Professional Documents
Culture Documents
2 2012
1
A “Musrenbang” forum is the shortened term for
Forum Musyawarah Perencanaan Pembangunan,
*University of Widyagama, Malang, Indonesia in the Indonesian context.
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JAMAR Vol. 10 · No. 2 2012
research indicates that ‘actual’ public sincere, the local budget (if it is run well and is
participation is still low and that citizens rarely monitored honestly) is supposed to, at the very
take part in the full Musrenbang process. For least, improve the peoples’ prosperity.
example, Sopanah (2003, 2004, 2005a,b and This research is an extension of previous
2008) confirms that while public participation studies done by Sopanah (2003, 2004,
in the local budgeting is encouraged by 2005a,b, 2008, 2009) of public participation in
various regulations, in fact actual participation the process of planning local budgeting in
is still very low and ineffective. different local governments in the Malang
Raya area of Indonesia. However, since
Other research about public participation in the Malang Raya does not legally posses a local
process of establishing public policies in other regulation on public participation in the
countries also confirm these Indonesian process of establishing public policies, the
findings; i.e.public participation is low (see, research was mainly observing voluntary
Cooper and Elliot, 2000; Layzer, 2002; participation rather than participation that had
Navaro, 2002; Adams; 2004). The evidence a mandatory legal backing. The site of this
was mainly visual, often shown by the low present research is in Probolinggo regency, an
level of attendance at various public gatherings area in East Java, Indonesia, which is covered
and stakeholder meetings. However, the by local regulation no. 13 on 2008 about
general consensus was that although such Transparency and Participation in
public gatherings are considered to be less Development Planning. Therefore, the
effective as a tool for rational persuasion, they objective of this research is to describe the
still help to maintain the perception of a local process of development planning viewed from
democratic system at work. a Village, Sub-District, Sectoral Forum, and
Regency participative budgeting perspective,
Making local budgets in Indonesia is a multi- in a Regency covered by legislation. As such,
tier mechanism from Village (kelurahan), Sub- in this research, interpretive paradigms with
District (kecamatan), and Regency the phenomenology approach is employed to
(kabupaten) levels.2 Such a budget is expected explore the phenomenon of public
to become a medium for setting priorities in participation required by law in the process of
development to provide what people really local development planning.
need. The result of participative budgeting (or
musrenbang) process is a local government Framework for Public Participation
working plan, which is used as a basis for in Budgeting
making a general policy on the local budget
and a priority plan for a unit of local Definitions of Public Participation
Government (called a SKPD); a budgeting
working plan for unit of local Government, Over the last two decades, the term
and a local regulation plan of local budget “participation” became important in the local
(called a APBD). and regional government. Local development
planning requires social interaction among
Thus, to ensure an integration of planning and various concerned parties from executives,
budgeting processes in the context of local parliament, and also community. The
budgeting, each local government is expected importance of public participation according to
to improve its process of musrenbang by Mahardika (2001) is that development projects
improving public participation, guiding will fail if they do not involve people in the
proposals from Village to Subdistrict, and process of planning, implementation, and
from Subdistrict to Regent. If the whole long-term governance. There are many
process is made inclusive, transparent, and definitions of “public participation”, including
the following:
2
Village level budgets are made from January-
February, and feed into Subdistrict budgets in
Participation is an act of taking part in an
February-March, and the Regency budgets in activity, meanwhile public participation is the
March-April. Before Regency budgets are peoples involvement in a process of
formulated, a budgeting working plan for unit of development in which they take part from the
local goverment (called SKPD) evolves via stage of establishing program, planning and
participation at a SKPD forum set to help
synchronisation of budgets.
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development, formulating policies and making the government to the people as shown by
decisions (Mubyarto,1997). partnership, authority delegation and control
by citizens.
Participation is meant to be one’s involvement
in full of awareness into social interactions in Planning as a Reference for Budgeting
a certain situation. This means that one may
participate if he or she finds her or himself Planning and budgeting are interrelated. As a
with or in a group, through various processes tool of management, planning should be
of sharing with others in terms of common towards achieving an objective, and budgeting
values, tradition, feelings, loyalty, obedience should set the monetary framework to achieve
and responsibility (Wazor, 1999). it. Both planning and budgeting are essential to
Public participation is the taking part of the manage local governments efficiently and
people in the process of identifying problems effectively. Both planning and budgeting
and potency existing in the community, of should consider how much money is available
choosing and making decisions of solution to implement the strategies required to achieve
alternatives in solving problems, making any the objectives (Financial Ministry of the
effort to solve the problems and involving Republic of Indonesia, 2010). Local
people in the process of evaluating the government budgeting is a process of
changes happening (Isbandi, 2007). arranging incomes and expenses within a
certain time period. The document of local
According to Moynihan (2003), there is a development planning has a strategic function
typology of public participation on the basis of since it involves a choice of programs,
types of participation, and the level of activities, and policies that will be
representativeness namely: false, partial, and implemented by a local government.
full participation. Meanwhile, Vaneklasen and Therefore, the process of arranging the
Miller (2002) divide participation into six development planning document should
types: symbolic, passive, consultative, the one involve the people, and should be sensitive to
with material incentives, functional and the people’s needs and wants and their
interactive participations. From the typologies reaction to the document (feedback).
of participation that Moynihan (2003) and
Vaneklasen and Miller (2002) propose, one In localities covered by legislation, it is
can conclude that the benefits of involving required that planning should proceed as
people in decision making will be affected by stipulated in the regulations. The local budget
interests, issues, and problems left unsolved. (APBD) formulates general policies to resolve
problems in society. The general policies
Public participation in different areas depends pertaining to local budgeting has a strategic
on the environmental, economic, cultural and function, since the programs to be executed in
political characteristics of the areas. If the the local budget are the ones that have been
level of public participation is compared stated in the general policies. Discussions of
between one area and another, a continuum the general policies of local budgeting should
may be made from non participation to highest be open to the public so that people may know
participation where people hold the full reins. the intentions of the parliament and of the
A well known theory showing the levels of Regent (Bupati) to assist the programs of
public participation is proposed by Arnstein public interest. If participation is not taken
(1971) as a Ladder of Participation. seriously, it is the people who will become the
victims, because the source of Government
In Arnstein (1971)’s ladder of participation money is the people themselves (Sopanah,
theory, there are three levels of participation 2005a).
which are then subdivided into eight ladders of
participation. The lowest level is non The local budgeting plan is a short-term
participation consisting of two sub ladders planning document (one year) translating
namely manipulation and therapy. The second general policies in terms of specific programs.
level is the symbolic participation that shows The budget policy formulation, in contrast, is
that there is a higher participation than the first concerned with fiscal analysis, and the budget
level, namely, information, consultation and operational planning gives more emphasis to
concession. The third level is full participation, the allocation of resources based on longer-
showing that power redistribution is given by term strategies and priorities. Accordingly, the
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preparation of general policies; strategies and context. The paradigm this research adopted is
priorities should be based on the local long- an interpretive one. This paradigm gives an
term development program as a five year emphasis to the meaning or interpretation one
planning document. makes of a symbol. The objective of this
research is to interpret or to understand,
The term musrenbang (public participation in instead of trying to explain and predict as
budgeting) is not strange especially for the stated in a positivism paradigm. As Thomas
Indonesian people, NGOs, academics and even Schwandt states (cited in Crotty, 2008, pp 66-
for public officials either from the executive or 110) “interpretivism is regarded as a reaction
from the parliament. A Musrenbang is a to an effort to develop a natural science from
forum for people to be able to participate using social one”. According to Burel and Morgan
a bottom-up approach. The Public (1993), an interpretive paradigm has the same
Empowerment and Village Government Body perspective as that of functionalist, but it is
manages participative budgeting at the village more subjective. This paradigm accepts social
level as a medium for those who want to facts as they are. It involves awareness. The
express their needs and aspirations. This body social facts are constructed by one’s awareness
has authority to control the operation of the and action in order to look for meaning behind
village-level government and can make the something. The followers of this paradigm,
village government involve people in the however, still stress a regularity aspect since
development program in the village (Suwondo, there is an assumption that the community is a
2000). It is expected that participative regular and unified structure.
budgeting may prioritise any formulation of
activities which substantially give more In this research, a phenomenology approach
attention to the public interest. was adopted. This approach is intended to
understand human existence, and human
Public participation at the grass-roots level is experiences are understood as making
very important since the policies of autonomy interactions (Saladien, 2006).
and decentralisation should increase public Phenomenologists believe that in living
aspirations and interest. If public participation creatures, various ways to interpret
in a certain area is high, the process of experiences through interactions with other
decentralised governance will also run people are available (Moleong, 2005).
smoothly. On the contrary, if public aspiration Therefore, phenomenology, according to
and interest are not given enough attention, Husserl (1982) is an approach to obtain
this may result in some problems in the area knowledge of things (objects) as they are, and
including disharmony (Achmadi, et. al., 2002). that this knowledge becomes our basis of
A perception at the Central Government and awareness. The method used in this approach
Local Government level is that such problems consists of intuition, analysis and description
may result in difficulty in implementing the stages and the ‘whole’ results in
2004 law no 33 and 34 that covers issues of phenomenological descriptions. In this
local autonomy and may even lead to social research, a hermeneutic and empirical
unrest. Also, high public participation may approach was adopted.
produce a budget which is clearly publicly
determined. Participation in various forums In qualitative research, the process of data
lets the public control and lead the Local analysis may be made by the researcher during
Government. The body responsible for the and after data collection. The technique of
process of making participatory budgets is the analysis employed in this research is that of
Local Government. The public, however, Sanders (1982). Sanders (1982) in Rahayu et.
ideally should control the process. al. (2007) defines four stages of data analysis
in phenomenological research, namely (1)
Research Methodology describing phenomena, (2) identifying themes,
(3) developing nematic correlates and (4)
This research is qualitative in nature and was abstracting essentials or universal truths from
made by using various established methods of the nematic correlates.
undertaking such research. Moleong, (2005)
explains that qualitative research seeks to This research was conducted in Probolinggo
understand a phenomenon in its natural Regency. The object of analysis in this
research is the level public participation in the
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2010 Participative budgeting process in which In the paper it is also demonstrated that such
there were interactions between individuals participation for formalities sake is not
and government officials. The research effective, namely because: (1) participation is
questions were formularised as follows: still dominated by certain elites, (2)
participation is mobilised by certain interest
1. What is the local budgeting process at the groups, and (3) participation is packaged as
Probolinggo Regency? entertainment. The following interviews
capture the essence of public participation in
2. How much public participation is there in each budgeting (musrenbang) stage.
Village budgeting, Sub-District
budgeting, and Regency budgeting in the Village- level Participatory Budgeting
Probolinggo Regency? (Musrenbangdes)
type programs and for proposing the “As representative from women figure, I do
requirements from each village and the not have any objection if the Musrenbang
activities involved. The second day was to would be held just for one day, as long as the
focus on discussing the priorities of programs outputs are good. But I am uncertain about the
and activities in line with field groups; namely quality of the planning that is made in such a
facilities and infrastructures, social and short time, since the discussions must be short,
cultural fields, and economic issues. However, besides, our understanding of the matters, as
the musrenbangcam was just held for a day, lay persons, is still low....” (S, February 22,
supposedly requested by the participants 2010).
(mainly from the government party)
themselves. It was stated by some of the Based on the researcher’s own observations
organisers as follows: during the process of musrenbangcam and also
based on the results of interviews with various
“This subdistrict Musrenbang should be held participants, it was observed that the sub-
for two days as the schedule, but in fact, the district participative budgeting was once again
participants asked that the musrenbang be merely a formality; intended to give the
held in one day for effectiveness and appearance of proper development planning.
efficiency. As the organisers of the sub-district In other areas in Indonesia such as Bima,
level, we just do what they want.......”5 (S, Dompu (NTB) and Sawah Lunto (Sumbar)
February 22, 2010) regencies, such musrenbangs are held for five
consecutive days, so that there is time for
In my opinion, it doesn’t matter if the informal discussions among participants and
implementation of the musrenbang was held for lobbying with officials at Sub-District
for one day instead of two days as long as the level. However, as these were not observed in
outputs are good and the duties are complete. this study, it cannot be ascertained if the
But there should be an agreement between the longer-form of musrenbang results in more
participants and the organiser. (A, February genuine participation, or not. This is an area
22, 2010). for further research.
year’s unit of local government strategic plans perspective, it serves to obtain agreements
and unit of local government work plan that from the development actors regarding
were not implemented. These have to be development commitments and costs. This
incorporated in the new plans, resulting in participative budgeting forums (termed
much repetition of programs each year. In the Musrenbangkab at the Regency level) is to
sectoral forum, public involvement is usually perfect the unit of local Government work plan
very limited since there are no formal that resulted from the sectoral forum. The
delegate-invitations issued to the community. objectives of implementing the
The participants at this level are usually musrenbangkab are (a) to obtain detailed
dominated by government officials and other inputs to improve the work plan of local
bureaucrats. Their responsibilities are heavy government that determines the priorities of
since they had to compile a list of activities for development and to obtain the sources of
the whole subdistrict; and from this list submit funds (b) to get a detailed preliminary program
proposals for the sub-district work plans. of the work plan for the unit of local
Moreover, they have to estimate the cost of government, and (c) to have a detailed
each proposal. This needs significant time to preliminary program of the outline of the
realise and also requires an adequate capability regulations according of the unit of local
of carrying out the tasks involved. Most of government related to development.
such individuals are not versed in the basics of
managerial accounting and budgeting, and thus The 2011 participative budgeting in
the costing of such proposals is often Probolinggo Regency was held on March 25,
erroneous. 2010, with the theme “Improving the
availability of foods for people supported by
In the sectoral forum observed, it seems that improving productions of agriculture/
there was asymmetric information about plantation, animal husbandry and fishery
development and budgeting priorities due to results and reinforcing the real sector,
the asynchronous scheduling of each planning investment and local infrastructure”. The
proposal. The final document emerging from theme for the agricultural sector is a part of the
the sectoral forum was distributed to sub- effort by the Central Government to strengthen
district representatives. However, the village foods tenacity supported by improvements in
delegates did not get copies of this document; the agricultural field.
so that proposals of programs could not be
confirmed. In addition, the public The implementation of musrenbangkab is
representation was observed to be very limited under the responsibility of the Regional
in the sectoral forum, and none of the Planning Agency. Here, the organising team is
representatives made any independent made on the basis of the Regent’s letter, and is
proposals. From the observations, it could be dominated by bureaucrats. Public involvement
seen that if there were any proposals, they in holding such a Regency-level musrenbang
were guided by the by government officials is limited through a delegate system. The
themselves. Therefore, whilst there was the followings are quotations of interviews with
perception of participation, real participation participants from the Regional Planning
was not observed. Again, ‘form’ dominated Agency and from the people who attended the
‘substance’, with the participation being done Probolinggo musrenbangkab.
as part of a required ‘ceremony’ that must be
carried out to satisfy the legislation. As such “Musrenbangkab is the last planning
the budget that emerged was a ‘ceremonial mechanism where the people are still be able
budget’. to be involved; although in reality they are are
merely represented by some special-interest
Regency- level Participatory Budgeting groups and NGOs with their own agendas.
(Musrenbangkab) After the Musrenbangkab finishes, the next
step is to make a hearing with the executive
In theory, the Musrenbangkab is very strategic and legislative representatives, but here the
in the process of local planning and budgeting. people involvement is stopped. In this stage,
Its function is to improve consistency and programs the people have proposed are not
synchronization between the development guided anymore, so that it is very possible that
actors with regards to the various planning the people proposals are ignored, since in this
documents. Viewed from a budgeting
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stage, a political process tends to dominate Although there are still some weaknesses in
..........”(M, March 25, 2010)7 the participative budgeting process, it cannot
be denied that the 2008 Local Regulation No
“I agree that the mechanism of musrenbang as 13 on Transparency and Participation in
a form of the realisation of public Development Planning has improved the
participation in the process of making a Local public participation level. Such participation
Budget formally exists since there is a was non-existent before. Considering Arstain
regulation governing it. It is in its (1971)’s participation theory, this legislation
implementation that some weaknesses exist, has increased participation from level one (no
especially those dealing with the officials who participation) to level two (symbolic
are involved in the musrenbang process...” (I, participation). Meanwhile according to
March 25 2010) Moynihan (2003)’s participation theory,
formal participation in such ‘ceremonial
“The mechanism of public participation in the budgeting’ is known as partial participation
process of making a budget has been stated in with a broad representativeness. But according
the regulations. Although it is merely a to Vaneklaesn and Miller (2002)’s
formality, as it seems, it is not my business. I participation theory, participation tending to be
think that almost all Cities/Regencies face the formal is included into the fifth type, namely
same hindrance. In order minimalise any functional participation, meaning that people
deviations, we, from Bappeda, always do participate since there is a request from an
monitoring and evaluation to local external organisation in order to fulfil an
government and to the people...” (A, March objective, including a request from a law.
25, 2010)
Conclusions and Limitations
Based on the results of interviews, it can be
concluded that the mechanism of participative Based on the results of observations in the
budgeting as the last stage in the development field, and the above discussion, it may be
planning process has been implemented by the concluded that the implementation of
Regional Planning Agency according to the participative budgeting in Probolinggo
‘letter-of-the-law’ of prevailing regulations. regency, East Java, Indonesia, was ‘formally’
Note that, besides the participative budgeting conducted according to the mechanism as
mechanism, there is a Public Aspiration regulated in the 200 Law No 25 and 2008
Network (called Jaring Asmara, or Jasmas) set Local Regulation No. 13 on Transparency and
up by the Local Parliament; which is intended Participation in Development Planning in
to dig out public aspiration and needs, and Probolinggo Regency. Through various stages,
hopefully reduce any negative images of the from Village, Subdistrict, Sectoral Forum, and
lack of public participation in the budgetary Regency, participative budgeting was
planning process or that participative undertaken in the ‘form’ required, although the
budgeting is merely a formality. The quote ‘substance was akin to ceremonial budgeting.
below pertains to this. If it is related to meaning and nature of
participation, the real existing mechanism of
“We, from the Parliament members, really participation was observed to be merely a
hope that the people are actively proposing formality. One could even say that such a
programs through their Jaring Asmara. We ‘show’ of public participation is deceitful, and
have a Jasmas fund for the people. Hopefully, does not follow due process. The reasons why
the people may really enjoy benefits from what it can be concluded that such participation is
we give ... so that the level of public deceitful and ineffective is: (1) the
participation will improve. The higher the participation is still dominated by certain
public participation, the better it will be ... it elites; (2) the participation is mobilised by
means that the level of good governance is certain interest groups; and (3) the
high” (W, March 25, 2010)8 participation is still packaged in a ceremonial
entertainment program.
7
A member of Local parliament from PKS the
fraction At the Village-level and Sub-District level,
there were large numbers from the respective
8
A member of Local parliament from Golkar communities attending (as against
political party the fraction
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JAMAR Vol. 10 · No. 2 2012
participating), but from the Sectoral Forum covered by legislation and require input from
level, representation from community (even in affected stakeholders. It will be of value to
terms of attendance) was minimal, so that determine if participation in these audits is
there were limited recognition of the people’s also mostly ‘ceremonial’, and if so, what
proposals made by lower-level actions can be taken to prevent this.
Musrenbangdes and Musrenbangcam
participation forums. The last budgeting References
planning mechanism is musrenbangkab that
was undertaken by the Regional Planning Achmadi, A., Muslim, M., Rusmiyati, S., and
Agency, and was according to the prevailing Wibisono, S. (2002). Good Governance and
regulations. However, despite having Strengthening Local Institutions, Indonesian
participative budgeting mechanism covered by Transparency, Jakarta, Indonesia.
legislation; and the additional mechanism of a
Public Aspiration Network (Jaring Asmare) Adams, B.(2004). “Public meeting and the
set up by the Local Parliament to dig out democratic process”, Public Administration
public aspirations and needs; it was observed Review, February, 64(1): pp 43-54.
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participative budgeting was carried out merely Arnstein, S.R. (1971). “Eight rungs on the
as a formality. Despite this, however, it cannot ladder of citizen participation” in Cahn, E.S.
be denied that the 2008 Local Regulation no and. Passet. B. A. (Editors) Citizen
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Development Planning has improved the level Praeger Publishers, New York.
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(manipulation) symbolic participation Bureaucracy: A New Vision for Managing in
(attendence). Perhaps, this is a necessary first Government. University of California Press,
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musrenbangkab, there could be subjectivity in Corporate Life. Ashgate Publishing Company,
the conclusions arrived at. The qualitative Burlington, VT.
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itself have documented weaknesses in terms of Callahan, K. (2002). “The utilization and
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There are some practical outcomes that results Journal of Public Budgeting, Accounting and
of this research: (1) for the Government of the Financial Management. 14(2):pp. 295-319
Probolinggo Regency, it is expected that this
research will improve socialisation and the Cohen, S., Brand, D.R. (1993), Total Quality
quality of participative budgeting ; (2) for the Management: A Practical Guide for the Real
people in Probolinggo, it is expected that they World. Jossey-Bass Publishers, San Francisco,
will proactively be involved themselves in the CA.
process of planning, implementation, and
development accountability in their Regency: Cooper L, and Elliot, J. (2000). “Public
(3) for the Members of the Local Parliament, it participation and social acceptability in the
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(Jaring Asmare) of the people, in order to Environmental Assessment Policy and
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social audits. In many cases, these are also
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