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Task-shifting challenges for provision of


skilled birth attendance: A qualitative
exploration

Article in International Health August 2014


DOI: 10.1093/inthealth/ihu048

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International Health Advance Access published August 4, 2014

Int Health
doi:10.1093/inthealth/ihu048

ORIGINAL ARTICLE
Task-shifting challenges for provision of skilled birth attendance:
a qualitative exploration
Nomita Chandhioka,*, Neelam Joglekarb, Aparna Shrotric, Panna Choudhuryd, Nayanjeet Chaudhurye,1
and Shalini Singha

a
Division of Reproductive and Child Health, Indian Council of Medical Research, P.O. Box No. 4911, Ansari Nagar, New Delhi 110029, India;
b
Consultant, Qualitative Data Analyst, Pune 411030, Maharashtra, India; cConsultant, Obstetrics and Gynecology, Pune 411004,
Maharashtra, India; dConsultant, Pediatrics, New Delhi 110023, India; eAsian Institute of Public Health, Bhubaneswar 751002, Orissa, India
1
Present address: Director, Research, Population Services International, C-445, Chittaranjan Park, New Delhi 110019, India.

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*Corresponding author: Tel: +91 11 26589493; Fax: +91 11 2658 8755; E-mail: n_chandhiok@hotmail.com

Received 24 February 2014; revised 6 June 2014; accepted 9 June 2014

Background: Shortage of skilled birth attendants (SBA) is one of the determinants of maternal mortality in India.
To combat this shortage, innovative task-shifting strategies to engage providers of the Indian system of medicine
(Ayurveda and Homeopathy), called AYUSH practitioners (AP), to provide SBA services is being implemented.
Methods: Engagement of APs for SBA service provision was assessed in 3 states of India (Maharashtra, Rajasthan
and Odisha) through 73 in-depth interviews (37 with APs and 36 with programme managers). The interviews
explored the providers SBA training experience, barriers for SBA service provision, workplace and community ac-
ceptance, and the perspective of programme managers on the competence and quality of SBA services provided.
Results: SBA training led to skill enhancement with adoption of appropriate maternal and newborn care prac-
tices. A dedicated trainer, more hands-on practice, and strengthening training on newborn care practices and
management of complications emerged as the training needs. Conditional involvement in SBA-related work, a
discriminatory attitude at the workplace and lack of legal/regulatory authorisation were identified as barriers
to the inclusion of APs in SBA service provision.
Conclusion: Quality skill enhancement measures, an enabling work environment, a systematic task-shifting
process, role definition, supportive supervision and credentialing could be key for the integration of APs and
their acceptance in the health system.

Keywords: Credentialing, Integration, Skilled birth attendant, Supportive supervision, Task shifting

Introduction women and newborns.6 However, a shortage in health providers,


especially in rural areas, impedes this effort.7 In India, 52.7% of
Institutional delivery with skilled birth attendance is the corner- births are attended by a SBA, with this proportion being lower in
stone of Indias efforts to reduce maternal and infant mortality rural areas (43.6%).8 With current fertility rates, national births
and to achieve its National and Millennium Development Goals.1 that are not attended by a skilled health worker are expected to
In India, an inverse relationship between distribution of trained reach 69 million between 2011 and 2015,9 with an estimated
birth attendants and maternal mortality ratios has been demon- workforce shortage of 25 620 to attain 90% skilled birth attend-
strated.2 The National Rural Health Mission (NRHM) was launched ance by 2015. The WHO recommends closing existing gaps in
in 2005 and introduced new schemes such as the Janani Suraksha health coverage and improving maternal and newborn health
Yojana that incentivise institutional delivery along with free refer- outcomes by active human resource policy interventions in coun-
ral linkages.3 This has led to an overall increase in facility-based tries facing a shortage of human resources.10 One of the key inter-
deliveries from 41%4 to 60.5%.5 Concomitant to the thrust on ventions could be optimising the potential of the existing health
institutional deliveries was the need to equip institutions with workforce by effective task shifting for improving access and
skilled birth attendants (SBA) trained in skills to manage normal cost effectiveness within health systems.
pregnancy, delivery and postnatal care, and to identify, manage India has the advantage of having a large number of doctors
or refer presenting complications in pregnant or postpartum of the traditional Indian system of medicine11 belonging to

# The Author 2014. Published by Oxford University Press on behalf of Royal Society of Tropical Medicine and Hygiene. All rights reserved.
For permissions, please e-mail: journals.permissions@oup.com.

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Ayurveda, Yoga, Unani, Siddha and Homoeopathy and collectively Data collection was initiated in 2011 after obtaining necessary
termed AYUSH, who have a major presence and good acceptabil- technical and ethical approvals. Trained consultants who were
ity in rural areas. The Ayurveda and Homeopathy stream of medi- experienced medical professionals in the field of maternal and child
cine has a well-defined graduate course and clinical training that health carried out the data collection. The qualitative component of
is equivalent in duration to that of the MBBS degree.12 The curric- the study comprised in-depth interviews with programme man-
ulum includes the theory of basic obstetrics and gynaecology, agers (n36) and APs (n37), selected purposively. APs selected
including the conduct of normal labour and related activities. were those who had received SBA training and were conducting de-
Innovative strategies of task shifting are being explored to meet liveries at peripheral heath centres. The programme mangers
the shortfall of SBAs and, in line with WHO recommendations, included SBA trainers (6), state-level supervisors (5), district-level
the lack of available manpower could be combated by meaningful supervisors (20) and medical officers who were in-charge of health
phased integration of providers from Indian systems of medicines, facilities (4). Results from the in-depth interviews are presented in
i.e., AYUSH practitioners (AP), with those of the modern system of this manuscript. An in-depth interview guide was used to conduct
medicine. Mainstreaming and task shifting of APs is recommended the interviews. The guide included four themes: roles and responsi-
to fill the gap of shortage of skilled and qualified health workers by bilities; capacity building; challenges and barriers to provide SBA
Indian public health professionals and researchers.13 Under the services; and acceptance by community and colleagues. The
initiative of the NRHM, 11 478 AYUSH doctors and 4894 AYUSH guide was developed through a consultative process that included
paramedics have been appointed on a contract basis at peripheral the study investigators, policy-makers and study consultants. The

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health centres throughout India.14 In many states, APs are being guides were pilot tested in the field. The pilot interviews were used
provided competency-based SBA/BEmOC (basic emergency obstet- to modify and finalise the interview guides. After obtaining neces-
ric care) training similar to that provided to practitioners of the sary informed consent from the potential respondents, the inter-
modern system of medicine so that they can conduct deliveries views were conducted in a confidential environment and in the
in centres crippled with a shortage of regular staff. local language. They were tape-recorded, transcribed and trans-
To facilitate smooth mainstreaming of APs, the process needs lated by the study consultants. The interviews were entered into
to be evaluated and barriers need to be minimised. We conducted Microsoft Word (Microsoft Corp., Redmond, WA, USA) and data ana-
a mixed methods study with a hypothesis that APs, specifically lysis was carried out by a consultant behavioural scientist, trained
those belonging to the Ayurveda and Homeopathy stream of and experienced in community health research. Data analysis
medicine, can effectively provide SBA services under the Repro- was done using QSR N6 software (QSR International, Melbourne,
ductive and Child Health Programme of the Government of Australia) for qualitative data analysis. The Microsoft Word files
India. As part of this study, from the qualitative data collected, were converted into text files and transferred to the software.
we also assessed the barriers/challenges faced by APs providing The primary objective of the present analysis was to identify the
SBA services in the public health sector in selected states as barriers/challenges to engagement of APs in providing SBA services.
well as their training needs. This paper presents the results on The interviews were read repeatedly to generate the inductive
the barriers/challenges to successful implementation of task codes. These primary codes were then pooled together into
shifting and would be helpful to policy-makers for strategising broader categories, namely roles and responsibilities of APs, acquir-
capacity building of APs and identifying opportunities for providing ing new skills by the APs, use of the skills, benefits and barriers/chal-
an enabling environment. lenges for application of SBA skills, and suggestions for improved
integration of APs. Codes on views and perceptions of programme
managers regarding the capability of APs to provide SBA services
and their integration in SBA service provision were also generated
Materials and methods
from the data. The coding scheme was finalised through a con-
The Indian Council of Medical Research (ICMR) carried out a multi- sultative process with study investigators and consultants involved
site mixed-methods study in two districts each of three states in data collection. The codes were created in the software. The
(Maharashtra, Rajasthan and Odisha) in India. The districts were textual data obtained from the interviews were put under appropri-
selected purposively after discussion with the state health author- ate codes. The data compiled under different codes from interviews
ities and were those where maximum numbers of APs were SBA with APs and programme managers were read and compared to
trained, deployed at primary healthcare settings and conducting establish triangulation within the two categories of the respon-
deliveries. As one of the objectives of the study was to observe dents. SBA training gaps and needs were identified from the data
the intrapartum care provided by APs, five to six health facilities, coded into skill enhancement and application of the SBA skills
with the highest number of deliveries conducted by APs in the and the roles and responsibilities of APs at the health facilities.
last 3 months, were selected purposively from each district by The data on views and perceptions was interpreted to arrive at
an ICMR core committee. barriers/challenges for successful integration of APs in SBA service
The state NRHM and the district health authorities facilitated delivery. The recommendations for better integration using an
implementation of the study. Prior to initiation of the study, a effective task-shifting mechanism were drawn from this analysis.
project sensitisation meeting was organised in the state capital,
and state- and district-level AYUSH and health officials were
Results
invited to attend. They were informed about the significance of
the project, its procedure and outcome. Their support was A total of 73 interviews (37 APs and 36 programme managers)
requested for the smooth conduct of the study along with neces- were conducted in the three states. Data from 71 interviews are
sary directions to the district AYUSH/health officials to co-operate presented here as 2 interviews could not be processed because
and participate in the study. of technical difficulties in data transcription.

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Study settings Factors affecting integration of AYUSH practitioners


The three states, besides being situated in geographically diverse in skilled birth attendance services
parts of the country (North, Rajasthan; East, Odisha; West, Maha- SBA training is an important step to prepare and empower APs
rashtra) also differed when key health indicators such as total fer- for integration in SBA services. We analysed how the training
tility rate, infant mortality rate and maternal mortality ratio were helped APs to empower themselves to provide appropriate SBA
considered. Maharashtra is a better performing state, with levels services. During this process, we assessed the reports of APs on
of these indicators being much lower than the national average. their integration into the system, their perception of how the com-
Both Rajasthan and Odisha are socio-economically disadvan- munity accepts them as a provider, whether the health facilities
taged states, referred to as empowered action group states, and provide them an enabling environment and what are the barriers
levels of health indicators in both the states are higher than the for SBA service provision. The emerging themes were 1. SBA skill
national average.15 The strategy of deployment of Ayurvedic and enhancement, 2. application of SBA skills, 3. acceptance by the
Homeopathic practitioners for the delivery of primary healthcare community, 4. work environment and 5. legal/regulatory sanc-
has been in place in Rajasthan and Odisha for only 3 years but tion. The challenges for effective task shifting of SBA services to
for over a decade in Maharashtra. Under the NRHM, 426, 1042 APs also emerged from the data. In addition, through analysis
and 1283 APs have been appointed in Maharashtra, Rajasthan of views and perspectives of health programme managers, we
and Odisha, respectively.16 APs are posted at First Referral Units, assessed whether inclusion of APs would, on the whole, help

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community health centres (CHC) and primary health centres the system to improve SBA service provision.
(PHC) in Rajasthan and Odisha, but only at PHCs in Maharashtra.
While in Maharashtra only Ayurvedics are posted, in the other
states Homeopathic doctors are also posted. Under the NRHM, Skilled birth attendant skill enhancement
APs in Rajasthan and Odisha are given 21 days of SBA training, Skilled birth attendant training. Table 2 delineates the experi-
whereas in Maharashtra APs receive 14 days training in BEmOC. ences of APs pertaining to SBA training. The training provided
them an opportunity to independently conduct deliveries, which
enhanced their confidence. One-quarter (9/36) of the APs
Description of respondents reported that they gained knowledge about the latest SBA guide-
Table 1 describes the respondents designation and their state- lines on appropriate practices that they were unaware of prior to
wise distribution. the training. These included administration of allopathic drugs
for management of labour, newborn care practices and use of
various equipment. They also reported acquiring an important
skill of decision-making for timely referral of cases, which can
Table 1. State-wise distribution of respondents have a positive impact on preventing maternal and neonatal
mortality.
Category Rajasthan Maharashtra Odisha
All programme managers in a supervisory role (Reproductive
and Child Health [RCH] Officer, Block Medical Officers, Chief
Programme mangers (n36) 17 13 6 District Medical Officer, SBA trainers, Medical Officer In-charge of
State-level programme 1 4 0 health facility) opined that APs were more competent than
managers other nursing and paramedical staff such as Auxiliary Nurse Mid-
District-level AYUSH 3 0 0 wives (ANM). Some concerns expressed were limitations regarding
directors/officers theoretical knowledge and management of complications. A
RCH Officer/District Health 1 4 0 block-level supervisor from Rajasthan said, (R/SE/DIST2/2)_ they
Officer are competent. They can conduct normal deliveries independently
SBA Master trainers 2 2 2 but for complicated deliveries, they need assistance. They have
Chief Medical Officer/Block 5 3 4 good knowledge after the SBA training. The SBA trainers in Maha-
Medical Officer rashtra were of the view that the competency of APs was compar-
Medical Officer-In-Charge 4 0 0 able with that of medical doctors. In Odisha, the master trainer
of PHC/CHC expressed that the training of APs was a good attempt to fill the
Not available 1 0 0
existing gap in manpower for SBAs in their state.
AYUSH practitioners (n37) 15 12 10
Ayurvedic 10 12 2 Training gaps and needs. Almost one-half of the APs (15/36)
Homeopathic 5 0 8 reported dissatisfaction with the training, mainly because of
Mean age of AYUSH 33.4 45.7 32.3 unavailability of a dedicated trainer, lack of sufficient cases for
practitioners (years) honing their skills, and inadequate training material. Table 3
Mean experience in 1.5 15 3 includes views expressed by APs on training needs and gaps. An
SBA-related services (years) AP appreciated the inadequacy of training after starting SBA
service provision. He said, (O/AP/ DIST1/4) when we took the train-
AYUSH: Ayurveda, Yoga, Unani, Siddha and Homoeopathy; CHC: ing, we didnt know much. After the training when we start prac-
community health centre; PHC: primary health centre; RCH: ticing, we realized that the training was not enough. We need
Reproductive and Child Health; SBA: skilled birth attendant. more intense training. The lack of adequate hands-on practice
in conducting deliveries, especially handling complications, was

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Table 2. Views of AYUSH practitioners (AP) on skilled birth attendant (SBA) services-related skill building and barriers to attain the skills

Conducting deliveries independently O/AP/DIST1/1: In SBA training, I got opportunity to perform delivery independently and the training was
much more helpful than academic training exposure
Latest guidelines for maternity care R/AP/DIST1/1: I learnt many new things such as administration of magnesium sulphate because Ive not
seen it before the training, management of PPH, uterine massage and all this, I have never done
before. It was a new thing for us. And kangaroo mother care was very new thing for us. Another thing
is proper extraction of breast milk, EBM how to give EBM if baby is in nursery
Drug administration M/AP/DIST1/1: New things learnt in training were administration of Misoprostol, Prostodin, Pitocin, IUD
management, what to do for APH, we did cases at District Hospital (DH). Additional knowledge we
saw number of cases at DH, assisted, performed Breech deliveries we were not conducting, now we
can
Use of equipment M/AP/DIST1/6: Before the training, we were not using Ambu bags, if babies did not cry after birth. How
to use an Ambu bag was taught during BEmOC training and again in newborn care training
Decision-making for referral to the M/AP/ DIST1/2: Yes, we had never seen a partograph before. That time we filled 10 partographs during

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higher centre practical training. We come to know whether this mother can deliver with us or not, when do we need
to refer her, after how many hours we need to refer her, we started getting idea about referral care

APH: antepartum haemorrhage; BEmOC: basic emergency obstetric care; EBM: expressed breast milk; IUD: intrauterine device;
PPH: postpartum haemorrhage.

Table 3. Views of AYUSH practitioners (AP) on training gaps and needs

Lack of dedicated trainer R/AP/DIST1/7: Yes, the training was adequate and classes were taken well by the trainer of the centre
but the gynecologist did not take classes properly. He used to come and talk to us for a few minutes
and leave
Inadequate materials (supplies and O/AP/DIST1/4: Our training on partograph could have been better. Moreover, there were not many
cases for hands-on practice) gloves available for the trainees to practice with their own hands
O/AP/DIST1/3: Our training is not full-fledged; we think adequate knowledge is not gained during
training. We do not get much case to practice and thus we lack confidence
Deficient skill building on managing M/AP/DIST1/2: Why critical case is critical, how to manage her, this should be covered. Even though we
complications are not expected to treat these cases, we should know the critical timeline for referral and also what
we can do at our level. Normal is focused more during the training, critical should be focused more
Need for refresher training O/AP/DIST1/5: In my opinion, we should be provided refresher training for managing complications for
both mothers and newborn
M/AP/DIST1/3: Refresher training after 2 years for 8 days should be there, at civil hospital. It should be
practical oriented, we should see maximum deliveries, and we should see complicated deliveries

reported by one-third of the APs as a major gap in the training. care practices, episiotomy suturing, drug doses and handling equip-
They felt that this should have been an essential component, as ment such as radiant warmers. All APs unanimously reported the
APs need to take decisions on referral of cases. An AP from need for refresher training for a duration of 710 days. Most of
Odisha articulated that the training period was inadequate to the APs desired this to be held at yearly intervals. An AP suggested
learn all of the skills. They also felt that their training curriculum that refresher training should be orientated to hands-on practice
could be more intense than other SBAs, as illustrated by an AP and arranged at facilities where there is more patient load.
from Rajasthan, (R/AP/DIST2/6) we are also doctors so the compo- On-site skill building by a supervisor, advanced training, and
nents of the training should be modified according to our level of need for supportive supervision were also mentioned by the
understanding. The SBA training is meant for ANMs and Lady programme managers. A SBA trainer said, (R/SE/ DIST2/ 1) there
Health Visitors (LHVs) also. As APs, we need up-gradation training. should be supportive supervision by the Block Chief Medical
I conducted only 20 deliveries during training. We should conduct Officer or district AYUSH coordinator. There should be provision of
100 deliveries out of which at least 50 percent deliveries must review of how the APs are performing and what difficulties they
be conducted independently. The other important areas men- are facing. We should identify if there are any barriers so that we
tioned that need to be strengthened during training include man- can remove them and ultimately include them in the mainstream
agement of complications and obstetric emergencies, newborn RCH.

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Application of the skills colleagues, differential salary structure and type of employment,
APs demonstrated their empowerment through implementation lack of clarity on role definition and conditional opportunity to
of appropriate SBA skills. One AP from Maharashtra reported provide SBA services.
discontinuing incorrect practices after receiving the SBA training,
and following the recommended protocol for prevention of post- Workplace support and acceptability. In Maharashtra, APs have
partum haemorrhage. He said, (M/AP/ DIST1/6) once the babys been providing SBA services in public health facilities in rural areas
head is out we give Oxytocin, 10 units IM, soon after delivery. for many years. They are well entrenched in the system, accepted
This we started after training, before training we were giving and respected by their colleagues. However, the situation is differ-
Methergine. Before the training, we used to start Oxytocin drip ent in Rajasthan and Odisha. Few APs from these states expressed
for every patient, now we have stopped this. Subsequent to the that colleagues and other subordinate staff at the health facility
SBA training, the knowledge enhancement led to the initiation did not completely accept them as a SBA. The reported reasons
of other useful intrapartum and newborn care practices. An AP for this could be perceived interference/intrusion in their area of
from Maharashtra said, (M/AP/ DIST1/1) partograph? We were work. Their presence may have also affected the hierarchical rela-
not filling it before, now we know how to fill. We give Oxytocin tionship between the different categories of health providers.
soon after birth; we were not giving this before. We look for retained However, the good work performance of the APs, in some cases,
placenta. An AP reported, (R/AP/ DIST1/8) we dont use cord led to a change in acceptability over time (Box 1).

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clamp. I learnt in SBA training that chances of umbilical hernia Differences in hierarchical relationships at the work place also
are high from using cord clamp. We use sterilized thread instead. contributed to the dissatisfaction. (O/AP/DIST1/1) the 4th class
We clean the baby lightly and wrap it in clean clothes. employees such as attendant, sweeper and other staff do not
respond and follow the order of AYUSH doctors. The AYUSH
doctors are treated inferior as compared to the allopathic
Acceptance by the community doctors. For example if Dr X or the in-charge says anything they
Almost all APs reported that they were widely accepted by the immediately do it but if I say anything they dont respond as
community as health providers. Furthermore, the community such. But the fact is that I do more work than anybody.
did not differentiate between an Allopath and an AP. Being
included as a SBA enhanced their respect in society and also Conditional engagement and lack of role definition. Many APs
gave them the professional satisfaction of being able to save reported that they were only called upon to provide SBA services
lives. An AP from Maharashtra said, (M/AP/ DIST1/1) being BAMS in situations where they were the only providers available. There
[graduate in Ayurveda] is not creating any problem for me. The was either no medical doctor posted at the health facility or the
patients come with trust. For patients we are here for 24 hours. medical doctor was on leave and the responsibility for providing
Patients also respect us for giving care, saving life. Society also SBA services thus fell on them. One AP who had just 2 years of
respects. We get encouragement; we are patted for good work.
They say, doctor has done a lot of things for us, saved life etc. We
get satisfaction because we can do something for society, by
saving lives. Conducting a delivery was perceived as a pride and Box 1. Views of AYUSH practitioners (AP) elaborating workplace
also as a contribution to the national programme aimed at redu- support and acceptability
cing maternal and infant mortality. However, in Odisha, three of
the ten APs interviewed reported that community acceptance
R/AP/DIST 1/7: yes, community accepts me. Allopathic doctors,
came after initial reservation and increased over time. An
ANMs, LHVs, and staff nurse sometimes make me feel that I am
AP said, (O/AP/ DIST1/4) initially people used to say, You are a
interfering in their work and practice. There is one lady doctor
Homeopathic doctor. So you cant treat. We shall wait till sir or
[female doctor] who does not like the fact that I am conducting
madam comes. But now, even if madam is not there, people
deliveries
say, Its alright even if you give medicines. Round-the-clock
R/AP/ DIST 1/1: we are always treated as second grade citizen.
availability of APs was again stated as a facilitating factor for
They accept us to a very less degree. If I do any good, they will say
this acceptance. An AP from Odisha commented about accept-
a practitioner from our department has done a good job. And if
ability by the community as, (O/AP/ DIST1/2) in outdoor service,
all patients come to me for check up and do not go to allopathic anything bad happens, they used to blame it all on us saying oh
doctors, this is because I stay there 24hrs, so more patients because of AP, because he is an AP, all the mistakes have
come to me. occurred
R/AP/DIST2/3: initially, I felt little difficult to adjust. It is like
foreign body to a facility. But when foreign body works well
Work environment people understands the utility. Sometimes, I feel that ANMs, LHVs
are not ready to accept us from their attitude and behavior. They
An enabling work environment is an important factor effecting the
try to keep us away from delivery. Just day before when I was
efficiency and productivity of an individual. It comes by virtue
going to attend a delivery, but ANM said that it will take time. But
of the perception of belongingness an individual has for the
patient delivered soon. Such thing brings down our esteem in front
system in which he/she is working. This perception was demon-
of attendants
strated by all APs in Maharashtra, moderately in Rajasthan and
ANM: Auxiliary nurse midwives; LHV: Lady health visitor.
was found to be rare amongst the APs in Odisha. We analysed
the possible factors affecting this, such as non-acceptance by

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experience in maternity care reported managing the CHC single- training, thats fine. But there is no order to allow you to conduct
handedly, said, (O/CHC/DIST2/1) I am an AYUSH medical officer deliveries. These factors affected the confidence of APs to
in this hospital. I manage the entire hospital alone. This is an provide SBA services. An AP from Rajasthan said, (R/AP/DIST1/5)
upgraded CHC. I stay here 24 hours. There is no other full-time I can follow the guidelines but initially I feel less confident to
doctor in this hospital. Only a visiting doctor [MBBS] comes to this carry it out when other staffs question me about legal implications.
hospital and provides his services just 8 hours per day. Dr Y is I am comfortable but sometimes others question me if I am
the in-charge of this hospital and he is a MBBS. He stays 15 km authorized to use the medicines and whether I know how to
far away from this hospital at Z. I have conducted near about handle complications caused by the medicines. It irritates me.
360 deliveries in this hospital.
One AP from Rajasthan also reported conducting a delivery as
the female doctor was not available: (R/AP/DIST2/7) lady doctor
Views of programme managers on engagement of
was on leave so I was given ANC (antenatal care), deliveries and
PNC (postnatal care) duties. I conducted 121 deliveries in those AYUSH practitioners in skilled birth attendance services
6 months. In the last one year I have conducted 194 deliveries. It was evident that programme managers were in favour of
Every time, the lady doctor is not available in the hospital, I take engaging APs in the provision of SBA services. The APs were per-
care of ANC, delivery and PNC. ceived as hard working with a will to work in rural areas where
A significant number of APs interviewed reported not shoulder- there is a shortage of providers, as exemplified by this quote,

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ing the independent responsibility of conducting deliveries. This (M/State/3) they willingly work in rural areas, continue to serve
could either be due to lack of confidence to conduct deliveries for many years, and are willing to work even in adverse conditions.
or lack of opportunity as an established provider was already Generally they are hardworking, and sincere. Most come from rural
present, who is also well-known in the community. One AP said, areas and want to go to rural areas for practice. Hence they willingly
(O/ANA/CHC/1) I do not conduct deliveries if I do not get any assist- work in rural areas.
ance or if I am alone. Patients refuse the services if Dr X is not The programme managers reported the integration to be com-
available on duty. Similar practice was reported by an AP from Ra- plementary to the system because it provided additional skilled
jasthan, (R/AP/DIST2/1) yes, I conduct deliveries. I have done 11 and trained manpower. A programme manager supported his
deliveries in the last months. One was independently conducted argument by giving an example of successful task shifting of the
by me. The remaining 10 was assisted by me while the in-charge immunisation programme to APs. He reported, (M/state/2) there
carried out the procedure. In-charge is local person and most are advantages as we get trained man power. It helps in filling
patients come in his name only. the gap of trained care providers. They manage immunization pro-
gram quite well. Programme managers suggested that based on
their competency, experience and performance, APs should be
Differential salary structure. The salary that APs are getting is rewarded by providing them some appreciation/incentive. This
less than their counterparts from the allopathy stream. Unlike would encourage them and promote effective integration. A dis-
the other health providers who are permanent employees, the trict supervisor said, (O/SE/ DIST2/3) because these people [APs]
appointment of APs is contractual for a fixed tenure. This discrim- have been given some skills, for performing APs, some sort of
ination also contributed towards workplace tensions. An AP push must be given. After a lot of persuasion, they have been
lamented, (O/AP/DIST1/5) our salary is 10 500, the salary of a given this charge [they have been allowed to conduct deliveries].
new comer [allopath] is around 25 00030 000, and that is why Suppose, after SBA training, somebody has conducted 500 deliver-
they have ego, why this difference is there? You can see by yourself ies then the AP can be sent for EmOC (emergency obstetric care) or
that AYUSH doctors are also doing treatment whereas allopathic BEmOC training.
doctors do not remain there, for example at headquarter, he is Programme managers shared divergent views on support and
not there, they come at 9:00 or 9:30 am and go by afternoon acceptability of APs by other providers in the existing health
12:00 pm because of work pressure. He has ego. Because I am system. Concern was also expressed about unclear policy/legal
in-charge, he does not talk to me. An AP from Rajasthan environment about their role as a SBA. A programme manager
pointed out that APs are discriminated in the case of salaries as said, (R/SE/DIST1/1) they should be reviewed monthly. Full
well as promotions and hence the allopath providers consider support from the system is needed. I have heard complaints that
them inferior: (R/AP/DIST2/6) the doctors still consider that we at some PHCs, the medical doctors are not allowing them to
are subordinates and a lot of competition also exists. They also enter the labour room. Also, one in-charge was not cooperating
get more salary than us as they are permanent employees. Even with an AP to buy supplies. There may be some legal complications
if a junior MBBS joins our facility, he will be considered for the for using the allopathic medicine as the APs are not registered
post of officer-in-charge and not me. midwives. Lack of both peer-support and recognition of their
hard work was expressed as a concern by programme managers.
(O/SE/DIST2/1) he may be delivering about 40 women per month.
Lack of legal/regulatory sanction But what do they get? No recognition, no inspiration, no encourage-
Lack of clarity around job descriptions, policy, and legal contexts ment. Nowadays, you know you are engaging ASHA [community
and implications hindered APs in providing SBA services. An AP link worker]; you are giving them award. But these people are
said, (O/AP/DIST1/5) an authorization letter from Chief District being treated as underdogs [inferior] by our allopathic medical offi-
Medical Officer should be sent to the local health centre authorities cers. The place where this fellow is staying [pointing at an AP],
to allow the APs to conduct deliveries after they are trained in SBA, another allopathic doctor is posted. He [the allopathic doctor] is
because the Medical Officer-in charge would say, you are sent for creating hurdle for him [the AP] to conduct deliveries.

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However, a programme manager from the same state intervention and promote mainstreaming of APs into the existing
deferred with the above opinion. He said, (O/SE/DIST1/2) I dont healthcare delivery system. On analysis of the interviews, the two
go to supervise at their worksite. But I hear that most of them key elements identified as crucial to successful task shifting were
are doing well. APs need to get recognition in their workplaces. skill enhancement and an enabling work environment. We
Not all of them are pro-active. Those who are eager to learn get propose a framework of factors affecting effective task shifting
support from the staff and also patients come to them. and subsequent successful integration of AYUSH provider for
SBA service provision. (Figure 1).
The SBA training received by APs, using a competency-based
Discussion standardised curriculum and designed to meet the roles, compe-
To address the prevalent shortage and maldistribution of specia- tency levels and standards for performance as a SBA, enhanced
lised health professionals to deliver SBA services in India, a strat- their knowledge and competency levels. Although APs are sup-
egy of task shifting, by optimising providers of the traditional posed to conduct normal deliveries only, the results indicate
Indian systems of medicine (APs) to deliver these services, their zeal in learning specialised practices such as management
has been initiated at public health facilities in rural areas of the of complications during childbirth. The programme managers
country. Task shifting is being implemented as a pragmatic found the APs to be enthusiastic, hardworking and competent,
response to health workforce shortages to various degrees in a with good acceptability in rural areas. They further felt that
number of countries, and there is extensive evidence in the litera- depending on their performance as SBA providers, their skills

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ture that some forms of task shifting have been adopted informally could be upgraded through provision of BEmOC training.
in response to human resource needs throughout history.10 Besides However, this may warrant further research as a study carried
midwifery, there is also evidence of successful task-shifting models out in India indicated that SBA-trained APs and nurses were
for other conditions affecting resource-constrained settings.17 But unable to identify unusual presentations, while EmOC-trained
for any new approach to be successful, it requires a clear-cut imple- medical doctors performed better on this aspect.18 Importantly,
mentation strategy so that it is safe, efficient, effective, equitable inadequacies in the training programme reported by a large pro-
and sustainable. portion of APs need to be considered. The lack of sufficient train-
We conducted a multisite qualitative study among key pro- ing material and cases for hands-on practice, a need for
gramme stakeholders such as APs and different categories of pro- dedicated trainers, and increased focus on areas that need
gramme managers to analyse the possible factors that could be strengthening such as newborn care practices and management
barriers/challenges for successful integration of APs as SBA provi- of complications needs urgent redressal. There was also a strong
ders. We also tried to identify their training needs. The study find- desire for periodic refresher training. This would allow for
ings would help in effective country-wide scale-up of this improvement of the skills necessary for APs to perform their

Figure 1. Factors affecting integration of AYUSH (Ayurveda, Yoga, Unani, Siddha and Homoeopathy) practitioners in skilled birth attendant (SBA) services.

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assigned tasks and facilitate continuous improvement in the mainstreaming in the programme. It would also identify barriers
quality of services they deliver. that prevent them from conducting deliveries independently.
The success and effects of task shifting are dependent on Various studies suggest that supportive supervision is conducive
varying local health contexts and are shaped by a range of to improvements in health worker performance and to a more
often very different social, political and cultural systems.19 We general strengthening of health systems.25,26 In particular, research
also found varying levels of acceptability and integration among has found that the integration of supportive supervision into
the three states, with Maharashtra demonstrating the best and primary healthcare models in developing countries can lead to
Odisha the least. This could be attributed to the fact that APs improvements in the delivery of health care by most levels of
have been employed at peripheral health centres in Maharashtra healthcare worker.27 Whatever the initial education, experience
for more than a decade and are well entrenched in the health or training, most of the studies addressing training argue that
system, whereas in the other two states appointment of APs is ongoing support and clinical supervision are critical.28
a recent intervention under the NRHM and would take time to Vague legal and regulatory sanction was identified as an
become accepted. Public health strategies are governed by state important barrier both by APs and programme managers. A for-
administration in India and this could have led to the variation mal authorisation to provide SBA services was lacking and there
between states in implementation of the programme.20 was no recognition of the work done. Moreover, APs prescribing
The success of integrating APs to provide SBA services would be modern medicines may be in conflict with current health profes-
dependent on the ability to create an enabling environment. We sional regulations, and APs felt that they do not have any legal

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analysed the factors that posed as barriers for this and cate- protection for the additional tasks. The legal protections and liabil-
gorised them under: workplace support and acceptability; condi- ities and regulatory framework that may require policy, strategy
tional engagement and lack of role definition; differential and legislation changes must be done for their inclusion as SBAs.
remuneration; and lack of legal/regulatory sanction. Credentialing of APs as SBA providers could give them formal recog-
Lack of workplace support and acceptability can restrict APs nition and benefit them as well as the service users, increase
from providing SBA services, prescribing medicines or by giving their acceptance both in the community and with other health pro-
them a secondary role. This study indicated that there was reluc- viders, and could include a range of quality assurance mechanisms
tance in acceptance of APs by other health providers, more in the such as licensure, registration, certification or accreditation. Greater
nature of protection of professional turf. Similar sentiments confidence, increased job satisfaction and more rapid career pro-
have been echoed in other studies.21,22 A complex relationship gression can result from credentialing.29
and professional hierarchies exist between providers, and while To the best of our knowledge, this is the first study that has
redesigning roles and responsibilities, ways of managing these explored the barriers/challenges to integration of APs for provision
interprofessional dynamics need to be explored. To increase the of SBA services from three states in India. The primary purpose of
acceptance of APs as SBAs, sensitisation of primary healthcare the study was to identify the felt gaps in their environment that
providers about new task-shifting strategies and its importance prevented them from performing as SBA providers, amidst a
should be an integral part of planning and roll-out. serious shortage of manpower in the health system. Major limita-
A clear definition of roles is the basis for organising the redistri- tions of this initial investigation include the purposive nature of
bution of tasks and is essential if services are to function in a sampling and the small sample size, limiting generalisability.
coherent and effective way. This study indicated that there was However, the study provides important clues of the challenges
ambiguity in role definition of APs. Rather than providing SBA ser- in mainstreaming the large number of professionally trained prac-
vices on a regular basis, in some situations this led them to only titioners of alternative systems of medicine in India for effective
provide SBA services when there was no other provider available. primary care delivery particularly in the areas of maternal and
In Maharashtra, the role definition was clearer and APs were at par newborn health.
with their counterpart medical officers with respect to their
responsibilities and position in the health system. However, this
was not seen in Odisha where not only was there less clarity on Conclusion
the role of APs but the differentials in salary structure and the con- Integration of APs to provide SBA services could prove to be an
tractual nature of appointment under the NRHM demotivated effective step in combating human resource shortage in rural
them and made them feel slighted from other providers. Role India. Inadequate training, poor clinical support and supervision,
definition provides shared understanding of tasks and responsibil- and haphazard implementation could undermine the confidence
ities, levels of authority to make decisions within the health team of APs in using their new skills. Making systematic efforts to
(including when to refer patients to a more appropriate cadre) and provide an enabling environment including credentialing APs,
what skills and qualifications are necessary to carry out the and quality skill enhancement measures followed by supportive
responsibilities that are assigned.23 A systematic review of evi- supervision could be the key determinants of their acceptance
dence on integration of traditional birth attendants in formal in the health system.
health system to increase skilled birth attendance in Malaysia
identified role definition as a singular intervention that increased
SBAs at home births from 35 to 63%.24 As per WHO guidance,
task shifting might affect interprofessional relationships because
of concerns of higher cadres regarding accountability, medical li- Authors contributions: NChan conceived the study and participated in its
ability, and ability of lower cadres to handle complex situations.19 design and co-ordination; AS, PC and NChau collected the data; NJ, AS, PC,
Need for supportive supervision and performance review of NChau and SS interpreted the data; NJ performed the qualitative data
APs was identified by a SBA trainer as a strategy for effective analysis; NChan and NJ drafted the manuscript; AS, PC, NChau and SS

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contributed to drafting of the manuscript. All authors have read and 11 Ministry of Health & Family Welfare. 6th Common Review Mission
approved the final manuscript. NChan and NJ are guarantors of the paper. Report 2012. New Delhi, India: Government of India; 2012.
12 Department of AYUSH, Ministry of Health & Family Welfare,
Acknowledgements: The Indian Council of Medical Research extends Government of India. Regular Courses Available in Ayurveda. http://
its gratitude to the Ministry of Health & Family Welfare (Government of indianmedicine.nic.in/writereaddata/linkimages/6729652177-Regular
India) and WHO for providing technical inputs and financial support for %20Courses%20available%20in%20Ayurveda.pdf [accessed 2 May
this study. The authors thank the National Rural Health Mission, the State 2014].
Directorate of Health Services and the Chief District Medical Officers of 13 Rao M, Rao KD, Kumar AK, Chatterjee M, Sundararaman T. Human
the six selected districts for all their support throughout the study.
resources for health in India. Lancet 2011;377:58798.
Finally, all of the AYUSH doctors, staff at the health facilities visited and
members of the research team deserve sincere acknowledgment for the 14 Press Information Bureau, Government of India, Ministry of Health &
unparalleled assistance rendered by all in completing this study. Family Welfare. Mainstreaming of AYUSH under National Rural
Health Mission. http://pib.nic.in/newsite/PrintRelease.aspx [accessed
24 October 2013].
Funding: Funding support for this study was provided by WHO, WR India
country office [APW Regn. No 2010/1118010]. 15 National Health Mission, Ministry of Health & Family Welfare,
Government of India. State Wise Information. http://nrhm.gov.in/
Competing interests: None declared. nrhm-in-state/state-wise-information/maharashtra.html#health_profile
[accessed 21 April 2013].

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Ethical approval: The National Ethical Committee of the Indian Council of 16 National Rural Health Mission. Meeting Peoples Health Needs in
Medical Research reviewed and approved the study [letter no. 47/7/ Partnership with States. The Journey So Far 200510. Ministry of
2011-BMS/IEC dated 4 February 2011]. Health & Family Welfare, Government of India.
17 Harries AD, Schouten EJ, Libamba E. Scaling up antiretroviral
treatment in resource-poor settings. Lancet 2006;367:18702.
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