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13

ELBOW DISLOCATION: ACUTE AND


CHRONIC MANAGEMENT INCLUDING
ASSOCIATED FRACTURES
SCOTT F.M. DUNCAN
ANDREW J. WEILAND

MECHANISM OF INJURY curs, often resulting in brachialis and neurovascular injury.


The anterior dislocation can be caused by a direct blow to
During a fall on an outstretched hand, the elbow is extended the olecranon and the soft tissue injury is usually quite se-
and the arm abducted, resulting in dislocation of the joint. vere. Pure lateral dislocations are associated with severe tear-
There is damage to the anterior capsule and the brachialis ing of the medial elbow ligaments. Conversely, in the rare
muscle, and sometimes there is an associated fracture or medial elbow dislocation, the lateral ligaments are primarily
fractures. This force can continue to result in tearing of the torn. In a divergent dislocation, the radius separates from
capsular epicondylar attachments and collateral ligaments. the ulna with tearing of the interosseous membrane, annular
These forces can result in injury and fracture to the radial ligament, and distal radioulnar joint capsule (Fig. 13.2).
head, radial neck, coronoid process, olecranon, or capi- Elbow dislocation without fracture occurs by a mixture of
tellum. forces that load the joint and then place varus or valgus
The forces acting on the joint during dislocation are ten-
forces that uncouple the olecranon from the trochlea, which
sile, compressive, and shear. Tensile forces disrupt the liga-
allows the joint surfaces to disengage.
mentous restraints, whereas compressive and shear forces
Two theories have been advanced to elucidate the mecha-
act on the articular surfaces. Therefore, fractures of the ra-
dial head and neck, as well as the capitellum, are common nism of elbow dislocations. The hyperextension theory
(1,2). Chondral injuries to the capitellar and trochlear sur- holds that a direct loading force is placed on the hand while
faces are more common than x-rays would suggest (3,4). the elbow is extended (6,7). The olecranon impinges on its
Having an appreciation for how the elbow dislocates helps fossa, levering the ulna and radius and tearing their capsular
with understanding the classification, clinical examination, restraints and sometimes avulsing or shearing off the coro-
radiographic interpretation, treatment plan, and possible noid process. With this injury, the brachialis is also torn.
complications. As extension forces continue, epicondylar attachments of
A posterolateral dislocation occurs with tearing of the capsule and ligaments tear, resulting in dislocation. An ab-
radial collateral ligament and lateral capsule (5). As the duction force can complete the dislocation or cause injury
elbow hyperextends, the capsular constraints are torn, forc- to the radial head or capitellum. The second theory holds
ing the humerus through the anterior capsule and injuring that elbow dislocations occur with the elbow slightly flexed
the brachialis muscle. The anterior oblique ligament is the and then an axial loading force is applied (8). The lateral
primary stabilizer in resisting valgus forces; however, this capsule and radial collateral ligament then tear and result
provides a pivot point that allows the radius and ulna to in a posterior dislocation. O’Driscoll et al. (9) have proposed
dislocate posteriorly if the lateral ligaments are damaged (5). that a varus stress with the elbow in extension can disrupt
This can result in a posterolateral (Fig. 13.1A and B), pure the lateral ligament complex, resulting in a perched disloca-
posterior, or posteromedial (Fig. 13.1C) dislocation. An an- tion. Additional force causes rotation of the forearm,
terior dislocation occurs when extreme hyperextension oc- thereby completing the dislocation (Fig. 13.3) (9).
In persons who have undergone surgical exploration just
after sustaining a posterior dislocation, most have ruptured
Hospital for Special Surgery, New York, New York 10021. the medial collateral ligaments and some have also ruptured
192 The Athlete’s Elbow

B,C
FIGURE 13.1. A: Illustration of a posterolateral dislocation. (From Chapman MW. Operative or-
thopaedics, 2nd ed. Philadelphia: JB Lippincott Co, 1993, with permission.) B: Anteroposterior
radiograph view of a posterolateral dislocation. C: Anteroposterior radiograph view of a postero-
medial dislocation. (From Hotchkiss RN. Fractures and dislocations of the elbow. In: Rockwood and
Green’s fractures in adults, 4th ed, New York: Lippincott Williams & Wilkins, 1996, with permission.)

the origin of the flexor-pronator mass from the medial epi-


condyle (Fig. 13.4) (10–13). Josefsson et al. discovered that
the medial collateral ligament was disrupted in every case
of elbow dislocation that they surgically explored. At the
same time, they explored the lateral side and found the
lateral ligaments also torn in all cases (11). Disruption of
the anterior bundle of the medial collateral ligament is con-
sidered the site of pathology (14,15). The finding that com-
plete dislocation tears both collateral ligament structures is
supported by the observation that calcification is frequently
seen in these ligaments (7,11,16,17).
If the radial head remains dislocated after an attempted
reduction of an elbow dislocation, then one must consider
a congenital or developmental dislocation in the setting of
acute trauma. Evaluation of the contralateral elbow can be
helpful, given that such conditions are frequently bilateral.
Throwing sports can over time cause subtle elbow instability
that interferes with function on the field, but these usually
do not result in gross dislocation.
An acute elbow dislocation is an orthopedic emergency
and once the condition is recognized, it should be quickly
reduced. Chronic dislocations are not emergent so long
FIGURE 13.2. Divergent dislocation. (From Chapman MW. Oper-
ative orthopaedics, 2nd ed. Philadelphia: JB Lippincott Co, 1993, as the neurovascular status of the hand and forearm is
with permission.) normal.
13. Elbow Dislocation 193

INCIDENCE

The incidence of elbow dislocations has been variably re-


ported as highest among 10 to 20 year olds and 30 year
olds (18). In children younger than 10, elbow dislocation
is the most common major joint dislocation seen (19).
Sporting accidents, falls (elderly), and motor vehicle acci-
dents have all been noted to be mechanisms for elbow dislo-
cation. The elbow is the second most common major joint
to dislocate; the shoulder is the most common site of dislo-
cation (20). The elbow joint is quite constrained compared
to other joints in the body, giving it great stability. Despite
this, dislocation is still frequently seen in both low-energy
and high-energy trauma. Fortunately the intrinsic stability
of the elbow reduces the occurrence of redislocation once
reduction is performed and bony and soft tissues have
healed.
Elbow dislocations represent from 10% to 25% of all
elbow injuries (21). The nondominant upper extremity is
affected in approximately 60% of cases. This injury occurs
two and a half times more frequently in men than in women
and has a comparable ratio in adults and in children (16,
18). Approximately 40% occur during sports, 10% from
traffic accidents, and 50% from falls or other causes (18).
Demographic studies estimate that about 6 of every 100,000
persons will sustain an elbow dislocation (22).
FIGURE 13.3. Proposed mechanism of elbow dislocation during
a fall. (From O’Driscoll SW, Morrey BF, An KN. Elbow dislocation
and subluxation: a spectrum of instability. Clin Orthop 1992;280:
186, with permission.)
CLASSIFICATION

Based on the modification of Hamilton’s and Stimson’s


classification systems, elbow dislocations are divided into
anterior and posterior dislocations (Fig. 13.5) (23). Poste-
rior dislocations are subdivided into posterior, posterolat-
eral, posteromedial, and pure lateral based on the position
of the olecranon in reference to the distal humerus. Posterior
or posterolateral dislocations constitute 90% of elbow dislo-
cations. Pure lateral dislocations are less frequent and pos-
teromedial are quite uncommon (15). Anterior dislocations
are also quite rare, occurring in only 1% to 2% of cases
(16). A prominent olecranon tip and a shallow fossa may
predispose patients to this type of dislocation (24). Pure
medial and divergent dislocations are extremely uncommon
and usually require open reduction in our experience be-
cause of trapped muscle and/or nerve. Unreduced and recur-
rent dislocations are classified separately because they re-
quire completely unique treatment algorithms.
Morrey and O’Driscoll use a different classification sys-
tem in which they categorize between complete or perched
dislocation. In this system, a complete dislocation simply
has the ulna behind the humerus. A perched dislocation has
FIGURE 13.4. Ligamentous injury after dislocation. (From Chap-
man MW. Operative orthopaedics, 2nd ed. Philadelphia: JB Lip- the elbow subluxated, but the coronoid appears impinged
pincott Co, 1993, with permission.) on the trochlea.
194 The Athlete’s Elbow

FIGURE 13.5. The five types of elbow dislocation determined by the direction of the forearm
bones in relation to the humerus. (From Browner BD, Jupiter JB, Levine AM, et al. Skeletal trauma.
Philadelphia: WB Saunders, 1998, with permission.)

PHYSICAL FINDINGS ever, any of these structures can be injured or entrapped


from reduction maneuvers. The mechanism for this is dis-
Patients usually present immediately after sustaining an cussed later. If there is any unease about the amount of
acute injury with severe pain and supporting the injured swelling, vascular injury, or potential for compartment syn-
arm with the contralateral hand. The forearm is shortened drome, the patient should be admitted for observation.
with the olecranon and radial head projecting posteriorly
(in posterior dislocations). Characteristically they have soft
tissue swelling and obvious deformity about the elbow. Be- RADIOGRAPHIC FINDINGS
fore any attempt at joint reduction, a thorough neurovascu-
lar examination should be completed and documented. As Anteroposterior and lateral radiographs are the minimum
per any orthopedic examination, the joints above and below set of films that need to be obtained. Frequently, oblique
the level of injury should be examined. Thus, the shoulder views are needed to assist in determining the direction of
and wrist are examined to rule out any concomitant injury, dislocation and to identify any periarticular fractures. Spe-
which is reported in 10% to 15% of patients (20). This cifically, the distal humerus (particularly medial epicon-
includes evaluation of the distal radioulnar joint and the dyle), radial head, and coronoid process are vulnerable to
interosseous membrane to rule out a variant of the Essex- injury. If the dislocation is irreducible, close attention
Lopresti injury. should be paid to see whether the medial epicondyle has
Vulnerable structures include the brachial artery, median fractured and is blocking the reduction. An arteriogram
nerve, and ulnar nerve. Brachial artery and median nerve should be obtained immediately if a vascular injury is sus-
injuries are more common in the anterior dislocation. How- pected.
13. Elbow Dislocation 195

ASSOCIATED INJURIES Brachial artery injury has been associated with elbow
dislocations (32–41). Although ligation of the injured arter-
Unfortunately associated injuries with elbow dislocation are ies has been advocated in the past (32–41), current literature
relatively common (25–28). Avulsions from either the me- clearly recommends arterial repair with or without vein
dial or the lateral epicondyles occur in roughly 12% of dislo- grafting (28,32,33,37,39,41–46). Anatomic studies have
cations (Fig. 13.6). Coronoid fractures are found in approxi- shown that much of the collateral circulation is interrupted
mately 10% of cases, as are olecranon fractures, and radial at the time of dislocation, thus questioning the role of liga-
head and neck fractures occur in 5% to 10% of cases tion in these injuries.
(25–28). Interestingly, 10% of patients with a radial head Absence of a viable pulse does not preclude emergent
or neck fracture have a concomitant elbow dislocation. Os- reduction of an elbow dislocation. The patient should be
teochondral lesions from elbow dislocations are likely more taken immediately to surgery with the plan of performing
prevalent than x-rays would allow us to diagnose. Capi- an arterial reconstruction if arterial flow is not reestablished
tellum osteochondral injuries are quite common given the after reduction of the elbow and the hand continues to be
shear force type loading that occurs during dislocation. poorly perfused. Time should not be wasted in an angiogra-
About 12% of patients have injuries at other sites besides phy suite. Only after the vessels have been exposed should
the elbow (29–31). These other associated injuries include an intraoperative arteriogram be considered. If more than
shoulder injuries, perilunate dislocations, distal radius frac- 4 hours of ischemic time has passed, then forearm fascioto-
tures, and ulnar styloid fractures. mies are mandatory to reduce the possibility of postperfu-
Compartment syndrome is a known risk with elbow dis- sion compartment syndrome and a subsequent Volkmann
locations. Because of the severe soft tissue damage that re- contracture. Even if pulses are good before reduction, inti-
sults in significant swelling, compartment syndrome can mal injuries can still threaten hand perfusion. Surgeons
result. A constricting effect is caused by the intact structures should be vigilant in their examination for possible com-
such as the forearm fascia, biceps tendon, and lacertus fibro- partment syndrome. Pain with passive extension of the fin-
sus, which results in elevated compartment pressures. A gers is the most common sign of ischemia. Injury to the
Volkmann ischemic contracture can be the end result and anterior interosseous, median, radial, and ulnar nerves have
compartment syndrome should be quickly differentiated all been reported. However, the least likely of these to be
from isolated neurologic injuries. injured is the radial nerve (47).

TREATMENT

The dislocated elbow should be treated promptly and atrau-


matically. Numerous techniques for reduction have been
described in the literature. One consensus remains, how-
ever: They all require correction of medial or lateral dis-
placement first, followed by forearm traction. To reduce the
elbow, sufficient muscular relaxation is a necessity. General
anesthesia with muscle relaxation is commonly used, partic-
ularly if the dislocation happened several hours previously
because the amount of swelling and muscle spasm can be
severe by that point.
Various techniques of reduction have been described
(48–51). One is the placement of a patient in the prone
position with the elbow flexed at 90 degrees and then apply-
ing a 10-lb weight to the hand and letting gravity reduce
the elbow joint (50). Parvin and Quigley have discussed
various techniques of placing the patient prone with the
surgeon or weights hanging from the arm to facilitate reduc-
tion (50,51). A similar method in which the arm is hung
over the back of a chair has been proposed by Lavine (49).
We do not advocate these techniques.
FIGURE 13.6. Medial epicondyle avulsion fracture after elbow Our preferred technique is extending the elbow and pro-
dislocation. This infrequently can become trapped in the joint, viding countertraction on the upper arm and maneuvering
requiring surgical intervention. (From Chapman MW. Operative
orthopaedics, 2nd ed. Philadelphia: JB Lippincott Co, 1993, with the olecranon distally and anteriorly with the thumb. This
permission.) allows the coronoid to clear the trochlea (7,52). Force is
196 The Athlete’s Elbow

FIGURE 13.7. Technique for elbow reduction. (From Browner BD, Jupiter JB, Levine AM, et al.
Skeletal trauma. Philadelphia: WB Saunders, 1998, with permission.)

applied to the olecranon, pushing it distally and over the check uniplanar stability. If redislocation occurs in exten-
trochlea. Before traction is applied, lateral or medial dis- sion, this usually indicates that the elbow is unstable. Most
placement needs to be corrected first so that the risk of postreduction elbows are unstable with valgus stress when
median nerve entrapment within the elbow joint is dimin- the forearm is pronated. The hand should be left free in
ished (53). After displacement has been corrected, the fore- the splint so it can be frequently checked in the immediate
arm is supinated. With the patient’s elbow mildly flexed, postreduction period. Capillary refill should be assessed in
longitudinal traction is applied and the surgeon’s thumb is the volar fingertips and not the nail beds. If the joint is
used to push the olecranon forward over the trochlea (Fig. concentrically reduced and stable to range of motion, it is
13.7). If a ‘‘clunk’’ is felt during the reduction. this usually then splinted at 90 degrees of flexion for approximately 1
means the elbow will be stable to range-of-motion testing. week (plus or minus 3 days). A stiff elbow will result from
Multiple reduction attempts should be avoided because this more than 2 weeks of splinting. More than 3 weeks of im-
will further traumatize the soft tissues, predisposing to het- mobilization has been well documented to result in poor
erotopic ossification (54). There is controversy whether hy- outcomes (21,57).
perextension is truly needed to unlock the olecranon from Any widening of the postreduction joint spaces can sig-
the distal humerus. Hallett (55) and Matev (53) have writ- nify entrapped osteochondral fragments, entrapped soft
ten about median nerve entrapment after hyperextension tissue structures, or posterolateral rotatory instability. If
has been used to reduce elbow dislocations. Loomis believes entrapped osteochondral fragments or neurovascular struc-
that hyperextension results in greater injury to the brachialis tures are trapped within the joint, surgery is required to
muscle (56). remove or free them from the joint. Irreducible acute elbow
Postreduction anteroposterior and lateral views are man- dislocations are uncommon (58). An associated fracture is
datory. Attention should be paid to ensure the reduction is usually the culprit in irreducible dislocations (59). For ex-
concentric and there are no associated fractures with possi- ample, the radial head has been demonstrated to be caught
ble loose bodies in the joint. If fluoroscopic imaging is avail- in the forearm soft tissue or buttonholed through forearm
able, this can be useful in providing stress views after reduc- fasciae in cases of irreducible dislocations (60,61). Reduc-
tion is completed. We take the elbow through a complete tion is accomplished by surgical release. Routine repair of
range of motion without any varus or valgus stressing to the medial collateral ligament, which has been advocated
13. Elbow Dislocation 197

by some (14), has not demonstrated any long-term advan-


tage (11). Open reduction may be necessary for an elbow
dislocation that has been out for more than 10 days and
that fails closed reduction attempts (62). The annular liga-
ment or a collateral ligament can uncommonly prevent re-
duction by interposing in the joint (58,60,61).
Maintenance of reduction and joint congruency should
be documented radiographically at 3 to 5 days postreduc-
tion and again at 10 to 14 days postreduction (11). Despite
the best molded cast or splint, unstable elbows are particu-
larly prone to redislocation and need to be rechecked fre-
quently. Protzman (63) reported his West Point experience
in athletes recommending minimal immobilization (less
than 3 weeks). Mehlhoff et al. have also found this to be
true and recommend motion within the first week (21,63).
O’Driscoll and Linscheid (64) currently advocate gentle ac-
tive motion in the first week as well. By 3 months, most
patients should regain 80% to 90% of normal function
(65).
If the elbow tends to subluxate or dislocate in extension,
the amount of extension should be noted. The forearm
should then be pronated to see if the instability in extension
is prohibited by this forearm position. If this maneuver sta-
bilizes the elbow in extension, then the anterior band of the FIGURE 13.8. Heterotopic ossification in the brachialis.
medial collateral ligament is intact. The elbow can then be
placed through the full range of motion so long as the brac-
ing system keeps the forearm pronated. If the elbow is still
unstable in extension, the forearm should be placed in neu- SPECIAL TECHNIQUES FOR RARE TYPES OF
DISLOCATION
tral rotation with an extension block at the level of stability.
This can gradually be increased during a 3-week period. Anterior dislocations are reduced by gentle traction, followed
A hinged elbow brace is then used while range-of-motion by pressure placed posterior and downward on the forearm,
exercises are started. If this is not available, interval splinting and force applied to the anterior distal humerus. Mild flexion
can be substituted. For those elbows that feel unstable in of the forearm unlocks the olecranon from its location ante-
terminal extension, the hinged brace can be locked at 20 rior to the trochlea. The surgeon should test active extension
degrees; if this is not available, an orthosis with an extension of the elbow because the triceps insertion can be torn and sep-
block or a cast brace can be substituted. Supination and arated in this type of injury. We usually splint the elbow in
pronation should be part of the rehabilitation program and slight extension (i.e., 70 degrees of flexion).
initiated at the same time as elbow range of motion. During Care should be taken not to convert medial or lateral
the next 3 to 6 weeks, extension is gradually but continu- dislocations into a posterior dislocation during reduction
ously increased. Almost full motion should be achieved by attempts. These types of dislocations are best reduced with
6 to 8 weeks; if not, then static extension and flexion splints the elbow in mild extension and traction on the forearm;
can be used to try to gain further motion. Active range-of- a medial or lateral force is then applied.
motion exercises may be done under the supervision of a In the divergent elbow, dislocation reduction is facili-
therapist. However, we instruct the therapists not to perform tated by reducing the ulna first—similar to the technique
any passive range of motion about the elbow because of the described for posterior dislocations. However, while the
ulna is undergoing manipulation, force is applied over the
risks of heterotopic ossification. Small amounts of hetero-
radial head to reduce it at the same time. Pronation of the
topic ossification are not uncommon and are usually seen forearm reduces the divergence of the radius and ulna. If
in the brachialis (Fig. 13.8), as well as in the medial and the radial head will not reduce, surgical reduction may be
lateral ligaments. This is rarely clinically significant (66). required. For this type of injury, we immobilize the elbow
However, we routinely place our patients on indomethacin in full supination and 90 degrees of flexion (67).
75 mg (preferably the sustained-release version) if they do Morrey has described a different treatment for the
not have any contraindications to nonsteroidal antiinflam- perched dislocation. He recommends using an analgesic,
matory drugs. intraarticular lidocaine (Xylocaine), and manipulating the
198 The Athlete’s Elbow

elbow by placing pressure over the olecranon with the elbow complexes, are usually found to be torn in cases of persistent
extended and axial distraction. instability not associated with fracture. Approaching the
medial side first, the ulnar nerve is identified and protected.
Next, the torn flexor-pronator mass and medial collateral
SURGICAL INDICATIONS ligament are identified and reattached to the medial epicon-
dyle with suture anchors. A Kocher approach can be used to
Prospective studies have not demonstrated an advantage to expose the torn extensor origin and lateral elbow ligaments,
early collateral ligament repair over early motion for simple which can also be reattached with suture anchors.
elbow dislocations (10,11). However, there are two circum- We begin early protected motion with these injuries if
stances in which surgery is indicated for acute elbow disloca- a stable elbow results from our repair. If the elbow continues
tions. One is when the dislocation has associated displaced to be unstable despite our best attempts at repair of both
or unstable fractures involving the elbow joint. The second bony and soft tissues, we apply a dynamic external fixator.
instance is when flexion is required beyond 50 degrees to Rigid external fixation with pins placed in the humerus and
60 degrees to keep the joint reduced. Recurrent instability ulna should be a secondary choice when a dynamic system
occurs in 1% of patients with simple elbow dislocations is not available. Dynamic systems can be challenging to
(10,11,21). Both collateral ligaments and secondary elbow apply and can be associated with significant complications.
stabilizers are disrupted in these injuries. The medial liga- They should be used only by surgeons familiar with these
ments are the primary stabilizers of the ulnohumeral joint techniques. At no time are transarticular pins appropriate
(20), whereas the lateral ligaments prevent the elbow from given their problematic history of articular damage, chon-
subluxating posteriorly and rotating away from the humerus drolysis, and pin breakage. Furthermore, in treating the un-
in supination (68). Posterolateral rotatory instability can be stable elbow, there is no roll for casting or splinting because
seen as posterior translation of the radial head on lateral the elbow can dislocate within these devices.
elbow films. Elbow stability and function is really depen- The obvious advantage of a dynamic external fixator is
dent on both sets of collateral ligaments and an intact coro- the ability to begin joint motion while still protecting any
noid process. repairs (Fig. 13.9). We usually leave these on for 4 to 6
The extensor and flexor origins, as well as the ligament weeks. Static external fixation should not be left on for more

FIGURE 13.9. Anteroposterior view


(A) and lateral view (B) of dynamic ex-
ternal fixator for unstable elbow dislo-
cation. (From Thompson HC, Garcia A.
Myositis ossificans: aftermath of
elbow injuries. Clin Orthop 1967;50:
A,B 129–134, with permission.)
13. Elbow Dislocation 199

than 3 to 4 weeks. A concentrically reduced elbow joint preserves the posterior fibers of the lateral collateral ligament
with residual stiffness secondary to immobilization is prefer- complex, making a subsequent repair easier. Dissection is
able to recurrent joint instability. A secondary capsular re- done with the arm fully pronated to protect the posterior
lease procedure can be done later to correct the residual interosseous nerve. When retracting around the radial neck,
stiffness. care should be taken to avoid injuring the posterior interos-
Comminuted or unstable fractures, coupled with elbow seous nerve. Provisional fixation with K wires is often
instability, should be fixed operatively, ideally within 24 needed to hold reduction of radial head fractures while the
hours to minimize the amount of swelling that must be permanent hardware is placed. Accutrak screws, Herbert
operated through. Fractures that do not jeopardize elbow screws, or Minifragment screws can be used to fix these
joint congruity and stability do not necessarily require surgi- fractures (the surgeon should use the more familiar system).
cal intervention. A safe zone for screw and plate placement has been described
The Kocher approach is used to expose the radial head by Smith and Hotchkiss (Fig. 13.10) (69). The area that is
and perform any needed repairs. The interval is between nonarticular is where hardware should be placed and this
the anconeus and the extensor carpi ulnaris. The supinator comprises 90 degrees of the radial head circumference.
is then identified over the lateral collateral ligament. An Excision of the capitellum or radial head after an elbow
incision anterior to the midline of the radial head is made dislocation is best avoided, except in cases in which it does
through the collateral and annular ligament complex. This not compromise stability (70,71). However, when the radial

"Safe zone"

Neutral

FIGURE 13.10. Radial head and neck safe


zone for internal fixation. (From Smith GR,
Hotchkiss RN. Radial head and neck frac-
tures: anatomic guidelines for proper
placement of internal fixation. J Shoulder
Elbow Surg 1996;5(2)[Pt 1]:113–117, with
Supination Pronation permission.)
200 The Athlete’s Elbow

head is so comminuted that it cannot be reconstructed, The medial Morrey approach can be used for open reduc-
then it should be excised. If excision is required, then it is tion and internal fixation of displaced medial epicondylar
mandatory that the lateral ligaments are repaired (the exten- fractures and medial ligament repair/reconstruction, or to
sor origin should also be repaired if it is avulsed). Metallic repair an avulsion of the flexor-pronator mass. The patient
spacers are used preferentially because Silastic spacers do not is positioned supine and the arm is supported on a hand
provide adequate lateral reinforcement for unstable elbows. table. The elbow is then flexed slightly and an 8-cm incision
Silicone offers minimal compressive resistance because of is then made centered over the medial epicondyle. The ulnar
its low modulus of elasticity (72,73). In our experience, nerve should be identified and protected. A variation on this
allograft replacement has not proven as reliable as metallic approach involves making a straight anteromedial incision
spacers. We routinely remove the metallic spacers at 6 centered over the medial epicondyle and the most medial
months to reduce chondrolysis of the capitellum. aspect of the flexor crease. This approach allows for explora-
A radial head fracture combined with a coronoid process tion of the brachial artery and median nerve.
fracture is an extremely fragile pattern in terms of stability. The anterior approach, or modified Henry approach,
This combination of injuries after an elbow dislocation can uses a bayonet-type incision, starting anterolaterally, run-
require longer protection. Open reduction and internal fixa- ning parallel to the elbow crease, and then extending anter-
tion of the radial head, coronoid process, or both should omedially on the distal aspect. This gives excellent exposure
be performed in unstable situations. Both fractures can be to the neurovascular bundle as well as the elbow joint, ante-
approached by a posterolateral dissection and ‘‘shot- rior distal humerus, and proximal forearm.
gunning’’ open the joint. To gain access and to reduce the Elbow arthroscopy can be used in the acute setting for
coronoid fracture part of the brachialis, insertion must be joint exploration and removal of osteochondral fragments.
reflected (17). The brachialis inserts distal to the coronoid Our experience using this technique for the previously men-
process, so the reflected part of brachialis is usually small tioned indications is limited and review of the literature
and can be left alone or reattached distal to the area of does not provide more than anecdotal experience.
fixation if needed. Coronoid process fractures involving
more than 50% of its height require fixation when coupled
with elbow instability (74). The anterior buttress that the
coronoid process provides is even more important when RESULTS
the regular soft tissue restraints have been avulsed by the
dislocation. Mehlhoff et al. (21) examined their results in 52 elbow
The elbow should be taken through an entire arc of mo- dislocations and found that half had normal elbows. These
tion on the operating table to assess stability after all repairs patients have full range of motion, normal strength, no pain,
have been completed. If the elbow is stable, motion can and normal stability. One third of patients will have a 15-
begin in a hinged brace. The flexor-pronator origin should degree loss of flexion or extension, some mild pain, and
be repaired if the elbow is still unstable after lateral repair. good stability. Fair or poor results are commonly seen in
If the elbow is still unstable after this, external fixation is those patients with severe original injuries and these are also
warranted to maintain reduction. associated with complications (29). Fractures of the radial
head and coronoid process negatively affect outcomes
(57,75).
There continues to be some improvement for up to a
STANDARD APPROACHES AROUND year. If residual motion problems occur, it is usually loss of
THE ELBOW extension. Instability of the elbow to varus or valgus stress-
ing is uncommon and is likely a result of the monoaxial joint
The posterolateral approach, or Kocher approach, is useful configuration that provides substantial geometric stability
for joint exploration, ligament repair, removal of loose bod- to the joint as it heals (76–78). Twenty percent of elbow
ies, and radial head and/or neck repair or excision. The dislocations have neurologic complications. Of the major
incision should start proximal to the lateral epicondyle and nerves, the ulnar nerve is the most commonly injured, fol-
be centered over the radiocapitellar joint, continuing distally lowed by the median nerve (29). The radial nerve is rarely
and posteriorly over the forearm for 10 cm. Boyd’s modifi- injured. The spectrum of injury can range from a transient
cation is useful if further exposure is needed. The extensor paresthesia to a permanent complete palsy. Median nerve
carpi ulnaris and anconeus are reflected subperiosteally from injuries are commonly associated with brachial artery injury.
the ulna. The supinator is elevated anteriorly to protect the Long-term disability frequently results if the brachial artery
posterior interosseous nerve. Proximal extension is accom- is injured (62).
plished by dissecting the brachioradialis and extensor carpi Approximately half of the patients followed continue to
radialis from the lateral intermuscular septum and supracon- have complaints of discomfort or other residual symptoms
dylar ridge. (21). This is usually reported with heavy lifting using the
13. Elbow Dislocation 201

affected arm. Of cases that have been operatively treated, released anteriorly and inspection of the antecubital space
100% have been found to have cartilage avulsions and intra- and forearm compartments should be done if compartment
articular loose bodies (14). These findings would explain syndrome or vascular compromise is suspected. Arterial in-
the posttraumatic radiographic changes seen in many el- spection and repair and/or forearm fasciotomies should be
bows years after dislocation (65). In 60% of patients, the performed if findings warrant.
injured elbow does not feel as ‘‘good’’ as the opposite unin-
jured elbow (11). A 15% loss of elbow strength can be
demonstrated with mechanical testing (57). Neurovascular
The most common sequela of an elbow dislocation is
Arterial injury and median nerve symptoms frequently go
loss of extension (7,30,63,65,79). On average, a 30-degree
hand in hand because of the proximity of artery and nerve as
flexion contracture is seen at 10 weeks. A 10-degree flexion
they run between the brachialis and pronator teres. Stretch
contracture is typical even after 2 years without any further
injuries of the nerve must be differentiated from compres-
improvement (16,65). Josefsson has investigated the loss
sive injuries (fracture, entrapment within the joint, or com-
of motion and correlated it with lateral and posterolateral
partment syndrome). Intraarticular entrapment of the me-
dislocations and that loss of motion was worse in adults dian nerve is more common in children and should be
than in children (16,65). Gross instability is not usually suspected if (a) paresthesias occur after reduction, (b) widen-
seen after elbow dislocation; however, some authors have ing of the medial joint space occurs, or (c) an ‘‘incomplete
reported mild laxity in 20% of adults and 30% of adoles- feel’’ at reduction is noticed (77). A Matev sign is a radio-
cents or younger patients (16,21). Linscheid and Wheeler graphic finding that is found late (53). The epicondylar
(29) have reported 1% to 2% occurrence of recurrent insta- flare is notched by tension of the nerve over the bone.
bility resulting from simple elbow dislocations. Despite the Valgus stretching is believed to be responsible for ulnar
usually positive prognosis, some patients have discomfort nerve injuries (40,62). Persistent neurologic symptoms can
or weakness during forced valgus stress activities. These ac- result from compression within the cubital tunnel by various
tivities can include hammering, raking, sweeping, throwing, causes. Ulnar nerve transposition should be considered if
and racket sports. symptoms do not resolve.
Vascular spasm, intimal tears, thrombosis, or rupture of
the brachial artery can occur at the time of elbow dislocation
and reduction (29,37,41). The collateral circulation can also
COMPLICATIONS
be disrupted, putting the forearm at risk for ischemia and
Compartment Syndrome inadequate soft tissue perfusion. Suspicion of vascular injury
necessitates prompt investigation with an arteriogram and
If a vascular injury has occurred, upon reperfusion, com- repair of the arterial disruption. Closed dislocations of the
partment syndrome can occur. If ischemia time has been elbow infrequently result in brachial artery disruption. The
more than 4 hours, prophylactic forearm fasciotomies pulse can be diminished at the initial presentation but usu-
should be performed. Even if a vascular injury has not oc- ally returns after reduction of the elbow joint. However,
curred, intramuscular bleeding and edema of the forearm open dislocations and fractures about the elbow are more
compartments (usually the flexor compartment) can result likely to result in brachial artery injury. An anteromedial
in compartment syndrome. The usual signs of pain with approach, or a ‘‘lazy S’’ approach, can be used to explore
passive finger and wrist extension that is out of proportion the artery and perform the repair if needed with end-to-
to the injury, or persistent pain not relieved by the usual end anastomosis or with an interpositional vein graft. If
dose of narcotics. Measurement of the forearm (and hand ischemia time exceeds 4 hours, forearm fasciotomies are
if suspected) compartments should be performed immedi- advised to decrease the chance of compartment syndrome.
ately. Volar decompression should be carried out immedi- The median nerve can slip around the medial condyle
ately if pressures are elevated. Patients taking anticoagulants and stretch across the back of the trochlea during disloca-
or sustaining vascular compromise are at much higher risk tion. During reduction, the nerve can become entrapped
for this complication. Treatment is emergent decompressive in the trochlear sulcus and compressed within the joint (Fig.
fasciotomy. 13.11). Most neurapraxias of the ulnar or median nerves
Postreduction management entails placing the elbow in will recover within 3 months. The ulnar nerve is most com-
a well-padded splint at 90 degrees of flexion. Access to the monly injured secondary to valgus stretching. The posterior
hand and wrist is important to monitor the patient’s neuro- interosseous nerve branch of the radial nerve can be injured
vascular status. Forearm compartment pressures should be in type 1 Monteggia fractures because of the anterior radial
measured immediately at any sign of compartment syn- head dislocation. Radial nerve injury after a simple posterior
drome. If arterial flow is in question, ultrasound or angiog- elbow dislocation is exceedingly rare.
raphy can be used to check this. The dressing should be Hallett (55) has described three mechanisms whereby
202 The Athlete’s Elbow

Humerus

Median nerve
Type 1
Medial
epicondyle
Medial aspect of
medial condyle

Ulna

Bony tunnel

Ulnar head of
pronator teres
Type 2
Radius

FIGURE 13.11. During reduction, the nerve can become en-


trapped in the trochlear sulcus and compressed within the joint.
(From Pritchard et al. Clin Orthop, with permission.)

the median nerve can become entrapped in the elbow joint


(Fig. 13.12). After a valgus dislocation, the nerve can be-
come entrapped within the joint in the first type. The mech-
anism is avulsion of the medial epicondyle tearing of the Type 3
flexor mass, along with tearing of the ulnar collateral liga-
ments. This allows the nerve to slip behind the humerus
during dislocation. When the elbow is reduced, the nerve
becomes entrapped within the joint. With the second type
of entrapment, the nerve is lodged in the healing medial
epicondyle fracture. In the third type, the median nerve is
FIGURE 13.12. Median nerve entrapment within the joint as de-
looped in the joint anteriorly. These types of injury can be scribed by Hallett. (From Hallett J. Entrapment of the median
difficult to diagnose. Hallett described his patients as having nerve after dislocation of the elbow. J Bone Joint Surg 1981;63B:
no pain. However, other authors believe that pain is present 408–412, with permission.)
with this lesion and that the surgeon must be suspicious of
this type of entrapment (80).
An advancing Tinel sign should be seen in recovering
nerve injuries. As in other nerve injuries, regeneration occurs epicondyle or a fragment from the articular surface (4).
at nearly 1 mm/day. Electromyographic and nerve conduc- Fragments from the articular surface are much larger than
tion velocity studies are not useful within the first 4 weeks x-rays would suggest because of the radiolucent chondral
of injury. However, they can be obtained at 4 weeks postin- layer.
jury to establish a baseline study. At 3 to 4 months, if no Small fragments should be removed or excised, whereas
clinical or electrographical evidence of reinnervation is pres- larger fragments should be fixed with miniscrews or dissolv-
ent, then nerve exploration should be considered as the next able screws. Minimally displaced fractures of the radial head
step. or neck should be left alone during the early healing period
(1,81,82). Open reduction and internal fixation are required
for greater displacements. Approximately 5% to 10% of all
Articular Injuries and Associated
elbow dislocations have an associated radial head fracture,
Fractures
and unfortunately the outcome in these injuries is signifi-
If intraarticular flecks of bone are seen on postreduction x- cantly worse than that of radial head or neck fractures with-
rays, these usually are an avulsed fragment from the medial out a concomitant dislocation (1,54,83,84). Elbow dislo-
13. Elbow Dislocation 203

cations with radial head fractures are associated with Instability


heterotopic ossification formation (54). Fracture disloca-
tions should be fixed within 48 hours of the injury to reduce Posterolateral rotatory instability occurs when the lateral
the chances of heterotopic ossification. If the radial head is elbow ligaments are deficient. This results in the ulnohum-
severely comminuted beyond repair, then excision is war- eral joint pivoting and then opening laterally with supina-
ranted. We replace this with a titanium implant for 6 tion (68). Posterior translation of the radial head and widen-
months to counter the potential for valgus instability and ing of the ulnohumeral joint space can be seen on lateral
attenuated healing of the medial collateral ligament. The x-ray views. Insufficiency of the lateral collateral ligament
prosthesis also provides longitudinal stability to the radius and the secondary lateral supports are ascribed to this insta-
in those patients with interosseous membrane and distal bility model (87). Posterolateral rotatory instability happens
radioulnar joint disruption. mainly in elbow supination, because rotatory instability re-
Positive outcomes are less likely in elbow dislocations duces with forearm pronation. The ulna can sag on the
associated with fractures of the coronoid process, olecranon, humerus in the absence of competent lateral stabilizers,
or radial head. Ten percent of elbow dislocations have asso- causing inadequate lateral joint support. If this type of insta-
ciated radial head fractures (7). The results are substantially bility is suspected from x-ray views, then patients should
less favorable than that of simple radial head fractures (1, not supinate past neutral for 4 to 6 weeks. This restriction
54,71,83,84). gives the lateral soft tissue restraints time to heal. We com-
The combined injury of a radial head fracture and elbow monly employ a hinged elbow brace or cast brace that keeps
dislocation means that fixation of the fracture may be neces- the wrist pronated. (See Chapter 12 for further discussion
sary to maintain elbow stability and axial forearm stability. on this topic.)
For severely comminuted fractures, a titanium prosthesis After a simple dislocation, recurrent instability of the
provides axial support to the radius and valgus support to elbow is uncommon, but when it occurs, it is usually in
the elbow joint after radial head excision. If the interosseous young patients (65,88). Malkawi (89) has reviewed the liter-
membrane is disrupted, proximal migration of the radius ature on this topic and found that in all patients with recur-
will happen unless axial support is restored, by radial head rent dislocations, the original dislocation happened before
open reduction internal fixation (ORIF) or replacement by age 15 and most were males. The anterior oblique bundle
a prosthesis. of the medial collateral ligament is the principal stabilizer
Coronoid process fractures are seen in approximately to valgus stress, and despite rupture, the elbow remains sta-
10% to 15% of elbow dislocations (85,86). The coronoid ble as long as the flexor-pronator muscles are undamaged.
provides an anterior buttress of the greater sigmoid notch The elbow can become grossly unstable if the muscles are
of the olecranon (see case example in Fig. 13.13). It also also torn (13).
serves as an attachment for the anterior bundle of the medial O’Driscoll et al. (90) have described the pathomechanics
collateral ligament and the middle section of the anterior of recurrent subluxation. To test for this, the examiner
capsule (85). Regan and Morrey (85) have classified coro- should extend the elbow with valgus stress and supination;
noid fractures (Fig. 13.14) into type I (avulsion of the tip), during this maneuver, the radial head rotates below the capi-
type II (fracture involving 50% or less of the coronoid), and tellum and the ulna externally swivels on the trochlea. As
type III (fracture involving more than 50% of the coronoid). the elbow is flexed and pronated, a ‘‘clunk’’ is felt when the
They have found problems with instability and pain in elbow reduces. This results from an inadequate lateral ulnar
patients with displaced type III coronoid fractures (85). Pre- collateral ligament. The current treatment for recurrent
viously, it has been advocated to treat these injuries with elbow dislocation or subluxation involves various tech-
prolonged immobilization, rather than risk heterotopic ossi- niques of reconstructing the lateral ulnar collateral ligament
fication by dissecting into the brachialis. We have found (6,8).
that these patients (those with type III fractures), whether
displaced or not, do better with immediate ORIF or recon-
struction of the coronoid process. In these patients we are Late Contracture
then able to start elbow motion at 5 to 10 days and have
not had problems with severe contracture or heterotopic Improvement in range of motion can be seen for up to 1
ossification. Obviously, the displaced coronoid fracture that year. Thus, bracing and physical therapy are probably useful
blocks elbow motion is a clear indication for operative re- for 12 months postinjury. Loss of extension is the most
duction and fixation or excision of the fracture fragment. common finding. If the limitation is 30 degrees or more,
For the globally unstable elbow or the elbow that has early intervention is desired. Contracture release with capsu-
had multiple fractures fixed, a hinged external fixator can lolysis can frequently improve motion. This procedure
be placed to maintain elbow stability and yet provide early should be done by surgeons comfortable with operating
motion. about the elbow.
204 The Athlete’s Elbow

A D

FIGURE 13.13. Anteroposterior and


lateral elbow views (A, B) of patient
with a history of elbow dislocation,
radial head excision, and ligament
repair with continued pain. Lateral
views (C, D) taken in flexion and ex-
tension reproducing patients pain;
notice loss of coronoid and presence
B, C of subluxation. (Figure continues.)

Most patients lose the terminal 10 degrees to 15 degrees ion of the elbow (54,92). Excision of the ossified mass
of elbow extension. Stiffness is more common than instabil- should be postponed until the bone has matured. This can
ity after dislocation. Secondary fibrosis and thickening of be determined by bone scan. Normally, maturation takes
the anterior joint capsule is usually responsible for the limit- about 6 to 12 months to complete (52). Excision of the
ing functional arc of motion. The key to an acceptable range heterotopic bone with the addition of an elbow release can
of motion is early active motion, preferably begun within result in an increased elbow arc of motion.
5 to 10 days. If range of motion has reached a plateau by Seventy-five percent of cases have been reported to show
6 weeks, then dynamic elbow splints should be initiated. some calcification after elbow dislocation (65). Approxi-
When elbow contractures are more than 30 degrees at 6 mately 5% of cases have ossification of soft tissue that actu-
months, we consider performing an elbow release (91). ally limits motion. Ectopic ossification can be seen on x-
ray films at 4 to 6 weeks and is usually in the brachialis
muscle if it is limiting motion. (See Fig. 13.15 for common
Heterotopic Ossification locations of heterotopic ossification.) Heterotopic ossifica-
The lateral and medial collateral ligaments commonly have tion is correlated with delayed surgical intervention, aggres-
evidence of ossification after elbow dislocation. Fortunately, sive passive joint manipulation in the healing phase, and
this rarely results in any appreciable impairment to the pa- closed head injury. In patients, we commonly prescribe in-
tient. Heterotopic bone can also form in the anterior cap- domethacin (Indocin) for 6 weeks. In high-risk patients who
sule. However, the most pathologic heterotopic bone forms cannot tolerate nonsteroidal antiinflammatory drugs, we
in the brachialis muscle, compromising extension and flex- consider low-dose irradiation.
13. Elbow Dislocation 205

E F

FIGURE 13.13. Continued. Anteroposter-


ior, lateral, and oblique views (E–G) showing
reconstruction of coronoid with allograft
and titanium radial head replacement. H:
Lateral view of contralateral elbow for com-
G,H parison.

FIGURE 13.14. Classification of coronoid fractures. (From Regan W,


Morrey BF. Fractures of the coronoid process of the ulna. J Bone Joint Surg
1989;71A:1348–1354, with permission.)
206 The Athlete’s Elbow

FIGURE 13.15. Common sites for hetero-


topic ossification formation. (From Has-
tings H II, Graham TJ. The classification and
treatment of heterotopic ossification
about the elbow and forearm. Hand Clin
1994;10:417–438, with permission.)

Recurrent Dislocation plete open release and reduction of the elbow is performed.
We routinely perform an anterior ulnar nerve transposition,
In the acute setting, recurrent elbow dislocation usually fol-
because in our experience, these tissues have contracted
lows the ‘‘terrible triad,’’ consisting of elbow dislocation,
along with everything else, and once the elbow is relocated,
radial head fracture, and coronoid process fracture. Fixation
undue tension is placed on the nerve with subsequent ulnar
of the fractures should be done first. If the elbow is still
nerve symptoms. The organized hematoma and scar must
unstable, repairing the medial and lateral ligaments should
be carefully removed from the joint so as not to damage
be considered. Hinged external fixation may allow motion
the fragile articular surfaces. Joint capsule must be released
without loss of congruent reduction. Pinning of any type
both anteriorly and posteriorly. A V-Y plasty of the triceps
across the joint is emphatically discouraged. This method,
is usually necessary if the elbow has been out more than 3
even on a temporary basis, can result in (a) a stiff elbow, (b)
months. Ligament repair or reconstruction is performed as
chondrolysis, (c) heterotopic ossification, and (d) hardware
needed. If reduction cannot be maintained, a dynamic exter-
breakage necessitating even more traumatizing surgery to
nal fixator is employed. This type of surgery should only
remove the metallic parts. When hinged fixation is used, it
be done in a mentally alert and compliant patient. Current
commonly in employed for about 8 weeks. The joint should
thinking advocates open reduction in children regardless of
be reduced before fixator application. Next, suture anchors
the length of dislocation. However, demented and otherwise
are placed through the lateral capsule. These are then tied
noncompliant patients should not have their chronic dislo-
isometrically after the hinge is in place. Medial repair can
cations reduced for reduction’s sake alone. These procedures
be considered if the flexor-pronator mass has been torn from
are fraught with complications, and the patient must be
the medial epicondyle.
able to actively participate in treatment.

Chronic Dislocation or Unreduced


Dislocations
REFERENCES
General anesthesia is usually necessary in attempting to re- 1. Adler B, Shaftan GW. Radial head fractures: is excision necessary?
duce elbow dislocations more than 2 weeks out from injury. J Trauma 1964;4:115.
If closed reduction cannot be achieved, open reduction 2. Eppright RH, Wilkins KE. Fractures and dislocations of the
through a long extensile posterolateral approach should be elbow. In: Rockwood CA, Green DP, eds. Fractures, vol 1. Phila-
considered. Release of the concomitant contracture should delphia: JB Lippincott Co, 1975.
3. Dryer RF, Buckwalter JA, Sprague BL. Treatment of chronic
be performed at the time of open reduction. The further out elbow instability. Clin Orthop 1980;148:254–255.
from initial injury, the more musculotendinous retraction, 4. Grant IR, Miller JH. Osteochondral fracture of the trochlea asso-
scarring, and joint degeneration will be present. The patient ciated with fracture—dislocation of the elbow. Injury 1975;6(3):
with an abnormal joint and intractable symptoms may be 257–260.
considered for arthrodesis or arthroplasty as a last resort. 5. Sojbjerg JO, Helmig P, Kjaersgaard-Anderson P. Dislocation of
the elbow: an experimental study of the ligamentous injuries.
The triceps tendon functionally shortens the longer the Orthopedics 1989;12:461–463.
joint is dislocated. This makes flexion after reduction and 6. Hassman GC, Brunn F, Neer CS. Recurrent dislocation of the
maintenance of reduction difficult in these elbows. A com- elbow. J Bone Joint Surg 1975;57A:1080–1084.

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