21aandYTC5/21adonotbelievethatthereversaloftheusualyin/yangvaluescaneverbegood.
16.However,CWK,p.201,n.6,wantstounderstand"categories"(lei ).FW5/22atakesleitoreferto"[proper]types[ofadvisors]."The"GreatLearning"is
onlyoneofmanytextstolinkgoodadvisorswith"precioustreasure."See"Learning,"par.10(Legge,376).
17.FW5/22acallsthe"goldencasket"a"beautifultreasure."
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18.Forthesymbolofthemetalboundstrongbox,seetheDocuments,"Chint'eng"("MetalboundCoffer")(Legge,351ff.Karlgren,3536).SMK5/10b,however,
saysthatthemetalcasketmoregenerallysignifiesthedegreeofsecuritythatgoodlawsandinstitutionsbringtothestate.CWK,p.201,n.6,follows.CPL5/21a
seesinthemetalcasketareferencetoeventsinA.D.8,whenacertainAiChang ,anunscrupuloussycophant,triedtocurryfavorwithWangMangbypresenting
acoppercasket.SeeHS99A:409596(Dubs,III,25455).
19.Thatis,itspositionathighnoon.
20.Chitzu isassociated,ofcourse,withthecorrespondenthexagram.SeeCYYT23/36/5(Wilhelm,142).Hexagram36istiedtodestructionandexecutionin
CYYT54/tsaMKH,I,147(14a).
21.See,e.g.,Ode303(Legge,636ff.).Cf.WangYaCWK202,n.8.YTC5/21bsaystheswallowsymbolizestheapproachingcold.
22.Afterall,theofficialwiththesurname"Darkbird"(hsianniao )wasinchargeofcalendricalmatters.SeeCCYT392/Chao17/3Tso(Legge,667).
23.SMK5/11a.Hsntzubemoansthe"lightsinkingintotheearth"intheopeninglinesofhisfu.SeePankenier(1990b),451.
24.Readingthischaracterashsiao ,followingWangYaratherthanFW5/22b.
25.Omittingtsun ,followingthetwoearliesteditionsofSungChungandLuChi(ratherthanFw)tomaintainthefourcharacterline.Withnocharacteromitted,the
linereads,"Virtueiswhattheyareabouttofollowandgoforwardto."
26.Forthesamemetaphor,seeKT10/30/16a(Rickett[b],407).
27.FollowingSungWeikan,literally"oneeyeblind"(yimumang ).Cf.YY33:668FW5/22b.
28.FollowingWJL(5/11a)inreadingchen )[ideaof]straight."
29.Serruysbelieves,however,thatyu describesthe"assisting"eyeratherthantherighteye,sincebotheyesareneededforabalancedview.
30.FW5/22btalksofhisfailingtodistinguishworthyministersfromfalse.
31.Sincehui referstothelastdayofthelunarmonth,itisaclearsymbolforadeterioratingpoliticalsituation.
32.Alternately,"Inadarkageseeingveilsforwhattheyare."
33.Takingchen as"tobetriedandtrue."Serruysprefers,"Itisbeneficialtotheomenprediction[thattakesplace]inanotbright[age]."
34.Literally,"Onedoesnotgain[by]alonebeingbright."
35.ExamplecitedbySMK5/11a,whichquotesCYYT23/36/5(Wilhelm,142).NotethatKunsttranslatesdifferently.
36.CPL5/22a,however,citesthefamousfisherman'squerytoCh'Yanasking,"Whentimesaredirty,whynotgowiththecrowd?"SeeSC84:2486(Watson,I,
505).
37.FollowingYTC5/22a.
No.68.Dimming
1.AccordingtoFW6/la.
2.Takingchen ,followingthecommentators.
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3.TheHeadtextrecallsTHC67/A2,whichspeaksof"blindlyforgingahead."Inbothcases,theverbcheng isused.
4.CPL6/laassociatesthetetragramtitle("Meng")withitshomonymmeaning"dream."
5.SeetheWangYacommentary.
6.FW6/laexplainsthattheWaterlineconquerstheEarthagentthatrulesthetetragram.Presumablythisaccountsforone'spowersofperceptionbeingmuddied.
7.CWK,p.204,n.4,citesHTYT80/21/39(Dubs,268notinKnoblock).
8.Mencius7B/20(Lau,198).
9.FollowingFW6/2a.
10.FollowingWangYaandCWK,p.204,n.7,inreadingp'an ,sothatthelinereads,"Itiswheremencollidewitheachother.
11.FW6/2a.
12.FollowingWangYa,takingli ("tomeetwith").AnalternatereadingisgivenintheFathoming.
13.Tentativereadingforying ("weak").Alternateliteraltranslation,"[He]doesnotfinditfittingtoflickerandbeweak,"followsWangYa.CWK,p.205,n.8,
agrees.
14.FW6/2aandWangYareadaiai instead,sothatthepunchlinereads,"Thecenterdoesnotobscure."
15.FollowingYTC6/2a.
16.Followingmosteditionsinreadinghao ("treachery").Ifthealternatereadingisadopted,thelinemeans,"Dimsightedastotreachery."
17.However,FW6/2apunctuatesaftermeng .FWassumesthatthepoemisluckysincewhatisunclearchangestoclear.
18.Serruysprefers,"Dimmingthegood,itheabhors."
19.However,YTC6/2aandCPL6/2bboththinkthelineinauspicious,assumingthedim"light"tobeinadequatetothetask.
20.Readingchia (GSR15i=15d).Cf.Ode47/1(Legge,76),citedbyYTC6/2b.
No.69.Exhaustion
1.CWK,p.207,n.2,readsch ("fearful")insteadof"agitated."
2.CYYT29/47/t'uan(Wilhelm,624).
3.SeethecommentarybySungWeikan,whoreadsch .
4.CPL6/2b.
5.Alternately,"Sopeoplelovecentrality."FW6/3a,however,readschung ,("loyalty").
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6.Thisreadingissupportedbythemainargumentofthefamous"Hungfan"chapteroftheBookofDocuments.
7.FW6/3a.
8.SeeYTC6/3aforthis.
9.Analects15/2(Waley,193).
10.FW6/3atalksofthesuperiorcurbinghisowndesiressoastoimprovethecommonpeople.
11.Alternately,"Sothatthepeoplebecomeuncentered."
12.LSCC14/6/15b16a.
13.PresumingAnalects15/30(Waley,199).Thatiswhythepunctuationshouldnotread,ch'iungszu,ta .
14.Or,"aredessicatedanddiseased."
15.Analects12/9(Waley,165),citedbySMK6/2a.
16.San ).
17.PerhapslikePoYiandShuCh'i,hesupsonastewofwildherbsonly.ForfurtherinformationabouttheHandiet,seeYYingshih(1977).
18.Analects6/9(Waley,117)beforetheellipsismarkafter,ibid.,6/5(Waley,116).Cf.ibid.,8/10(Waley,134).
19.Ode233/3(Legge,423),citedbyYTC6/3a.
20.CPL6/3b.
21.SMK6/2a.
22.Alternately,"tostumbleinto."See,forexample,theWangYacommentary.
23.Followingthecommentators,Itakethe"report"(lu )asthewrittendocumentgrantinghimrelease.See,forexample,CWK,p.208,n.9.
24.FollowingYY33:668,readingt'a ).
25.Aloosetranslationfor,"S/hemeetswithwhatiscoincidentalbadluck."
26.ThesamemetaphorappearsinCKT18:43(Crump,282).
No.70.Severance
1.AccordingtoWangYa,thissignifiesthat"itisnotused."
2.FollowingWangYa.However,Serruyspreferstoreadsha shai("reduced").Forthismeaning,seeGSR319d.
3.CYYT15/23/t'uan(Wilhelm,501).
4.CPL6/4b.
5.CYYT15/23/t'uan(Wilhelm,501).
6.CYYT15/23/hsiang(Wilhelm,501).
7.FollowingSMK6/2b.
8.CPL6/4b.
9.SuggestedbyNylan.
10.CPL6/5a.Cf.YTC6/4b.
11.Alternately,"Hecanhavewhatheperfects."
12.FW6/5atalksof"beingwithoutselfishinterest."
13.Analects16/9(Waley,203[renum.]),citedbyCWK,p.210,n.6.
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14."Theuseof"addedbyNylan.Thetermfuma referstotheinnertwohorsesinasetoffourthatbearthemainweightofthecarriage.Thewordfuisused
becausethehorseshave"submitted"totheshaft.
15.Readingp'eng ].
16.Notethatthecommentatorscannotdecidewhethertherainbowsandcloudsrepresentgoodorevilomens.WangYaSMK6/3aandCPL6/5btakebothas
evilomens.YTC6/5a5b,however,takestheclouds(butnottherainbow)asagoodomen.ButHY1/9bclearlyshowscontemporarymetaphoricalusageforHan:
"Unethicalministersovershadowtheworthyjustasfloatingcloudsobscurethesunandmoon."(MytranslationfollowsPankenier[1990b],p.439,notKu,p.93).
17.Itispossiblethatwo ).
18.HFT19:49:339ff.(Liao,II,275ff.)
No.71.Stoppage
1.WilhelmtranslatesthehexagramtitleasKeepingStillKunst,343,asCleaving.TheHancommentariesassociateHexagram52withstoppingorwithgatekeepers
keepingthedoorshut.SeeMKH,I,136(15b)33(4a).
2.Serruysprefers,"Yin,beinggreat,causesthingstostandstillinrelationtowhatisabove.Yang,beinggreat,causesthingstostandstillinrelationtowhatisbelow."
3.CPL6/6a6b.
4.FW6/6a6b.
5.SungChungcommentary.
6.CYYT53/hs32/52/t'uan,hsiang(Wilhelm,65254).
7.Forthephrase"knowwhentostop,"seeibid.Cf.LT,ch.44(Lau,105).
8."Learning,"par.23(Legge,35657),citedbySMK6/3a.
9.Followingtheearliesteditions,ratherthanthevariantinFW6/6b,forthefirstFathomingline.
10.SMK6/3a.
11.YTC6/6aandCPL6/6bassumethattheageisunfavourablesothatthedriverawaitsmorefavorablecircumstancestoproceed.
12.Ku ("delusion").Cf.YTC5/6a.
13.Cf.Analects5/19(Waley,112).
14.SeeFW6/6bCPL6/6a.
15.ReadingGSR90ctentativelyas90f.Otherwise,shuprobablyrefersto"scattered"fruits.However,FW6/7aequatesshuku ("thin").
16.FW6/7a.
17.AddedbyNylan,sinceAppraisal4correspondstoministerialrank.
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18.FollowingFW6/7a.Cf.WangYa,whichtakesch'iu ("tofix").
19.YTC6/6balsoemphasizestheruler'simpartiality.
20.Readinglien .
21.Readingch'ih( (GSR1681),a"funeralcarriagewithsolidwheels."
22.Readinglieh ("cracked").CWK,p.214,n.9,agrees.
23.YY33:669equateslin ,meaning"towalkwithdifficulty."SeeSW2B/41a.
24.Literally,"Totheend,doesnotstop[actinginthisway]."
25.Cf.themetaphorofarrowsthat"return"inOde106/3(Legge,162).
26.CWK,p.214,n.10.
27.FW6/7bWangYaSMK6/3b.
28.ThismayrefertoHTYT107/31/35(notinDubsorKnoblock),citedbySMK6/3b:"Abowistemperedbeforeoneseeksstrengthfromit.Ahorseis
domesticatedbeforeoneseekstamenessinit.Ashihismadetrustworthyandhonestbeforeoneseeksunderstandingandabilityofhim."
29.YTC6/7a.
30.FollowingYTC6/7a.However,CPL6/7bglosseschu (meaning"wheelrim'').Thisseemsunlikely.
No.72.Hardness
1.WilhelmtranslatesthehexagramtitleasKeepingStillKunst,343,asCleaving.
2.CPL6/8a.
3.Analects17/3(Waley,208).
4.CYYT51/Shuo/10(Wilhelm,275).Cf.ibid.,12/16/2(Wilhelm,69Kunst,271)47/HsiB.4(7)(Wilhelm,342).
5.FW6/8bCWK,p.216,n.5andPaulSerruysprefertoreadling ("ice"),meaning"Firm,thoughnotfrozen."TheFathomingrepeatsthis.
6.FollowingSMK6/4b.CPL6/8breadsthisasawarningabouttheneedtokeepsecretssothatno"leaks"occur.
7.Readingti ,meaningthe"stem"or"base"offlowersorfruit.
8.Cf.SY5:132forthesameargument.
9.HY(p'ien1and3)developsthisargument(Ku,63737982).
10.Forthisargument,seeHS4:116(Dubs,I,241),anedictofEmperorWenofHan.
11.FollowingSMK6/4b,whichreadstien as"thecrownofthehead."
12.YTC6/8bremindsusthathillsarethe"heads"ofEarth.
13.Tosmashone'sheadagainstarockyhilloratreewasamethodofsuicideinthepreCh'inperiod.SeeCCYT139/Hsi31/3Kungandibid.,181/Hsan2/4
Tso(Legge,290).
14.Takingku astwoadjectives,thoughSMK6/4b5aunderstandsthemasverbobject:"relyingon[his]firmness."
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15.Chen literallyreferstothedeterminationoromenverifiedbytest.
16.Or,"method"or"direction."
17.Forfurtherinformation,seeSW10A:202aandHNT8/16b.
18.Readingyi ,followingSMK6/5b.
19.CYYT35/56/6(Wilhelm,219Kunst,351).
No.73.Completion
1.FW6/9breadshsiao .ThisisfollowedbyYTC6/9a.
2.FollowingFW6/9b.
3.SeethecommentarybyLuChi.ItsactionissofearsomethatinsomeeditionsitisnowapotheosizedforthefirsttimeasGreatYin.SeeSungWeikanandCPL
6/9b.
4.CPL6/9b.
5.HY1/la(Ku,63).
6.LT,ch.45(Lau,106).
7.CPL6/9btakesthisasadescriptionofyangch'ihiddenbelowthesurfaceoftheEarth.Itseemsthatyanghasnomerit,sinceallthingstendtowitheranddieatthis
timeoftheyear.Nevertheless,intheunseenregionsyangnurturesthemyriadthingssothattheyreturntolifeinthespring.
8.FollowingYY33:669,readingtai .Serruyspreferstoreadthisline,"Thoughnotyetachieved,itisnearlyso."AthirdpossibilityadvocatedbyWangYais,
"Thoughnotyetachieved,itisperilous."
9.CYYT45/HsiB/2(Wilhelm,331).
10.Alternately,"Thevirtuethatcompletesisstrong."SeeCWK,p.220,n.5.
11.Serruysprefers,"If[his]centeringiscomplete,..."or"Ifoneisfullycomplete,..."
12.TheFWedition(6/10b),however,readsjang ("modesty,""selfdeprecation").Themeaningcomesoutmuchthesame.
13.Thephrasek'ueiso ,ascitedinHTYT15/6/1(Dubs,77Knoblock,I,222).Cf.ibid.,23/8/8868/18/78.Knoblocktranslatesthecompoundas"conceited
andvulgar"Dubs,as"paltryandinsignificant."
14.Tentativetranslation.Serruysreadsinsteadas,"WhatHeavensendsdownruinsthegoodomens."
15.Or,"Completionisexhausted."
16.Alternately,"Thenoblemandoesnotregard[it]ascomplete."
17.FollowingSMK6/5b,whichcitesCCYT242/Ch'eng6/7Tso(Legge,397).
No.74.Closure
1.FollowingSMK6/6a,whichglossestieh ("inmutualcontactexchangingplaces").
2.CWK,p.222,n.2,however,takesthistomeanthatyinfullyappropriatesyang,sothatthereisnowonlyoneentity.Eitherdescriptionpointstoanim
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balanceinyin/yang.Cf.THC"Hsants'o"7/5a(p.1018),whichtalksofthistetragramintermsof"closingthetwo."Also,CYYT52/hs(Wilhelm,48990).
3.FW6/11bdefineschih ("toblockup'').
4.FollowingYTC6/10b,takingthisasasymbolof"nofit."Alternately,"wobbling."FW6/11bandCWK,p.222,n.3,definewuni ("unsteady").
5.CYYT41/HsiA/6(Wilhelm,306).
6.FollowingWangYa.YTC9/10breadshsi ("hides").
7.Readinglao ,followingWangYaSMK6/6aCPL6/11aandCWK,p.222,n.6,ratherthanFW6/12a.
8.CYYT14/21/2(Wilhelm,492Kunst,281).
9.CWK,p.222,n.6,however,assumesthatthegoodmancovershisnosetocurbhisowndesires.However,HanChinese,asopposedtolaterBuddhists,seldom
praisedasceticismforitsownsake.
10.SuggestionbyNylan.
11.YTC6/11aalsoemphasizesthewasteengenderedbythewronggovernmentalpolicies.
12.CYYT15/21/3(Wilhelm,88Kunst,281),citedbySMK6/6a.
13.Takinghanghang ("abundantgrace").
14.YTC6/11aquoteslinesbythehistorianSsumaCh'ien (ca.A.D.100):"Tobatheinpreciousoils./Tosingofhardwork."
15.Literally,"[Tryingto]tightlyfit[together]its(his?)faultsdivergences."Themetaphorisoneofjammingthetwosidesofthegatetogetherdespitetheirlackoffit.
Alternately(?),"shuttingthedooronhisfaults"(i.e.,ignoringhisfaults).Or,followingFW6/12b,readingchih (making"fine"or"dense").
16.CPL6/12a.
17.FollowingtheWJLedition(6/6b).
18.SMK6/6bandCWK,p.223,n.11,however,assumethatspring,withitsredtipsandwhitesprouts,isprefiguredhere.
19.FW6/12b.Cf.YTC6/11bandCPL6/12b.ThereisaprobablereferencetoChinesealchemy(bothchemicalandphysiological)here.KoHungusescinnabaras
oneexampleofmetamorphosis,foritis"naturallyred"butcapableof"whitening"sothatit"lookslikelead."SeePPT16/2a(Ware,263),citedinNeedham,v(2),63
foracomparableWesternexampleofthe"albification"ofcinnabar,seeConnell,p.21.OfinterestalsoareNeedham,v(3),150on"TheOriginsofAlchemy"and
ibid.,V(5),239forphysiologicalalchemy.Manyearlyalchemicalrecipesmentionminium(redoxide)andwhitelead.
20.Pankenier(1990a).
No.75.Failure
1.Or,followingSerruys,"Hedeeplygiveshimselfthesubtlesigns."Or,byapunwhenchi ,"Hedeeplycriticizeshimself."SeeFW6/13a.
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2.CPL6/13areadsmieh notas"destroy"butas"submerge."SinceAppraisal1correspondstowater,ifweimitatethelimpidandemptyqualitiesofwater,the
knifebladeplungesinwithoutdoingharm.
3.Assumingthatling ("omen").YTC6/12aCPL6/13aCWK,p.225,n.4,followhereandintheFathoming.
4.Or,readingcheng,"tofearomens."Literally,"Hedoesnotknowtofearminute[signs]."
5.SMK6/6b.
6.Literally,"goingtotheend."FW6/13a13b,however,takestsu ("worried,""atwit'send"?).
7.FollowingWangYainreadinghs ("tobeconcernedabout").
8.WangYareadssung ("careful")CWK,p.225,n.5,as"selfrestrained."
9.Orpossibly"practices."SeeMorohashi24664.However,asinTHC62/A3,YTC6/12aCPL6/13aandCWK,p.225,n.5,readtsu as"source"ofthe
heartWangYa,as"master."
10.FollowingtheFWedition(6/13b)inwritingchenglu .Otherwise,thefinallinereads,"Helosestheright[amount]ofincome."
11.Ode300/7(Legge,629).Cf."Glosses,"p.184.
12.Documents,"Mushih,"par.5(Legge,302Karlgren,29).
13.CWK,p.226,n.11,readsas,"Change[whennearly]inthecoffin"[i.e.,atdeath'sdoor].
14.SMK6/7a,however,hasthisdescribethedyingmanwhoinstructshisdescendantsfromhisdeathbed.
No.76.Aggravation
1.Alternately,chieh means"special,""lackingamate."SeeFang6/42/24.
2.However,somecommentators,includingCWK,p.227,n.2,sayli ("tomeet").
3.ButFW6/14btakeslei ("causedisaster").
4.YTC6/13bandCPL6/14breadthecognateshih ,however.
5.Forparallelism,followingtheSungChung,SungWeikan,andWangYaeditionsinreadingthevariantneishang ("recognizesitasharmful").CWK,p.228,
n.4,agrees.
6.CCFL8/30/11bSY1/10bLHCC14:295(Forke,I,119),whereheiscalledKingYeninobservanceofanEasternHantabooandFSTY5:41.
7.Ifchiang ,itmeans,"Heisunabletoadvance."
8.Ode165/5(Legge,255)Documents,"Chiukao"(Legge,399412Karlgren,4346).
9.CPL6/14b.
10.Forchn seeLC12/10(Legge,I,453).Itusuallyreferstofoodleftoverafterthefirstrepast.Itcanalsorefersimplytocookeddishes.SeeGSR468x,436.
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11.TungYunghadlosthismotherinchildhood,sothepoemonlymentionshiscareofhisfather.ForaHandynastydepictionoftheTungYung story,seeWu
Hung,pp.28991.Mytranslationcloselyfollowsp.291.
12.Seeibid.,pp.3034fortextandillustration.
13.Takingy as"levelwith"(?).Alternately,itmeans"and."
14.Readingssu asthefinalparticle,asinOde199/1.SeeSerruys(n.d.),PartII,on"TheVerbs'tobe'...."
15.Literally,"Theyregardhimashome."
16."Four"deletedbyNylan"hisrealm"addedbyNylan.Thisreading,whichplaysoffadifferentsenseofman insteadofFourStates.
17.ThemetaphorcomesfromFW6/15b.
18.LT,ch.76(Lau,138).
19.Alternately,"Seawaterinfloodsflying."
20.FollowingFW6/16ainreadingpi .
21.Or,accordingtoFW6/16a,ordinarypeoplearesobenightedinthisagethatthey"cannotbemadetounderstand...."sothattheystoptheevil.
22.Also,seeHS26:1305,wherecomets(symbolizedbythebirdshere?)reachtotheMilkyWayortheWeaverGirl(2x).ForthelegendoftheWeaverGirland
Oxherd,seeLoewe(1979),pp.11215.Bothoccurencesportendviolence.
No.77.Compliance
1.Alternately,"harmonizes."
2.Literally,"withoutendpoints."
3.Forthesignificanceofhuntun,seeGirardot,p.25ff.
4.Fortheassociationofyangch'iwiththesquareandwith"edges,"seePowers(1978).
5.Cf.thedescriptionofwomengiventhroughoutdeBeauvoir.
6.CYYT4/2/yen(Wilhelm,394)AccordingtoCYYT51/Shuo/11(Wilhelm,274),"K'unmeans'motherhood.'"
7.CYYT3/2/t'uan(Wilhelm,386).
8.CYYT3/2/t'uan(Wilhelm,388).
9.SMK6/8atakestheseasfourvirtuesleadingtouprightbehavior.
10.SeeCYYT4/2/6,yen(Wilhelm,395Kunst,243).
11.Thecharacterkao isthetechnicaltermfora"twomontholdfetus."
12.Serruysprefers,"Thewomanitburdens."
13.SeevanGulik,pp.132,147.
14.Forachangeinthemeaningofthetermjen inHantimes,seeWallacker,p.221ff.
15.Cf.LT,ch.6(Lau,62).
16.E.g.,Analects1/16(Waley,87)LT,ch.22(Lau,79)andLT,ch.24(Lau,81).
17.SeeCYYT42/HsiA/7(Wilhelm,306).
18.Cf.CYYT3/2/4(Wilhelm,14Kunst,243).
19.Anotherpun,sincehuang refersalsotoyellowEarth.
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20.Cf.CYYT3/2/t'uan(Wilhelm,388),andtheargumentationofthe"Hungfan"chapteroftheDocuments.
21.SeeGirardot,p.150ff.
22.CYYT42/HsiA/7(Wilhelm,307).
23.Or,"onallsides."
24.Averyloosetranslation.SeetheAppendixforchen.
25.Thepossessivecheh signifiestheDecreeofasuperiorpower,beitHeavenortheruler.
26.YFan commentaryontheImagestoOppression(Hexagram47),ascitedinSivin(1974),p.52.
No.78.OntheVerge
1.Serruysprefers,"fords"or"crossesthestream."IfollowFW6/18a,whichglosseschi .
2.Alternately,with444scansion,"Yang,extending,isabouttoreturn.Itbeginstogointothelowerregions."
3.CYYT39/64/hsiang(Wilhelm,716).
4.LT,ch.64(Lau,125).
5.Thecharactersui referstothecountenanceshiningwithvirtue.SeeMencius7A/21(Lau,186).
6.Readingthisliterallyas,"Easeonaccountofthisfollows."However,Serruysprefers:"Beingatease,itismadealater[worry],"where"it"refersto''attainingfull
perfection."
7.SeetheWangYacommentary.FordifferencesbetweentheChineseandWesternnotionsofcreation,seeMote(1972).
8.Tacheh however,chehnormallyreferstosmallbirds.
9.AwellknownanecdoteregardingDukeP'ingofChin(r.557532)employsthesameimagerytolamenttheduke'slackofgoodadvisors.SeeSY8/1a,8a.
10.Followingseveralcommentators,readingshih .Serruys,however,preferstoreaditas"failstobe."
11.Cf.CYYT26/42/t'uan(Wilhelm,597),citedbySY8/1a.
12.Or,"kicking"(?),sincepa .
13.Literally,"Theirharmisnotfaraway."
14.Cf.SY8/1a.FollowingFW6/19aSMK6/9a.However,CWK,p.235,n.10,regardsthisasmetaphorforthesagewhoriskshisownlifewhenhehastensto
saveothers.
15.Readingpo as"tospreadout,""tobringforth."
16.FW6/19aandCPL6/19athinkredsilkwormsareold.WangYaandYTC6/17bsaythatdiseasedsilkwormsarered.
17.FW6/19a.
18.YTC6/17b:"Rottenabilitiesareplacedinaruinoussituation."
No.79.Difficulties
1.Alternately,fang means"justnow."
2.SungWeikancommentary.
3.FollowingFW6/19binreadingweichienhsing ("notyetseenthe
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form")also,adding"its."However,mostearlyeditions,includingSungChungandSMK6/9b,readchienweihsing ("Oneseesthatithasnotyettaken
_5F1C1D97CF14337
form.")insteadofweichienhsing.
4.YTC6/18bCPL6/19aandCWK,p.137,n.3.FW6/19binexplicablytakeswo torefertoyinch'i.
5.Literally,"Freezingicefrom/inicethaws,"preferringthetextusdifficiliorpreservedinWJL6/9b,basedonearlyeditions.ContrastFW6/19bCPL6/19b.
6.Literally,"missesthewood."FollowingFW6/19binequatingch'uai ,apparentlysignifying"vegetationdroppingdown''(privatecommunication).Cf.
Serruys(1984),p.699,no.217.TheSWthereforeputsbothcharactersinthesamephoneticset.SeeSW5A:99,6B:29.Notethedifferentsolutionsby
YTC6/17bandCPL6/19b.
7.Alternately,thesubjectofthepoemcouldbeaman,whowalksacrossthemeltingriveroficeandisunabletodisciplinehishorse.
8.Takingtuan asan"immatureorinfertilefetus"which"rots."SeeFY9:27forthis.
9.CWK,p.237,n.6.
10.WangYaYTC6/18a.
11.CWK,p.237,n.7,readsch'in ("illness,"andso"calamity"ingeneral).
12.ThelatterreadingpreferredbyFW6/20aWangYaYTC6/18aandCWK,p.137,n.6.TheformerreadingisreflectedintheAppraisaltranslationthelatter,
intheFathoming.
13.Thisisthelocusclassicusforthereduplicativech'uanch'uan ("theappearanceofbeingheavilyladenandtardy").CPL6/20a,however,thinksthe
reduplicativeindicatesa"flood"ofcarriages.
14.FW6/20btakeschenchen ("difficulttocausetocomeout").
15.FW6/20bandYTC6/18bbothreadchin inanolderformcouldbemistakenfortheolderformofyin.
16.Fortheequationofpreparingafieldforplantingwithclearingaplaceofevil,seeHS38:1992therethephrase"deeplywetill"signalstheaudiencethatthe
usurpingLclanwillbeexecuted.
17.Someeditionsreadhsiehchieh ,onevariantnameforthemarvelousanimal.Formoreinformationonthebeast,seeTHC72/A8.
18.Literally,"onemakesthehsiehchihbuttwiththehorn."
19.Or,"Intheend,thereby[thehsiehchih]goesstraighttowardstheoften
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No.80.Laboring
1.Severalearlyeditions,however,addmou ("planning").SeeSMK6/10aCWK,p.238.
2.Serruysprefers,"Laboring[for]thosewithasenseofobligation."
3.WangYareadsk'ungk'ung (''havingintegrityandhonesty").
4.Literally,"Diligence,hehasitinemotion."
5.Forthisargument,see,e.g.,Analects1/6(Waley,84),1/7(Waley,84),1/2(Waley,83).CPL6/21aciteshereOde155/1(Legge,233):"Withloveandwithtoil
Inourishedthem."
6.SeeGSR5837a.
7.Seebelow.
8.Thisreduplicativesuggestsahighpitchedandinsistentcry.
9.SeeFW6/21bSungChungWangYaandYY33:669
10.Analects7/19(Waley,127[renum.]).
11.FollowingFW6/21b22aSungChungandLuChi.Someothereditionsreadk'uang ,however.
12.Cf.CYYT24/39/1,3,4,6,hsiang(Wilhelm,582Kunst,317)forthesamephrase.CWK,p.240,n.7,however,takeschien ("troubles"),andthe
reduplicativeas"repeatedobstacles."
13.YTC6/19b.
14.Serruysprefers,"Itwillbedefeating,"whichreadsGSR341aas341e.
15.SeeSW2B/46a,whichdefineschi ("diligentandquick").Althoughthereduplicativecanalsodescribe"reverentdemeanor,"Serruysunderstandsitas
"withtrepidation,"takingtherootmeaningas"trampling."SeeGSR798k.
16.Shuang ("bright,""enlightened").
17.Mencius3A/4(Lau,102).
18.FY8:38,looselytranslated.
No.81.Fostering
1.Kunst,p.293,hasthehexagramtitletranslatedas"Jaws,"however.
2.Literally,p'eng alsomeans"tocollapse,""todeflate."CWK,p.242,n.2,arguesthatbothreadingsapplyhere.
3.Literally,"soaks,"readingou ("hides").Inthatcase,yanghidesthemyriadthingstoprotectthemfromculminatingyinch'i.
4.CYYT18/27/t'uan(Wilhelm,521).
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5.FW6/22bandCWK,p.243,n.3,definemei ("tomakeflourish").
6.SeeFY5:1213,ascitedinYTC6/20b.
7.Cf.KT16149/4a(Rickett[a],163).
8.YTC6/21areadsyan ("great"),butthisseemslesslikelysincethisisanearlyAppraisal.
9.However,CPL6/23areadsp'ienp'ien ,meaning"towheelaroundinsoaringflight,"apparentlyonthebasisofFW6/23a,whichtalksofswallowsbothflying
andeating.Cf.MKH,I,30(3a),whereasimilarglossisfound.CWK,p.243,n.6,follows.
10.Literally,"Theirintentionsare'invasive',"followingCPL6/23a,whichdefinesthereduplicativeas"likeoccupying[another's]position."SeeGSR778b.Cf.YTC
6/21a,whichdefinescheh as''havinggottenthis,looking[greedily]atthat."
11.Literally,"Itisadvantageousandusefulingoingontheattackanddoingbusiness,"meaningtheswallowsprovideamodelorformulaforsuchactivity.Notethe
hedgerhymeinGSR778and38b.
12.FollowingFW6/23b.Cf.CWK,p.243,n.6,citingSW6B/130b.
13.CPL6/23a.
14.SinceAppraisal4iscorrelatedwiththebureaucracy,perhapsthoseatcourt,likeTzushuYiofold,careonlyforpersonalprofit.SeeMencius4B/10(Lau,92),
citedbyYTC6/21a:"Thoughhisadvicewasnotfollowedwhileinoffice,thisdidnotpreventhimfromgettingtheyoungermembersofhisfamilyintohighoffice....
Hewastheonlyonewhohadhisown'vantagepoint'therein."
15."Even"and"old"areimpliedintheoriginal.
16.Fu means"tohatch."
17.SMK6/11b,however,speaksofthemyriadthings'inabilitytorequite(paofu )suchmarvelousvirtue.
18.Followingthetextusdifficilior,onthebasisofaparallelinOde47/2.Asecondreadingwouldbe:"Rising,heattains,"followingFW6/23b,whichwriteste .
Cf.CWK,p.242,n.7.
19.However,YTC6/21bandCPL6/23breadtz'utz'u ("insecure"),whichdescribestheattitudeofthoseofferingsacrifice.
20.CPL6/23bsaysthatalthoughtheomenhasbeentakenfromafattenedox,andthesacrificialmeatseatentofattentheparticipants'bodies,theydonotrealizethat
deathisnearathand.
21.FollowingLuChi.
22.FW6/23b.Fortheassociationofbloodsacrificeswithheterodoxcults,seeStein(1979).
23.SeeYTC6/21bandCWK,p.244,n.8,citingCTYT90/32/47(Watson,360).
24.YTC6/22aassumesthattheysymbolizethe"illness"thegentlemanmustcure.Cf.WangYa.
25.ThefirstcharacterizationcomesfromSMK6/11bthesecond,fromYTC6/22a.
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26.FW6/24a,however,arguesthatitisthesmallboyandthewomanwhohavenothingtodowithoneanother.
27.CPL6/23b.Cf.YTC6/22a.
28.ThisisapopularHanpun.
29.SeeCWK,p.244,n.11.
30.SeeCWK,p.245,n.1.
Autocommentaries
Hsanch'ung
1.NotethatFW7/1aspeaksof"givingbirthtothecountryofkilling."
2.Literally,"tobeorphaned."
3.FW7/1asays,"[because]thingsarenewlyborn."
4.FollowingCWK,p.248,n.8.However,Serruysreadsthisas,"[preserves]manyold[things]."
5.Foronedefinitionof"squareness,"seeCYYT4/2/yen(Wilhelm,393)40/HsiA/4(Wilhelm,296)48/HsiB/7(Wilhelm,349).SeealsoPeterson(1982).
6.AnallusiontoHTYT108/32/12(notinDubs).
7.Forthisconcept,seeLC9/1(Legge,I,36465).
8.Readingthecharacterasjih ,onthebasisofFW7/1b.
9.AsFW7/1bsays,towaitfortherighttimetomove.
10.Or,"EaseisequitablewhileWatchisbiased."
11.However,CWK,p.251,n.26,readsch'i ("stalwartness").
12.Literally,huai ("whatisharboredinthebreast").
13.Or,"tothecountryside."
14.FW7/2bsays,becauseitmarkstheSummerOnsetsolarperiod.
15.Tentativetranslationoftheverbchih basedonFW7/2aHsHan,citedinWJL,p.1006b.However,CWK,p.222,n.1p.252,n.35,readsas"joinwith."
Sincethetetragramisalignedwiththehexagram"Bitingthrough,"oneistemptedtoreadthemeaningof''cutthrough"here.
Hsants'o
1.Or,"revolves."
2.AccordingtoHsHan,thisreferstotimelinessandthings.
3.Literally,"variegated."
4.FW7/3bsays,"seeingdifficulty,torecoil."
5.Cf.Ode114/2(Legge,175)foracomparableuseofthisreduplicative.
6.SeetheHsHancommentary,citedinWJL,p.1017a.
7.AccordingtoFW7/3b,"ofthingsastheyshedtheirdriedhusks."
8.Forthismeaningofhsiehhang ,seeOde28/2(Legge,43).SeeKarlgren(1964),p.109,n.71.
9.Or,"no[preferred]direction."
10.Or,"noduality."
11.Tentativetranslationofchiehhoerh .FW7/4atakesittomean,"Alljointhetwo[where'two'referstoyinandyangch'I]."
12.YY33:670readsch'eng .
13.FW7/4btakesthistomean"parsimonious,"however.
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Hsanli
1.FW7/5aglossesthisli (GSR24),meaning"tobedispersed."Mytranslationattemptstocapturebothmeanings.
2.Literally,"categories."
3.Literally,"takesasstuffandfashions."YTC7/3bsays"givesbirthtoandnourishes."
4.FollowingFW7/5a,whichclearlyassumesareferencetotheprimevalchaos.CPL7/2btakeshswu .YTC7/3bsayssimplythatthisreferstoHeaven.
5.Or,it"givesbirthtowhatisround"[i.e.,thesun],"followingFW7/5a.Sivinprefers,"[thethings]areproducedbyitscompass."Serruysprefers,"comestolifein
the[Heavengiven]nature."
6.FW7/5a,however,glossesmo ("numbers"or"calculations").
7.FW7/5btakes"thesevering"astheseparationofpureyinfrompureyang,andthe"joining"astheadmixtureofyinandyang.CPL7/2bfollows.
8.Theheavensmovetowardtheleftwhilethesunmovestowardtheright.TheymeetintheircircuitsattheWinterSolstice.
9.IamgratefultoPaulSerruysfordifferentiatingchungshih .AccordingtoFW7/5b,thismeans,"Nonearetardyorhasty,nordotheystrayfromtheirorbits."
CPL7/2bfollows.
10.Cf.CYYT40/HsiA/3(Wilhelm,294).Forfurtherinformation,seePeterson(1982).Serruysprefers"naturaltendency"forch'ing .
11.CPL7/3asaysthatthesageseekshisoriginsinhumannaturesoastopredictindividualfate.
12.HeavenEarthMan,accordingtoFW7/6aYTC7/4bandCWK,p.267,n.12thesun,moon,and[other]heavenlybodies,accordingtoCPL7/3a.Ifollow
FW.
13.FW7/6asaysthisreferstoyinandyangrespectively,sinceyiniscorporealand"muddy"whileyangisetherealand"pure."CPL7/3abelievesthephrase"thick
andthin"referstotherelativeendowmentsgiventodifferentthingsbyHeaven.Iftheendowmentis"thick,"manisbornif"thin,''thenathing.
14.SeeCYYT29/47/6(Wilhelm,184)forthedefinitionofwunieh .Cf.YTC7/4b.
15.Thismayalsorefertothefactthatyinisassociatedwithharvesting,ratherthandispensing.FW7/6acitesCYYT51/Shuo/11(Wilhelm,275)insupport.
16.Tentativetranslation,basedoncertainpassageswherethebinomeychou unambiguouslyreferstospacesandtimes(e.g.,HNT11:178).Sivincomments
thathe"doesnotfeelateaseinterpretingychouastwoabstractionsthatcanbeidentifiedwithmodernorevenAristoteliancontinua."Heprefers"spaces"and
"times"astranslation"tokeepthemconcrete"(privatecommunication).However,Serruysthinksychouheredescribestheupperandlowerworlds,withreference
totheKait'ienastronomicaltheory,whichhasHeavenlikeahugedomedvaultperchedontheflatplateofEarth.Inthatcase,thepassagesays,"Forthisreason,
whatenclosesHeaven,itwecallthe'sideeaves.'
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Whatopensbutfromthe'sidecaves,'itwecallthe'canopy'[i.e.,thevaulteddomeoftheheavens]."
17.However,FW7/6breadsso ("numbers").
18.Or,"omens."
19."Theheavensandthesuncrosspaths"refersclearlytotheangle(roughly23)betweentheequator,paralleltowhichthestarsmove,andtheecliptic,onwhichthe
sunmove.IamindebtedtoSivin(privatecommunication)forthisinformation.
20.FW7/7areadsliu .Hethentakes"deathandlife"torefertothemoon'swaxingandwaning.
21.Or,are"incessantly"produced.CWK,p.269,n.22,readsch'an ,followingFW7/7a.CPL7/5aattributestheunceasingproductionofthemyriadthings
totheslightdisjunctionbetweentheannualcyclesoftheheavensandthesun.
22.Literally,"whatAllunderHeavenhasunited."
23.Including"benighted"membersofthehumanrace.
24.Or,"rendersmysterious."
25.Literally,"makesasecretofthatbywhichitiswhatitis."ComparethelanguageofLT,ch.34(Lau,93).
26.NotehowbeautifullyYangHsiungpunsontheantonymiccognatesmiao .
27.Translationtentative.Alternately,"bringingintofullplay."SeeCWK,p.271,n.31.
28.CPL7/4atakes"it"tomean"thephrasing[oftheMystery]."
29.FollowingFW7/8a.CWK,p.271,n.32,however,readschi ("cometo").
30.Tentativetranslationofk'uangch'ifouchehu ,basedonYTC7/6aandCPL7/4b,whosay,"Ithasneverbeenthecasethatthosewhodidnotseek
[theMystery]wererespondedto."HsHansays,"Howmuchmoreunlikelywoulditbethecase[thatthereisaresponse]forthosewhodonotdo[this]?"(See
WJL,p.1019a.)Serruysfollows.FW7/8a,however,readsitas,"HowmuchlesswoulditbethecasewithwhatisnottheMystery?''
31.ThelanguageistakenfromHTYT73/19/63(Dubs,306).
32.FW7/8areadswang .
33.Takingchien .Serruysprefers,"toembracinglytakecontrol."
34.I.e.,fate.
35.HsHan,however,readshshsing ("emptyandwithoutform").SeeWJL,p.1019b.FW7/8bfollows.
36.Tentativetranslation.MytranslationofthesetermsisbasedonTHC"Hsanying"7/9a(p.1022a).
37.Tentativetranslation.CWK,p.272,n.46,readsthisaschihliyangy ("toorderandtonourish").
38.NotethetypicalHanconfusionof"graded"and"ungraded"love(jen ).SeeWallacker.
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39.LoosetranslationofthephraseliehS .Thematchescouldpresumablybemadeinsocietyatlarge(forexample,amanoftalent"matches"agovernmentpost)
andincategoricalthinking.FW7/9aapparentlytakesitinthelattersense.
40.CPL7/5atakes"fitting"toreferto"propertiming."
41.CWK,p.273,n.50,arguesthatthecharacterchih ("tobemasterof").
42.Or"dangerous."
43.Followingtheusagefortang ("towash")Serruysreadsitas"tospread."
44.Literally,"comparatively[or,'measurably']manifest."FW7/9baddstzu here.
45.SeeGSR833z,fortherelatedmeaningsof"settles,""quiets,"and"finishes."
46.YY33:670readst'i ,meaning"tomakeclear."CWK,p.273,n.55,follows.Forthewholepassage,cf.LT,ch.77(Lau,139).
47.YTC7/8asaysthat"it"ineachcasereferstotheMystery.
48.YTC7/8areadst'ojan ("securely").
49.MostcommentatorstakesheriandmingtorefertothegodsofHeavenandEarthrespectively,andbyextension,toyinandyangch'i.SeeCPL7/6a,for
example.
50.Thatis,HeavenEarthMan,thetriadicrealms.However,anunnamedcommentatortoTHCSB7/10aassumesthatYangrefersheretoLT,ch.42(Lau,103).
51.FW7/10bequatespei (category).
52.Thatis,thenineAppraisals.SeeFW7/10b.
53.Literally,so"therearenohardcorners."
54.Theseareconstellationsoftheeasternandwesternquadrantsofthesky.
55.Theseareconstellationsofthesouthernandnorthernquadrantsofthesky.
56.Literally,"makethemrevolve"[inthemindorwithastronomicalinstruments].
57.The'SevenRegulators'referstothesun,moon,andfiveplanets.Fortheoriginaluseofthisterm,seeDocuments,"Yaotien,"par.16(Legge,33Karlgren,4).
TheJasperTemplateandJadeLevel(seebelow)alsofigureinthesamepassageofthe"Yaotien."
58.Tentativetranslation.FW7/10breadschi ("center"),meaningthecircumpolarstars.CWK,p.275,n.64,agrees.
59.ThisphrasecanrefertoeitherthePolestarortheCalendarthatwasbegunin104B.C.Forfurtherinformation,seeLoewe(1974),pp.1736.TheHanChinese
didnotdistinguishbetweentruenorthandthePolestar.
60.Literally,"pushthrough."
61.ByHantimes,scholarswereconfusedabouttheexactnatureofthehsanchi.Somebelievedittobeanastronomicalsightingtubeothers,anarmil
Page617
larysphere.Foramodernsolution,seeNeedham,III,334ff.HoPengyoke,pp.5966.BoththeJasperTemplateandtheJadeLevel(seebelow)alsoreferto
certainstarsintheNorthernDipperconstellation.FW7/11atakesbothtermstorefertothesestars,butitisunclearwhetherYangHsiungreferstocertainstarsinthe
nightskyortophysicalinstrumentsusedonearthinastronomicalcalculations.
62.Ifthisreferstoanastronomicalinstrument,itmaybesomekindofjadetransversetube.
63.TheFWeditionmistakenlyreadsjen .
64.Cf.CYYT39/HsiA/1(Wilhelm,280).
65.Or,"continuewithoutend,"followingFW7/11b.Seeabove.
66.Notethetwosynonymousbinomeshere.Thetwosyllablesinthesecondbinomesharethesameinitial,final,andtone.
67.Literally,"theendthreadthat[can]notbedrawnout."Inotherwords,withthehelpoftoolsliketheMysterywemovefromseeingvisibleimagesto
comprehendingtheunderlyingpatternsofexistence.
68.Andsoknowthemintimatelyaspartofasinglesystem.
69.Fromthesummersolsticetotheendoftheyear,becauseatthesummersolsticethesunisintheEasternWell,asouthernconstellation.
70.FW7/13asays,"thecoldburnsoldgrasses."
71.Fromthewintersolsticeon.Atthewintersolstice,thesunisintheOxherd,anorthernconstellation.
72.SeeNeely.
73.YTC7/11asaysthatatthewintersolsticetheDipper(nowbelowthehorizon)startstotravelfromtheeast,whereasatthesummersolsticetheDipper(now
directlyoverheadinthesky)startsitsreturnfromthewest.
74.AccordingtoFW7/13b,thisreferstothegodsofHeavenandEarth.
75.CWK,p.279,n.85,however,sayssimply,"conjoin."
Hanying
1.Takingk'ai inhiscommentary.Forthephilosophicalimplicationsofho,seeBroschat,pp.13133.
2.SeeTHC"Hsanli,"footnote16forthecompoundychou .
3.YTC7/11bglossesshih ("sack,""bag,""bellows"),areferencetothebulgingshapeofHeaven'svault.
4.Midnightisconsideredtheoriginofday.Thefirstdayofthelunarmonthistheoriginofthemonth.Thewintersolsticeistheoriginofthelunaryear.Thechiatzu
yearistheoriginofthesixtyyearcycle.
5.The"span"isequalto8Haninches,whilethe"pace"isequalto6Hanfeet.SeeLoewe(1961).AccordingtoCWK,pp.28384,n.3,YangHsiungrefersto
measurementsbythegnomon.Serruyspreferstoreadthesentence,
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"Heavenoriginatedthespanandpace[measurements]."TheWJLedition(p.1021a)movesthecharacterpu severallinesdown.
6.FW7/13breadshun .
7.Translationtentative.FW7/14adefinesp'inshu ("categoriesofthings").
8.WithinthenineAppraisals,nos.13,46,and79makeupthethreeTables.
9.Thatis,thenineAppraisalsineachtetragram.
10.FW7/14a,however,defineskualo ("flowinto[oneanother]").
11.Thatis,whatevercluesexisttothehandlingofthings(tuanhs ("settleuptheirwork").Inthatcase,one"separatesout[individual]tasks.''
12.CWK,p.285,n.10,however,says,"whichareinterwoven."
13.FollowingCWK,p.286,n.12,inreadingching .AccordingtoCWK,thissaysthattheiractivitybecomespredictableoncecalendarsareestablished.
14.Each30odddegreesofthefullsky.ThiscouldalsorefertothetwelveEarthlyBranches.
15.Forthisphrase,seeDocuments,"Yaotien,"par.16(Legge,33Karlgren,4).
16.Forthisdefinitionofchen ,seeGSR455p.
17.SeeDocuments,"Hungfan,"par.4(Legge,324Karlgren,30).
18.FW7/15areadsy ).
19.Forfurtherinformation,seeBodde(1959).
20.Takingchi refersto"savingthecommonpeople."
21.Literally,"flowing."
22.However,CWK,p.287,n.19,readschien ("companions"),perhapsimplying"alternates."Formoreonthemusicsystem,seeTHC"Hsanshu,"footnote18.
23.Thisreferstothecorrelationsofthetwelvepitchpipeswiththetwelvemonthsofthecalendar.
24.FollowingHancosmologicalaccountsintakingwu ,ratherthanabsolutenothingness.
25.FW7/16breadsy ,followingCWK,p.287,n.22.
26.Thisstatement,ofcourse,agreeswiththeTaoistaccountofantiquity.Asweshallsee,however,YangHsiungsoongoesontodisparagethisstressfreesociety.
ManypassagesintheFYandTHCshowthenobleperson"worrying."E.g.,FY6:18saysthatthesageworrieswhenhisattemptsatpersuasionarenotinaccord
withtheWay,thoughhedoesnotworryaboutwhathecannotchange(another'sreceptionofhispersuasions)THC11/A3,A7showapprehensionsleadingto
reform.SinceLT,ch.20(Lau,76)clearlytiesthe"exterminationof
Page619
learning"to"havingnoworries,"YangHsiungcannotdescribethetruesageas"unworried."
27.Thiscouldmeanboththatonedrillstogetattheessentialsubstance[i.e.,wisdom]oftheturtleandthatoneboresintoone'sownsoultofindessentialanswers.
28.FW7/16bdefinesch'ien (GSR731fas731a),sothatitmeans"takentogether."
29.Forching ,Serruysprefers,"intuitivesense."Basically,chingreferstothe"quintessential,"asinotherpassages.
30.Moreliterally,"Whensinglemindedconcentrationusesthebonecracksandmilfoil,thespiritspushfortheirchanges.Whensinglemindedconcentrationuses
thoughtanddeliberation..."
31.Literally,"itshavingwhatitfollows."FW7/17aquotesAnalects7/1(Waley,123),whereConfuciussaysofhimselfthathe"transmitsbutdoesnotcreateonhis
own."
32.Anattempttocapturetherangeofassociations(including"undifferentiated"and"complete")forthecosmogonictermhn .
33.FollowingFW7/17binreadingch'eh ("tobeworriedabout").
34.Literally,"thetrunk."Serruyswouldtranslatethisas"capacity."
35.Readingch'ung ("theend").
36.Literally,"notspreadaround."
37.Or,"naturaltendencies."FW7/18asays,"Iftherewerenopatterns,therewouldbenowaytoseetheessentials.Iftherewerenophrasings,therewouldbeno
waytoseeactualconditions."
38.Literally,"haswhatadheres[orcontinues]andwhatcomplies[orconforms]."
39.Thedefinitionofthefourkeytermsusedinthisparagraphistentative.Thecommentatorsprovidelittlehelp.FW7/18asays,"Yin is"falconsbeing
metamorphosedintopigeons."However,YTC7/16bsaysthatyinmeans''beingbasedonwhatexistsfromold"hsnmeans"followingtheircompletedlaws"ke
means"changingwhatisoldorflawedaboutthem"andhuameans"changingtheiroldhabits."Foradiscussionofsimilarproblemstranslatingcomparableterms
foundinthe"GreatCommentary"totheChanges,seeSivin(1977)andSivin(1990).Inthesecondpaper(p.10),Sivinconcludesthatyinandhsnareadaptive
change,thatkoischangeofsomethingintoitscategoricalopposite,andthathuaischangethataffectsidentity.Roth,p.92,similarlytranslatesyinas"adaptation."
40.Or,"weregardthemasdivine."
41.Or,"weregardthemasfitting."Quitepossibly,sinceshen referstothegodofthesoil(i.e.,Earth),wehavehereamorepointedreferencetowhatispleasing
tothegodsofHeavenandEarth.
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42.Or,"reason."
43.Literally,"aresynonymouswiththeefficacyofsuccessandfailure."
44.Seethe"Introduction"forYangHsiung'stheoryofhumannature.AsFW7/19awrites,"[Man]receivesthemfromHeaventheycannotbechanged."
45.SeetheminorchangeinwordingproposedbyYY33:671.
46.Atentativetranslation.SeeTHC16/A4.
47.ThisdescriptionrecallsthecommentarytoHexagram11("T'ai"):"Inside(referringtothelowertrigram),itisyangandoutside(referringtotheuppertrigram),itis
yininsideitisstrongandoutsideitiscompliant."Thissituationreflectstheperfectionthatderivesfrombalance.seeCYYT9/11/t'uan(Wilhelm,441).
48.Or,"hecanusebeinglower[than]others."
49.Or,"assist."
Hsanshu
1.Suchtermsascheh,kung,andshangdesignatemovablenotescomparabletodo,re,mi,etc.asusedintheAngloAmericanchoralmusictradition.Forfurther
information,seevonFalkenhausen(forthcoming),p.208ff.
2.Forthedutiesandapplications,seeDocuments,"Hungfan,"par.6(Legge,32627Karlgren,30).
3.SeeKT9/13b(notinMaverickorRickett).
4.Takingyi ,onthebasisofmanyHanpuns.
5.Deletingthephrasetato onthebasisofYY33:671,whocitesFW.
6.Alternately,"troops."
7.Or,withradical9insteadof149,"usurpation."
8.Or,"writing."
9.Ortall.
10.Deletingthephraseweili ("Itisritual."),becauseofrepetition.
11.Literally,the"essence."
12.FW8/11aYTC8/6bandCWK,p.320,n.199,tiethisto"planting"crops.
13.Or,accordingtoFW8/11a,"boundarywalls."
14.Thatis,affairshavingtodowithwomen.
15.Or,withradical75insteadof93,"outercoffins."
16.Thesemaybethoughtofasthenamesoftonalities.InthepreHanperiod,therewerevariouswaystoindicatethissystemofpitchstandards.YangHsiungadopts
thenomenclaturesimilartothatfavoredintheChouli.
17.Falkenhausen(forthcoming),p.212if.,showsthatthenomenclatureandsignificanceofthetitlesforthepitchstandardsvariedovertime.Therefore,Itranslate
onlythenameoftheimportantHuangchungpitchstandard.Forallofthese,seePianalso.
18.Theimplicationsofthisareasfollows:Thesixmalepitches(alsoknownastheSixBeginnings)jointhesixfemalepitchstandards(alsocalledtheSix
Intermediaries)inasinglemusicalsystemcoveringtherangeofoneoctave.Thesixfemalepitches,astheiralternatenameimplies,occupythepositionsinbetweenthe
sixmalepitchstandards.YangHsiungreferstothe"SubtractingorAddingaThirdMethod,"aformulatogenerateafullsetoftonesincertainintervallicrela
Page621
tionstooneanother(comparabletothefamousSpiralofFifthsinWesternmusicaltheory).Bythismethod,theentireseriesoftwelvenotescanbegenerated
fromtheYellowBellpitchbyaprocessofalternatesubtractionandadditionofamusicalthird(inChineseterminology,producinga"superior"or"inferior"
generation).
19.See,however,CWK,p.327,n.250.
20.PresumablybecauseitreleasesWater,thepatronphasealignedwithno.1.
21.HereIsummarizetheChinesetext,whichranksbothsiblingsandbureaucraticscalesfromlower/lowertohigher/higherinninegrades.
22.Literally,"compasslikeplanning."
23.Tentativetranslation.FW8/17asaystzuju meansthat"[thethoughts]havenotyetbeencarriedout[intoaction]."YTC8/11asaysitmeans,"already
decided."CWK,p.328,n.256,agrees.Serruyssaysthephrasemeans,"tobetruetooneself."
Hsanwen
1.Translationtentative.CWK,p.334,n.4,defineschih ("toplant,""toflourish").
2.ThesefivemanticformulaearetreatedascounterpartstofourfoundintheChanges:yan .ForfurtherinformationontheFourQualities,seeShchutskii,pp.
13656.
3.SeeCWK,p.334,n.5,onthis.
4.Literally,thewhiteundyedstuffonwhichcolorsandpatternswillbeplaced.
5.SeeGSR1224g.CWK,p.334,n.14,however,definesch'u as"toencounter."
6.AreferencetoCYYT42/HsiA/8(Wilhelm,313),wherethephrasech'ulei ]itsowntype."FW9/2aequatesthiswith"beingborn."
7.Readingchiu ,followingFW9/2a.Cf.WJL,p.1028a.
8.ThelastsixsentencesareomittedinTHCSB9/2a.
9.FollowingFW9/2bintakingthisasanexclamation.
10.CWK,p.337,n.25,takespo commentaryinWJL9/1a(p.1028a).
11.Alternately,"Lastingtotheend,itmakesthemhidden[orprofound]."
12.Readingt'i ,sinceliisseldomusedasaverb.Otherwise,thephrasemeans,"topayritualcourtesy[to]thedivine."
13.Literally,"toconceal[himself]andshut[himselfofffromtheworld].MyreadingfollowsFW9/3a,whichsaysofthenobleman,"modelinghimselfonthehidden,
heacts."Notethattheseactionscorrespondtotheannualroundoftheseasons.
14.Or,"Ianswer,..."
15.Literally,is"mixed."
16.ProverbbasedonCYYT2/1/yen(Wilhelm,382).
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17.Literally,"initiating"or"creating"(tso ).
18.Thissignifiesthatthehorseisreadyandofvaluablestock.
19.Orsimply,"inprosperity."
20.Or,"makegrow."
21.Thereare3"Tables"ineachAppraisal:thefirst,composedofApp.13thesecond,ofApp.46andthethird,composedofApp.79.
22.Tentativetranslation.Chueh* couldalsomean"cutoff."SeeGSR296a.
23.THC"Hsanwen"9/2a(p.1029a),followingFW9/6bininterpretation.
24.Literally,"patternedandenlightened."
25.Throughtrueunderstanding,toseethelimitsofboth.
26.Or,"heplumbstheverymeaningofconditions."
27.Or,"wouldmakehissoulapproach[aperfection]withtheghostsandghosts."
28.Cf.thelanguageofFY5:13.
29.Thatis,whatever"goesagainst"hisgoodfortune.
Hsanyi
1.MaterialinbracketssuppliedbyFW9/8a.IuseFW,ratherthanWJL,asthebasicedition.
2.Translationtentative.FW9/8atakeswei )tomeansomethinglikethe"insandouts"ofaffairs.
3.Aloosetranslationfortsao ,asinAnalects5/17.
4.Cf.Documents,"Chiukao,"par.2(Legge,399Karlgren,43).
5.Thissentencemaybegarbled.Forfurtherinformation,seeCWK,p.349,n.17.
6.Inothercontexts,ni means"tomeasure"or"estimate."Here,however,asinYangHsiung'sbiographyandChangHeng'sassessmentofYangHsiung,theverbis
clearlyusedinanothersense:"tomakelike,""toimitate."Cf.HS87A:3515(Knechtges,13)HHS59:1897.
7.Or,thewarpofacloth.
8.FollowingFW9/9binglossinghaohuang )(SeeMorohashi28909.8CWTT29550.13)andthe"expendingandwasting"ofresourcesinsacrificialofferings.
9.Literally,"nodirection."Inotherwords,theycanoperateanywhere.
10.Serruysreadschi :"Borderingthemtherearenorules."
11.Documents,"Hungfan,"par.5(Legge,326Karlgren,30).
12.Forsymmetry,YangHsiunghereaddsthephrase"andfive."
13.Forfurtherinformation,seeHulsew(1955),p.103ff.
14.Cf.Documents,"Yaotien,"par.35(Legge,48[par.renum.]Karlgren,7).
15.Forthisexpression,whichreferstothedirectionalwinds,seeLC19/3(Legge,II,93)CCYT13/Yin5/5Tso(Legge,19).
Page623
16.Literally,"donotdislikeareanother."Alternately,"donotbecomesatedwithoneanother"or"donotwoundeachother."Yi givesavisualpun:thebodyisshot
withanarrow,symbolofthepenis.
17.Or,"Manactsasmanthingactsasthing."
18.SW2A/34adefinestse .Therefore,theemendationsuggestedbyCWK,p.354,n.46,isunnecessary.
19.Serruysprefers,"flapsandgathers[wings]."
20.Cf.theTingKuan commentary(Han)totheChanges,citedinMKH,I,43(6a).
21.Presumably,becauseallthedistinctpotentialsareevenlydistributedamongvariouslivingthings,withnoonethingmonopolizingallofthem.SeeFW9/11b.
22.Thisisaproverb.SeeHTYT12/5/32(Dubs,74Knoblock,I,207)HY1A/4a(Ku,74).
23.PossiblyareferencetotheHeavenlygodsandEarthlyspirits?
24.Orpossiblyonthesundial.
25.Forthisdefinition,seeTHC"Hsanying"7/8a(p.1021a).
26.Literally,"divinelyenwombs[all]."Punctuatingdifferentlyafterpao ,incontrasttoWJLorCWK(p.346),whichapparentlyreadthisasthe"Heavenand
Earthactsasthedivinewomb[gestating]normsandchange."(However,CWK,p.355,n.54,somewhatcontradictsthis.)Thechangeinpunctuationprovidesa
slightlybetterrhythmicscansion.
27.AnapparentallusiontoCYYT39/HsiA/1(Wilhelm,286),whichassociates"beingeasy"and"beinglonglasting."Cf.CYYT41/HsiA/5:"Beinggoodatmakingit
easyandsimplematchesthatofthehighestpotentvirtue."Formoreonthis,seePeterson(1982),9194.However,KaoHuaimin,p.283ff.proposesadifferent
understandingfortheCYYTpassage.NotealsothatYTC9/9btranslatesfayi as"laws[or,norms]change."
28.Seethe"Hsanwen"autocommentaryformoreonthesefiveterms.
29.Literally,"getitsrectification."
30.Literally,"therewillbeno[other,better]choice."
31.However,Serruystranslateskai as"arrange."
Hsant'u
1.Serruysreadstu ("generally,""altogether")hewouldtranslateitas"tobringtogether,""tocluster."
2.Literally,"arecarried[likeavehicle]to."
3.Asynonymfortetragrams.
4.Literally,thebull'seye.Otherwise,thesentencemustmeansomethinglike,"AsaruleindarknessoneorientsoneselfbytheNorthernDipper,"glossingchih ,
followingFW10/1bandCWK,p.360,n.4.
5.Justastheplanetsnevertraveloutsidethebandofthezodiacalconstellations,sunandmoonhaveabandoftheskyinwhichtheyappeartotravel.
6.FollowingFW10/1b.
7.FollowingFW10/1b,readingt'uili .FW,however,readsthephraseas"plantocalculatethecourseofthestars."
8.Meaningthesequentialorderofthestemsandbranchesusedtoindicate
Page624
theperiod,theday,andthecyclicalyear.
9.MytranslationreferstoSW12A/246b,wherek'ung .However,FW10/2aunderstandsthistomean,theyare"extremelysubtle[tools]."Possiblythephraseis
apunningreferencetotheholesthatpiercethepitchpipes.Seebelow.
10.Readingtsai (GSR943v=943i).
11.Thesecorrespondtoaperiodoffourmonths,fromthe11thtothe2dmonths,accordingtotheHancivilcalendar.
12.TTLC5/71/1b.
13.FollowingFW10/2a.
14.CWK,p.362,n.10,glossestsan .TsancouldalsoconceivablyrefertotheAppraisalsoftheTHC.
15.CWK,p.361,n.10,equatestheOriginwithyangch'i.
16.Thisrefersbothtoyangch'iandtoaconstellationintheeasternsky.Serruysprefers,"TheeaststirstheGreenDragon."
17.CWK,p.362,n.12,seemstoready .Thereisavaguegraphicallusiontotheastronomicaltheorybywhichthecosmosiscomparedtoacarriage.
18.Thesecorrespondtothenextfourmonths(months36)intheHancivilcalendar.
19.Serruysprefers,"symbolizeHeaven'srenewingthelight."
20.Thatis,yinisrousedtogerminatebytheculminationofyangch'i.
21.Byyangch'itothesouthernregions.ContrastCYYT28/46/t'uan(Wilhelm,620).
22.Thesecorrespondtothelastfourmonthsofthelunaryear(months710).
23.FW10/3adefinestheHeaven'sRootasthewintersolsticeandthefirstdegreeoftheOxherdconstellation.
24.SeeGSR324p.FW10/3adefinesyueh ,meaning"toinspect"or"toexamine"byboringinto.
25.FW10/3asaysthisistheepithetforthetenthmonth.Asyellowstandsforthecenter,itmaysimplyrefertothepureyangnowhiddenbelowtheearth'ssurface.
SeeYTC9/12aCPL10/3aCWK,p.364,n.22.
26.TheGreatHandlereferstothehandleofthePolestar.
27.FW10/3bsuppliesthe"like"(ju ).YTC9/12afollows.Fortheexpression,"cloudsscudding,"seeCYYT1/1/t'uan(Wilhelm,370).Thematerialinbracket
suppliestheHanassociationfortheimage.
28.Literally,"treatsasdomain."However,FW10/3breadstien ),meaning"toposition."
29.FollowingFW10/4a,ratherthantheusualdefinitionofshenming inthatsense.
30.Followingtheearliesteditionsinreading"one"ratherthan"two."FW10/4a,forexample,reads,"Heavenhasasingleway."YTC9/13afollows.Cf.
Page625
THCSB10/3b.Iftherearetwoways,theyarepresumablyyinandyang(=HeavenandEarth),basedonCYYT40/HsiA/4(Wilhelm,301):"Asingleyinand
asingleyangconstitutetheWay.Whatcontinuesitisgoodnesswhatcompletesitisthe[moral]nature."CWK,p.266,n.32,howevertakesthetwopathstorefer
toprimalonenessandmultiplicity.Cf.WJL,p.1032bCPL10/2b.
31.Here"three"standsfortheentiremultiplicityofthings"inthetriadicrealmsofHeavenEarthManwhile"one"referstotheprimevalTao.
32.Actually,eachCoursecorrespondsto40and1/2days.YangHsiunghasroundedoff.
33.Serruysprefers"makes[it]preserveduntotheCenter."
34.Literally,"beingdispensed."SeeCYYT1/1/t'uan(Wilhelm,620).
35.Documents,"Hungfan,"par.33(Legge,343Karlgren,35):"theachievementofa[naturally]endedlife").
36.SeeFW10/6bforaslightlydifferentexplanationforthis.
37.Readingk'ang ,followingtheWJLedition.
38.FollowingYTC9/15bCPL10/4aCWK,p.371,n.71.
39.ThismayrefertotheAppraisals,whicharegroupedbytwosaccordingtodirection,withnumbersoneandsixalignedwiththenorth,numberstwoandseven
alignedwiththesouth,andsoon.SeeFW10/8aCWK,p.372,n.73.
40.Inthe729Appraisalsassignedto81tetragramsthereare365yanglinesand364yinlines.
41.Theidentificationofthesefourisdisputed.FW10/8bequatesthecompasswithHeaventhesquarewithEarththelinewithnorthsouthandthelevelwitheast
west.Seethefollowingsentence.CWK,p.373,n.77,equatesthemwithPositions3and84and92and7and1and6respectively.
42.Literally,"attainedandexamined."
43.Literally,"hasthenumberssixandnine."PresumablyYangreferstothefactthat36stalksareusedinthedivinationprocess.36iscomposedofmultiplesof6and
9.
44.ThismayrefertothetwoprinciplesofHeavenandEarth,followingCYYT43/HsiA/1011(Wilhelm,308),wherethenumber2isassignedtoEarthand9is
assignedtoHeaven.However,FW10/8breadsyi ("tostraighten").
45.CWK,p.274,n.81,saysthisequals729,thenumberofAppraisals,butthatfigureisdisputedimmediatelybelow.
46.Onecommentatorsuggeststhateachmovesketchedherecorrespondstoapassageof1,539yearsintheGrandInceptioncalendar.
47.SeeSivin(1969)forthevariousconcordancecycles.
Hsankao
1.Itakeshenhsiang asacompoundphrase,basedonFW10/10a.CWK,p.378,n.2,however,arguesthatthe"divine"referstoHeavenandyang,whilethe
"imaged"(i.e,whathasform)referstoEarthandyin.FW10/10aidentifiesthetwoasHeavenandEarth.Morelikelytheyareyinandyang.AsCYYT42/HsiA/8
(Wilhelm,310)says,"ChangehastheGreatUltimatethisgivesbirthtotwoforms."
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2.Or,"spherical[heavens],"accordingtocertaincommentators.
3.Representedbythreedifferentkindsoflines:theunbroken,oncebroken,andtwicebrokenrespectively.
4.ThenineAppraisalsattachedtoeachtetragramthatmirrorthenineempyreanrealms.
5.Readingy ,followingFW10/10b.
6.CPL10/7a,basedonFW,takesthistomeanthatAppraisals1and6aretosomeextentparallel,asare2and7,3and8,and4and9.
7.Where"lesser"indicatesyinch'iortheevennumberedAppraisals,while"greater"indicatesyangandtheoddnumberedAppraisals.
8.Readingao ,onthebasisofFW10/11a.
9.Literally,"iswhatkeepspentupthetransformingessence."Thefollowingthreesentencesareidentificalinstructure.Notethatthenorthwestissaidtobethe
directionofpureyin.
10.SeeTHC1/A1.
11.Tentativetranslation,takingGSR458b=458d.Serruysprefers,"Heaventurninggivesasign."
12.FW10/11breadst'ui ,onthebasisofCYYT45/HsiB/1(3).
13.FW10/11btakeskuei (literally,tohaveaconjunction).YTC9/19atakesas"tocut[eachother]"becauseeclipsesconcealpartofeitherthesunormoon.
14.Thatis,thelightmaterialrisestothetop,whiletheheavysinks.
15.Thedailycourseofthemoonis13degrees,whilethesunonlymoves1degreeperday.
16.However,CWK,p.381,n.14,preferstoreadwang ("toshine"),sothephrasewouldmean,"TheFivePhasesshineinturn."
17.Antares,partoftheHeartconstellationalignedwithwinter.
18.Meaning,therelativepositionsoftheconstellationsareclearindicatorsoftheseasons.
19.AccordingtoCPL10/8a,thismeanstherevolutionsofthesun,moon,andvisibleplanetstakeplaceinthosedirections.
20.TheFivePhasesintheMutualProductionCycle.Forfurtherinformation,seeNeedham,II,253ff.
21.TheFivePhasesintheMutualConquestCycle.Forfurtherinformation,seeibid.
22.Forsimilarlanguage,seeCCYT1/Yin1/Kung1(Malmqvist,68).
23.SinceneitherthesunnortheDipperwaxandwaneinappearance.
24.Literally,"empty"ofconstancy.Forthistranslation,seeCPL10/8a.Cf.YTC9/20a.
25.Alternately,thesentencecouldbereadas,"TheconstantandthefullareusedtoorderthePositions,"wherehs (asabove)referstothenineAppraisals,
followingtheChangesusage.
26.However,CPL10/8areadsninghsi ("withoutworry"),meaningit"causesnoworry"incalculatingit.
27.Thatis,itdisperses.
28.Thatis,itgathersin.
Page627
29.ShaoYung took"abundanceanddeficiency"torefertomoreorlesslightinthecourseoftheday.SeeCWK,p.383,n.23.
30.Thisbinomech'iaoch isonlyfoundintheMystery.Foritsmeaning,IfollowFW10/13a.
31.Onecompleterevolutionofthesunpassesthroughslightlymorethan1degreeofthesky.SeeFW10/13a.
32.YangHsiungtalksspecificallyofthefirstandlastdayofthelunarmonth.
33.FollowingWJL10/4b(p.1035b).SW7A/141bdefinest'iao asthemoonappearingintheeastonthefirstdayofthelunarmonth.
34.Thetermts'eni means"tolosetheregularcourse."Thiscanrefertoretrogrademotions,toirregularitiesinspeed,andsoon.
35.Theterms"maleandfemale"areusedtodescribethelongerandshortermonthsbythesolarcalendar,accordingtoCPL10/8b.However,FW10/13bsaysthe
maleisthesunandthefemale,themoon.
36.Literally,"inregardtowhateverhasnoend."Or,forthe"unending[processes]."
37.Readinglun ,followingCPL10/8b.
38.Foradefinitionofthis,seetheessayentitled"EvolutionoftheMystery."
39.Readinghunhun ("confused,unknowing").
40.FollowingFW10/14a.Thisreferstothefactthatallthingswane.However,CPL10/9areadsch'ung as"tocrashagainst."Hetakesthesentencetomeanthat
luckymenmeetwithgoodluck,whileunluckymenmeetwithbadluck.
41.Literally,"Nearandfar,withoutconstancy,bycategoryproceedsometimesmany,sometimesfew,affairsareaccomodatedtowhatisclear."
42.Tentativetranslation.SeeDocuments,"T'aishih,"par.3(notinKarlgrenLegge,627):"Thedaysandmonthspassaway."CWK,p.384,n.32,contradictsCPL
20/9b.
43.SeeGSR720n'1124g.However,seeFW10/14b.
44.However,CWK,p.384,n.32,readserht'ao ("increasethenurture").
45.Literally,"arenotexhausted."NotethanthebinomeshenmingcanrefertothespiritsofHeavenandearthaswell.SeeTHC"Hsuant'u,"footnote27.
46.HereYangHsiungsuggeststhatitisfarlessdifficulttojudgehumanconductthanitistodefinethelogicallypriorphenomenalpatternsuponwhichthesesocietal
patternsarebased.
Page629
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verseortoparagraphnumber.ForthetransliterationofChinesecharacters,referencesaregenerallygiveninWadeGilesunlessanotherromanizationisusedonthe
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Translationsarecitedbyauthor.WheremultipletranslationsexistforthesameChinesework,Ireferthereadertothetranslation(s)Iconsidermostreadilyavailable.
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KNECHTGES:
TheHanshuBiographyofYangXiong(53B.C.A.D.18)trans.andannot.byDavidR.Knechtges,OccasionalPaper,ArizonaStateUniversityCenterforAsian
Studies,XIV(Tempe,Arizona,1982).
KNOBLOCK:
Xunzi:ATranslationandStudyoftheCompleteWorks,trans.byJohnKnoblock,I(Books16)(Stanford,1988)II(Books716)(Stanford,1990).
KRAMERS:
K'ungtzuchiay,trans.byDr.R.P.Kramers(Leiden,1950).
KU:
AChineseMirrorforMagistrates:TheHsinyofLuChia,trans.,annot.,andcriticalintro.byMeikaoKu(Canberra,1988).
KUHN:
Jouput'uan(ThePrayerMatofFlesh),trans.byFranzKuhn[renderedintoEnglishbyRichardMartin].
LAU:
Laotzu,Taoteching,trans.andintro.byD.C.Lau(Harmondsworth,1963).
Mencius,trans.andintro.byD.C.Lau(Harmondsworth,1970).
LEGGE:
TheConfucianClassics,trans.byJamesLegge(Oxford,1890s),5vols.
LiChi,BookofRites:AnEncyclopediaofAncientCeremonialUsages,ReligiousCreeds,andSocialInstitutions,trans.byJamesLegge,TheSacredBooksof
theEastSeries,XXVIIXXVIII(Oxford,1885rpt.,NewHydePark,1967),2vols.
LIAO:
TheCompleteWorksofHanFeiTzu:AClassicofChineseLegalism,trans.byW.K.Liao(London,1939),2vols.
MAKRA:
TheBookofFilialPiety,trans.byMaryLeliaMakra(NewYork,1970).
MALMQVIST:
(a):"StudiesontheGongyangandGuuliangCommentaries,I,"BulletinoftheMuseumofFarEasternAntiquities43(1971),67222.
(b):"StudiesontheGongyangandGuuliangCommentaries,II,"inibid.,47(1975),1969.
NYLAN:
SeeNylan(1982)inSecondarySources.
POKORA:
Hsinlun:NewTreatiseandotherWritingsbyHuanT'an,trans.byTimotheusPokora(AnnArbor,1965).
RICKETT:
(a):Kuantzu:ARepositoryofEarlyChineseThought,trans.byW.AllynRickett(HongKong,1965),I.
(b):Guanzi,trans.byW.AllynRickett(Princeton,1985),II.
Page653
SOURCES:
SourcesofChineseTradition,comp.byWm.TheodoredeBary,WingtsitChan,andBurtonWatson,withcontributionsbyYipaoMei,LeonHurvitz,andothers
(NewYork,1960).
SWANN:
SeeSwann(1932),(1950)inSecondarySources.
THOMPSON:
SeeThompsoninSecondarySources.
TJAN:
Pohut'ung:TheComprehensiveDiscussionsintheWhiteTigerHall,trans.byTjanTjoeSom(Leiden,1949),2vols.
TURNER:
AGoldenTreasuryofChinesePoetry,trans.byJohnA.Turner,S.J.(HongKong,1976).
WALEY:
TheAnalectsofConfucius,trans.byArthurWaley(London,1938).
TheBookofSongs,trans.byArthurWaley(London,1937).
TheNineSongs,trans.byArthurWaley(London,1955).
WARE:
Alchemy,Medicine,andReligioninChinaofA.D.320:The''NeiP'ien"ofKoHung(Paop'utzu),trans.anded.byJamesR.Ware(Cambridge,Mass.,1966).
WATSON:
TheCompleteWorksofChuangtzu,trans.byBurtonWatson(Columbia,1968).
HanFeitzu:BasicWritings,trans.byBurtonWatson(Columbia,1964).
Hsntzu:BasicWritings,trans.byBurtonWatson(Columbia,1963).
Motzu:BasicWritings,trans.byBurtonWatson(Columbia,1963).
RecordsoftheGrandHistorianofChina,translatedfromtheShihchiofSsumaCh'ien,transbyBurtonWatson(NewYork,1971),2vols.
RecordsoftheHistorian:ChaptersfromtheShihchiofSsumaCh'ien,trans.byBurtonWatson(NewYork,1958)[forselectionsfromSC,citedasWatson
(b)].
TheTsochuan:SelectionsfromChina'sOldestNarrativeHistory,trans.byBurtonWatson(NewYork,1989)[citedforselectionsfromCCYT]
WILHELM:
TheIChingorBookofChanges,trans.byRichardWilhelm[renderedintoEnglishbyCarlF.Baynes],BollingenSeries,XIX(Princeton,1950).
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SelectionsfromtheRecordsoftheHistorian,bySzuma[sic]Chien,trans.byYangHsienyiandGladysYang(Beijing,1979).
<><><><><><><><><><><><>
Page655
PartialIndexofCommonImages
Note:ThisindexisdesignedtohelpthereaderbecomefamiliarhimselfwithsomeimagesusedbyYangHsiung.GiventhemanylayerednatureofYang'spoetry,it
caninnowaybecomprehensive.However,studyofthisindexmayintroducethereadertothesystemunderlyingtheMystery.Imagesofdeath,forexample,are
largelyconfinedtothelateAppraisalsineachtetragramimagesoflight,incontast,tendtothebefoundintheearlyAppraisals.
abyss,THC3/5
THC4/2
THC7/2
THC9/9
THC19/Head
THC20/8
THC40/7
THC42/2
THC45/1
THC49/5
THC65/9
THC66/12
THC78/8
THC79/Head
THC80/9
THC81/1
aging,THC9/7
THC23/9
THC24/7
THC55/4
THC57/9
THC75/5
THC81/5
archery,THC25/3
THC50/7
THC58/7
THC62/7
THC68/3
THC71/8
architecture,THC30/6
THC40/34
THC46/12
THC52/45
armsandlegs,THC25/6
THC29/5
THC56/7
THC70/5
arrows,THC6/5
THC7/Head
THC22/5
THC25/8
THC26/4
THC30/9
THC48/5
THC49/8
THC58/7
THC49/8
THC50/7
THC62/7
THC62/9
THC64/3
babies,THC3/3
THC9/1
THC17/4
THC22/3
THC80/3
backs,THC6/2
THC6/3
THC14/5
bandits,THC29/8
THC46/4
THC49/9
THC54/9
THC60/5
THC62/5
THC75/Head
barriers,THC4/19
THC15/6
THC20/1
THC29/2
THC29/3
THC67/2
bees,THC72/4
THC72/5
THC72/6
THC72/9
belly,THC6/2
THC6/3
THC15/2
THC15/8
THC19/6
THC29/5
THC30/2
THC58/5
THC68/1
THC68/2
THC69/5
THC70/1
THC81/5
belts.Seerestraints
bindings.Seerestraints
birds,THC7/5
THC18/5
THC22/4
THC31/2
THC31/4
THC31/5
THC32/4
THC36/2
THC47/67
THC48/4
THC49/4,5,7,8
THC50/7
THC50/9
THC54/24
THC58/4
THC58/6
THC59/8
THC61/8
THC62/7
THC63/5
THC63/6
THC63/8
THC64/4
THC64/5
THC64/7
THC65/6
THC67/6
THC75/8
THC76/9
THC78/45
THC81/4
birth,THC6/8
blockage,THC2/1
THC56/78
blood,THC10/9
THC19/4
THC32/9
THC34/2
THC42/8
THC56/2
THC59/5
THC61/8
THC64/9
THC70/9
THC76/2
boat,THC3/9
THC20/8
THC28/6
THC39/5
THC78/8
THC80/9
bolt,THC4/3
THC8/1
bones,THC8/4
THC56/2
THC70/9
THC74/5
THC76/1
THC81/5
bow,THC62/9
THC71/8
THC81/Head.Seealsoarcheryarrows
carriages,carts,orchariots,THC2/5
THC3/58
THC9/5
THC10/9
THC13/6
THC26/4
THC27/2
THC28/6
THC28/8
THC23/9
THC32/3
THC32/8
THC39/7
THC47/5
THC53/5
THC54/5,7
THC57/6
THC60/4
THC63/6
THC71/2
THC71/57
THC71/8
THC79/6
THC80/9
center,THC1/Head
THC1/3
THC1/8
THC2/1
THC2/8
THC3/2
THC6/2
THC6/8
THC7/5
THC11/5
THC15/1
THC15/5
THC17/2
THC20/2
THC20/3
THC22/1
THC23/3
THC25/5
THC26/8
THC29/2
THC34/1
THC36/1
THC37/2
THC38/1,THC40/2
THC42/8
THC43/2
THC43/8
THC44/2
THC45/5
THC46/7
THC52/1
THC52/2
THC53/5
THC55/2
THC56/5
THC57/2
THC57/5
THC58/2
THC62/5
THC68/2
THC68/6
THC69/1
THC69/2
THC70/1
THC71/5
THC72/2
THC72/3
THC73/5
THC75/5
THC79/3
THC79/5
THC80/1
THC80/2
THC81/2
THC81/3
Page656
"centerheart,"THC4/2
THC6/2
THC23/3
THC29/2
THC34/1
THC55/2
THC62/3
THC81/2
chen,THC1/1
THC3/3
THC5/3
THC7/4
THC8/3
THC8/6
THC10/8
THC11/7
THC13/1
THC13/7
THC14/6
THC15/9
THC16/1
THC16/8
THC16/9
THC18/6
THC21/6
THC22/4
THC23/9
THC25/4
THC26/8
THC27/9
THC28/1
THC29/9
THC30/2
THC30/8
THC34/9
THC35/2
THC36/1
THC37/4
THC37/5
THC37/9
THC39/5
THC41/5
THC42/1
THC42/4
THC42/5
THC43/1
THC43/3
THC44/2
THC47/1
THC50/3
THC51/2
THC51/7
THC52/6
THC53/2
THC55/5
THC57/5
THC57/7
THC58/2
THC61/2
THC61/4
THC62/1
THC62/4
THC62/7
THC63/6
THC64/1
THC64/3
THC64/4
THC65/1
THC66/7
THC67/1
THC67/9
THC68/Head
THC68/4
THC68/8
THC71/7
THC72/2
THC72/8
THC73/8
THC76/2
THC76/8
THC77/1
THC77/3
THC77/9
THC81/2
child,THC12/1
THC43/2
THC46/3
THC78/8
THC81/7.Seealsobabies
circle,THC2/19
THC74/1
citywalls.Seewalls
clothing,THC2/4
THC7/6
THC22/3
THC22/7
THC22/8
THC42/4
THC47/14
THC47/5
THC47/89
THC48/89
THC49/2,THC61/2
THC65/4
THC66/5
THC76/5
clouds,THC8/9
THC17/5
THC70/7
contention,THC25/Head9
THC32/Head9
cosmicwomb,THC3/Head
court,THC42/8
THC54/6
THC66/5
cowries,THC13/8
crab,THC14/1
crawling,THC9/1.Seealsobabiesleaping
cries,THC23/3
THC24/3
THC24/9
cripples,THC18/9
crown,THC30/3
darkness,THC5/1
THC20/4
THC28/1
THC29/2
THC31/9
THC32/1
THC43/1
THC45/1
THC50/2
THC52/6
THC55/1
THC58/12
THC60/1
THC67/1
THC67/9
THC68/6
THC68/7
THC68/8
THC76/1
THC79/1
dawn,THC19/2
THC31/4
THC50/7
THC67/1
death,THC1/9
THC6/8
THC17/7
THC21/8
THC24/7
THC31/8
THC32/1
THC33/9,THC43/8
THC45/9
THC54/9
THC59/7
THC68/9
THC75/9
ditches,THC10/8
THC49/2
divination,THC12/2
domesticanimals,THC28/5
THC35/5
THC39/4
THC43/8
THC44/7
THC47/7
THC48/4
THC49/3
THC56/8
THC57/4
THC59/4
THC76/5.Seealsohorses
dragon,THC1/3
THC4/1
THC41/5
THC42/2
THC65/5
THC74/3
drill,THC8/1
dwarfs,THC12/7
THC29/8
ears,THC20/7
THC27/9
THC29/2
THC29/3
THC32/6
THC37/3
THC62/7
THC64/1
THC70/1
earth,THC5/5
THC69/4
THC77/4.Seealsofields
echo,THC21/2
eclipse,THC51/3
THC51/4
eggs,THC11/7
THC42/2
THC79/4
eye,THC15/2
THC15/8
THC19/6
THC22/9
THC32/1
THC37/3
THC42/4
THC48/2
THC62/7
THC64/2
THC64/3
THC67/2
THC67/8
THC70/1
fabric,THC33/7.Seealsoclothing
feasting,THC9/4
THC16/6
THC23/4
THC27/5
THC31/5
THC34/4
THC44/6
THC58/3
THC59/2
fields,THC19/Head
THC30/5
THC32/1
THC35/5
THC43/5
THC47/8
THC49/6
THC75/6
THC81/3
fire,THC8/8
THC32/1
THC38/78
THC41/6
THC44/9
THC66/8
fish,THC40/7
THC48/6
THC69/6
THC75/8
THC81/8
flowers,THC26/6
THC26/7
THC33/Head
food,THC44/19
THC64/5
THC69/5
THC70/4
THC76/4
foot,THC10/8
THC18/4
THC19/Head
THC43/9
THC48/1
THC48/2
THC49/2
THC49/9
THC69/7
THC69/8
fragrance,THC26/2
THC26/6
THC26/7
THC33/4
THC74/4
friends,THC2/7
THC19/2
THC19/4
THC26/4
THC43/5
THC58/4
THC70/7
Page657
fruit,THC7/3
THC26/6
THC26/7
THC70/6
THC71/4
THC75/6
gag,THC8/1
gate,THC4/3
THC11/5
THC33/1
THC38/34
THC42/8
THC45/4
THC46/45
THC57/Head
THC70/3
ghosts,THC24/7
THC50/8
THC52/7
THC59/1
THC59/3
THC59/6
THC62/7
THC76/3
THC81/8
gold,THC2/5
THC18/6
THC22/6
THC23/7
THC36/7
THC46/2
THC62/5
THC67/4
THC77/5
THC81/5
grasses,THC9/3
THC66/5
hall,THC7/6
THC16/Head
THC39/4
THC46/5
THC66/1
harvest,THC1/7
THC35/5
THC56/4
head,THC18/9
THC30/3
THC48/9
THC63/4
THC64/9
THC70/9
THC72/9
heart,THC2/1
THC6/2
THC7/1
THC14/5
THC17/2
THC24/4
THC26/Head
THC26/3
THC29/1
THC29/7
THC30/2
THC31/1
THC48/2
THC49/2
THC55/2
THC58/6
THC60/2
THC63/2
THC68/2
THC69/3
THC70/1
THC70/8
THC75/3
THC76/3
THC80/1
THC80/8
THC81/1
THC81/5
hills,Seemountains
hinge,THC27/2
horn,THC18/4
THC22/9
THC23/8
THC30/9
THC43/7
THC43/9
THC54/2
THC54/3
THC58/9
THC75/8
THC79/89.Seealsowildanimals
horses,THC28/5
THC49/3
THC71/2
THC71/5
THC71/7
THC71/8
THC79/2
house,THC2/5
THC4/7
THC4/9
THC6/9
THC20/5
THC23/6
THC39/19
THC67/8
THC71/5
THC74/3
THC76/6
THC79/2
hunting,THC9/2
THC12/5
THC43/5
THC50/5,7,9
THC58/7
THC62/79
THC64/7
husband/wife,THC6/4
THC6/7
THC32/3
THC35/7
THC56/1
THC65/5
THC65/7
THC65/8
THC68/9
ice,THC38/7
THC41/6
THC79/Head
THC79/2
illness,THC4/8
THC19/7
THC28/7
THC51/8
THC51/9
THC55/7
THC70/2
THC70/6
THC70/8
THC71/3
THC73/4
THC75/7
THC81/8
immaturity,THC12/19
THC28/1
THC31/8
inner/outer,THC6/3
THC9/Head
THC13/1
THC15/2
THC29/Head
THC35/Head
THC46/8
THC63/2
THC65/Head
innovation,THC10/7
jade,THC2/4
THC46/2
THC47/1
THC50/3
THC54/5
THC57/6
THC60/7
THC69/9
THC72/2
jar,THC40/5
THC74/5.Seealsovessels
journeys,THC3/57
THC31/19
leaping,THC9/6
THC52/3
THC73/3
light,THC9/2
THC11/3
THC12/3
THC13/2
THC19/2
THC20/Head
THC20/6
THC26/2
THC32/Head
THC35/2
THC37/Head
THC38/6
THC41/9
THC50/2
THC51/1
THC62/1
THC63/1
THC63/9
THC64/6
THC66/2
THC67/2
THC67/6
THC67/7
THC67/9
THC68/57
THC71/1
THC74/3
THC78/6
magicsigns.Seeportents
magicians,THC43/4
THC51/9
THC75/7
male/female,THC4/1
THC6/4
THC6/7
THC27/4
THC27/8
THC32/3
THC35/7
THC42/4
THC43/3
THC51/2
THC55/1
THC61/5
THC64/1
THC65/19
THC68/9
THC75/8
THC77/2
THC77/3
marshes,THC13/5
THC21/4
measures,THC52/Head9
THC54/6
medicine,THC15/7
THC19/7
THC21/5
THC64/8
THC75/7.Seealsoillness
ministerialremonstrance,THC8/14
mirror,THC12/8
THC68/4
moon,THC1/6
THC19/1
THC51/4
THC66/8
THC67/5
THC68/8
THC75/9
mountains,THC3/5
THC3/7
THC3/9
THC9/3
THC13/7
THC13/9
THC14/9
THC20/9
THC21/4
THC36/9
THC55/9
THC56/6
THC59/7
THC60/Head
THC69/6
THC72/7
THC72/9
THC79/6
THC80/9
THC81/3
mouth,THC25/8
THC33/7
THC56/1,3,5
THC70/3
THC77/6
Page658
mudormuck,THC4/1
THC12/2
THC28/3
THC39/2
music,THC24/3
THC24/5
THC24/6
THC41/2
THC46/8
nets,THC22/4
THC23/2
THC40/7
THC41/34
THC58/78
THC64/7
newsprouts,THC11/9
THC17/1
THC39/9
THC41/6
THC53/7
THC65/7
noses,THC59/9
THC70/3
THC74/4
oldage.Seeaging
omens.Seeportents
Oneness,THC1/1
THC14/Head
THC14/2
THC57/2
THC77/8
parasites,THC9/8
THC16/7
THC56/5
THC70/8
parentchildrelations,THC27/7
THC32/3
THC33/3
THC39/23
THC39/7
THC42/7
THC53/1
THC53/2
THC53/4
THC65/3
THC66/4
THC76/4
THC77/2
THC81/7
pillarsorposts,THC30/6
THC36/3
THC36/9
THC46/2
THC52/4
THC52/5
THC71/5
pivot,THC2/2
THC27/2
pools.Seeabyss
portents,THC17/5
THC42/3
THC68/8
THC70/7
THC73/8
THC76/2
THC76/8
THC771/
THC77/2
THC77/9
poverty,THC5/4
THC5/7
prison,THC21/9,THC69/7
probe,THC15/7
profit,THC14/7
THC17/1
THC21/8
THC25/4
THC28/4
THC43/6
THC58/3
THC64/6
THC74/5
rain,THC5/9
THC26/9
THC43/4
THC54/7
THC56/9
THC57/8
THC63/4
THC65/9
restraints,THC2/4
THC4/4
THC9/9
THC11/8
THC21/Head
THC21/9
THC22/1
THC22/2
THC22/3
THC22/4
THC22/7
THC22/8
THC24/4
THC26/3
retreat,THC17/23
THC17/6
THC17/9
river,THC3/9
THC20/9
THC47/6
THC55/9
THC60/Head
THC79/6.Seealsowater
rope,THC40/56
THC76/8
roots,THC3/2
THC7/2
THC7/4
THC21/4
THC30/8
THC31/6
THC34/9
THC46/1:THC45/3
THC48/3
THC55/8
THC61/9
THC68/2
THC75/6
THC77/Head
THC77/3
THC81/1
THC81/3
ruler,THC1/5
THC4/1
THC5/3
THC20/4
THC21/5
THC43/7
THC51/3
THC51/5
THC63/3
THC64/6
THC65/2
THC66/4
THC78/1
sack,THC77/56
sacrifice,THC16/4
THC56/8
THC59/4
THC81/6
shadow,THC21/2
silk,THC28/3
THC35/5
THC47/1
THC60/7
THC78/9
souls,THC1/9
THC28/Head
THC42/3
THC63/Head
speech,THC61/1
THC61/3
THC61/4
THC61/5
THC61/6
THC61/7
THC61/8
THC61/9
spiders,THC26/5
THC43/6
stairs,THC19/9
THC46/5
THC55/3
THC66/3
THC69/7
stars,THC34/6
THC81/9
stone,THC4/5
THC16/3
THC22/6
THC48/2
THC52/8
THC55/6
THC60/3
THC71/9
THC72/1
THC79/4
THC79/5
THC79/7
THC79/8
storehouses,THC4/2
THC75/6
stove,THC39/6
THC44/1
THC44/3
THC44/9
THC69/9
strength,THC3/4
THC3/5
THC23/7
THC32/5
THC44/4
THC60/3
sun,THC1/5
THC9/7
THC13/6
THC19/1
THC20/4
THC41/9
THC51/3
THC63/9
THC67/5
THC70/7
THC75/4
THC75/9
THC78/6
teacher,THC12/1
THC69/3
teeth,THC23/4
THC25/9
THC30/9
THC33/8
THC34/1
THC74/5
THC75/5
thunder,THC21/3
THC21/6
THC21/7
THC21/8
THC32/6
THC61/6
time,THC1/9
THC8/4
THC14/4
THC17/6
THC18/1
THC18/2
THC22/8
THC24/2
THC27/3
THC28/2
THC35/5
THC35/9
THC36/2
THC68/9
THC73/8
THC79/7
tongues,THC8/8
THC61/34
THC61/9
tools,THC3/7
THC6/6
THC7/7
THC7/8?
Page659
THC20/5
THC21/5
THC22/5
THC29/1
THC30/4
THC39/5
THC57/8
THC77/6
THC78/3
THC78/7
towers,THC7/7
tree,THC7/3
THC7/9
THC8/6
THC13/3
THC15/3
THC16/3
THC17/8
THC23/7
THC39/9
THC41/1
THC49/4
THC49/5
THC53/7
THC59/8
THC62/7
THC66/1
THC66/2
THC69/4
THC71/4
THC71/9
THC75/8
THC79/2
THC79/8
unicorn,THC32/2
valley,THC5/9
THC7/2
THC7/3
THC40/9
vessels,THC5/6
THC27/7
THC39/7
THC40/5
THC44/35
THC48/5
THC57/8
Void(=mind),THC6/1
THC10/6
THC75/1
waiting,THC18/3
THC18/7
walls,THC11/9
THC16/9
THC39/Head
THC45/8
THC46/1
THC46/2THC46/9
THC49/9
THC52/45
THC65/7
war,THC1/2
THC16/9
THC25/9
THC32/19
water,THC1/7
THC3/9
THC8/8
THC19/5
THC20/9
THC25/2
THC28/6
THC42/9
THC49/1
THC52/2
THC55/9
THC57/6
THC61/5
THC69/6
THC76/9
weapons,THC8/7
THC16/8
THC16/9
THC25/7
THC29/1
THC29/6
THC29/9
THC32/19
THC64/9
THC75/1
wells,THC39/6
THC40/5
THC40/9
THC54/6
THC76/8
wildanimals,THC6/5
THC12/5
THC12/9
THC16/5
THC16/7
THC25/8
THC25/9
THC30/6
THC30/9
THC32/4
THC32/5
THC43/8
THC47/4
THC47/67
THC49/5
THC50/5
THC62/9
THC63/8
THC69/6
THC76/5
THC81/7
wind,THC21/3
THC31/2
THC61/6
wood.Seetree
Page661
Index
Note:Thecorrelations(astrological,directional,andmusical,hexagramatic)assignedtoeachtexagrammaybefoundonpp.8083therefore,theyarenotindexed
here.ThepagenumbersfortetragramsandautocommentariesmaybefoundintheTableofContentstorepeatthatinformationherewouldberedundant.Tetragram
andautocommentarytitlesarethereforeindexedonlywhentheyarecitedinotherchapters.
Certainwords,giventheirfrequentoccurrence,areindexedonlyastheyrelatetoselectedtopics:Thosewordsare:Appraisals,Fathomings,FivePhases,Heads,
nobleman,pettyman,Tao,Virtue,Way,Yangch'i,YangHsiung,Yinch'i,Yin/yang.
Accumulation(THC60),424,426
"AdmonitionagainstWine,"6
Advance(THC20),182,424,427
Aesop,118,158,205
aesthetictheory,569n.11,571n.21
age/aging.Seeoldage/aging
Aggravation(THC76),425,427
agriculture,95,108,16364,203,205,221,229,24547,300,330,550n.23
ai("undifferentiated/ungradedlove"),contrastedwithjen,23940,328,431,547n.4,615n.38
AiChang(fl.A.D.8),600n.18
aijih,defined,4648
importanceinTHC,4647,480n.198
alchemy,176,36061,593n.24,606n.19
almanacs,486n.304
Analects,1,35,40,56,302,312,487n.312
cited,37,90,98,10910,117,135,143,150,31213,324,382,417
ancestors,11,579n.10
templeof,347,420,570n.43
tieswith,282,293,313
tombsof,335
worshipof,259,282,293,302,304,316,346,34750.Seealsofilialpietyancestrallinepatrilinealline
Ancients,585n.6
assages,137,182,190,313,396,409,415,482n.227
consulted,14950
imitatingthe,287,296,303,305,406
loveof,254
teachingsof,115,128
Wayofthe,88,143,326,366,376.Seealsoculture,inventionof
Antares.SeeHeartconstellation
antiquity.Seeculture,priortoTaoists,primitivistvisionof
AoGranary,590n.17
apocrypha,62,91,478n.178,487n.312,507n.7
"AppendedTexts."See"GreatCommentarytotheChanges"
Appraisals(tsan),anomaliesin,46,94
asmicrocosm,30,8486,88
correlationsof,433,459
phrasingin,453
modelledonLinetexts,11,73
readindivination,13,31
repeatedinFathomings,xii
relatedtodirection,625n.39
relatedtorank,11,459,603n.17
relatedtotime,1012,27,3031,4546,8485,246,455,598n.11
structureof,11,92,94,122,183,434,459
Ying/yangFivePhasesvaluesfor,11,131,268.SeealsoindividualcosmicphasesHeadtexts
Approach(HEX19),507n.1
Aquinas,Thomas,xi
archery,122123,203,379
architecture,123,243,290,292
asmetaphor,540n.35
courtyards,146,326,336,374
decorationof,342
dedicationof,556n.22
palacestructures,171
structuralsupportsin,171,225,249,258,291,32021,39091.Seealsocitywallshangt'usumptuaryregulations
Aristotle,614n.16
AristotelianMean,183
arts,303,324
polite,65,69,157,198
technicalarts,xi,44,6061,171.Seealsomagic,occultartsMystery,artsof
Ascent(THC7),21,423,428
asceticism,283,341,345,606n.9.Seealso"lessendesires"sensorydesire
astrologists.Seecosmologists
astrology/astronomy,8,16,97,120,125,316,455,624n.17
Yang'sinterestin,61.SeealsocalendarGrandInceptionCalendarHunt'ienastronomicaltheoryKait'ienastronomicaltheoryTripleConcordancecalendar
autobiography.SeeYangHsiung
Page662
autocommentaries,3
relatedto"TenWings,"8,11,14
cited,173,175,214,344.Seealsoautocommentarieslistedbytitle
AutumnEquinoxsolarperiod,327
AutumnOnsetsolarperiod,26,315
"awaitingfate"(houming),38,54,56,17677.Seealsoming
axismundi,86,9798,134,176,287,289,325
barbarians,288,498n.37.SeealsoNineBarbarians
Barrier(THC4),19,102,423,427
belly,symbolismof,121,162,164,181,22021,224,345,367,379,38586,420,461,500n.7,514n.10
benefit,maximizationof,4849
benevolence.Seejen
benevolentgovernment.Seejuststate
Bible,63
biography.SeeYangHsiung
Birdconstellation,431
black.Seecolorsymbolism
BoldResolution(THC30),425,426
BookofChanges(Yiching),asbestClassic,8,3334,465n.3,470n.78
asClassic,xi,4,63,467n.32
booksimitating,114,467n.30,468n.37
commentariesto,11,88,108,492n.45
Confuciusstudies,7
earlycoretextof,7172,88
differentarrangementsfor,468n.43,469n.46
genesisof,67
Hanviewsof,78
methodofdivinationfor,27,72,469n.56
prototypeforTHC,xi,1,615,1819,21,2425,2729,3334,73,86,8889,103,108,147,258,267,326,468n.43
traditionof,108,118,141,197,482n.230
cited,88,95,104,10910,112,114,118,122,14041,146,152,155,158,169,176,179,18890,195,200,210,214,219,223,227,234,252,258,
270,275,282,298,306,315,32122,332,33436,341,355,358,368,371,382,385,389,393,398,407.Seealso"GreatCommentary"hexagramsLine
texts"TenWings"
BookofDivination,488n.17
BookofDocuments.SeeDocuments
BookofOdes.SeeOdes
BranchingOut(THC9),423,426
bronzes,28182,284,349
Buddhism,220,283,502n.9,537n.15,606n.9
bureaucraticselection,5,123,136,169,220,249,28485,299,313,333,35354,386.Seealsocareeradvancementofficialsministerspatronageruler
BurningoftheBooks,33,470n.79
butcher.Seechef
ButcherTing,564n.3
Calamity(setof3Appraisals),12,185,209,217,230,234,242,246,254,257,293,355,455,45859,461.Seealsogoodfortune/calamity
calendar,44,268,423,43334,45758,600n.22,618n.13
canon.Seeclassic
CanonofSupremeMystery(T'aihsanching),asChinesesumma,xi,1,5760
asclassic,5562,97,465n.2
ascomprehensive,45,60
asdivinationclassic/manual,1114,2735,7172,460,469n.67
astool,617n.67
commentarytraditionto,xii
coretextdefined,73,88
dateofcompilationfor,3132
innovationin,813,28,62,508n.33,
philosophicalimportanceof,12,5,6162
structureof,917,73,45658
styleof,7475
symbolsystemof,xi,43848
underlyingthemesof,4647,5861.SeealsoBookofChanges
careeradvancement,86,8990,111,125,182,220,333,353,363
categoricalthinking,33,55,6061,6568,118,140,159,165,168,187,190,252,273,295,315,355,377,546n.30,616n.39.SeealsoKeytermsYin/yang
FivePhasestheory
categories(lei),6768,42930,432,434,450,455
defined,456,599n.16
Catullus,272
center,asauspicious,91,266
ascreativebalance,18,84,436
asMean,183,289,33738,342,391,45051
associationsof,95,154,266,444.Seealsoconsciencegoodfaithheart/mindMeanWayofCentralityyellowCenter(THC1),18,2223,25,86,423,426,
446,457,458
asmicrocosmforHeads,8485,92,94,267,44853
"centerheart"(chunghsin),6970,109,111,121,194,220,240,360,537n.14.
Page663
Seealsoheart/mindKeytermsMean
CenterPerfection(chungchi),325
centeringtheself,70,87,183,253,263,459
chance.Seecoincidence
changch.See"commentariesbychapterandverse."
ChangHeng,1,622n.6
change,431,481n.217defined,43637
Change(THC28),425,427,446,45758
"ChangeastheOnlyConstant"theory,57
Changes.SeeBookofChanges
chaos,inpresent,90,435
primordial,2,58,6465,68,84,86,96,235,254,287,385,406,449.Seealsocosmogonicstages
charismaticPower,8,49,65,315,351,354,382
defined,431.SeealsoVirtue,ascharismatic
chastity.Seegender
chef/butcher,symbolismof,282,284,386,565n.34
chen,28,88defined,7172,469n.60,489nn.48,50,51,53.SeealsoIndexedThemes
Ch'enPenli,31,111,144,176,267,305
ch'eng.Seeintegrity
ChengHsan,487n.3
Ch'engKengwang,349
ChiTzu,37778
ch'i,335,431,449,453,455,462
aroused,198,336
cyclesof,51,96,351
defined,4,6365,327
depletionof,94,107,421,452
Earthly,559n.23
fiery,559n.36
"floodlike,"96,194,317,338
generationof,3,130,429
graphicformof,6364,488n.4
patrimonyof,60,326,335,480n.189,
propertiesof,6365,185,201,332
relatedtoming,37
ch'i,primordial.Seechaos,primordialch'i,quintessential,64,27475,277.Seealsocollectivereponsibilitycosmogonicstages,HeadtextsforTHC181
yangch'iyinch'i
ChiaYi,204,300,589n.36
ChiaoKan,467n.30468n.37
Ch'ien.SeeCreative(HEX1)
chihming("knowingming"/"recognizingfate"),35,44,47,65,94,116,226,238,429,471nn.92,93,478n.178,484n.251
chihyi("holdingfasttotheone"),15758,315,341,424
defined,576n.7
Ch'in(dynasty).SeeAoGranaryBurningoftheBooksFirstEmperorofCh'in
Chinesephilosophy,debatesin.Seephilosophicaldebates
ChingFang,8,1518,558n.1
ChingK'o,552n.32
Ch'ingmingfestival,214,535n.8
Choudynasty,templeof117
tombsof,335.SeealsocosmogonicmythDukeT'anfu,KingWenKingWuT'ienming
ChouTunyi,489n.48
Chronicles(Ch'unCh'iu),4,63,487n.312,565n.34
ChroniclesofMr.L(Lshillch'unch'iu),217
ChuHsi(11301200),2,466n.8,475n.124,489n.48
Chujung,442
Ch'Yan,498n.49,532n.14,600n.36
Chanhs,443
ChuangTsun,466n.13,470n.85
Chuangtzu,58,8687,91,103,229,297,420,472n.98,473n.105,481nn.208,212,482n.227,485n.274,505n.13,529n.6,542n.36,585n.4
Chuangtzu,cited,87,150,203,564n.3
cinnabar,322,606n.19
circle,definedforChina,470n.71,492n.4
citywalls,148,290,31921.Seealsoarchitecturecivilizationculturesocialorder
clan.Seefamily
classic,5762
defined,55,62,462,465n.2,484n.259
Hanviewsof,79.SeealsoFiveClassics
ClassicofFilialPiety(Hsiaoching),237
clepsydra,434,455
ClosedMouth(THC56),424,428
Closeness(THC33),425,428
ClosingIn(THC58),424,426
Closure(THC74),425,428
clothing,symbolismof,99,35657,570nn.31,43
coinage/currency,15556,455,469n.61
coincidence,141,27880,385,507n.18
ColdDewsolarperiod,368
collectiveresponsibility,327,346,355
colorsymbolism,356
ofblack,34,88,183,216,32829,345,355,407,443,581n.11
ofgolden,11011,345,412,420
ofgreen,93,438ofred,34,105,155,400,412,440
ofwhite,34,138,216,32829,355,358,400,440
ofyellow,88,93,103,11011,253,275,333,338,345,
Page664
colorsymbolism(cont.)
357,369,407,412,420,444,495n.9.SeealsoYellowCenter
CommandingGeneral,442
"commentariesbychapterandverse,"1,465n.4
"Commentaryonthe
Judgments."SeeJudgments
"CommentaryontheImages."SeeImages
community,56,129,141,148
breakdownof,97,148,194,261,265,393,399,404,420
creationof,69,71,101,108,167,182,216,237,301,303,321,32830,337,351,385,394
idealvisionsof,47,165,207,23435,369,373,398,420
needfor,49,181,195,212,298
CompendiumofAnnotations(Ts'angChiehhsntsan),467n.27,472n.100
Completing(manticformula),449,456
Completion(THC73),425,428,446,457,459
Compliance(THC77),425,427
Confucian,defined.SeeJu
ConfucianClassics.SeeFiveClassics
ConfucianWay.SeeWay,Confucian
Confucianism,asstateorthodoxy,5,89,55,62,502n.19
asTool,42,176,195,222
defined,485n.276
focusonsocialrelations,48,165,207,229,313,387
idealsof,89,32223,397
mastersof,198,341
oneducation,236,290
ongovernment,243,304,319
onritual,4142,113
traditionof,45,62,65,68,94,182,222,240,253,258,316,322,382
vs.heterodoxy,264.Seealsoapocrypha
FiveClassicsgreatnessHanConfucianismhumannatureindependenceindividualmasterslistedbynamepunishmentsritualWay,ConfucianYangHsiung
Confucians,agreementwithTaoists,160,206,544n.41
debatesamong,3839,63,32324
influencedbyLegalists,131
vs.Legalists,98,245,250,304,387
vs.Mohists,60,486n.299,474n.112,547n.4572n.26
vs.Taoists,9091,107,237,356,536n.31.SeealsoHanConfucianismJuphilosophicaldebates
Confucius(551479B.C.),72,146,582n.39,598n.17
anecdotesabout,141,237,524n.9,529n.54,549n.33,562n.5
author/editorofclassics,63,129
studentofChanges,7
supremesage,1,5,47,53,106,14243,158,417,475n.125,483n.242
"uncrownedking,"39
defininggoodness,9091,97,162,165
Hanviewsof,479n.178,553n.14
oneducation,69
ongovernment,269
onming,33,39,56
onritual,301
cited,35,39,47,6869,91,96,110,114,116,131,142,147,149,17273,189,203,21011,237,242,25455,287,295,29798,307,328,354,357,
360,38687,393.SeealsoAnalects"reanimatetheold"YenHui
conscience,8,70,97,104,142,146,183,190,193,219,236,252,254,320,33234,338,344,351,360,366,373,377,394,416.Seealsoheart/mind
consideration(shu),47,68,162,304.Seealsoreciprocity
Constancy(THC51),24,424,427
constantnorms,5152,65,9394,151,215,258,315,422
aspropersubjectofstudy,46,59,480n.190,481n.208.SeealsocosmiclawFiveConstantRelationspatternritual
constellations,correlationswithindividualtetragrams,8083,32021
constructionprojects.Seearchitecture,citywallshangt'u
Contact(THC16),424,428
Contention(THC25),424,427
continuity,defined,43637
Contrariety(THC6),20,423,427
correlativethought.Seecategoricalthinking
cosmicbalance,88,189,243
cosmicharmony.Seeharmony
cosmiclaws/norms,44,124,159,213,257,262,269,344,350,420
onretribution,37,17475,194,200.SeealsoHeaven'sNetTaoYin/yang
cosmicorder.Seeorder,cosmic
cosmicorigin.Seecosmogonicstages
cosmicpattern.Seepattern
cosmicprocess.SeeTao
cosmicsack/womb.SeeHeavenTao
cosmicunity,87,200,327,425.SeealsoTao,asone
cosmicway.SeeWay
cosmogonicmyth,466n.12,609n.7
cosmogonicstages,23,10,20,22,68,84
Page665
86,88,94,118,156,161,235,41011,429
defined,2,90.Seealsochaos,primordial
cosmologists,8,38,44,46,49,57,6061,588n.7
courage,171,173,203,221,22324,226,234,307,360,419,517n.3
defined,430
Covering(manticformula),449,456
creation.Seecosmogonicstages
creationmyth.Seecosmogonicmyth
creativeact,defined,436,471n.89
Creative(HEX1),15,448,452,479n.187,492n.45,551n.3
Culmen,431
culture,306
inventionof,7,41,58,121,123,185,263,26869,27879,317,330,391,412,43435,45455,469n.61
priorto,435,476n.145,483n.240.SeealsopatternsagesTools
dance,345
DarkBird,378,600n.22
Darkening(THC67),425,426
death,19,27,40,48,51,58,86,106,107,111,139,143,148,173,196,200,231,233,236,238,257,272,27980,302,324,332,33435,34950,36263,
368,370,374,381,388,411,429,486n.288
defined,94,381,421
definedas"good,"124,290,459.Seealsooldageritesmourningwar
Decisiveness(THC29),425,427
Decree.SeeMing
DecreeofHeaven.SeeT'ienming
Defectiveness(THC10),424,426,446,45758
Deference(HEX15),20
Deficit(intercalaryApp.),455,460
Departments(lineoftetragrams),10,435,45758
Departure(THC66),424,426
desire,13638,145,162,181,194,19899,233,344,36768,423
destiny.Seeming
development,431,481n.217
defined,436
DiagramoftheMystery(Hsant'u),14,454
diet,inHan,602n.17
Difficulties(THC79),425,427
DifficultyStarting(HEX3),19,107
Diminishment(THC55),424,427,428,446,457,459
Dimming(THC68),425,428
Dipper,67,9798,242,321,43334,457,462,617nn.61,73,623n.4.SeealsoPolestar
DirectorofPublicWorks,443
"DiscussionofMusic."SeeHsntzu
DiscussionoftheTrigrams(Shuokua),14,438,461
DispellingObjectionsfu,6,465n.2
DispellingRidiculefu,6,34
disputation,defined,431
Divergence(THC11),22,424,426
divination,41,7172,118,150,211,435,438,455,460,482n.230
defined,29,3435,14950,469n.61,471nn.88,94.SeealsoBookofChangesCanonofSupremeMysteryyarrowstalks
divine(shen),29,34,47,155,475n.125
defined,19,28,158,167,201,469n.49,481n.217,528n.29,588n.9.Seealsogodsheart/mindnoblemanVirtue,asdivine
diviner'sboard,469n.67
DoctrineofMutualInteractionbetweenHeavenandMan,45,64,269,27374,480n.189
"DoctrineoftheMean"(Chungyung),100,291,297,469n.59
Documents(Shangshu),xi,4,63,114,404,470n.79,472n.101,473n.102
cited,146,196,208,222,299,305,343.Seealso"GreatPlan""Ykung"ch
Doubt(THC62),424,427
DowagerEmpressWang,180,497n.15
dragon,symbolismof,85,8990,108,270,27374,37071,45052,519n.13
Dragonconstellation,431
DreamoftheRedChamber,595n.9
dreams,277,562n.5
duality,65
ofmind,15657,19394,252
DukeHsiaoofCh'in,132
DukeofChou,374,465n.7,562n.5
DukeP'ingofChin,609n.9
DukeTanfu,102
DukeWenofChin,133
DukeYiofWei,516n.31
Duties(THC27),425,428
duty(yi),4,35,86,92,199,21014,221,256,271,279,307,341,371
andrites,117,137,195,328,568n.18
defined,431,460.Seealsofamily
Page666
Earth,18,84,434,454
ascenter,91,93,116,214,245,33334
asdivinationresult,2728
asmodel,116,33334,408
aspatronphaseforHan,491n.28
assquare,429,431,434
assupremeentity,42,45,437,453,486n.284
cosmicphaseforAppraisals,110,245,44445
cosmicphaseforHead,266
graphicdepictionof,9,2728
numbersfor,26768
Wayof,3,113,458.Seealsocolorsymbolism,ofyellowFivePhases,enumerationordersofHeavenandEarth,godsofHeavenEarthMan
EarthlyBranches,45960,618n.14
Ease(THC23),424,427
EasternStar,150
EasternWellconstellation,617n.69
eclecticism.Seetsa
eclipse,404,461
education,14849,207,27778
defined,69,104
inwomb,408SeealsoConfucianismConfuciusfamily,assocializingagentstudyteacher
EightDirections,460
EightMusicalAirs,455
EightTrigrams,252
ElaboratedTeachings(Wenyen),1314
ElaborationoftheMystery,1314,9394,454,491n.26
cited,87,9091,9394,97
Embellishment(THC61),24,424,426
emblem,7,46
EmperorAiofHan,1,3132,497n.15
EmperorP'ingofHan,305,324
EmperorCh'engofHan,1,497n.15
EmperorWenofHan,604n.10
EmperorWuofHan,24445,294
EmperoroftheCenter,86.SeealsoHunt'un
emptiness,3,9091,112,283,287,294,332,357,401,451Seealsohumility
Emptiness,primal,429,433
Encounters(THC43),423,428
Endeavor(THC26),424,427
enfeoffment,303,385,534n.11
Enlargement(THC46),423,427,446,45758
equality,defined,121,500n.4,529n.6
betweensexes,370,597n.19
ofexperience,237.Seealsomoralrelativism
equinoxes,15,2224,26,182,186,189,219,355,359,362,365
equitabletreatment.Seekung
eremitism,101,112,337,345,570n.36,584n.18
Eternity(THC53),10,424,427
evil,defined,430
solutionto,355
EvolutionoftheMystery(Hsanli),14,454,627n.38
Exhaustion(THC69),425,426
''ExhortationtoStudy."SeeHsntzu
exorcism,389,505n.40
ExpellingPovertyfu,52,500n.29
Extending(manticformula),449,456
Fayen.SeeModelSayings
Failure(THC75),425,427
fairness.Seekung
family,302,313,338,387,403,567n.8
assocializingagent,69,23637,23942,278,34850
clanorganization,261,337
elderyoungerrelations,261,302,34849,455,460
extended,282,428
feelingsas"natural,"227,235
husband/wife,120,124,178,180,211213,246,259,273,276,316,323,325,336,36872,376,381,407,429,460
marriage,368,597n.7
parent/childrelations,29,48,65,104,124,23637,24041,263,275,276,279,325,40405,416,429
father/sonrelations,4,259,275,373,432,455,460,462,598n.11
propertydivisionwithin,261
subversionof,26061,403,428.Seealsogenderroleshierarchylawpatrilineallinesuccession
Familylineintetragrams,10,28,435,45758
FanWang,8788,94,105,111,117,132,136,139,291,307,317,350,468nn.41,43
Fangyen.SeeRegionalPhrases
fate,11,35,62,201,209,382,614n.11.Seealsochihmingmingpredestination
"Fathomings"("Ts'e"),xi,1314,73,454
favor/blame(hsiuch'iu),52,435
feasting,169,212,24142,284,34748,589n.27
filialpiety(hsiao),41,48,68,254,277,305,348,369,40405,464,574n.29.Seealsoancestors,family
"findtheircategories."See"followitstype"
Fire,434
correlationsof,86,88,9293,125,155,202,203,215,257,344,441
Page667
42
cosmicphaseforAppraisals,2,7,86,103.SeealsoFivePhases,enumerationordersof
FireStar,37475,462,599n.22
FirstEmperorofCh'in,251,294,396,498n.37,539n.13,558n.29
FiveBlessings,94,478n.172
FiveClassics,4,33,45,97,129,259,295,311,318,487n.1,552n.14
asinconsistent/flawed,55,63,150
asinfallible,4,202,415,557n.17
asorthodoxy,468n.35
assupremeentities,45,137,139,142,456
asTools,8,106,123,130,185,26263,269,395,412
defined,55,63
studyof,8,69,106,128,146,264
cited,89,110,112,157,241,265,30304,320.SeealsoClassicsbyindividualtitlesages,asauthorsof
FiveColors,366
FiveConquests,462,626n.21
FiveConstantRelations(wuch'ang),4,15,121,471n.85
defined,49,191.SeealsoThreeGuideLines
FiveExcellentMaterials,434.SeealsoFivePhases
FiveGauges,159
FiveMutilations.SeeFivePunishments
FiveNotes,366
FivePhases,16,42,4445,6568,84,86,214,434,453
ascosmogonicstage,2
correlationwithHeads,16,8083,266
enumerationordersof,11,66,43945,462,626n.20.SeealsocosmogonicstagesFiveGaugesPrincipleofMaskingYin/yangFivePhasestheory
FiveProductions,462,626n.20
FivePunishments,455,512n.40
FiveRecorders,434
FiveSacredMountains,456
FiveTastes,281,284,565n.25
Flight(THC49),423,427
"floodlike"ch'i.Seech'i
"followitskind/model"(ch'ulei),66,118,179,202,621n.6
Following(THC19),424,427,446,45758
force,appropriateuseof,16970,523n.28
dangersof,170,173,190,196,226,233,251.SeealsoVirtue,war
Formlessness,primal,3,347,429,431,449,461
ForestofChanges.SeeYilin
Fostering(THC81),25,425,428
FourGreatRivers,456
FourQualities.Seemanticformulae
FourStates,188,405,523n.24
freedom.Seeindependence
Freud,307,373
friends/friendship,101,109,125,130,16870,187,208,211,216,237,238,241,249,260,275,313,34142,345,387,400,428,460
FrontierMyth,229
Frostfallsolarperiod,379,388
frugality,296,585n.35
FuHsi.SeePaoHsi
FullCircle(THC2),19,423,426
Fullness(THC38),425,426
gaps.See"nogap"
GardenofSayings(Shuoyan),131,361
Gate(betweenlifeanddeath),236,349
Gathering(THC35),425,427
genderroles,forfemales,124,211213,357,407,534n.21,576n.13
importanceoffemalechastity,316,366,369,371,577n.14
male/female,178,180,258,316,357,366,372,403,429,455,458,463,505n.43.Seealso"constantnorms"equality,ofsexesfamily"rectificationof
names"sex/sexualattraction
gentleman(chntzu)defined,162,245,295,418.Seealsonoblemannobility
geomancy.Seemagic
ghosts,29,200,277,314,34750,361,404,421,438,443,45254,463,473n.105
gnomon,432,455,617n.5
godofFire.SeeHsanming
godofthesoil(she),349,528n.38,588n.16,619n.41
gods,3,29,36,61,16568,200,212,235,252,274,27778,28283,286,293,298,301,31415,339,347,34950,420,435,438,45254,463,473n.105
assupremeentity,42,453,486n.284
GoingtoMeet(THC42),423,427
good,defined,430.SeealsogreatnessVirtue
goodfaith(hsin),18,68,84,101,110,167,275,322,342,345,420
aspatronvirtueforHan,494n.50
defined,431
GoodFaithatCenter(HEX61),18
goodfortune,defined,438
Page668
GoodFortune(setof3Appraisals),12,168,187,216,455,45859,461
goodfortune/calamity(fuhuo),256,417,433,449,451,460
defined,5152,43738
goodlife,3738,44,51,189,473n.107,478n.172.Seealsoluck
goodluck/badluck(chihsiung),52,317,429,43435,450
goodness,4,8,61,101,138,195,283,320,382,425
asdivine,47,4951
asimpartial,142,210,250,31112,360,529n.4
capacityfor,61,8889,104,190,215,223,258,282,296,30203,328,333,341,360,419
commitmentto,6869,128,136,151,158,171,178,219,224,252,255,278,332,376,394,400,414
constraintsto,56
habituationto,65,71,14546,181,190,195,215,237,244,271,323,355
importanceofmodelsfor,454
promoting,266,338,392
roots/trunkof,153,167,23637,242,348,419.Seealsohumannaturejensinglemindedhess
"gradedlove."Seejen
GrandAccord,424
GrandAccumulationSum,460
GrandCenter,460
GreatColdsolarperiod,21,131
"GreatCommentary"totheChanges,9,14,55,58,245,267,428,433,454,456
cited,18,58,84,88,217
GrandDecline,271
GrandRule(tat'ung),26465
GrandInception(t'aich'u)calendar,15,30,431,469n.45,625n.46
GreatHandle,458,624n.26
GreatHeatsolarperiod,300,306
"GreatLearning"(Tahseh),337,389,597n.7,599n.16
"greatman,"139,143,183,256,284,313,521n.11.Seealsogreatness
"GreatOath."SeeDocuments
GreatPeace,293
"GreatPlan"(Hungfan)ch.ofDocuments,9294,98,154,201,211,312,468n.40,567n.24
Hanreadingsof,342
GreatSnowsolarperiod,413
GreatUnknown,236
GreatWay,513n.29
GreaterColdsolarperiod,21
Greatness(THC45),423,426
greatness,45,14142,297,326,485n.283,506n.22
defined,4849,51,151,154,287,294,482n.220,486n.286
GreenDragon,457,624n.16
Guardedness(THC57),424,427
GuideLines.SeeThreeGuideLines
habituationtogoodness.Seegoodness
HallofLight,165
Hanchi.SeeHsnYeh
HanConfucianism,70,100,341
adherentsof,7,14,266
assynthesisofpreCh'inphilosophies,45,8,39,67,91,131,547n.4
debatesin,63
fundamentalquestionsof,118
masters/scholarsof,7,61,68,215,350,354,375,396
TungChungshuas"father"of,39,44.SeealsoConfuciansConfucianism
Hancourt,3132,90,184,231
legitimacyof,7,32,34,39,45,61,486n.303,491n.28
patronsfor,494n.50,495n.9
HanFeitzu,65,387,482n.223
Hanrulinghouse.SeeHancourt
Hanshu,31
hangt'uconstruction,148,291,320,568n.10
Hardness(THC72),425,427
harmony,cosmic,22,184,23435,266,269,325
inheart,301
social,269,329,342.Head(Shou)text,asmicrocosm,21,2627
defined,10,453,455
relatedtoAppraisals,31,42,73,162
structureof,10,1516,153,450
dominionovertime,10,1516,2627,30,42,273,457,468n.41
samplesgiven,1826SeealsoTHC181/Headscommentary
Heartconstellation,375,599n.22,626n.17
heart/mind(hsin),112,191,277,301,34546,387,444
as"godlike,"199,450,552n.12
asseatofemotions,121,162,193,379,414,419
asseatofgoodness,190,407
asseatofintellect,37,58,70,121,141,159,161,164,193,219,315,328,398,414,419,435,450,459
asseatofwill,344,416
assensoryreceptor,58,162,164,220,295,361
asunseenruler,70,236,253,383
developmentof,296,301,390
functioningof,56,190,263,311,359
failuresof,168,307,359,536n.28
metaphorsfor,103,109,152,
Page669
252,28788,320,372,406,497n.17,500n.5.SeealsoconsciencehumannaturenatureandDecreeselfcultivationthinking"unmovedmind"Void
Heaven,269,345,385
artsof,456
asamoral,3738
asconstantpattern,100,216,296,344,414,449,456,578n.20
asdivinationresult,2728,266
asmodel,29,9698,101,237,292,409
asoriginofbad,298,343,397,605n.14
asoriginofGood,56,269,341
asround,429,431,434
assupremeentity,42,45,437,45354,486n.284
defined,36,38,5657,175,194,356,374,473n.105,518n.3
graphicdepictionof,9,2728
interventionist,3738,60,17475,259,292,34345,397,417,463,605n.14
kinshipwithMan,3637,5657,67,101,432
numbersof,26768
Wayof,3,96,101,113,209,337,458,529n.4,553n.14.SeealsoHeavenandEarthHeavenEarthManTime,asimposedT'ienming.heavens,movements
of
HeavenandEarth,97,287,292,438,449,458,625n.44
asmaterialentities,64,8687,170,206,335,418,429,43133,437,452,45657
asmodels,5758,87,93,97,113,217,247,263,26667,26970,292,317,432,450,453,45556,463
assupremeentities,42,124,161,451,453,456,625n.30
aswomb,275,418,623n.26
creativeaspectsof,463
godsof,3,245,429,431,433,458,616n.49,617n.74,627n.45
metaphorsfor,532n.28
Wayof,3,101,209,456,460
HeavenEarthMan,13,50
astriadicrealms,5,810,13,46,51,72,120,158,164,175,266,282,292,317,319,332,457,477n.164,625n.31
indivination,9,13,27
separatefunctionsof,392,452,458,462.Seealso"nogap"
HeavenlyOrigin,433,456,463
HeavenlyStems,446,45960
heavens,movementof,429,434,614n.8,615n.19,626n.19
Heaven'sBarge,406
Heaven'sCompensation,463
Heaven'sFemale,357,592n.25
Heaven'sMandate.SeeT'ienming
Heaven'sNet,194,269
Heaven'sRoot,457,624n.23
Heaven'sWay,113,374,437,450,555n.41
Heaven'swill,35,53,97,101,139,257,322,492n.17
heirapparent.Seesuccession
hermits.Seeeremitism.
Hexagram/SolarPeriod(kuach'i)system,1517,558n.1
hexagrams,7,910,1417,435,454
hexagrams,arrangementsof,28
relatedtotetragrams,5,910,16,1823,84,107,113,127,154,174,219,223,231,239,263,279,282,28687,301,319,347,372,375,379,381,385,
392,399,468n.34,558n.1.SeealsoChingFang
Hidden(manticformula),449,456
hierarchy,4
divineoriginof,48,321,432,476n.139,485n.279
incosmos,24,433
infamily,4,302,315,323,373
inpolitics,129,232,31516,373
insociety,71,90,121,165,21113,232,259,269,278,321,416,432
inTHC,1011.Seealsopatternrank,insociety
HoKuantzu,478n.175
HoYen,474n.124
HoldingBack(THC17),424,426
HoldingTogether(HEX8),239
"holdingfasttotheone"(chihyi).Seechihyi
Homer,63
Horace,480n.195
HouChi,515n.30
HouPa,465n.2
Hout'u,444
Hsitz'uchuan.See"GreatCommentary"totheChanges
HsiangY,590n.17
Hsiang.SeeImages
hsiehchih,394,415
hsin(goodfaith).Seegoodfaith
Hsindynasty.SeeWangMang
Hsinlun(NewTreatise).SeeHuanT'an
HsHan,469nn.69,70,613n.6,615nn.30,35,621n.10
Hskua.SeeSequenceoftheHexagrams
HsShen,487n.3
hsanhseh.See"MysteryLearning"
Hsankao.SeeRevelationoftheMystery
Hsanli.SeeEvolutionsoftheMystery
Hsanshu.SeeNumbersoftheMystery
Hsant'u.SeeDiagramoftheMystery
Hsants'e.SeeFathomings
Page670
Hsants'o.SeeInterplayofOppositesintheMystery
Hsanwen.SeeElaborationoftheMystery
Hsanyi.SeeRepresentationsoftheMystery
Hsanying.SeeIlluminationoftheMystery
Hsanming,443,543n.4
Hsanniao,600n.22
Hsntzu,5657,301,472n.98,473n.105,474n.117,490n.69
YangHsiungre,103,115,146,485n.269,579n.36
Hsntzu,"DiscussionofMusic,"197
"ExhortationtoStudy,"485n.273,532n.16
cited,69,137,157
HsnYeh,465n.2
HuanT'an,1,62465n.2
huangchi("sovereignperfection"),580nn.16,19
Huangti.SeeYellowEmperor
Huhai,498n.37
human,defined,328,416,453,481n.211
humannature,asdistinctfrombestial,99,104,151,168,190,306,328,536n.19
atbirth,37,39,58,60,65,6870,125,128,296,341
basicneedsof,41,49,57,68,162,181,195,245,345,500n.7,514n.10,515n.32
defined,37,67,485n.275,614n.11
derivedfromHeaven,453
developmentof,38,53,416,533n.38
metaphorsfor,216
potentialforperfection,41,49,5354,56,61,65,88,104,125,166,190,215,264,393,419
relatedtoming,37
theoriesabout,2,39,5657,67,466n.8
YangHsiungre,2,58,68,104,454,466n.8,485n.275,486n.286
humanportents,46,49,68
humanehess(jen),92,99,165,190,193,221,224,236,239,242,244,256,263,270,289,297,303,331,354,376,451,547n.4
defined,430.Seealsoaigoodness,Virtue
humility,91,11317,154,25354,256,294,297,334,357,373,396,451
elevatedtoamajorvirtueinHan,11314
Wayof,373
Hunt'ienastronomicaltheory,87,98
Hunt'un,385
HundredAffairs,432
HundredCorporealBodies,434
HundredLords,292
HundredNorms,434
HundredSalariedOfficers,455
HundredSchoolphilosophers,36,38,59,129,131,142,301,354,486n.288
"Hungfan."See"GreatPlan"
husband/wife.Seefamily
Icarus,270
illness.Seemedicine/medicaltheory
IlluminationoftheMystery(Hsanying),14,454,479n.178
Images(Hsiang),1314,73,127,375,470n.80,609n.26
immaturity,104,14853,19495,238,242
"immersion"(ch'ien)insage'smind,34,39,61,250,475n.125
immortality,xi,51,172,176,322,335,345
seekersof,5759,361
Increase(THC13),424,427,428
independence,Confucianviewof,138,172,22930
inheritance.Seefamily
pattilineallinesuccession
Inner(THC65),424,426
integrity(ch'eng),28,31,65,86,88,101,107,109,1.12,168,190,192,219,226,282,29697,301,302,304,315,317,322,341,380,454,469n.59
InterplayofOpposites(Tsakua),14,426
InterplayofOpposites(Hsants'o),14,454
jade,symbolismof,6869,99,287,311,32930,342,393,493n.38
JadeLevel,431,617n.61
JasperTemplate,431,617n.61
Job,414
Jouput'uan.SeeLiY
journey,metaphorof,103,141,143,157,163,215,22630,351
Joy(THC24),424,426
Ju("Confucian"),asorthodox,2
"trueConfucian"defined,60,328,356,487n.305.SeealsoConfuciansHanConfucianism
Jushou,440
JuanHsiaohs,465n.4
JudasIscariot,156
Judgments,7,14,19,25,113,154,469n.44,470n.80
juststate,91,97,121,176,192,221,260,301,32829,405,524n.16,544n.41
defined,19899,24344,483n.235
metaphorfor,533n.33
justwar.Seewar
Page671
Kait'ienastronomicaltheory,28687,614n.16
KanChungk'o,486n.303
KeepingSmall(THC5),20,423,426
KeyTerms,xi,293
KingCh'engofChou,361,374
KingChuangofCh'u,404
KingT'angofShang,151,261,269
KingWenofChou,137,189,372,492n.12
KingWuofChou,155,511n.32,544n.32
KingYuofChou,527n.16
Kinship(THC34),425,428
knowingming.Seechihming
KoHung,606n.19
Koumang,439
KuChiehkang,487n.1
kumagic.Seemagic
"Kuanch"ode,597n.7
KuanChung(d.645B.C.),142
k'unbird.Seemagicalbirds
kung("equitabletreatment"/"fairness"),95,121,192,202,206,230231,253,256,328,330,407,424,430
K'ungAnkuo,475n.124
Laboring(THC80),425,426
laissezfaire.Seenonpurposiveactivity
language,36,48,68,72,267,337,356,449,456
patternin,54
Laotzu,45,91,297,472n.98,480n.197
YangHsiungre,35,196,466nn.8,14
Laotzu,cited,24,107,109,113,117,142,15354,194,210,231,255,318,332,342,366,374,396,405,410
law,151,191,202,222,263,269,276,333,346,377,394,452,482n.227,538n.46
Hanfamily,548n.18.SeealsocosmiclawsLegalistspunishments
Law(THC40),425,427
learning,158,264,313,619n.26.Seealsostudyteachers
Legalists,8,48,98,131,319,351,394.SeealsoConfuciansindividualauthorsbynamejuststatelawrulerYangHsiung
Legion(THC32),425,428
legitimacy.SeeHanlegitimacysuccession
"lessendesires,"341,585n.4
LesserColdsolarperiod,107,125
LessonsforWomen(Nchieh).SeePanChao
LiKuei,591n.23
LiLou,596n.20
liming("establishingfate"),60,485n.271
Lisao.SeeCh'Yan
LiY,582n.23
life,defined,453
LineTexts(Yao),7,9,1112,73,470n.80,477n.160,479n.187,574n.27
LiuHsiahui,563n.12,598n.17
LiuHsiang,1,131,579n.9
LiuHsin,1,61,487n.310
LiuPang,590n.17
Liurulingclan.SeeHancourt
logic.Seecategoricalthinking
Logicians,67,103,107,216,322,479n.179
longevity.Seeimmortality
Lu,63,117,536n.31
LuChi,23
Lclan,610n.16
LuK'ai,470n.68
luck,33,42,71,9899,207
relatedtoVirtue,52,62.Seealsoming
Lunheng.SeeWangCh'ung
lunarlodge(constellation),30,125
Lustrationfestival,535n.8
LuxuriantTalentdegree,502n.20
magic,54,71,400
geomancy,350
kumagic,38990,603n.12
occultarts,369.Seealsoexorcismnumerology
magicalbirds,249
k'unbird,228
phoenix,249
wanch'u,36667
magicians,4445,278,402,440,478n.178,577n.35
male/femalerelations.Seegender
Man(astriadicrealm),28,55,60,96,263,266,298,301,332,336,430
asdivinationresult,2728
graphicdepictionof,9,2728
partakingofdivine,5155,87,435
Wayof,3,5152,59,101,113,165,204,337,43638,458.Seealsohumannature
Manch'eng,99
MandateofHeaven.SeeT'ienming
Maneconstellation,462
manticformulae,ofChanges,88,489n.53,621n.2.Seealsochen
Massing(THC59),424,428
MasterHuainan(d.122B.C.),123
Master.SeeConfucius
Mawangtui,468nn.39,40,470n.77
Mean,the,93,9798,124,146,163,183,204,209,241,263,289,319320,337,
Page672
Mean,the(cont.)
357,407,420,456,597n.19.SeealsoDoctrineoftheMean
Measure(THC52),10,424,427
mediantimes,indivination,1213
medicine/medicaltheory,120,164,18182,188,214,217,285,318,33638,36768,40203,421
Mencius,2,60,65,70,472nn.98,99,473n.105,476n.141,517n.3,547n.4
vs.Hs1B011Cntzu,5657
YangHsiungre,484n.269
Mencius,cited,65,128,143,155,181,223,231,247,313,380,571n.21.Seealsojuststate
MengHsi(fl.69B.C.),8,558n.8
merchants,95,229,330,357,420.Seealsoprofit
Metal,434,correlationsof,192,196,221,250,262,44041
cosmicphaseforAppraisals,116,125,191,215,224,358
cosmicphaseforHeads,191,306,392.SeealsoFivePhases,enumerationordersof
metamorphosis,defined,436
milfoil.Seedivination
MilkyWay,406,608n.22
mind.Seeheart/mind
ming(Decree),andVirtue,35,3738,4041,476n.141
asimposed,35,3839,56
asking'scommand,36,39
aspersonal,53,60,331,409,533n.38
defined,409,431,472n.99,487n.312
earlynotionsof,3540,53,474n.110
questionsabout,3538
relatedtohumannature,37
relatedtoTime,430
YangHsiungre,3435,3947,5456,62.SeealsochihmingConfuciusfatepredestination
ministers,70,464,517n.17,588n.15,603n.17
chief,155,282,284,387,506n.24,531n.35,540n.35,567n.9.Seealsoofficialremonstranceruler
Mired(THC3),19,423,427
miser,33739
misfortune.Seegoodfortune/calamity
Motzu,281,474nn.112,117.SeealsoMohists
ModelSayings(Fayen),1,6,35,57,115,129,131,559n.18
cited,93,125,127,149,210,223,263,328
Modesty(HEX15),113
Mohists,60,472n.98,571n.21,585n.35.SeealsoConfuciansLogiciansYangHsiung
monopolies,245
moon,aschangeable,46263,577n.20
movementsof,317,429,451,455,457,46263,626n.19
symbolismof,86,92,178,316,377,603n.16
moralaction,defined,298
moralchoice,11,35,39,58,179,334.SeealsogoodnessVirtue
moralintegrity.Seeintegrity
moralrelativism,9,5759,529n.6
mourningrites.Seerites,mourning
Mt.T'ai.SeeTaishan
music,8,63,70,19799,408,470n.73,527n.6,528n.29,559n.23,569n.3,591n.23,620n.1
ancientmastersof,277,376,434.Seealsopitchstandards
MusicalNotes,445
MusicmasterLinglun,434
MusicmasterTzuch'un,507n.35
MutualConquestCycle.SeeFiveConquests
MutualInteraction.SeeDoctrineofMutualInteraction
MutualProductionCycle.SeeFiveProductions
myriadthings.Seewanwu
MysteriousPower,255
Mystery,activemodeof,432
approachingthe,432,470n.72
artsof,43445,characteristicactivitiesof,50,42833,461
distancingthe,432
hsandefined,24,42930
primalstateof,59,8687,428
quiescentmodeof,432
Wayofthe,50,430,432,461.SeealsoCanonofSupremeMysterycosmogonicstagesTaoutility,MysteryasultimateinWay
"MysteryLearning"(hsanhseh),12
MysteryPalace,365,388,595n.5
MysterySprings,421.SeealsoYellowSprings
names.See"rectificationofnames"
Nank'uai,482n.230
natureandDecree(hsingming),91,429,451.Seealsohumannatureming
neoConfucianism,2,64,521n.16,561n.18
NineAffairs,448
NineApertures,448
NineArrows,30304,572n.28
NineBarbarians,288
NineCauldrons,282,284
NineConferrals,30304
NineCourses,458
Page673
NineDecades,448
NineDistricts,431
NineDwellings,461
NineEarths,447
NineEmptyPositions,43334,459,461
NineHeavens,446
NineOrders,448
NinePositions.SeeNineEmptyPositions
NineProvincesofChina,10,394,457
NineSites,458,461
NineTripods.SeeNineCauldrons
NineteenOldPoems,525n.21
"nogap,"55,5859,70,23436,414,425,479n.180
gap,defined,47,49,200,481n.212.Seealsoharmonyunion
nobility,defined,69,169,258,382
nobleman,asgodlike,450
imitatingTao,50,255,336,396,418,450
vs.pettyman,190,198,203,224,245,250,272,296,304,313,353,357,363,366,382,425,431,45152,460.Seealsogentlemannobility
nonpurposiveactivity(wuwei),4,97,115,187,210,467n.20,508n.31,533n.6,555n.12
NorthPole,98
Nchieh(LessonsforWomen),534n.21
numbers,asfactorinintrepretation,3031
NumbersoftheMystery(Hsanshu),14,2731,66
NumenPark,372
NumenPool,37273
NumenTerrace,372
numerology,2,8,44,118,215,26768,434,454,459,559n.17,625n.44
correlationsof,438445
occultarts.Seemagic
Odes,xi,4,63,69,73,110,114,161,402,404,467n.21,473n.102,597n.7
cited,111,117,12830,133,197,205,220,224,240,242,262,295
officials,99,109,111,129,155,345,374,402,538nn.29,46,570n.43
assignedtoApp.4,99,105,128,137,162,220,224,228,256,288,308,603n.17,612n.14
in/nearretirement,100,138,196,307,570n.39
shih,322,537n.40.Seealsobureaucraticselectioncareeradvancementministerspatronageremonstranceruler
oldage/aging,149,200,363,370,405,417,425
App.7symbolizes,138,371
virtuein,40,70,196,34950,452
omens.Seeportents
OntheVerge(THC78),425,426
oneness,120,15658,428
primal,8688,315,450,453,625n.30.Seealsocosmogonicstagesduality
onesidedness,157,159,160,162,328,330.Seealsogoodness,asimpartial
Opposition(THC8),423,426
oraclebones,71.Seealsodivination
order,8,453
divinecosmic,28,36,71,120,277,369,438,532n.28
integrated,264,296
social,41,62,55,68,90,108,120,122,124,207,252,295,330,33334,336,395
OuyangHsiu,587n.21
"Owl"fu,589n.36
Oxherdconstellation,30,406,608n.22,617n.71,624n.23
Packing(THC31),23,26,276,425,428
PanChao,534n.21
PanKu,1,465n.1.SeealsoHanshu
PanPiao,480n.189
Pandora'sbox,182
PaoHsi(FuHsi),252,435
PaoHsien,475n.124
Paoy,595n.9
pattilineallineofdescent,11,241,258,262,304,316,32324,365,36971,407
patronage,184,299,516n.20
pattern(wen),125,26263,43637,442
aseternalconstant,9,86,125,26970
cosmic/inNature,8,65,84,88,96,101,16465,181,25253,266,269,277,286,29596,315,323,330,391,456,588n.15,627n.46
moral,88,181,295
cultural,54,29596,299
divinederivationof,186,299,321,391
opposedtoplain,29496,298,356,423,449,619n.37
seasonal,100,315
societal,181,18586,266,295,432,437.SeealsocultureFiveConstantRelationsHeavenandEarthlanguageritual,aspatternsages,imitatingpattern
Virtue,aspattern
Pattern(THC47),423,426
Penetration(THC14),424,428
philosophicaldebates,3538,48,5657,6063,6768,8990,131,304,32324,356,486n.288.SeealsoConfucianshumannatureYangHsiung
Page674
phoenix.Seemagicalbirds
phrasing,asfactorininterpretation,3031,436,453,463,619n.37
pitchstandards,268,445,455,620nn.16,17,18
pitchpipes,269,429,432,43435,455,457
Plato,571n.24
pleasure,198,334,348
PoYi,602n.17
PolarOppositionsoftheMystery(Hsanch'ung),14,453
Polestar,98,616n.59,624n.26.SeealsoDipperNorthPole
portents,72,125,129,172,188,259260,269,271,274,282,295,299,316,365,381,397,399,404,40607,420,605n.14
texts,theoryof,6,44,67,571n.12.SeealsocosmologistshumanportentsYin/yangFivePhasestheory
Position,98,106,12930,208,255
asfactorinming,4147,58,317
dangersofhigh,130,133,15556,160,185,187,242,271,333
defined,42
relatedtoAppraisals,436.SeealsoNineEmptyPositions
poverty,52,11415,134,143,343,483n.233
advantagesof,5253,11617
practicalwisdom,37,42,158,175,253,288,302,353
defined,430,443,476n.146
predestination,57,6061,474n.112,475n.130,485n.273,533n.38.SeealsomingTime,asimposed
"preserveoneself"(tzushou),31,141,181,37677,470n.75,517n.9
PrinceCh'ungerh.SeeDukeWenofChin
PrincipleofMasking,45,479n.185
privacy,256
profit,101,189,24445,25556,27879,345,367,399,427,612n.14
Confucianviewofseeking,116,160,204,229,160,313,530n.25
pronounusage,493n.39,519n.20,528n.29,533n.38,553n.3,582n.38,609n.25
prosepoems(fu),1,56,15,35,52,137,478n.170,480n.201,490n.69,498n.49,499n.29,503n.10
proverbs,135,140,145,157,164,187,199,205,209,219,231,257,263,291,308,320,357,396,505n.41,519n.22
Provinces(lineoftetragram),10,435,45758
punishments,4,60,86,9293,147,152,156,164,191,202,207,212,219,221,224,231,250,254,262,265,26970,304,323,337,423,450,452,524n.
16,576n.6.SeealsohsiehchihConfucians,vs.LegalistsLegalistsYangHsiung,vs.Legalistslaw
Purity(THC37),425,426,446,45758
QueenMotheroftheWest,228,335
quietists,114.SeealsoTaoists
rain,significanceof,118,339,37172
Rainfallsolarperiod,156,165
rank,insociety,11,176,221,224,285,302,30405,308,313,353,364,398,414,455.Seealsohierarchy
Reach(THC15),424,426
"reanimatetheold"(wenku),35,55,62,532n.12
Receptive(HEX2),15,448
reciprocity(shu),97,139,162,165,213,259,271.Seealsoconsideration
RecordofRitual(Lichi),350,366
"RecordonMusic"(Yehchi)in,197
rectificationofnames,6768,86,93,108,235
RedBird,581n.20.Seealsosun
RedHeaven,421
RedStench,112,498n.44
"RefutingSorrow"fu,498n.49
RegionalPhrases(Fangyen),6,472n.100
Regions(lineofhexagrams),10,435,45758
relativism.Seemoralrelativism
Release(THC21),22,424,427
remonstrance,13134,142,172,176,185,224,333,358,504n.16,522n.31.Seealsoruler
RepresentationsoftheMystery(Hsanyi),14,45455
Residence(THC39),425,428
Resistance(THC22),424,427,428
respect/reverence,asfactorinperfection,252,302,305,339,350
Response(THC41),23,423,427
Return(HEX24),19,9697
RevelationoftheMystery(Hsankao),14,454
rhetoric,13134,504nn.20,21.Seealsolanguageremonstrance
righteousness.Seeduty
rites,betrothal/marriage,70,368,370,
Page675
561n.18,597n.20
court,299,570n.43
family,259
mourning,70,143,227,351,354,363
imperialploughing,550n.23.Seealsoenfeoffment
Rites(Li),4,63,467n.21.SeealsoRecordofRitual
ritual,59,123,269,300,305,339,350,360,412,569n.3
adherenceto,89,253,412
asbalance,277,571n.4
asceremony,241,299,303,333,570n.43
asconstraint,59,164,345
ascourtesy,70,99,202,299,306
asdecorum,303,333
asemotionaloutlet,198,265
aspattern,70,191,249,30304,516n.18
asrepetition,516n.18
as"root"ofgoodness,59,166,304,476n.139,533n.6
assacred,47,50,59,71,96,165,167,254,284,303,325,415,576n.6
asTool,412
basisof,302
defined,41,47,7071,164,301
formsof,30203,326
graphfor,301
internalized,219
lapsesin,46,166,199,305,326,34850,404
metaphorsfor,321,419
powerof,303
purposeof,53,7071,96,121,16769,180,185,198,30405,342,349,477n.164
studyof,4,47,4950,412.SeealsoFiveConstantRelations"sumptuaryrules"
Ritual(THC48),423,428
ritualdance.Seedance
ritualfeasts.Seefeasting
ritualgifts,285,304
ritualobligations,4
ritualparaphenalia,294.SeealsoNineConferrals
ritualprerogatives,304,534n.26.Seealsohierarchy,rank,insociety
ritualprohibitions,4,70,99,150,244,278
romanticlove,525n.21
ruler,67,347,376,388,405,452
abdicationof,272,560n.50,586n.5,598n.17
ascenter,67,97,183,221,32930,33334,391,397,402
asdragon,108,270,370
as"fatherandmother,"236,240
exemplary,86,9293,160,172,184,213,224,231,232,237,250,262,268,270,282,293,316,323,325
failuresof,100,105,236,292,300,329,388,405
likesun,91,155,184
likeTao/yangch'i,187,20102,206,210,245,328,529n.2
othermetaphorsfor,100,105,108109,143,160,199,204,208,211,218,225,233,242,251,321,330,33839,532n.24,557n.19,564n.3,608n.16
ruler/advisor,346,376,378,386,394,402,599n.16,609n.9
ruler/commonerrelations,4,24,96,211,23234,239,246,26870,273,279,292,294,300,305,31415,323,329,334,33839,35354,38384,391,
394,399,408,411,429,432,454,460,462,598n.11
ruler/feudallords,204,284,29293,30304,342,349,405
ruler/officialrelations,96,105,142,145,156,208,211,213,221,228,23536,250,268,282,285,302,309,317,319,333,34546,358,364,38687,
464,505n.43
ruler/ministerrelations,124,130,172,188,204,249,284,387,464,588n.22
techniquesof,38,243,246,394
Wayofthe,316,425.SeealsoGrandRuleremonstranceritualsuasiveexample
sacrifice,70,72,168,170,180,212,244,298,300,30304,314,316,33839,342,34647,34950,420,454,519n.26,520n.20,528n.38,556n.22,622n.8
blood,612n.22
sages,9,71,104,264,45455,618n.26
asauthorsofClassics,150,253,483n.240,495n.21
asmodels,8,34,61,71,88,183,185,225,253,264,287,29697,382,399,411
asdivine,29,61,139,274
asimpartial,216
asmediators,88,289
defined,2,29,162,395,430
identificationwith,43,137,253
imitatingpattern,8688,262,295,321,356,409,429,453,471n.86
likeTao,18687
likeyangch'i,227
mindof,39,87,161
perfectionof,121,159,253,372,456
Wayof,284,359.Seealsoculture,inventionofindividualsageslistedbynameWay,the
sagehood,asgoal,65,86
visionof,7
sagekings,asidealrulers,92,123,151,155,162,164,190,200,211,214,216,265,26869,293,304,313,323,330,359,415,569n.20
studyof,8,61,69,291
"schools,"472n.98
selfcultivation,8,35,52,57,65,70,97,115,127,13637,154,214,249,251,279,282,291,300,309,344,393,400
defined,8,6869,229
metaphorsfor,99,109,287,306.Seealsotransformation
Page676
selfexamination,109,145,188,270,360,363
selfpreservation.See''preserveoneself"
selfsacrifice,173,233,304,331,409,418,583n.33
sensoryperception,58,121,152,277,341,366,454,537n.15,568n.20
SequenceoftheHexagrams(Hskua),14,423
sericulture,245
SevenMansions,457
SevenRegulators,431,434,616n.57
Severance(THC70),425,428
sex/sexualattraction,108,165,260,27475,314,336,345,37071,390,561n.18,584n.7
shamans/shamanesses.Seemagicians
Shangdynasty,63,71,72,96,145,155,189,37778
ShangYang,132,250
ShaoHao,440
ShaoYung,627n.29
she(godofthesoil).Seegodofthesoil
shen("divine/divinities").Seedivinegods
ShenTao,513n.23
shih("knight/official").Seeofficial
shih.SeeTimeliness
ShuCh'i,602n.17
Shun(sageking),53,275,299,510n.23,560n.50
Shuokua.SeeDiscussionoftheTrigrams
Shuowen,472n.100
singlemindedconcentration,2829,99,15758,195,206,258,279,313,315,341,435
Sinking(THC64),424,428,446,457,459
SixBeginnings,435
SixDirections,457
SixExaltedOnes,463
SixIntermediaries,435
solarperiods,defined,1516,30
solstices,10,1516,22,26
summer,251,26667,271,27576,433,617nn.69,73
winter,18,22,25,30,84,95,271,418,432,617nn.71,73,4,624n.23
SongsofCh'u,73
Sophists.SeeLogicians
souls,70,94,289,309,318,362,44041,452,461,562n.5
spacesandtimes.Seeychou
speech.Seelanguage
spheroidalheaventheory.Seehunt'ientheory
spirits.Seedivineghostsgods
SpringandAutumnAnnals.SeeChronicles
SpringEquinoxsolarperiod,26
SpringOnsetsolarperiod,26,144,156
squareness,defined,153,409,423,511nn.12,13,613n.5
ssu,119,12223
Ssuk'uch'anshucatalogue,2
SsumaCh'ien,470n.85,606n.14
SsumaHsiangju,501n.21
SsumaKuang,2,24,88,94,100,305
commentarycited,87,91,98,104105,117,128,146,163,172,17576,196,267,27172,307,349,373
SsumaT'an,472n.98
standardhexagrams(chengkua),defined,15
stars,asfactorininterpretation,3031,46,6061,434,43940,44244
StartledfromHibernationsolarperiod,174
state,dissolutionof,102,286,330,371,378
state,just.Seejuststate
Stoics,480n.195,488n.10
Stomachconstellation,205
"stonewife,"292
Stoppage(THC71),2526,425,427
Stove(THC44),423,427
strategicposition.SeePositionShenTao
Strength(THC36),11,425,426
study,4,383,495n.21
defined,480n.205.SeealsoAncients,imitatingtheconstantnorms,aspropersubjectofstudylearningritual,studyofsagekings,studyof
SuHsn,2
suasiveexample,103,123,151,180,184,208,210,213,221,242,244,26263,274,313,323,333,354,382,452,523n.28
succession,lawsof,32325,373
symbolsoflegitimate,284.SeealsoHancourt,legitimacyof
SummaTheologica.SeeAquinas
SummerSolsticesolarperiod,15,18,23,280
SummerOnsetsolarperiod,26,226,613n.14
sumptuaryrules,4,70,99,137,288,299,352,356,364,570n43
Page677
sun,movementsof,429,433,435,451,455,457,46263,614n.8,626n.19,627n.31
symbolismof,22,91,15455,163,178,184,228,316,36465,377,411,519n.13,603n.16.Seealsoruler,likesun
sundial,434
SungChung,1,356
SungneoConfucians.SeeneoConfucians
Surplus(intercalaryApp.),455
"SweetSprings"fu,575n.12
Tables,433,451,618n.8,622n.21
T'aihao,439
T'aihsanching.SeeCanonofSupremeMystery
T'aishan,24849,251
tampedearthconstruction.Seehangt'u
Tao,5,101,286,387
apprehensionof,103
ascosmicorigin/basis,3,68,287,315,344,433,625n.31
ascosmicsack/womb,102,408
aseternal,51,53,325
asgoal,55,95
asimmanentcosmicprocess,23,53,61,64,68,72,84,86,360,428,436,461
asone,27,63,8788,195,315,436
defined,3,95,535n.17
conformitywith,266,291,366
ineffablenatureof,51,53,61,67,70,167,18687,236,287,301,306,356,428,430,450
modelfor,59
"reversal"asWayof,66,95,114,160,257,413.SeealsocosmogonicstagesMysterynobleman,imitatingTaoruler,likeTaosages,likeTaoWay
Taoists,8,104,187,202,207,352,356,374,585n.6
primitivistvisionofantiquity,207,435,476n.145,483n.240,618n.26.SeealsoConfuciansindividualmasterslistedbynamequietismSheriTaoYangHsiung
Way,Taoistanalysisof
Task,defined,431
taxes,243247,334,399.Seealsojuststate
teacher,162,282,37980,383
defined,149.Seealsogoodness,importanceofmodelforlearningstudy
technicalarts.Seearts
temporalassociations.SeeChingFang
TenThousandMeasures,159
"TenWings"(Shihyi),1,7,11,1314,33,423,426,438,470n.80
tetragrams.SeeHeads
thinking,287,435
defined,161,295,39899,431
metaphorfor,455.Seealsocategoricalthinkingstudy
Thought(setof3Appraisals),12,127,136,140,149,150,153,166,175,183,186,190,219,227,236,263,287,334,344,393,398,401,410,413,416,
455,45859,461
ThreeGuideLines,322,32526,580nn.16,17.SeealsoFiveConstantRelations
ThreeModels,461.SeealsoHeavenEarthMan,astriadicrealms
ThreeReigns,429.SeealsoHeavenHeavenEarthMan,astriadicrealmsT'ien
T'ienming,3637,40,56,6061,91,209,218,305,401,473nn.102,106,512n.32
Tigerconstellation,431
tilthammer,340,586n.22
Time,434
asaspectofming,xi,4047,158,350
asdistinctfrom"times,"475n.138
asimposed,4346,53,56,59,94,198200,272,452,477n.161
assupremeentity,42,45,45354
asunpredictable,4447,5354,449
defined,4244,211,477n.160.SeealsoYin/yangFivePhasestheory
timeliness/timelyopportunity,14,35,4344,57,89,93,103,158,175,20809,246,249,284,428,451,535n.17
defined,477n.160
times,asfactorsininterpretation,3031,470n.72,475n.138
TingKuan,623n.20
Tools,107,150,297,386,538n.46
asfactorinming,4047,58,412
defined,4142,299,476n.143
misuseof,42,217,287,343,392,41112
utilityof,106,260,264,435.SeealsoConfucianism,asToolculture,inventionofFiveClassics,asToolsritual,asToolVirtue,asTool
transformation(hua)byvirtue,121,183,208,214,216,27374,293,303,33334,400,453,481n.217,519n.1
"TreatiseonthePitchStandards,"559n.17
triadicrealms.SeeHeavenEarthMan
trigrams,7,454.Seealsohexagrams
TripleConcordancecalendar,558n.6
tsa("mixed"/"eclectic"),55,143,559n.18
Tsakua.SeeInterplayofOpposites
Ts'angChiehHsnTsan.SeeCompendiumofAnnotations
Page678
Tsocommentary,171,212,350,571n.12
TsouYen,38,485n.274
T'uan.SeeCommentaryontheJudgments
t'uilei("inferencebyanalogy"),6667.Seealsocategoricalthinking
TungChungshu,217,325,478n.170,490n.69,553n.14.SeealsoHanConfucianism,Tungas"father"of
TungHsien,31,497n.15
TungYung,405,608n.11
Turtleconstellation,431
TwelveEarthlyBranches.SeeEarthlyBranches
Tzuch'an,307,473n.106
Tzufan,133
Tzuhsia,29596,474n.112
TzushuYi,612n.14
uncrownedking.SeeConfucius
"undifferentiated/ungradedlove."Seeai
"unifythewill"(yichih),313,347
Unity(THC54),424,427,428
"unmovedmind,"177,199,317,360,419
utility,89,35253
Mystery,asultimatein,430.SeealsoTools
VastBase,434
Vastness(THC50),424,427
veilingone'slight,37578
Virtue,316,365,437,456
asbase/root,354,423
ascharismatic,56,90,98,157,159,167,176,180,208,283,293,335,364,415
asdivine,101
asfactorinming,xi,35,4047,58,138
aspattern,59
asTool,250
defined,41
"hidden,"175,254
offensesagainst,137,237,571n.12
pure,25152
pursuitof,54,136,151,174,195,250,451
rewardsfor,3637,4243,4753,60,110,130,17577,185,255,279,284,299,337,351,353,363,382,409.SeealsocharismaticPowerdutyfilial
pietygoodnessjen
Void,asmetaphorformind,121,142,223,401
Waiting(THC18),424,426
wanch'u.Seemagicalbirds
wanwu("myriadthings"),effectofYin/yangon,15.SeealsocosmogonicstagesTHC181/Headsandcommentary
wang(disease),177
WangCh'ung,1,465n.2,474n.113,475n.130,487n.312
WangMang,6,29,32,305,324,469n.67,536n.28,597n.16,600n.18
clanof,542n.31
YangHsiungre,2,6,31,184,465n.7,467n.28,497n.15,498n.44,517n.9,541n.19.SeealsoDowagerEmpressWang
WangPi,18,24
WangYa,111,380
war,16970,202,219,222,23035,323,342,347
WarringStates,philosophicaltextsof.SeeHundredSchools
Watch(THC63),424,426
Water,30,434
correlationsof,30,84,88,9293,109,181,203,276,317,344,357,406
cosmicphaseforAppraisals,86,88,192,202,252,258,268,287,306,332,338,347,372,389,419.SeealsoFivePhases,enumerationordersof
waterclock,432
WaxingandWaningHexagrams(hsiaohsikua),1517
Way,185,311,373,376,387,400,460
advancein,125,136,183,333,391
apprehendingthe,153,277
ascosmicorigin,327
ascosmicprocess,8,29,59,356,436
aseternal,59,172,258,325
pursuitofthe,158,181,205,296,31314,341,344,407
asasone,5,8,120,268,458
conformitywiththe,143,150,199,253,263,269,292
Confucian,55,90,106,134,151,162,311,313,325,337,356,382,483n.235
defined,9091,14142,202,431
departuresfrom,253,263,320
devotionto,177,238,292,407
King's,247,312
masteryof,291,337,396
Taoistanalysisof,4,90.SeealsoAncients,WayofthesinglemindedhessTao
WayanditsPower,223,431,455
WayofCentrality,342,557n.10,567n.24
WayofCentralityandHarmony,342
WayofChou,536n.31
WayofEarth.SeeEarth
WayofHeaven.SeeHeaven
WayofHeavenandEarth.SeeHeavenandEarth
WayofMan.SeeMan,astriadicrealm
WayofSpontaneousNature,59
Page679
WayofUnity,5
WeaverGirlconstellation,406,608n.22
WeiSheng,146
Well(HEX48),263
"wellfield"economicsystem,557n.6
Wenchn.SeeSsumaHsiangju
wenku.See"reanimatetheold"
Wenyen.SeeElaboratedTeachings
WestMountain,335
WesternHan(206B.C. A.D.8),5,31,39,90,231,285
white.Seecolorsymbolism
WhiteTigerHallDiscussions,131
WillofHeaven.See"Heaven'swill"
WinterDewsolarperiod,379
WinterOnsetsolarperiod,26,388,400
WinterSolsticesolarperiod,1516,18,22,25,30,66,107.Seealsosolstices
wisdom.Seepracticalwisdom
Without(manticformula),449,456
Wolfconstellation,205
Womanconstellation,30,102
Wood,168,434
correlationsof,86,154,221,223
cosmicphaseforAppraisals,93,104,125,154,187,196,269,372.SeealsoFivePhases,enumerationordersof
WoodenBowconstellation,205
Wuliangts'e,281
wuwei.Seenonpurposiveactivity
yangch'i,4
asmasterofmyriadthings,seewanwuassociationsof,12,165
characteristicoperationsof,4,26
perfectionof,144,239,247
likeTao,223.SeealsoYin/yang
YangHsiung,473n.105
academicstudieson,xi,2,465nn.1,2
admired,1,40,465nn.2,6
apologistsfor,2,3132
asclassicist,39,5462,97,143,197,231,268
asConfucianmaster,12,41,5657,465n.2
asinnovator,28,56,6162,143
attacksotherthinkers,32,43,4546,49,5557,101,112,324,387
biographyof,1,56,40,622n.6
attributedworksof,465n.4,466n.8,467n.27,472n.100,498n.49,575n.12
attackson,2,466n.8,508n.39
eclecticismof,35,45,5556,61
influencedbyLegalists,477n.152,513n.23
influencedbyMohists,483n.235
influencedbyTaoists,194,202,267,306,466nn.8,14,481n.212,485n.274,505n.13,585n.4
vs.Taoists,4,41,9091,103,115,150,207,237,297,435,515n.32,529n.6,618n.26
vs.Legalists,41,48,98,170,216,250,387,394,397.Seealsoalsohumannature,YangHsiungreHsntzu,YangHsiungreMencius,YangHsiungreming
(Decree)povertyWangMang
Yao186,560n.50
yarrowstalks,9,2728,149,460,484n.250.Seealsodivination
YearStar,421,434
YehTzuch'i,111
yellow.Seecolorsymbolism
YellowBellmusicalmode,18,445,470n.73,621n.18
YellowCenter,209
YellowEmperor,444,466n.8,596n.20
YellowPalace,18,20,22,84
YellowPurity,457
YellowRiver,54,129,203
YellowSprings,103,15758,165,257,461,495n.9
YenChnp'ing.SeeChuangTsun
YenHui,298,38384,475n.125,540n.45
Yentzu,142,486n.290
Yenti,442
Yilin(ForestofChanges).SeeChiaoKan.
Yiching.SeeBookofChanges
yinch'i,asroundcasing,140,186
characteristicoperationsof,4,26,605n.3
actsonmyriadthings,seewanwu.SeealsoYin/yang
Yin/yang,453,456
asmodels,277
ascosmogonicstage,2,437
asHardandSoft,19,24,238,429,432
characteristicoperationsof,34243,453,455,458
cominglingof,282,33536,429,458
complementarityof,271
dominantcharactersof,4,7,1213,2627,42,65,86,34243
graphicsymbolfor,66
inopposition,66,85,88,339,355,38889,395,450
relatedtoHeadtexts,10,1827
reversalofusualvaluesfor,2325,212,336,376,379,400,578n.2
waxingandwaningof,10,15,18,42,44,96,318,331,432,45152.SeealsocosmogonicstagesHeadtextsLinetextsYangch'iYinch'i
Page680
Yin/yangFivePhasestheory,8,15,45,51,60,6568,221,35556,466n.12,488n.17,580n.14.SeealsoAppraisals,Yin/yangFivePhasesvaluesforFive
PhasesPrincipleofMaskingyangch'iyinch'i
YingShao,1
Youthfulness(THC12),424,426
yuwaterplant,349
Y,164,283,418
ychou("spacesandtimes"),defined,429,433,614n.16
YFan,609n.26
"Ykung"ch.ofDocuments,468n.40
YYeh,111,213,378