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Introduction
The goals of conventional intrasite spatial analysis in archaeology have been the
identification of activities carried out at a site in the past, the areas where different
activities occurred, and the tool kit used to perform each activity. Practically, this
would seem to be a simple problem. Clusters of objects in space must be defined, the
objects composing each cluster classified and counted, and tool kits identified when
distinct assemblage variants are recognized through interclass association studies.
However, recent ethnoarchaeological work indicates that this simple, presumed relation
between archaeological location and prehistoric activity may not always hold (e.g.
Binford, 1978; Yellen, 1977). To account for possible deviation from the presumed
model, natural or prehistoric behavioural transformation processes that obscured
the expected direct relation are often invoked (Schitfer, 1976: 11-17, et pas&r).
Allowing for such transformation processes, the basic model is maintained: all other
things being equal (i.e. unmodified), spatial relations among artifact classes reflect past
human activities in their nature and location.
In this paper, I show that conventional spatial analysis based on the Activity
Model, and emphasizing object distributions, has ignored some basic spatial processes
that may cause association among artifact classes. For example, features may act as
centers of gravity for artifact distributions, and spatial associations among artifact
classes may simply be statistical effects of feature-artifact class relations. A hearth area,
serving as an activity focus for a prehistoric camp, may be the locus of deposition
for the products of tool manufacture, cooking debris, and clothing production. The
various material products of these activities were not necessarily used together but were
deposited into the same location because the activity area is contextual, i.e. in
proximity to the hearth (cf. Yellen 1977).
The formation ofartifact distributions clearly cannot be simply characterized in terms
of activities and transformations. Social relations among site occupants, duration of
occupation, the nature of site topography, and such factors as local climate, all may
condition the deposition of materials and their consequent spatial organization (e.g.
Yellen, 1977; Binford, 1978, 1981, 1983; Gould, 1980). The context of material
deposition is every bit as important (perhaps more so) than the objects involved. It
therefore requires analytic treatment.
In this paper, I explore the problem of context in archaeological spatial analysis.
To examine what is involved in contextual integration, the effects of features on the
spatial distributions of artifacts will be analyzed in order to show how contextual
analysis might be pursued in archaeology. It should be pointed out now that these
are only two among many potential contextual elements that might be considered,
e.g. topography, architecture, ecological parameters (Clarke, 1977: 9).
Relation
At least three relationships are involved in an examination of feature-artifact effects
(Clarke, op cit.). The first relation, among classes of artifacts, is that normally of
interest to archaeologists. Typically, spatial analysis seeks to define systematic
relationships-associations-among artifact classes. The second relationship concerns
features. Before assessing relations between artifact classes and features, patterns
present in the feature distribution must be defined. This is because constraints placed
on artifact distributions by features might reflect inter-feature configurations. The
third relation, pivotal in contextual integration, concerns the effects of features on
associations among artifacts. In other words, are the associations among artifact
classes in the distribution dependent on the locations of features? When artifact
classes are associated in space and the same classes are related to the same features,
the interclass association may be determined by context. In short, it cannot be decided
if the artifact classes are associated with each other or if their association is simply a
contextual effect.
Thus, a three-stage analytic sequence is required, even for the basic task of
identifying meaningful (i.e. independent) associations among artifact classes, (1) the
spatial relations among artifacts (described by technological or functional classes, for
example) must be assessed for spatial association, (2) relations among features have to
be characterized, and (3) patterns of artifact class association must be examined in
terms of feature distributions.
Expectations
What kinds of spatial relations between artifacts and features might be anticipated,
and which relations constitute contextual constraint? Four basic kinds of relation can be
defined. Models for these are illustrated in Figure 1. (Each relation is shown with a
schematic spatial map and two model tables: matrices of anticipated interclass
associations and of expected artifact class-feature relationships). Figure l(a) shows a
total lack of association within artifact classes and between artifacts and features.
Artifact classes are spatially independent of each other. Contextual constraint on
interclass associations is not an issue here.
A second relationship comprises two kinds of spatial patterning, representing spatial
mirror images [Figure l(b)]. The methods developed below cannot, at present,
distinguish between them quantitatively. However, the proposed techniques can
determine when such patterning is present, and simple visual inspection of plan maps
should easily discern which situation holds. In both patterns, artifact classes are
associated in space. The first pattern is that assumed in most intrasite spatial analyses.
Here associations exist among artifact classes. However, the pattern of artifact
association is independent of feature locations and can be interpreted without
reference to context. The second pattern illustrated in Figure l(b) involves interclass
associations spatially related to all features. A pattern like this implies not only that
artifact class relations are contextually constrained but also that all features serve as
context for artifact deposition in the same way. In this case, associations among
artifact classes must be interpreted in terms of context.
A third pattern involves lack of association among artifact classes and spatial
association among artifacts and features [Figure l(c)]. Here, the spatial locations of
408 J. F. SIMEK
2&3 2&3
la) (b)
262 3&3 G3 0
3
certain artifact classes are constrained by certain feature contexts, but these are non-
overlapping. There is no problem with having to consider associations among artifact
classes in contextual terms, since there are no such associations. However, contextual
constraint may be present for individual artifact categories.
A fourth pattern is where specific artifact class associations are contextually
constrained by certain features while other associations do not exist or are independent
of feature locations [Figure l(d)]. A key characteristic of this situation is that at least
some associations among artifact classes are isomorphic with artifact-feature associ-
ations. Thus, those artifact associations must be interpreted in contextual terms-
The preceding discussion has centered on spatial patterning relevant to defining
contextual effects of features on artifacts and on certain possible forms such constraint
might take. The case study which follows represents a first attempt at integrating
features and artifacts in contextual terms. As such, it is intended as illustrative rather
than definitive. The data used for the study come from Couche V at Le Flageolet
I, an Upper Palaeolithic rockshelter site in southwestern France.
PATTERN AND CONTEXT IN SPATIAL ARCHAEOLOGY 409
is present. Second, recent (yet incomplete) refitting of lithic materials has yielded few
links, but these are generally long-distance joins, spanning the entire Couche V
surface and thickness. Third, as will be discussed shortly, only a single hearth
as normally conceived was uncovered, and there is at present no evidence for reuse
of this feature. Le Flageolet I Couche V seems to represent a single or redundant
occupation layer.
In all, four features, each involving the use of fire in some way, were uncovered
on the Couche V surface. These differ in terms of form, content, and size. Around and
within the features, 506 retouched chert artifacts were scattered (over half of them
burins) along with thousands of by-products from lithic reduction. Bone refuse was also
abundant on the Couche V surface but is not considered here.
Features
The spatial distribution of the Couche V features will be considered later, but their
formal characteristics are as follows. Feature 1 is the most extensive, with a diameter of
nearly 1.5 m. It is lined with rocks comprising both igneous cobbles, mostly of quartzite
(probably derived from the Dordogne River below) and limestone plaquettes weathered
from the shelter walls. Feature 1 fill includes tiny carbonized bone fragments mixed
with the sediment matrix, larger burnt and unburnt bone fragments, and lithic debris
including retouched tools (some burnt after retouching). Following Leroi-Gourhan
(1972) this feature is interpreted as a focaZ hearth for Couche V because of its size,
richness, and content diversity.
Feature 2 is a concentration of burnt limestone rocks c. 0.5m in diameter. Large
quantities of tiny burnt bone fragments are incorporated in the feature matrix. Feature
2 lacks other artifactual material. Its interpretation is problematic and is here
descriptively designated a burnt limestone platform.
Feature 3 is similar in size to Feature 2. However, the contents are dilferent. Both burnt
limestone and cobbles are present in Feature 3; limestone plaquettes are the more
numerous component. The feature fill includes quantities of bone and lithic debris, but
little of this is burnt. Just to the west of the feature, a large rock and a second somewhat
smaller stone serve to bound the deposit. Again, interpretation is problematic. Feature 3
is herein designated a filled rock circle.
Feature 4 is the smallest in Couche V (c. 0.3 m in diameter). In content, this feature is
the opposite of Feature 3, comprising cobbles and plaquettes with quartzite cobbles the
dominant element. Feature 4 fill includes few artifacts, and these are mostly bone
fragments. No burnt or carbonized material is present in the sediment matrix. Feature
4 is here described as an empty rock circle.
Artifacts
Artifacts recovered from Couche V are numerous and diverse. The over 500 retouched
pieces classified into the traditional tool typology compose a classic Upper
Perigordian assemblage (Rigaud, 1982). The diverse Upper Palaeolithic tool types
represented in the assemblage (Sonneville-Bordes & Perrot, 1954) are here subsumed
under general classes that stress the location of retouch on the tool blank. These general
categories (for example, endscrapers and burins) probably represent broad functional
units since they are (1) ubiquitous in Upper Palaeolithic assemblages through time, (2)
are distinct in their modes of production, and (3) may contain chronological variants
within a class but not between the classes. Six categories of retouched stone tool are
defined for the studies that follow. Table 1 presents the classes, the traditional type
numbers incorporated in each class. and the number of specimens collected from
Couche V.
PATTERN AND CONTEXT IN SPATIAL ARCHAEOLOGY 411
Table I. Artifact classes used for spatial analysis of Couche V. Listed are the
traditional type numbers included in each class, the number of artifacts in a class,
and the percentage of the total assemblage made up of each (N = 506). Repeated
type numbers are compound tools; these were treated as several looIs according to
the classes represented on a piece
percentage of total
Class Types N assemblage
Having described two data sets present in Le Flageolet I Couche V, contextual analysis
can proceed. As was outlined above, spatial relations among artifacts will be analyzed
first, then relations among the four features will be examined. Finally, relations between
the two element sets will be investigated.
0.25+. . .
234567 8 3 IO II 12 13 14 5
No. of clusters
Inflections in the log(%SSE) curve indicate optimal clustering solutions for the
distributions under analysis (ibid. 45). For Couche V, several optimal solutions are
indicated, e.g. at two, nine and 11 clusters. One optimal solution, a nine cluster
configuration, will be used in this analysis of contextual effects. Other optimal solutions
might also be employed. Using the centroids and RMS measures produced with the nine
cluster solution, a map of the resulting pattern can be produced (Figure 4) and the
number of artifacts of each class can be counted for each cluster (Table 2).
The nine cluster k-means solution provides one set of spatial units for association
studies. The co-occurrence of artifact classes within the cluster pattern is assessed using
Kendalls tuu-B statistic, a nonparametric measure of correlation (e.g. Blalock, 1972:
41g-421). T&B is computed from the data in Table 2 by converting raw counts for each
artifact class in a cluster to their within-class rank values. For example, Cluster 1 has the
highest within-class count for both burins (N = 47) and truncated pieces (N = 6); both
classesreceive rank values of 1 in Cluster 1. Ranks are assigned by class, since this over-
comes varying absolute abundances among artifact classes (Simek & Larick, 1983). To
preclude variable autocorrelation produced by conversion to other measures, like
percentages, ranking is carried out on the raw counts (cf. Speth & Johnson, 1976).
Tau-B is particularly useful in situations, such as the present one, where there are tied
class ranks among clusters (Blalock, lot cit.). Correlations are computed between
artifact classes because it is interclass association specifically that is of concern here.
Table 3 shows the matrix of correlation statistics obtained among the six Couche V
artifact classes. Only two positive correlation coefficients are significant at the 0.05 level,
with the highest value between notched and miscellaneous retouched pieces. Burins and
notched pieces are also correlated, but their coefficient is of lesser magnitude than for
PATTERN AND CONTEXT IN SPATIAL ARCHAEOLOGY 413
Table 2. Matrix of artifact class frequencies for Couche V nine cluster K-means
solution
Cluster number
Class 1 2 3 4 5 6 7 8 9
Endscrapers 3 5 I 5 3 2 9 2 1
Burins 41 26 38 45 22 20 14 24 20
Truncations 6 14 2 3 4 3 2 3
Retouched 4 6 15 14 5 9 2
Notches 2 5 6 6 I o 3 4 2
Bladelets 5 4 0 4 12 2 3 3 3
Total 61 41 62 61 42 32 37 44 31
notched and retouched pieces. This correlation table is analogous to the model tables for
interclass relations illustrated in Figure 1.
In summary, nine clusters or concentrations of material scattered over the Couche V
surface compose one optimal pattern solution. Within this pattern of material
accumulations, three artifact classes have significant spatial associations. Notched
pieces and miscellaneous retouched pieces have the strongest correlation, but notches
and burins are also associated within the cluster pattern.
Results like these are the usual products of intrasite spatial analysis in archaeology.
414 J. F. SIMEK
Endscrapen:
Burim - o-1494
Truncations -0.0318 0~0000
Retouched 0.0606 0.0870 -0.2772 -
Notches 0.3638 04348 - 0.4004 m
Bladelets -0.2188 0.2689 -0.2540 - 0.3638 PO.1213
The artifact pattern has been characterized and co-occurring sets of artifact classes have
been identified. But are these sets tool kits in the sense of independent associations
among object classes? Or might the observed associations relate to contextual
constraints imposed by features? To answer these questions, we must go beyond this
normally final stage of analysis.
Feature 1 2 3 4
1. (Focal hearth)
2. (Burnt limestone platform) 2.5821 -
3. (Filled rock circle) 3.7011 1.1327
4. (Empty rock circle) 52839 2.7209 1.7059 ~
this presumptive bias, the technical problem of assessing contextual effects between
element sets has been ignored.
As was stated earlier, one possible approach to examining associations between
element sets involves comparing observed relations to random ones. In such an
approach, a relevant random pattern is required. Monte Carlo simulation can be used
to model random distributions for such comparison (Aldenderfer, 1981). Monte Carlo
is, in a practical sense, the simplest simulation procedure, but it has had little application
in archaeology despite its obvious utility in certain problem situations (see Kintigh,
1984). The goal of the simulation is to determine, based on series of sampling trials from
a random probability model, the parameters of a random distribution of specific form.
The Monte Carlo method is preferred here because, as will be seen, it allows aggregate
measures for random populations to be generated that are directly comparable to the
data at hand and controls for the possible stochastic production of random but atypical
distributions.
416 J. F. SIMEK
The procedure
The Monte Carlo simulations used here involved the generation of 50 random point
distributions for each artifact class size (e.g. 50 scatters of 43 points, corresponding to the
number of endscrapers), within a simulation frame analogous to the Couche .V surface.
Fur each random pattern, the mean distance is calculated between all points and
stipulated locations corresponding to the centers of the four features. The average mean
for all 50 runs, along with the S.D. among means, is then determined. These means-of-
means are the basic data for comparisons with observed artifact-to-feature distances.
Means-of-means are useful values because they are parametric and normally
distributed (Blalock, 1972: 180-184). These characteristics allow simple and robust
statistical tests to be used in comparing the random patterns with the observed relations
between artifacts and features.
I will use the Students t-test to test the hypothesis that the random and observed mean
distance values are the same. In these tests, the variance around both means must be
known. As was stated above, the variance within random patterns of different numbers
of points decreases as the number of points increases. Figure 6 shows the S.D. of values
around the simulated mean for each of the four feature locations in relation to the
number of points in the scatter. In all four cases, clear, dependent relations are evident.
Correlations between standard deviations and sample size in all cases exceed -0.96
(P<0401).
L 2
Feature
Class 1 2 3 4
Bladelets I I
Endscrapers i ::
Truncations :: i
Burins + :: ::
Notches + + :: I
Retouched + + / -
The tests
Monte Carlo simulation runs and r-tests were carried out for each of the six Couche V
artifact classes. The resulting t-values and associated degrees of freedom for all tests are
presented in Table 5. Table 6 simplifies these data in a sorted matrix showing the kind and
direction of relation between each artifact class and each feature. This table is analogous
to the model artifact-feature relation tables presented in Figure 1.
Of the six artifact classes analyzed, three have no significant relation with any feature.
These are endscrapers, bladelets, and truncated pieces. Their lack of association with
features parrallels their lack of interclass association over the surface. These classes
conform to the independently structured distributions presented in Figure la. Three
artifact classes have spatial associations with features : burins, notches, and retouched
pieces. These classes also have associations with each other. The strongest interclass
418 J. F. SIMEK
association is between retouched and notched pieces. These two classes are associated
with Features 1 and 2. Moreover, retouched pieces are segregated from Feature 4. In
light of the feature pattern, this suggests compaction of this class towards one end of the
feature line. Burins and notches are both associated with Feature 1. These two classes
are also correlated over the cluster pattern. In short, for burins, notches, and retouched
pieces, interclass associations are isomorphic with artifact class-feature associations.
This situation conforms to conditions modelled in Figure Id and represents contextual
constraint.
To summarize these analyses, the spatial associations among artifact classes present
on the Couche V surface may not be independent of feature locations. Based on previous
discussion, we cannot tell if interclass associations represent co-occurring sets of artifacts
or the association of individual classes of artifacts with certain features. Thus, activity
interpretations are unwarranted.
traditional analytic goals. I must counter that more detailed interpretation is clearly
unwarranted. It should be stressed that the actual techniques used in this study are first
attempts at solving the problem and certainly require refinement or replacement. If,
however, the research discussed here stimulates further work on contextual integration
in spatial archaeology, then it will have achieved its ultimate goal.
Acknowledgements
I would like to thank J.-Ph. Rigaud for access to the superb data from Le Flageolet
and for his help and guidance over the years. R. R. Larick ran the k-means program at
SUNY-Binghamton. A. J. Ammerman, R. C. Dunnell, and D. K. Grayson read and
commented on previous drafts of this paper. I also thank K. W. Kintigh and an
anonymous reviewer for the Journal of Archaeological Science who contributed helpful
observations on the submitted manuscript. All results are, of course, own responsibility.
Research funds were generously provided by the L. S. B. Leakey Foundation.
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