Professional Documents
Culture Documents
Course Objectives:
In the 40 years following World War II, the study of security assumed a divide between international
relations (the politics between states) and domestic politics (the politics within states) and gradually
became separated from studies of economics. International or national security largely centered on two
different enterprises: (1) exploring the likelihood of conflict between states in different systems and
scenarios (when does conflict occur) and (2) examining the causes and consequences for actors of
pursuing different strategies (what determines which strategy states will choose and what are the
consequences for security – i.e., war, conquest, security gain, security loss, etc. – of different choices).
Since the end of the Cold War debates about the meaning of security and the prevalence of intra-state
conflict have led many to question usefulness of the assumed difference between international and
domestic politics, and between security and economics. Also studies of conflict have increasingly
focused on a variety of variables, some of which cannot be classified as international at all (thus the new
title for the course). This course will examine the way scholars have addressed security in world politics
over time. Part of this examination will look at the historical unfolding of debates, but the course is
constructed analytically so as to encourage an exploration of different types of questions. (Which
questions prove most fruitful, why do some seem to be misleading or result in dead ends? What are the
tradeoffs of addressing different questions?) The reading list also includes a variety of research strategies
and methods so as to encourage attention to different of strategies for research and the costs and benefits
of these choices. My hope is that we will all learn about both the substance of debates in security studies
and about how to frame productive questions and research strategies in the study of politics and violence.
Requirements:
Each student will be required to write three short (three to five page) papers and present their arguments
in class. These papers are to be based on the questions passed out in class (though students are welcome
to write on something different if they clear it with me ahead of time). A longer (ten to fifteen page)
paper will be the final assignment – questions for this assignment will be available two-three weeks
before the end of the semester. Students can select one of these or clear their own topic with me.
Students are also expected to have read the assigned reading and be prepared to participate actively in
class.
Grading:
Class participation 20%
Short papers 55% (15% for the first and 20% for each additional)
Final exam 25%
Reading:
It’s a lot, sorry. The following books are available at the bookstore (or, if you prefer, Borders,
amazon.com, etc.). All other required readings are available either on line (via Prometheus, JSTOR or
other on line databases) or in hard copy on the back of my door (those in hard copy are to be copied or
read and returned within 2 hours, please). You are on your own for the recommended reading – though
much of it is available on line via JSTOR.
Emanuel Adler and Michael Barnett, Security Communities (Cambridge: Cambridge University Press,
1998)
Michael Brown, et. al. Debating the Democratic Peace (Cambridge: MTI Press, 1996)
Yuen Foong Khong, Analogies at War (Princeton: Princeton University Press 1992)
Michael Hardt and Antonio Negri, Empire (Cambridge: Harvard University Press, 2000)
Bruce Hoffman, Inside Terrorism (New York: Columbia University Press, 1999)
Stephen Krasner, Sovereignty: Organized Hypocrisy (Princeton: Princeton University Press, 1999)
David Lake and Robert Powell, Strategic Choice in International Relations (Princeton: Princeton
University Press 1999)
Jonathan Mercer, Reputation and International Politics (Ithaca: Cornell University Press, 1996)
Barry Posen, The Sources of Military Doctrine: Britain, France and Germany Between the Wars (Ithaca:
Cornell University Press, 1984)
Scott Sagan and Kenneth Waltz, The Spread of Nuclear Weapons (New York: W.W. Norton, 1997)
Thomas Schelling, Arms and Influence (New Haven; Yale University Press 1967)
Hendrik Spruyt, The Sovereign State and Its Competitors (Princeton: Princeton University Press, 1994).
Carl von Clausewitz, On War, Michael Howard and Peter Paret Eds., (Princeton: Princeton University
Press, 1989).
Martin van Creveld, The Transformation of War (New York: Free Press, 1991)
Barbara Walter and Jack Snyder, eds., Civil Wars, Insecurity, and Intervention (New York: Columbia
University Press, 1999.)
Kenneth Waltz, Theory of International Politics (New York: McGraw Hill, 1979)
Weekly Assignments:
9/5 Introduction – where we began, the levels of analysis and the causes of war
(If you have never read Kenneth Waltz, Man, the State and War, you should)
Recommended:
T. Hopf, “The Promise of Constructivism in International Relations Theory,” International Security 23:1
(summer 1998)
Nicholas Onuf, Worlds of Our Making: rules and rule in Social Theory and International Relations
(Columbia, SC: University of South Carolina Press, 1989)
Rodney Bruce Hall, National Collective Identity (New York: Columbia University Press, 1999)
Christian Reus-Smit, “The Constitutional Structure of International Society and the Nature of
Fundamental Institutions” International Organization Vol. 51, No. 4 (autumn 1997): 555-89
State Actors and Security
10/10 Does the Organization of Actors Matter (and for what)? The Sovereign State and Its
Consequences
J. Ruggie, “Continuity and Transformation in the World Policy,” in R. Keohane, ed. Neorealism
and Its Critics (New York: Columbia University Press, 1986)
H. Spruyt, The Sovereign State and Its Competitors (Princeton: Princeton University Press,
1994), parts I, III, and IV or H. Spruyt, “Institutional Selection in International Relations,” IO
Vol. 48, No. 4 (autumn 1994)
C. Tilly, “War Making and State Making as Organized Crime,” in Evans et. al. Bringing the State
Back in (Cambridge: Cambridge University Press 1985)
D. Philpott, “The Religious Roots of Modern International Relations,” World Politics 52:2
(January 2000)
S. Krasner, Sovereignty: Organized Hypocrisy (Princeton: Princeton University Press, 1999)
S. Barkin and B. Cronin, “Changing Norms and the Rules of Sovereignty,” IO 48:1 (winter 1994)
J. Capraso, “Changes in the Westphalian Order: Territory, Public Authority and Sovereignty, in
International Studies Review special issue, 2000
Recommended:
Janice Thomson, Mercenaries, Pirates and Sovereigns (Princeton: Princeton University Press, 1994)
Janice Thomson, “State Sovereignty in International Relations: Bridging the Gap between Theory and
Empirical Research,” International Studies Quarterly Vol. 39, No. 2 (June 1995): 213-233
Other contributors to International Studies Review special issue, 2000
.
10/17 Does the type of government matter for conflict? A Democratic Peace?
M. Brown, Debating the Democratic Peace (Boston: MIT Press, 1996)
K. Schultz, “Do Democratic Institutions Constrain or Inform?” IO 53:2 (spring 1999)
Edward Mansfield and Jack Snyder, “Democratic Transitions, Institutional Strength and War,”
International Organization Vol. 56, No. 2 (spring 2002)
J. Fearon, “Domestic Political Audiences and the Escalation of International Disputes,” APSR
88:3 (September 1994)
K. S. Gleditsch and M. Ward, “War and Peace in Space and Time: The Role of Democratization,”
International Studies Quarterly 44:1 (March 2000)
Recommended:
E. A. Henderson, “The Democratic Peace Through the Lens of Culture, 1820-1989,” ISQ 42:3
(September 1998)
J Oneal and B. Russett, “The Classic Liberals were Right: Democracy, Interdependence and Conflict,
1950-1985,” ISQ Vol 41, No. 2 (June 1997)
Tarak Barkawi and Mark Laffey, Democracy, Liberalism and War (Boulder, CO: Lynne Rienner, 2001)
10/31 Sources and Consequences of Strategy II: Politics, Culture and Psychology
Politics
D. Avant, “The Institutional Sources of Military Doctrine: Hegemons in Peripheral Wars,” ISQ
(1993) or D. Avant, “From Mercenary to Citizen Armies: Explaining Change in the Practice of
War,” IO 54:1 (winter 2000)
D. Lake and R. Powell, Strategic Choice in International Relations, Chs 1, 2, 4, 5, 7
Culture and Identity
E. Kier in P. Katzenstein, The Culture of National Security
T. Berger in P. Katzenstein, The Culture of National Security
A. Johnston in P. Katzenstein, The Culture of National Security
M. Desch, “Culture Clash: Assessing the Importance of Ideas in Security Studies,” International
Security 23 (Summer, 1998)
Psychology
J Mercer, Reputation and International Politics, (Ithaca: Cornell University Press, 1996), Chs. 2, 6
(3, 4 or 5 recommended)
Yuen Foong Khong, Analogies at War (Princeton: Princeton University Press, 1992), parts I and
III
Recommended:
J. Goldgeier and P. Tetlock, “Psychology and International Relations Theory,” Annual Review of
Political Science, 2001
J. Legro, "Which Norms Matter? Revisiting the ‘Failure’ of Internationalism." International Organization
Vol. 51 (1997), pp. 31-64
11/7
Clausewitz, On War, ed and trans by Michael Howard and Peter Paret, (Princeton: Princeton
University Press, 1976), Books I and II
Van Creveld, The Transformation of War, (New York: Free Press, 1991), Chs 1, 2, 5, 6, 7
Christopher Gacek, The Logic of Force, (New York: Columbia University Press, 1994), Chs. 1, 8
Ivan Arrequin-Toft, “How the Weak Win Wars: A Theory of Asymmetric Conflict,” International
Security Vol. 26, No. 1 (summer 2001)
Recommended:
Barbara Ehrenreich, Blood Rites: Origins and History of the Passions of War (New York: Metropolitan
Books, 1997)
Sun Tzu, The Art of Warfare Roger Ames, trans. (New York: Ballantine, 1993)
Peter Paret, ed., Makers of Modern Strategy: From Machiavelli to the Nuclear Age (Princeton: Princeton
University Press, 1986)
John Keegan, A History of Warfare
A. Mack, “Why Big Nations Lose Small Wars: The Politics of Asymmetric Conflict,” World Politics Vol.
27, No. 2 (January 1975)
Mark Trachtenberg, History and Strategy (Princeton: Princeton University Press, 1991)
12/5 Another State? Unipolarity, Empire, Global State, New Feudal Order?
Michael Hardt and Antonio Negri, Empire (Cambridge: Harvard University Press, 2000)
David Held, Anthony McGrew, David Goldblatt and Jonathan Perraton, Global Transformations:
Politics, Economics, Culture (Stanford: Stanford University Press, 1999), pp. 1-30; 87-147; 414-
444
Tarak Barkawi and Mark Laffey, “The Imperial Peace: Democracy, Force and Globalization,”
European Journal of International Relations Vol. 5, No. 4 (December 1999)
Recommended:
Kenneth Waltz, “The Emerging Structure of International Politics,” International Security Vol. 18, No. 2
(fall 1993): 44-79
William Wohlforth, “The Stability of a Unipolar World,” International Security Vol. 24, No. 1 (summer,
1999)
Christopher Layne, The Unipolar Illusion: Why New Great Powers will Rise,” International Security Vol.
17, No. 4 (spring 1993)
G. John Ikenberry, “Institutions, Strategic Restraint, and the Persistence of American Power,”
International Security Vol. 23, No. 3 (winter 1998/99)
John Ruggie, “UN Forces: whither or whether?” in John Ruggie, Constructing the World Polity (New
York: Routledge, 1998)
Feminist Theory:
Jean Bethke Elshtain, “Realism, Just War and Feminism in the Nuclear Age,” Political Theory 13:1
(February 1985)
Carol Cohn, “Sex and Death in the Rational World of Defense Intellectuals,” Signs (summer 1986)
Cynthia Enloe, Bananas, Beaches and Bases (Berkeley: UC Press, 1989)
Jean Bethke Elshtain, Women and War (Brighton: Harvestor, 1987)
Christine Sylvestor, Feminist Theory and International Relations Theory in a Postmodern Era
(Cambridge: Cambridge University Press, 1994)
War:
Jack Levy, “Theories of General War,” World Politics Vol. 37, No. 6 (April 1985)
S. Van Evera, The Causes of War (Ithaca: Cornell Univeristy Press, 1999)
Quincy Wright, A Study of War (Chicago: University of Chicago Press, 1966)
Michael Howard, The Causes of War (London: Temple Smith 1983)
Robert Jervis, Perception and Misperception in International Politics (Princeton: Princeton University
Press, 1976)
Fred Ilke, Every War Must End (New York: Columbia University Press, 1991).
H. Goemans, War and Punishment: the Cause of War Termination and the First World War (Princeton:
Princeton University Press, 2000)
Alliances:
Hans Morgenthau, “Alliances in Theory and Practice,” In Arnold Wolfers, ed., Alliance Policy in the
Cold War (Baltimore: Johns Hopkins University Press, 1959)
Mancur Olson and Richard Zeckhauser, “An Economic Theory of Alliances,” Review of Economics and
Statistics (August 1966)
Richard Neustadt, Alliance Politics (New York: Columbia University Press, 1970)
Stephen Walt, The Origin of Alliances (Ithaca: Cornell University Press, 1987)
Glenn Snyder, “Alliances, Balances and Stability,” IO Vol. 45, No. 1 (winter 1991)
James Morrow, “Arms Versus Allies,” IO Vol. 47, NO. 2 (spring 1993)
Civil-Military Relations:
Samuel Huntington, The Soldier and the State (Harvard: Harvard University Press, 1957)
Morris Janowitz, The Professional Soldier (New York: Free Press, 1960)
Amos Perlmutter, The Military and Politics in Modern Times (New Haven: Yale University Press, 1977)
Peter Feaver and Richard Kohn, Soldiers and Civilians (Cambridge: MIT Press, 2001)
Deborah Avant, “Conflicting Indicators of Crisis in American Civil-Military Relations,” Armed Forces
and Society Vol. 24, No. 3 (spring 1998)
Michael Desch, Civilian Control of the Military (Baltimore: Johns Hopkins University Press, 1999)
Defense Economics:
Keith Krause, Arms and the State: Patterns of Military Production and Trade (Cambridge: Cambridge
University Press, 1992)
Herbert Wulf, Arms Industry Limited (Oxford: Oxford University Press, 1993)
Ann R. Markusen and Sean S. Costigan, eds., Arming the Future: A Defense Industry for the 21st Century
(New York: Council on Foreign Relations Press, 1999)
Lora Lumpe, Running Guns: The Global Black Market in Small Arms, (New York: Zed, 2000)