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Metacognitive Therapy for PTSD 365

treatment of PTSD in Viemam War veterans.Journal of ClinicalPsy- The author wishesto thank the female therapists involvedin conducting
chology, 53, 917-923. treatment: Stephanie Fallon, Evelyn Sandeen, Ella Nye, Maureen
Weathers, E W., Litz, B. T., Herman, D. S., Huska, J. A., & Keane, McGlynn, Annette Brooks, Andrea Blmnenthal, and Sharon Sprague;
T. M. (1993, October). The PTSD checklist(PCL): Reliability, validity, thanks to Celia Michael for encouraging this work; and thanks to Jan
and diagnostic utility. Paper presented at the 9th Annual Meeting
of the International Society for Traumatic Stress Studies, San Wallner for her support.
Antonio, TX. Address correspondence to Diane T. CastiUo, Psychology Service
Yalom, I. (1995). The theory and practice of group psychotherapy (4th ed.). (l16B), New Mexico VA Health Care System, 1501 San Pedro S.E.,
NewYork: Basic Books. Albuquerque, NM; e-maih diane.castillo@med.va.gov.

Metacognitive Therapy for PTSD: A Core Treatment Manual


A d r i a n Wells, University o f M a n c h e s t e r
S u n d e e p S e m b i , University o f Liverpool

This article describes a new brief treatment for PTSD based on a metacognitive model (Wells, 2000). The treatment derived from this
approach can be divided into core and supplementary treatment components. The core treatment manual is presented hoe. The core
treatment does not require imaginal reliving of trauma or cognitive challenging of thoughts and beliefs about trauma. It enables pa-
tients to develop a metacognitive perspective and disengage unhelpful thinking styles such as worry/rumination and attentional
monitoring that block the natural propensity for cognitive-emotional adaptation following trauma. The content, techniques, and
sequence of the basic program are described in detail to support practical application of the new treatment by therapists.

p , SYCHOLOGICALTREATMENTS for PTSD have consisted


o f various m e t h o d s a n d the study o f t r e a t m e n t effi-
In this article we p r e s e n t a new cognitive t h e r a p y for
PTSD. We describe the theoretical b a c k g r o u n d , briefly
cacy is still at an early stage. Treatments c o m p r i s e d o f ex- review evidence for a central tenet of the model, a n d then
p o s u r e m e t h o d s a n d cognitive t h e r a p y focused on modi- provide a detailed guide to the treatment. T h e m o d e l o n
fying negative appraisals have b e e n shown to b e effective which the t r e a t m e n t is b a s e d was first advanced by Wells
in c o n t r o l l e d trials. In comparative studies, e x p o s u r e (2000) a n d is g r o u n d e d in an information-processing
t h e r a p y alone a n d cognitive restructuring without expo- theory o f psychological disorder (Wells & Matthews, 1994,
sure have b e e n shown to be equally effective (e.g. Rich- 1996).
ards, Lovell & Marks, 1994; Tarrier et al., 1999). However,
a p r o p o r t i o n o f patients d o n o t r e s p o n d o r fail to com-
A C o g n i t i v e M o d e l o f PTSD
plete treatment (Sherman, 1998; van Etten & Taylor, 1998).
P r o l o n g e d imaginal reliving o f t r a u m a is distressing a n d T h e starting p o i n t for the new m o d e l is the assump-
is p o o r l y tolerated by m a n y clients (Scott & Stradling, tion that following t r a u m a an i n t e r n a l goal o f processing
1997). Exposure a n d cognitive t h e r a p y a p p r o a c h e s are is the d e v e l o p m e n t o f a b l u e p r i n t or p l a n for g u i d i n g
relatively b r i e f interventions involving a b o u t 10 sessions. t h i n k i n g a n d action in potential future e n c o u n t e r s with
h n p l e m e n t a t i o n of these treatments requires a high de- t h r e a t . J u s t as individuals can be c o n c e p t u a l i z e d as having
gree of therapist skill. We believe that for t r e a t m e n t to be a p l a n or script that guides t h i n k i n g a n d behavior w h e n
m o r e widely accessible, interventions that are brief, less e a t i n g in a restaurant, p e o p l e have plans that guide cog-
d e m a n d i n g , a n d less potentially distressing are needed. nitive a n d behavioral activities d u r i n g e n c o u n t e r s with
Ideally, such a p p r o a c h e s should be g r o u n d e d in empiri- threat. T h e goal o f e m o t i o n a l processing, which n o r m a l l y
cally testable theories of the psychological mechanisms un- p r o c e e d s u n i m p e d e d a n d spontaneously, is the strength-
derlying n o r m a l a n d a b n o r m a l posttraumatic processing. e n i n g o f such a plan. We have t e r m e d the process by
which e m o t i o n a l processing takes place a n d plans are de-
v e l o p e d the Reflexive A d a p t a t i o n Process (RAP), a t e r m
i n t e n d e d to c a p t u r e the idea that this is initiated auto-
Cognitive and Behavioral Practice 1 1 , 3 6 5 - 3 7 7 , 2004
107%7229/04/365-37751.00/0 matically in response to intrusive thoughts. W h e t h e r o r
Copyright © 2004 by Association for Advancement of Behavior n o t a d a p t a t i o n occurs d e p e n d s on the style o f thinking
Therapy. All rights of reproduction in any form reserved. a n d c o p i n g a d o p t e d by the person. I n t e r n a l beliefs a n d
366 Wells & Sembi

environmental factors lead to a style o f thinking and cop-


ing behaviors that block the development of adaptive Trauma
plans and prevent the return of cognition to a "normal" (arousal/threatlevel)
state o f processing. Beliefs of a metacognitive nature (i,e.,
about thinking itself) are o f central importance because JL
they guide activities of the individual's cognitive system
and can lead to styles of thinking that facilitate or impede
emotional processing. Such metacognitive beliefs can be

1-'1
represented verbally but are linked to implicit plans that
guide thinking. For example, m u c h o f the knowledge
used to guide thinking and behavior is n o t verbally ex- !
Maladaptive situational
pressible. In verbal form, examples of such beliefs in- processing
elude the following: I must worry in order to be prepared; I Worry/rumination
must try to remember all of the details of the trauma so that I can
Threat monitoring
understand why me; I should be alert to all sources of danger; I f
Negative appraisal of coping/
I pay close attention to all possible threat I won't be taken by sur- symptoms
prise; I must not think about what happened or I'll not cape. Adaptive situational
processing Avoidance/thought control
These metaeognitions (and plans they represent) give
Dissociation
rise to perseveration, which is persistent and recurrent Low ruminative activity
thinking about trauma, threat, and one's reaction to it.
Perseveration consists of worry/rumination, threat moni-
Flexible attention control El
i!
Mental simulation (planning)
toring, and maladaptive thought-control strategies. It is
i|
maladaptive because it strengthens and maintains per- Acceptance of symptoms

ceptions of threat and it blocks the processes necessary


;" Psych0s0cial "-
for the RAP. The model is novel in its emphasis on styles
of thinking (e.g., worry, attentional monitoring for threat,
mental control) rather than on content, and for its focus
on metaeognitions, which are the beliefs and strategies
g ~', Stressors ,}

used to appraise and regulate thinking itself. Like other Exitre-tuning i


cognitive
models, the approach sees coping t h r o u g h avoidance,
use of alcohol, and so on as further examples of unhelp-
Figure 1. A schematic representation of the metacognitive
ful coping. In the present model alcohol is a problem be- model of PTSD.
cause it alters the conscious experience of intrusions so
that mental simulation is disturbed, whilst avoidance pre-
vents the person discovering that the environment is n o t the individual. In PTSD, the resources needed for mental
still dangerous. In each case cognition c a n n o t return to a simulation are drained by, and ending the threat cycle in-
"normal" state of functioning. compatible with, competing processing activities. In par-
A diagrammatic outline of the model is presented in tieular, if the person believes that the way to cope is to en-
Figure 1. In the model symptoms such as intrusive thoughts gage in repeated conceptual (i.e., verbal) analysis of past
and hyperarousal are normal in-built responses following events a n d / o r to worry about the future, this can interfere
trauma. They act as biasing agents on cognition and lead with more adaptive imaginal simulations. Furthermore,
to the selection and revision of metacognitions for guid- the person may not be flexible e n o u g h in their use of
ing thinking and coping. Normally, symptoms such as thinking strategies such that there is an overuse of re-
intrusive recollections (flashbacks) coupled with atten- cyclic thinking (e.g., trying to r e m e m b e r all of the details,
tional orienting responses provide an impetus for run- trying to work out blame) that constitutes chronic analyt-
ning mental simulations of dealing with trauma. Such ical dwelling on trauma-related information. If the per-
mental simulations are a rudimentary mechanism for lay- son believes that the best way to cope is to avoid situations,
ing the foundations of a metacognitive plan for coping avoid thoughts of trauma, a n d / o r execute hypervigilant
and subsequent action (the RAP). The flexible use of im- threat-monitoring strategies, this interferes with mental
agery is a typical and potentially useful m e d i u m o f pre- simulation and maintains perceptions of danger so that
liminary plan compilation. It is useful because it repre- the anxiety program persists. The anxiety program is also
sents the dynamics of action and cognition over time and maintained by negative interpretation of traumatic symp-
relates multiple modes of responding (thinking, behav- toms such as interpreting intrusive thoughts and hyper-
ing, feeling) in concert in a way that can be controlled by arousal as a sign of mental breakdown. As a consequence
Metacognitive Therapy for PTSD 367

o f these factors, the traumatized individual is u n a b l e to The Model in Action


exit the e m o t i o n a l processing (RAP) cycle because m e n -
tal simulation is i n c o m p l e t e and/orcognition
t u n e to the n o r m a l threat-free e n v i r o n m e n t .
does n o t re-
A "walk t h r o u g h " o f the m o d e l for a p a r t i c u l a r case
will h e l p to clarify how the m o d e l works. A case c o n c e p t u -
alization based on the m o d e l is p r e s e n t e d in Figure 2.
As d e p i c t e d in Figure 1, maladaptive a n d adaptive In this e x a m p l e the RAP is r e p e a t e d l y t r i g g e r e d by in-
strategies arise from m e t a c o g n i t i o n s as r e p r e s e n t e d by trusive images a n d r e e x p e r i e n c i n g o f pain. T h e occur-
the arrow l e a d i n g f r o m m e t a c o g n i t i o n s to strategy. T h e r e n c e o f these a n d r e l a t e d symptoms leads to the activa-
strategies i m p l e m e n t e d in turn have an effect on meta- tion o f metacognitions to guide i n f o r m a t i o n processing
cognitions as d e p i c t e d by the r e t u r n arrow. F o r example, r e q u i r e d for the RAP. I n this case the m e t a c o g n i t i o n s are
strategies such as trying n o t to think certain thoughts m a l a d a p t i v e a n d l e a d the i n d i v i d u a l to activate w o r r y /
activate metacognitive t h o u g h t - m o n i t o r i n g strategies in ruminative strategies o f self-regulation, hypervigilance
which the p e r s o n m o n i t o r s for the o c c u r r e n c e o f target for danger, bodily checking, avoidance, a n d t h o u g h t con-
thoughts. This can have the effect o f triggering the un- trol. Metacognitive beliefs also l e a d the individual to fear
wanted thought itself. The resulting failure to avoid thoughts symptoms themselves, t h i n k i n g that this c o u l d l e a d to
can s t r e n g t h e n negative metacognitive beliefs a b o u t the "losing it." As a result o f these strategies, n o r m a l activities
uncontrollability o f thoughts a b o u t trauma. To take an- o f the RAP are b l o c k e d a n d so intrusions automatically
o t h e r e x a m p l e o f the effect o f strategies on metacogni- persist as a m e a n s o f kick-starting t h e a d a p t i v e RAP
dons, the use o f worry a n d hypervigilance strengthens process. T h e maladaptive strategies used also k e e p anxi-
metacognitive plans for these activities, so in essence the ety a n d a sense o f t h r e a t going, t h e r e b y fueling anxious
p e r s o n b e c o m e s an increasingly skilled "threat detector." symptoms. Some strategies such as bodily checking in com-
Moreover, the n o n o c c u r r e n c e o f threat can be taken as b i n a t i o n with anxiety c o n t r i b u t e to feeling d e a d / u n r e a l .
evidence that worrying a n d hypervigilance are working.
Such an effect strengthens positive beliefs a b o u t the use-
fulness of these strategies. Adaptive strategies, on the o t h e r
h a n d , allow reflexive a d a p t a t i o n to occur so the p e r s o n
spontaneously develops plans for c o p i n g in the future
I (aroUsal/threat
Traumalevel) II
r a t h e r than b e i n g stuck in a t t e m p t i n g to c o p e with non-
existent threat in the present.
Symptoms subside when a satisfactory p l a n for c o p i n g
JL
has b e e n established a n d the p e r s o n is able to exit the
RAP. Exiting requires metacognitive m o n i t o r i n g a n d con-
.In~r~~iii~uilain
f
trol processes, a n d the RAP continues until discrepancies +
between the c u r r e n t status o f the self (e.g., feeling vulner-
able) a n d a d e s i r e d o r a normative internal goal state is ~l Worrying eepame I I Maladaptivesituational
processing
eliminated. This process o f c h e c k i n g for discrepancies
consists of in-built metacognitive m o n i t o r i n g a n d control Worryaboutdanger
Lookout for danger
processes that are part o f the RAP. However, discrepan- Avoidtraffic
cies persist when metacognitive beliefs m a i n t a i n the focus Avoid TVprogrammes/
o f processing o n danger. reminders
Tryto controlthoughts
We have seen how metacognitive beliefs a b o u t the Checkpulse
value o f w o r r y / r u m i n a t i o n u n d e r l i e perseverative pro-
cessing in the form of negative c o n c e p t u a l activity. O t h e r Adaptivesituational
processing
factors also lead to a general r e p e t i t i o n o f processing. F o r
example, an individual may be dissatisfied with the way in
which she o r he c o p e d d u r i n g the trauma. This will lead
to r e p e a t e d activation o f the RAP leading to intrusions
.s
iF
(' Psychosocial '~
,,
about the trauma so that the individual can p l a n m o r e sat-
isfactory responses. Such dissatisfaction may n o t occur
',, Stressors ,,'
i m m e d i a t e l y after the t r a u m a b u t can be initiated by later
negative social factors such as criticism o r blame, which is
o n e potential pathway to delayed-onset PTSD. Stresses
Exit
cognitivere-tuning
I
that are difficult to b r i n g u n d e r p e r s o n a l control also
contribute to perseveration because the individual is in a Figure 2. A case conceptualization based on the metacognitive
state o f persistent m e n t a l simulation a n d planning. model.
368 Wells & Sembi

Thus, intrusive thoughts a n d anxious symptoms persist, tion. Moreover, imaginal reliving will p r o m o t e habitua-
c u l m i n a t i n g in a state o f PTSD. tion, which will weaken reflexive influences on process-
ing a n d increase the flexible control of attention and
Predictions and Clinical Implications c o p i n g so that adaptive strategies may be i m p l e m e n t e d .
The m o d e l assumes that posttraumatic s)maptomatol- Imaginal e x p o s u r e will also be beneficial in cases where
o g y - - t h a t is, intrusions (memories a n d flashbacks), night- patients fear anxious symptoms, a n d when the evocation
mares, h e i g h t e n e d arousal, a n d h y p e r v i g i l a n c e - - a r e nor- o f symptoms d u r i n g e x p o s u r e provides evidence that
mal in the i m m e d i a t e aftermath o f a traumatic event. challenges symptom-related worries.
They are indicators that the individual's cognitive system
is c o m m e n c i n g the RAP process. Difficulties arise, how- Dose-Response Phenomena
ever, when the individual uses i n a p p r o p r i a t e c o p i n g strat- T h e m o d e l explains the dose-response relationship in
egies a n d / o r interprets the symptoms in a t h r e a t e n i n g PTSD in which r e p e a t e d stressors o r events o f greater
way. These factors disturb the c o m p i l a t i o n o f an appro- m a g n i t u d e (or causing greater arousal) l e a d to m o r e se-
priate plan for dealing with threat a n d subsequent fading vere PTSD. This effect is attributed to the dynamic inter-
o f the RAP. A basic implication is that t r e a t m e n t that re- play between lower- a n d upper-level processing. Repeated
moves the barriers to n o r m a l adaptive processing should a n d intense events lead to the formation of strong associa-
be effective in relieving PTSD. tive links between lower-level processors, p r o d u c i n g sensiti-
T h e m o d e l makes several testable predictions. O n e zation to threat and m o r e readily activated RAP responses.
o f the most p r o m i n e n t is that specific internal aspects o f As a result, threat-related material is m o r e likely to in-
processing interfere with the RAP u n d e r l y i n g e m o t i o n a l trude into consciousness a n d diminish higher-level flexible
processing. Worry a n d r u m i n a t i o n d r a i n resources neces- c o n t r o l over processing, n e e d e d for the i m p l e m e n t a t i o n
sary for processing images a n d r u n n i n g simulations. They o f adaptive processing a n d s u b s e q u e n t fading o f the RAP.
also focus the individual on negative outcomes, thereby
Delayed-Onset PTSD
fueling the anxiety p r o g r a m a n d d r a i n i n g the resources
Delayed-onset PTSD is e x p l a i n e d by the m o d e l in the
n e e d e d for constructing a c o p i n g configuration (plan). A
following way. Initially following trauma, individuals may
f u r t h e r p r e d i c t i o n is that some c o p i n g strategies (e.g.,
fulfill the goals o f the RAP. However, at some p o i n t t h e r e
avoidance a n d dissociation) will interfere with e m o t i o n a l
is a shift to maladaptive r e s p o n d i n g before c o m p l e t e con-
processing. Excessive efforts to control or avoid thoughts
solidation o f the plan. This shift can be t r i g g e r e d by envi-
o f t r a u m a will interfere with n o r m a l simulation pro-
r o n m e n t a l a n d social events that lead to negative reap-
cesses. Finally, since the intrinsic goal o f processing is to
praisal o f the self, a r e o c c u r r e n c e o f t h r e a t appraisals,
develop a p l a n for coping, factors that c o n t r i b u t e to per-
a n d / o r w o n T . C o m p e t i n g processing priorities can also
ceptions o f the self as ineffective at c o p i n g with the threat
t e m p o r a r i l y block the RAP as the capture o f a t t e n t i o n by
will c o n t r i b u t e to perseveration o f the RAP a n d symp-
stress symptoms is avoided. For instance, d e a l i n g with on-
toms of failed e m o t i o n a l processing. Candidates of inter-
going c u r r e n t personal issues may suppress stress symp-
est are negative self-appraisals resulting from beliefs a b o u t
toms until c o m p e t i n g self-regulatory d e m a n d s are re-
the self or aspects of the trauma, a n d psychosocial factors
moved, at which p o i n t PTSD symptoms emerge.
such as negative social support.
It is a p p a r e n t f r o m these p r e d i c t i o n s that responses to PTSD Symptom Clusters
symptoms o f stress, such as intrusive thoughts, startle re- The m o d e l explains the three PTSD symptom c l u s t e r s - -
sponses, a n d hypervigilance, should be m a n a g e d in a par- intrusions/reexperiencing, hyperarousal, a n d a v o i d a n c e /
ticular way that blocks w o r r y / r u m i n a t i o n , threat monitor- d i s s o c i a t i o n - - a s follows. I n t r u s i o n s / r e e x p e r i e n c i n g and
ing, a n d avoidant coping. Adjustment processes should be hyperarousal are seen as n o r m a l c o n s e q u e n c e s o f stress
allowed to r u n their own course without inflexible o r that are p a r t of the RAP process. T h e y indicate activity o f
maladaptive upper-level involvement. reflexive processing that serves to bias conscious process-
In the following section we describe briefly how the ing a n d retrieval o f i n f o r m a t i o n from long-term m e m o r y
m o d e l accounts for i m p o r t a n t PTSD-related p h e n o m e n a . by r e p e a t e d l y i n t r o d u c i n g material into consciousness as
the basis o f f o r m i n g a cognition-action plan. Symptoms
Explanation of Imaginal Exposure Effects of a v o i d a n c e / d i s s o c i a t i o n are seen as c o p i n g strategies
While the m o d e l predicts that p r o l o n g e d imaginal re- that are maladaptive if used in the long t e r m because
living of t r a u m a is n o t necessary for effective treatment, they disrupt the RAP.
the efficacy o f the t e c h n i q u e can be e x p l a i n e d within the
c o n t e x t o f the model. T h e t e c h n i q u e will be effective Treatment Implications
w h e n it allows the individual to r u n m e n t a l simulations of An implication o f the m o d e l as d e p i c t e d in Figure 1 is
e x p e r i e n c e that facilitate the RAP a n d lead to p l a n forma- that it can be translated into an individual case conceptu-
Metacognitive Therapy for PTSD 369

alization, which is u s e d to socialize to t r e a t m e n t a n d as by s p e e d e d letter-cancellation, o r (e) settle down. These


a framework s u p p o r t i n g individual techniques. Patients conditions were selected because they were c o n s i d e r e d to
can readily identify the maladaptive strategies that form a differ in the e x t e n t to which they caused b l o c k e d emo-
vicious cycle of PTSD symptoms a n d the adaptive responses tional processing o f images a n d "tagging." Tagging refers
that are to be d e v e l o p e d in treatment. T h e goal o f treat- to the activating of m e m o r i e s o f the stressor a n d engag-
m e n t is to free u p the t r a u m a t i z e d patient's natural ca- ing in processing that sets u p a wide r a n g e o f associations
pacity for self-regulation a n d adaptation following trauma. so that an increasing n u m b e r of concepts b e c o m e re-
This consists o f e n a b l i n g a shift to a metacoguitive m o d e trieval cues for stress-related material. T h e results showed
o f processing in which w o r r y / r u m i n a t i o n strategies a n d that the two worry conditions were associated with the
t h r e a t m o n i t o r i n g are d i s c o n t i n u e d a n d a strategy o f "de- highest frequency o f intrusive images a b o u t the t r a u m a
t a c h e d mindfulness" (cf. Wells & Matthews, 1994, 1996) over the 3 days following e x p o s u r e to the film. Moreover,
is established in d e a l i n g with symptoms. This offers a t h e r e was a l i n e a r i n c r e m e n t in frequency o f intrusions
m e a n s o f i m p r o v i n g flexible r e s p o n d i n g a n d a t t e n u a t i n g across different conditions that was consistent with pre-
excessive active involvement with intrusions, symptoms, dictions c o n c e r n i n g a cozjoint incubation m e c h a n i s m in-
a n d memories. T h e suspension o f maladaptive strategies volving blocked emotional processing a n d tagging. T h e
unlocks the barriers to in-built adaptive e m o t i o n a l pro- results o f these a n a l o g u e studies o f trauma-related stimu-
cessing. These techniques are the r u d i m e n t a r y basis o r lation s u p p o r t the hypothesis that worry following stress
"core" o f treatment, which is d e s c r i b e d in this manual. can l e a d to an increase in poststress symptoms o f intru-
However, a d d i t i o n a l strategies are p a r t o f the b r o a d e r sive images.
metacognitive t r e a t m e n t approach, namely, r u n n i n g men- T h e m o d e l also suggests that particular metacognitive
tal simulations o f c o p i n g with the t r a u m a a n d direct chal- c o p i n g strategies s h o u l d b e linked to PTSD a n d negative
l e n g i n g of metacognitive beliefs a b o u t symptoms. T h e o u t c o m e s following stress. Several studies, b o t h cross-
core t r e a t m e n t is d e s c r i b e d later in this article. Before sectional a n d longitudinal, have e x a m i n e d the relation-
d o i n g so, in the next section we review the empirical status ship between t h o u g h t c o n t r o l strategies a n d p o s t t r a u m a
o f one of the central a n d novel predictions of the m o d e l - - stress symptoms. Individual differences in strategies used
that maladaptive strategies o f w o r r y / r u m i n a t i o n a n d to control distressing, intrusive thoughts can be m e a s u r e d
t h o u g h t control c o n t r i b u t e to the d e v e l o p m e n t o f PTSD. with the T h o u g h t Control Q u e s t i o n n a i r e (TCQ: Wells &
Davies, 1994). T h e T C Q assesses five factorially derived
d o m a i n s o f strategy: distraction; social control; worry;
A Brief R e v i e w o f R e s e a r c h o n Worry
p u n i s h m e n t ; reappraisal. T h e scale a p p e a r s to have a sim-
a n d T h o u g h t Control
ilar factor structure in p a t i e n t a n d n o n p a t i e n t samples
A central p r e d i c t i o n o f the m o d e l is that w o r r y / r u m i - (Reynolds & Wells, 1999). T h e use o f worry a n d punish-
n a t i o n should be associated with the p r e s e n c e or devel- m e n t to c o n t r o l thoughts is positively associated with
o p m e n t o f PTSD symptoms. In particular, worry should stress vulnerability a n d appears to be elevated in some
b l o c k the RAP a n d t h e r e f o r e lead to a persistence o r in- clinical syndromes. Holeva, Tarrier, a n d Wells (2001)
crease in intrusive images as the person's cognitive system c o n d u c t e d a l o n g i t u d i n a l study o f the p r e d i c t o r s of PTSD
attempts m e n t a l simulations a n d adaptation. following serious motor-vehicle accidents in which vic-
Several studies have tested for a relationship between tims r e q u i r e d hospital treatment. Measures o f t h o u g h t
worry a n d t r a u m a reactions, a n d two experimental studies control (TCQ) a n d social s u p p o r t a d m i n i s t e r e d within 4
have e x a m i n e d the effects o f worry on intrusive images weeks o f t h e a c c i d e n t were u s e d as p r e d i c t o r s o f PTSD
following stress. Butler, Wells, a n d Dewick (1995) asked 4 to 6 m o n t h s after the accident. T h e p r e s e n c e of stress
n o n p a t i e n t participants to watch a g r u e s o m e a n d stress- symptoms (acute stress disorder) at Time 1 was controlled.
ful film a b o u t a workshop accident, a n d then to engage The use o f worry to control thoughts at Time 1, a c h a n g e
in o n e o f the following postfilm m e n t a t i o n strategies for a in perceived social support, a n d an interaction between
p e r i o d o f 4 minutes: worry in verbal form a b o u t the film, perceived social s u p p o r t a n d the use o f social t h o u g h t
image the negative aspects o f the film, o r settle down control strategies significantly predicted subsequent PTSD.
(control c o n d i t i o n ) . T h e individuals who worried experi- In cross-sectional analyses o f symptoms, t h o u g h t - c o n t r o l
e n c e d the highest f r e q u e n c y o f intrusive images a b o u t strategies were predictive o f acute stress d i s o r d e r (ASD)
the film over the n e x t 3 days. In a larger study, Wells a n d at Time 1 a n d o f PTSD at Time 2. Both distraction a n d
P a p a g e o r g i o u (1995) used a similar film-stressor m e t h o d - social control T C Q subscales were negatively c o r r e l a t e d
ology, only this study c o m p a r e d the effects of five differ- with ASD a n d PTSD caseness, suggesting a possible posi-
e n t postfilm m e n t a t i o n conditions. These strategies were: tive benefit o f these metacognitive control strategies. How-
(a) worry about the film, (b) worry a b o u t usual concerns, ever, worry a n d p u n i s h m e n t b o t h e m e r g e d as positive pre-
(c) image the negative aspects o f the film, (d) distraction dictors o f ASD a n d PTSD. These findings for worry a n d
370 Wells & Sembi

p u n i s h m e n t c o n t r o l strategies are e c h o e d in a study by the different t r e a t m e n t phases influences the n u m b e r o f


W a r d a a n d Bryant (1998). T h e y f o u n d that individuals sessions required.
with ASD u s e d m o r e worry a n d p u n i s h m e n t t h o u g h t -
control strategies than non-ASD patients. Reynolds and Session h Case Conceptualization and Socialization
Wells (1999) showed that particular T C Q strategies distin- T h e first step is elicitation a n d consolidation o f knowl-
guished recovered a n d n o n r e c o v e r e d patients with m a j o r edge c o n c e r n i n g the n a t u r e a n d base rates o f specific
depression a n d / o r PTSD, a n d that c h a n g e in T C Q strat- PTSD symptoms (intrusions, flashbacks, nightmares, a n d
egies was associated with recovery. T h e recovered g r o u p arousal symptoms). Following this, an individual case
was m o r e likely to use distraction a n d reappraisal a n d less conceptualization is constructed based o n the metacog-
likely to use worry a n d p u n i s h m e n t . nitive m o d e l d e p i c t e d in Figure 1.
Studies o f r u m i n a t i o n show that the t e n d e n c y to rumi- T h e task o f conceptualization is simplified by direct-
nate, defined as recyclic negative thinking about the causes ing the course o f questions to e x p l o r i n g a series o f spe-
a n d symptoms o f depression, is associated with negative cific a n d r e c e n t episodes in which the p a t i e n t was trou-
o u t c o m e s following stressful life events. R u m i n a t i o n has b l e d by symptoms associated with the trauma, o r in which
b e e n f o u n d to be very similar to worry in b o t h form a n d t h e r e was an e x a c e r b a t i o n o f anxious affect. T h e aim is to
function ( P a p a g e o r g i o u & Wells, 1999, 2003). In prospec- elicit examples of each o f the e l e m e n t s in the model.
tive studies r u m i n a t i o n has b e e n shown to be positively as- Much of the discussion focuses on e x p l o r i n g the presence
sociated with depressive symptoms following significant and extent of (a) w o r r y / r u m i n a t i o n about the tFauma, (b)
negative life events involving an e a r t h q u a k e (Nolen- attentional m o n i t o r i n g strategies, (c) strategies for coping
H o e k s e m a & Morrow, 1991) a n d following b e r e a v e m e n t with symptoms/distress (e.g., avoidance, thought control,
(Nolen-Hoeksema, Parker, & Larson, 1994). distraction, alcohol), (d) beliefs a b o u t symptoms, worry,
T h e results o f these studies s u p p o r t a central supposi- a n d attentional strategies. An effective sequence for ob-
tion o f the p r e s e n t m o d e l that thinking stTles a n d meta- taining this material is to b e g i n by asking a b o u t symptoms
cognitive c o p i n g strategies can adversely affect outcomes a n d t h e n e x p l o r i n g the strategies used to m a n a g e or
following stress a n d that perseverative styles o f thinking avoid symptoms. T h e therapist n e x t asks directly a b o u t at-
involving w o r r y / r u m i n a t i o n a n d choice o f particular tentional m o n i t o r i n g for threat, a n d w o r r y / r u m i n a t i o n .
thought-control strategies are u n h e l p f u l for adaptation. Questions are then targeted at eliciting beliefs a b o u t symp-
toms, w o r r y / r u m i n a t i o n , and threat monitoring. This se-
q u e n c e is illustrated in the following dialogue which was
The Core Treatment Manual
the g r o u n d i n g for the conceptualization p r e s e n t e d in
In the r e m a i n d e r o f this article we p r e s e n t the core Figure 2.
metacognitive t r e a t m e n t based on the model. We have
ELICITATION OF SYMPTOMS
p r e s e n t e d this in the f o r m a t o f eight t r e a t m e n t sessions,
although l o n g e r is r e q u i r e d in some cases, d e p e n d i n g on T: I ' d like to begin by asking a b o u t the symptoms you
the rate of p a t i e n t progress. have b e e n e x p e r i e n c i n g in the past m o n t h . Can
you describe t h e m to me?
Structure and Duration o f Treatment P: I feel as if I ' m dead. Like I d o n ' t exist anymore.
T r e a t m e n t sessions are h e l d on a weekly basis. T h e ini- T: Is it like being d e t a c h e d from things a r o u n d you?
tial sessions last 45 to 60 minutes. O n c e patients are en- P: Yes, it's unreal. I have to check my pulse a n d h e a r t
g a g e d a n d able to effectively i m p l e m e n t control over to make sure I ' m still alive.
worry a n d detached mindfulness, the d u r a t i o n of sessions is T: W h a t a b o u t o t h e r symptoms such as distressing
r e d u c e d to 30 minutes. Effective mastery is i n d i c a t e d by thoughts o r memories?
the p r e s e n c e of each o f the following: (a) the individual P: I keep seeing myself on the floor a n d I can feel
reports having successfully disengaged w o r r y / r u m i n a t i o n pain in my legs a n d the b l o o d flowing from my
from the o c c u r r e n c e o f intrusions, arousal, a n d o r i e n t i n g head. I can actually feel the pain again.
responses; (b) the individual accepts symptoms as a nor- T: W h a t a b o u t feeling anxious or frightened?
mal p a r t o f a d a p t a t i o n that do n o t require active avoid- P: I feel s c a r e d all the time w h e n I go o u t now, I ' m
ance or suppression; (c) the individual reports allowing c o n s t a n t l y t h i n k i n g s o m e t h i n g b a d will h a p p e n .
i n t r u s i o n s / m e m o r i e s / t h o u g h t s related to the t r a u m a to
STRATEGIES (ATTENTION AND COPING)
occupy their own "mental space" while watching the
s p o n t a n e o u s behavior o f t h e m as a passive observer. In T: Do you do anything to try a n d r e d u c e o r avoid
o u r p r e l i m i n a r y evaluation o f the effectiveness o f core these symptoms?
treatment, 8 to 11 sessions were r e q u i r e d in o r d e r to P: I avoid things.
achieve PTSD-free outcomes. The rate of progress through T: W h a t are you avoiding?
Metacognitive Therapy for PTSD 371

P: Walking in streets where there is a lot of traffic, T: How does that work?
holes in the street, crossing the road. P: It makes me think of what could h a p p e n so that I
T: Do you avoid things that r e m i n d you of what act more cautiously. But it also m e a n s I d o n ' t do so
happened? m a n y things now.
P: I avoid watching hospital scenes o n the television. T: Is b e i n g cautious something you do?
T: Do you avoid the scene of the accident? P: Yes, I make a n effort to be cautious.
P: If possible. But I have to go there. I look away T: How do you do that?
w h e n driving past, b u t s o m e t i m e s I force myself P: I keep a lookout for danger.
to look at the whole scene to see if it was my fault. T: So it sounds as if you believe that worrying a n d
I only look at the whole scene w h e n I feel I can keeping a lookout for d a n g e r keep you safe.
cope, b u t it's only for a few seconds.
M E T A C O G N I T I V E BELIEFS A B O U T S Y M P T O M S
T: What do you do when you are looking?
P: I try to look at all of the possibilities to analyze what T: Do you worry a b o u t your symptoms?
h a p p e n e d . But when I see myself on the floor with P: Yes, I think it's n o t n o r m a l to be like this a n d I ' m
the pain a n d blood, I look away, a n d try n o t to c o n c e r n e d it m e a n s I ' m losing it.
t h i n k a b o u t it. T: What do you m e a n by losing it?
T: You m e n t i o n e d s o m e t h i n g I ' d like to ask you m o r e P: T h a t I c a n ' t cope anymore. Maybe there's some-
about. You said you try n o t to t h i n k about it. Do you thing wrong with my mind.
try to control your thoughts at other times too? T: What's the worst that could be wrong?
P: Yes, I try n o t to t h i n k a b o u t what h a p p e n e d . If I get P: Well, I ' m afraid this p r o b l e m m e a n s that I can't
a t h o u g h t I try to push it out of my m i n d or think cope as well as other people.
a b o u t s o m e t h i n g else. T: Do you ever believe that you are going crazy?
T: Have you f o u n d that what you pay attention to has P: Not crazy.Just that I ' m mentally weak some way.
c h a n g e d since the event? T: Do you do anything to stop yoursefffrom losing it?
P: Yes, I pay m o r e a t t e n t i o n to things that are n o t safe. P: I try to control my thoughts.
I ' m constantly looking a r o u n d for traffic and listen- T: Do you think anything bad could h a p p e n if you
ing for sounds of lorries. It can be anything, I've b e e n d i d n ' t do that?
watching a ceiling fan at work because it's wobbling. P: I suppose I could lose it.
T: So it sounds as if you believe that if you d o n ' t con-
WORRY/RUMINATION
trol your thoughts that could h a p p e n ?
T: You m e n t i o n e d paying more attention to danger, P: Yes.
a n d it sounds like you are s p e n d i n g time worrying Following case conceptualization the therapist moves
a n d dwelling o n what h a p p e n e d . onto socialization. This consists of p r e s e n t i n g the formu-
P: Yes, everyday I ' m worrying, a n d so I e n d u p avoid- lation in which the therapist stresses that PTSD symptoms
ing things. are a n o r m a l part of a d a p t i n g to traumatic e x p e r i e n c e s - -
T: How m u c h of the day are you worrying a b o u t bad that, u n d e r n o r m a l circumstances, the symptoms subside
things that could h a p p e n ? over time as necessary i n f o r m a t i o n a b o u t the traumatic
P: It's usually in the b a c k g r o u n d a n d when I have to event a n d how to deal with it is learned. However, this
go out I get really worried. process of adaptation can be disrupted when individuals
T: How m u c h of the day are you dwelling a n d rumi- engage in specific types of t h i n k i n g a n d behavior. Several
n a t i n g a b o u t what h a p p e n e d ? factors can block adaptation, a n d these include:
P: I have periods when I think about it a lot, usually when
I feel depressed. But I try not to get into that state. * worrying or r u m i n a t i n g a b o u t the t r a u m a or one's
T: What are you trying to achieve by worrying a b o u t responses
things? • paying too m u c h a t t e n t i o n to threat a n d d a n g e r
P: I ' m trying to be cautious a n d avoid accidents. after the event
T: What are you trying to achieve by repeatedly think- * trying to avoid or excessively control thoughts a b o u t
ing a b o u t what h a p p e n e d ? the t r a u m a
P: I ' m trying to work out if it was my fault. * negative beliefs a b o u t the m e a n i n g or consequences
of symptoms
M E T A C O G N I T I V E BELIEFS A B O U T W O R R Y / /
RUMINATION AND ATTENTION
T h e n a t u r e a n d pervasiveness of w o r r y / r u m i n a t i o n is
then highlighted by asking patients a b o u t the thoughts
T: Do you t h i n k worrying is helpful in any way? they have had d u r i n g the day a b o u t their traumatic ex-
P: It makes m e m o r e aware of the potential risks p e r i e n c e or r e a c t i o n to it. This typically results i n the
372 Wells & Sembi

d e s c r i p t i o n of m a n y negative thoughts a n d beliefs a n d better about yourself?. Does worrying create problems ?Does worry-
the r e p o r t of circular thinking based on: "what if . . . . if ing help you see the situation more clearly ?
only . . . . why . . . . a n d why me?" type questions. It is n o t a T h e next step is to weaken beliefs a b o u t the advan-
principle focus o f t r e a u n e n t to challenge the c o n t e n t o f tages o f perseveration. Frequently, an advantage to rumi-
these ruminative thoughts, b u t to enable patients to dis- nation that patients r e p o r t is that it may h e l p t h e m to
c o n t i n u e this verbal iterative style o f negative thinking. find answers. This belief can be w e a k e n e d by asking the
Thus, a l t h o u g h these "automatic thoughts" are elicited, p a t i e n t why this has n o t h a p p e n e d yet given that they ap-
this is d o n e only to h i g h l i g h t the e x t e n t o f the patient's p e a r to have spent a considerable a m o u n t o f time think-
r u m i n a t i o n . T h e thoughts are n o t c h a l l e n g e d / b a l a n c e d ing a b o u t what has h a p p e n e d . Patients quickly c o m e to
in the traditional cognitive-behavioral sense. accept that p e r h a p s there are no answers a n d this there-
Patients are i n t r o d u c e d to the i d e a that their intrusive fore b e c o m e s a reason to a b a n d o n ruminative thinking.
thoughts, flashbacks, nightmares, startle responses, a n d In some instances, as in the case illustrated in Figure 2,
arousal symptoms are n o r m a l a n d necessary following patients express the b e l i e f that worrying acts as a safety
trauma. T h e symptoms are a sign that their cognitive sys- strategy by e n h a n c i n g p r e p a r e d n e s s or cautiousness. A
tem is a t t e m p t i n g to process the t r a u m a a n d recalibrate two-pronged a p p r o a c h is used here. T h e disadvantages o f
o r adjust to the event that has taken place. However, their worry are contrasted with the advantages with the aim o f
responses a n d c o p i n g strategies have the effect of pre- showing how the disadvantages outweigh the advantages.
venting this processing from taking place. T h e therapist T h e therapist t h e n questions w h e t h e r p r e p a r e d n e s s a n d
emphasizes that it is i m p o r t a n t n o t to avoid these symptoms cautiousness can be achieved without worrying (How can
because they are p a r t o f an automatic a d a p t a t i o n process. you be cautious without worrying?). T h e aim h e r e is to show
T h e n e x t step is to provide an overview of the nature how worrying a n d cautiousness are n o t synonymous a n d
a n d goals of treatment. T h e case formulation provides a therefore o n e can decide to r e d u c e worry without sacri-
vehicle for d o i n g this. Notice that in Figure 2 the "adap- ficing safety.
tive processing" box is empty. T h e therapist describes to A n advantages/disadvantages analysis is also under-
the p a t i e n t how t r e a t m e n t will consist of e m p t y i n g the taken in e x a m i n i n g the motivations for o t h e r u n h e l p f u l
"maladaptive" b o x in the f o r m u l a t i o n a n d p u t t i n g new c o p i n g behaviors i n c l u d e d in the conceptualization such
strategies that the p a t i e n t will learn in t r e a t m e n t into the as alcohol use, trying to suppress thoughts, a n d so on.
adaptive b o x in o r d e r to exit the PTSD cycle. T h e p a t i e n t W h e n t h o u g h t suppression is a feature o f the formula-
is given a copy o f the conceptualization to take h o m e a n d tion, a within-session suppression e x p e r i m e n t is used to
think a b o u t before the n e x t session. show how attempts to avoid a n d control thoughts can be
disadvantageous. H e r e the therapist asks the p a t i e n t to
Sessions 2 to 3: Worry Postponement and try n o t to think a target t h o u g h t (e.g., "Try n o t to t h i n k
Detached Mindfulness a b o u t a blue tiger") for a p e r i o d o f two minutes. Typically
T h e aim o f the n e x t session(s) is to reinforce aware- patients r e p o r t that they e x p e r i e n c e the t h o u g h t a n d this
ness o f the p r o b l e m a t i c n a t u r e o f p e r s e v e r a t i o n a n d to is used as an illustration of how trying to suppress thoughts
facilitate a l t e r n a t i v e r e s p o n d i n g to symptoms. T h e r e is n o t particularly effective.
are three basic c o m p o n e n t s to this: (1) the a d v a n t a g e s / Detached mindfulness. Individuals with PTSD repeatedly
disadvantages analysis, (2) practice o f d e t a c h e d mindful- engage with intrusive thoughts a n d symptoms in counter-
ness, (3) worry p o s t p o n e m e n t . productive ways involving w o r r y / r u m i n a t i o n , overcon-
Advantages~disadvantages analysis. T h e first step is to trol, attentional m o n i t o r i n g for threat, a n d negative ap-
help clients see that engaging in w o r r y / r u m i n a t i o n serves praisals. Some o f these responses exaggerate the c u r r e n t
no p u r p o s e a n d contributes to "locking" t h e m into merely sense o f danger, a n d each o f t h e m can interfere with the
replaying negative aspects o f the t r a u m a o r their dissatis- processes involved in n o r m a l adaptation. A goal o f treat-
faction with their own c o p i n g responses. T h e therapist m e n t is to d r o p these u n h e l p f u l influences on a d a p t a t i o n
guides the p a t i e n t t h r o u g h an advantages/disadvantages so that n o r m a l a d a p t a t i o n processes may resume. A n ini-
analysis o f w o r r y / r u m i n a t i o n as a means o f socialization tial step in achieving this consists o f training in " d e t a c h e d
a n d motivating clients to a b a n d o n preservative styles of mindfulness" (Wells & Matthews, 1994), which increases
thinking. T h e therapist inquires as to w h e t h e r there are awareness of u n h e l p f u l t h i n k i n g styles, disrupts them,
any advantages to r u m i n a t i o n a n d a list o f advantages is a n d facilitates flexible control over responding.
drawn up. This is followed by drawing up a list o f disad- D e t a c h e d mindfulness refers to taking a perspective
vantages. T h e disadvantages are p r o m p t e d by questions on one's own t h o u g h t processes in which they are ob-
such as the following: What happens to your anxiety when you served in a d e t a c h e d way, without interpreting, analyzing,
worry? Does worrying help you move on from the trauma? Is c o n t r o l l i n g , o r r e a c t i n g to t h e m in any way. Patients
worrying realistic or just negative? Does worrying help you feel are i n s t r u c t e d to r e s p o n d in a p a r t i c u l a r way w h e n they
Metacognitive Therapy for PTSD 373

experience intrusive thoughts, flashbacks, a n d nightmares Practical illustrations. Use o f the d e t a c h e d m i n d f u l


as follows: m o d e a n d the consequences o f e n g a g e m e n t with symp-
toms is t h e n illustrated in the therapy session. In o n e ex-
"When you have an intrusive thought, flashback, or
p e r i m e n t patients are asked to first create a m e n t a l i m a g e
have h a d a nightmare, it is i m p o r t a n t that you d o
o f a g r e e n tiger, a n d t h e n to engage with the image by try-
the following. Acknowledge to yourself that these
ing to exclude all thoughts of tigers from consciousness.
symptoms are occurring, a n d r e m i n d yourself that
This is t h e n contrasted with f o r m i n g an i m a g e o f a g r e e n
e n g a g i n g with these symptoms is unhelpful. Some
tiger a n d observing the image without d o i n g anything
p e o p l e find it helpful to say to themselves: This is
with it. Patients typically r e p o r t difficulty e x c l u d i n g
j u s t a symptom, I don't need to do anything with it. I am
thoughts o f tigers, b u t find that if they assume d e t a c h e d
j u s t going to leave it alone. I am not going to try to avoid
m i n d f u l observation, that thoughts o f tigers take on t h e i r
it or equally ruminate on it. R e m e m b e r that engage-
own life a n d b e c o m e less salient. In a n o t h e r e x p e r i m e n t ,
m e n t with these symptoms includes questioning
patients can be asked to sit quietly a n d observe in a de-
the m e a n i n g o f the symptom, trying to work o u t
t a c h e d way a bodily sensation. F o r instance, patients are
what has h a p p e n e d to you, r u m i n a t i n g a b o u t why it
asked to passively observe the sensations in their m o u t h
should have h a p p e n e d , asking What i f . . . , Why . . . .
without moving their mouth-parts or swallowing for a pe-
Why me . . . . o r I f only . . . type questions, worrying
riod o f 3 to 4 minutes.
a b o u t symptoms, trying to control o r avoid thoughts
A useful strategy for facilitating d e t a c h e d mindfulness
o r symptoms. It is i m p o r t a n t to let y o u r thoughts o r
is for the therapist to ask the p a t i e n t to sit quietly a n d let
symptoms occupy their own space a n d time without
his or h e r thoughts r o a m freely d u r i n g a free-association
e n g a g i n g with them."
exercise while observing these internal events. T h e in-
To facilitate c o m p r e h e n s i o n , several analogies are used structions for this task are as follows:
in sessions to demonstrate the way that intrusive symptoms "One way to e x p e r i e n c e the sense of d e t a c h e d
should be treated. mindfulness that will allow you to apply it to y o u r
Analogy 1. The Recalcitrant Child. Patients are asked to distressing thoughts is to practice first with m o r e
treat their intrusions in the same way that they g e n e r a l thoughts a n d feelings. In a m o m e n t I will
m i g h t d e a l with an a n n o y i n g child t h a t they h a d say a series o f words a n d what I would like you to d o
to look after (i.e., they could not avoid). They n e e d to is sit a n d passively watch the m o v e m e n t o f thoughts
acknowledge that the child was there b u t paying too in your m i n d a n d feelings in y o u r b o d y as I say
different words. F o r example, I m i g h t say the w o r d
m u c h attention to the child (engaging with it)
blue a n d y o u r task is to watch what h a p p e n s in y o u r
would merely serve to reinforce its b a d behavior,
m i n d a n d b o d y as a result. Do n o t try to deliber-
a n d a t t e m p t i n g to punish the child (suppress it)
ately f o r m any thoughts o r activate any feelings o r
would u p s e t the child even further. Thus, the best
m e m o r i e s - - s o m e t i m e s n o t h i n g related to the word
thing to d o is to j u s t leave the child alone a n d let it
may h a p p e n , that d o e s n ' t matter, you j u s t n e e d to
settle o f its own accord.
watch your spontaneous thoughts a n d feelings with-
Analogy 2. Pushing Clouds. Intrusive symptoms can be
out influencing them. [Pause.] Let's start: apple [pause
treated as if they were clouds in the sky. T h a t is, they
for 10 secs], ocean [pause], tree [pause], chocolate
are s o m e t h i n g that is passing by a n d s o m e t h i n g we
[pause], home [pause], birthday [pause], orange juice."
can do n o t h i n g about. T h e y are p a r t of a natural
self-regulating w e a t h e r system a n d a t t e m p t i n g to Worry postponement. O n c e the p a t i e n t u n d e r s t a n d s the
stop or push t h e m away is n o t necessary a n d n o t i d e a o f d e t a c h e d mindfulness a n d in-session practice has
possible. Even if we could, this would disturb the b e e n c o m p l e t e d , the therapist moves o n to r e d u c i n g
balance necessary for rainfall a n d nature. There- w o r r y / r u m i n a t i o n . For this p u r p o s e the therapist intro-
fore, the thing to d o is let t h e m occupy their own duces the w o r r y - p o s t p o n e m e n t strategy. T h e instruction
space a n d passively watch their behavior over time. is given that w h e n e v e r intrusive symptoms occur, the pa-
A critical t r e a t m e n t c o m p o n e n t at this stage is tient should acknowledge that the t h o u g h t / f l a s h b a c k /
ensuring that patients u n d e r s t a n d the difference n i g h t m a r e has occurred, a n d tell him- or herself n o t to
between nonengagement in a d e t a c h e d m i n d f u l worry or r u m i n a t e a b o u t the t r a u m a o r symptoms now,
m o d e , a n d avoidance of thoughts. A v o i d a n c e - - f o r j u s t let the symptom fade in its own time, a n d actively
instance, t u r n i n g attention to o t h e r distracting think a b o u t it later.
activities--is a form o f active e n g a g e m e n t with Patients are asked to allocate 15 m i n u t e s each evening
thoughts in the sense that attempts are b e i n g m a d e as a designated worry o r analysis time. T h e worry time
to exclude the thoughts from consciousness. should take place at least 2 hours b e f o r e they go to bed,
374 Wells & Sembi

a n d they s h o u l d review the whole day. If patients h a p p e n R e d u c t i o n in the frequency o f p o s t p o n e m e n t strategies


to r e m e m b e r what h a d b e e n worrying them, they can de- are to be e x p e c t e d if there has b e e n a r e d u c e d frequency
cide to engage in as m u c h w o r r y / r u m i n a t i o n as they feel of worry.
they n e e d to over the 15-minute period. However, it is Generalization. T h e therapist t h e n p r o c e e d s to intro-
emphasized that this is n o t compulsory a n d many patients duce the idea that w o r r y / r u m i n a t i o n p o s t p o n e m e n t can
d e c i d e n o t to worry. At the e n d o f this p e r i o d patients are be a p p l i e d to all types o f worry a n d persistent negative
asked to stop worrying a n d to deal with any f u r t h e r worry thinking. At this stage it helps to list a range o f c u r r e n t
as they h a d in the day, by applying d e t a c h e d mindfulness, concerns that the p a t i e n t has h a d in the past week in
a n d carrying any thoughts over to the n e x t day's worry o r d e r to raise awareness o f the pervasiveness o f persever-
p e r i o d if necessary. ative thinking, All types o f dwelling a n d worry are t h e n
Application of detached mindfulness and worrypostponement. targeted for subsequent h o m e w o r k practice of p o s t p o n e d
Clients are instructed to apply d e t a c h e d mindfulness for worry periods.
h o m e w o r k in response to intrusive thoughts, flashbacks, F u r t h e r practice o f d e t a c h e d mindfulness can be im-
a n d n i g h t m a r e s , a n d are asked to d i s c o n t i n u e daily p l e m e n t e d in these sessions if necessary, T h e therapist
w o r r y / r u m i n a t i o n - b a s e d t h i n k i n g by using the postpone- then moves on to introducing the application o f d e t a c h e d
m e n t strategy. Careful therapist m o n i t o r i n g is r e q u i r e d to mindfulness to the after-effects o f nightmares. Some pa-
ensure that patients are applying the m e t h o d consistently tients r e p o r t that after trauma-related d r e a m s / n i g h t m a r e s
to the full range o f intrnsive thoughts a n d w o r r y / r u m i n a - they are t r o u b l e d by thoughts o r feelings elicited by
tion e x p e r i e n c e d . them. T h e therapist instructs patients to apply the tech-
nique o f d e t a c h e d mindfulness to such after-effects when
S e s s i o n s 4 to 5 they occur.
In the next two sessions the therapist monitors progress Eliminating other maladaptive strategies. At this p o i n t in
with d e t a c h e d mindfulness h o m e w o r k a n d worry post- treatment, the therapist u n d e r t a k e s a review o f the pa-
p o n e m e n t a n d facilitates c o n t i n u e d practice a n d general- tient's use o f o t h e r c o p i n g strategies that are c o u n t e r p r o -
ization o f the techniques. ductive for adaptation. These strategies include use o f al-
T h e first issue c o n c e r n s w h e t h e r b o t h techniques are cohol o r o t h e r substances to avoid thoughts a n d feelings,
b e i n g used consistently a n d frequently. T h e use o f de- t h o u g h t suppression strategies, avoidance o f stimuli such
t a c h e d mindfulness is assessed by asking patients to esti- as television news, a n d so on. T h e therapist helps the pa-
mate the p e r c e n t a g e o f time that they have b e e n able to tient to see how these strategies are a p r o b l e m . F o r ex-
apply d e t a c h e d mindfulness to intrusive thoughts. It is ample, m a n y o f these strategies can be seen as a form o f
i m p o r t a n t that the therapist a n d p a t i e n t do n o t confuse avoidance o f thoughts a n d m e m o r i e s of trauma, a n d this
this as a rating o f the a m o u n t o f distress. T h e n e x t ques- leads to a discussion o f the p r o b l e m s caused by cognitive
tion asked by the therapist assesses if there has b e e n any avoidance. O n c e the p a t i e n t identifies the u n h e l p f u l con-,
decrease in usage of the t e c h n i q u e over time, a n d if so, sequences o f these strategies, the therapist asks the pa-
what the cause o f this is. In some cases this is d u e to a re- tient to b a n t h e m for homework.
d u c t i o n in distress associated with intrusions. T h e thera-
pist s h o u l d emphasize that the m a i n aim o f the t e c h n i q u e S e s s i o n s 6 to 7: A t t e n t i o n a l M o d i f i c a t i o n
is n o t to c h a n g e distress b u t to "unlock barriers to natural T h e attentional phase o f core t r e a t m e n t is i n t r o d u c e d
processing," a n d t h e r e f o r e it is necessary to apply the tech- when patients have in the past week: (a) m a s t e r e d the use
nique to most instances o f intrusions. T h e third question of d e t a c h e d mindfulness a n d r e p o r t e d success in using
the therapist asks concerns the b r e a d t h of application of the strategy in response to at least 75% of intrusive symp-
d e t a c h e d mindfulness. It is i m p o r t a n t that the p a t i e n t ap- toms, a n d (b) successfully a b a n d o n e d w o r r y / r n m i n a t i o n
plies it to all types o f distressing intrusions related to the and all forms of dwelling on past, present, and future events
t r a u m a a n d its consequences. In particular, some patients such that no episodes last l o n g e r than a p p r o x i m a t e l y 2 to
r e p o r t a specific r e c u r r i n g intrusion that p r e d o m i n a t e s , 3 minutes.
a n d having a p p l i e d d e t a c h e d mindfulness to this intru- In this phase, t r e a t m e n t focuses on hypervigilance, an
sion they notice that o t h e r intrusions take p r e c e d e n c e , attentional c o p i n g strategy that maintains the p e r c e p t i o n
b u t they d o n o t apply d e t a c h e d mindfulness to these new o f d a n g e r a n d anxiety. Two types o f attentional monitor-
events as they should. ing strategies are problematic: attention to internal sources
To assess consistency of usage o f c o n t r o l l e d worry peri- o f threat (i.e., sensations a n d feelings) a n d external at-
ods, the therapist asks a b o u t the a m o u n t o f time spent tention to threat in the form o f scanning the environ-
w o r r y i n g / r n m i n a t i n g p e r day, a n d how often the p a t i e n t m e n t for danger.
has s u c c e e d e d in p o s t p o n i n g w o r r y / r u m i n a t i o n . Any Systematic m a n i p u l a t i o n s of attention are an impor-
d r o p o f f o f usage o f the t e c h n i q u e should be explored. tant c o m p o n e n t o f the core t r e a t m e n t as they shift
Metacognitive Therapy for PTSD 375

patients out of threat-modes o f processing that repeatedly the traumatic event, how the p e r s o n would know exactly
generate information c o n c e r n i n g danger. Rather than what to be hypervigilant for, a n d by e x a m i n i n g counter-
persisting in a l o o p o f r e p e a t e d processing o f danger, pa- evidence c o n c e r n i n g the potential u n h e l p f u l role o f hy-
tients should be moving on to d e v e l o p i n g a p l a n for deal- pervigilance. T h e following transcript illustrates a typical
ing with danger, a n d for controlling cognition that allows line o f questioning used to raise awareness o f the role o f
threat-related processing to decay. T h e search for threat attention a n d to weaken beliefs a b o u t its usefulness:
is not synonymous with having a plan for dealing with threat
T: Have you n o t i c e d that what you pay a t t e n t i o n to
once detected, perceiving the self as an effective a g e n t o f
has c h a n g e d since you were attacked?
coping, a n d allowing c o g n i t i o n to re-rune to the n o r m a l
P: I ' m n o t sure.
(nonthreatening) environment.
T: F o r instance, do you find that you notice certain
Stage I. Explanation and rationale. T h e following out-
things m o r e than you d i d before?
line is used as a basis for therapists to describe the role
P: I've n o t i c e d how m u c h crime there is, it always
that attention plays in the m a i n t e n a n c e o f PTSD:
seems to be in the news.
'3(ou have seen how w o r r y / r n m i n a t i o n a n d attempts T: Do you t h i n k that is because crime has s u d d e n l y
to control symptoms can maintain your p r o b l e m , increased since your assault, or has s o m e t h i n g else
a n d you have b e e n successful in r e d u c i n g those changed?
responses. We should now c o n s i d e r a n o t h e r impor- P: Well it's obviously in my mind, it's the way I ' m
tant aspect o f the p r o b l e m that can k e e p your sense thinking a b o u t things.
o f d a n g e r a n d anxiety going. This is the role played T: Yes, that's an i m p o r t a n t observation. S o m e t h i n g
by your focus o f attention. Following trauma, it is has c h a n g e d in what you pay a t t e n t i o n to. Has y o u r
quite natural for p e o p l e to b e c o m e overly aware o f attention c h a n g e d in any o t h e r way? F o r e x a m p l e ,
p e o p l e o r objects a r o u n d t h e m that are r e m i n d e r s what d o you pay attention to w h e n you go o u t now?
o f the trauma. This is o n e type o f attention that can P: I ' m o n the l o o k o u t for groups o f youths, a n d w h e n
maintain a sense o f d a n g e r a n d stop you from return- I see t h e m I walk the o t h e r way.
ing to a b a l a n c e d view o f the world. F o r some T: Any o t h e r changes to what you look for?
people, there is a tendency to focus too m u c h on P: I ' m always l o o k i n g to see if I can see a n y o n e look-
internal thoughts about the t r a u m a o r anxiety symp- ing suspicious.
toms. For instance, when in a situation similar to T: Do you t h i n k t h e r e are any p r o b l e m s with using
that in which the trauma occurred, the person focuses your attention in this way?
on a m e m o r y or picture of what h a p p e n e d . This is P: Well, it makes m e feel safe, a n d if I ' d d o n e this
often an image f r a g m e n t o f a particular m o m e n t , b e f o r e maybe I would have b e e n safe.
which may be the worst m o m e n t . Focusing in this T: T h a t sounds like an advantage. If you h a d b e e n like
way increases the sense o f threat a n d anxiety, a n d this, would that have p r e v e n t e d the attack?
takes attention away from focusing on c u r r e n t P: No, p r o b a b l y not, as t h e y were n o t a c t i n g
events that could provide a b e t t e r sense of safety suspiciously.
a n d control." T: So it may n o t have helped. Can you see any dis-
advantages o f d o i n g this? F o r example, does it h e l p
The rationale is illustrated by asking questions concern-
you to feel calm w h e n you are out?
ing the consequences o f idiosyncratic t h r e a t - m o n i t o r i n g
P: No, it does the opposite, because I see d a n g e r
strategies. F o r instance, the therapist asks: Do you think
everywhere.
there are any problems with constantly scanning the environment
T: So the question is, is t h e r e really d a n g e r every-
for signs of threat? Is scanning for threat likely to increase or de-
where or is y o u r strategy k e e p i n g your anxiety a n d
c,ease your anxiety ? Does paying attention to threat give you a
stress going?
balanced picture of how safe a situation is? Does paying atten-
P: I ' m k e e p i n g it going.
tion to threat mean you will cope better?This process is under-
T: So we n e e d to take a l o o k at d o i n g s o m e t h i n g
taken for external attentional m o n i t o r i n g for threat a n d
a b o u t your attention.
also for internal monitoring. T h e therapist t h e r e f o r e
moves toward a conceptualization o f hypervigilance as Stage 2: Awareness and abandonment. Once the p r o b l e m
b e i n g a n o t h e r form o f u n h e l p f u l p r e o c c u p a t i o n similar with t h r e a t m o n i t o r i n g is u n d e r s t o o d , the therapist asks
to w o r r y / r u m i n a t i o n . the p a t i e n t to consciously acknowledge the d i r e c t i o n o f
Before the p a t i e n t is willing to give u p t h r e a t monitor- their attention the n e x t time they feel anxious in a situa-
ing, it is often necessary to weaken the positive beliefs tion a n d to stop t h r e a t monitoring. In o r d e r to apply this
s u p p o r t i n g its usage. T h e therapist does this by question- t e c h n i q u e patients are e n c o u r a g e d to r e t u r n to their nor-
ing w h e t h e r hypervigilance would have actually averted mal r o u t i n e o f daily life. In most cases this does m e a n
376 Wells & Sembi

r e t u r n i n g to the situation in which the t r a u m a occurred, m i n a t i o n they should once again a d o p t the techniques
o r in similar situations. This is the only p o i n t in the core they have l e a r n e d until the symptoms subside.
t r e a t m e n t where a d e g r e e o f in-vivo e x p o s u r e may take
place. However, it is n o t h a b i t u a t i o n b u t the facilitation o f
awareness o f a n d d i s r u p t i o n o f t h r e a t m o n i t o r i n g that is
Summary and C o n c l u s i o n s
the goal of this p r o c e d u r e . In this article we have p r e s e n t e d o u r core t r e a t m e n t
p r o t o c o l for metacognitive therapy o f PTSD. This treat-
Session 8 m e n t is based on a m o d e l in which PTSD results from the
T h e aims of the n e x t session are to review progress failure to meet an intrinsic goal following trauma. This goal
with a b a n d o n m e n t o f threat m o n i t o r i n g a n d its applica- consists o f developing a metacognitive plan that serves as
tion d u r i n g the patient's n o r m a l daily routine. T h e first a b l u e p r i n t for guiding cognition a n d action in d e a l i n g
thing assessed by the therapist is the e x t e n t to which the with subsequent threats. It is assumed that p l a n compila-
patient has b e e n r e t u r n i n g to his or h e r n o r m a l p r e t r a u m a tion n o r m a l l y p r o c e e d s u n h i n d e r e d over a time course
routine. At this stage, d e p e n d i n g on the nature a n d sever- stimulated by the processing o f intrusive symptoms. Such
ity o f threat, there s h o u l d be some indication o f a r e t u r n symptoms provide an i m p r i n t that has to be worked u p o n
to situations that were usually frequented. If avoidance o f by upper-level processing to establish a plan for cognition
low-risk situations is an issue, t h e n patients are encour- a n d coping. T h e flexible processing o f imagery provides
a g e d to go into these situations for h o m e w o r k while prac- o n e m e d i u m for r u n n i n g m e n t a l simulations of c o p i n g
ticing a b a n d o n m e n t of threat monitoring. with trauma. Several factors interfere with these n o r m a l
Attention refocusing. After a b a n d o n m e n t of threat mon- a d a p t a t i o n processes including: (a) w o r r y / r u m i n a t i o n
itoring, the next step is active attention refocusing, con- that diverts resources away from r u n n i n g simulations a n d
sisting o f asking patients to deliberately r e d i r e c t attention selectively focuses the individual on additional sources o f
away from themselves a n d away f r o m threat, a n d o n t o threat; (b) threat m o n i t o r i n g that p e r p e t u a t e s percep-
n o n t h r e a t e n i n g aspects o f the external e n v i r o n m e n t tions o f threat a n d strengthens a danger-awareness plan
when in situations that r e m i n d t h e m of the trauma. r a t h e r than c o p i n g plan; (c) avoidant types o f coping, in-
(Note, however, that in o u r p r e l i m i n a r y evaluation of the cluding t h o u g h t control, that i n t e r r u p t the n o r m a l work
effects o f the core treatment, we d i d n o t use this addi- of intrusions; (d) negative self-appraisals/beliefs a b o u t
tional strategy. We f o u n d that it was unnecessary as pa- symptoms a n d coping. These factors block a d a p t a t i o n
tients r e s p o n d e d well to the basic instruction to be aware a n d p r e v e n t cognition from re-tuning to the n o r m a l
o f a n d a b a n d o n threat monitoring.) T h e therapist intro- threat-free environment.
duces the i d e a that, "in o r d e r to allow thinking to re-tune A role of w o r r y / r u m i n a t i o n a n d maladaptive metacog-
to the n o r m a l e n v i r o n m e n t it is helpful to practice focus- nitive control strategies in the persistence o f stress symp-
ing attention on the e n v i r o n m e n t in a b e n i g n way. This toms is s u p p o r t e d by data from e x p e r i m e n t a l a n d corre-
m e a n s l o o k i n g for signs o f safety instead o f signs o f im- lational studies of patients a n d nonpatients. Moreover, a
p r o b a b l e threat." This is d o n e by practicing different fo- study o f the longitudinal predictors o f PTSD following
cusing strategies d u r i n g the t r e a t m e n t session. First, the r o a d traffic accidents provides s u p p o r t for the i d e a that
therapist asks the p a t i e n t to sit in the waiting r o o m a n d worrying as a means o f c o p i n g with u n w a n t e d thoughts is
focus o n aspects o f the e n v i r o n m e n t that signal that it is a causally related to the d e v e l o p m e n t o f PTSD even when
safe place. This is followed by walking in the street with stress symptoms at Time 1 are controlled.
the therapist a n d practicing focusing o n safety signals. Fi- A p r e l i m i n a r y evaluation of the effectiveness o f the
nally, a strategy is p r a c t i c e d involving focusing o n neutral metacognitive t r e a t m e n t has p r o d u c e d e n c o u r a g i n g re-
external stimuli (i.e., u n r e l a t e d to concepts o f d a n g e r o r sults (Wells & Sembi, 2004). In this study, six consecutive
safety) such as focusing on the array o f different colors patients (five females, o n e mate) r e f e r r e d for t r e a t m e n t
that can be seen. following a variety o f traumas ( a r m e d robbery, physical
assault, rape) received the new treatment. T h e d u r a t i o n
Relapse Prevention o f PTSD r a n g e d from 3 to 7 m o n t h s across cases a n d each
D u r i n g the final session o f t r e a t m e n t the original for- p a t i e n t showed a stable baseline o f symptoms for 4 weeks
m u l a t i o n is discussed with personalized examples from before the c o m m e n c e m e n t o f treatment. All participants
the patient's e x p e r i e n c e o f how tackling r u m i n a t i o n via m e t DSM-IV criteria for moderate-severe PTSD a n d all
the use o f d e t a c h e d mindfulness a n d c o n t r o l l e d worry m e t criteria for m a j o r depressive d i s o r d e r d u r i n g base-
p e r i o d s has p l a c e d the individuals' concerns in perspec- line. All participants lived in or a r o u n d a d e p r i v e d inner-
tive. S h o u l d patients find themselves d i s t u r b e d by m e m o - city area. A further two patients (the n e x t consecutive re-
ries of the t r a u m a in the future, they are advised to look ferrals, b o t h male victims o f physical assault) t r e a t e d were
for signs of w o r r y / r u m i n a t i o n . O n noticing worry o r ru- subsequently i n c l u d e d for effect-size analysis. All patients
M e t a c o g n i t i v e T h e r a p y for PTSD 377

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