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I N T EG R A T I V E L I T E R A T U R E R E V IE W S A N D M E T A - A N A L Y S E S

The role of nurses in preventing adverse events related to respiratory


dysfunction: literature review
Julie Considine BN MN RN RM FRCNA
PhD Candidate, School of Nursing, Deakin University, Burwood; and Clinical Nurse Educator, Emergency Department, The
Northern Hospital, Epping, Victoria, Australia

Accepted for publication 10 May 2004

Correspondence: CONSIDINE J. (2005) Journal of Advanced Nursing 49(6), 624–633


Julie Considine, The role of nurses in preventing adverse events related to respiratory dysfunction:
c/o Emergency Department, literature review
The Northern Hospital,
Aims. This paper reports a literature review examining the relationship between
185 Cooper Street,
specific clinical indicators of respiratory dysfunction and adverse events, and
Epping 3076,
Victoria,
exploring the role of nurses in preventing adverse events related to respiratory
Australia. dysfunction.
E-mail: julie.considine@nh.org.au Background. Adverse events in hospital are associated with poor patient outcomes
such as increased mortality and permanent disability. Many of these adverse events
are preventable and are preceded by a period during which the patient exhibits
clearly abnormal physiological signs. The role of nurses in preserving physiological
safety by early recognition and correction of physiological abnormality is a key
factor in preventing adverse events.
Methods. A search of the Medline and CINAHL databases was conducted using the
following terms: predictors of poor outcome, adverse events, mortality, cardiac
arrest, emergency, oxygen, supplemental oxygen, oxygen therapy, oxygen satura-
tion, oxygen delivery, assessment, patient assessment, physical assessment, dys-
pnoea, hypoxia, hypoxaemia, respiratory assessment, respiratory dysfunction,
shortness of breath and pulse oximetry. The papers reviewed were research papers
that demonstrated a relationship between adverse events and various clinical indi-
cators of respiratory dysfunction.
Results. Respiratory dysfunction is a known clinical antecedent of adverse events
such as cardiac arrest, need for medical emergency team activation and unplanned
intensive care unit admission. The presence of respiratory dysfunction prior to an
adverse event is associated with increased mortality. The specific clinical indicators
involved are alterations in respiratory rate, and the presence of dyspnoea, hypox-
aemia and acidosis.
Conclusions. The way in which nurses assess, document and use clinical indicators
of respiratory dysfunction is influential in identifying patients at risk of an adverse
event and preventing adverse events related to respiratory dysfunction. If such
adverse events are to be prevented, nurses must not only be able to recognise and
interpret signs of respiratory dysfunction, but must also take responsibility for ini-
tiating and evaluating interventions aimed at correcting respiratory dysfunction.

Keywords: adverse events, risk management, acute nursing, assessment, respiratory


dysfunction, literature review

624  2005 Blackwell Publishing Ltd


Integrative literature reviews and meta-analyses Preventing adverse events related to respiratory dysfunction

between specific clinical indicators of respiratory dysfunction


Introduction
and adverse events will be explored in detail. The role of
As many as 16Æ6% of hospital inpatients in Australia are nurses in preventing adverse events related to respiratory
affected by adverse events during their stays (Wilson et al. dysfunction and, in particular, their ability to identify
1995). An adverse event is an ‘an unintentional injury or respiratory dysfunction and intervene appropriately will also
complication resulting in disability, death or prolonged be considered.
hospital stay that is a result of health care management’
rather than the patient’s underlying disease (Wilson et al.
Search methods
1995, p. 459). Outcomes following adverse events are poor
and patients who suffer an adverse event while in hospital A search of Medline and CINAHL databases was conducted
are more likely to die or experience permanent disability using the following search terms: predictors of poor outcome,
(Wilson et al. 1995, Buist et al. 1999). The ‘preventability’ of adverse events, mortality, cardiac arrest, emergency, oxygen,
in-hospital adverse events is well-documented (Sax & supplemental oxygen, oxygen therapy, oxygen saturation,
Charlson 1987, Bedell et al. 1991, Hourihan et al. 1995, oxygen delivery, assessment, patient assessment, physical
Wilson et al. 1995, Buist et al. 2002) and the notion that assessment, dyspnoea, hypoxia, hypoxaemia, respiratory
adverse events occur suddenly and without warning has been assessment, respiratory dysfunction, shortness of breath and
challenged. It is now evident that the majority of adverse pulse oximetry. The resulting review is not a systematic
events are preceded by a period during which the patient review. The papers reviewed were chosen for their relevance
exhibits clearly abnormal physiological signs (Franklin et al. to adverse events related to respiratory dysfunction. All the
1986, Sax & Charlson 1987, Schein et al. 1990, Franklin & papers examined are research papers that demonstrate a
Matthew 1994, Hourihan et al. 1995, Buist et al. 2002). The relationship between adverse events and various clinical
literature supports the notion that early recognition and indicators of respiratory dysfunction.
correction of physiological abnormality can improve patient
outcomes by reducing the incidence of adverse events,
Results and discussion
particularly cardiac arrest (Schein et al. 1990, Franklin &
Matthew 1994, McQuillan et al. 1998, Buist et al. 1999,
The relationship between respiratory dysfunction and
2002). This has important implications for the role of nurses
adverse events
in adverse event prevention (Considine & Botti 2004),
particularly in preserving physiological safety by accurate Analysis of the literature on respiratory dysfunction and the
assessment and early recognition and correction of abnorm- occurrence of adverse events reveals two major issues:
ality (Considine & Botti 2004). respiratory dysfunction is a known precursor to adverse
Examination of the literature related to physiological events, and the presence of respiratory dysfunction prior to
abnormality as a risk factor for adverse events reveals a an adverse event has a significant negative effect on mortality.
strong relationship between adverse events and respiratory The following section examines these issues and summarises
dysfunction. Respiratory dysfunction is now well-documen- key research findings.
ted as a clinical antecedent of adverse events. For the
purposes of this paper, respiratory dysfunction refers to the Respiratory dysfunction as a precursor to adverse events
presence of problems such as hypoxaemia, dyspnoea, The relationship between respiratory dysfunction and adverse
tachypnoea or bradypnoea (Hourihan et al. 1995, Buist events, particularly in situations such as cardiac arrest, acti-
et al. 1999, McGloin et al. 1999, Buist & Moore 2000). vation of the medical emergency team (MET) and unplanned
Nurses are in a pivotal position to influence the relationship intensive care unit (ICU) admission, is well-documented and
between respiratory dysfunction and adverse events. They are is summarized in Table 1. Schein et al. (1990) found that,
responsible for the ongoing assessment of patients’ physiolo- prior to cardiac arrest, 53% of patients had documented
gical status. The ability of nurses to identify respiratory respiratory dysfunction. One third (37Æ2%) of patients who
dysfunction accurately and correct it is essential if adverse had physiological abnormality prior to cardiac arrest suffered
events related to respiratory dysfunction are to be prevented from respiratory dysfunction, making it the most common
(Considine & Botti 2004). type of physiological abnormality preceding cardiac arrest
This paper examines the association between respiratory (Schein et al. 1990).
dysfunction and adverse events by reviewing the literature The MET is an organized and strategic hospital response
and presenting key research findings. The relationship by medical and nursing personnel with skills in and

 2005 Blackwell Publishing Ltd, Journal of Advanced Nursing, 49(6), 624–633 625
J. Considine

Table 1 Summary of research relating to respiratory dysfunction as a precursor to adverse events

Study Sample Results

Rubins and Moskowitz (1988) 295 ICU patients, 37 with AEs 25% (73/295) patients admitted to ICU and 20% (6/30)
readmitted to ICU had respiratory insufficiency
Respiratory insufficiency was the most common reason
for ICU admission
53% (8/15) of patients readmitted to ICU required ventilation
Schein et al. (1990) 64 cardiac arrests 53% (34/64) patients had documented deterioration of
respiratory function in the 8 hours preceding arrest
20% (13/64) patients had an isolated deterioration in
respiratory function in the 8 hours preceding arrest
Ridley and Purdie (1992) 763 patients discharged 34% (256/763) patients were admitted to ICU with respiratory failure
from ICU Respiratory failure was the most common reason for ICU admission
Lee et al. (1995) 522 medical emergency team 36% (n ¼ 92/253) of calls in response to specific condition
(MET) calls criteria were for compromise to airway and breathing
Of these, 44% (40/92) were for acute respiratory failure
Hourihan et al. (1995) 265 MET calls requiring 39% (103/265) of interventions were respiratory interventions
intervention Most common respiratory intervention was administration of
O2 > 10 L/minute via mask (34%, 35/103)
Crispin and Daffurn (1998) 168 MET calls 31% (25/79) of patients with physiological abnormality in
the 24 hours preceding a MET call had respiratory dysfunction
35% of patients who required a MET call for airway or breathing
problems died
22% MET calls were for airway/breathing problems (37/168)
Airway/breathing problems were second only to cardiac arrest
(25%, 42/168) as the most common reason for MET calls
McGloin et al. (1999) 89 unexpected ICU 48% (47/89) of patients unexpectedly admitted to ICU were
admissions admitted for respiratory dysfunction
83% (10/12) of patients with unrecognised physiological
abnormalities prior to ICU admission had respiratory abnormalities
100% (19/19) of patients who had inappropriate treatment of
physiological abnormality prior to ICU admission had respiratory
abnormalities
Buist and Moore (2000) 2202 AEs 57% (915/2202) of AEs related to physiological abnormality
involved respiratory dysfunction

AE, adverse event; ICU, intensive care unit; MET, medical emergency team.

knowledge about advanced life support. The aim of the MET criteria relating to specific conditions were met (Lee et al.
is to improve patient outcomes through risk reduction, 1995, Crispin & Daffurn 1998).
primarily by promoting early recognition of physiological Many researchers regard unplanned admission or read-
abnormality and providing rapid initiation of emergency mission to ICU as an adverse event in its own right (Rubins &
treatment in patients with physiological deterioration (Buist Moskowitz 1988, McQuillan et al. 1998, Buist et al. 1999,
et al. 2002). The MET can be activated by any member of the McGloin et al. 1999). This implies that the need for ICU care
nursing or medical staff in response to specific criteria. These is a direct reflection of severe illness and a high risk of
usually consist of defined physiological abnormalities, specific mortality. In several studies, respiratory dysfunction has been
conditions and/or heightened levels of concern about the shown to be the most common reason for ICU admission
clinical status of a patient (Daffurn et al. 1994, Lee et al. (Rubins & Moskowitz 1988, Ridley & Purdie 1992)
1995, Crispin & Daffurn 1998, Buist & Moore 2000, Buist accounting for up to half (48%) of unexpected admissions
et al. 2002). Of those patients who were shown to have to ICU (McGloin et al. 1999). One-fifth (20%) of patients
physiological abnormality prior to the MET call, one-third requiring unexpected readmission to ICU were readmitted
(31%) to one half (57%) had respiratory dysfunction because of respiratory dysfunction and, of these, 53%
(Crispin & Daffurn 1998, Buist & Moore 2000). Compro- required mechanical ventilation (Rubins & Moskowitz
mise to airway and/or breathing was cited as the alerting 1988). The unexpected nature of ICU readmission coupled
factor in 22–36% of MET activations that occurred when with a need for mechanical ventilation indicates a

626  2005 Blackwell Publishing Ltd, Journal of Advanced Nursing, 49(6), 624–633
Integrative literature reviews and meta-analyses Preventing adverse events related to respiratory dysfunction

life-threatening degree of respiratory dysfunction. This raises been associated with mortality rates as high as 34% (Ridley
questions about the timing of identification of respiratory & Purdie 1992) and respiratory failure is cited to be the cause
dysfunction and the appropriateness of early interventions. of death in 19% of patients who die following ICU discharge
Few studies have examined the timing and appropriateness (Ridley & Purdie 1992). Pneumonia has been demonstrated
of interventions in relation to respiratory dysfunction and by numerous studies to have a strong association with
adverse events. McGloin et al. (1999) examined recognition adverse events, including cardiac arrest and death. Bedell
of physiological abnormalities and appropriateness of inter- et al. (1983) found that pneumonia was an independent
ventions prior to ICU readmission and found that respiratory predictor of in-hospital mortality and that all patients who
dysfunction was present in 83% of patients who had had pneumonia prior to cardiac arrest died. It was the most
unrecognised physiological abnormalities and 100% of common clinical diagnosis in patients who suffered cardiac
patients who had inappropriate treatment of physiological arrest (Schein et al. 1990) and the second most common
abnormality. Analysis of MET interventions by Hourihan cause of death in patients who died unexpectedly (McGloin
et al. (1995) found that, of the MET calls that required et al. 1999). Management of oxygenation has also been
intervention, over one-third (39%) required respiratory implicated as a factor in pneumonia-related mortality, with
interventions. These included the administration of high flow inadequate airway or oxygen management cited as factors in
supplemental oxygen (>10 L/minute via mask), intermittent 22% of preventable deaths (Dubois & Brook 1988). The
positive pressure ventilation, intubation and continuous studies that have examined the effect of respiratory dysfunc-
positive airway pressure. It is notable, however, that the tion prior to adverse events on subsequent mortality are
administration of high flow oxygen by mask was the most summarized in Table 2.
common respiratory intervention initiated by the MET. An These findings raise two fundamental questions about
important question related to these findings is: If nurses were nurses’ perception of patient risk of an adverse event. Patients
concerned enough about a patient to activate the MET, why with respiratory illnesses such as pneumonia, exacerbation of
did they not initiate interventions such as oxygen adminis- chronic obstructive airways disease and asthma are familiar to
tration? The finding that nurses do not always initiate oxygen most nurses working in acute care medical settings. Do nurses
administration suggests that they have difficulty in identifying working in areas where these illnesses are common perceive
respiratory dysfunction and/or do not manage respiratory these patients as being at high risk of adverse event or consider
dysfunction appropriately. that they will be at high risk of death should an adverse event
occur? If these risks were more apparent, would the result be
Effect of respiratory dysfunction prior to adverse events more frequent physiological assessment and more aggressive
on mortality intervention for respiratory abnormalities?
The presence of respiratory dysfunction before an adverse
event has been shown to have a significant impact on post-
Clinical indicators of respiratory dysfunction and adverse
event mortality, increasing the likelihood of cardiac arrest by
events
18Æ5% (P < 0Æ001) (Sax & Charlson 1987). This is an
important association, as patient outcomes once cardiac ar- Nurses’ ability to recognize and treat respiratory dysfunction
rest has occurred are often negative. Despite advances in as a key factor in adverse event prevention is based on the
resuscitation over recent decades, survival rates following premises that: (1) respiratory dysfunction is a known
in-hospital cardiac arrest have not improved. Only 43% of precursor, and (2) its presence prior to an adverse event has
patients survive initial resuscitation and approximately 13% a negative effect on survival. This raises questions about the
of patients survive and are discharged from hospital relationship between observable clinical indicators of respir-
(Camarata et al. 1971, Bedell et al. 1983, Suljaga Pechtel atory dysfunction and adverse events. The indicators that
et al. 1984, George et al. 1989, Bedell et al. 1991, Franklin & have been examined in the adverse event literature are
Matthew 1994, Buist et al. 1999). In another study, 35% of alteration in respiratory rate, and presence of dyspnoea,
patients who required MET activation for an airway or hypoxaemia and acidosis. The following section examines the
breathing problem died (Crispin & Daffurn 1998). When relationship of these indicators of respiratory dysfunction to
patients with respiratory dysfunction have an in-hospital adverse events and summarises key research findings.
adverse event they are at significant risk of death.
Patients who require ICU-level care for respiratory Alteration in respiratory rate
dysfunction have also been shown to be at significant risk Alteration in respiratory rate (bradypnoea or tachypnoea)
of death. Admission to ICU with respiratory pathology has has been shown to be an influential factor in adverse events

 2005 Blackwell Publishing Ltd, Journal of Advanced Nursing, 49(6), 624–633 627
J. Considine

Table 2 Summary of research relating to the effect on subsequent mortality of respiratory dysfunction prior to an adverse event

Study Sample Results

Bedell et al. (1983) 294 patients with cardiac arrest Pneumonia was an independently significant predictor of mortality
after cardiac arrest (P < 0Æ05)
20% (58/294) of patients had pneumonia prior to cardiac arrest
and all of these patients died (n ¼ 58)
Dubois and Brook (1988) 182 patients who died from Pneumonia had the highest mortality rate at 53% (70/132),
pneumonia, AMI or stroke followed by AMI (44%, 62/140) and stroke (48%, 50/105)
22% of preventable deaths from pneumonia involved
inadequate airway or oxygen management
Ridley and Purdie (1992) 763 patients discharged from ICU 34% of patients admitted to ICU with respiratory failure died
Of the patients who died following ICU discharge, 19% (30/158)
died from respiratory failure.
Respiratory failure was second only to malignancy as the most
common ICU admission diagnosis in patients who died
following ICU discharge
Schein et al. (1990) 64 cardiac arrests 20% (13/64) of patients who had cardiac arrest had pneumonia
Pneumonia was the most common clinical diagnosis
McGloin et al. (1999) 16 unexpected deaths 19% (3/16) of patients died from pneumonia
Pneumonia was second to cardiac events as the most common
cause of death
Crispin and Daffurn (1998) 168 MET calls Patients who required a MET call for airway or breathing
problems had a 35% mortality rate

AMI, acute myocardial infarction; MET, emergency medical team; ICU, intensive care unit.

Table 3 Summary of research relating to alteration in respiratory rate and adverse events

Study Sample Results

Rubins and Moskowitz (1988) 295 ICU patients discharged Patients who suffered an AE following ICU discharge had significantly
from ICU higher respiratory rates (RR) on ICU discharge than those who did
not suffer an AE (mean RR: 30 vs. 26 breaths/minute) (P ¼ 0Æ002)
Lee et al. (1995) 347 MET calls* 27% (94/347) of patients had altered respiratory rates
Of these, 78% (73/94) of patients were tachypnoeic and 22% (21/94)
of patients were bradypnoeic
Hourihan et al. (1995) 213 MET calls* 18% (39/213) of patients had altered respiratory rates
Of these, 85% (33/39) of patients were tachypnoeic and 15% (6/94) of
patients were bradypnoeic
Crispin and Daffurn (1998) 126 MET calls* 29% MET calls were for airway/breathing problems (37/126)
McGloin et al. (1999) 89 unexpected ICU admissions 60% (6/10) of patients who had unrecognised physiological
abnormalities prior to ICU admission had tachypnoea
32% (6/19) of patients who had inappropriate treatment of physiological
abnormality prior to ICU admission had tachypnoea
Buist and Moore (2000) 915 AEs related to respiratory 11% (99/915) had altered respiratory rates
dysfunction Of these, 89% (88/99) of patients were tachypnoeic and 11% (11/99) of
patients were bradypnoeic

AE, adverse event; ICU, intensive care unit; MET, medical emergency team.
*For physiological abnormality.

(Table 3). Studies of patients who required activation of who suffered an adverse event following ICU discharge had
the MET have shown that up to 29% of patients had al- a significantly higher mean respiratory rate at discharge
tered respiratory rates (Hourihan et al. 1995, Lee et al. from ICU than patients whose post-ICU course was un-
1995, Buist & Moore 2000). Of these patients, the over- affected by an adverse event (30 breaths per minute vs. 26
whelming majority (78–89%) were tachypnoeic (Hourihan breaths per minute, P ¼ 0Æ002) (Rubins & Moskowitz
et al. 1995, Lee et al. 1995, Buist & Moore 2000). Patients 1988).

628  2005 Blackwell Publishing Ltd, Journal of Advanced Nursing, 49(6), 624–633
Integrative literature reviews and meta-analyses Preventing adverse events related to respiratory dysfunction

These results are important as, although it is non-specific, cardiac arrest (Camarata et al. 1971, Bedell et al. 1983,
tachypnoea is well-recognized as a sign of acute illness Suljaga Pechtel et al. 1984, George et al. 1989, Bedell et al.
(Rubins & Moskowitz 1988) and hypoxia (Ryerson & Block 1991, Franklin & Matthew 1994, Buist et al. 1999). Almost
1983, Crocco et al. 1987, Wesmiller & Hoffman 1989, one-third (29%) of patients admitted to hospital with acute
Crocco & Francis 1991, Kester & Stoller 1992, Gaull 1993, dyspnoea related to a chronic respiratory illness suffered an
Palmer 1993, Grap et al. 1994). Responsibility for ongoing adverse event, and adverse events occurred in 60% of
assessment of respiratory rate lies with nurses. They measure patients admitted with acute dyspnoea who suffered a
and document respiratory rate when they perform a physio- deterioration in their condition (Sax & Charlson 1987). Of
logical assessment. As most nursing observation charts patients who had a complaint documented in the 24 hours
require the documentation of respiratory rate, these data preceding an MET call, 37% complained of shortness of
are usually readily available at the bedside. However, breath (Crispin & Daffurn 1998), and dyspnoea was the
respiratory rate data are only valuable as an alerting factor alerting factor in 41% of MET calls made by nursing staff
for risk of adverse event if assessment is performed at because of non-specific concerns about a patient (Hourihan
appropriate intervals and the data are studied to identify et al. 1995).
trends such as increasing tachypnoea. In addition, they need The fact that dyspnoea was shown to be an influential
to be studied alongside other physiological data. These factor in nurses’ activation of the MET suggests that they
processes are dependent on the clinical judgements of nurses. recognize it as a negative sign and/or symptom. The import-
ance of dyspnoea in physiological assessment by nurses,
Dyspnoea however, remains unclear. Data suggesting the presence of
The presence of dyspnoea or shortness of breath is also a dyspnoea may not be as readily available as other patient
clinical indicator of respiratory dysfunction and has also been data, such as respiratory rate. The presence of dyspnoea may
identified as a significant preceding factor for adverse events be identified by objective data, such as use of accessory
(see Table 4). Patients admitted to hospital with acute dys- muscles and respiratory effort, or by subjective data, such as
pnoea are more likely to have an adverse event than patients patient complaints of shortness of breath. Documentation of
admitted for other reasons. In a study by Sax and Charlson dyspnoea is somewhat subjective, as nurses have to describe
(1987), the rate of cardiac arrest in patients admitted with degree of accessory muscle use or patient complaints of
acute dyspnoea was 22%, which is dramatically higher than shortness of breath. Any description of level or degree
the 3Æ5% cardiac arrest rate in patients admitted for other involves a judgement about physiological abnormality, and is
reasons (P < 0Æ001). As discussed previously, this is sig- open to interpretation by other staff when they read the
nificant, given the inherently high mortality associated with assessment findings. Anecdotal evidence also suggests that

Table 4 Summary of research relating to dyspnoea and adverse events

Study Sample Results

Sax and Charlson (1987) 554 patients Patients admitted with acute dyspnoea were more likely to have a cardiac
arrest than those admitted for other reasons [22% (5/22) vs. 3Æ5% (15/444),
P < 0Æ001]
29% (4/14) of patients admitted with acute dyspnoea related to chronic
pulmonary disease had an AE
60% (3/5) of patients admitted with acute dyspnoea and who suffered a
deterioration in condition had a cardiac arrest
Lee et al. (1995) 522 MET calls 36% (n ¼ 92/253) of calls in response to specific condition criteria were for
compromise to airway and breathing.
Of these, 44% (40/92) were for acute respiratory failure
Of the patients who had a physiological abnormality (but did not have a
cardiac arrest), 20% (73/347) were tachypnoeic and 6% (21/374) were
bradypnoeic
Hourihan et al. (1995) 294 MET calls Of MET calls made because the nursing staff were ‘worried’, 41% had
dyspnoea as the alerting factor (9/22)
Crispin and Daffurn (1998) 168 MET calls 37% (16/43) of patients who had a documented complaint in the 24 hours
preceding a MET call complained of dyspnoea

AE, adverse event; MET, medical emergency team.

 2005 Blackwell Publishing Ltd, Journal of Advanced Nursing, 49(6), 624–633 629
J. Considine

most nursing observation charts do not allow for the (63Æ9%) of patients in whom acidosis was corrected were
documentation of dyspnoea, and that if this is documented successfully resuscitated, compared with only 20Æ9% of
it will be in the patient notes. This information may not, patients whose pH remained below 7Æ2 (P ¼ 0Æ05).
therefore, be available at the bedside. This also makes the When examining the relationship between hypoxaemia and
identification of a trend towards increasing dyspnoea diffi- other adverse events, hypoxaemia has been shown to be the
cult. As dyspnoea is a relatively common and subjective most common reason for MET activation, leading to 37% of
complaint, the issues previously discussed with regard to all MET calls (Buist & Moore 2000). Research also shows
perceived risk of adverse events are also applicable. that a many patients have unrecognized or inappropriately
treated hypoxaemia prior to an adverse event. In a group of
Hypoxaemia patients who had unrecognized physiological abnormalities
The presence of hypoxaemia prior to adverse events has been prior to ICU admission, 40% were hypoxaemic, as were 52%
shown to have a major effect on mortality. Studies by of patients who had inappropriate treatment of physiological
Camarata et al. (1971) and Suljaga Pechtel et al. (1984) abnormality prior to ICU admission (McGloin et al. 1999).
examined arterial blood gas findings and patient outcomes The studies that have examined the relationship between
following cardiac arrest. Although these studies were con- hypoxaemia and adverse events are summarized in Table 5.
ducted 13 years apart their findings are remarkably similar. These results have significant implications for the role of
The results of both studies show that hypoxaemia and failure nurses in preventing adverse events through early identifica-
to correct significant hypoxaemia are prominent factors in tion and correction of hypoxaemia. Pulse oximetry is now
failed resuscitations (Suljaga Pechtel et al. 1984). Acute used as a routine part of patient assessment in most clinical
anoxia was a factor in 40% of cardiac arrests that were environments (Grap 1998) and is a valuable adjunct to
considered ‘unexpected’ by virtue of the absence of acidosis clinical assessment in the detection of hypoxaemia. Routine
(pH >7Æ37) (Camarata et al. 1971). Hypoxaemia (defined as use of pulse oximetry by nurses to measure oxygen saturation
a partial pressure of oxygen of <50 mmHg or 6Æ7 kPa) was has the potential to impact positively on health outcomes by
demonstrated in 59% of patients who experienced cardiac facilitating early detection of hypoxaemia (Albin et al. 1992).
arrest (Suljaga Pechtel et al. 1984), and only 42Æ3% of Fundamental to the use of this technology is that nurses
patients who were hypoxaemic at the time of cardiac arrest recognize its limitations (Rutherford 1989b, Smart & Mark
were successfully resuscitated. This is much lower than the 1992) and consider other factors that influence oxygenation
successful resuscitation rate of 63Æ9% in patients who were such as adequacy of ventilation, plasma oxygen transport,
not hypoxaemic (P < 0Æ05) (Suljaga Pechtel et al. 1984). haemoglobin levels, cardiac output, oxygen delivery to the
Correction of hypoxaemia during the course of resuscitation tissues and cellular utilization of oxygen (Rutherford 1989b,
had a major effect on patient mortality. Almost two-thirds Goodfellow 1997, Tittle & Flynn 1997, Grap 1998). Nurses

Table 5 Summary of research relating to hypoxaemia and adverse events

Study Sample Results

Camarata et al. (1971) 193 cardiac arrests in 40% (13/33) of patients in whom arrest was judged to be ‘unexpected’
132 patients (pH > 7Æ37) were acutely anoxic
Suljaga Pechtel et al. (1984) 207 cardiac arrests 59% (123/207) of patients had significant hypoxaemia (PO2 < 50 mmHg)
Patients with initial PO2 > 50 mmHg were more likely to be successfully
resuscitated (58Æ3% vs. 42Æ3%, P < 0Æ05)
Patients with initial PO2 < 50 mmHg and a second PO2 > initial PO2
(correction of hypoxaemia) had increased likelihood of successful
resuscitation (63Æ9% vs. 20Æ9%, P < 0Æ05)
McGloin et al. (1999) 89 unexpected ICU 40% (4/10) of patients who had unrecognised physiological abnormalities
admissions prior to ICU admission were hypoxaemic
52% (10/19) of patients who had inappropriate treatment of physiological
abnormality prior to ICU admission were hypoxaemic
Buist and Moore (2000) 2202 AEs 37% (816/2202) of AEs were related to hypoxaemia (SpO2 < 90%) and
this was the most common AE
86% (705/816) of cases of hypoxaemia resolved with intervention

AE, adverse event; ICU, intensive care unit.

630  2005 Blackwell Publishing Ltd, Journal of Advanced Nursing, 49(6), 624–633
Integrative literature reviews and meta-analyses Preventing adverse events related to respiratory dysfunction

Table 6 Summary of research relating to acidosis and adverse events

Study Sample Results

Camarata et al. (1971) 193 cardiac arrests 74% (98/132) of patients were acidotic (pH < 7Æ35) prior to arrest
in 132 patients Of these, 66Æ3% (65/98) of patients had respiratory acidosis (pH < 7Æ35
and a PCO2 > 41 mmHg) and this was the most common cause of
prearrest acidosis
1% (1/99) of patients known to be acidotic prior to arrest survived to
hospital discharge
Suljaga Pechtel et al. (1984) 207 cardiac 39% (81/207) of patients had significant acidosis (pH < 7Æ2)
arrests Patients with initial pH > 7Æ2 mmHg were more likely to be successfully
resuscitated (55% vs. 39%, P < 0Æ05)
Patients with a second pH > than the initial pH (correction of acidosis)
had increased likelihood of successful resuscitation (67% vs. 26%, P ¼ 0Æ05)

AE, adverse event.

are in a pivotal position to enable timely and appropriate


Limitations
correction of hypoxaemia by the initiation of interventions
such as the administration of supplemental oxygen using This review was limited in that the papers reviewed were
delivery devices and flow rates appropriate to the patient’s accessed from medical and nursing literature, were written in
clinical condition. English and were research papers that demonstrated a
relationship between adverse events and various clinical
Acidosis indicators of respiratory dysfunction. All the papers reviewed
The presence of acidosis prior to adverse events has also been were from studies carried out in the United States, the United
shown to have a major effect on mortality (see Table 6). Kingdom or Australia and, while it may be argued that there
Again, studies by Camarata et al. (1971) and Suljaga Pechtel are significant variations in health care practices in these
et al. (1984) both show that acidosis is a preceding factor in countries, the fact that many of the findings are similar
many cardiac arrests, and that patients with documented indicates that there must be some commonalities.
acidosis prior to, or shortly after, cardiac arrest have poorer
outcomes than patients who are not in an acidotic state
Conclusions
(Camarata et al. 1971, Suljaga Pechtel et al. 1984). Only
39% of patients who were acidotic (pH <7Æ2) at the time of In summary, the presence of respiratory dysfunction is a
cardiac arrest were successfully resuscitated compared with a known precursor to adverse events and the presence of
successful resuscitation rate of 55% in patients who were not respiratory dysfunction prior to adverse events is associated
acidotic (P < 0Æ05) (Suljaga Pechtel et al. 1984). Correction with increased mortality. Alteration in respiratory rate, and
of acidosis during the course of resuscitation had a major presence of dyspnoea, hypoxaemia and acidosis are clinical
effect on patient mortality. Two-thirds (67%) of patients in indicators of respiratory dysfunction, and important factors
whom acidosis was corrected were successfully resuscitated, in the identification of respiratory dysfunction and assess-
compared with only 26% of patients whose pH remained ment of risk of adverse events. The significance of early
below 7Æ2 (P ¼ 0Æ05). recognition and treatment of respiratory dysfunction (Lee
These findings are important, as the presence of acidosis et al. 1995, Buist & Moore 2000) is made clear by the
can, in many cases, be directly related to prolonged, considerable increase in mortality rates if physiological
untreated respiratory dysfunction. Two-thirds (66%) of the abnormality is allowed to progress to cardiac arrest
acidotic states identified by Camarata et al. (1971) were (Hourihan et al. 1995). Nurses have a pivotal role in the
deemed to be the result of respiratory dysfunction. Respir- reduction or prevention of adverse events that may occur as a
atory acidosis occurs when the partial pressure of carbon consequence of respiratory dysfunction. The recognition and
dioxide is elevated, and is often the result of hypoventilation interpretation of respiratory dysfunction is fundamental, but
(McCance & Huether 2002). The clinical indicators of nurses must also take responsibility for the initiation and
respiratory acidosis include altered state of consciousness, ongoing evaluation of interventions aimed at correcting
and tachypnoea progressing to bradypnoea (McCance & respiratory dysfunction, particularly the administration of
Huether 2002). These signs are readily detectable by nurses. supplemental oxygen.

 2005 Blackwell Publishing Ltd, Journal of Advanced Nursing, 49(6), 624–633 631
J. Considine

considerations about whether patients are at high risk of


What is already known about this topic adverse events, rather than waiting for acute deterioration to
• Respiratory dysfunction is a known clinical antecedent occur before acknowledging that additional nursing care is
of adverse events. needed.
• The presence of respiratory dysfunction prior to an Finally, further research that directly examines the effects
adverse event is associated with increased mortality. of nursing assessment and intervention on the physiological
status of patients and the incidence and severity of adverse
events is warranted. This is particularly important if nurses
What this paper adds are to demonstrate they have a key role in adverse event
• Early recognition and correction of respiratory dys- prevention and argue for the authority to initiate interven-
function by nurses can prevent adverse events and is a tions aimed at correcting physiological abnormalities.
key factor in improving patient outcomes.
• Nurses’ ability to assess the risk of adverse events has
Acknowledgements
important implications for their prevention.
• Nurses must take responsibility for ensuring patients’ I would like to acknowledge Professor Mari Botti, School of
physiological safety through accurate assessment, rig- Nursing, Deakin University, and Professor Shane Thomas,
orous interpretation of assessment findings and timely School of Public Health, LaTrobe University, for their
and appropriate interventions. assistance in editing this manuscript for publication. The
paper was written as part of the requirements for a PhD in
Nursing at Deakin University that was supported by a Deakin
Nursing education should highlight the fact that the University Postgraduate Scholarship and the Royal College of
assessment, documentation and interpretation of physiologi- Nursing, Australia Annie M. Sage Scholarship for 2004. The
cal information are essential to nurses’ ability to identify views expressed in this paper do not necessarily represent
patients at risk of an adverse event, and to the prevention of those of Royal College of Nursing, Australia.
adverse events related to respiratory dysfunction. Nurses
need to acknowledge that the recognition of patients at high
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