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Abstract
Driven by surging demands for high data rate services and better user experiences, there is an increasing capacity
demand in heterogeneous cellular networks. As one of the promising solutions for capacity enhancement, densely
deployed small cells are proposed to provide a huge capacity gain and improve the user experience with high data
rate services. However, the inter-cell interference among densely deployed cells is a big challenge that constraints the
performance of capacity improvements in hierarchical multi-tier heterogeneous cellular networks. To minimize the
inter-cell interference and achieve a fairness guaranteed solution among different users, a novel enhanced inter-cell
interference coordination (eICIC) technology is proposed by jointly considering about the cell range expansion (CRE)
scheme to minimize interferences among multi-tier cellular networks, improving the network throughput and quality
of service (QoS). Optimal CRE bias and almost blank subframe (ABS) ratio solutions are achieved in this paper by
considering the fairness among users at the center and cell edge. Moreover, the multi-objective decision-making
problem is solved by maximizing the proportional fairness (PF) utility and area capacity in multi-tier heterogeneous
cellular networks. Simulation results denote that a tradeoff between fairness and network throughput is achieved
when CRE bias is from 8 to 12 dB and ABS ratio is from 4/8 to 6/8.
Keywords: Heterogeneous cellular networks; Small cell; CRE; eICIC; Multi-objective decision-making problem
2015 Zhang et al.; licensee Springer. This is an Open Access article distributed under the terms of the Creative Commons
Attribution License (http://creativecommons.org/licenses/by/4.0), which permits unrestricted use, distribution, and reproduction
in any medium, provided the original work is properly credited.
Zhang et al. EURASIP Journal on Wireless Communications and Networking (2015) 2015:62 Page 2 of 12
multi-tier heterogeneous cellular networks. In [8], some over-the-air signaling has not been considered yet which
cooperative distributed radio resource management algo- leads to the numerical optimization, and investigation
rithms for time synchronization, carrier selection, and results are unpractical. Moreover, the performance of CRE
power control were discussed for hyper-dense small cell and eICIC schemes is studied and evaluated by system
deployment. Among these challenges of hyper-dense Het- simulation results in [15], which lacks the mathemati-
Net, traffic imbalance and inter-cell interference among cal analysis and does not consider about the configu-
multiple cells are two tough problems which lead to the ration of CRE and eICIC. Furthermore, the analytical
inefficient radio resource utilization and affect the capac- approaches for CRE biasing and eICIC are studied in
ity and sum data rate of HetNet in [9]. [16-20]. The SINR of HetNet with cell association is
To solve these problems, both cell range expansion studied in [16], but it does not include the resource par-
(CRE) and enhanced inter-cell interference coordination titioning scheme and only analyzes the SINR. And the
(eICIC) technologies were proposed to improve the net- SINR and mean throughput-based analysis for resource
work capacity of HetNet in the 3GPP Release 8 and partitioning are analyzed in [17,18], without consider-
Release 9. If adopt the maximum reference signal received ing the user association effect. Optimal CRE bias and
power (RSRP) access scheme, only a few users can be asso- ABS ratio scheme are proposed in [19] based on the
ciated with low power nodes, which will cause the load average per user spectral efficiency. In [20], the joint anal-
imbalance among cells in HetNets and greatly reduce the ysis of resource partitioning and offloading scheme is
capacity gain from small cell deployment. Therefore, a proposed in terms of the metrics of the effective dis-
positive bias value is added to the RSRP of user equip- tribution of SINR but has no consideration about the
ments (UE) by using the CRE technology in [10], which optimal parameter configuration effects on UEs fairness.
can offload part of macrocell UE (MUE) to small cells and Considering fairness, a graph-based distributed algorithm
reduce the uplink interference among multi-tier networks. called fairness guaranteed cooperative resource allocation
However, small cells serving the range expanded UEs with (FGCRA) is proposed to manage the interference among
a low value of signal to interference plus noise ratio (SINR) femtocells in [21], but it only considers the sub-channel
will surfer serious downlink interference from macrocells, allocation which has not considered about the time
which is a critical problem unsolved yet. resource.
In terms of the eICIC technology, it can efficiently Considering the disadvantages of existing works and
improve the range expanded UEs performance and problems unsolved, a novel eICIC technology is proposed
reduce the inter-cell interference among cells in multi- by jointly considering the CRE scheme to minimize inter-
tier heterogeneous cellular networks. As a time-domain ferences among multi-tier cellular networks in this paper,
interference coordination scheme, the eICIC technology improving the network throughput and QoS and guar-
divides the time frames into almost blank subframes antee the fairness of users meanwhile. Both the poisson
(ABS) and normal subframes in [11]. And MUEs and point process (PPP) model and two metrics of capac-
range expanded UEs are scheduled on normal subframes ity performance are used including the average capacity
and ABSs orthogonally, which can relieve the interference per cell and the average capacity per area unit. Opti-
from macrocells to the range expanded UEs and improve mal CRE bias and ABS ratio are achieved by taking
the quality of service (QoS). But the eICIC technology into account the fairness effect of users at the center
reduces the time resources of MUEs for communication and cell edge. Furthermore, the multi-objective decision-
at the same time. making problem is solved to maximize the proportional
In the literature, the joint usage of CRE and eICIC is fairness (PF) utility [22] and area capacity of multi-tier
proved to be an effective solution on improving the sys- heterogeneous cellular networks. Simulations are per-
tem throughput of HetNet in [12,13], but it is much more formed to evaluate the performance of proposed tech-
complicated for mathematical analysis of network capac- nology in this paper. The tradeoff between fairness and
ity. Besides, if a larger CRE bias of RSRP is applied to network throughput is achieved in this paper, when the
reduce the load imbalance among different cells by the CRE bias is from 8 to 12 dB and ABS ratio is from
traffic offloading technology, more ABSs are needed in 4/8 to 6/8.
order to guarantee the performance of range expanded The remainder of this paper is organized as follows.
UEs. Therefore, the CRE bias and ABS muting ratio are Both the system model and problem formulation of het-
key parameters that should be configured appropriately erogeneous cellular networks are proposed in Section 2.
to ensure the performance on the interference mitiga- The optimal solution of joint CRE bias and ABS ratio tech-
tion and the network capacity enhancement using the nology is proposed in Section 3 by considering about the
joint CRE and eICIC schemes. In [14], a joint optimiza- fairness effect among UEs. Results are discussed and ana-
tion of the CRE bias and radio resources is discussed lyzed thoroughly in Section 4. Finally, a brief conclusion is
to ensure the performance of picocells. However, the described in Section 5.
Zhang et al. EURASIP Journal on Wireless Communications and Networking (2015) 2015:62 Page 3 of 12
Signal
CRE MUE
Interference
Pico
PUEcre
Macro
Pico
Type 2 U2 : PUE associated to k = 2 tier at the center of where BSk0 is PUEcre s serving BS. In contrast, by utiliz-
picocell without CRE. The RSRP is correspond to Pr,1 < ing the eICIC technology, the SINR of PUEcre only suffer
Pr,2 . the interference from other picocells, which is depicted in
Type 3 Ucre : Picocell UE using CRE (PUEcre ) associated Equation 10. Therefore, the eICIC technology is an effec-
to k = 2 tier at the cell edge of picocell with CRE. The tive solution to reduce the interference from macrocell to
RSRP is correspond to Pr,2 < Pr,1 < BPr,2 . PUEcre in multi-tier heterogeneous cellular networks.
When the ABS configuration ratio is in macrocell, the P2 h2 x
time resource ratio of MUE is denoted by 1 = 1 , and SINR (x) = 2 (9)
the time resource ratio values of PUEs at the center and j=1 Pj hj x
ij \BSk0
cell edge are denoted by 2 = 1 and cre = . Moreover,
the UEs proportion of three types is depicted by Ak in P2 h2 x
SINR (x) = (10)
Equation 2, and A1 , A2 , and Acre corresponding to U1 , U2 , P2 h2 x
and Ucre are denoted in Equations 3 to 5, which is affected i2 \BSk0
by key parameters including the transmit power, density, Furthermore, Xk denotes the distance between UE and
and CRE bias values. Furthermore, the UEs average num- its serving BS in the kth tier in multi-tier heterogeneous
ber of three types is Nk = uAk as denoted in Equations 6 cellular networks, and the probability of Xk > x is denoted
k
to 8. in Equation 11. And BSs are deployed with a homoge-
neous PPP distribution model, where Xk is a random vari-
able with the probability density function in Equations 12
Ak = P Pr,k > Pr,j (2)
to 14 of U1 , U2 , and Ucre .
k=1,2 ,K j =k
P (Zk > x)
P (Xk > x) = P (Zk > x | associated to kth tier) =
1 P1 Ak
A1 = (3)
1 P1 + 2 P2 B (11)
2 P2
A2 = (4) 21 P1
1 P1 + 2 P2 fX1 (x) = x exp 1 + 2 x2 (12)
A1 P2 B
2 P2 B 2 P2
Acre = (5) 22 P1
1 P1 + 2 P2 B 1 P1 + 2 P2 fX2 (x) = x exp 2 + 1 x2 (13)
A2 P2
u P1
N1 = (6)
1 P1 + 2 P2 B 22 P1
fXcre (x) = x exp 2 + 1 x2
Acre P2 B
u P2
N2 = (7)
1 P1 + 2 P2 exp 2 + 1
P1
x2
P2
u P2 B u P2
Ncre = . (8) (14)
1 P1 + 2 P2 B 1 P1 + 2 P2
2.2.2 Resource partitioning using eICIC technology 2.3 Capacity analysis using CRE and eICIC technologies
To minimize the interference from macrocell to PUEs, Considering the interference problem of heterogeneous
the eICIC technology is utilized which is a time resource cellular networks, a novel technology by jointly using CRE
partitioning approach. The macrocell mutes its transmis- and eICIC schemes are proposed to improve the system
sion on certain fraction of subframes, picocell schedule capacity by minimizing the inter-cell interferences. There-
UEs in the range expanded regions on the corresponding fore, the downlink capacity per area unit of using the joint
subframes to avoid the interference from the macrocell. CRE and eICIC scheme is affected by different key param-
Furthermore, macrocell configures its ABS with the ratio eters, such as the BS density k , CRE bias B, and time
. Thus, the time resource ratio of MUE is 1 = 1 , the resource k . And the average capacity per area unit is
time resource ratio of PUEcre is denoted by cre = , and depicted by Ca in Equations 15. k is the time resource
the time resource ratio of PUE that is not affected by ABS ratio, k is the BS density of kth tier, Rk is the average
is denoted by 2 = 1. ergodic rate in [16], and Wk is the bandwidth of kth tier.
Considering the interference that PUEcre suffers form
K
macrocells and other picocells without using the eICIC Ca = k k Rk Wk (15)
technology, the SINR of PUEcre is depicted in Equation 9 k=1
Zhang et al. EURASIP Journal on Wireless Communications and Networking (2015) 2015:62 Page 5 of 12
Moreover, the average ergodic rate of UE of the summary, a novel eICIC technology by jointly utilizing
kth type is depicted by Rk in Equation 16, where x CRE bias and ABS ratio scheme is proposed by consider-
is the distance between UE and BS. By applying the ing the fairness aspect among different users in Section 3
CRE scheme, Rk is denoted in Equations 17 to 18 to minimize the inter-cell interferences among multi-tier
2
heterogeneous cellular networks, improving the network
according to [16], where Ck = j Pj Bj , Ccre1 = 2 +
j=1 throughput and QoS.
2
1 P1 /P2 B, Ccre2 = 2 + 1 P1 /P2 , C (t) = 3 Optimal CRE bias and ABS ratio solution based
j=1
on fairness
j et 1 Pj arctan et 1/Bj , C (t) = 2 et 1 In this section, an optimal CRE bias and ABS ratio scheme
is proposed by considering the fairness aspect among dif-
arctan et 1 . ferent UEs in multi-tier heterogeneous cellular networks.
CRE technology can offload part of MUEs into small cells,
Rk = Ex ESINRk [ln (1 + SINRk (x))] (16) and the data rate of a single MUE will improve with the
increase of CRE bias value B. Thus, the proposed CRE
k 1 bias scheme can realize the load balance and increase
Rk = dt k = 1, 2 (17) the capacity in multi-tier heterogeneous cellular networks
Ak 0 Ck + C(t)
with an appropriate CRE bias value configuration. How-
ever, PUEcre will suffer the strong inter-cell interference
2 1 1
Rcre = dt from MBS. To minimize the interference, ABS ratio con-
Acre 0 Ccre1 + C (t) Ccre2 + C (t)
figuration is applied as an eICIC scheme to utilize both
(18)
the temporal and spatial separations among MUEs and
Furthermore, the eICIC scheme using ABS configu- PUEs with the capacity deteriorated. Thus, in order to
ration is utilized in order to decrease inter-cell inter- improve the capacity in terms of the tradeoff between CRE
ference from macrocell BS (MBS) to PUEs. Thus, the bias B and ABS ratio is considered as an effective solu-
average ergodic rate is denoted by R1 , R2 , and Rcre tion to minimize the interference among cells, which is
in Equations 19 to 21 of different UE types due to the critical for network capacity enhancement in multi-tier
dynamic changing features of different time resource par- heterogeneous cellular networks.
titions with eICIC. Thus, an optimal CRE bias and ABS ratio solution is
1 1 proposed in this paper by taking into account the fairness
R1 = dt (19) aspect of three types of UEs at different locations within
A1 0 C1 + C (t)
the macrocell. The single UEs average ergodic rate Rk of
the kth type is denoted in Equation 22, where Nk is the
2 1 2 1
R2 = (1 ) dt + dt UEs average number per cell in Equations 6 to 8. The
A2 0 C2 + C (t) A2 0 C2 + C (t)
joint CRE and eICIC scheme allocates the radio resources
(20)
to different UEs. Moreover, the tradeoff between system
throughput and fairness exists and achieved in this paper
2 1 1
Rcre = dt with numerous results. The proportional fairness utility
Acre 0 Ccre1 + C (t) Ccre2 + C (t)
PF is denoted by Equation 23. And the average capacity
(21)
per area unit is denoted by Ca in Equation 24.
Thus, the proposed CRE bias scheme can realize the Rk
load balance among different cells and increase the Rk = k (22)
Nk
capacity in multi-tier heterogeneous cellular networks
K
with appropriate CRE bias value configuration. How- PF = Ak log Rk
ever, PUEcre will suffer the strong interference from MBS k=1 (1)R R
1ICIC 2
in the vicinity. Furthermore, in order to minimize the = A1 log N1 + A2 log NICIC
inter-cell interference, the eICIC technology using ABS R 2
creICIC
ratio configuration is applied to utilize both the tempo- + Acre log Ncre
2
ral and spatial separations among MUEs and PUEs. But = A1 log 1A (1)
2 0 C
1
+C(t) dt
the system capacity of multi-tier heterogeneous cellular 21 u 1
2 2
networks is affected in terms of the inefficient resource +A2 log 2A (1) 1
0 C2 +C(t) dt + 1
A2 2 u 0 C2 +C(t)
dt
2 2 u
2
utilization. Thus, how to improve the capacity by con-
2 1 1
+Acre log A 2 0 C +C(t) C +C(t) dt
sidering the tradeoff between CRE bias B and ABS ratio cre u 1 2
is a big challenge, which has not been solved yet. In (23)
Zhang et al. EURASIP Journal on Wireless Communications and Networking (2015) 2015:62 Page 6 of 12
70
60
PUE Ratio
50
40
30
20
10
0
0dB 4dB 8dB 12dB 16dB
CRE Bias
Figure 3 PUEs ratio under different CRE bias and picocells density.
Besides, Figure 4 depicts the effect of CRE bias and on the average throughput per cell. As the ABS ratio
picocells density on the average capacity per cell under increases, more MUEs are mute on specific subframes,
different CRE bias values. As the CRE bias increases, more which provide more PUEcre s with more time resources.
MUEs with a low SINR value are associated with picocells Therefore, with the increase of ABS ratio, the throughput
and the PUEcre s are associated to BSs that are not offer- of a macrocell decreases and the throughput of a picocell
ing the strongest received signal to minimize the inter-cell increases owning to the efficient time-domain resource
interference. Therefore, with the increase of CRE bias, configuration among macrocells and picocells using ABS
the throughput of macrocells increases and the average ratio.
throughput of picocells decreases.
In terms of the effect of utilizing the eICIC technol- 4.2 Optimal CRE bias and ABS ratio technology
ogy to the system capacity, Figure 5 denotes the effect of The average capacity per area is depicted in Figure 6
ABS ratio value in eICIC technology and picocells density in multi-tier heterogeneous networks, which increases as
Average Throughput Per Cell Under Different CRE Bias Average Throughput Under Different ABS Ratio
60 35
Macro cell =3
2 1
Pico cell 2=31
50 Average cell =3 30
2 1
Average Throughput Per Cell (Mbps)
Average Throughput Per Cell (Mbps)
Macro cell =9
2 1
Pico cell =9
2 1
40 Average cell =9 25
2 1
30 20
Macro Cell =3
2 1
20 15 Pico Cell 2=31
Average Cell =3
2 1
Macro Cell =9
10 2 1
10
Pico Cell =9
2 1
Average Cell 2=91
0 5
1dB 3dB 5dB 7dB 9dB 11dB 13dB 15dB 17dB 19dB 2/8 3/8 4/8 5/8 6/8
CRE Bias ABS Ratio
Figure 4 The average capacity per cell under different CRE bias. Figure 5 The average capacity per cell under different ABS ratio.
Zhang et al. EURASIP Journal on Wireless Communications and Networking (2015) 2015:62 Page 8 of 12
1.5
1
Gain of CRE and eICIC
0.5
0
0 10 20 30 40 50 60 70
2
Pico Cell Density (BS/km )
Figure 6 Effect of picocells density to average capacity per area unit with/without CRE and eICIC.
the picocells density increases. The joint CRE and eICIC inter-cell interference among macrocells and densely
scheme can improve the network capacity. In order to deployed picocells. In addition, under the same picocells
provide the service with a requirement of 1.3 Gbps/km2 density, the joint CRE and eICIC technology can improve
and 10-MHz system bandwidth, the picocells density is the network capacity over 40%.
about 55 BS/km2 (about 12 times higher than macro- Furthermore, the fairness effect is considered by PF
cells density) without using CRE and eICIC. Importantly, utility value, which is a function of both CRE bias and
by using the CRE and eICIC scheme, the picocells den- ABS ratio values as depicted in Figure 7. The PF util-
sity decreases significantly to 30 BS/km2 (about 6 times ity can achieve the optimal value with the increase of
higher than macrocells density) which can minimize the CRE bias and ABS ratio values. Moreover, the average
3.8
PF Utility
3.75
3.7
3.65
3.6
3.55
1/8 2/8 3/8 4/8 5/8 6/8 7/8
ABS Ratio
Figure 7 PF utility with different CRE bias and ABS ratio.
Zhang et al. EURASIP Journal on Wireless Communications and Networking (2015) 2015:62 Page 9 of 12
1050
CRE Bias 4dB
1000
CRE Bias 8dB
950
CRE Bias 10dB
CRE Bias 12dB
850
800
750
700
650
600
550
1/8 2/8 3/8 4/8 5/8 6/8 7/8
ABS Ratio
Figure 8 Average capacity with different CRE bias and ABS ratio.
capacity increases with the increase of ABS ratio values 122 , the optimal CRE bias is 10 dB and ABS ratio is 5/8.
in Figure 8, which depicts that the capacity of pico- In addition, the optimal CRE bias and ABS ratio are less
cells will increase by using the ABS ratio scheme. And affected by picocells density. Therefore, simulation results
the average capacity decreases as CRE bias becomes show that when the CRE bias is from 8 to 12 dB and ABS
larger. ratio is from 4/8 to 6/8, the optimal solution is achieved
By utilizing the lexicographic method, the optimal CRE which can improve the capacity by 40% in terms of the
bias and ABS ratio are achieved in multi-tier heteroge- fairness among different UEs in multi-tier heterogeneous
neous cellular networks. In the case of picocells density cellular networks.
2 = 62 , the PF utility has little difference when the CRE
bias is from 8 to 12 dB and ABS ratio is from 3/8 to 6/8 4.3 LTE-A system-level simulation results of novel eICIC
as shown in Figure 7. In order to maximum the average technology
capacity per cell, the optimal CRE bias is 12 dB and ABS A network layout with co-channel deployment of
ratio is 6/8. Similarly, when the picocells density 2 = macrocell and picocell as defined in [7] is simulated. The
1500
Macro Base Station
1000
500
500
1000
1500
1500 1000 500 0 500 1000 1500
network topology consists of the standard three-sector Figure 11 shows the CDF of throughput of differ-
macro BSs, complemented with a set of 4 pico BSs per ent UEs. By using the CRE and eICIC technology, the
sector as in Figure 9. For scenarios with CRE and eICIC throughput of PUE can be promoted and the average
enabled technologies, we assume that CRE bias 10 dB throughput will also increase. However, the throughput
and ABS ratio 5/8 are suitable for all pico BSs. UEs are of MUE will decrease because of limited time resource.
assumed to be LTE Release 10 compliant, so they can Furthermore, the throughput gap between MUE and
support separate reporting of CSI for ABS and non-ABS PUE is decreased and more fair than scenario with-
subframes. The default simulation parameters are sum- out CRE and eICIC. In a word, the joint using of CRE
marized in Table 1. and eICIC can improve throughput and realize fairness
Figure 10 shows the cumulative distribution function meanwhile.
(CDF) of PUEs SINR. By using the eICIC technology,
the SINR of PUEs can be promoted because PUEs are 5 Conclusion
scheduled on ABSs without the interference from macro- In this paper, the joint CRE and eICIC scheme is proposed
cells with the appropriate ABS configuration. to minimize the inter-cell interference in multi-tier
0.9
0.6
CDF
0.5
0.4
0.3
0.2
0.1
0
10 0 10 20 30 40 50
SINR (dB)
Figure 10 Cumulative distribution function of PUEs SINR.
Zhang et al. EURASIP Journal on Wireless Communications and Networking (2015) 2015:62 Page 11 of 12
Throughput of UE
1
0.9
0.8
0.7
0.6
CDF
0.5
0.4
MUE CRE and eICIC
0.3 PUE CRE and eICIC
ALL UE CRE and eICIC
0.2
MUE w/o CRE and eICIC
heterogeneous cellular networks. And the optimal CRE 6. K Hiltunen, in IEEE Vehicular Technology Conference. Comparison of
bias and ABS ratio solutions are achieved by taking into different network densification alternatives from the LTE downlink (San
Francisco, USA, 2011), pp. 15
account the fairness effect among different UEs. The 7. 3GPP TR 36.814 (V9.0.0), Evolved universal terrestrial radio access
multi-objective decision-making scheme is designed to (E-UTRA); further advancements for E-UTRA physical layer aspects
maximize the PF utility and the aera capacity. Simula- (Release 9), Mar. 2010
8. J Xu, J Wang, Y Zhu, Y Yang, X Zheng, S Wang, L Liu, K Horneman, Y Teng,
tion results show that when the CRE bias is from 8 to Cooperative distributed optimization for the hyper-dense small cell
12 dB and ABS ratio is from 4/8 to 6/8, the optimal deployment. IEEE Commun. Mag. 52(5), 6167 (2014)
solution is achieved which can improve the capacity by 9. H Insoo, S Bongyong, SS Soliman, A holistic view on hyper-dense
heterogeneous and small cell networks. IEEE Commun. Mag. 51(6), 2027
40%, which considers about the fairness among different (2013)
UEs. 10. 3GPP R1-083813, Range expansion for efficient support of heterogeneous
networks. (Qualcomm, Europe, Prague, Czech Republic, 2008)
11. 3GPP R1-104661, Comparison of Time-Domain eICIC Solutions. (LG
Competing interests Electronics, Madrid, Spain, 2010)
The authors declare that they have no competing interests. 12. K Okino, T Nakayama, C Yamazaki, H Sato, Y Kusano, in IEEE 2011 ICC
Workshops. Pico cell range expansion with interference mitigation toward
Acknowledgements LTE-advanced heterogeneous networks (Kyoto, Japan, 2011), pp. 15
This work was sponsored by the National Natural Science Foundation of China 13. M Vajapeyam, A Damnjanvic, J Montojo, T Ji, Y Wei, D Malladi, in IEEE 2011
(61201152, 61227801), the National High-tech R&D Program (863 Program ICC Workshops. Downlink FTP performance of heterogeneous networks
2014AA01A707). for LTE-Advanced (Kyoto, Japan, 2011), pp. 15
14. R Madan, J Borran, A Sampath, N Bhushan, A Khandekar, T Ji, Cell
Received: 1 November 2014 Accepted: 16 February 2015 association and interference coordination in heterogeneous LTE-A
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