You are on page 1of 14

CarmeloVa¤zquez & Pau Pe¤ rez-Sales

Planning needs and services after


collective trauma: should we look
for the symptoms of PTSD?
Carmelo Va¤zquez & Pau Pe¤rez-Sales

After the Madrid March 11, 2004 terrorist attacks, One week after the terrorist attacks in Spain
the interplay of politicians, journalists and the mental health authorities announced an
academicians created an atmosphere of collective epidemic of PTSD.1 Under the headline
trauma.The authors analysed data related to these ‘Marked for ever’ the newspaper El Mundo
attacks in a sample of the population of Madrid (21 March, 2004) stated: ‘The authorities
(N U 503) 18-25 days after the attacks. Post expect that between 3 and 6% of the popu-
traumatic stress disorder (PTSD) was lation of Madrid will have severe psychologi-
systematically assessed on the basis of a self- cal disorders (between 90.000 and 180.000
persons)’. El Pa|¤s, the main newspaper in
administered interview. The data, however, shows
Spain, with more than two million readers
that there is no scienti¢c evidence at all for collective
in the weekend edition, gave similar ¢gures
traumatization, or an epidemic of PTSD. The
(Sampedro, 2004): ‘. . . damage is not only to
incidence of PTSD ranged from what can be
be expected in the town. The di¡usion of
expected as a normal prevalence in general
the images of the bombings and the reactions
population in Spain under non-traumatic
of victims and relatives makes all Spain
conditions to values that, when applied to the vulnerable to the consequences of terrorism’.
general population, could be considered a dramatic What is the impact of critical incidents,
epidemic of PTSD. These results demonstrate that natural and man-made disasters, in the
inferences about the impact of traumatic events on general population? How should the govern-
the general population largely depend on the ment respond to it? These questions are the
measure, de¢nition and criteria used by the subjects of an intense debate in newspapers,
researcher. Slightly changing the criteria for PTSD magazines, television programmes and
makes an enormous di¡erence to the amount of scienti¢c literature (Pe¤rez-Sales, Cervello¤n,
traumatization that is found. This may help to Va¤zquez, Vidales & Gaborit, 2005). One
explain divergent and con£icting messages coming approach states that governments should
from the so-called population-based epidemio- screen the population for clinical symptoms
logical studies on PTSD. The implications for of psychiatric disorder and provides clinical
public health policies related to collective traumatic treatment (Bryant & Harvey, 2000; Litz,
events are discussed in relation to these results. Gray, Bryant & Adler,2002; Prigerson, Shear
& Jacobs,1999; Nathaniel, Wolmer, Meltem,
Keywords: post traumatic stress disorder Deniz, Smadar & Yanki, 2002). This is the
(PTSD), post traumatic checklist - civilian strategy recommended by some of the lead-
version (PCL-C), acute stress disorder, risk ing institutions in the ¢eld such as the Inter-
factors, stress, terrorism national Society forTraumatic Stress Studies

27
Planning needs and services after collective trauma: should we look for the symptoms of PTSD?
Intervention 2007, Volume 5, Number 1, Page 27 - 40

(Foa, Keane & Friedman, 2000; Ritchie, (PCL-C) are examples of this approach.
Watson & Friedman, in press), or the USA The PCL-C, for instance, is a self-report
National Center for PTSD (Leskin, Ruzek, instrument covering the 17 symptoms
Friedman & Gusman,1999). included in the de¢nition of PTSD as
Another approach puts the main focus on described in the DSM-IV-TR. Although the
the breakdown of the social fabric and pro- questionnaires do not strictly follow all the
viding tools for community rebuilding and DSM-IV [American Psychiatric Association
empowerment through capacity building. (APA), 1996] diagnostic criteria, apart from
This response is advocated by a number of the list of symptoms, it is assumed that ¢gures
researchers, organizations and institutions of probable PTSD diagnoses can be inferred
like the World Health Organization (Van based on the participant’s scores on these
Ommeren, Saxenas & Saraceno, 2005), the questionnaires. Based on previous studies,
International Federation of Red Cross di¡erent cut-o¡ scores have been proposed,
and Red Crescent Societies (2003) and the particularly for the PCL-C. A cut-o¡ score
Inter-Agency Standing Committee (IASC, is a given test score that is hypothesized to
in press). allow a valid classi¢cation of a person as a
The purpose of our study is to analyse the ‘psychiatric case’. Yet, there is no agreement
applicability of the PTSD construct and its on which is the best cut-o¡ score for, for
usage in population-based epidemiological instance, the IES or the PCL-C.
studies after a collective traumatic event, as Finally, a third measurement strategy is to
a tool for planning needs and services. use full diagnostic criteria to verify the pre-
sence of mental disorders (typically PTSD
Methods to assess trauma or acute stress disorder). In this case, to
Researchers have used three di¡erent ways of receive a diagnosis of PTSD participants
assessing the impact of these events on the must ful¢l not only PTSD symptoms (which
general population. The ¢rst strategy has are covered by Criteria B, C, and D accord-
been to use questionnaires that basically ing to the DSM-IV, see Table 1) but also the
cover a number of symptoms related to restof requirements neededto give a full diag-
traumatic stress reactions.These instruments nosis of PTSD (i.e., Criterion A1: Beingexposed
are not intended to measure PTSD, but to a traumatic event that involved physical threat;
to assess emotional distress (‘Have you felt Criterion A2: Subjective reactionsof fear, helpless-
emotionally a¡ected by the images you saw onTV?’ ness or horror and, perhaps most important,
or ‘Has the terrorist attack a¡ected your daily Criterion F: Socialimpairment in dailyactivities).
functioning (i.e. not using public transport)?’). Examples of the ¢rst approach are the study
A second measurement strategy has been by Schuster, Stein, Jaycox, Collins, Marshall,
the use of self-report symptomquestionnaires Elliott, Zhou, Kanouse, Morrison & Berry
that cover PTSD symptoms as de¢ned within (2001), the follow-up study by Stein, Elliott,
the current, o⁄cial diagnostic systems Jaycox, Collins, Berry, Klein & Schuster
(e.g., DSM-IV-TR, American Psychiatric (2004), and the study of Herman, Felton &
Association (APA),2000) in order to estimate Susser, (2002), after the September11terrorist
the amount of people su¡ering from trau- attacks in the USA. These studies led to the
matic stress disorders. Instruments such very alarming ¢gures. However, a critical
as the impact of events scale (IES) or analysis of these studies may lead to di¡erent
the post-traumatic checklist-civilian version conclusions (Va¤zquez, 2005) as all these

28
CarmeloVa¤zquez & Pau Pe¤ rez-Sales

Table 1. Outline of the DSM-IV-TR (2004), also after the September 11 terrorist
diagnostic criteria for PTSD (APA, attacks, both using the PCL-C (Weathers,
2000) Litz, Herman, Huska & Keane, 1993). For
Post traumatic stress disorder (PTSD) instance, using the PCL-C with a cut-o¡
score of 50, Schlenger, Caddell, Ebert,
Criterion A1: Exposed to a traumatic Jordan, Rourke, Wilson, et al., (2002) found
event that involved physical threat that among their nationally representa-
Criterion A2: Subjective reactions of tive sample of 2,273 adults, interviewed
fear, helplessness or horror 1-2 months after the terrorist attacks on the
Criterion B: Re-experiencing the event USA of September 11, 2001, the overall rates
(1 out of 5 symptoms): of probable PTSD were 11.2% in New York
1. Intrusive recollections City, 2.7% in Washington, D.C., 3.6% in
2. Distressing dreams major metropolitan areas, and 4% in the
3. Reacting or feeling the event again rest of the country. However, using a lower
4. Distress at exposure cut-o¡ score of 40 in the same instrument,
5. Physiological reactivity on exposure Blanchard, et al. (2004) have published that
the prevalence of probable PTSD for their
Criterion C: Persistent avoidance (3 out of 7):
university samples from Albany, Augusta,
1. E¡orts to avoid thoughts, feelings
and North Dakota (thousands of kilometres
2. E¡orts to avoid reminding activities
away from New York) were, respectively,
3. Inability to recall aspects of trauma
11.3%,7.4% and 3.4%.When deciding which
4. Diminished interest to participate
is the best cut-o¡ score for a questionnaire,
in activities
the emphasis can be on sensitivity (maxi-
5. Feelings of detachment from others
mizing detection of probably cases) or
6. Restricted range of a¡ect
on speci¢city (what someone considered a
7. Sense of foreshortened future
‘case’ is a true ‘case’). Unfortunately, there
Criterion D: Hyperarousal (1 out of 5): is no agreement in the literature on the
1. Insomnia best cut-o¡ strategies, with values ranging
2. Irritability or outbursts of anger from 40 to 50 (Ruggiero, Del Ben, Scotti &
3. Di⁄culty concentrating Rabalais, 2003), and the choice of one or the
4. Hyper-vigilance other may lead to dramatically di¡erent
5. Exaggerated startling response results.
Criterion E: Duration of symptoms
(B, C, and D): >1 month Help seeking behaviour
Criterion F: Signi¢cant distress or social In spite of the rather apocalyptic announce-
impairment ments in the Spanish press, based on aprioris-
tic considerations (theories or assumptions
that cannotbe proven or disprovenby experi-
studies used ad hoc de¢nitions of emotional ence) by politicians, health authorities and
consequences of traumatic events. certain academic sectors, subsequent data in
Examples of the second strategy are the the following year on mental health services
studies by Silver, Holman, McIntosh, Poulin showed clearly that there was only a slight
& Gil-Rivas (2002) or Blanchard, Kuhn, increase in the demand for psychiatric con-
Rowell, Hickling, Wittrock & Rogers sultation in Madrid. This result is clearly

29
Planning needs and services after collective trauma: should we look for the symptoms of PTSD?
Intervention 2007, Volume 5, Number 1, Page 27 - 40

similar to that found after the September 11 and older, who were in Madrid on March 11
attacks in the US, where no psychiatric 2004. Through this snowball sampling
epidemic occurred, either among the gen- method we obtained a sub-sample of the
eral population (Boscarino, Galea, Ahern, non-random general population of Madrid.
Resnick & Vlahov, 2002) or among popu- The ¢nal sample was therefore composed of
lations considered vulnerable to crisis situ- 194 university students and 309 persons from
ations, such asVietnam veterans (Rosenheck the general population.2 All participants
& Fontana, 2003). Also consistent with these returned the questionnaires 18-25 days after
¢ndings, the data from large US managed, the terrorist event. The ¢nal total sample
behavioural health organizations had sim- consisted of 503 respondents (67% female)
ilarly shown a pattern of no signi¢cant whose average age was 31.4 years.
increases in prescription of psychotropic
medications between September 2001 and Measures
January 2002 (McCarter & Goldman, Initial reactions (Criterion A2, DSM-IV). To
2002). explore whether di¡erent initial reactions
In a follow-up of a subsample of the RAND could a¡ect the development of subsequent
Corporation study (Stein, et al., 2004) the trauma-related symptoms, we used a
authors concluded that for the vast majority 10-point rating scale (from 0 ¼ ‘not at all’ to
of people, family and friends were the main 10 ¼ ‘extreme intensity’) on which partici-
source for advice and talking, whereas only pants rated the intensity of ‘fear’,‘feelings of
11% sought some advice from the general horror’ and ‘helplessness’ in the ¢rst hours
health system, and there was almost no after the trauma occurred. In addition
demand from the specialized mental heath to these three symptoms that make up
system (Stein, et al., 2004). This help seeking DSM-IV Criterion A2 for PTSD (APA,
behaviour is re£ected in a study conducted 2000), we also examined other initial reac-
in London three weeks after the 7 July 2005 tions that may play an important role in the
bombings. These authors found out that less developmentof PTSD, e.g., fear that someone
that 1% of 1.010 people interviewed felt that known to the person could have been
they needed professional help to deal with a¡ected, bodily symptoms such as sweating,
their emotional response to the attacks trembling, feeling upset and anger. (Brewin,
(Rubin, Brewin, Greenberg, Simpson & 2003; Bracha, Williams, Haynes, Kubany,
Wessely, 2005). We designed a study to test Ralston & Yamashita, 2004). Participants
how these confusing results in the estimate also rated the length in hours of these
of needs, based on general-population epide- emotional reactions in the 24-hour period
miological studies, could be better under- following the attacks.
stood (Va¤zquez, Pe¤rez-Sales & Matt, 2006). Post-traumatic symptoms (Criteria B, C and D,
DSM-IV).The post traumatic stress disorder
Method checklist ^ civilian version (PCL-C) is a
Participants. One week after the March 11, 17-item self-report measure of post traumatic
2004 attack, a class of university psychology stress reactions that adequately covers the set
students in Madrid was asked to participate of symptoms associated with PTSD as de¢ned
in a study on the e¡ects of terrorist attacks. in the DSM-IV (Weathers, et al., 1993) ^
Students completed a questionnaire and Criteria B (re-experiencing), C (avoidance)
recruited two other adult persons, aged 18 and D (hyper-arousal). Items are scored on a

30
CarmeloVa¤zquez & Pau Pe¤ rez-Sales

scale anchored from 1 (not at all) to 5 (extre- ally’’) in very unspeci¢c items like
mely).The possible range of scores is 17^65.3 ‘having nightmares’ or ‘avoiding situ-
Similar to the majority of studies related to ations related to the event’ might not be
the September 11 events (e.g., Blanchard, considered as signi¢cant symptoms by a
et al., 2004), questions were explicitly framed clinician in an interview. Yet, to reduce
with respect to the March11terrorist attacks. false positive cases it has been suggested
The scores on the PCL-C were used in three by some authors (Ruggiero, et al., 2003),
di¡erent ways. that when looking for a PTSD diagnosis,
a) Substantial stress level (SL).To compare it is advisable to compute items only
our datawiththose fromprevious studies when reaching a minimum severity
following the ¢rst mentioned strategy threshold (i.e., a score of 4 or 5: ‘quite a
(Schuster, et al., 2001; Stein, et al., 2004; bit’or ‘extremely’, respectively).4
Matt & Vazquez, submitted), SL was c) Clinical criteria based on psychometric
de¢ned as an answer of 4 (‘quite a bit’) measures. Finally, based on the three
or 5 (‘extremely’) to one or more of ¢ve strategies, we established a true
PCL-C items. DSM-IV-based strategy consisting of
b) PCL-C total scores. Probably PTSD checking whether a given criterion was
diagnosis. Following the second strategy, ful¢lled. Criterion A2 was considered
PCL total score and the three subscales to have been met when a participant
that correspond to the DSM-IVCriteria responded with a score of 8 or above
B, C and D, respectively (APA, 1994), to any of the reactions described in
were computed. To determine rates of DSM-IV (i.e., horror, fear, or helpless-
psychological distress related to PTSD ness).5 Criteria B, C and D were
according to the third strategy, three considered to have been met whenever
cut-o¡ scores di¡ering in restrictiveness a participant met the number of
were compared. symptoms required respectively for each
b.1) Low threshold criterion (PCL total criterion (one out of ¢ve re-experiencing
score >44). This criterion, which maxi- symptoms, three out of seven avoidance
mizes the detection of ‘cases’ increasing symptoms, and two out of ¢ve hyper-
the risk of ‘false cases’ has been repeat- arousal symptoms). Presence of a
edly used in epidemiological studies symptom was de¢ned by a score of 4 or
related to the September 11 attacks 5 on each corresponding PCL-C item.
(Blanchard, et al., 2004). Criterion F was met if a participant
b.2) High threshold criteria (PCL>50). A scored 8 or above on the global function-
cut-o¡ score of 50 or above has also been ing item.6
used in national studies on the e¡ects of
the September 11 attacks (Schlenger Global functioning (Criterion F, DSM-IV).
et al., 2002). It limits the detection of Problems in ‘global functioning’ (Criterion
‘cases’ but increases the possibility that F for DSM-IV PTSD; APA, 2000) assessed
a‘case’ is really a‘case’. the extent to which the March 11 events were
b.3) High threshold criteria (PCL>50) with still a¡ecting participants’ daily activities at
severity indicators. Even inthis case there is work, at home, or in interpersonal relations
a high riskof ‘false positives’. Scoring one on a scale of 1 (not a¡ected in daily activities)
or two (‘very occasionally or ‘occasion- to 10 (extremely a¡ected in daily activities).

31
Planning needs and services after collective trauma: should we look for the symptoms of PTSD?
Intervention 2007, Volume 5, Number 1, Page 27 - 40

Results (M ¼1.88) did not even reach the severity


Post traumatic stress responses (PCL-direct scores) threshold of 2 (i.e.‘a little bit’).
The mean PCL-C total score was 31.9 Second and third strategies: probable PTSD diag-
(Sd ¼12.9) (seeTable 2). An analysis of gender nosis based on psychometric measures. Table 2
di¡erences showed that women had a more shows the data on probable PTSD diagnosis
intense reaction than men, as re£ected in based on PCL scores using di¡erent strat-
higher scores on the PCL-C total (t(487) ¼ egies. As can be seen, rates of PTSD sig-
3.15, p<0.002), symptoms of re-experiencing ni¢cantly changed depending on which
(t(487) ¼ 3.85, p<0.001) and hyper-arousal criterion was used. For the entire sample,
(t(487) ¼ 2.97, p<0.003). However, there were using the cut-o¡ score >44 proposed by
no signi¢cantgenderdi¡erencesonavoidance Blanchard, Hickling, Barton, Taylor, Loos
total score (t(487) ¼ 1.16, p<0.11). & Jones-Alexander, (1996), 13.3% of the
First strategy: substantial stress. Overall, a high sample were considered cases (i.e. having a
percentage of respondents (59.2%) mani- probable PTSD disorder diagnosis), whereas
fested a ‘substantial stress level’as de¢ned by the prevalence rate dropped to just 3.4%
Schuster, et al. (2001). But, signi¢cantly when the stricter criterion suggested by
enough, and coincident with previous Ruggiero, et al. (2003) was used instead.
studies, the mean magnitude of symptoms Thus, applying di¡erent criteria commonly

Table 2. Percentage of participants meeting levels of substantial stress (SL) and


probable PTSD according to di¡erent diagnostic strategies
Total Male Female PCL de¢nition:
sample DSM-IV-based
de¢nition ratio

Psychometric criteria (PCL scores)


Substantial stress (selected PCL-C items 59.2 52.0 61.7
scored 4 or 5)
PTSD using PCL>44 13.3 11.3 14.4 7:1
PTSD using PCL>50 and items 3.4 2.0 3.8 1.7:1
scoring >4
DSM-IV-based clinical criteria
All DSM-IVcriteria 1.9 1.4 2.1 1:1
Criterion A2 (initial reaction to the event) 78.2 58.2 86.9
Criterion B (re-experiencing:1/5) 56.2 49.0 59.3
Criterion C (avoidance: 3/7) 3.8 2.8 4.2
Criterion D (hyper-arousal: 2/5) 19.1 15.8 20.5
Criterion F (functioning) 6.3 5.6 6.6
Criteria BþCþD (cluster of symptoms) 3.2 2.0 3.6
Criteria A2þBþCþD (initial reaction 2.0 1.4 2.1
and symptoms)
p < 0.05;p < 0.01.

32
CarmeloVa¤zquez & Pau Pe¤ rez-Sales

used in studies with the PCL-C resulted in a strategies is previously made. However, the
fourfold di¡erence between probable diag- impact of these results in the mass media
nostic rates. and the public in general is very important
Approaching DSM-IVcriteria. The results were as they are often quoted, even in scienti¢c
even more striking when data were calcu- journals. It does not seem that these kinds
lated according to the approach modelled of ¢gures, even if they are signi¢cant,
after DSM-IVcriteria. Only1.9% of the total correspond to a need for psychological inter-
sample received a probable diagnosis of vention, or that they truly correspond with
PTSD; which means one out of every seven clinically signi¢cant conditions. This is
persons of the ‘probable cases’using the stan- especially the case in studies in which
dard PCL>44 strategy. remarkably low diagnostic thresholds are
Initial reactions and post traumatic response. With used, or are based on self-report tools which
the exception of bodily symptoms (M ¼ 3.2), may be very vulnerable to social desirability
the average initial reaction was rather biases in the days following a collective
intense, ranging from M ¼ 6.0 (‘fear’) to disaster (North & Pfe¡erbaum,2002; Mun‹oz,
M ¼ 7.5 (‘helplessness’). This included the Crespo, Pe¤rez-Santos & Va¤zquez,2004). Being
three symptoms of the DSM-IV de¢nition upset or having ‘substantial stress’ does not
of Criterion A as well as other reactions mean having a clinical disorder (see a related
(e.g., feelings of ‘anger’,‘fear that someone I discussion inWessely,2004)butanormalreaction
know could be a¡ected’, and feeling ‘upset’ to an abnormal situation. Therefore, this kind of
about what happened).The average duration naturalistic studies may induce public alarm
of the initial reaction was 1.9 hours and, in and confusion (Southwick & Charney, 2004;
general, the intensity of these emotional reac- Shalev, 2004).7
tions was signi¢cantly correlated with all ‘ cute stress disorder’. Based on the symptoms
A
the PCL-C scores (correlations between reported in a questionnaire, a preliminary
emotional reactions and PCL-C total score study conducted by Mun‹oz, et al. (2004)
ranged from r ¼.54 for bodily symptoms to between 18-24 March 2004 showed that
r ¼.32 for anger). 47% of a Madrid general population sample
The analysis of participants’global function- (N ¼1,179) had an acute stress reaction in
ing revealed that, on a 0-10 scale, that the relation to the March 11attacks, as measured
average impact was very low (M ¼ 3.7). by the acute stress disorder scale (ASDS),
Gender di¡erences revealed that, compared (Bryant & Harvey, 2000). Initial psychologi-
to men, women had more di⁄culties in daily cal reactions to the March 11 events were in
activities (t (475) ¼ 4.27, p < 0.001; 3.84 vs. some cases dramatic and, in fact, as our data
3.32) in relation to the March 11 attacks. showed, intense initial reactions (Criterion
A2) were very common. Yet, there is also
Discussion mounting evidence that these acute
‘Substantial stress’. As explained before, the responses are limited in scope and quickly
strategies of using ad hoc questionnaires with return to normal levels (Marshall, Spitzer,
rather super¢cial concepts like ‘substantial & Liebowitz, 1999; McNally, Bryant, &
stress’ is a great source of confusion.This kind Ehlers 2003; Mun‹oz, et al., 2004). The transi-
of instrument might lead to an overestima- tory nature of traumatic stress responses found
tion of the epidemiological needs unless a in the majority of the general population
careful analysis of the data and measurement suggests that acute emotional distress should

33
Planning needs and services after collective trauma: should we look for the symptoms of PTSD?
Intervention 2007, Volume 5, Number 1, Page 27 - 40

not be mistaken for direct indicators of lifetime prevalence rates are 0.9%-1.9%,
delayed PTSD. Furthermore, the overall respectively. These ¢gures from well con-
magnitude of the general population’s stress trolled epidemiological studies suggest that
reaction is quite low. Both in our study, as in ¢gures of probable PTSD in Madrid after
previous ones, the overall mean intensity of the terrorist attacks seem to be not signi¢-
the PTSD symptoms was never above 2 in a cantly higher than those one can ¢nd in the
1-5 scale. generalpopulation under normal conditions.
As McNally, et al. (2003) and Silver, et al. Additionally, it must be stressed that the
(2002) have argued, high initial emotional ESEMeD estimated prevalence for PTSD
responses may be part of the natural recov- are quite a lot lower than those found in
ery, improving without the assistance of comparable US studies (Kessler, Sonnega,
professional help in the presence of suppor- Bromet, Hughes & Nelson, 1995). Future
tive environments. Thus, a pattern of acute studies should pay attention to the possibility
stress reactions after trauma in the hours, of directly comparing the ¢gures on psy-
days or even weeks after a traumatic event chological reactions to traumatic events in
occurs, should be cautiously interpreted di¡erent countries and cultures.
(North & Pfe¡erbaum, 2002; Kilpatrick, Our ¢ndings portray a response to these trau-
Resnick, Freedy, Pelcovitz, Resick, Roth & matic events that is consistent with other
van der Kolk,1998). research, showing a dramatic surge in some
emotional symptoms immediately following
The psychometric and the a collective disaster with little, if any, implica-
DSM-IV-R approaches tion for psychopathology in the general
In the present study we used three di¡erent population (McNally, et al., 2003) Yet, the
strategies to diagnose PTSD based on the pattern of results of the magnitude of the
PCL-C. Using two di¡erent scoring methods response calls for the need to be cautious
and a clinical approach, we found the preva- of the dangers of confounding normal
lence rate dropped from 13.3% to 1.9%. emotional distress with clinically signi¢cant
Researchers and policy makers should disorders, especially when using psycho-
pay attention to these enormous variations metric criteria as the main source of data.
in probable prevalence rates (North & We want to stress that this is not an epidemio-
Pfe¡erbaum, 2002), for an adequate and sen- logical study that aimed to derive a preva-
sible planning of health services (Southwick lence of PTSD in the population of Madrid
& Charney, 2004). Unfortunately, there was after the 11 March attacks. The non-random
no sound epidemiological study, as far as nature of our general population sample
we know, that had been conducted in the prevents us from doing that. This was not
Madrid general population on the preva- the central purpose of our paper, but to pro-
lence of PTSD before March 11 2004. There vide some critical hints on the limitations
are interesting ¢gures in an ongoing project of methods that intend to screen for mental
on the prevalence of DSM-IV mental disorders in the general population after a
disorders in six European countries collective disaster. In our opinion, epidemio-
(ESEMeD/MHEDEA, 2004), including logical estimates of similar studies should be
Belgium, France, Germany, Italy, the carefully examined, as variations in diag-
Netherlands and Spain (total N ¼ 21,425). nostic cut-o¡ scores and strategies may have
In these countries PTSD 12-month and dramatic e¡ects on the resulting estimates

34
CarmeloVa¤zquez & Pau Pe¤ rez-Sales

and conclusions. Of course, following our (something of paramount importance in


argumentation and considering the table collective disasters associated to war or
that summarizes approaches and results, political violence), and it does not have a
the no-impact hypothesis seems the more diachronic perspective, that is, understand-
plausible, but the present study cannot be ing the traumatic events in the context of
considered a robust epidemiological research an entire life (Martin-Beristain, 2006). The
for this purpose. PTSD model based both on a vulnerability
The recent experiences of September 11 model and the idea of disease does not help to
(New York and Washington DC), March 11 build psychosocial interventions that should
(Madrid) and July 7 (London) have shown be aimed at providing meaning to the experi-
us that there is a true danger in the idea of ence and building new narratives of the
an ‘epidemic’ of PTSD that is constructed world, oneself and others. Furthermore, that
after a collective disaster, although we now disease model does not assume that com-
know that there is no scienti¢c basis for this munity coping, resilience and sometimes
assumption. It might be hypothesized that, post traumatic growth are part of what can
in some cases, politicians might be interested be expected from the majority of the popu-
in the political advantage of fear, health lation under di⁄cult circumstances.
authorities in the possibility of becoming
very important and receiving extra amounts References
of funds or personnel, the press because the American Psychiatric Association (APA) (1996).
idea of ‘trauma’ has more acceptance and DSM-IV Sourcebook, version 3, volume 3.
sells better than the idea of resuming American Psychiatric Association.
normalcy and resilience, and NGOs because
the PTSD ¢gures might be of great help for American Psychiatric Association (APA) (2000).
justifying claims for funds from donors. This Diagnostic and statisticalmanualof mental disorders.
could be a very dangerous and misleading Fourth Edition, Text Revision. DSM-IV-TR.
cocktail that should warn researchers to be Washington, DC: APA.
very cautious and strict in their method-
ologies and assertions. Blanchard, E. B., Hickling, E. J., Barton, K. A.,
This cautionary approach in the understand- Taylor, A. E., Loos, W. R. & Jones-Alexander,
ing of the consequences of stressful experi- J. (1996). One-year prospective follow-up
ences in the general population by no means of motor vehicle accident victims. Behaviour
denies the impact of those experiences on Research andTherapy, 34,775-786.
survivors and witnesses who may have real
needs and demands which are not addressed Blanchard, E. B., Kuhn, E., Rowell, D. L., Hickl-
speci¢cally by our study. However, even ing, E. J., Wittrock, D. & Rogers, R. L. (2004).
admitting this impact in selected samples, it Studies of the vicarious traumatization of col-
is also under discussion whether a PTSD lege students by the September 11th attacks:
model of trauma is useful to understand the e¡ects of proximity, exposure and connected-
reaction of directly a¡ected people. The use- ness. Behavior Research andTherapy, 42(2),191-205.
fulness of the PTSD model may also be ques-
tioned for many other reasons: it does not Boscarino, J. A., Galea, S., Ahern, J., Resnick, H.
contribute to understanding the problems & Vlahov, D. (2002). Utilization of mental
within a cultural and socio-political context health services following the September 11th

35
Planning needs and services after collective trauma: should we look for the symptoms of PTSD?
Intervention 2007, Volume 5, Number 1, Page 27 - 40

terrorist attacks in Manhattan, NewYork City. September11th attacks. Journal of Urban Health,
InternationalJournal of Emergency Mental Health, 79(3), 322-331.
4(3),143-155.
Institute for Social Research (2001). How American
Bracha, H. S., Williams, A. E., Haynes, S. N., responds. Notes from a survey. University of
Kubany, E. S., Ralston, T. C. & Yamashita, Michigan Press. 9 October.
J. M. (2004). The STRS (shortness of breath,
tremulousness, racing heart, and sweating): A Inter-Agency Standing Committee (2006). IASC
brief checklist for acute distress with panic-like Task Force Guidelines for Mental Health and
autonomic indicators; development and factor Psychosocial Support in Emergency Settings.
structure. Ann Gen Hosp Psychiatry, 22;3(1):8. (in press)

Brewin, C. R. (2003). Post traumatic stress disorder: International Federation of Red Cross and Red
Malady or myth? New Haven, CT: Yale Univer- Crescent Societies (2003). Community-based
sity Press. Psychological Support Training Manual. Geneve:
(http://www.ifrc.org/what/health/psycholog/
Bryant, R. A. & Harvey, A. G. (2000). Acute stress manual.asp)
disorder: A handbook of theory, assessment, and
treatment. Washington, DC: American Psycho- Kessler, R. C., Sonnega, A., Bromet, E., Hughes,
logical Association. M. & Nelson, C. B. (1995). Posttraumatic
stress disorder in the National Comorbidity
CNN.WTC registry tracks health of thousands after 9/11. Survey. Archives of General Psychiatry, 52(12),
3 March 2004. (http://www.cnn.com/2004/ 1048-1060.
HEALTH/03/03/wtc.registry/index.html)
Kilpatrick, D. G., Resnick, H. S., Freedy, J. R.,
ESEMeD/MHEDEA (2004). Prevalence of Pelcovitz, D., Resick, P., Roth, S. & van der
mental disorders in Europe: results from Kolk, B. (1998). Post traumatic stress disorder
the European Study of the Epidemiology of ¢eld trial: Evaluation of the PTSD construct -
Mental Disorders (ESEMeD) project. Acta Criteria A through E. In: T. Widiger, A.
Psychiatrica Scandinavica, 109, 21-27. Frances, H. Pincus, R. Ross, M. First, W.
Davis, & M. Kline (Eds.), DSM-IV Source-
Foa, E., Keane, M., Friedman, M. J. (Eds.) (2000). book ^ Vol. 4. Washington, DC: American Psy-
E¡ective treatments for PTSD: Practice Guidelines chiatric Press.
from the International Society for Traumatic Stress
Studies. NewYork: Guilford Press. Leskin, G. A., Ruzek, J. I., Friedman, M. J.,
Gusman, F. D. (1999). E¡ective clinical man-
Galea, S., Ahern, J., Resnick, H., Kilpatrick, D., agement of PTSD in primary care settings:
Bucuvalas, M., Gold, J., et al. (2002). Psycho- screening and treatment options. Primary Care
logical sequelae of the September 11 terrorist Psychiatry, 5(1), 3-12.
attacks in New York City. New England Journal
of Medicine, 346(13), 982-987. Litz, B.T., Gray, M. J., Bryant, R. A. & Adler, A. B.
(2002). Early intervention for trauma: Current
Herman, D., Felton, C. & Susser, E. (2002). Mental status and future directions. Clinical Psychology:
health needs in New York state following the Science and Practice, 9,112-134.

36
CarmeloVa¤zquez & Pau Pe¤ rez-Sales

Marshall, R. D., Spitzer, R. & Liebowitz, M. R. North, C. S. & Pfe¡erbaum, B. (2002). Research on
(1999). Review and critique of the new DSM- the mental health e¡ects of terrorism. Journal
IV diagnosis of acute stress disorder. American of American Medical Association, 288, 633-636.
Journal of Psychiatry, 156(11),1677-1685.
Pe¤rez-Sales, P., Cervello¤n, P.,Va¤zquez, C.,Vidales,
Martin-Beristain, C. (2006). Humanitarian Aid D. & Gaborit, M. (2005). Post traumatic factors
Work: A Critical Approach. Philadelphia, PA: and resilience: the role of shelter management
University of Pennsylvania Press. and survivors’ attitudes after the earthquakes
in El Salvador (2001). Journal of Community &
Matt, G. E. & Va¤zquez, C. (submitted). Psycho- Applied Social Psychology, 15(5), 368-382.
logical distress and resilience among distant
witnesses of the 9/11terrorist attacks: a natural Prigerson, H. G., Shear, M. K. & Jacobs, S. C.
experiment using multiple baseline and (1999). Consensus criteria for traumatic grief:
follow-up cohorts. a preliminary empirical test. BritishJournal of
Psychiatry, 174, 67-73.
McCarter, L. & Goldman, W. (2002). Use of psy-
chotropics in two employee groups directly Ritchie, E. C., Watson, P. & Friedman (in press).
a¡ected by the events of September 11. Psychia- Interventions Following Mass Violence and Disas-
tric Services, 53(11),1366-1368. ters: Strategies for Mental Health Practice. NY:
Guilford Press.
McNally, R. J., Bryant, R. & Ehlers, A.
(2003). Does early psychological intervention Rosenheck, R. & Fontana, A. (2003). Use of
promote recovery from traumatic stress? Psy- mental health services by veterans with PTSD
chological Science in the Public Interest, 4, 45-79. after the terrorist attacks of September 11.
AmericanJournal of Psychiatry, 160(9),1684-1690.
Miguel-Tobal, J. J., Cano-Vindel, A., Iruarrizaga,
I., Gonza¤lez, H., & Galea, S. (2004). Con- Rubin, G. J., Brewin, C. R., Greenberg, N.,
secuencias psicolo¤gicas de los atentados del Simpson, J. & Wessely, S. (2005). Psychological
11-M en Madrid. Planteamiento general de and behavioural reactions to the bombings in
los estudios y resultados en la poblacio¤n London on 7 July 2005: cross sectional survey
general. Ansiedad y Estre¤ s, 10,163-179. of a representative sample of Londoners. British
MedicalJournal, 331, 606.
Mun‹oz, M., Crespo, M., Pe¤rez-Santos, E. &
Va¤zquez, J. J. (2004). Presencia de s|¤ ntomas Ruggiero, K. J., Del Ben, K., Scotti, J. R. &
de estre¤s agudo en la poblacio¤n general de Rabalais, A. E. (2003). Psychometric proper-
Madrid en la segunda semana tras el atentado ties of the PTSD Checklist-Civilian Version.
terrorista del 11 de Marzo de 2004. Ansiedad y Journal ofTraumatic Stress, 495-502.
Estre¤ s, 10,147-161.
Sampedro, J. (2004, March 19). 150,000 madril-
Nathaniel, L.,Wolmer, L., Meltem, K., Deniz,Y., en‹os sufrira¤n trastornos psicolo¤gicos leves.
Smadar, S. & Yanki,Y. (2002). Post traumatic, El Pa|¤ s, p. 30.
dissociative and grief symptoms in Turkish
children exposed to the1999 earthquakes. Jour- Schlenger,W. E., Caddell, J. M., Ebert, L., Jordan,
nal of Nervous & Mental Disease, 190(12), 824-832. B. K., Rourke, K. M. Wilson, D. et al., (2002).

37
Planning needs and services after collective trauma: should we look for the symptoms of PTSD?
Intervention 2007, Volume 5, Number 1, Page 27 - 40

Psychological reactions to terrorist attacks: Va¤zquez, C. Pe¤rez-Sales, P. & Matt, G. (2006).


¢ndings from the National Study of Ameri- Post-traumatic stress reactions following the
cans’ Reactions to September 11. JAMA, Madrid March 11, terrorist attacks: A cau-
288(5), 581-588. tionary note about the measurement of
psychological trauma. Spanish Journal of Psy-
Schuster, M. A., Stein, B. D., Jaycox, L., Collins, chology, 9,161-174.
R. L., Marshall, G. N., Elliott, M. N., Zhou,
A. J., Kanouse, D. E., Morrison, J. L. & Berry, Weathers, F.W., Litz, B.T., Herman, D. S., Huska,
S. H. (2001). A national survey of stress reac- J. A. & Keane,T. M. (1993).The PTSDChecklist:
tions after the September 11, 2001, terrorist Reliability, validity and diagnostic utility. Paper
attacks. New England Journal of Medicine, presented at the annual meeting of the Inter-
345(20),1507-1512. national Society for Traumatic Stress Studies,
San Antonio,TX.
Shalev, A.Y. (2004). Further lessons from 9/11: Does
stress equal trauma? Psychiatry, 67,174-177. Wessely, S. (2004). When being upset is not a
mental problem. Psychiatry, 67,153-157.
Silver, R. C., Holman, E. A., McIntosh, D. N.,
Poulin, M. & Gil-Rivas,V. (2002). Nationwide World Health Organization (2005). Global Burden
longitudinal study of psychological responses of Disease Project. See http://www.who.int/
to September 11. JAMA, 288(10),1235-1244. topics/global_burden_of_disease/en

Southwick, S. M. & Charney, D. S. (2004). 1 The September 11 terrorist attacks were a turn-
Responses to trauma: Normal reactions or ing point in the scienti¢c study of the impact of
pathological symptoms. Psychiatry, 67,170-173. sudden mass catastrophes on public health. Data
began to appear in the immediate hours after the
Stein, B. D., Elliott, M. N., Jaycox, L., Collins, attacks. The ¢rst available data were somewhat
R. L., Berry, S. H., Klein, D. J. & Schuster, shocking. The Institute of Social Research of the
M. A. (2004). A national longitudinal study University of Michigan (2001) published a survey
of the psychological consequences of the done using non-standardized instruments that
September11,2001terrorist attacks: Reactions, showed that 66% of a random sample of 668 adult
impairment, and help-seeking. Psychiatry, 67, Americans interviewed 4 to 20 days after the
105-117. attacks had ‘depressive symptoms’ (52%), ‘sleep
problems’ (62%) or symptoms in the range of an
Van Ommeren, M. Saxena, S. & Saraceno, B. ‘acute stress reaction’. The same day, WebMed
(2005). Mental and social health during and published an article titled: ‘Should America Pre-
after acute emergencies: emerging consensus? pare for a Mental-Health Crisis? Expert Says
Bulletin of theWHO, 83(1),71-78. Terror Strikes Will Cause Millions to Need Help
With PTSD’which was quoted in most USA news-
Va¤zquez, C. (2005). Stress reactions of the general papers. In that paper, two psychiatrists explained
population after the terrorist attacks of S11 that given the fact that millions of persons had
(USA) and M11 (Madrid, Spain): Myths repeatedly watched the images of the WTC and
and realities. Annuary of Clinical and Health that this was a major issue of concern among
Psychology, 1, 9-25. (http://www.us.es/apcs/ North Americans, an epidemic of PTSD all over
vol1esp.htm) the country of insurmountable dimensions might

38
CarmeloVa¤zquez & Pau Pe¤ rez-Sales

emerge. In a study by the RAND Corporation 3 to general population. Figures for ‘depression’ were
5 days after the attacks, published using the 7.5% and an additional 10.9% of the population
Priority Speed Publication in the New England of Madrid were reported as having had ‘panic
Journal of Medicine of the 15 November 2001 attacks’ related to the bombings. The results were
(Schuster, et al., 2001), 90% of a random sample extensively commented in the Spanish press
of Americans interviewed showed ‘moderate (e.g., El Mundo, 29 July 2004, ABC 28 July 2004).
stress’ and 44% living close to the NY area pre- Another national Spanish newspaper, El Pais,
sented at least one out of a list of ¢ve stress-related published the following ¢ve-column heading:
symptoms, which was labeled by the authors as ‘More than 40.000 citizens of Madrid a¡ected by
‘substantial stress’. The paper pointed out the Post-Traumatic Stress Disorder’ and estimated
necessity of a public health response to what could that ‘more than 250,000 persons in Madrid show
be considered a major community mental health major depression and similar ¢gures have experi-
problem. The immediate announcement by the enced panic attacks related to the bombings’.
Commissioner of the NewYork City Department Thirty-¢ve psychiatrists and 17 psychologists were
of Health and Mental Hygiene, that the council employed by the Mental Health Authorities to
had created a database to make a follow-up of confront this expected epidemics of PTSD, which
the physical and mental health consequences of is somewhat di⁄cult to understandwhen no money
the attack in the New Yorker shared this same line at all has been invested until now by the health
of thought. More than 25,000 people volunteered authorities in any kind of psychosocial or com-
to be screened every three months for the next munity programme with a proactive approach to
20 years (CNN, March 3, 2004). help the direct survivors or relatives of the people
Similar alarming messages have been repeated in assassinatedintheattacks.Talkingtothenewspaper
other settings. One week after the terrorist attacks LaVanguardia (22/12/2004), the author of the largest
in Spain the mental health authorities announced epidemiological study, Martin-Tobal, stated that
a probable epidemic of PTSD. They based this ‘only 3,014 persons had been attended by the
expectation on the September 11 alarming and Mental Health authorities during the ¢rst year’
uncon¢rmed initial ¢gures. Interestingly, a study with ‘unknown consequences for the future’. The
conducted by Mun‹oz, et al. (2004) in the ¢rst days same group presented data in the IX European
after the attacks seemed to support this prediction. Congress of Psychology (Granada 3-8 July 2005)
The authors reported that 47% of the population from a second wave, 6 months after the attacks,
presented ‘symptoms related to Acute Stress that showed ¢gures close to what would be
Disorder’ using the Acute Stress Disorder Scale expected in normal conditions (2.5% prevalence
(ASDS) in a sample of 1179 citizens of Madrid. of major depression, 1% PTSD and 3% panic
Although the authors were cautious in interpret- attacks among general population) although the
ing their results, press interviews echoed the authors discussed the data in terms of ‘chroni¢ca-
results uncritically. Miguel-Tobal, et al. (2004) tion’of symptoms, something also quoted in press
conducted a study following the same method- (i.e., LaVanguardia, next day). Thus, the idea of an
ology as that of Galea, et al. (2002) after the ‘epidemic’ of PTSD was somehow constructed
WTC attacks ^ i.e., atelephone survey to a sample and fed. It might be hypothesized that there are
of 1897 citizens of Madrid 4 to 6 weeks after the multiple interests in this construction process:
bombings. The authors reported preliminary politicians canbe interested in the political advan-
results in a press conference weeks before publish- tages of inducing fear in the population, health
ing their results stating that they had found a authorities in the possibility of getting funds or
PTSD prevalence of 3.9% among the Madrid personnel, the press in the idea that ‘trauma’ has

39
Planning needs and services after collective trauma: should we look for the symptoms of PTSD?
Intervention 2007, Volume 5, Number 1, Page 27 - 40

more acceptance and sells better than news on was conducted between the third and fourth week
resuming normalcy and, ¢nally, scienti¢c authors after the attacks. Thus, the responses covered a
may also contribute by being seduced by the idea 3-4 week period as the PCL instructions asked
of public notoriety. All in all, a very dangerous subjects to rate the severity of symptoms since
cocktail. March 11.
2 7 Similar variations in results have been found
We conducted a series of analyses comparing
PCL-C scores in both samples ¢nding no signi¢- when researchers have studied initial psychologi-
cant di¡erences in any PCL scale. Thus, both cal reactions with the controversial category of
samples were combined in this report. acute stress disorder (ASD) ^ see Va¤zquez (2005).
This new category was ¢rst introduced in the
3 Test^retest reliability at 2-3 days has been
DSM-IV (APA, 1996) ^ see a systematic critical
reported at 0.96 (Weathers, Litz, Herman, Huska
review by Marshall, Spitzer and Liebowitz,
& Keane, 1993) and the overall diagnostic e⁄-
1999 ^ to cover the measurement of psychological
ciency has been found to be acceptably high at
reactions to traumatic events within the ¢rst
0.90 (Blanchard, Jones-Alexander, Buckley &
30 days after a traumatic event.
Forneris,1996). In our study, the scale revealed to
be highly consistent (Cronbach’s a = .89). Carmelo Va¤zquez is attached to the School of
4
Psychology. Universidad Complutense, Madrid.
A score of 3 or above is required for items 1, 2, 9,
Spain. Authors address: Faculty of Psychology,
10, 12 and 15, whereas a score of 4 or above is
Universidad Complutens, Campus de Somosa-
required for the rest of the items.
guas, 28223-Madrid (Spain),Telephone: (34)
5 A score of 8 or above in a 1-10 scale would be 91-3943131, Fax: (34) 91-3943189, E-mail:
equivalent to a score of 4 or above in the 1-5 scale cvazquez@psi.ucm.es.
of the PCL-C. Pau Pe¤rez-Salesis attached to the Hospital La
6 Criterion E (duration of symptom more than Paz (Madrid) and Community Action Group
1 month) was not directly assessed as this study (GAC). Madrid, Spain.

40

You might also like