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The Pearson Papers, Volume 13, 2011

Latin America and


Peace Operations:
Partners and Perspectives
English /Spanish
The Pearson Papers, Volume 13, 2011

Latin america and


Peace OPeratiOns:
Partners and Perspectives

Ann Livingstone, Ph.D., Editor


Kristine St-Pierre, M.A., Managing Editor

The Pearson Papers, Volume 13, 2011 | 3


Published in Canada by the Canadian Peacekeeping Press
PO Box 100, Clementsport, Nova Scotia, B0S 1E0 Canada
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© 2011 by the Canadian Peacekeeping Press of the Lester B. Pearson Canadian International Peacekeeping Training Centre.
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Peacekeeping Press of the Lester B. Pearson Canadian International Peacekeeping Training Centre.
The views and opinions expressed in these texts are those of the authors only. The accuracy of the quotations and references
in these texts is solely the responsibility of the authors.

Library and archives canada cataloguing in Publication

Latin America and peace operations [electronic resource] :


partners and perspectives / Ann Livingstone, editor ; Kristine St-Pierre, managing editor.

(The Pearson papers ; v. 13, 2011)


Includes bibliographical references.
Electronic monograph in PDF format.
Text in English and Spanish.
ISBN 978-1-896551-78-4

1. Peace-building--Latin America. 2. United Nations--Peacekeeping forces--Latin America. 3. Women and peace--Latin America.
I. Livingstone, Ann II. St-Pierre, Kristine III. Series: Pearson papers (Online) ; v. 13, 2011

JZ5584.L3L38 2011 327.1’72 C2011-901126-3

For more information please contact us:


Pearson Peacekeeping Centre
HCI Building, Suite 5110, 1125 Colonel By Drive,
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4 | The Pearson Papers, Volume 13, 2011


OTHER PEARSON PAPERS
PUBLICATIONS
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The Pearson Papers, Volume 2:


The Level Killing Fields of Yugoslavia: An Observer Returns

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African Peacekeepers: Partners or Proxies?

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Intelligence In Peacekeeping

The Cloak and the Blue Beret: The Limits of Intelligence-Gathering in UN Peacekeeping

Out of the Closet: Intelligence Support for Post-Modern Peacekeeping

The Pearson Papers, Volume 5:


The Laws of War and The Rules of Peace: Why Traditional Legal Models Do Not Work

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Confronting Rwandan Genocide: The Military Options What Could and Should the
International Community Have Done?

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The 1999 United Nations and 2000 Organizations of African Unity Formal Inquiries:
A Retrospective Examination of Peacekeeping and the Rwandan Crisis of 1994

The Pearson Papers, Volume 8:


Lessons Learned on UNMIK Judiciary

The Pearson Papers, Volume 9:


On Issues and Initiatives: The International Red Cross in Times of Duress and Ambiguity,
2nd Edition

The Pearson Papers, Volume 10, Issue 1:


Measures of Effectiveness: Peace Operations and Beyond

The Pearson Papers, Volume 11, Issue 1 (Spring 2008):


Challenges of Effective Cooperation and Coordination in Peace Operations

The Pearson Papers, Volume 11, Issue 2 (Fall 2008):


Opportunities for Enhancing Cooperation and Coordination in Peace Operations

The Pearson Papers, Volume 12, 2009:


Environmental Considerations for Building Peace

The Pearson Papers, Volume 13, 2011 | 5


CONTENTS
Contenido
8 Editorial Review Board
Junta de revisión editorial 38 Perspectives on Lessons Learned
in Peace Operations
9 Contributors | Colaboradores
Perspectivas sobre lecciones aprendidas en
las operaciones de paz
11 Foreword | Prólogo
39 The Role of Women Peacekeepers in
Overview of the Pearson Peacekeeping Combating Sexual Violence in Armed
13 Centre’s Engagement in Latin America Conflict Situations: Perspectives from Latin
Perspectiva sobre el compromiso del Pearson American Troop-Contributing Countries
Peacekeeping Centre en América Latina – Cecilia Mazzotta

14 Timeline: PPC Partnership in Latin America,


1995-2010
47 Mejorando las operaciones de paz
a través de lecciones aprendidas en
Cronología: Colaboración entre PPC y la asistencia humanitaria: Perspectiva
América Latina, 1995-2010 de la UEMPE
– Angel Navas Cruz

ARTICLES | ARTÍCULOS
50 Lecciones aprendidas sobre género
en las operaciones de paz: Perspectiva
16 Perspectives on Latin American Contribution
to Peace Operations
del CAECOPAZ
– Ana Florencia Talamoni
Perspectivas sobre la contribución
latinoamericana a las operaciones de paz
54 Confidence-Building and “Good Offices”
After Angostura: Assessing the MIB/OAS
17 Regionalización de las misiones de paz:
La presencia de latinoamérica en
Initiatives along the Colombian-Ecuadorian
Burning Border
MINUSTAH – Fernando A. Chinchilla
– Ana Laura Borro
59 Perspectiva de un observador militar desde
22 Latin America’s Involvement in United
Nations Peace Operations and Brazil’s
el interior del Congo, 2002-2003
– Carlos R. Delgado
Engagement as a Key Player
Police Reform in Haiti: Lessons Learned,
– Eduarda Hamann
63 the Role of the International Community
26 Mujer, paz y seguridad: Chile y la
evolución de la incorporación femenina
and the Way Forward
– Allison Poff
en materias de defensa y orden público
– Carolina Céspedes Benaventes
About the Pearson Peacekeeping Centre
y Jorge Canales Ukrow
70 and The Pearson Papers
31 The Brazilian PMDF and United Nations
Peace Operations: A Brief History and
A cerca del Pearson Peacekeeping Centre
y de The Pearson Papers
Future Perspectives
– Sérgio Carrera de Albuquerque Melo
Neto and Antônio Sérgio Carrera de
Albuquerque Melo

The Pearson Papers, Volume 13, 2011 | 7


EDITORIAL REVIEW BOARD
Junta de revisión editorial

Margaret Daly Hayes has specialized in U.S.-Latin Antonio Jorge Ramalho da Rocha has been a full professor
American governance, political economy and security of international relations at the University of Brasília since
issues throughout her career. She is an associate lecturer 1996, where he teaches international relations theories,
at Georgetown University and Vice-President of Evidence international security, Brazilian foreign policy,and has also
Based Research, Inc. From November 1997 to March conducted research on U.S. foreign and defence policies.
2004, she served as founding director of the Center for At the University, he has been chair of the Department,
Hemispheric Defense Studies (CHDS) at the National as well as Coordinator for Graduate Studies and for
Defense University. Dr. Hayes is currently working on Undergraduate Studies. Dr Ramalho also works as Senior
security sector reform issues with USAID and on integration Civilian Defence Assistant to the Secretariat for Strategic
of civilian and military activities in post-conflict and fragile Affairs of the Brazilian Presidency of the Republic.
state environments.
Dr Ramalho received a Ph.D. from the University of Sao
Dr. Hayes has undertaken projects on homeland security Paulo, a master’s degree in international relations from
and defence for the Departments of Homeland Security the Maxwell School of Citizenship and Public Affairs
and Defence and has an on-going program to enhance and in political science from the Instituto Universitário de
competitiveness issues of concern in Latin American Pesquisas do Rio de Janeiro (IUPERJ). From April 2007 to
global trade and economic development relations. She July 2008, he worked at the Brazilian Embassy in Port-
has published widely on civil-military relations, inter- au-Prince as Director of the Brazilian Studies Center and
governmental and NGO relations, as well as peace and Cultural Counsellor and as a lecturer at the Université d’État
humanitarian operations, among other defence related d’Haïti. From 2003 to 2007, he directed the Department of
subjects. Dr. Hayes holds a bachelor of journalism, a Cooperation at the Secretariat for Studies and Cooperation
master’s degree in Spanish literature and political science, of the Ministry of Defence. He has been a visiting professor
and a Ph.D. in political science. at many universities, editor of academic journals, and
has worked as a consultant for both public institutions
Hal Klepak es profesor emérito del Royal Military College
and private firms. Dr. Ramalho has also represented the
(RMC) of Canada y asesor del gobierno de Canadá en
Brazilian community of international relations scholars
cuestiones de seguridad hemisférica. Después de su BA en
before the Coordenação de Aperfeiçoamento de Pessoal
McGill University en Montreal estudió para su maestría y
de Nível Superior (Capes) and the National Council of
doctorado en la Universidad de Londres en el campo de la
Scientific and Technological Development (CNPq).
historia latinoamericana. Sirvió como oficial en la infantería
en el Black Watch (Royal Highland Regiment) de Canadá
pasando ‘stages’ con los ejércitos británico y francés.
Dr Klepak ha enseñado estudios estratégicos e historia
militar en Le Collège militaire royal de Saint-Jean, la
Universidad de Montreal, Queen´s University y Oxford. En
2010 fue asesor del Ministerio de Defensa de Bolivia para
la IX Conferencia de Ministros de Defensa de las Américas
y es actualmente miembro de la comisión de verificación
de la Organización de los Estados Americanos (OEA)
para la disputa entre Ecuador y Colombia. Es autor de
varios libros, incluso Raúl Castro: estratega de la defensa
revolucionaria cubana (Buenos Aires, Capital Intelectual,
2010) y Cuba’s Military 1990-2005: Revolutionary
Soldiers during Counter-revolutionary Times (Nueva York,
Palgrave/Macmillan, 2005).

8 | The Pearson Papers, Volume 13, 2011


CONTRIBUTORS
Colaboradores

Allison Poff is a Senior Program Analyst for Foreign Affairs terremoto que azotó Haití, integró la “Fuerza de Tarea
and International Trade in Canada’s Stabilization and Ecuador” como Oficial de Enlace, a fin de apoyar en
Reconstruction Task Force (START). She is responsible for los trabajos de búsqueda, rescate y coordinación para
managing START’s police and coast guard reform projects ayuda humanitaria. También en el 2010, obtuvo el título
in Haiti. In the months following the January earthquake de Licenciado en Ciencias Militares y actualmente forma
she spent time in Haiti assessing police reform needs, parte de la Compañía de Ingenieros Militares de Ecuador
meeting with national and international stakeholders to en Haití, como segundo comandante y jefe de la sección
discuss progress and developing new projects. Ms. Poff técnica, expertos en construcciones viales, realizando
joined Foreign Affairs in 2008 as a desk officer for the trabajos para la reconstrucción de Haití.
Haiti Task Force and was recruited by START a year later.
Antônio Sérgio Carrera de Albuquerque Melo, é Graduado
Prior to joining the department she worked as a program
pela Academia Nacional do FBI (FBI National Academy,
coordinator for the Critical Wildlife Habitat Program in
Quântico, EUA), Especialista em Gestão Estratégica
Manitoba for four years.
em Segurança Pública, MBA em Gestão de Segurança
Ana Florencia Talamoni, es Licenciada en Relaciones Pública e Defesa Social e Bacharel em Administração. Foi
Internacionales por la Universidad del Salvador, Argentina. Observador Policial na Operação das Nações Unidas
Cursó estudios de posgrado en Operaciones de Paz em Moçambique - ONUMOZ (1993/1994). É Tenente-
en la Universidad de la Defensa en Estados Unidos de Coronel da Reserva da PMDF.
Norteamérica, de Negociación en la Universidad de
Coronel (Retirado) Carlos Ramón Delgado González, prestó
Buenos Aires y actualmente se encuentra cursando una
servicios en forma continua entre marzo de 1972, fecha
Maestría en Defensa. Desde fines de 2004 se encuentra
de su ingreso al Liceo Militar General Artigas, y noviembre
trabajando en el Centro Argentino de Entrenamiento
de 2010. En los años 1984 y 1995, integró la Fuerza
Conjunto para Operaciones de Paz (CAECOPAZ), en el
Multinacional y Observadores desplegada en la Península
Departamento de Doctrina. Allí es la responsable de la
del Sinaí totalizando dos años en ese territorio. Entre mayo
División de Lecciones Aprendidas. Además se desempeña
de 2002 y julio de 2003, fue Observador Militar en la
como docente del Centro, dicta clases de Protección de los
Republica Democrática del Congo donde se desempeñó
Derechos Humanos en misiones de paz; Género y Derechos
como Jefe del Equipo de Observadores Militares (en
del Niño; Marco Legal; Negociación, entre otras materias,
Dubie), Comandante del Centro de Coordinación (Sub
todas ellas referidas a las Operaciones de Paz. Desde el
Sector de Manono), y fundador y Comandante del Centro
2009 es el ¨Gender Focal Point¨ del CAECOPAZ.
de Coordinación (Sub Sector de Bukavu y de Goma).
Ana Laura Borro, es Licenciada en Relaciones Internacio- También, el Coronel (Ret.) Delgado fue Jefe de la Cátedra
nales de la Universidad Nacional de Rosario, maestranda de Estrategia, Director de la Escuela de Estrategia, Jefe de
en Relaciones Internacionales América Latina-Europa de la Estado Mayor de una División de Ejército y Director de la
Università degli Studi di Bologna, Italia. En la actualidad Escuela Nacional de Operaciones de Paz del Uruguay. El
se desempeña como asesora de la Dirección General de Coronel (Ret.) Delgado es Licenciado en Ciencias Militares,
Cooperación para el Mantenimiento de la Paz del Minis- con mención en orientación estrategia y es también piloto
terio de Defensa de la República Argentina. aviador civil.
Capitán Ingeniero Ángel Navas Cruz, es subteniente Teniente Carolina Céspedes Benavente, es actualmente
del arma de Ingeniería de la República del Ecuador. En Oficial del Ejército de Chile, condición bajo la cual ha
el 2007, conformo el VI Contingente de Ingeniería en cumplido servicios en la Misión de Naciones Unidas para
Construcciones Horizontales como parte de la Compañía la Estabilización en Haití (MINUSTAH) y ha participado
Chileno–Ecuatoriana de la MINUSTAH y fue nombrado en talleres y seminarios relacionados con la perspectiva
posteriormente instructor de la Unidad Escuela de Misiones de género en Argentina, Chile y Holanda. En el área
de Paz Ecuador (UEMPE) hasta el 2010, desempeñándose docente, dicta módulos relacionados con la protección de
como jefe administrativo y logístico, jefe e instructor grupos vulnerables y temas comunicacionales en el ámbito
de los diferentes cursos de la MINUSTAH. Después del de las operaciones de paz en el Centro Conjunto para

The Pearson Papers, Volume 13, 2011 | 9


Operaciones de Paz de Chile (CECOPAC), lugar donde began a post-doctoral research at the Centre d’étude
presta servicios desde el año 2009 a la fecha. Estudió d’Afrique Noire (CÉAN) at the Institut d’études politiques
periodismo en la Universidad Santo Tomás y ha cursado in Bordeaux, France. Mr. Chincilla is also, since August
diversos estudios de post-grado en el ámbito de la Defensa. 2010, a guest Professor at the Facultad Latinoamericana
de Ciencias Sociales in Ecuador (FLACSO-Ecuador).
Cecilia Mazzotta, is the author of the publication Women in
the Armed and Police Forces: Resolution 1325 and Peace Jorge Canales Ukrow, desde el año 2009 a la fecha,
Operations in Latin America, published by the Security se desempeña como Analista Internacional del Centro
and Defense Network of Latin America (RESDAL) in 2009 Conjunto para Operaciones de Paz de Chile (CECOPAC).
(Spanish version) and 2010 (English version). Ms. Mazzotta Encargado de la investigación y monitoreo de la evolución
is a program officer with the RESDAL project Women in the de las operaciones de paz a nivel mundial, ha participado
armed forces and police: a gender approach to peace en diversos equipos y mesas de trabajo a nivel nacional
operations, supported by the Canadian Department of e internacional correspondientes a análisis de conflictos
Foreign Affairs and International Trade (DFAIT) (2007- armados, evolución de las Operaciones de Paz, catástrofes
2010). As a researcher on gender issues in security and naturales (Haití-Chile), perspectiva de género y ayuda
defense, Ms. Mazzotta is a member of the Advisory humanitaria, entre otros. En el área docente, es profesor
Commission of the Act Nº 26.485 on Women Protection de las cátedras “Sistema de la Unión Europea”, “Cultura
of Argentina, member of the Review Board for the Gender Haitiana”, “Respeto a la diversidad” y “Relación con los
& Security Sector Reform Toolkit and the DCAFs Occasional Medios de Comunicación”. Estudió periodismo y ciencias
Paper on Female Security Sector Staff Associations políticas en la Universidad Gabriela Mistral y ha cursado
encouraged by DCAF & INSTRAW. Ms. Mazzotta holds diversos estudios de post-grado concernientes al ámbito de
a Bachelors of Arts in International Relations and is part la defensa, entre los que se destacan los diplomados de
of RESDAL. “Corresponsal de Defensa” dictado por la Academia de
Guerra del Ejército, Diplomado “La Seguridad Internacional
Eduarda Hamann is a lawyer who has been working in
y Las Operaciones de Paz” impartido por la Academia
international politics and international security for the
Nacional de Estudios Políticos Estratégicos, Curso para
last 10 years. She holds a Masters of Arts degree and a
Periodistas en Área de Conflicto, efectuado por el Centro
Ph.D. in international affairs and is a senior researcher
Conjunto de Operaciones de Paz “Sergio Vieira Mello”
and consultant for peacekeeping, United Nations and
(CCOPAB) Río de Janeiro, Brasil.
international politics for VIVA RIO – HAITI. Her main areas of
interest are peacekeeping and peacebuilding, international Sérgio Carrera de Albuquerque Melo Neto, é Mestrando
institutions, law of armed conflicts, international human em Ciências Políticas, Pós-graduado em Direitos Humanos
rights and humanitarian law, and prevention and reduction e Democratização, Bacharel em Relações Internacionais
of armed violence. Ms. Hamann has been highly involved e graduando em Direito. É Capitão da PMDF e serviu por
with teaching activities in undergraduate and graduate um ano na Direção de Operações da Polícia da ONU
courses of international affairs in the Catholic University of na MINUSTAH - Haiti (2006/2007). Foi coordenador e
Rio de Janeiro (PUC-Rio), Fundação Getúlio Vargas (FGV) instrutor do Curso de Observador Policial para Operações
and Universidade Cândido Mendes. In recent years, she de Paz da ONU (PMDF, Brasília/2009), do United
has also been a researcher and a consultant on international Nations Police Pre-Deployment Course (PMDF & Pearson
politics to a variety of institutions such as Canal Futura, Viva Peacekeeping Centre – Canadá, Brasília/2010) e foi
Rio, Igarapé, and Quaker United Nations Office. Recent Observador Internacional Convidado do United Nations
publications include discussions on the UN peacekeeping Police Officer Course (Peace Support Operations, Polícia
mission in Haiti (Conflict Trends 2009/4) and the impacts Nacional da Suécia e Centro Internacional das Forças
of armed violence on civil population (Revista Brasileira de Armadas da Suécia – SWEDINT, Suécia/2010). Possui
Segurança Pública 2008/3). blog especializado em UNPOL (www.missaodepaz.
wordpress.com) e ministra aulas e palestras sobre o tema.
Fernando A. Chinchilla holds a Ph.D. in Political Science
from Université de Montréal. His research focuses
on international interventions and conflict resolution
(peacemaking, peacekeeping, and peacebuilding),
democratization processes, war-to-peace transitions, and
the establishment of sustainable or precarious peace in
Latin America and Sub-Saharan Africa. Mr. Chinchilla is a
Research Associate with the University of Montreal and the
Center for International Peace and Security Studies (CIPSS)
at McGill University. He has also been a consultant for
the OAS Good Offices Mission in Colombia and Ecuador
(MIB/OAS) since January 2009. In January 2010, he

10 | The Pearson Papers, Volume 13, 2011


FOREWORD
The Pearson Peacekeeping Centre (PPC) is pleased to present the thirteenth volume of
The Pearson Papers: “Latin America and Peace Operations: Partners and Perspectives.”
Volume 13 of The Pearson Papers is a collection of articles by academics and practitioners
from the hemisphere who engage in a variety of peace operations activities. These partners
have graciously agreed to share their perspectives, experience and lessons learned on
a multitude of core issues within or closely related to peace operations. The articles
discuss a number of topics including the role of military observers and police in peace
operations, the participation of women and training requirements for addressing gender
issues, challenges to police reform, and confidence-building initiatives. It is our hope that
this volume, through the sharing of knowledge and ideas, will not only help to shed light
on the region’s long-standing involvement in peace operations, but will serve to further
strengthen regional linkages.
We would like to acknowledge the important contributions that have been made by others
in preparing this issue. First and foremost, we would like to thank the Latin American
Peacekeeping Capacity Building project at the Pearson Peacekeeping Centre—Col. (ret.)
Mike Snell, Alexandra Reano and Jaimi Gardner—for collaborating on this special English-
Spanish volume of The Pearson Papers. This volume is the first of its kind and it is our goal
to mirror such collaboration in the future with other actors, both internal and external to
the PPC.
We would also like to thank Kathryn Robicheau for her continuous commitment to the
journal and her invaluable assistance and expertise throughout the process. We are very
appreciative of our Editorial Review Board as well as the internal PPC review team for their
enthusiasm and support in reviewing the articles. Finally, we would like to acknowledge
the incredible work of our translation partner, FORCE Translation & Interpreting.
We hope that you enjoy this issue and find that it makes a valuable contribution to your
understanding of complex peace operations.

Ann Livingstone, Ph.D.


Editor

Kristine St-Pierre, M.A.


Managing Editor

Ottawa, Ontario

The Pearson Papers, Volume 13, 2011 | 11


PRÓLOGO
El Pearson Peacekeeping Centre (PPC) tiene el placer de presentar el volumen decimotercero
de The Pearson Papers: “Latin America and Peace Operations: Partners and Perspectives.”
El Volumen 13 de The Pearson Papers es una colección de artículos de académicos y
profesionales del hemisferio que participan en una variedad de actividades relacionadas
con las operaciones de paz. Estos socios han aceptado gentilmente compartir sus
perspectivas, experiencias y lecciones aprendidas acerca de innumerables temas comunes
a, o estrechamente relacionados con las operaciones de paz. Los artículos presentan varios
tópicos incluyendo el rol de los observadores militares y de la policía en las operaciones
de paz, la participación de las mujeres y los requerimientos de entrenamiento para
abordar los temas de género, desafíos a la reforma policial e iniciativas de fortalecimiento
de confianza. Nuestra esperanza es que este volumen, a través del intercambio de
conocimiento e ideas, no solamente arroje luces sobre la participación de larga data de
la región en las operaciones de paz, sino que sirva para afianzar aún más los vínculos
regionales.
Quisiéramos reconocer la importante contribución que han hecho distintas personas en la
preparación de esta edición. En primer lugar, agradecer al Programa de Fortalecimiento
de Capacidades en Mantenimiento de Paz para América Latina del Pearson Peacekeeping
Centre en la persona del Coronel (R) Mike Snell, Alexandra Reano y Jaimi Gardner por su
colaboración en este volumen especial de The Pearson Papers en su versión inglés-español.
Este volumen es el primero de este tipo y nuestro objetivo es igualar dicha colaboración
en el futuro a través de otros actores, tanto internos como externos al PPC.
Todo nuestro aprecio a Kathryn Robicheau por su continuo compromiso con esta
publicación y su inestimable asistencia y experticia en todo el proceso. Estamos muy
agradecidos de nuestro Comité Editorial así como de nuestro equipo revisor del PPC
por su entusiasmo y apoyo en la revisión de los artículos. Finalmente, quisiéramos hacer
un reconocimiento al increíble trabajo realizado por nuestro socio en el área de las
traducciones, FORCE Translation & Interpreting.
Esperamos que ustedes disfruten esta edición y descubran en ella una valiosa contribución
a su entendimiento respecto a las operaciones de paz complejas.

Ann Livingstone, Ph.D.


Editor

Kristine St-Pierre, M.A.


Editor Jefe

Ottawa, Ontario

12 | The Pearson Papers, Volume 13, 2011


OVERVIEW OF THE PEARSON PEACEKEEPING
CENTRE’S ENGAGEMENT IN LATIN AMERICA
Since its establishment in 1994, the Pearson Peacekeeping Following the successes of these seminars, the PPC received
Centre (PPC) has been engaged in Latin America. In the early additional support from the Government of Canada
days of the Centre, numerous participants came to our campus to develop the Latin America Peacekeeping Capacity
in Cornwallis, Nova Scotia to attend courses and other training Building Project (LAPCB). Launched in October 2009, this
activities. While this commitment continues to this day, the PPC’s was the first PPC project dedicated to the region. Working
presence has also become more noticeable in Latin America, closely with members of the Latin American Association of
with seminars, exercises and courses being conducted in the Peacekeeping Training Centres (ALCOPAZ), the project
region together with our partners. was designed to enhance the Latin American peacekeeping
training centres’ ability to contribute civilian, military and
With the Canadian government’s renewed commitment
police personnel to United Nations peace operations. This
to engagement in the Americas and the need to strengthen
project has led to the undertaking of a number of activities
cooperation in peace operations, especially in Haiti, the
with partners in Argentina, Brazil, Colombia, Ecuador,
Department of Foreign Affairs and International Trade Canada
Guatemala, Peru and Uruguay.
provided funding and support to the PPC’s expansion of its
activities in the Americas. As a first step, in April 2007, the PPC These activities allowed the PPC to identify several focus
and the Government of Brazil held a seminar in Brasilia, entitled areas that will guide the PPC’s partnership with Latin
MINUSTAH: Supporting its Institutional Memory. Following this, America in the coming years, such as the participation of
the PPC and the Centro Conjunto Para Operaciones de Paz women in peace operations, support to ALCOPAZ and new
de Chile (CECOPAC) co-hosted a seminar in Santiago, Chile peacekeeping training centres in the region, and police
in May 2009 entitled Initiatives and Challenges to Integrated training for peace operations.
Training for MINUSTAH Regional Contributors.
The timeline on the following page provides an overview
of the PPC’s increasing involvement in Latin America.

PERSPECTIVA SOBRE EL COMPROMISO DEL


PEARSON PEACEKEEPING CENTRE EN AMÉRICA LATINA
Desde su establecimiento en 1994, el Pearson Peacekeeping para América Latina (LAPCB). El lanzamiento del LAPBC se
Centre (PPC) ha estado comprometido con América Latina. Al realizó en octubre de 2009, y este fue el primer proyecto
inicio de su creación, numerosos participantes llegaron a nuestro del PPC dedicado para la región. El proyecto se diseñó para
campus en Cornwallis, Nueva Escocia para asistir a cursos y trabajar estrechamente con los centros de entrenamiento
otras actividades de capacitación. Esto continúa hasta hoy. Ya para operaciones de paz de América Latina, especialmente
que el modelo de entrega del PPC cambió a uno en donde la aquellos que son miembros de la Asociación Latinoamericana
capacitación se lleva a cabo fuera de Canadá, la presencia del de Centros de Entrenamiento de Operaciones de Paz
PPC se ha hecho más visible en América Latina y en la región se conocida como ALCOPAZ, para mejorar sus capacidades
llevan a cabo seminarios, ejercicios y cursos. en la contribución de personal civil, militar y policial a las
operaciones de paz de Naciones Unidas. Dentro de este
Con un gobierno canadiense renovado y comprometido con
proyecto se han desarrollado un sinnúmero de actividades
la participación en las Américas y reconociendo la necesidad
con socios de Argentina, Brasil, Colombia, Ecuador,
de fortalecer la cooperación en las operaciones de paz,
Guatemala, Perú y Uruguay.
especialmente en Haití, el Departamento de Asuntos Exteriores
y Comercio Internacional de Canadá, ha entregado fondos Estas actividades permitieron al PPC identificar varias áreas
y apoyo al PPC, con el fin de expandir sus actividades en las que se convertirán en el foco central de la asociación entre
Américas. Como un primer paso, en abril de 2007, el PPC el PPC y América Latina en los años venideros, incluyendo
y el gobierno de Brasil realizaron un seminario en Brasilia la participación de las mujeres en las operaciones de paz,
titulado MINUSTAH: Apoyo a su Memoria Institucional. Luego el apoyo a ALCOPAZ y los nuevos centros de entrenamiento
el PPC y el Centro Conjunto Para Operaciones de Paz de para operaciones de paz en la región, así como el
Chile (CECOPAC) fueron los anfitriones de un seminario entrenamiento de la policía en operaciones de paz.
realizado en Santiago, Chile en mayo de 2009 titulado
La secuencia cronológica en la página siguiente entrega
Iniciativas y Desafíos para un Entrenamiento Integrado de los
una visión general de la participación creciente del PPC
Contribuyentes Regionales a la MINUSTAH.
en América Latina.
Debido al éxito de estos seminarios, el PPC recibió apoyo
adicional del gobierno de Canadá para desarrollar el Programa
de Fortalecimiento de Capacidades en Mantenimiento de Paz

The Pearson Papers, Volume 13, 2011 | 13


TIMELINE:
PPC Partnership in Latin America, 1995-2010

1995 Haiti – A field trip component to 2006 chile – Wise Counsel course with the Chilean
Peacekeeping Management Command and training centre, CECOPAC.
Staff Course (later The Advanced Course)
continued until 2000. 2007 Brazil – Seminar with the Government of
Brazil on Supporting MINUSTAH’s Institutional
1998 argentina – The Changing Face of Memory.
Peacekeeping course (field tested in Japan)
and delivered in Argentina. 2009 chile – Seminar with CECOPAC on Initiatives
and Challenges to Integrated Training for
2000 colombia – The Changing Face of MINUSTAH Regional Contributors.
Peacekeeping course and seminar.
argentina – Complex Peace Operations
Usa – Course on modern peace operations at (CPO) Seminar with CAECOPAZ.
the Inter American Defence
College for three years. 2010 Peru – Seminar with Peruvian training centre,
CECOPAZ-Peru, on Handling Crises in Peace
2001 colombia and costa rica – Operations: A Case Study of MINUSTAH.
2002 The Changing Face of Peacekeeping course.
Brazil – UN Police Pre-Deployment course
2001 argentina – Peacekeeping courses with the with the Federal District Gendarmerie/State
Argentinean peacekeeping training centre, Police of Brasilia (PMDF).
CAECOPAZ, and multilateral Wargame Series
at the Argentine Naval College. ecuador – Training standards workshop with
Ecuadorian training centre, UEMPE.
2002 chile – In the Service of Peace (basic course)
at the Chilean peacekeeping training centre colombia – CPO Seminar with the
(CECOPAC). Colombian training centre, ESAMI.

Guatemala – Three-week Planning for


2004 - chile – Seminario ejecutivo en Operaciones Integrated Missions (PIM) course with the
2005 de Paz at CECOPAC. Guatemalan training centre, CREOMPAZ.

Guatemala – Disarmament, Demobilization Uruguay – Seminar on Crosscutting


and Reintegration (DDR) course. Challenges to Complex Peace Operations with
Uruguayan training centre, ENOPU.

14 | The Pearson Papers, Volume 13, 2011


CRONOLOGÍA:
Colaboración entre PPC y América Latina,
1995-2010

1995 Haití – Un componente del viaje a terreno 2007 Brasil – El primer seminario MINUSTAH
al Curso de Comando y Estado Mayor en colaboración con el Gobierno brasileño
de Gestión de Operaciones de Paz titulado MINUSTAH: Apoyando su Memoria
(posteriormente El Curso Avanzado) que Institucional.
continuó hasta el año 2000.
2009 chile – Segundo seminario MINUSTAH con
1998 argentina – Curso El Rostro Cambiante del el CECOPAC titulado Iniciativas y Desafíos
Mantenimiento de la Paz (probado en terreno para una Capacitación Integrada por los
en Japón) y efectuado en Argentina. Contribuyentes Regionales de la MINUSTAH.

2000 colombia – Curso y seminario El Rostro argentina – Seminario de Operaciones


Cambiante del Mantenimiento de la Paz. de Paz Complejas en colaboración con el
CAECOPAZ.
2000 estados Unidos – Curso en mantenimiento
de paz moderno en el Colegio Interamericano 2010 Perú – Seminario titulado Manejo de Crisis
de Defensa durante tres años. en Operaciones de Paz: Un Estudio de Caso
de MINUSTAH en colaboración con el Centro
2001 argentina – Cursos de mantenimiento de la de Entrenamiento Conjunto de Operaciones
paz de diez días con el Centro Argentino de de Paz de Perú (CECOPAZ-Perú).
Entrenamiento Conjunto para Operaciones
de Paz (CAECOPAZ) y series de juegos de Brasil – Curso de Entrenamiento Pre-
Guerra Multilaterales en la Escuela Naval despliegue de la Policía de Naciones Unidas
argentina. (UNPOL) en colaboración con la Policía
Militar del Distrito Federal de Brasilia (PMDF).
2001 colombia y costa rica – Curso El
2002 Rostro Cambiante del Mantenimiento de ecuador – Taller de estándares de
la Paz. entrenamiento en colaboración con la Unidad
Escuela de Misiones de Paz “Ecuador”
(UEMPE).
2002 chile – Al Servicio de la Paz (curso básico)
en el Centro de Entrenamiento Conjunto de Guatemala – Curso de Planificación de
Operaciones de Paz (CECOPAC). Misiones Integradas (PIM) en colaboración
con el Comando Regional de Entrenamiento
de Operaciones de Mantenimiento de Paz
2004 chile – Seminario Ejecutivo en (CREOMPAZ).
2005 Operaciones de Paz en el CECOPAC.
Uruguay – Seminario titulado Desafíos
Guatemala – Desarme, Desmovilización y Transversales del Entrenamiento para el
Reintegración (versión en el terreno). Mantenimiento de la Paz en colaboración
con la Escuela Nacional de Operaciones de
2006 chile – Curso en Asesoría Inteligente en Paz del Uruguay (ENOPU).
colaboración con el CECOPAC.

The Pearson Papers, Volume 13, 2011 | 15


PERSPECTIVES ON LATIN
AMERICAN CONTRIBUTION
TO PEACE OPERATIONS
Perspectivas sobre la contribución
latinoamericana a las operaciones de paz

16 | The Pearson Papers, Volume 13, 2011


REGIONALIZACIÓN
DE LAS MISIONES DE PAZ:
La presencia de Latinoamérica en MINUSTAH

ana Laura Borro

resUmen
El aporte latinoamericano de tropas a la Misión de Estabilización de las Naciones Unidas en Haití
(MINUSTAH) ha sido el inicio de la creación de un mecanismo político que busca encontrar soluciones
conjuntas y efectivas para conseguir la paz y la seguridad en Haití. El Mecanismo 2x9 es una muestra
de que se puede pensar en términos de una región ocupándose de la seguridad de su zona de
influencia.

aBstract
The contribution of troops from Latin America to the United Nations Stabilization Mission in Haiti
(MINUSTAH) has signalled the beginning of the creation of a political mechanism that aims to find
effective joint solutions to fomenting peace and security in Haiti. The 2x9 Mechanism demonstrates that
we can now think in terms of a region taking ownership of its security within its own area of influence.

intrOdUcciÓn
Peacekeeping is a useful
and highly visible element of the efforts E l surgimiento de amenazas nuevas para la paz y la
seguridad internacional desde el fin de la guerra
fría, así como las dificultades con las que se encontró
of the United Nations to maintain la Organización de las Naciones Unidas (ONU) para
international peace and security. . . . hacerles frente y promover estrategias que prevengan o
que incluso resuelvan los conflictos, crearon las condiciones
Peacekeeping, properly conceived, necesarias para que las organizaciones regionales puedan
desarrollar un rol más destacado en la preservación de la
directed, and financed, could become an
paz y la seguridad internacional.
important and effective symbol of a new
La creciente tendencia a la regionalización en ámbitos
determination to relieve the peoples of the como la economía y el comercio no ha sido ajena a
las cuestiones de la defensa y seguridad internacional,
world of unnecessary conflict, excessive así como tampoco al ámbito de las misiones de paz. El
armaments and the constant threat of war. objetivo de este artículo es mostrar que la tendencia global
de la regionalización en el área política y económica,
también se está delineando en otros sectores como el
- Sir Brian Urquhart, de la seguridad internacional, a través de la formación
ex Secretario General de la de espacios que homogenizan políticas de defensa y de
Organización de las Naciones Unidas1 seguridad.2

_____________________________________________
Las opiniones y conceptos expresados son responsabilidad única del autor y no reflejan de ninguna manera la posición del Ministerio de
Defensa de la República Argentina.
1 Brian Urquhart, “Beyond the Sheriff’s Posse,” Survival 32, no. 3 (1990): 196-205.
2 Elsa Llenderosas, “La participación en Operaciones de Paz y la integración regional: el caso argentino,” Premio Internacional de
Ensayo Paz y Seguridad en las Américas (Woodrow Wilson Center-FLACSO Chile, 1998), 18.

The Pearson Papers, Volume 13, 2011 | 17


En este sentido, y en la región latinoamericana, el caso La región latinoamericana tiene las características
de la Misión de Estabilización de las Naciones Unidas en de un subsistema político internacional diferenciado.
Haití (MINUSTAH) y la contribución de fuerzas armadas Estas características tienen relación con la geografía,
y de seguridad latinoamericanas a la misma, así como la vecindad, con la proximidad de sus mercados y las
el involucramiento de los países contribuyentes con semejanzas culturales, las cuales generan en conjunto una
tropas en mecanismos políticos formales tendientes al agenda de cuestiones: políticas, económicas y sociales
restablecimiento de la paz y la democratización de Haití, dominantes, que reflejan problemas y oportunidades
es un ejemplo claro de este planteamiento. Esta dinámica comunes y requieren respuestas colectivas.
se inserta en el amplio desarrollo que ha alcanzado la
La interdependencia entre los distintos países latinoameri-
cooperación en relación con la articulación de políticas
canos ha crecido sustancialmente en las últimas décadas,
de defensa en el ámbito latinoamericano y hemisférico,
aproximando los sistemas políticos y económicos nacio-
además de la generación de políticas de confianza mutua
nales y haciéndolos más sensibles a lo que ocurre en la
entre los países de la región.
región.
La MINUSTAH encarna la primera operación en la cual
Cabe destacar que, si bien la repercusión de los
la mayoría del personal desplegado es latinoamericano,
acontecimientos cercanos es relevante dentro de la
simbolizando una iniciativa naciente en la que estos Estados
región, la transposición de la cooperación económica o
contribuyentes con tropa manifiestan una respuesta activa
los acuerdos de intercambio comercial establecidos hacia
ante la situación crítica de un país de la región. En este
los planos de la dimensión externa de la política de defensa
sentido, la convergencia de estos países en la misión de
es un proceso reconocidamente lento y complejo.
Haití se presenta como una “solución regional a problemas
regionales”, asumiendo la responsabilidad de la respuesta Las relaciones cívico-militares correspondientes al
colectiva a una crisis en el propio ámbito de influencia. período de transición democrática que han vivido
muchos de los países latinoamericanos han tenido un
En este marco, el Consejo de Defensa Suramericano (CDS),
impacto directo sobre los cambios y las continuidades
recientemente creado dentro de la Unión de Naciones
de las políticas de defensa de la región. Estas relaciones
Suramericanas (UNASUR), es un proyecto inédito que puede
cívico-militares han evolucionado de manera distinta en
representar un primer paso para consolidar una cooperación
cada país, dependiendo de sus propias características
en pos de una futura integración en materia de defensa y a
y de sus procesos de redemocratización, así como
la vez fortalecer a la región como bloque político.
de especificidades en los cambios introducidos en los
La MINUSTAH promovió la acción común de países respectivos conceptos de seguridad internacional, las
latinoamericanos en ámbitos como el entrenamiento de negociaciones internas y las presiones internacionales
tropa, con la formación de la Asociación Latinoamericana que tuvieron lugar durante las etapas de consolidación
de Centros de Entrenamiento Para Operaciones de Paz democráticas. Estas características se han reflejado en
(ALCOPAZ) e incluso a través de acciones que superaron la opciones diferenciadas de política exterior.
contribución de fuerzas militares y de seguridad, creando
Dichas posiciones diferenciadas de los países de la región
un mecanismo político denominado “2x9”, el cual estaba
frente a los nuevos planteamientos de la agenda de
destinado a buscar soluciones conjuntas y efectivas para
seguridad internacional no han impedido, sin embargo,
reestablecer la paz y democratizar el proceso político
que surjan intereses compartidos frente a las situaciones
en Haití.3 El mecanismo fue impulsado como instrumento
de crisis acontecidas en la región. En este sentido, debe
informal para coordinar las políticas latinoamericanas en
destacarse el marco de convergencia generado por la
el Consejo de Seguridad y representa un destacado paso
participación de distintos países latinoamericanos en las
hacia la formación de la UNASUR y, en especial, del CDS.
operaciones de paz conducidas por las Naciones Unidas.
Al respecto, la relevancia que tiene su propio entorno para
los países de la región es muy importante, principalmente
La reGiÓn LatinOamericana cuando se ponen de manifiesto problemas complejos dentro
cOmO ZOna de PaZ de la misma, como es el caso de Haití en Latinoamérica.
La regionalización es un proceso intersectorial dinámico En este sentido, y en función del análisis de este artículo,
de conformación de regiones como unidades geopolíticas, se debe destacar por ejemplo la concordancia originada
como modalidades de organización de la cooperación por la participación de Argentina, Brasil y Uruguay
política en el seno de un grupo de estados, o como en operaciones de paz conducidas por la ONU. La
subunidades regionales tales como las comunidades participación de estos países estuvo motivada por la
pluralistas de seguridad.4 misma dinámica del sistema internacional, las soluciones
_____________________________________________
3 Rut Diamint, “El 2x9”: ¿Una incipiente comunidad de seguridad en América Latina?” Programa de Cooperación en Seguridad
Regional, Policy Paper 18 (2007), 2.
4 Andrés Serbin, “Globalización, Regionalismo y Sociedad Civil,” Documentos CRIES (Buenos Aires, CRIES, 2000), 15.

18 | The Pearson Papers, Volume 13, 2011


militares en la post-guerra fría, los modelos post-autoritarios situación de conflicto en la región. Entre ellos ha habido
de relaciones cívico-militares al interior de los procesos de acuerdo sobre la importancia de continuar participando en
democratización en cada país y el legado dejado en la la misión hasta que se logre la institucionalidad adecuada
«memoria» de las Fuerzas Armadas de los tres países por para la estabilización democrática del país y se complete
las experiencias previas en operaciones de paz.5 el proceso de reforma de la Policía Nacional y del sistema
de Justicia.
El compromiso con el desarrollo de las operaciones de
paz se ha transformado en una cuestión importante de la Dentro de las acciones coordinadas que surgieron a partir
política exterior. Es posible afirmar que el hecho de que de la participación en MINUSTAH, y en referencia a la
existan elementos culturales comunes y vínculos políticos cooperación en materia de entrenamiento para la paz,
previos con las regiones donde participen los países, durante el año 2008 nació la ALCOPAZ. Entidad dedicada
representan condicionantes en las decisiones relacionadas fundamentalmente a la capacitación y entrenamiento de
con las misiones de paz. miembros de las fuerzas armadas, fuerzas de seguridad y
personal civil destinado a participar en operaciones de paz
La contribución latinoamericana plantea oportunidades
bajo mandato de la ONU y conformada por Argentina,
para el contexto actual en el cual se desarrollan las
Brasil, Chile, Ecuador, Guatemala, Perú y Uruguay, así
operaciones de paz. En este sentido, y si bien muchos
como Paraguay y Colombia, quienes se incorporaron
países como Argentina y Uruguay tienen una experiencia
posteriormente.
de años en el tema, para la región como tal es un
ámbito por descubrir. La evolución de la participación Por otro lado, y en materia política, en mayo de 2005,
sudamericana específicamente en misiones de paz indica los Viceministros de Relaciones Exteriores y de Defensa de
que la región ha estado acompañando la dinámica de los Argentina, Brasil, Chile y Uruguay iniciaron una serie de
mayores acontecimientos mundiales que afectaron el rol de encuentros con la finalidad de buscar soluciones a la crisis
las Naciones Unidas. haitiana y garantizar el éxito de la misión en Haití. Este
compromiso se basó en el hecho de que la crisis haitiana
fue considerada por los países latinoamericanos como de
ParticiPaciÓn naturaleza política y, por lo tanto, su solución no era sólo
LatinOamericana en de carácter militar. Esta concertación política se generó
reconociendo que si bien existía la necesidad de crear
minUstaH condiciones de paz por medio de fuerzas militares, había
La MINUSTAH, que comenzó en 2004, es la primera que poner el énfasis en la reconstrucción post conflicto y en
operación en la que participan conjuntamente efectivos la profundización de un entendimiento Sur-Sur.
de Argentina, Brasil, Bolivia, Chile, Colombia, Ecuador,
La cooperación política entre los países latinoamericanos
El Salvador, Guatemala, Paraguay, Perú y Uruguay
se fue ampliando hasta transformarse en el “Mecanismo
y ha sido la primera iniciativa en la que estos estados
del 2x9” formado, además de los países originarios, por
latinoamericanos responden activamente con gran cantidad
Ecuador, Guatemala, Perú, Bolivia y Paraguay. Su objetivo
de efectivos militares y civiles y también con medios, frente
fue mantener un diálogo para la elaboración de propuestas
a la crisis política y de seguridad de un país vecino. Este
y la coordinación de acciones destinadas a mejorar la
hecho representa, por sí mismo, un punto de inflexión en
situación de seguridad, gobernabilidad y desarrollo en
la política latinoamericana en la participación en misiones
Haití. En efecto, el Mecanismo ha permitido coordinar
de paz y tiende a crear una identidad puramente regional.
acciones y posiciones sobre el terreno en la identificación
MINUSTAH es la séptima misión de la ONU en Haití de nuevas formas de cooperación Sur-Sur, particularmente
desde 1991. Sin embargo, a diferencia de las anteriores, en áreas sensibles para el desarrollo económico-social
que fueron limitadas en sus propósitos y dirigidas haitiano. Las reuniones del 2x9 demostraron una voluntad
específicamente a fortalecer la Policía Nacional de Haití de coordinación regional y un sentimiento compartido de
y monitorear la situación de los derechos humanos, responsabilidad hacia Haití.
MINUSTAH tiene un mandato más extenso, con un amplio
El compromiso de este mecanismo regional, que contó
componente militar, policial y civil.
desde sus inicios con un gran apoyo de los gobiernos que
La participación en esta misión ha constituido un espacio lo componen, es un antecedente positivo y fructífero de
para la acción coordinada latinoamericana, con un carácter coordinación política regional para resolver problemas
distinto a la relación bilateral de cada uno con Haití. Los regionales, creando expectativas y esperanzas que
países latinoamericanos participantes han demostrado auspicien una nueva etapa en la historia latinoamericana.
capacidad político-militar coordinada para operar en una

_____________________________________________
5 Mónica Hirst, Integración regional y seguridad internacional: el caso Mercosur (Buenos Aires: Funceb/FLACSO, 2002), 17.

The Pearson Papers, Volume 13, 2011 | 19


Por causa de los terremotos acontecidos en Haití en de incrementar los intercambios de personal militar en
enero y en Chile en marzo de 2010, todo el trabajo del el plano educativo castrense, de articular operaciones
mecanismo 2x9 se vio frenado. Estas catástrofes naturales conjuntas de paz, de prever mecanismos conjuntos de
hicieron imposible el cumplimiento del cronograma de actuación ante catástrofes naturales, de proyectar ejercicios
trabajo propuesto por el mecanismo en virtud de las tácticos conjuntos, de fomentar la industria de defensa para
dificultades para que tales países focalicen su atención en aumentar la autonomía de abastecimiento y de conjugar
los programas de cooperación planteados. posiciones comunes. En lo relativo a operaciones de paz, el
Plan de Acción 2010–2011 del CDS8 incluye en su Eje 2:
Sin embargo, y más allá de las consecuencias del terremoto
sobre Cooperación Militar y Acciones Humanitarias,
de Haití, el esfuerzo llevado a cabo durante estos últimos
distintas acciones como la de organizar conferencias y
años por parte de los países de la región ha sido muy
seminarios sobre lecciones aprendidas en operaciones de
útil. El mismo se demostró a través del fortalecimiento y
paz, así como sobre los desafíos en el manejo de crisis en
el apoyo del mecanismo impulsado por los países del sur
operaciones de paz.
del Continente Americano—UNASUR—que ha continuado
de alguna manera el trabajo realizado por la iniciativa Durante el Primer Seminario organizado por el CDS
latinoamericana del 2x9 y ha mostrado la relevancia sobre la materia, denominado “Lecciones Aprendidas en
otorgada por estos países involucrados a los procesos de Operaciones de Paz, en el ámbito interno y multilateral”
integración propios. que tuvo lugar en Montevideo, Uruguay, durante el mes
de septiembre de 2010, el presidente Pro Témpore del
CDS y Ministro de Defensa de Ecuador, Javier Ponce
UnasUr Y sU cds Cevallos, expresó que las operaciones de paz es “uno de
Dentro de los objetivos de UNASUR se encuentra el los ámbitos que presenta mayores perspectivas y desafíos
fortalecimiento del diálogo político entre los Estados para la cooperación regional.”9 En este mismo sentido,
miembros que asegure un espacio de concertación para el Seminario concluyó con la idea de implementar en el
reforzar la integración suramericana y la participación de ámbito del CDS un mecanismo de coordinación en todas
UNASUR en el escenario internacional.6 En materia de las áreas referidas a las operaciones de paz, integrado
defensa, busca desarrollar una arquitectura de medidas por expertos y/o personal con experiencia en dichas
de confianza entre todos los países para disminuir las operaciones.
situaciones de riego que afectan la seguridad y la paz, Una posición en bloque de la región sería
coordinar políticas de defensa, fortalecer la conducción altamente beneficiosa, no sólo para evitar la duplicación
civil de la defensa y articular las capacidades instaladas de esfuerzos y beneficiarse de las capacidades de todos los
en todos los países en el área de ciencia, tecnología y países que forman parte del Consejo, sino además como
producción para la defensa. Dentro de sus objetivos una herramienta que permita lograr una base común sobre
específicos en materia de defensa, figura en el inciso s) la visión de la región respecto de las operaciones de paz.
del artículo 3 de su Tratado Constitutivo “el intercambio de Este logro dependerá de la importancia asignada por cada
información y de experiencias en materia de defensa.” Bajo Estado a fortalecer una verdadera estrategia regional por
este precepto nace el CDS. Este Consejo busca consolidar sobre otros intereses individuales.
a la región como una zona de paz; construir una identidad
en materia de defensa y generar consensos para fortalecer
la cooperación regional. Es una instancia de consulta, cOnsideraciOnes FinaLes
cooperación y coordinación de las políticas de defensa,
La importante presencia regional en la MINUSTAH, con el
que se rige por los principios consagrados en la Carta de
aporte de efectivos y liderazgo de países latinoamericanos,
la ONU, en la Carta de la Organización de los Estados
significa que éstos han asumido la cuestión de Haití como
Americanos y en las decisiones y mandatos emanados del
un problema común que debe ser resuelto con un importante
Consejo de Jefes de Estado y de Gobierno de la UNASUR,
esfuerzo de la región. En este sentido han coordinado sus
según el Estatuto firmado por los presidentes.7
acciones y políticas, comprometiéndose no sólo al aporte
El CDS promueve la creación de un foro de diálogo donde de tropa a la misión, sino además a la formación de un
impulsar una política regional, identificar problemas mecanismo de concertación política latinoamericano para
comunes y fomentar la confianza mutua. Asimismo, trata ayudar al país caribeño.

_____________________________________________
6 Tratado Constitutivo de la Unión de las Naciones Suramericanas, Artículo Nº 3.
7 Estatuto del Consejo de Defensa Suramericano del UNASUR firmado en Santiago de Chile en diciembre de 2008.
8 El objetivo del Plan de Acción es impulsar un conjunto de iniciativas factibles de realizar en el corto y mediano plazo, que den legitimidad
y visibilidad al Consejo, de acuerdo a los principios y objetivos establecidos en los artículos 2°, 3°, 4° y 5°, de la Decisión para el
Establecimiento del CDS.
9 Javier Ponce Cevallos, “En Uruguay se destaca que la cooperación regional es clave para contribuir a la paz,” Observatorio UNASUR, 27
septiembre 2010. http://observatoriounasur.wordpress.com/ (acceso 3 marzo 2011).

20 | The Pearson Papers, Volume 13, 2011


Este mecanismo denominado 2x9 es un antecedente BiBLiOGraFÍa
propicio para la construcción de una concertación
regional en materia de defensa en el cual se asemejan las Cevallos, Javier Ponce. “En Uruguay se destaca que la
políticas de defensa y de seguridad de los Estados parte. cooperación regional es clave para contribuir a
La participación latinoamericana en la MINUSTAH y el la paz.” Observatorio UNASUR, 27 septiembre
aporte del 2x9 fue diferente a otras experiencias previas de 2010. http://observatoriounasur.wordpress.com/
la región en misiones de paz, en las cuales la región había (acceso 3 marzo 2011).
asumido un rol pasivo. Esta cooperación latinoamericana Diamint, Rut. “El 2x9”: ¿Una incipiente comunidad de
se basó en el principio de solidaridad, ya que no existió seguridad en América Latina?” Programa de
primacía de un actor en particular o voluntad de liderazgo Cooperación en Seguridad Regional, Policy Paper
de alguno de los Estados. 18, 2007.
Se espera que la creación de un espacio institucional Hirst, Mónica. Integración regional y seguridad
sudamericano de cooperación como el CDS contribuya internacional: el caso Mercosur. Buenos Aires:
significativamente a la paz y a la estabilidad de la región, Funceb/FLACSO, 2002.
permitiendo unificar criterios para contar con una opinión
común dentro del sistema internacional a través de un Llenderrozas, Elsa. “La participación en Operaciones de
intercambio político y estratégico con organizaciones de Paz y la integración regional: el caso argentino.”
características similares del resto del mundo. Es necesario Premio Internacional de Ensayo Paz y Seguridad
agregar también que la creación de este Consejo es un en las Américas. Woodrow Wilson Center-
avance muy importante en un ámbito en el cual hasta FLACSO Chile, 1998.
ahora la cooperación y eventual integración en materia Serbin, Andrés. “Globalización, Regionalismo y
de defensa no habían avanzado con suficiente rapidez Sociedad Civil.” Documentos CRIES. Buenos
en la región. En este sentido, el Consejo busca promover Aires, CRIES, 2000.
la reducción de las asimetrías existentes entre los sistemas
United Nations Department of Peacekeeping
de defensa de los Estados miembros de la UNASUR para
Operations (UN DPKO). Cooperation between
fortalecer la seguridad cooperativa de la región en el
the United Nations and Regional Organizations/
campo de la defensa.
Arrangements in a Peacekeeping Environment:
Suggested Principles and Mechanisms. New York:
UN DPKO, 1999.
Urquhart, Brian. “Beyond the Sheriff’s Posse.” Survival
32, no. 3 (1990): 196-205.

The Pearson Papers, Volume 13, 2011 | 21


LATIN AMERICA’S INVOLVEMENT
IN UNITED NATIONS PEACE
OPERATIONS AND BRAZIL’S
ENGAGEMENT AS A KEY PLAYER
eduarda Hamann

aBstract
This article discusses the involvement of Latin American uniformed personnel in United Nations (UN)
peace operations in the last decade, focusing more specifically on the emergence of Brazil as a key
contributor. The author argues that although there are key domestic barriers that prevent Brazil from
better exploring its potential, Brazilian participation in UN peace operations is getting closer to what
is expected from a regional power.

resUmen
Este artículo examina la participación reciente del personal latinoamericano uniformado en las
operaciones de paz de la Organización de las Naciones Unidas (ONU), y más específicamente, arroja
luces sobre el crecimiento de la participación de Brasil en misiones de paz. Aunque hay importantes
barreras internas que impidan que Brasil pueda explorar su potencial de mejor forma, es innegable
que la participación brasilera en misiones de paz de la ONU, se está acercando a lo esperado de
una potencia regional.

T his paper begins with a discussion of the engagement


of Latin American (LA) uniformed personnel in United
Nations (UN) peace operations throughout the last
tripled (from 30,446 to 86,231) from 2000 to 2010, the
participation of LA military saw a ten-fold increase (from
753 to 7,523).2
decade. It then focuses on the emergence of Brazil as
a key contributor to peace operations, highlighting its
performance, obstacles and potentials. Latin america’s PreFerence tO
WOrK in tHe reGiOn
Latin america’s inVOLVement When LA governments send military or police to UN
missions, their preference is undeniable: for geopolitical
in Un Peace OPeratiOns reasons, they prefer the UN Stabilization Mission in Haiti
Since the early 1990s, the number of UN-led peace (MINUSTAH). Despite the differences in language, history
operations has at times nearly doubled, and their mandates and culture between Haiti and most LA countries, the
have expanded considerably, creating a significant numbers demonstrate a strong commitment by the region
challenge for the international community.1 Since then, to the region: from the 7,246 LA troops currently deployed
and especially in the last decade, Latin America has been in UN missions around the world, 5,343 are in MINUSTAH,
recognized as the region that has responded the most to the corresponding to 73.7% of LA’s total troop contribution.3
challenge. As military involvement in UN missions nearly
_____________________________________________
This paper was elaborated with insightful inputs from Margaret Daly Hayes, Capt. PMDF Sergio Carrera, Capt. PMPA Fabricio Bassalo, Capt.
PMAM Algenor, Capt. PMRS Rogerio Araújo, Capt. PMSC Emerson Fernandes, Lt. Col. PMDF Valdemir Gomes dos Santos and Andrezza Fontoura.
1 In November 1990 there were eight UN-led missions. The number of missions from 1995 and 2011 fluctuated between 13 and 19. Data
available on the website of the UN Department of Peacekeeping Operations (DPKO). UN DPKO, “Monthly summary of contributors of military
and police personnel” (2010).
2 UN DPKO, “Monthly summary.”
3 Numbers exclude the 279 LA military experts deployed in UN missions. UN DPKO, “UN Mission’s contribution by country, as of 31 July 2010.”

22 | The Pearson Papers, Volume 13, 2011


In MINUSTAH, LA military have a prominent position: of the BraZiL’s enGaGement
8,743 troops deployed with the mission, 5,343 come from
Latin America. This is more than 61%. Among them, four in Un Peace OPeratiOns
countries from South America can be said to demonstrate a Since the very beginning of MINUSTAH (June 2004),
special engagement: Argentina, Brazil, Chile and Uruguay, until the post-earthquake recovery and reconstruction
known as “ABC-U.” Their contribution represents 85.1% (2010), Brazil has had the largest contingent of troops,6
of LA’s total troop contribution in MINUSTAH (or 4,549 of as well as the political leadership and the command of
5,343 troops). the mission. Also, this is the first time in UN history that all
force commanders of a mission are of one single nationality,
The relevance of MINUSTAH to LA countries is also
Brazilian.7 The question arises: how did this come about?
illustrated by the deployment of police. As a rule, most LA
governments do not include the deployment of individual Historically, Brazil has taken part in peacekeeping missions
police or Formed Police Units (FPU) as part of their foreign since the first time the UN decided to send observers and
policy. Some reasons may include domestic issues with troops to the territory of other countries, in 1948 and 1956,
public security, lack of political will and lack of support from respectively. Brazilian battalions were deployed to the
the public, to mention a few. As a result, among the 13,648 missions in Suez, Angola, Mozambique, Timor Leste and
police officers from all nationalities who are currently Haiti. Both the first and the current missions set precedents
deployed in 16 UN peace operations under the Department for Brazil: in its experience in Suez, Brazil sustained its
of Peacekeeping Operations (DPKO),4 only 163 are from longest participation in any UN mission (10 years), and in
LA. This corresponds to 1.2% of the total number of police MINUSTAH (2004–present), Brazil has surpassed its own
deployed in UN missions. Despite the small number, record in terms of numbers of military ever deployed.8
it is relevant to note that there is a clear preference for
Throughout 60 years of UN missions, Brazil has been a
MINUSTAH by Latin American police-contributing countries:
regular contributor, but 2004 saw a major increase in
more than half of police officers from LA working in UN
Brazilian engagement in peace operations. In fact, when
missions are in MINUSTAH (87 individuals, or 53.4%).
the crisis in Haiti erupted and the international community
MINUSTAH has a police component of representatives from decided to react to it, three main factors seemed to push
49 countries, including seven countries from Latin America Brazil towards the expansion of its own peacekeeping
and the Caribbean: Argentina, Brazil, Chile, Colombia, policy. First, in the domestic arena, President Lula’s first
El Salvador, Jamaica and Uruguay. The mission’s police electoral mandate was in its second year. Second, in a
component consists of 2,825 professionals as individual foreign policy context, on 1 January 2004, Brazil had
police and FPUs, to which LA countries contribute with 3.1%, become a non-permanent member of the UN Security
the 87 police officers mentioned above. The remaining Council, elected in 23 October 2003, and was seeking
96.9% of MINUSTAH’s police component is represented a permanent seat in that body. Third, in a geopolitical
by Jordan, 364 (12.9% of the total); Bangladesh, 327 dimension, there was a clear lack of political will from
(11.6%); Pakistan, 304 (10.8%); Indonesia, 299 (10.6%); the United States to participate in a third armed conflict,
Nepal, 199 (7.0%); Italy, 126 (4.5%); Canada, 103 parallel to the wars in Afghanistan and Iraq. Moreover,
(3.6%); and other countries, whose contributions equal powers with historical and cultural ties with Haiti, such as
1,016 (39.0%). France or Canada, lacked direct interest in engaging or
commanding a mission in the Caribbean. The combination
These numbers highlight the disparity between the strategic
of these three factors may have provided the opportunity
importance of MINUSTAH for Latin American countries and
for Brazil not only to take the political leadership of the new
their allocation of UN police to the mission.5 As a result,
mission, but also to provide amplified military participation,
it seems that there is a clear window of opportunity for LA
with the largest contingent of MINUSTAH. For the first time,
countries to increase their contribution to MINUSTAH and
Brazil accepted the risk to lead and command a mission
for Brazil in particular.
which, by then, had a high probability of failing—a very
different position from its engagement in previous missions.

_____________________________________________
4 There are 16 missions under the DPKO—15 peacekeeping and 1 political mission—and there are 4 missions under the Department of Political
Affairs (DPA). See UN DPKO and UN DPA.
5 The first Latin American country to appear in the ranking is Colombia with 22 police officers (UN DPKO, 31 July 2010).
6 The top five largests contingents in MINUSTAH are from Brazil (2,187), Uruguay (1,130), Nepal (1,075), Sri Lanka (959) and Argentina
(715). UN DPKO, “UN Mission’s Contributions by country” (December 2010).
7 All the deputy force commanders in MINUSTAH, until today, were sent by Chile, Argentina or Uruguay. This, together with the presence of
Brazilian force commanders, creates a situation in which military representatives from ABC-U are in strategic positions within MINUSTAH.
8 The Suez Battalion lasted for 10 years and had 20 contingents of approximately 600 troops. The Haiti Battalion is on its sixth year but, because
the contingents are larger (approximately 1,200 troops), it was in the tenth contingent that Brazil beat its own record.

The Pearson Papers, Volume 13, 2011 | 23


Another major turning point in Brazil’s engagement in UN Figure 1. Brazilian uniformed personnel in UN Missions
peace operations occurred in 2010. After the earthquake (from October 2000 to July 2010)
in Haiti on 12 January 2010, the Brazilian government
sent a second battalion to MINUSTAH. It began arriving on
9 February 2010, elevating the number of Brazilian troops
to 2,216, thus doubling the total number of Brazilian
military in Haiti.
On the military police side, or the “Brazilian Gendarmerie,”9
in the last 10 years Brazil has deployed a limited number
of individual police, never exceededing 19. This was
different during the 1990s, when Brazil contributed to
UN missions with 39 police and more, deployed to the
missions in Angola (UNAVEM II and III, and MONUA) and
in Mozambique (ONUMOZ), for example.10 As of August
2010, there are 4 military police in MINUSTAH (Haiti),
2 in UNMIS (southern Sudan) and 6 in UNMIT (Timor
Leste). 11 These numbers do not seem significant for a
regional power. Brazil often receives several requests from
the DPKO to increase the number of police—especially
in MINUSTAH, where it was asked to provide 29 police
officers in both 2009 and 2010—but was not able to Source: UN Department of Peacekeeping Operations, “Monthly
deliver, mainly due to a shortage of police officers who summary.” Elaborated by Eduarda Hamann and Andrezza
speak a second language and who are available to stay Fontoura.
one year in an international mission.
The good news is that in September 2010 the Brazilian Brazil is definitely moving forward, but the leading LA
government made a significant effort to expand its police contributors of troops and police to UN missions are
contingent. There is now a total of 31 Brazilian police Uruguay (2,552 military) and El Salvador (49 police
officers working in UN missions. The Brazilian police officers), respectively.12 In fact, there are several obstacles
contingent in UNMIT has increased from 6 to 20, but the for an expanded and sustained engagement by the
numbers of police officers remain the same for UNMIS and Brazilian military and police. First, there are operational
MINUSTAH. limits, such as budget and logistics. Second, there are
legal obstacles, such as one that prevents the deployment
Hence, 2010 witnessed the largest number of Brazilian of police institutions other than the Brazilian Gendarmerie.
military ever deployed (2,224 professionals), and it also A third obstacle would be related to language, since
indicates the return to the patterns of the 1990s in terms proficiency in English is mandatory for both police and
of its police deployment (31 professionals). The growth of military officers in most UN missions, and it seems that
Brazil’s engagement between 2000 and 2010 can be seen skills in a foreign language other than Spanish are not yet
in the graphic below. Statistics demonstrate a clear increase a priority for most Brazilians. A final obstacle is political/
in 2010; however, it remains to be seen how long this level cultural: some officers in the gendarmerie and some sectors
can be sustained. of the society who suggest that there are enough security
problems in Brazilian urban areas, and that human and
financial resources should not be spent in foreign lands.

_____________________________________________
9 Melo Neto and Costa demonstrate that, in Brazil, there is a separation between the judiciary police functions (performed by the Civilian
Police) and the ostentive police functions (performed by Polícia Militar, or the Brazilian gendarmerie). The “full cycle of policing” is not
performed by a single police institution in Brazil. Thus, the national legislation decided that only the gendarmerie were to perform policing
activities in UN missions. Sergio Carrera de Albuquerque Melo Neto and Isângelo Senna Costa, “Características e competências essenciais
essenciais aos policiais das Nações Unidas (UNPOL) nas Operações de Paz,” Revista Eletrônica Boletim do Tempo 5, no. 8 (2010): 1-23,
15.
10 Paulo Roberto Campos Tarrisse da Fontoura, O Brasil e as Operações de Manutenção da Paz das Nações Unidas (Brasília: Instituto Rio
Branco and FUNAG, 2005), 215-216.
11 UN DPKO, “UN Mission’s contribution by country, as of 31 July 2010.”
12 UN DPKO, “UN Mission’s contribution by country, as of 31 July 2010.”

24 | The Pearson Papers, Volume 13, 2011


cOncLUsiOn BiBLiOGraPHY
This paper aimed to demonstrate that, throughout the last Fontoura, Paulo Roberto Campos Tarrisse da. O Brasil e
decade, Latin America changed its pattern of engagement as Operações de Manutenção da Paz das Nações
in UN peace operations. Brazil is making impressive Unidas. Brasília: Instituto Rio Branco and FUNAG,
investments in its deployment capacity (impressive, that is, 2005.
compared with its previous record), with a clear increase in
Melo Neto, Sergio Carrera de Albuquerque, and
2004 and again in 2010. To fulfill its potential, Brazil will
Isângelo Senna Costa. “Características e
have to overcome some barriers in institutional and legal
competências essenciais aos policiais das Nações
frameworks, as well as in the cultural dynamics of its society.
Unidas (UNPOL) nas Operações de Paz.” Revista
However, 2010 has definitely shown Brazil’s political will
Eletrônica Boletim do Tempo 5, no. 8 (2010):
to perform a role not only as a regional power but also as
1–23.
a key contributor to peace operations.
UN Department of Peacekeeping Operations (DPKO).
“Current Operations.” 2010, http://www.un.org/
en/peacekeeping/currentops.shtml (accessed 20
August 2010).
_______. “Monthly Summary of Contributors of Military
and Police Personnel.” 2010, http://www.un.org/
en/peacekeeping/contributors/ (accessed 29
August 2010).
_______. “UN Mission’s Contribution by Country, as of
31 July 2010.” 2010, http://www.un.org/en/
peacekeeping/contributors/2010/july10_5.pdf
(accessed 28 August 2010).
United Nations Department of Political Affairs.
“Peacebuilding.” 2010, http://www.un.org/wcm/
content/site/undpa/main/issues/peacebuilding
(accessed 27 August 2010).

The Pearson Papers, Volume 13, 2011 | 25


MUJER, PAZ Y SEGURIDAD:
Chile y la evolución de la incorporación
femenina en materias de defensa
y orden público

carolina céspedes Benavente y


Jorge canales Ukrow

resUmen
La incorporación de la mujer a los diferentes procesos de paz ha llevado a la necesidad de que las
instituciones de la defensa incorporen la perspectiva de género en todos los ámbitos de acción. Es
por esta razón que en Chile han existido iniciativas para que las mujeres sean parte importante de las
operaciones de paz, tomando en cuenta las vulnerabilidades de éstas en tiempos de guerra o crisis,
pero también haciéndolas socias claves en la cooperación internacional, formando parte de las fuerzas
armadas y policiales que son desplegadas a las distintas áreas de la misión. Más específicamente, se
han desarrollado diferentes iniciativas de integración, al igual que una política nacional a través de
un plan de acción, con tareas transversales e intersectoriales en apoyo a la participación femenina
en el ámbito de la defensa en general, y en las operaciones de paz en particular.

aBstract
The incorporation of women into different peace processes has led to the need for defence institutions
to mainstream gender perspectives into all areas of operation. As a result, Chile has developed several
initiatives aimed at bringing more women into peace operations, showing greater consideration for their
vulnerability in times of war or crisis, but also making them key partners in international cooperation, as
members of the Armed Forces and Police Forces deployed to different mission areas. More specifically,
different integration initiatives have been implemented, along with a national policy based on a plan of
action which includes transversal and inter-sectorial tasks in support of female participation in defence
and in peace operations in particular.

E n la evolución del ser humano y a través de la historia,


la mujer ha debido ir buscando distintos espacios
de participación, que en la época contemporánea es
Grafica lo anterior el hecho que en el año 1934, durante
el gobierno de Arturo Alessandri, se dicta la Ley N° 5.357
que le otorga a la mujer el derecho a elegir y a ser elegida
de carácter ciudadano, de inserción y oportunidades en los comicios municipales, participando el 7 de abril de
laborales. En este contexto, la mujer ha debido luchar por 1935 por primera vez en una elección de este carácter.
tener los mismos derechos, deberes, resguardos, beneficios
Luego, en el año 1949, se le concede el derecho
y participación social que los hombres, por lo tanto, su
a participar en comicios de carácter presidencial y
inserción plena en la sociedad actual no ha sido fácil.
parlamentario, participando por primera vez en 1952,
Centrándonos en el caso de Chile, podemos señalar que elección en que fue electo Carlos Ibáñez del Campo.
durante los primeros 50 años del siglo XX, el aspecto más
Es así como la mujer chilena comienza paulatinamente a
destacable de la historia de la mujer chilena corresponde a
ganar campos, que son exclusividad absoluta del hombre, con
la llamada “emancipación femenina,” entendiéndose como
tal eficiencia y competitividad que se instauran definitivamente
el progresivo ingreso de la mujer al mundo laboral, a la
en áreas de desarrollo como el espectro político y social,
cultura y a un incremento en la participación política de
como también en el ámbito de las instituciones de las fuerzas
nuestra sociedad.
armadas y de orden y seguridad pública.

26 | The Pearson Papers, Volume 13, 2011


aPertUra de Las institUciOnes HitOs de La ParticiPaciÓn
A pesar de que se señala que la creación de los servicios de Femenina
enfermería son generalmente aceptados como el comienzo Lo anterior nos lleva a recordar un sin número de hitos
formal de la mujer en el ámbito de la defensa nacional, históricos de la participación femenina en este ámbito, entre
pudiendo mencionar a la legendaria Sargento Candelaria los que se destaca el año 1997, fecha en que por primera
Pérez que se integró al Ejército de Chile en 1938 con vez una mujer es ascendida al grado de Oficial General
ocasión de la guerra que Chile debió enfrentar en el siglo de la policía de Carabineros de Chile en Latinoamérica,
XIX, como también, el ingreso de personal femenino de las honor recaído en la General Mireya Pérez Videla.
comunicaciones, escribientes o de sanidad a la armada de
Chile en 1937, sólo es en la década de los 60 que se da El año 2006, la subteniente Karina Miranda se convirtió
una apertura para la participación femenina en el ámbito en la primera mujer piloto de combate de la Fuerza Aérea
de la seguridad y defensa nacional. de Chile; y Bernardita Suazo, en 2009, como la primera
mujer piloto del Ejército de Chile, concretando su calidad
En este contexto, Carabineros de Chile en 1962 da marcha y competencias, mediante un sobrevuelo realizado en la
al primer “Curso de Brigadieres femenino,” donde 104 Elipse del Parque O’higgins en la Parada Militar del mismo
mujeres ingresan a la institución, iniciando así un proceso año.
de instrucción marcado por la exigencia y la disciplina,
instaurándose como la primera institución—en el ámbito Culmina este proceso y evolución, con el hecho de que el
de la defensa y seguridad nacional—en insertar a la mujer año 2011, por primera vez en la historia de la Armada
en sus filas. Doce años después, el Ejército de Chile crea de Chile, un contingente importante de mujeres será
la Escuela de Servicio Femenino Militar, con el objetivo parte de la dotación del Buque Escuela “Esmeralda” que,
de formar a las futuras oficiales y suboficiales del Ejército. hasta el presente año, sólo ha sido tripulado por personal
masculino.
Por su parte, el año 2000, el Alto Mando de la Fuerza
Aérea de Chile dispone el ingreso de mujeres a la Escuela De esta forma, se puede apreciar que la participación
de Aviación “Capitán Manuel Ávalos Prado” en calidad femenina en las ramas de la defensa y de orden y seguridad
de cadetes y, por lo tanto, con la posibilidad de graduarse pública, más que un desafío, es una realidad nacional que
como oficiales de la institución. ha conllevado a que la mujer sea parte inherente y eficaz
de sus instituciones y, por ende, de la totalidad de sus
Frente a lo anterior, con la finalidad de insertar a la mujer en procesos en donde entre otras cosas, se encuentran las
los distintos ámbitos del quehacer nacional, en el año 2006 operaciones de paz.
la Armada de Chile inicia el proceso de postulaciones para
el personal femenino para ingresar a la Escuela Naval por Conforme a lo anterior, es menester considerar que son
un periodo de 4 años, para poder así egresar como futuras décadas de historia donde nuestro pueblo, comprometido
oficiales de esa rama de la defensa nacional. con la paz y seguridad internacional, compromete la
participación de la mujer chilena en las operaciones de
De esta forma, podemos ver que la incorporación femenina paz. Muchos son los análisis y publicaciones sobre el rol
al ámbito de la defensa y de orden y seguridad pública, que debe cumplir la mujer en las diferentes etapas de un
ha sido un proceso paulatino y sostenido en el tiempo, que conflicto y sobre los efectos de éste grupo catalogado como
ha contribuido significativamente al engrandecimiento de vulnerable que, a través de los siglos ha ido abriendo
cada una de las Instituciones que la componen. espacios de desarrollo y que en la actualidad despierta la
inquietud internacional a la hora de proteger sus derechos.
Dentro de los hitos importantes que marcaron la lucha
por la igualdad de género en nuestra era, se encuentran
las Conferencias Mundiales sobre la Mujer, entre las que
destaca la de Beijing en 1995, donde la comunidad
internacional reafirmó su compromiso con la igualdad
de género; desembocando en que a la fecha existan
un sinnúmero de organismos que se preocupan por los
derechos de la mujer, ya no sólo mirada como víctima
de los conflictos, sino que como socia clave en los
diferentes procesos que conforman la sociedad y, con
especial atención en su participación en las operaciones
internacionales de paz.

Piloto de la Fuerza Aérea de Chile, Teniente (A) Bernardita Astudillo,


quien ha cumplido dos misiones en MINUSTAH.

The Pearson Papers, Volume 13, 2011 | 27


mUJeres, GrUPO VULneraBLe Y iniciatiVas de inteGraciÓn
sOcias cLaVes de La PaZ Teniendo en cuenta que los principales problemas que
En las operaciones de paz, la perspectiva de género es una afectan a la mujer en estos casos es la violencia sexual,
de las aristas en la que los países miembros que participan el año 2008, la ONU promulgó la resolución 1820 que,
en distintas áreas de la misión han puesto especial énfasis, vinculada a la resolución 1325 antes mencionada, le pide
determinando enfoques y estrategias para realizar trabajos al Secretario General directrices en torno a la protección
atingentes y oportunos, para enfrentar así la temática del de civiles—incluidas las mujeres y las niñas—con respecto
conflicto y sus repercusiones sin distinción ni discriminación a esta forma de violencia, como también el incremento de
alguna. la participación femenina en la organización.2

La “Convención sobre la eliminación de todas las formas En la actualidad existen diversas iniciativas para integrar
de discriminación contra la mujer,” adoptada por la estos temas en los distintos estamentos responsables de las
Organización de las Naciones Unidas (ONU) en 1979, operaciones de paz de países contribuyentes y, en general,
insta a los Estados miembros a elaborar políticas respecto en todos los aspectos a nivel nacional e internacional, cuya
a esta área de interés y así evitar cualquier discriminación finalidad es buscar alternativas para estandarizar marcos
basada en el sexo de las personas, mencionando la de acción y comportamiento para la participación bajo el
igualdad de oportunidades entre hombres y mujeres. alero de la ONU, en perfecta concordancia con las normas
de protección a las mujeres en situaciones de conflicto.
La amplitud del concepto de género y la clasificación de
las mujeres como grupo vulnerable, condujo a que el año En el caso de Chile, el año 2009 nuestro país promulgó el
2000—luego de varias acciones impulsadas por grupos de “Plan de Acción Nacional para la Implementación de la
mujeres y por la misma ONU—se adoptara la resolución Resolución del Consejo de Seguridad de Naciones Unidas
1325, que complementa todos los documentos de N°1325.”3
protección de la mujer, incentivando su participación en los Sin duda, la implementación del citado Plan, demuestra que
distintos niveles de las operaciones de la ONU, pidiendo Chile adhiere a las tendencias internacionales de incorporar
al Secretario General que se “proporcione a los Estados definitivamente a la mujer en todo lo que tiene que ver
miembros directrices y material de adiestramiento sobre con el desarrollo de la sociedad humana, incluyéndose
la protección, los derechos y las necesidades especiales por supuesto todas las actividades relacionadas con las
de las mujeres, como también, sobre la importancia de la operaciones de paz en el mundo, sustentado en un marco
participación de ellas en la adopción de todas las medidas jurídico y social sólido y validado.
de mantenimiento y consolidación de la paz,” ampliando el
espectro para que tomen un rol activo en estos importantes Adentrándonos en el ámbito de las operaciones de paz
procesos.1 internacionales, la participación nacional femenina data
con anterioridad a la resolución 1325 y su posterior
Estas y otras iniciativas han puesto a la mujer en un implementación, ya que comienza el año 1997 mediante
sitio importante en las operaciones de paz modernas, el despliegue de Berta Oliveros Venegas, Enfermera
en las que trabajando en un ambiente multidimensional Universitaria, a la Misión de Observadores Militares
y coordinado, han situado los temas de género en una Ecuador-Perú (MOMEP) de la Organización de los Estados
posición prioritaria, impulsando a los países contribuyentes Americanos (OEA), constituyéndose en la primera mujer
con tropas a incentivar la incorporación de la mujer en enviada a una operación de carácter internacional;
todas las etapas de una misión, poniendo especial atención lo anterior dio paso a que en 1998 se enviaran a las
en el nivel de toma de decisiones. Enfermeras Josefa Benavente Millán, Julia Doumont Arenas
Muchos de los argumentos para incentivar la participación y Raquel Garrido Salvatierra; esta última desplegada en
femenina están basados en la relevancia que adquiere 1999.
su presencia en el orden social y la reconstrucción en el Por lo mismo, se hace menester mencionar que en el
período de post-conflicto, en el que los grupos vulnerables año 2007 se produce un hito histórico relacionado con
necesitan la asistencia de organismos internacionales la participación de la mujer en operaciones de paz, al
integrados tanto por hombres como mujeres para retornar desplegarse en Liberia al primer contingente constituido
y recuperar la paz y estabilidad en su territorio. sólo por mujeres correspondiente a una Unidad Policial
Formada de la India.

_____________________________________________
1 Resolución del Consejo de Seguridad de Naciones Unidas N°1325 – S/RES/1325 (Nueva York: Consejo de Seguridad, 2000).
2 Resolución del Consejo de Seguridad de Naciones Unidas N°1820 – S/RES/1820 (Nueva York: Consejo de Seguridad, 2008).
3 Gobierno de Chile, Plan de Acción Nacional para la Implementación de la Resolución del Consejo de Seguridad de la Organización de
Naciones Unidas 1325/2000 “Mujer, Seguridad y Paz,” Chile, Agosto 2009. http://www.resdal.org/experiencias/plan-chile.pdf (acceso el
3 de marzo 2011).

28 | The Pearson Papers, Volume 13, 2011


cOmPrOmisO naciOnaL Hoy Chile ya tiene una política y se enmarca bajo las
normas de la ONU, pero la estandarización de procesos
Chile, absolutamente comprometido con esta inserción, no es un camino fácil de recorrer, ya que la característica
a través del Centro Conjunto para Operaciones de Paz multicultural de las operaciones de paz incorpora visiones
de Chile (CECOPAC)—instituto encargado de preparar y desde diferentes ópticas de acuerdo a una misma temática.
entrenar al personal de las fuerzas armadas, de orden
y seguridad pública y civiles para desplegarse en una Grafica lo anterior las cifras de participación femenina
operación de paz—realiza programas y módulos de que, a pesar de que han mostrado un aumento significativo
carácter docente, dirigidos a enseñar la importancia de a nivel mundial, siguen muy por debajo de la participación
la participación de la mujer en misiones de paz, a saber: masculina, lo cual se observa en los siguientes cuadros.
mujer, paz y seguridad; prevención del abuso y explotación
sexual y protección de la infancia en operaciones de paz. cuadro 1. Participación 2009, países de la región en
MINUSTAH
En la actualidad, mujeres chilenas—civiles y uniformadas
—han sido parte de las fuerzas de paz con diversas labores PAÍS ARGENTINA BRASIL CHILE PARAGUAY URUGUAY
profesionales del área de la salud, las comunicaciones,

Estado Mayor
ingenieras militares y trabajos policiales— por mencionar M 0 0 0 0 0

Oficiales de
algunos— prestando sus servicios a la paz en éste tipo de
misiones; cuyas experiencias y trabajo han sido útiles para
el análisis de cómo las mujeres pueden ser socias claves en H 9 15 6 0 13
esta delicada y sensible actividad profesional.
Sin embargo, es importante considerar que a pesar de M 10 6 5 0 50
que la participación femenina en operaciones de carácter
Efectivos
Militares
internacional se remonta a la década de los 90, es en
el año 2004 que comienza una participación femenina H 539 1,261 492 31 1,059
nacional ininterrumpida hasta la fecha en la Misión de
Estabilización de Naciones Unidas en Haití (MINUSTAH)
desplegando a la fecha un total de 89 mujeres; a lo cual M 0 0 1 0 0
se suma el envío de tres mujeres a la misión de la Unión
Policiales
Efectivos

Europea en Bosnia y Herzegovina.


H 4 4 14 0 0

M 10 6 6 0 50
Total

H 552 1,271 521 31 1,072


General
Total

562 1,277 527 31 1,122

Fuente: Donadio y Mazzotta, La mujer en las instituciones armadas y


policiales (2009).

cuadro 2. Estadísticas de un total de 18 operaciones,


diciembre 2006
Cabos del Arma de Ingenieros, Alejandra Núñez, Gabriela Retamal
y Natalie Contreras, desplegadas en la Compañía Combinada de Total Total Total
H M
Ingenieros de Construcción Horizontal, chileno-ecuatoriana. Hombres Mujeres General
Observadores
2.290 53 70.639 1.034 71.673
Militares
Staff Officers 953 26
Tropas 67.396 955
Fuente: Departamento Planes CECOPAC.

The Pearson Papers, Volume 13, 2011 | 29


cuadro 3. Estadísticas para un total de 19 operaciones,
julio 2010

Total Total Total


H M
Hombres Mujeres General
Expertos
2.233 99 96.600 3.279 99.879
militares
Tropa 81.929 1.970
Policías 6.181 827
Instructores
6.256 383
de Policías

Fuente: Departamento Planes CECOPAC.

Si comparamos los dos últimos cuadros, correspondientes


al año 2006, seis años después de la promulgación de
la resolución 1325, y las extrapolamos al año 2010,
Teniente Carolina Céspedes Benavente, quien se desempeñó como
debemos mencionar que de un total de 71.673 efectivos asesora comunicacional del contingente chileno en Haití.
desplegados en las distintas áreas de la misión, el
contingente femenino representa solo el 1,44% mientras
que el masculino representa el 98.5%. Durante el año
2010, de un total de 99.879 hombres desplegados, BIBLIOGRAFÍA
3.279 son mujeres lo cual corresponde al un 3,28% del
Donadio, Marcela, y Cecilia Mazzotta. La mujer en las
total de efectivos en el área de misión.
instituciones armadas y policiales: Resolución
De esta forma podemos mencionar que el incremento 1325 y operaciones de paz en América Latina.
de personal entre el año 2006 y julio del 2010 fue de Buenos Aires: RESDAL, 2010.
un total de 28.206 efectivos, de los cuales solo 2.245
Gobierno de Chile. Plan de Acción Nacional para la
corresponde a personal femenino; lo cual indica que del
Implementación de la Resolución del Consejo
total del personal que se aumento desde el 2006 a la
de Seguridad de la Organización de Naciones
fecha, el incremento del personal femenino fue de un 7,9%
Unidas 1325/2000 “Mujer, Seguridad y Paz.”
de ese aumento.
Chile, agosto 2009.
Finalmente, tenemos que mencionar que la inserción de
Organización de las Naciones Unidas. Resolución
la mujer chilena en operaciones de paz no ha ocurrido
1820 – S/RES/1820. Nueva York: Consejo de
por azar; muy por el contrario, ha sido un proceso que
Seguridad, 19 junio 2008.
se inició ya en la primera mitad del siglo XX, a través de
iniciativas de carácter social, político como cultural que Organización de las Naciones Unidas. Resolución
han redundado en la integración definitiva y equitativa 1325 – S/RES/1325. Nueva York: Consejo de
en el más amplio ámbito, al desarrollo de nuestro país. Seguridad, 10 octubre 2000.
Sin perjuicio de las iniciativas de los países desarrollados
en este contexto, Chile es pionero, ya que el hecho de
que la mujer se encuentre en igualdad de condiciones, se
debe a que el Estado de Chile ha desarrollado un marco
jurídico que respalda íntegramente esta condición, por lo
cual la mujer es parte activa e integrante de cada una de
las Instituciones concernientes a las fuerzas armadas, de
orden y seguridad pública y, por ende, de las distintas
operaciones de paz en que las respectivas instituciones
participan.

30 | The Pearson Papers, Volume 13, 2011


THE PMDF AND UNITED NATIONS
PEACE OPERATIONS:
A Brief History and Future Perspectives

sérgio carrera de albuquerque melo neto and


antônio sérgio carrera de albuquerque melo

aBstract
This article outlines the role of the Federal District State Military Police of Brazil (PMDF) in United
Nations (UN) peace operations since the early 1990s. The article presents a chronological overview
of PMDF police officers’ participation in different UN missions. The article concludes by providing
recommendations for enhancing partnerships in view of increasing the effective participation of
Brazilian police officers working abroad in the field of international security, and more specifically as
part of UN peace operations.

resUmO
O presente artigo busca apresentar o papel que a Polícia Militar do Distrito Federal (PMDF) do Brasil
vem desempenhando ao longo de quase duas décadas junto às Operações de Manutenção de Paz
da Organização das Nações Unidas (ONU). O texto traz a cronologia histórica da participação de
policiais militares da PMDF em todas as missões e discute a relevância do assunto. Traz também à
consideração, a necessidade da preparação do profissional para atuar no exterior, através de cursos
estabelecidos em parcerias, analisando o cenário atual e traçando perspectivas de um trabalho mais
significativo do policial militar, visando aumentar a efetiva atuação da diplomacia brasileira no campo
da segurança internacional, mas especificamente, no componente policial da ONU.

intrOdUctiOn police officers to serve with the UN. The deployments


have contributed greatly to the professional development
T he participation of the Brazilian police in United Nations
(UN) peace operations is a recent addition to the
country’s history beginning in 1991. The Federal District
of the staff involved, and have been landmarks in the
representation of the PMDF and of Brazil in UN efforts
towards stabilization and the restoration of peace.
Military State Police (PMDF) was the first police organization
in the country to become part of a peace operation.1 Since The following article provides a chronological overview of
then, the Military State Police Departments (MSPD)2 of other the contribution of police personnel from the PMDF in UN
Brazilian states have also deployed personnel to UN peace peace operations. In doing so, it highlights some functions
operations. and tasks that police have undertaken and considers
future perspectives for greater engagement of the PMDF
To date, military police officers (MPOs)3 from the PMDF
in initiatives where the presence of MPOs is relevant to
have participated in 10 peace operations to which Brazil
the successful role played by Brazil and by the UN in
has contributed police personnel, and it is the institution
international security.
within Brazil that has deployed the greatest number of

_____________________________________________
1 PMDF (Polícia Militar do Distrito Federal) is the Military State Police Department (MSPD) responsible for the capital of Brazil.
2 Military State Police Department (MSPD) is a state police institution that is responsible for police patrols and for the preservation of public
order, in accordance with the Brazilian Federal Constitution, and which acts in civil society under a military regime. In Brazil there are
27 MSPDs.
3 The MPOs are agents of the law enforcement system that is part of a MSPD. In Brazil, the military police are called army police.

The Pearson Papers, Volume 13, 2011 | 31


a BrieF HistOrY OF PmdF cOntriBUtiOn tO Peace OPeratiOns
It is relevant to briefly mention the different types human rights violations and acted as observers Over the years, the duties carried out by MPOs
of mandates performed by UN police officer during elections. In these missions, which were as part of peace operations have included active
(UNPOL): in most peace operations, especially classified as “non-executive,” UNPOL were not participation in police operations, technical support
those which took place during the1990s, the role armed and their actions were limited. With the rise of local police activities and involvement in the
of UNPOL was known as “police observer,” and of peace operations in which the UN held executive host countries’ security sector reform, restructuring
such staff monitored local forces in daily activities, power, UNPOL began to carry small arms and and reconstruction (with the latter also forming
both in patrol cars and on foot, and reported any eventually began to act with full authority to perform part of non-executive missions) at the tactical and
conduct issues or crimes. They participated in the police activities, as in the cases of Kosovo, Timor operational levels. Tables 1 and 2 present the
observation of peace agreements, in monitoring Leste and Haiti. total number of PMDF deployed between 1991
and 2010, by the countries in which they were
deployed, the year and their rank.

table 1. Deployment of PMDF personnel by country and year


Country\Year 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 Total

32 | The Pearson Papers, Volume 13, 2011


Angola 9 10 1 2 2 4 4 32
El Salvador 5 5
Mozambique 6 1 7
Former
4 1 5
Yugoslavia
Guatemala 1 1 1 2 2 1 8
East Timor 3 1 3 1 3 1 1 4 4 1 9 31
Kosovo 2 2
Haiti 1 1 1 1 1 5
Sudan 2 2 1 5

Guinea-Bissau 4 4

Total 9 10 11 7 3 3 5 6 2 4 1 3 3 4 4 4 6 4 2 13 104
Source: Inspetoria Geral das Polícias Militares (IGPM) (Brazilian Army MSPD General Inspectorate), 10 September 2010.

table 2. Deployment of PMDF personnel by country and rank


Country\Rank CEL LC Maj Cap 1st Lieu 2nd Lieu ST 1st Sgt 2nd Sgt 3rd Sgt CO SOL Total
Angola 5 9 1 3 14 32
El Salvador 3 2 5
Mozambique 1 3 2 1 7
Former Yugoslavia 2 3 5
Guatemala 3 4 1 8
East Timor 2 1 10 13 4 1 31
Kosovo 2 2
Haiti 1 1 2 1 5
Sudan 1 4 5
Guinea-Bissau 1 1 2 4
Total 3 4 30 37 11 2 0 3 0 14 0 0 104
Source: Inspetoria Geral das Polícias Militares (IGPM) (Brazilian Army MSPD General Inspectorate), 10 September 2010.
Angola five were from the PMDF. Of these, three were assigned to
The PMDF began its participation in this country with the Regional Office in San Miguel and mainly performed
the establishment of the UN Angola Verification Mission the role of police and human rights observers. Captain
II (UNAVEM II) in 1991 and remained there until 1999, Luiz Fonseca Teixeira was a radio operator in the Regional
deploying a total of 32 MPOs: 15 officers and 17 non- Office and after some months joined the leadership ranks
commissioned officers (NCOs)4, holding the position of chief of the unit, and was placed in charge of investigations of
of the police component (at that time known as Civilian misconduct and crimes committed by Salvadoran police
Police – CIVPOL) by Captain Antônio Ribeiro da Cunha and military.
(1991–1992) and by Major Sérgio Vasques (1992–1993).5 The other two police officers were assigned to the capital
In 1991 and 1992, MPOs were posted in the cities of city, San Salvador. Captain Paulo Roberto Oliveira
Bengela, Kuito, Caxito, Bengo, Sumbe, Lubango, Saurimo, performed a very relevant role in the mission, and he
Maringá and Luanda. In these locations, they joined remained in the country after the end of ONUSAL activities
patrol teams (team sites) and performed the roles of police and joined the new UN Mission in El Salvador (MINUSAL).
observers. At that time, the resources were minimal and From April 1995, he formed part of a small group of UN
the local infrastructure was practically non-existent; the staff aiming to provide assistance to institutions and to the
personnel were living mostly in UN compounds. people, particularly with regard to verifying implementation
of peace agreement.7
The second contingent (1992), consisting of 10 MPOs,
was sent mainly to cities in the interior, where its members
were assigned as team leader, patrol members and
Mozambique
Regional Chief of Police. From 1992 to 1994, 2nd Sergeant For the UN Peace Operation in Mozambique (ONUMOZ)
Paulo Barbosa performed important functions as liaison established in 1992, the PMDF assigned six officers in
officer, maintaining direct contact with the provincial 1993 and one in 1994.
governments, the military and the local police, with the Of these police officers, four remained in Maputo
aim of strengthening ties between the different parties. performing different functions, such as logistics officer,
Between 19946 and 1996, five officers arrived in Angola patrol chief, regional administration officer and Southern
and were posted in different cities, where they served as Regional HQ services officer. Captain Antônio Sérgio
members of the Rapid Response Team (RRT), translators, Carrera Melo, apart from his role as patrol team leader,
and liaison officer with the Angolan National Police, and in was also Southern Regional HQ liaison officer, interpreter
administrative posts at Mission Headquarters (HQ). Some and assistant to visiting foreign authorities. Only one
participated in investigations, as well as escorted dignitaries captain and one 1st lieutenant worked in other parts of
and formed part of the security team of UN Secretary- the country. Captain Ceso Daier Gomes remained in the
General Kofi Annan during his visit in March 1997. province of Gaza throughout the duration of his mandate,
working as province division chief, liaison, logistics and
In 1997, four MPOs integrated the mission area and were patrol officer, chief of personnel.
deployed in the city of Huambo, among others. The last four
police officers from the PMDF to serve in Angola arrived in
1998 and worked in Suamse, Casongue, Caxito and Luanda. Former Yugoslavia
Their roles covered those of team sites and human rights In 1994, four police officers from the PMDF were sent to the
officers. Major Ricardo Martins worked in Luanda as liaison former Yugoslavia. However, a few days after their arrival,
officer, member of the Board of Inquiry and chief of human two of them were repatriated because of lack of proficiency
rights violations investigation. He also participated actively in in the mission’s official language, English. The remaining
the mission’s demobilization and disarmament process. major joined the UN Protection Force (UNPROFOR) and
was assigned to Sector East to work on special units.8
El Salvador The fourth officer, Captain Nelson Garcia, performed
The PMDF’s participation in the UN Observer Mission in El his duties in the city of Knin (Sector South) and was later
Salvador (ONUSAL) began in Brasília with the process of assigned to HQ in Zagreb, where he was the chief of
choosing the officers from among the registered volunteers. operations and UNPOL deputy police commissioner.
Of the 15 Brazilian MPOs who left for El Salvador in 1993,

_____________________________________________
4 The hierarchy of the MSPDs follows the model of the Brazilian Army, where there is a distinction between command positions held by officers
and the lower ranks held by NCOs.
5 It should be noted that it was the only mission in which PMDF NCOs participated.
6 As of 1994, only PMDF officers participated in UN peace operations.
7 United Nations, “United Nations Observer Mission in El Salvador (ONUSAL) – Mandate” (2010).
8 This officer returned home after six months for health reasons.

The Pearson Papers, Volume 13, 2011 | 33


1995 saw the arrival of Captain Erich Meier Júnior, who Between 2001 and 2003, four police officers joined the
participated in UNPROFOR, UNCRO (UN Confidence mission, including the first woman from the PMDF, Captain
Restoration Operation) in Zagreb and in the UNTAES (UN Cynthiane Maria Santos Paiva. Based in Dili, they worked
Transitional Administration in Eastern Slavonia, Baranja in the Department of Intelligence of the Timor Leste National
and Western Sirmium). He served as humanitarian officer, Police (PNTL), in monitoring and training national police,
duty officer and administration chief in the Ilok police station as well as forming part of patrols and the Rapid Response
(Sector East) and deputy chief of HQ in Erdut and Vukovar. Unit (RRU).
He was the first UNPOL chief of staff of UNTAES in the city
From 2003 to 2005, Major Francisco Niño was member
of Vukovar.
and chief of the PNTL RRU in Dili, and the Civil Disturbance
Control Unit. In 2004, three officers performed their
Guatemala mandates in Dili, Oecussi, in the districts of Manufahi and
Captain José Carlos Figueiredo was the first UNPOL Maliana, and fulfilled the roles of technical adviser to the
deployed to the UN Verification Mission in Guatemala PNTL, team leader and technical adviser to the deputy
(MINUGUA) in 1994 and was assigned to execute his general-commander for PNTL operations, frontier service
mandate in Guatemala City. He was a member of the coordinator, deputy team leader and liaison officer. Major
Multidisciplinary Group (MG) for the Observation and José Wilame Matias was technical adviser to the PNTL
Verification of Human Rights and Peace Agreements, and Academy, team leader and chief of police administration
personnel security chief. He participated in the verification personnel.
of cases such as massacres and killings and worked as an
In 2005, Major Leonardo Sant’anna was appointed police
election observer.
training adviser, after approval from a roundtable in New
In 1996, Captain Alair Júnior was assigned to the city York, as a member of the transition group and of the team
of Petén. He was a member of the MG with the same that was formed for the elections in East Timor. Sant’anna
attributions and he provided professional technical support eye witnessed of what is generally better known as the
to the local police. Captain Alair was security chief and “PNTL Massacre” in 25 June 2005, when twelve unarmed
was responsible for training and instructions given to police officers were killed. The second PMDF female officer
members of the National Police, the Treasury Guard and the to integrate a peace operation, Major Denise Dantas de
investigation assistants of the Guatemalan Public Ministry. Aquino, joined the mission in 2006, as team leader for the
Besides, he worked on the demobilization of paramilitary screening process, personal assistant and close protection
groups. to the head of parliament, and team leader of police patrols
during the electoral period.
Between 1997 and 1999, three MPOs joined the mission,
working in the cities of Santa Maria Nebaj and Escuintla, In 2007, four officers were assigned to the countryside,
as liaison officer with the police and the military, security in the district of Suai, at the region’s team site in Same
chief and intelligence security. and as operations section chief, liaison officer and deputy-
commander in the district of Manufahi.10
In 1999, one captain was assigned to Escuintla as police
observer, working with agreements to strengthen civil power In 2008, Captain Carlos Melo de Sousa served as
and the role of the army. Major Adauto Filho was posted to investigator in the Prosecution Support Unit (National
the city of Barillas as negotiation adviser for local disputes. Investigations Department), deputy chief and chief of this
In the capital, he was responsible for contact between police same office. First Lieutenant Rodrigo Campos was assigned
branches and giving instructions at the Guatemalan police as a patroller and later as chief of the CTO/AL11 Registry
academy. In 2000, Major Adilson Evangelista became the Unit, of the Personnel Unit. First Lieutenant Maximiliano
last PMDF in Guatemala and worked in the investigation of Marinho worked in the Close Protection Unit of the president
cases of human rights violations. of Parliament and as security adviser to the secretary of state
for security. The third female officer from the PMDF to work
Timor Leste in a peace operation, 2nd Lieutenant Virgínia Souza Lima,
was an administrative assistant to the Deputy Commissioner
Captain Tarcísio Filho was the first PMDF officer to join for Administration and performed duties as investigator at
a peace operation in Timor Leste in 2000, performing the Professional Standards and Discipline Office (PSDO).
functions in the city of Manatuto, such as monitoring police
procedures, duty and operations officer and regional chief Lt. Col. Mário Júnior Silva was the only member of the
of operations.9 PMDF in Timor Lester in 2009, assigned to the Reform,
Rebuilding and Reconstruction Department (RRD), as

_____________________________________________
9 Two officers who went along with Captain Tarciso Filho were repatriated because of lack of proficiency in English.
10 In 2008, one of them requested repatriation for health reasons.
11 CTO – Compesantory Time Off; AL – Annual Leave.

34 | The Pearson Papers, Volume 13, 2011


UNPOL adviser to the Secretary of State for Security. In the On December 2007, Major Agrício da Silva replaced
first half of 2010, three MPOs joined the mission, with the Lieutenant Sérgio and took over the same duties as his
subsequent addition of six other officers who left Brazil on predecessor, acting decisively in riots and demonstrations
10 September 2010. in 2008. In January 2009, 1st Lieutenant Davis Heberton
Souza carried out foot and motorized patrols in the Belle
Kosovo Air police station for one month. After this he began to train
and monitor the PNH/UNPOL special weapons and tactics
The first Brazilian police contingent to join the UN Interim
(SWAT) team.14 He was the UNPOL/SWAT team leader for a
Administration Mission in Kosovo (UNMIK) was composed
period of three months, the only Brazilian to hold this position.
of three officers, two of them from PMDF, Captains
Florisvaldo Cesar and Jean Oliveira, in November 2003.
Sudan
In Pristina, Captain Cesar performed the role of patrol
Two PMDF police officers were part of the first Brazilian
officer and supervisor of Kosovo Police Service (KPS)
UNPOL group in the UN Mission in Sudan (UNMIS) in
officers in the North Station and was also a member of the
October 2005. Lt. Col. Nelson Souza was assigned as
KPS Inspection Unit. Captain Oliveira was logistics officer
team leader in Sector III of Malakal, regional operations
for the KPS and rotation officer, in charge with receiving
officer in Khartoum and chief coordinator of reform and
and dispatching police contingents in the mission.
restructuring throughout Southern Sudan.

Haiti In 2006, two majors worked in UNMIS: one served in Wau


as patroller in the team site and was chief of personnel.
When the first Brazilian MPOs integrated into the UN
Major Valdemir dos Santos was chief of the Personnel Unit
Stabilization Mission in Haiti (MINUSTAH), in September
in Sector 1, in charge of the state of East Equatorial, in the
2004, 2nd Lieutenant Cleiton Batista Neiva12 was part of the
city of Juba.
group. With a high level of communication ability in several
languages, he performed many leadership functions. He In 2007, Major Alexandre José da Silva worked initially in
was chief of the Joint Operations Centre (JOC), where he the province of Yei, as police observer and gender officer.
coordinated actions with the other components in the Centre In Khartoum he was security section officer, where his
(UNPOL, Military, UN Security and the Haitian National tasks included monitoring, coordination and establishing
Police – PNH) in procedures throughout the country; he directives of movement restrictions.
was chief of the National Operations Centre and chief of
operations of the Eastern Department, which coordinated Guinea-Bissau
activities with UNPOL teams allocated in police stations
The UN Integrated Peacebuilding Office in Guinea-Bissau
around the island. His contribution to operations, mostly
(UNIOGBIS) is a special political mission dedicated to post-
on a national level, was undeniable and highly significant
conflict peacebuilding and recovery. It was established in
to the development of the mission.
January 2010 and is non-executive. The mission is under
On 29 October 2005, Captain Paulo César Rodrigues the authority of the UN Department of Political Affairs (DPA)
arrived in Haiti, where he worked as technical adviser to with the support of the UN Department of Peacekeeping
the PNH and VIP team leader. Operations (DPKO).
In 2006, 1st Lieutenant Sérgio Carrera Melo Neto joined Major Florisvaldo Cesar was the first PMDF to join the
MINUSTAH, initially as member of the Special Operations mission in January 2010. As the chief of the Administration
Centre of JOC, and after three months was transferred to Department, he is currently developing several projects and
the Direction of Operations (PNH-UNPOL Coordination is part of the Police Reform Unit (PRU).
Unit). He worked as incident commander, operations and
In February 2010, Major Denise Dantas, on her second
planning officer of police and joint actions (that is, with the
mission, joined the team as project manager on police
military), as well as technical adviser to the PNH. Between
gender and protection of vulnerable persons. In the same
20 October and 3 November 2007, he was appointed
month, Colonel Nelson Garcia took up the post of senior
UNPOL acting director of operations, 13 becoming the
police advisor, the most senior police authority in the
second Brazilian to hold the post.
mission. Also, in the first half of 2010, Lt. Col. Marcos
Matias took up the position of police advisor to the Security
Reform Unit (SRU).

_____________________________________________
12 Cleiton Batista Neiva was the only Brazilian police officer to lose his life as a result of the earthquake that devastated Haiti on 12 January
2010. He was on unpaid leave from the PMDF and was working in UN Security.
13 United Nations, MINUSTAH United Nations Police, Pol/COS/227/2007 (Port-au-Prince: UN, 9 October 2007).
14 Sérgio Carrera de Albuquerque Melo Neto and Davis Heberton de Sousa, “A Tropa de Elite da Polícia Nacional do Haiti,” Revista Eletrônica
Boletim do Tempo 5, no. 15 (2010).

The Pearson Papers, Volume 13, 2011 | 35


PrOactiVe initiatiVes Brazilian police currently apply for UNPOL posts in the
following missions only: MINUSTAH (Haiti), UNMIS (Sudan)
in 2009–2010 and UNMIT (East Timor); and to staff posts at the UN DPKO
In 2009, the PMDF created the first police observer course and DPA: Guinea-Bissau; Brindisi, Italy; and UN HQ. Today
for peace operations in association with foreign embassies the PMDF has nine MPOs in East Timor and four in Guinea-
and international organizations. This course, the first Bissau, representing 13 out of the 31 Brazilian UNPOL
UNPOL specialization training in Brazil, was conducted at working in peace operations.15
the facilities of the Portuguese Embassy and was carried out
So far, only three female police officers from the PMDF
mainly in English. It included the participation of mission
have served in UN peace operations, representing less
veterans who gave classes and shared their experiences in
than three percent of the total PMDF UNPOL ever deployed.
different missions. The course also included the first PMDF
As of 2010, the PMDF and Swedish National Police have
international seminar on peace operations, which involved
established a Memorandum of Understanding (MoU) on
police officers from Brazil, Germany, Jordan and Spain.
UNPOL training in which the expansion of female MPO
In May 2010, the PMDF and the Canadian Pearson participation in the courses to be conducted in Sweden and
Peacekeeping Centre (PPC), having signed an agreement, at the PMDF Academy is an explicit priority, with the overall
jointly held the UN police pre-deployment course at the aim of increasing the interest for and the growth of female
PMDF Academy, following a format defined by the UN as participation in peace operations.
appropriate for UNPOL training. The course was taken by
police from 10 Latin American countries and 8 Brazilian states.
In September 2010, the PMDF accepted the invitation of
cOncLUsiOns
the Swedish National Police Peace Support Unit to send a
Possible Partnerships
veteran to attend the UNPOL Officer Course (UNPOC) as
international guest observer. With perspectives towards the Brazil is increasingly involved in peacekeeping affairs,
future, the PMDF understands the importance of looking to mostly in a military aspect, and its interest in a more active
other countries in order to gain knowledge, and started a role in diplomacy is also rising. However, somewhat
partnership for exchange of students and instructors with paradoxically, it has one of the lowest levels of contribution
the Swedish police for 2011 and 2011. of police officers. There are an increasing number of UNPOL
posts in UN peace operations and the Brazilian police need
to be more proactive and adequately trained for these kinds
Analysis of the Current Situation of opportunities, which are undoubtedly increasing. The UN
Taking a brief look at the deployment of PMDF officers, it is is encouraging member states to deploy more police, and
notable that in recent years there has been a considerable proper training, from a police perspective, is imperative to
reduction in the participation of its personnel in some peace achieving the goals laid out.
operations. In 2009 only one MPO was sent to work in a
The Brazilian Ministry of Defense (MD) has recently created
mission. In Haiti, as of 2009, no representatives were sent to
the Joint Centre for Peacekeeping Operations (CCOPAB),
that country. Neither was there representation in Sudan, where
which is in charge of training, and preparing military
personnel had been deployed between 2005 and 2008.
troops/individuals and MPOs.16 The Centre offers a month-
Between 2008 and 2009, the PMDF was requested on two long training course that is given to MPOs and military
occasions to appoint veterans to compose the UN Logistics observers, who are split up after the third week in order
Base team in Italy. According to the information available, to receive specific instruction. Nevertheless, this training is
no reasons were given for denying this opportunity. In not recognized by the UN, which obliges Brazilian UNPOL
August 2010, three places were offered for the same members to take tests and training during the first days of
function, and the institution presented names for application arriving in mission.
to the UN selection process.
The PMDF could host, with the support of the Brazilian Army,
The UN opened six places in 2009 and fourteen in 2010 for Ministry of Defense, Itamaraty (the Brazilian Ministry of
senior officers to apply for posts in the DPKO. The positions Foreign Affairs) and other federal agencies, the creation of
are strategic and important for the country, and until now no a Brazilian UNPOL training centre, since it already provides
Brazilian MPO has ever taken these posts. Currently, six PMDF specialized training for police officers from all over the
officers are participating in this international selection process. country and from friendly nations, contributing to Brazilian
efforts towards becoming a more important international

_____________________________________________
15 Marco Antonio dos Santos Morais, UNPOL: Brasil pasará a contar com 31 Oficiais em Missão de Paz (2010).
16 Ministry of Defence, Decree no. 952 (2010).

36 | The Pearson Papers, Volume 13, 2011


actor. The PMDF has qualified personnel, vast experience, The PMDF is passing through a phase of restructuring and
knowledge about the development of UNPOL courses and significant change, with an increasing number of blue
an existing training structure. berets with experience and leaders capable of developing
ambitious projects in line with international demands and
Similarly, in the search for closer international relations for
national interests. As of 10 September 2010, the PMDF’s
the exchange of experiences and support, the PMDF has
participation is calculated at around 28% of the total of
connections to several UNPOL centres, such as the Swedish
Brazilian police in peace operations, with 104 of the 370
Peace Support Unit, Canadian PPC, the Norwegian
UNPOLs ever deployed. It is hoped that federal and state
Police and the UNPOL Training Centre of the Argentinean
governments will make every possible effort to improve
Gendarme, among others.
the performance of Brazilian police participation in UN
peace operations and strengthen collaboration in order
Perspectives to create greater possibilities for more representation in
It is expected that the PMDF will begin planning to make UN peace operations.
adaptations to the proposed objective of wider cooperation,
as, in a first instance, the Department of Education and
Culture (DEC) already has the appropriate conditions to BiBLiOGraPHY
create a UNPOL training centre in order to attend to the Fontura, Paulo Roberto Campos Tarrisse da. O Brasil e
needs of all the MSPDs in Brazil, with the aim of providing as Operações de Manutenção de Paz das Nações
adequate UNPOL training. Political interest, technical Unidas. Brasília: FUNAG, 1999.
knowledge of peace operations, genuine understanding
of the different forms of training and needs, an independent Melo Neto, Sérgio Carrera de Albuquerque and Costa,
budget, a perception of the importance of UNPOL in the Isângelo Senna. “Características e competências
area of international security in peace operations and a essenciais aos policiais das Nações Unidas
total detachment from all institutional self-seeking are the (United Nations Police - UNPOL) nas Operações
initial basic requisites for the feasibility and practicality of de Paz.” Revista Eletrônica Boletim do Tempo (Rio
a Brazilian UNPOL centre located in the PMDF. de Janeiro) 5, no. 8, (2010).
More than a decade ago, Ambassador Paulo Tarrisse da Melo Neto, Sérgio Carrera de Albuquerque and Sousa,
Fontoura gave the following suggestion: Davis Heberton de. “A Tropa de Elite da Polícia
Nacional do Haiti.” Revista Eletrônica Boletim do
The Itamaraty could, for example, promote the Tempo 5, no. 15 (2010).
discussion at the PMDF on the opportunity of creating
a teaching core on peace operations at the PMDF Ministry of Defence. Decree no. 952, 15 June 2010.
Academy. The PMDF is the Department which assigns Morais, Marco Antonio dos Santos. UNPOL: Brasil
most officers to peace operations, some of whom pasará a contar com 31 Oficiais em Missão
perform important functions in the field, especially de Paz (2010). http://unpolicebrasil.blogspot.
in the Former Yugoslavia and in El Salvador. This com/2010/09/com-um-esforco-dos-integrantes-
Agency therefore has officers with broad experience do-grupo.html (accessed on 8 September 2010).
in the field and of general staff, which can be
exploited to improve the training of Brazilian MPOs United Nations. “United Nations Observer Mission
to take part of peacekeeping missions. Establishing in El Salvador (ONUSAL) – Mandate.” http://
a training center for police observers would place www.un.org/Depts/dpko/dpko/co_mission/
the country on a par with others, such as Canada, onusalmandate.html (accessed 9 September
Spain and the Nordic nations, which give courses 2010).
for police officers interested in participating in UN _______. MINUSTAH. United Nations Police. Pol/
peacekeeping operations or those of other regional COS/227/2007. Port-au-Prince: 9 October
agencies.17 2007.
Initiatives to promote UNPOL courses in 2009 and 2010,
with a few more to be conducted in 2011, and the exchange
of professional experiences with other countries, together
with good relations with the Brazilian Army and Itamaraty,
all based in Brasília, puts the PMDF in a strategic position,
with the capacity to develop significant projects, including
adequate training for UNPOL and gradual increase in the
number of UNPOLs, without distinction in terms of ranks.
_____________________________________________
17 Paulo Roberto Campos Tarrisse da Fontura, O Brasil e as Operações de Manutenção de Paz das Nações Unidas (Brasília: FUNAG, 1999),
237–238.

The Pearson Papers, Volume 13, 2011 | 37


PERSPECTIVES ON LESSONS
LEARNED IN PEACE OPERATIONS
Perspectivas sobre lecciones aprendidas
en las operaciones de paz

38 | The Pearson Papers, Volume 13, 2011


THE ROLE OF WOMEN PEACEKEEPERS
IN COMBATING SEXUAL VIOLENCE IN
ARMED CONFLICT SITUATIONS:
Perspectives from Latin American
Troop-Contributing Countries

cecilia mazzotta

aBstract
This paper explores the context and impact of sexual violence in armed conflict in light of United Nations
Security Council Resolution 1820 and its implications for current peace operations. The use of sexual
violence in conflict settings is considered a threat to achieving a sustainable peace. The participation
of women peacekeepers has become an operational imperative, as they are called upon to play a
crucial role in preventing the phenomenon of sexual violence, by helping affected women build their
own capacities for conflict resolution and empower themselves. As an important troop contributor,
Latin American peacekeepers can play an important role in protecting civilians from sexual violence.
However, key challenges remain including the region’s need to develop its own expertise on how to
combat sexual violence and recruit more women in its military and police mission components.

resUmen
Este trabajo examina el contexto e impacto de la violencia sexual en los conflictos armados a la
luz de la Resolución 1820 del Consejo de Seguridad de Naciones Unidas y sus implicancias en
las operaciones de paz en curso. El uso de la violencia sexual en los escenarios de conflicto, es
considerado una amenaza a la consecución de una paz sostenible. La participación de mujeres
peacekeepers se ha convertido en un imperativo operacional, ya que ellas son llamadas a jugar un
rol crucial para prevenir este fenómeno y ayudar a las mujeres afectadas a desarrollar sus propias
capacidades en la resolución de conflictos y otorgarle poderes. Las peacekeepers latinoamericanas
pueden jugar un rol importante en la protección de los civiles contra la violencia sexual ya que la región
es un importante contribuyente con tropas. Sin embargo, el desarrollo de una experticia propia para
combatir la violencia sexual y el aumento del número de mujeres en el componente militar y policial
de la misión, hacen que ambos representen desafíos para la región.

intrOdUctiOn operational imperative of UN peace operations’ mandates


around the world. As important contributors to peace

C ombating sexual violence in armed conflict has been


one of the main concerns of United Nations (UN)
operations, Latin American countries have a significant
role to play.
peace operations since widespread and systematic use of
This article will explore the role of women peacekeepers
such violence against civilians gained notoriety in recent
in combating sexual violence in conflict and post-conflict
decades. Women are among the most vulnerable groups
situations. The article will also examine Latin American
during conflict, and the incidence of sexual violence countries’ contribution to the fight against sexual violence
undermines the opportunity to achieve a durable peace. by discussing the participation of women in the armed
This was recognized in 2008, when the UN Security forces and their deployment to peace operations, as well as
Council passed Resolution 1820. In this new context, the specific requirements to strengthen peacekeepers’ capacity
participation of women peacekeepers has become an to address and respond to sexual violence.

The Pearson Papers, Volume 13, 2011 | 39


seXUaL ViOLence and Peace sustainable peace.3 The cases, in turn, led the international
community to sound the alarm on the phenomenon of
OPeratiOns: tHe cOnteXt sexual violence.4 The International Criminal Court (ICC),
Each armed conflict has a particular configuration; however, for example, has recognized crimes of sexual violence
the use of sexual violence is increasingly recognized as as crimes against humanity.5 Widespread attacks against
a common theme in conflict and post-conflict situations.1 civilians are also considered a crime under the Geneva
Sexual violence is used to apply political pressure, to break Conventions and their protocols as well as other instruments
the resistance of a community, to alter the family balance, to that make up international humanitarian law.
carry out ethnic cleansing or as part of an overall warfare
The UN has also recognized the systematic use of sexual
strategy. Frequently, women from opposing groups are
violence in conflict environments as posing a challenge
viewed as trophies by combatants, who wipe out entire
for conflict management, and as having a direct impact
villages by breaking the social fabric and increasing
on the way multidimensional peace operations are carried
discrimination within communities, as many of these abused
out. More specifically, the UN has acknowledged that the
women face severe difficulties in returning to social life at
prevention of sexual violence in countries affected by armed
a later stage.2
conflicts is directly linked to the establishment of several
Socio-cultural implications of sexual violence are conditions that tend to favor women’s empowerment.6
exacerbated by the risk-laden legal contexts that allow When the Security Council passed Resolution 1325 in
perpetrators to remain unpunished, especially if sexual 2000, it acknowledged the close relationship between the
violence is exercised through abuse of authority by police active role that women can play in conflict prevention and
and military institutions. Often, when rape allegations are resolution and the maintenance of international peace and
reported, they are solved through common mechanisms of security.7 The UN further recognized, with the adoption of
dispute resolution and generally victims are not favored. In Resolution 1820 in 2008, the use of sexual violence as a
other cases, the existence of strong cultural norms impels tactic of war and the link between the existence of sexual
victims to request legal protection. violence and the lack of empowerment of women politically,
economically and socially.8
As a consequence, when an armed conflict takes place,
the increase of sexual and gender-based violence is so Today, the Democratic Republic of the Congo, Haiti, Timor-
great that the confrontation affects civilians much more than Leste, Darfur, Côte d’Ivoire and Liberia, are examples
combatants. As a result, the cycle of violence tends to be of countries where sexual and gender-based violence is
perpetuated from one generation to another, progressively destroying the social fabric and undermining future conflict
undermining conflict resolution efforts. resolution. The concern, however, is that international
regulations are not enough to prevent these crimes, and
Until recently, sexual violence during conflict periods was
peace operations frequently find themselves limited by the
perceived as a war by-product and as an issue that had
capacities, or lack thereof, of contributing countries. The
to be addressed from a purely humanitarian perspective.
major obstacle that exists stems from the UN’s perceived
The armed conflicts suffered by Bosnia and Herzegovina,
lack of effective strategies to manage the complexity of
Rwanda and Sierra Leone during the nineties resulted in
the phenomenon. For instance, in August 2009, a mob of
thousands of raped and displaced women. These cases
Rwandan rebels gang-raped at least 150 women in four
brought to the forefront the devastating effects of sexual
days in eastern Congo in a village only 20 miles away from
violence on societies and on their ability to achieve a
a military base of the UN mission.9

_____________________________________________
1 See for example Agnès Stienne, “Viols en temps de guerre, le silence et l’impunité,” Le Monde diplomatique, 14 February 2011.
http://blog.mondediplo.net/2011-02-14-Viols-en-temps-de-guerre-le-silence-et-l-impunite (accessed 20 February 2011). See also Amnesty
International, Haiti: Don’t turn your back on girls: Sexual violence against girls in Haiti (London, UK: Amnesty International, November 2008);
Harvard Humanitarian Initiative, “Now, The World Is Without Me”: An Investigation of Sexual Violence in Eastern Democratic Republic of
Congo (Cambridge, MA: Harvard Humanitarian Initiative and Oxfam International, April 2010).
2 Amnesty International, Violence Against Women in Armed Conflict: A Fact Sheet (2005). http://www.amnestyusa.org/violence-against-
women/stop-violence-against-women-svaw/violence-against-women-in-armed-conflict/page.do?id=1108213 (accessed 20 February 2011).
3 Stelet Kim and Dustin Sharp, Crafting Human Security in an Insecure World (New York: Joan B. Kroc Institute for Peace & Justice, 2008).
4 United Nations Department of Peacekeeping Operations (UN DPKO), Review of the Sexual Violence Elements of the Judgments of the
International Criminal Tribunal for the Former Yugoslavia, the International Criminal Tribunal for Rwanda, and the Special Court for Sierra
Leone in the Light of Security Council Resolution 1820 (New York: DPKO, March 2009).
5 United Nations, Rome Statute of the International Criminal Court - A/CONF.183/9 (New York: General Assembly, 1998), article 7, g.
6 UN DPKO. http://www.un.org/en/peacekeeping/issues/women/wps.shtml (accessed 28 August 2010).
7 United Nations, Resolution 1325 - S/RES/1325 (New York: Security Council, 2000).
8 United Nations, Resolution 1820 - S/RES/1820 (New York: Security Council, 2008). Other Security Council Resolutions such as 1888 and
1889 (2009) complement and seek to operationalize Resolutions 1325 and 1820.
9 Josh Kron, “At least 150 women raped in weekend raid in Congo,” New York Times, Africa Section, 22 August 2010.
http://www.nytimes.com/2010/08/23/world/africa/23congo.html?_r=1.

40 | The Pearson Papers, Volume 13, 2011


A recurring objection from within the UN has been that to men as they would to another woman. In many situations
the inclusion of sexual and gender-based violence in local women do not feel comfortable and confident to speak
peace operations’ mandates implies the involvement of the freely to male peacekeepers on sensitive issues. As an
institution in a State’s sovereign domain. Still, the scope and officer of the Bolivian Army said about her experience as
consequences of this phenomenon, as well as its impact on part of the UN Mission in the Democratic Republic of the
conflict resolution, are increasingly ensuring that the issue is Congo (MONUC):
included as part of operational mandates. Regarding troop-
It is on women where the enemy can humiliate
contributing countries, the concern is that few countries have
the opponent most . . . . Women are the worst
developed military doctrine to combat the use of sexual
victims. . . . When military observers go to areas of
violence as a tactic of war.10 Moreover, their action in the
conflict, the last thing (local) women are willing to
field must be conducted within the confines of the mission
see is a male officer. Many times they hide from them
mandate.
and don’t talk to them; but the opposite happens with
In this context, the challenge that arises is very complex, female officers, as women identify them as equals,
but clear: to develop the capacity of peacekeepers to work which makes them have more confidence in them and
together to combat sexual violence. This initiative will help provides them with information about certain facts;
to improve the support given to local women, and thus to the same happens with children.13
the entire civilian population.
Female peacekeepers also help to empower women
The UN has been working diligently to raise awareness of by serving as role models. In the UN Mission in Liberia
the impact of sexual violence in armed conflict. Regarding (UNMIL), for instance, the deployment of a female Formed
troop-contributing countries, the UN Department of Police Unit (FPU) has been deemed a success based on how
Peacekeeping Operations (DPKO) has focused on providing it encouraged local women to enter into national security
basic gender materials for pre-deployment training and has institutions.14 Their participation in the police has been
called upon troop-contributing countries to deploy a greater met with high expectations that their presence will help to
number of women peacekeepers and to appoint them to diminish sexual violence and to promote better reporting
decision-making posts. In addition, a crucial initiative was conditions for the affected women.
launched in August 2010 by the DPKO and the Department
of Field Support (DFS): Guidelines for Integrating a
Gender Perspective into the Work of the UN Military in WOmen’s cOntriBUtiOn FrOm
Peacekeeping Operations. The Guidelines provides a Latin american cOUntries:
checklist of gender-sensitive actions for peacekeepers at
the three levels of military engagement in peace operations: sitUatiOn and PersPectiVes
strategic, operational and tactical level.11 It is hoped that Latin American participation in peace operations has been
troop-contributing countries will include these guidelines as on the rise since 2000, thanks to the existence of several
part of their peacekeeping training in the future. favourable factors. These include the democratization
progress of security and defence institutions, the enhanced
Moreover, while the presence of women peacekeepers is
links between foreign policy and defence, the discussions
now seen as an essential part of the response to situations
on rethinking the role of the military, and the growing
of sexual violence and to the promotion of local women’s
expectation that the region should contribute given its own
empowerment in conflict resolution, 12 reinforcement of
experience with conflict.15 Countries such as Argentina
women peacekeepers is still, to this day, urgently needed.
and Uruguay have pioneered the participation in
Studies from the field have shown that women peacekeepers peacekeeping activities, and together, can boast about 50
can more easily support conflict-affected women, who, years of experience. The last decades have seen other Latin
because of questions of embarrassment or fear, cannot talk American countries joining them in this activity.

_____________________________________________
10 United Nation Development Fund for Women (UNIFEM) and UN DPKO, Analytical Inventory of Responses by Peacekeeping Personnel to War-
Related Violence against Women: Executive Summary and Checklist (New York: UNIFEM and DPKO, 2010).
11 UN DPKO and Department of Field Support (DFS), Guideline to Integrate a Gender Perspective into the Work of Military in Peacekeeping
Operations (New York: DPKO and DFS, 2010).
12 UN DPKO, Policy Dialogue to Review Strategies for Enhancing Gender Balance among Uniformed Personnel in Peacekeeping Missions: Final
Report (New York: DPKO, 2006).
13 Marcela Donadio and Cecilia Mazzotta, Women in the Armed and Police Forces: Resolution 1325 and Peace Operations in Latin America
(Buenos Aires: RESDAL, 2010), 124.
14 Allyn Gaestel, “Female peacekeepers empower Liberian women to participate in national security,” Media Global, 15 March 2010,
http://www.mediaglobal.org/article/2010-03-18/female-peacekeepers-empower-liberian-women-to-participate-in-national-security.
15 Donadio and Mazzotta, Women, 104.

The Pearson Papers, Volume 13, 2011 | 41


Statistics show that between December 2000 and table 1. Year of first admission of women into the
June 2009, the total regional contribution to UN peace command corps of armed forces
operations increased by 725%.16 During that same period,
troop contribution grew from 800 to 6,500 members.17 As Army Navy Air Force
Force
of July 2010, regional participation represented 7.7% of Country Officers
NC
Officers
NC
Officers
NC
the global contribution, which means 7,688 elements of a Officers Officers Officers
total of 99,879.18 Argentina 1997 1996 2002 1980 2001 1998

These contingents, however, are far from gender balanced, Bolivia* 1979–
1985/ 2008 — — 2007 2004
as women’s presence remains low. This can be explained 2003
by the fact that women’s participation in peace operations
Brazila — — — — 1996 2002
is a recent and ongoing process in the region, and it is
closely related to their incorporation into the military and Chile 1995 1998 2007 2009 2000 2009
police institutions. Colombia 2008 1983 1997 — 1997 1997

In the case of the armed forces, a sign of true institutional Ecuadorb 1999 — 2001 1965 2007 2008
openness to gender issues was noted when women were El Salvador c
2003 — — — 2003 —
given the opportunity to study in military academies as Guatemala 1997 1997 1997 1997 1997 1997
part of the command corps. Until recently, women were Honduras 1998 2004 1999 1999 1996 1997
part of the forces, but only as staff (civilian professionals
Paraguay 2003 — 2003 — 2003 —
bearing a military status). In most countries of the region,
this openness occurred after democracy returned in the mid- Peru 1997 1998 1999 1998 1998 1998
eighties. By 2009, women represented approximately 4% Uruguayd 1998 1972 2000 1992 1997 1997
of the military forces, including troops, officers and non-
NC = Non-Commissioned
commissioned officers.19
* A first admission was allowed between 1979 and 1985. The
second admission took place in 2003.
a In Brazil, the year of the opening of military academies in each
of the forces is regarded as the year of entrance.
b In Ecuador, “non-commissioned officers” refers to the volunteers
of the Army, the members of the crew in the Navy and the
aero-technicians in the Air Force. All of them, along with the
soldiers, are called “troops.” In the Army’s command corps,
women have not been allowed to access as volunteers.
c In El Salvador, women are not allowed into the Navy. They do
not have access as non-commissioned officers in the Army and
the Air Force either.
d In Uruguay, the expressions “troops” and “baggage corps”
were mentioned within the Army, the Air Force and the
Navy until the 1970s. Since then, all of the armed forces
members, except commissioned officers, were given the name
of “subordinate personnel.” The non-commissioned officers’
category corresponds to first sergeants and sergeants major of
the Army and Air Force and their peers in the Navy.

Source: Donadio and Mazzotta, Women, 55.

_____________________________________________
16 Ibid., 103.
17 Ibid.
18 UN DPKO, Contributors to United Nations Peacekeeping Operations, http://www.un.org/en/peacekeeping/contributors/2010/july10_1.pdf.
19 Donadio and Mazzotta, Women, 56.

42 | The Pearson Papers, Volume 13, 2011


The incorporation of women into security forces has been begun to join the armed institutions.
more natural considering the close relationship that this kind
of institution has with civil society. In contrast to the armed table 3. Year of the first deployment of women in a UN
forces, women represent about 13% of the security forces,20 peace operation
and in many countries in the region they have reached the
Country Year
highest command positions. However, the participation of
police officers in peace operations has not been considered Argentina 1993
by all the countries in the region, with participation levels Bolivia 2002
differing from country to country. When talking about Brazil 1991
female police in peace operations, part of the restrictions
Chile 1987
they face is in fact due to political hurdles against the
Ecuador 2007
general participation of the police in these missions.21
El Salvador 2008
table 2. Year of women’s first incorporation into police Honduras —
forces as commissioned officers
Guatemala 2005
Country Year Paraguay 2004
Argentina (Argentine Federal Police) 1978 Peru 2004
Argentina (National Gendarmerie) 2007 Uruguay 1994
Argentina (Naval Prefecture) 2000 Source: Data from Donadio and Mazzotta, Women, Chapter 3.
Bolivia* 1979–1986/ 1999
Brazil (Sao Paulo Military Police)** 1955 Women who were deployed agree that being part of a
Chile (Investigation Police) 1939 peace operation is an enriching experience, both from a
professional and personal perspective. A Latin American
Chile (Carabineers) 1962
female officer that was part of MONUC states:
Ecuador 1977
El Salvador 1993
It has been one of the best experiences I have had
professionally as I had the chance to join people from
Honduras 1977
a different culture, with different beliefs, languages
Guatemala 1997 . . . . Something I really appreciated while there,
Paraguay 1992 is that I was valued for my skills, my professional
Peru 1992 performance and for how professionally well trained
you are. I felt very satisfied because nobody cared
Uruguay 1971
whether I was a man or a woman or what my
* In 1986 the Police Academy closed the entrance to women, condition was, but they gave me what I deserved
reopening it in 1999. according to my capacity.22
** The Military Police of Brazil is the only police corps participating
in UN peace operations. The Military Police forces from the Likewise, a Medical Officer of the Brazilian Army taking
Federal District, Goias and Sao Paulo are the ones having part in the UN Stabilization Mission in Haiti (MINUSTAH)
contributed the greatest number of personnel to such operations. says:
Source: Donadio and Mazzotta, Women, 88. I was really surprised at the integration of the entire
troop on these occasions, when we were really
a unique body, where each cell was extremely
important and the trust between mates was an
As noted above, the first experiences of women involved
essential factor when it came to carrying out the duty
in peace operations are concentrated mainly in the armed
of another partner. In those circumstances extremely
forces, especially as part of the professional corps, where a
close bonds are built, things for what words are not
large number of women have the necessary requirements to
good enough to explain, as they have to be felt and
deploy with the UN, such as level of experience and rank.
experienced.23
The inclusion of female personnel from the command corps,
however, remains scarce as women have only recently Aside from the chance to provide important aid and services,
_____________________________________________
20 Security forces include the Police forces of the countries. In the case of Argentina it also includes the National Gendarmerie and Naval
Prefecture which are militarized forces but do not respond to the command of the Ministry of Defence. Donadio and Mazzotta, Women, 95.
21 Many countries such as Honduras and Peru face legal restrictions against assigning peacekeeping activities to their police personnel.
22 Red de Seguridad y Defensa de América Latina (RESDAL), Project: Women in the Armed Forces and Police in Latin America: A Gender
Approach to Peace Operations (Buenos Aires: RESDAL, 2007-2010).
23 Ibid.

The Pearson Papers, Volume 13, 2011 | 43


being part of a peace operation offers the possibility to MINUSTAH, its participation represents 88%. 27 But,
carry values, concepts and practices, which can improve considering the statistics mentioned, the proportion of Latin
the situations of the societies affected by conflict, including American women peacekeepers in Haiti remains far from
women affected by sexual violence. As an officer of the commendable. For example, in 2010, the Argentinean Joint
Bolivian Army in MONUC says: Battalion deployed in Port-au-Prince included 31 women
from a total of over 493 personnel, 19 of which were nurses
Because my condition of women, it was easier for
working at the mission Mobile Hospital and who had no
me to be in contact with women in that country, as
contact with the local population.28
in Africa women are not considered individuals. So,
is rather difficult they approach to a man to confess The same can be said of the other missions where a force
they have been abused. But, they see women soldiers from the Latin American region is deployed such as the
as equal and so they give us much more confidential UN Stabilization Mission in the Democratic Republic of the
information.24 Congo (MONUSCO), UNMIL and UN Peacekeeping Force
in Cyprus (UNFICYP). For instance, in Cyprus, Argentina’s
MINUSTAH (led by Latin American countries since 2006)
military contingent consists of 256 men and only 9 women.
has been effective in restoring the peace; however, similarly
Of those 9 women, 8 are from the Army and only 1 is from
to other UN operations, its presence has not resulted in a
the Naval Force.29 In Uruguay’s case, although the country
decrease in levels of sexual violence. The situation of women
has the highest number of women historically deployed (by
in the country has worsened since the conflict re-emerged
June 2009 the total was 1,368 women), the contingent’s
in 2004. Although Haiti has ratified several international
composition is far from being gender balanced, as women’s
agreements on gender equality and non-discrimination,
representation never reaches more than 10% of the total.30
weak state institutions have rendered these agreements
difficult to enforce. Moreover, the culture itself, the The objective of a gender-balanced contingent in peace
atmosphere of impunity, and the disputes among gangs have operations is crucial to ensure that the mission leads by
also contributed to an increase in sexual violence. Some example and therefore portrays women as both security
non-governmental organizations estimate that the number providers and beneficiaries. However, the small number
of raped women and girls has increased by more than 40% of women in Latin American contingents reveals a gap in
since 2007.25 Experts have ascribed this to safer reporting current regional contributions. Therefore, countries need to
conditions, but incidents remain sufficiently widespread to work to better fill this gap in future deployments. Recently, the
threaten overall security. This situation has become critical Ministries of Defence and the Armed Forces from important
since the 2010 earthquake, as the perpetrators are taking regional contributors (Argentina and Chile mainly) have
advantage of the chaos and desolation, especially during begun to internalize the implications and significance of
the night in improvised camps.26 Resolution 1325, carrying out research and organizing
meetings to analyze the situation of women in the armed
In February 2009, the mission had 82 women out of almost
forces in order to implement gender security reforms within
4,200 regional staff. The country with the highest number
their institutions. Many peace operations training centres
of female personnel deployed was Uruguay, followed by
have started to consider the design of different strategies
Argentina (ten female personnel), Brazil and Guatemala
to recruit more women to serve as peacekeepers and to
(six each), and Bolivia and Chile (five each). In terms of
deliver gender training material to candidates, apart from
police forces, only one woman from Carabineers of Chile
the standardize training modules provided by the DPKO. In
was part of the mission. By June of that year, figures were a
Argentina, for instance, the peacekeeping training center,
little more optimistic: 95 women, representing an increase
CAECOPAZ, has started to put into practice many of the
of 9.7% since February. It is worth mentioning that if the
recommendations made by the Ministry of Defence in its
contribution of Latin American women peacekeepers is
Action Plan on Defense to Effectively Implement Gender
compared to the grand total of female personnel within
Perspectives within the Scope of International Peacekeeping
_____________________________________________
24 Ibid.
25 Valeria Vilardo, “Women ‘More Protected’ to Report Sexual Violence,” IPS, 22 July 2009,
http://www.ipsnews.net/news.asp?idnews=47753 (accessed 12 August 2010)
26 UN, Report of the Secretary-General on the United Nations Stabilization Mission in Haiti – S/2010/200, (New York: Security Council,
2010).
27 Donadio and Mazzotta, Women, 124.
28 Government of Argentina, Ministry of Defence, Informe sobre la Integración de la Mujer en las Fuerzas Armadas (Buenos Aires: MINDEF,
2010), 39.
29 Ibid., 40.
30 Donadio and Mazzotta, Women, 122. See also República Oriental del Uruguay, National Support System to Peacekeeping Operations
(SINOMAPA).
31 Government of Argentina Ministry of Defence, Action Plan on Defense to Effectively Implement Gender Perspectives within the Scope of
International Peacekeeping Operations - Resolución Ministerial MD N° 1226, (Buenos Aires: MINDEF, 2008).

44 | The Pearson Papers, Volume 13, 2011


Operations.31 civilians from this phenomenon, which fundamentally
calls for non-conventional responses. To move forward,
Latin American contributing countries do not have specific
peacekeeping training centres should collect and document
pre-deployment training on the impact of sexual violence
the experiences and lessons learned in combating sexual
in armed conflict and on managing concrete situations
violence, and also incorporate the DPKO/DFS Gender
of gender-based violence in the field. Knowledge about
Guidelines in their pre-deployment training.
Resolution 1820 is non-existent, and the need for wider
gender perspectives in peace operations needs to be Beyond the challenges mentioned above, it is important that
acknowledged as relevant for both men and women Latin American troop-contributing countries understand
peacekeepers. The women that are currently receiving the impacts and consequences of sexual violence on the
training, as well as the future generations of women achievement of a durable peace. A window of opportunity
peacekeepers, should be aware that they have an was set at the Eighth Conference of Defense Ministers of
operational advantage in preventing of and responding the Americas (2008) when for the first time ever the region
to sexual violence. Their role in the field is crucial to limit included Resolution 1325 in the Declaration of Banff. More
the impacts of sexual violence caused by armed conflicts. recently, in November 2010 at the Ninth Conference in
Santa Cruz, Bolivia, countries renewed their commitments
on gender issues within defence institutions, taking a step
FinaL WOrds forward in the advancement of equality and quality in its
If Latin American troop-contributing countries intend to regional contributions to peace operations.
support UN initiatives against sexual violence in armed
conflict they should consider:
BiBLiOGraPHY
• redoubling current efforts to deploy more women
Agnès Stienne. “Viols en temps de guerre, le silence et
peacekeepers in the near future; and
l’impunité.” Le Monde diplomatique, 14 February
• collecting and documenting from the field theatre their 2011. http://blog.mondediplo.net/2011-02-
own experiences and common responses to concrete 14-Viols-en-temps-de-guerre-le-silence-et-l-impunite
situations of sexual violence. (accessed 20 February 2011).
Each of these considerations constitutes a major challenge Amnesty International. Haiti: Don’t turn your back on
for Latin American countries. On one hand, the possibility girls: Sexual violence against girls in Haiti. London,
to contribute more women to peace operations is directly UK: Amnesty International, November 2008.
linked to the situation of women within military and police
_______. Violence Against Women in Armed Conflict: A
institutions. Most female officers from the region have not
Fact Sheet. 2005. http://www.amnestyusa.org/
yet achieved the necessary rank to be part of a peace
violence-against-women/stop-violence-against-
operation as military observers or staff officers; thus
women-svaw/violence-against-women-in-armed-
some years will have to pass if they intend to apply for
conflict/page.do?id=1108213 (accessed 28
command positions in a mission. However, considering
August 2010).
that women involved in these activities are usually sourced
from the professional corps (officers and NC officers), Government of Argentina. Action Plan on Defense
wider recruiting and information campaigns could be put to Effectively Implement Gender Perspectives
into practice. The same could be done to enhance the within the Scope of International Peacekeeping
participation of civilian women.32 Operations - Resolución Ministerial MD N° 1226.
Buenos Aires: Ministry of Defence, 21 de octubre
The improvement in the status of women within the security
de 2008.
forces is closely related to the political participation of this
kind of institution as a whole. Considering the growing _______. Informe sobre la Integración de la Mujer en
demands from the UN for police personnel, it is probable las Fuerzas Armadas. Buenos Aires: Ministry of
that in the future Latin American security institutions will Defence, 2010.
begin to discuss their participation.
Donadio, Marcela, and Cecilia Mazzotta. Women in the
On the other hand, countries in Latin America (like those Armed and Police Forces: Resolution 1325 and
in many other regions) lack a specific doctrine to combat Peace Operations in Latin America. Buenos Aires:
sexual violence when it is used as a tactic of war. As a RESDAL, March 2010.
result, few strategies have been developed to protect

_____________________________________________
32 Some of these gaps could be identified during the events on gender and peacekeeping that RESDAL conducted between 2008 and 2010.

The Pearson Papers, Volume 13, 2011 | 45


Gaestel, Allyn. “Female peacekeepers empower Liberian _______. Review of the Sexual Violence Elements of the
women to participate in national security.” Judgments of the International Criminal Tribunal for
Media Global. 15 March 2010. http://www. the Former Yugoslavia, the International Criminal
mediaglobal.org/article/2010-03-18/female- Tribunal for Rwanda, and the Special Court
peacekeepers-empower-liberian-women-to- for Sierra Leone in the Light of Security Council
participate-in-national-security (accessed 27 August Resolution 1820. New York: DPKO, March 2009.
2010).
_______. Policy Dialogue to Review Strategies for
Harvard Humanitarian Initiative. “Now, The World Is Enhancing Gender Balance among Uniformed
Without Me”: An Investigation of Sexual Violence Personnel in Peacekeeping Missions. Final Report.
in Eastern Democratic Republic of Congo. New York: DPKO, 28-29 March 2006.
Cambridge, MA: Harvard Humanitarian Initiative
UN. Report of the Secretary-General on the United
and Oxfam International, April 2010.
Nations Stabilization Mission in Haiti –
Kim, Stelet, and Dustin Sharp. Crafting Human Security S/2010/200. New York: Security Council, 22
in an Insecure World. San Diego: Joan B. Kroc February 2010.
Institute for Peace & Justice, 24–26 September
_______. Resolution 1889 – S/RES/1889. New York:
2008.
Security Council, 5 October 2009.
Kron, Josh. “At least 150 women raped in weekend raid
_______. Resolution 1888 – S/RES/1888. New York:
in Congo.” New York Times, Africa Section, 22
Security Council, 30 September 2009.
August 2010.
_______. Resolution 1820 - S/RES/1820. New York:
http://www.nytimes.com/2010/08/23/world/
Security Council, 19 June 2008.
africa/23congo.html?_r=1 (accessed 28 August
2010). _______. Resolution 1325 - S/RES/1325. New York:
Security Council, 10 October 2000.
Red de Seguridad y Defensa de América Latina
(RESDAL). Project: Women in the Armed Forces _______. Rome Statute of the International Criminal Court
and Police in Latin America: A Gender Approach - A/CONF.183/9. New York: General Assembly,
to Peace Operations. Buenos Aires: RESDAL, 17 July 1998.
December 2007 to April 2010.
United Nation Development Fund for Women (UNIFEM)
República Oriental del Uruguay. National Support System and UN DPKO. Analytical Inventory of Responses
to Peacekeeping Operations (SINOMAPA). June by Peacekeeping Personnel to War-Related
2009. Violence against Women: Executive Summary and
Checklist. New York: UNIFEM and DPKO, June
United Nations (UN) Department of Peacekeeping
2010.
Operations (DPKO) and Department of Field
Support (DFS). Guideline to integrate a Vilardo, Valeria. “Women ‘More Protected’ to Report
gender perspective into the work of military in Sexual Violence.” IPS News, 22 July 2009. http://
peacekeeping operations. New York, NY: UN www.ipsnews.net/news.asp?idnews=47753
DPKO/DFS, 3 August 2010. (accessed 28 August 2010).
_______. United Nations Peacekeeping Operations:
Principles and Guidelines. New York: DPKO and
DFS, January 2008.
UN DPKO. Contributors to United Nations Peacekeeping
Operations.
http://www.un.org/en/peacekeeping/
contributors/2010/july10_1.pdf (accessed 28
August 2010).

46 | The Pearson Papers, Volume 13, 2011


MEJORANDO LAS OPERACIONES
DE PAZ A TRAVÉS DE LECCIONES
APRENDIDAS EN LA ASISTENCIA
HUMANITARIA:
Perspectiva de la UEMPE

angel navas cruz

resUmen
A partir de 2010, la Unidad Escuela de Misiones de Paz “Ecuador” (UEMPE) implementó el curso
de Coordinación Civil-Militar y Asistencia Humanitaria, a fin de desarrollar en los estudiantes las
competencias generales y específicas, en técnicas y procedimientos de acuerdo a estándares de la
Organización de las Naciones Unidas (ONU). El curso considera la experiencia de Ecuador en las
distintas operaciones de paz en las que ha participado, para que los alumnos puedan desempeñarse
como parte de un equipo coordinador en asuntos de asistencia humanitaria, asesores e integrantes
de un Cuartel General de una misión, así como oficiales de enlace de las diferentes instituciones que
forman parte del Sistema Descentralizado de Gestión de Riesgos.

aBstract
As of 2010, the Unidad Escuela de Misiones de Paz ‘Ecuador’ (UEMPE) is implementing the course
‘Civil-Military Coordination and Humanitarian Assistance,’ with the objective of providing students
with general and specific skills, techniques and procedures in accordance with United Nations (UN)
standards. Using the experiences of Ecuador in different peace operations, the course allows students
to work as part of a team in coordinating issues related to humanitarian assistance, as consultants and
members of the General Staff of a mission, and as liaison officers to the different institutions that form
part of the Decentralised Risk Management System.

A partir del 2010, la Unidad Escuela de Misiones de


Paz “Ecuador” (UEMPE) implementó el curso de
Coordinación Civil-Militar y Asistencia Humanitaria, a fin
Cabe mencionar algunos desafíos en diferentes situaciones
donde la asistencia humanitaria fue de vital importancia:
• Conformar y desplegar una fuerza de tarea conjunta
de desarrollar en los estudiantes las competencias generales
y multidisciplinaria de las diferentes instituciones
y específicas, en técnicas y procedimientos de acuerdo a
públicas y privadas, en reacción inmediata a las graves
estándares de la Organización de las Naciones Unidas
consecuencias ocasionadas por el sismo que azotó a
(ONU). Este curso considera la experiencia de Ecuador
Puerto Príncipe – Haití el 12 de enero de 2010.
en las distintas operaciones de mantenimiento de paz que
ha participado, para que puedan desempeñarse como • Conformar y desplegar un equipo de médicos de
parte de un equipo coordinador en asuntos de asistencia diferentes especialidades a fin de brindar sus servicios
humanitaria, asesores e integrantes de un Cuartel General profesionales a los heridos en Haití.
de una misión, así como oficiales de enlace de las diferentes
• Ejecutar con éxito las tareas de búsqueda, rescate,
instituciones que forman parte del Sistema Descentralizado
remoción de escombros como parte de la asistencia
de Gestión de Riesgos.
humanitaria, específicamente en el Hotel Montana-Haití.

The Pearson Papers, Volume 13, 2011 | 47


• Materializar un efectivo enlace y coordinación con La capacitación se completará con la implementación de
representantes de la organización no gubernamental áreas apropiadas de entrenamiento que brinden condiciones
“Instituto Haitiano de Desarrollo Integral,” con el fin de reales de empleo; para esto se contará con el apoyo de la
conocer su trayectoria, poder concretar y garantizar Secretaria Nacional de Gestión de Riesgo, Policía Nacional,
la entrega de donaciones como parte de la ayuda Cruz Roja, Cuerpo de Bomberos y el Comando General de
humanitaria enviada por el Gobierno ecuatoriano. Desminado, explotando sus capacidades y el trabajo en
equipo en diferentes ejercicios aplicativos conjuntos.
• Se concretó la visita a varios orfanatos apadrinados
por la CHIECUENGCOY (Compañía de Ingenieros
Chileno-Ecuatoriana en Haití), en donde se realizaron
chequeos médicos y curaciones a los niños, la entrega
enLace cOn La POLÍtica deL
de medicinas, ropa recolectada por personal de dicha estadO ecUatOrianO
Compañía y alimentos del programa “Mi bebida” de El Plan Ecuador es una política del Estado ecuatoriano
Ecuador. Adicionalmente se realizaron actividades que concibe a la seguridad humana como el resultado
lúdicas, se mantuvo conversaciones, dinámicas y juegos, de la paz y el desarrollo. Tiene tres ejes: 1) consolidar la
a fin de tratar de superar cualquier trauma en los niños seguridad y una cultura de paz centradas en el ser humano,
sobre lo ocurrido (apoyo psicosocial). la satisfacción de sus necesidades y la potenciación de
sus capacidades y libertades; 2) mantener una política
Con la cooperación de varias instituciones nacionales de relaciones internacionales equitativa y solidaria; y 3)
se implementó, un proceso de selección del personal afirmar una política de defensa basada en la protección
que cumpla con el perfil profesional para el curso de de la población, de los recursos naturales, del patrimonio
Coordinación Civil-Militar y Asistencia Humanitaria, a nacional y el control efectivo de su territorio.
través de una participación voluntaria y coordinada. Para
conformar estos equipos de trabajo de ayuda humanitaria, Ante esta situación el Comando Conjunto de las
no sólo es suficiente contar con la voluntad, sino también Fuerzas Armadas del Ecuador, dispone al Instituto de
con todos los medios necesarios que posee cada Perfeccionamiento y Especialización Conjunta, especializar
institución, para brindar una mejor ayuda en momentos de al personal de oficiales, voluntarios, tripulantes,
emergencias o desastres. Cada institución es responsable aerotécnicos y servidores públicos de las Fuerzas Armadas
de seleccionar al personal calificado para cumplir tareas nacionales e internacionales como miembros de un
de alto riesgo en momentos de crisis. equipo de ayuda humanitaria y coordinación civil-militar,
a fin de enfrentar con éxito este difícil reto, basado en
La UEMPE a través de éste curso, también se encargará los principios y procedimientos de la ONU, de la cual el
de implementar la estandarización del entrenamiento Estado ecuatoriano es miembro fundador.
haciendo énfasis en: coordinación, liderazgo, seguridad y
profesionalismo, para cumplir misiones de ayuda humanitaria, Una operación de ayuda humanitaria y CMCOORD,
con ejercicios aplicativos conjuntos, a fin de implementar las consiste en: acciones que sirven para establecer relaciones
capacidades y lecciones aprendidas en Haití. de coordinación para poder llegar de forma oportuna
y eficiente con una ayuda humanitaria. Este tipo de
• Materializar una fuerza de tarea conjunta y operaciones involucra la participación de personal militar
multidisciplinaria con personal calificado y unidos y civil, pero no el uso de la fuerza, sino de la conciliación y
por una noble causa, con representantes de diferentes mediación, como métodos para ayudar a mantener la paz.
instituciones tales como: Cruz Roja, bomberos, policías De hecho, el arma más potente de un integrante en este tipo
y militares. de operaciones, radica en su imparcialidad, capacidad de
• Fue importante considerar varias alternativas para conciliación, mediación y negociación.
generar la movilidad, comunicación y la seguridad de Los dos mayores ideales de las Naciones Unidas son: la
los equipos de asistencia humanitaria, aspectos claves paz mundial y el respecto de los derechos humanos; sin
para ser eficientes y oportunos con la ayuda. embargo, el objetivo final de estas operaciones es regular,
• Las coordinaciones y el manejo de información son controlar y planificar una coordinación para poder llegar
vulnerables en el lugar de desastre, por lo que se debe con la ayuda humanitaria a los conflictos que amenazan
implementar un mecanismo de prevención y control para la paz y la seguridad internacional, así como a desastres
mejorar las mismas. naturales u ocasionados por la intervención del hombre.
• La movilidad es determinante, se debe crear estrategias Las Fuerzas Armadas ecuatorianas como parte de la política
que permitan suplir esta necesidad, ya que en medio de de Estado, contribuyen al incremento de la presencia del
una crisis puede tornarse determinante para acudir con Ecuador en la promoción profesional en operaciones
rapidez a los lugares más afectados por desastres. multinacionales, desarrollando un proceso de preparación
que considere apropiadamente la complejidad de las

48 | The Pearson Papers, Volume 13, 2011


actuales amenazas a la paz y el buen vivir de los seres cOncLUsiOnes
humanos en el mundo; de esta forma, Ecuador podrá
concretar un valioso, efectivo, eficiente y eficaz aporte Se desarrollará la competencia de gestión ante una crisis
en todas y cada una de las etapas, que una operación humanitaria con los diferentes actores que participan en
moderna considera. una operación de paz y tareas desarrolladas en distintos
ámbitos tanto civil como militar, al activarse un plan de
El curso de Coordinación Civil-Militar y Asistencia contingencia en el país.
Humanitaria aplicado a operaciones multidimensionales
capacitará y especializará tanto a oficiales de las Fuerzas Se alcanzará las competencias necesarias para cumplir las
Armadas como a representantes de organizaciones tareas de coordinación civil-militar y/o asesorar a quienes
gubernamentales y organizaciones no gubernamentales cumplen esta tarea, en una operación de paz o al activarse
nacionales e internacionales, con la finalidad que este grupo un plan de contingencia en el país.
humano pueda emplearse eficientemente como miembro de Se realizará una transferencia de lecciones aprendidas en
un equipo de ayuda humanitaria y equipo de coordinación las diferentes instituciones que forman parte del Sistema
civil-militar y poder enfrentar con éxitos la difícil tarea de Descentralizado de Gestión de Riesgos.
asistir a los más necesitados en situaciones adversas.
Se realizará las coordinaciones necesarias a fin de
Es innegable que una operación de paz lleva consigo de estandarizar los conocimientos generados a la Asociación
manera implícita actividades de asistencia humanitaria, Latinoamericana de Centros de Operaciones de Paz,
la cual está definida como “acciones de ayuda para la ALCOPAZ.
mitigación y alivio del sufrimiento humano sea cual fuere
su causa para restablecer las condiciones básicas de vida.” Para mayor información y para obtener el listado de asignaturas y cargas
Para materializar las acciones de Asistencia Humanitaria es horarias del primer curso de Coordinación Civil-Militar y Asistencia
necesario establecer la coordinación con todos los actores Humanitaria, consultar la página Web de la UEMPE a la siguiente
que persiguen este fin, en donde el componente militar dirección electrónica: www.uempe.mil.ec .
brinda su apoyo al proveer sus capacidades al beneficio
de estas actividades, creando para esto “la Coordinación
Civil-Militar” (CIMIC), generando una estrecha relación de
trabajo entre civiles y militares en pro de nuestro único
objetivo: la seguridad humana.

OBJetiVOs deL Primer cUrsO de


cOOrdinaciÓn ciViL-miLitar Y
asistencia HUmanitaria
• Elaborar y ejecutar planes tácticos empleando
métodos y procedimientos adecuados con eficacia,
con responsabilidad y profesionalismo.
• Realizar simulaciones y verificaciones de los
planes con realismo y veracidad, actualizando y
corrigiéndolos de acuerdo a la situación.
• Emitir sugerencias y recomendaciones elocuentes,
realistas y acertadas tomando como base la doctrina
y marco legal vigente.
• Exponer alternativas y planes alternativos a
situaciones imprevistas.
• Prever y plantear escenarios futuros con posibles
soluciones.
• Impartir conocimientos, experiencias y lecciones
aprendidas, empleando técnicas didácticas de fácil
comprensión.
• Emplear en ejercicios aplicativos los conocimientos
adquiridos en el área de estudio básico de
CMCOORD y asistencia humanitaria.

The Pearson Papers, Volume 13, 2011 | 49


LECCIONES APRENDIDAS
SOBRE GÉNERO EN LAS
OPERACIONES DE PAZ:
Perspectiva del CAECOPAZ

ana Florencia talamoni

resUmen
Reconocida como el ¨hito¨, en temas de género, la resolución 1325 cumplió, el 31 de octubre de
2010, diez años de vigencia dentro del ámbito de la Organización de las Naciones Unidas (ONU) y
también en la historia propia de los países como Argentina, los cuales, además de contribuir con tropas
de paz, asumen su entrenamiento previo al despliegue con excelencia y responsabilidad y se adjudican
obligatorias las fuertes recomendaciones que realiza la ONU a sus Estados miembros. El presente escrito
pretende presentar un breve resumen de los documentos que siguieron a la antedicha resolución, así
como comentarios referidos a la implementación de sus recomendaciones para el entrenamiento de las
tropas de paz en el Centro Argentino de Entrenamiento Conjunto para Operaciones de Paz (CAECOPAZ).

aBstract
Recognized as a “landmark” resolution for addressing gender issues, United Nations (UN) Security
Council Resolution 1325 celebrated its tenth anniversary on 31 October 2010. This resolution is
significant for countries like Argentina, which, apart from contributing peacekeeping personnel, provide
pre-deployment training with the aim of instilling excellence and responsibility. This article provides a
brief summary of the documents which followed Resolution 1325, and discusses the implementation
by the Argentinean peace operations training centre (CAECOPAZ) of their recommendations for peace
operations training.

R
…Reafirmando el importante papel que econocida como el ¨hito¨, en temas de género,
la resolución 1325 cumplió, el 31 de octubre de
desempeñan las mujeres en la prevención y
2010, diez años de vigencia dentro del ámbito de la
solución de los conflictos y en la consolidación de la Organización de las Naciones Unidas (ONU) y también
en la historia propia de los países como Argentina, los
paz, y subrayando la importancia de que participen en cuales, además de contribuir con tropas de paz; asumen
pie de igualdad e intervengan plenamente en todas las su entrenamiento previo al despliegue con excelencia y
responsabilidad y se adjudican obligatorias las fuertes
iniciativas encaminadas al mantenimiento y fomento de recomendaciones que realiza esta organización a sus
la paz y seguridad, así como la necesidad de aumentar Estados miembros.
El presente escrito pretende presentar un breve resumen de
su participación en los procesos de toma de decisiones
los documentos que siguieron a la antedicha resolución,
en materia de prevención y solución de conflictos… así como comentarios referidos a la implementación de
sus recomendaciones para el entrenamiento de las tropas
Resolución Nº1325 del Consejo de paz en el Centro Argentino de Entrenamiento Conjunto
de Seguridad de las Naciones Unidas1 para Operaciones de Paz (CAECOPAZ).

_____________________________________________
1 Resolución del Consejo de Seguridad de Naciones Unidas N°1325 – S/RES/1325 (Nueva York: Consejo de Seguridad, 2000).

50 | The Pearson Papers, Volume 13, 2011


Las naciOnes Unidas Y La Del mismo modo, invita a que en las resoluciones del
Consejo de Seguridad, donde se renueven los mandatos de
aGenda sOBre La mUJer, PaZ Y las operaciones de paz u otras disposiciones, se incorpore
seGUridad una perspectiva de género y violencia sexual. Solicita
Podemos citar varios antecedentes de la resolución 1325 además la obligatoriedad de presentar informes cuando
dentro del sistema de la ONU. Algunas resoluciones se haya cometido algún delito, así como el seguimiento de
aparecen como esfuerzos tempranos para incorporar la cuestión.
la temática que nos ocupa;2 así también la declaración Por otro lado se estimula a los Estados miembros, a que
formulada a la prensa con motivo del Día de las Naciones desplieguen cada vez más personal militar y policial
Unidas de los Derechos de la Mujer y la Paz Internacional femenino en las operaciones de paz, capacitándolos
(Día Internacional de la Mujer), el 8 de marzo de 2000.3 para el cumplimiento de sus funciones. Asimismo, propone
Asimismo, tanto la declaración de la plataforma de Beijing y también intensificar los esfuerzos para una correcta
la declaración de Windhoek y el Plan de Acción de Namibia aplicación de la política de ¨tolerancia cero¨ referidas a
sobre la incorporación de una perspectiva de género en la explotación y el abuso sexual.
las operaciones multidimensionales de apoyo a la paz,
aportaron antecedentes directos a la resolución 1325.4 Por su parte, la resolución 1889 (2009) prosigue con
el tema, ampliando e intensificando las anteriores, por
Durante los diez años transcurridos desde la resolución ejemplo, con la invitación a los países miembros a tomar
1325 se trabajó intensamente al respecto, más las medidas tendientes a lograr que, tanto mujeres como niñas,
preocupaciones que le dieron origen siguen alertando a tengan igual acceso a la educación en las situaciones
la comunidad internacional y exigen hoy más que nunca posteriores a los conflictos. Recuerda además, que deberá
que continúen vigentes y se siga con el rumbo establecido incorporarse en forma permanente la perspectiva de
allá por el año 2000. género a los programas de desarme, desmovilización y
La resolución 1325, encabeza la lista de documentos reintegración para los ex combatientes.
principales sobre Mujer, Paz y Seguridad elaborados y En definitiva, en todas estas resoluciones pueden
patrocinados por las Naciones Unidas, siendo el más encontrarse muchos aspectos que se reiteran, como por
destacado hasta el momento. Resalta la necesidad de ejemplo la promoción de compromisos a futuro y una
alcanzar estándares de equidad e igualdad entre el hombre enérgica solicitud a los Estados que contribuyen con
y la mujer para las diferentes oportunidades en todas las tropas, a seguir comprometiéndose más activamente en
etapas de paz, fomento de la seguridad, como así también esta problemática.
brindando las garantías mínimas de participación en los
procesos de adopción de decisiones. Este llamado de las
Naciones Unidas permite la integración del factor género La resOLUciÓn 1325:
en el contexto de los conflictos - no siempre armados - y
también en las etapas de mantenimiento de la paz; de
imPLementaciÓn Y LecciOnes
reconstrucción y de estabilización. aPrendidas en eL caecOPaZ
A la resolución 1325 le siguieron otras que la reforzaron El CAECOPAZ, que el 27 de junio pasado cumplió un
y se concentraron en ciertas materias. Para mencionar nuevo aniversario de su creación y festejó sus 15 años
algunas podemos referirnos a las resoluciones: 1820; de entrenamiento para la paz, fue creado para brindar
1888 y 1889.5 capacitación y entrenamiento del más alto nivel para el
personal designado para participar en operaciones de
La resolución 1820 (2008) apela a denunciar y a combatir
paz. Durante estos 15 años de existencia, las lecciones
la violencia sexual y abuso en las operaciones de paz, e
aprendidas y su liderazgo en la región, impusieron a
insta a que los Estados adopten medidas y se comprometan
sus instructores la necesidad de especializarse en ciertas
al seguimiento de la situación.
temáticas prioritarias para la ONU. De esta forma se
Por su parte, la resolución 1888 (2009) nos invita abrió el camino a cursos y programación para otro tipo
nuevamente a reflexionar sobre la cuestión de género, de actividades que complementan las misiones a cumplir.
dando más énfasis a la violencia sexual en los conflictos
armados. Acentúa la relación directa que existe entre En particular, la resolución 1325 nos exhorta a
la prevención de estos actos, con la paz y la seguridad incorporar en forma urgente una perspectiva de género
internacional. en las operaciones de paz, teniendo en cuenta todas las

_____________________________________________
2 Ver las Resoluciones Nº 1261 y Nº 1265, del 25 de agosto y del 17 de septiembre de 1999 respectivamente; las Resoluciones Nº 1296 del
19 de abril del 2000 y Nº 1314 del 11 de agosto del mismo año.
3 Ver SC/6816.
4 A/52/231 and S/2000/693.
5 Resoluciones del Consejo de Seguridad de Naciones Unidas N°1820 – S/RES/1820 (Nueva York: Consejo de Seguridad, 2008); N°1888
(2009); N°1889 (2009).

The Pearson Papers, Volume 13, 2011 | 51


recomendaciones referidas al adiestramiento especializado Una lección aprendida en este aspecto, es no sólo
para la protección y el reconocimiento de las necesidades incorporar la materia género a los distintos cursos, sino
especiales y de los derechos humanos de las mujeres y los incorporar la perspectiva de género a las demás materias
niños en las situaciones de conflicto. del entrenamiento pre-despliegue.
Dar cumplimiento a este propósito, es decir, incorporar la Como mencionamos anteriormente, tanto la resolución
temática en el adiestramiento, supone reconocer: 1820 como la 1325, son algunos de los principales
documentos sobre Mujer, Paz y Seguridad adoptados por
• La necesidad de una correcta implementación de
el Consejo de Seguridad, sobre los que el CAECOPAZ
las cuestiones de género en una operación de paz
viene estudiando, capacitándose y reflexionando para
promovida por la ONU;
encontrar la mejor manera de entrenar a sus peacekeepers
• Que la cuestión de género en las operaciones de paz es que despliegan bajo mandato de la ONU.
una asignatura compleja donde intervienen numerosos
Cumpliendo con las competencias y responsabilidades
factores que deben interpretarse correctamente, en
derivadas de su misión institucional, el CAECOPAZ da
relación al derecho internacional y nacional aplicable
respuestas al llamado del Consejo de Seguridad y destaca
en las operaciones de paz; y
la participación plena e igualitaria tanto de hombres como
• Que el tiempo disponible de instrucción en la etapa de mujeres en todas las etapas e iniciativas de paz de un
previa al despliegue, no resulta del todo suficiente y conflicto armado, mantenimiento de la paz y reconstrucción.
muchos aspectos no se pueden profundizar. La implementación de las resoluciones mencionadas
anteriormente así como informes y recomendaciones
Asimismo, ante la necesidad de desarrollar y promover de las Naciones Unidas, más el aprendizaje desde la
acciones dirigidas a la equidad entre mujeres y varones propia experiencia (lecciones aprendidas) se incorporan
en el marco de las operaciones de paz; el CAECOPAZ sistemáticamente al programa de estudio de la materia
desde hace más de 6 años tomó conciencia de lo anterior sobre Cuestiones de Género.
incorporando a sus políticas institucionales una serie de
actividades y procedimientos que permiten realizar este Forman par te de los objetivos y propósitos del
propósito y demostrarlo. entrenamiento, el transmitir no sólo los contenidos de dichos
documentos y resoluciones, sino que todo nuestro personal
Este propósito se evidencia con la incorporación de la conozca el derecho aplicable y la conducta esperada de la
materia género en los programas de estudio de la mayoría ONU por parte de los peacekeepers en todo lo relacionado
de los cursos que dicta el CAECOPAZ. El contenido es con ésta temática.
revisado por expertos en la temática y complementado
cada momento que se considere necesario, tomando nota En estos momentos el CAECOPAZ se encuentra actualizando
de los últimos desarrollos doctrinarios a nivel internacional, íntegramente los programas de estudio de sus cursos y
las realidades del terreno y la propia experiencia de los materias, incluyendo los nuevos módulos de entrenamiento
peacekeepers desplegados en el terreno. Así mismo, de la ONU—Core Pre-deployment Training Materials
nuestros instructores van adquiriendo capacitación y (CPTM)—en lo que al género respecta. Así también está
perfeccionamiento en la materia participando activamente incorporando a sus programas de estudio los contenidos de
en cursos, seminarios y congresos relacionados con esta las guías sobre género publicadas en marzo de 2010 por el
temática. Departamento de Apoyo a las Actividades sobre el Terreno
de las Naciones Unidas. Como puede observarse, al mismo
Para mejorar aún más la eficiencia y alcanzar una tiempo que se actualiza el material, se formulan nuevas
correcta implementación de la resolución 1325, desde el estrategias didácticas para enseñarlo, en concordancia con
año 2009 funcionan en el CAECOPAZ los Gender Focal las exigencias y progresos alcanzados por la sociedad y a
Point, rol desempeñado por un equipo conformado por través de las experiencias prácticas internacionales. Nuestra
dos profesionales, uno civil (mujer) y otro militar (hombre), experiencia nos indica que constantemente el material de
cuya función consiste en el planeamiento y organización entrenamiento debe ser revisado y actualizado, contando
de clases, seminarios y otras actividades, a fin de alcanzar con casos de estudio y material didáctico para el logro de
un adecuado proceso de aprendizaje que permita una los objetivos de enseñanza.
correcta transversalización de estos temas a todas las
áreas. En definitiva, alcanzar una correcta implementación Resulta sumamente importante que el contenido de la
de las recomendaciones de la resolución 1325 a nivel del materia Cuestiones de Género en una operación de paz,
entrenamiento pre-despliegue. incorpore los siguientes ejes temáticos mínimos: definición
de género y su aplicación e importancia en las operaciones
Consistentemente con la adecuada participación igualitaria de paz; diferentes impactos del conflicto en hombres y
de género en todas las etapas del planeamiento de la paz, mujeres; cómo los peacekeepers pueden promover las
resulta imperativo incorporar esta asignatura durante las equidad de género en una misión; necesidades específicas;
distintas etapas formativas de los miembros que participen vulnerabilidades especiales; cuestiones culturales; violencia
en operaciones de paz y seguridad internacional.

52 | The Pearson Papers, Volume 13, 2011


sexual; violaciones a los derechos humanos, entre otros la toma de decisiones a fin de producir y utilizar más y
temas destacados. Asimismo, es necesario que los mejores métodos de capacitación tanto en sensibilización
peacekeepers realicen una parte práctica y resuelvan de género, como en la generación de indicadores
distintos escenarios relacionados con esta temática. El más efectivos para monitorear la efectividad en la
CAECOPAZ lo logró a través de los distintos escenarios operacionalización de conceptos.
y simuladores que cuenta en sus instalaciones, que dan
No podemos dejar de resaltar que las presentes cuestiones
realidad y práctica a las clases teóricas. Incorporar
de género y otras iniciativas en pro de la igualdad, la
recursos didácticos de todo tipo contribuye al logro de
no discriminación, la defensa de los derechos del niño, y
la capacitación deseada. Ejemplo de lo anterior es la
otros aspectos conexos, poseen un efecto enriquecedor aún
incorporación de la perspectiva de género a los ejercicios
puertas adentro de nuestras organizaciones. No sólo se
en el terreno, como role players; check points; negociación
incluyen en contenidos didácticos, se aprenden y se aplican
y comunicación, etc.
durante las operaciones, sino que a su vez contribuyen a
También se han incorporado a los programas de estudio de perfeccionar nuestras relaciones interpersonales y laborales
los cursos previo al despliegue del contingente, una materia en lo cotidiano.
específica para aquellos oficiales designados como puntos
Asimismo, el reconocimiento de esta problemática por
focales de género dentro del contingente que desplegará
parte de las Naciones Unidas representa, a nuestro
en una misión. Para este tipo de clase, los asesores de
entender, la transformación de un sistema de ideas en
género del CAECOPAZ realizan actividades específicas e
acciones concretas que no hacen sino reflejar un avance
intensivas para quienes están designados para esta tarea.
de la humanidad en su búsqueda de la paz.
Cabe destacar que los temas de género no sólo se abordan
La resolución 1325 hace un llamado integral, no sólo
exclusivamente en el módulo mencionado. Lo transversal
a los responsables directos de las calamidades, o a los
de esta temática, así como lo puntualmente recomendado
trabajadores humanitarios en el terreno. Reconoce a cada
mediante las resoluciones 1325 y 1820 hacen que el
uno de los seres humanos como potenciales promotores de
género esté presente en otras clases dentro del programa
seguridad; haciendo una convocatoria general de creación
de actividades. Se ha llegado a la conclusión que el
de conciencia, reconociendo que cada uno de nosotros
entrenamiento debe ser integral y actualizado de manera
podemos, desde nuestros puestos de trabajo, contribuir a
tal que los conocimientos están unidos uniformemente bajo
la paz, la seguridad internacional y a un planeta cada vez
criterios claros y útiles.
más pacífico. Cada uno puede considerarse responsable
Resumiendo lo anterior, el principal desafío para el por acción o por omisión.
entrenamiento en cuestiones de género en una operación
de paz, es lograr un proceso de enseñanza/aprendizaje
no sólo con excelentes niveles académicos en el aula, sino BiBLiOGraFÍa
también llevarlos a la práctica con distintos casos de estudio Centro Argentino de Entrenamiento Conjunto
y ejercitaciones que reflejen la realidad del terreno y que para Operaciones de Paz (CAECOPAZ).
el personal próximo al despliegue conozca el derecho www.caecopaz.mil.ar.
aplicable, como cumplir exitosamente el mandato de la
misión y ser promotores de la paz. RESDAL. Informe seminario taller “A diez años de la
resolución 1325: género y operaciones de paz,”
25 y 26 de febrero de 2010. www.resdal.org.
resOLUciÓn 1325: Resolución 1325 del Consejo de Seguridad de Naciones
resPOnsaBiLidad de tOdOs Unidas, 31 de octubre de 2000.
A modo de una primera conclusión, podríamos afirmar Resolución 1820 del Consejo de Seguridad de Naciones
que, a lo largo de diez años de trabajo en relación con Unidas, 19 de junio de 2008.
la problemática de género, mujer, paz y seguridad, es Resolución 1888 del Consejo de Seguridad de Naciones
necesario continuar promoviendo la toma de conciencia, y Unidas, 30 de septiembre de 2009.
ver en qué lugar nos situamos, qué roles y responsabilidades
asumimos para promover los estándares de equidad e Resolución 1889 del Consejo de Seguridad de Naciones
igualdad deseados tanto para hombres como para mujeres. Unidas, 5 de octubre de 2009.
Los hechos pondrán en evidencia si fuimos y seremos Sitio Web oficial de la Organización de las Naciones
capaces de crear conciencia entre los responsables de Unidas. www.un.org.
United Nations. DPKO/DFS Guidelines Integrating a
Gender Perspective into the Work of the United
Nations Military in Peacekeeping Operations.
2010.

The Pearson Papers, Volume 13, 2011 | 53


CONFIDENCE-BUILDING AND “GOOD
OFFICES” AFTER ANGOSTURA:
Assessing the MIB/OAS Initiatives along
the Colombian-Ecuadorian Burning Border

Fernando a. chinchilla

aBstract
This article presents the experience of the Organisation of American States’ (OAS) Good Offices Mission
for Colombia and Ecuador over 33 months of operation. The author examines how the mission’s initial
focus on from-above confidence building was redirected in favour of a from-below confidence building
scheme, and identifies four factors which help explain the complexity in moving towards the reestablishment
of full diplomatic relations. The author concludes that despite the difficulties of the situation, the OAS has
made decisive contributions in preserving peace and stability in the Andean region.

resUmen
Este artículo presenta la experiencia de la Misión de Buenos Oficios de la Organización de Estados
Americanos (OEA) en Colombia y Ecuador durante 33 meses de operación. El autor examina cómo
el enfoque inicial de construcción de confianza de la misión desde el nivel superior hacia abajo fue
redireccionado a favor de un esquema de construcción de confianza desde abajo hacia arriba, y el
identifica cuatro factores que ayudan a explicar la complejidad de avanzar hacia un reestablecimiento
total de relaciones diplomáticas. El autor concluye que más allá de las dificultades de la situación, la OEA
ha hecho contribuciones decisivas hacia la preservación de la paz y estabilidad en la región andina.

O n 1 March 2008, the Colombian Military Forces


performed a night incursion in Angostura, an area
localized in the Ecuadorian Amazonia, approximately
On 17 March 2008, after two international statements
addressing the events, the Twenty-Fifth Meeting on
Consultation of Ministers of Foreign Affairs rejected the
1.8 kilometres from the Colombian border. Raul Reyes, Colombian manoeuvre and created the Organization
the second-in-command of the Fuerzas Armadas of American States (OAS) Good Offices Mission for
Revolucionarias de Colombia (FARC), was killed in the raid. Colombia and Ecuador (MIB/OAS). Through Resolution
Quito’s initial cautious reaction promptly led to a strong RC.25/RES.1/08 rev. 1,2 the MIB/OAS was mandated
protest that ruptured diplomatic relations: from 3 March to restore, through its “Good Offices,” an atmosphere
2008 until 26 November 2010 (when both governments of trust between the parties, that is, “trying to induce
announced the re-establishment of full diplomatic relations), conflicting parties into maintaining peaceful relations or
the great majority of mechanisms for binational co-operation entering into mutual negotiations or both.”3 The MIB/OAS
between Colombia and Ecuador were frozen solid.1 was also expected to implement a system for observing

_____________________________________________
The author would like to thanks Ryan Mendez, graduate student at the FLACSO-Ecuador, and Bryan Urbsaitis, Adjunct Faculty, City University
of New York (CUNY), who both worked on the final version of this text. The views expressed in this paper are those of the author and do not
necessarily represent the views of the Organization of American States.
1 Department of Democratic Sustainability and Special Missions (DDSSM), Informe final de la visita a Colombia y Ecuador de la Comisión de
Verificación de la Misión de Buenos Oficios de la OEA (MIB/OEA) (Washington, DC: OAS, 2009), 11–12, 16. See also Enrique Parra,
“Unasur, el padrino de la nueva boda Quito-Bogotá,” El Tiempo.com, http://www.eltiempo.com/politica/ARTICULO-WEB-NEW_NOTA_
INTERIOR-8460040.html (accessed 8 January 2011).
2 Organization of American States, Resolution of the Twenty-Fifth Meeting of Consultation of Foreign Affairs (Washington D.C.: OAS, 2008),
http://scm.oas.org/doc_public/ENGLISH/HIST_08/RC00118E06.doc (accessed 20 August 2010). See also the Group of Rio’s Santo
Domingo Declaration, http://www.minfor.gov.gy/tsite/images/minfor_docs/rio_group/2008/santo_domingo_declaration.pdf (accessed 26
August 2010).
3 Raymond R. Probst, “Good Offices” in the Light of Swiss International Practice and Experience (The Netherlands: Martinus Nijhoff Publishers), 10.

54 | The Pearson Papers, Volume 13, 2011


compliance with their commitments, to propose, promote and a High-Level Judicial Commission. By October 2008,
and coordinate the establishment of concrete confidence- however, it became clear that there was no political will to
building measures, and to help prevent and verify put this idea into practice.5
incidents in the border zone.4 The mission, which belongs
Subsequently, the MIB/OAS proposed to deploy a
to the Political Secretariat’s Department of Democratic
Verification Commission to the border area to produce
Sustainability and Special Missions (DDSSM), has a
a technical diagnosis. The team was comprised of six
preventive-operative goal designed to rebuild confidence,
international experts who visited Bogotá and Quito, and
and a long-term structural-preventive dimension aimed to
then deployed to the border area, observed the transition
generate sustainable diplomatic relations. This integrated
from a top-down confidence-building tactic to a from-below
approach is essential for long-term stability; the OAS
approach. The Commission identified divergent perceptions
believes that the re-establishment of diplomatic relations
at the national level on the causes and consequences of
will be sustainable if structural conditions in the border area
border insecurity but recommended more local co-operation
improve.
in order to help change these national perceptions.6 In
In the first section, I examine the mission’s initial focus Bogotá’s view, for example, Quito’s tolerance of criminal
on from-above-confidence-building—urging for more groups explained why those groups could traffic arms and
contacts between the national governments in Bogotá and chemical products through Ecuador to attack Colombian
Quito—and how it was gradually redirected in favour of objectives. Ecuador, on the other hand, believed that
a from-below-confidence-building scheme, which provided Bogotá did not recognize the government’s efforts to stop
space for cooperation between the local authorities of the violence at the border (e.g., investments of U.S. $919
Colombian Department of Nariño and the Ecuadorian million from the national budget to purchase or renew
Provinces of Carchi and Esmeraldas. Four factors military equipment and ammunitions for the 7,000 troops
identified in the second section explain this movement deployed at the border).7 Further, Ecuador was offended in
and also elucidate why it has been hard to move toward its belief that Colombia was in effect suggesting that illegal
the re-establishment of full diplomatic relations. Given the Colombian armed actors were deliberately tolerated and
complexity of the case, it is possible to conclude that the ignored by the Correa government.8
OAS contributes decisively to preserving peace and stability
The commissioners recommended to the MIB/OAS to
in the Andean region.
prioritize the bottom-up structural-confidence-building
tactics, Good Offices from below, which had already
been part of the mission since the beginning—the MIB/
FrOm a tOP-dOWn LOGic tO a OAS released two academic books and organized “civil
BOttOm-UP tactic society” conferences between September 2008 and
Since March 2008, the MIB/OAS integrated both top-down February 2009.9 With the Commission’s recommendations,
and bottom-up logics, even if it initially emphasized a “from the mission launched a website designed to (re)create
above” logic. Indeed, from March to September 2008, the and promote multidisciplinary binational shared views
Mission made efforts to bring together Bogotá and Quito, among local actors. It has been argued that most of the
organizing four binational meetings of vice-ministers of lack of confidence was due to the circulation of misleading
foreign relations. At that time, the parties argued that the information by the mass media. Consequently, stimulating
Binational Border Commission (COMBIFRON) and the the emergence of binational perspectives—that is, shared
binational Neighbourhood Commission, both created views of common problems—should improve prospects
to improve the management of shared issues, were not for a lasting confidence-building process. Moreover, and
effective. The MIB/OAS then suggested the creation precisely because the MIB/OAS’s goal is not only to re-
of a new Bilateral System of Co-operation, Assessment, establish diplomatic relations but to do it sustainably in
and Security (SIBDES), which would have included the long term, the commissioners proposed to delineate
a Commission of Politics and Defense, an Early Alert a binational Integrated Water Resources Management
Commission, a Special Group of Observation, Prevention, Project. This was a creative and innovative way to
and Verification, an Arbitral Compensation Commission, potentially transform the management of binational water

_____________________________________________
4 Organization of American States, Report on Implementation of the Resolution of the Twenty-Fifth Meeting of Consultation of Ministers of
Foreign Affairs [RC.25/RES.1/08 REV.1] (Washington, DC: OAS, 2008), http://scm.oas.org/IDMS/Redirectpage.aspx?class=RC.25/
doc&classNum=15&lang=e (accessed 20 August 2010).
5 Personal telephonic communication with an OAS staff member held on 25 August 2009.
6 DDSSM, “Informe final,” 17–18.
7 Grace Jaramillo, “Las relaciones Ecuador-Colombia desde el incidente de Angostura,” in Construyendo puentes entre Ecuador y Colombia, ed.
Grace Jaramillo (Quito: OEA, PNUD, FLACSO-Ecuador, 2009), 23–24.
8 See El Economista, “Colombia acusa a Ecuador de ‘convivencia’ con las FARC,” El Economista.es, http://www.eleconomista.es/politica/
noticias/391316/03/08/Colombia-acusa-a-Ecuador-de-convivencia-con-las-FARC.html (accessed 11 January 2011).
9 For further information, visit www.frace.org.

The Pearson Papers, Volume 13, 2011 | 55


resources (often seen as possible source of conflict) into communiqué signed by both countries during the Sixty-
a tool for conflict prevention. The project would also Fourth Session of the United Nations General Assembly
provide the opportunity for articulating wide-ranging state (2009), for example, resulted in the appointment of new
interventions in peripheral regions historically abandoned chargés d’affaires and the creation of three binational
by the political centres.10 commissions—Security and Criminality Control, Frontier
Development, and Sensitive Considerations. However, the
entire process relied on progress being achieved by the
diFFicULties in BUiLdinG latter commission.14 It was only in late August 2010 that
cOnFidence at tHe PreVentiVe- some significant progress was finally made.

OPeratiVe LeVeL Third, the “regionalization” of the Colombian conflict


(understood as an increase of military actions amongst
Since the summer of 2009, national authorities have often
Colombian armed groups in other countries, forced
stated publicly that the re-establishment of full diplomatic
displacement of populations, militarization of the borders,
relations was an overt goal, even though progress was
local arms races, loss of confidence between neighbours,
very slow before August 2010. Four reasons explain the
the rise of barriers to regional integration, and an increase
prolongation of the diplomatic breakup.
of regional instability) is real.15 The Ecuadorian government
First, Bogotá took its time—in fact it took a new president— stated that the “internationalization” or “regionalization”
to understand that “dignity” was a core issue for Ecuador. of the Colombian internal conflict was unacceptable
Correa will probably never forgive former Colombian because by accepting to join Bogotá in its fight against
President Alvaro Uribe for presenting a surgical military “international terrorism,” neighbouring countries would be
action as a sudden result of a blistering persecution in the forced to pay for resolving Colombian domestic issues. But
jungle.11 In 2009 and 2010, Quito’s five preconditions for as a sociologically observable phenomenon, the FARC, the
participating in negotiations—to stop linking the Ecuadorian Ejército de Liberación Nacional (ELN), and paramilitaries’
authorities to the FARC; to control the Colombian southern successors such as the New Generation Organisations
border; to deliver information about the Angostura incursion; (NGO), the Rastrojos, and the Aguilas Negras are indeed
to release Reyes’ computer information; and to contribute present on both sides of the border.16 In fact, Angostura
financially to the United Nations High Commissioner for may not be the cause of current political instability in
Refugees (UNHCR)—were all related to dignity. The Uribe the Andean region but a consequence of the Colombian
Government dismissed these claims, indicating that placing conflict’s spilling over into Ecuador, Venezuela, and most
conditions on talks was not the best strategy. likely Brazil and Peru.
Second, the gaps identified by the MIB/OAS during 2009 The last issue preventing rapid reconciliation was that the
developed into politically sensitive issues. For example, OAS lacks legitimacy among some of its members, which
an Ecuadorian public prosecutor had accused current believe it is merely an annex of the “hegemonic” policies
Colombian President Juan Manuel Santos, the Colombian of the U.S. and the best example of a useless bureaucracy.
Minister of Defence in 2008, for authorizing the attack.12 Therefore, internal changes in the Ecuadorian government—
Bogotá stated that it does not recognize the extraterritorial the minister of foreign affairs, Fander Falconí, a moderate
jurisdiction of the Ecuadorian justice system. Just because intellectual, was replaced by left-wing hardliner Ricardo
the order of imprisonment was revoked and Santos’ Patiño—indicates a radicalization of the Ecuadorian views
Ecuadorian (public) lawyer asked for the abandonment of on the OAS’s role in the Americas and the country’s support
the process in August 2010, it does not mean that this of the alternative “non-US-dominated” Unión de Naciones
kind of misunderstanding had a benign effect on the re- Suramericanas (UNASUR).17 Certainly, feeble leverage
establishment of diplomatic relations. 13 The 11-point is characteristic of most international organizations, but

_____________________________________________
10 For more details see OAS, Primer Taller Colombo-Ecuatoriano sobre Gestión Integrada de Recursos Hídricos: Relatoría (Quito: MIB/OAS,
OAS’s Integrated Water Resources Unit, Fund of Peace, 2010).
11 César Montúfar, “Necesidad de un diálogo hemisférico sobre seguridad regional a propósito de la crisis diplomática entre Ecuador y
Colombia,” in Construyendo puentes, ed. Jaramillo, 229.
12 Redacción, “Santos califica de ‘agresión contra Colombia’ orden de arresto desde Ecuador,” Diario Hoy.com.ec, 30 June 2009,
http://www.hoy.com.ec/wphoy-imprimir.php?id=355768 (accessed 25 August 2010).
13 Reuters, “Corte de Sucumbíos revoca orden de prisión contra Santos,” El Comercio.com, 30 August 2010,
http://www4.elcomercio.com/Generales/Solo-Texto.aspx?gn3articleID=259194 (accessed 10 January 2011); El
14 Gobierno de Colombia y Gobierno de Ecuador, “Comunicado Conjunto Ecuador-Colombia” (New York, 2009),
http://www.mmrree.gob.ec/2009/nu_declara_ecu_col.pdf (accessed 25 August 2010).
15 Ricardo Vargas, “Drogas y conflicto alrededor de las fronteras,” in Ecuador-Colombia construyendo puentes: política de paz y desarrollo
para la Frontera, ed. Socorro Ramírez (Bogotá, DC: Universidad Nacional de Colombia, OEA, PNUD, 2009), 210–211.
16 Vargas, “Drogas y conflicto,” 281–285.
17 Diverse personal communications with an OAS staff member held during 2010.

56 | The Pearson Papers, Volume 13, 2011


it becomes an especially serious issue since effective sense, Insulza also understood that the winners from the
Good Offices rely, precisely, on prestige. For example, breakup of diplomatic relations were first and foremost the
in July 2010, when Venezuela announced the breakup illegal armed groups operating in the border area.23 Finally,
of diplomatic relations with Colombia, Patiño stated that the Secretary General obtained a commitment from both
given the OAS’s inability to avert that crisis, its role as presidents to avoid bothersome public declarations, if not
mediator in the Colombia-Ecuador dossier was finished.18 against the OAS, at least between themselves.
This proclamation never resulted in any written changes, but
Of course, since the MIB/OAS is deployed in a region rich
the lack of trust and legitimacy remained. Indeed, the OAS
in oil and natural gas, where most of the cocaine and heroin
must not only work to build confidence between the parties,
exported to North America is produced, and where there
but also between the OAS and Ecuador, and periodically
is a spillover of Colombian violence,24 it is always pertinent
between Washington and Bogotá.
to ask if a mandate allowing manipulations of perceptions
and understanding would give further leverage to an
organization whose decisive and creative contributions to
tOWards a (PreLiminarY) peace and stability in the Americas (e.g., landmine-removal
assessment OF tHe miB/Oas programs in Central America and the Ecuadorian-Peruvian
actiOn in cOLOmBia and border; electoral observation missions across the continent)
remain for the most part unknown. These activities are
ecUadOr based on the idea that the “key to effective mediation lies
On 26 November 2010, during an UNASUR meeting, in understanding, managing and transforming the ‘psycho-
Bogotá and Quito announced the return of full diplomatic political dynamics’ of conflict, which make adversaries
relations. On 26 August 2010, Colombia and Ecuador resistant to negotiations.” 25 Yet regarding the goal of
met on the border (without the MIB/OAS), and their proposing, promoting, and coordinating the establishment
representatives agreed to reactivate COMBIFRON and of precise confidence-building measures, the OAS has been
created a Compensation Commission to study the human very effective at from-below confidence-building approaches,
costs of the Colombian conflict’s spillover for Ecuador.19 It first and foremost through the opening of new windows of
was also decided to revitalize the Sensitive Considerations opportunity for binational co-operation at the local level.
Commission and the Commission for Security and Criminality
Handshakes can be significant political signals, but the
Control. 20 Although the OAS were excluded from this
complexity of transborder challenges call for integrated
process, it is nevertheless possible to argue that the mission
binational policies with the support of diverse international
has attained significant results in the Angostura case.
donors. In other words, in an area historically neglected
First, the OAS’s contribution to inter-American peace and by the capitals, as is the Colombian-Ecuadorian border, it
stability was decisive through its refusal of Uribe’s defence would be premature to claim that the primary goal of the
doctrine, which justified attacking sites pre-emptively in MIB/OAS—to restore a lasting atmosphere of trust between
other countries when the “victim” perceives them as threats the parties—has been reached just because Patiño and
to its own national security, and when the neighbour the Colombian Minister of Foreign Affairs, María Angela
does not behave according to the “offended” country’s Holguín, shook hands during an international meeting.
wishes.21 By this logic, not only could Colombia attack For this reason, and because this experience could be
guerrilla camps in Peru and Venezuela, but also all its replicated in other tension-filled parts of the Americas, the
neighbours could strike back, arguing deterrence and even OAS has considered the possibility of transforming the MIB
“prevention” of the Colombian internal conflict’s spillover from a peacemaking mission into a peacebuilding effort
effect. In short, Secretary General José Miguel Insulza of focused exclusively on from-below confidence-building
the OAS understood that allowing impunity could have set a structural approaches. At stake is the capacity of the only
dangerous precedent for the inter-American system. Second, multilateral organisation that can build bridges between
the vice-ministers of foreign affairs agreed from May 2008 the north and the south, to restore peace, confidence and
to reinstitute COMBIFRON’s security handbook.22 In this stability to diverse burning borders across the Americas.

_____________________________________________
18 Redacción, “Patiño responsabiliza a Insulza de crisis en región,” Diario El Universo, 23 July 2010, http://www.eluniverso.
com/2010/07/23/1/1355/patino-tilda-insulza-incapaz-resolver-tema.html?p=1355&m=861 (accessed 26 August 2010).
19 Paúl Romero, “Ecuador y Colombia llegan a acuerdos,” Diario El Universo, 27 August 2010, http://www.eluniverso.
com/2010/08/27/1/1355/colombia-compromete-apoyo-asistir-sus-refugiados-ecuador.html (accessed 27 August 2010).
20 Romero, “Ecuador y Colombia llegan a acuerdos.”
21 Montúfar, “Necesidad de un diálogo hemisférico,” 223, 232.
22 Jaramillo, “Las relaciones Ecuador-Colombia,” 17.
23 DDSSM, “Informe final,” 12.
24 Vargas, “Drogas y conflicto,” 210–211.
25 Christopher Mitchell, Cutting Losses: Reflections on Appropriate Timing (working paper, Institute for Analysis and Resolution, George Mason
University, Virginia, 2009), http://icar.gmu.edu/wp_9_mitchell.pdf (accessed 15 January 2009).

The Pearson Papers, Volume 13, 2011 | 57


BiBLiOGraPHY ________. Primer Taller Colombo-Ecuatoriano sobre
Gestión Integrada de Recursos Hídricos: Relatoría.
Department of Democratic Sustainability and Special Quito: MIB/OAS, OAS’s Integrated Water
Missions (DDSSM). Informe final de la visita Resources Unit, Fund of Peace, 2010.
a Colombia y Ecuador de la Comisión de
Verificación de la Misión de Buenos Oficios de la Parra, Enrique. “Unasur, el padrino de la nueva boda
OEA (MIB/OEA). Washington, DC: OAS, 2009. Quito-Bogotá.” El Tiempo.com,
26 November 2010. http://www.eltiempo.
El Comercio. “Defensor de Santos en Ecuador pedirá
com/politica/ARTICULO-WEB-NEW_NOTA_
suspensión de juicio.” El Comercio.com.
INTERIOR-8460040.html (accessed 8 January
http://www4.elcomercio.com/Generales/Solo-
2011).
Texto.aspx?gn3articleID=258128 (accessed 10
January 2011). Probst, Raymond R. “Good Offices” in the Light of
El Economista. “Colombia acusa a Ecuador de Swiss International Practice and Experience. The
‘convivencia’ con las FARC.” El Economista.es. Netherlands: Martinus Nijhoff Publishers, 10.
http://www.eleconomista.es/politica/ Redacción. “Santos califica de ‘agresión contra
noticias/391316/03/08/Colombia-acusa- Colombia’ orden de arresto desde Ecuador.”
a-Ecuador-de-convivencia-con-las-FARC.html Diario Hoy.com.ec, 30 June 2009.
(accessed 11 January 2011). http://www.hoy.com.ec/wphoy-imprimir.
Gobierno de Colombia y Gobierno de Ecuador. php?id=355768 (accessed 25 August 2010).
“Comunicado Conjunto Ecuador-Colombia.” Redacción. “Patiño responsabiliza a Insulza de crisis en
New York, 2009. http://www.mmrree.gob. región.” Diario El Universo 23 July 2010.
ec/2009/nu_declara_ecu_col.pdf http://www.eluniverso.com/2010/07/23/1/
(accessed 25 August 2010) 1355/patino-tilda-insulza-incapaz-resolver-tema.
Group of Rio. “Santo Domingo Declaration.” html?p=1355&m=861 (accessed 26 August
http://www.minfor.gov.gy/tsite/images/ 2010).
minfor_docs/rio_group/2008/santo_domingo_
Redacción. “Ecuador y Colombia llegan a acuerdos.”
declaration.pdf (accessed 26 August 2010).
Diario El Universo, 27 August 2010.
Jaramillo, Grace. “Las relaciones Ecuador-Colombia http://www.eluniverso.com/2010/08/27/1/
desde el incidente de Angostura.” In Construyendo 1355/colombia-compromete-apoyo-asistir-sus-
puentes entre Ecuador y Colombia, ed. Grace refugiados-ecuador.html (accessed 27 August
Jaramillo. Quito: OEA, PNUD, FLACSO-Ecuador, 2010).
2009, 15-32.
Reuters. “Corte de Sucumbíos revoca orden de prisión
Mitchell, Christopher. Cutting Losses: Reflections on contra Santos.” El Comercio.com, 30 August
Appropriate Timing. Working Paper, Institute for 2010. http://www4.elcomercio.com/Generales/
Analysis and Resolution. Virginia: George Mason Solo-Texto.aspx?gn3articleID=259194 (accessed
University, 2009. http://icar.gmu.edu/wp_9_ 10 January 2011).
mitchell.pdf (accessed 15 January 2009).
Vargas, Ricardo. “Drogas y conflicto alrededor de las
Montúfar, César. “Necesidad de un diálogo hemisférico fronteras.” In Ecuador-Colombia construyendo
sobre seguridad regional a propósito de la puentes: política de paz y desarrollo para la
crisis diplomática entre Ecuador y Colombia.” In Frontera, ed. Socorro Ramírez. Bogotá, DC:
Construyendo puentes entre Ecuador y Colombia, Universidad Nacional de Colombia, OEA, PNUD,
ed. Grace Jaramillo. Quito: OEA, PNUD, FLACSO- 2009, 281–285.
Ecuador, 2009.
Organization of American States. Resolution of the Twenty-
Fifth Meeting of Consultation of Foreign Affairs. OTHER SOURCES
Washington, DC: OAS, 2008. Personal telephonic communication with an OAS staff
http://scm.oas.org/doc_public/ENGLISH/HIST_08/ member held on 25 August 2009.
RC00118E06.doc (accessed 20 August 2010).
Personal communications with an OAS staff member
________. Report on Implementation of the Resolution
(during 2009).
of the Twenty-Fifth Meeting of Consultation of
Ministers of Foreign Affairs [RC.25/RES.1/08
REV.1]. Washington, DC: OAS, 2008.
http://scm.oas.org/IDMS/Redirectpage.
aspx?class=RC.25/doc&classNum=15&lang=e
(accessed 20 August 2010).

58 | The Pearson Papers, Volume 13, 2011


PERSPECTIVA DE UN OBSERVADOR
MILITAR DESDE EL INTERIOR DEL
CONGO, 2002-2003
carlos r. delgado

resUmen
En el año 2002, el autor llega a la Republica Democrática del Congo, donde estaba ubicado un
grupo de Observadores Militares de Naciones Unidas (Team Site) de la Misión de Observación de
las Naciones Unidas en Congo (MONUC), para desempeñarse como su jefe. Se detallan ejemplos
reales de las tareas cumplidas y de los desafíos encontrados para elaborar, a modo de lecciones
aprendidas, recomendaciones sobre el equipo más necesario que debe estar a disposición, así como
una guía para una mejor selección del personal.

aBstract
In 2002, the author arrived in the Democratic Republic of the Congo (DRC) to take on the role of the
team leader to a United Nations Military Observers Team Site from the United Nations Mission in the
DRC (MONUC). The author discusses the tasks that had to be performed and the challenges faced while
on mission, and based on lessons learned, makes several recommendations for improving personnel
selection and equipment.

La LLeGada aL LUGar de La Este relato carece de la valoración adecuada si no les


comento donde estamos y los desafíos que enfrentábamos
misiÓn diariamente, para que puedan apreciar, entre otras cosas,

E l 21 de junio de 2002, cuando aterricé en el paraje


Mutabi de la villa Dubie en la Republica Democrática
del Congo, se descargó todo el equipaje menos un bolso de
cómo nos afectó.

mano conteniendo cosas elementales como la almohada, ¿dÓnde estamOs?


colchón inflable, ropa de cama, ropa interior, calzado Comienzo estas notas a las 24 horas de estar en el medio
de baño, alpargatas y el equipo de mate. La tripulación de la nada, en las afueras de la villa Dubie, a una hora
del helicóptero controló los bultos según un manifiesto de y media de helicóptero al sur-este de Manono y a 30 km.
carga que por supuesto carecía de los bolsos de mano al noroeste de Lukonzolwa, que tiene costas en el lago
que no se declaran como carga. A último momento y sin Moero (o Mwero), al sur del lago Tanganika, a unos 200
que me diera cuenta, volvieron a subir lo que no figuraba km de Zambia. Esto es en el límite sur-este del Congo, en
y decolaron. El bolso tenía una etiqueta que decía Dubie, la provincia de Katanga.
sin otra identificación o seguridad alguna.
El lugar que habita el Equipo de Observadores Militares
El día siguiente llamé a un camarada para que me asegurara (el Team) pertenece a una congregación religiosa católica.
el reenvío del bolso junto con comestibles que nos faltaban Hay que recordar que los Observadores debemos hacernos
y no podíamos comprar en nuestros alrededores aunque cargo del alojamiento y comida; el equipo lo pone la
tuviéramos el dinero del mundo, porque sencillamente era Organización de las Naciones Unidades (ONU), la
normal la escasez. Me respondió por teléfono que el bolso seguridad es responsabilidad de la autoridad local que
estaba en un depósito sin identificación y permanecía sin exista y la atención médica se tramita por canales de la
ningún tipo de seguridad, aparte de su cierre metálico ONU. Las instalaciones constan de una sala grande donde
de cremallera. Una semana después, en el vuelo regular trabajamos, cocinamos y comemos (10mts por 5mts). Por
semanal, lo recibí con absolutamente todo intocado en su una puerta interior se accede a otra sala mas pequeña
interior, junto con los comestibles que habíamos pedido. (6mts por 5mts) donde esta mi dormitorio con escritorio.

The Pearson Papers, Volume 13, 2011 | 59


Al este hay otra habitación similar, con puerta al exterior, inclusive a dos. A menor número, mayores dificultades para
donde se alojan dos integrantes del Team, de Nepal y las recorridas y para hacer frente a los costos de nuestra
Jordania. También en ese lugar guardamos las raciones de supervivencia diaria.
combate y el agua embotellada de reserva, solo para casos
de emergencia. Al oeste hay otra habitación similar donde Desafíos en el terreno: recorridos de patrulla
guardamos los tanques de gasoil para las camionetas y
Si la circunstancia es propicia salimos de patrulla. El
los generadores de electricidad. También guardamos
tema de patrullar implica varias cosas: acondicionar
herramientas y duermen algunas gallinas para consumo. A
todo el equipo a utilizar incluyendo lo relacionado a
continuación se hospeda el restante observador de Kenia.
los vehículos y todas las herramientas posibles de ser
Por otra parte, somos vecinos del Comandante de Brigada necesarias para solucionar problemas de enterramientos,
del Ejército del Congo (FARDC) con jurisdicción en esta vuelcos o desperfectos mecánicos. También debemos
zona, vivimos frente al Oficial de Enlace de las Fuerzas de gestionar la compañía de personal de enlace de las fuerzas
Defensa de Zimbabwe, estamos al lado de la casa del Cura locales, para que informen a sus autoridades de nuestros
y de las Hermanas de la congregación católica, así como desplazamientos y nos faciliten los accesos que fueren
de salones de primaria y secundaria gestionados por dicha necesarios.
congregación, con cuyos jóvenes compartimos un amplio
Por otro lado, debemos avisar a nuestro comando superior
patio con piso de tierra.
para que nos puedan seguir con el posicionador satelital
El clima es agradable durante el día y algo fresco durante y además podamos comunicarnos directamente por radio
la noche. (18 - 28 ºC). Hay que recordar que estamos desde los vehículos. Luego de todos estos preparativos
en junio del hemisferio sur (latitud 8º 33´ S y longitud recién empezamos los recorridos de patrulla.
28º 32´ E).
La patrulla normalmente insume todo el día porque las
Los comestibles los obtenemos del mercado local y de distancias en tiempo son largas, aunque en kilómetros son
Kalemie vía aérea, o del poblado Lukonzolwa cuando se cortas. El mayor problema son las deplorables condiciones
concurre por razones del servicio. El agua se obtiene de de las escasísimas vías de comunicación.
una cañería que viene de las alturas cercanas, se hierve
La situación “estática” del Team implica una presencia
durante la noche y se pasa por un filtro de origen indio
virtual en el terreno, dependencia de información de
comprado por el Team. Para calentar agua y hacer la
terceros, dificultades para evaluar su veracidad y un gran
comida se dispone de un brasero a carbón, pero para
aburrimiento. Por esa razón fue propiciado que las fuerzas
hacer un té, café o preparar el mate (infusión tradicional del
locales repararan dos puentes linderos a la aldea, para
Uruguay), se usa una jarra eléctrica. La energía eléctrica
abrir posibilidades de llegar hasta donde la luz del sol nos
surge de dos generadores que se usan alternadamente,
permitiera.
alimentados a gasoil. En resumen, nuestra situación
existencial mostraba juntos y simultáneos los recursos más Cumplido esto, pudimos mostrar por vez primera en la
tradicionales de campaña con la última tecnología. historia la bandera de la ONU y la bandera del Uruguay
en nuestro hombro, a los habitantes de un Congo profundo
desconocido para el resto del mundo.
nUestra misiÓn Patrullando la aldea vecina de Kiona que queda a 6 km,
La misión a cumplir consistió en estar al tanto de lo que vimos que tiene dos kilómetros de largo y unas dos casas
ocurría en los alrededores e informar si algo se salía de ancho, extendida sobre el camino principal. Allí habitan
de lo normal. Esta tarea se consideraba “estática” ya muchos Soldados y había un puesto de vacunación contra
que la geografía imponía limitaciones físicas a los la polio de una organización no gubernamental (ONG),
desplazamientos y en épocas de lluvia era inviable mover en el marco de una campaña a nivel de todo el Congo y
los vehículos a pesar de tener tracción en las cuatro ruedas. los países vecinos. Visitamos la casa/cuartel del Jefe Local
Para el cumplimiento del cometido contamos con dos y luego fuimos al lago Tambe que está a continuación y
teléfonos internos, un fax, un teléfono satelital, dos es usado para baños corporales de inmersión y lavado de
computadoras portátiles: una con contacto satelital y otra ropa. Nadie comentó los peligros de víboras acuáticas y
para tramitar mensajes por banda de radio, una antena cocodrilos porque se dio por sobreentendido.
parabólica satelital montada en un trailer, una impresora En otra patrulla a Lukonsolwa recorrimos 35 km pero nos
láser, una radio portátil en banda aérea y dos camionetas llevó unas tres horas llegar a destino. Fue una experiencia
4x4 equipadas con dos equipos de radiocomunicaciones inolvidable. Desde el arranque el camino parecía
cada una. inexistente, y al transcurrir algún kilómetro se puso peor.
Los integrantes del Team somos cuatro, obligatoriamente Algunas partes parecían insuperables, pero las camionetas
de nacionalidades diferentes. La realidad mostró que casi que tenemos y un poco de osadía nos animaron a intentar
siempre llegábamos solo a tres y en algunas circunstancias e hicieron posible la hazaña.

60 | The Pearson Papers, Volume 13, 2011


Por supuesto que era un trillo de menos de una vía, ya que Teniendo el generador funcionando disponemos de
los locales transitan caminando o en bicicletas. teléfono interno con toda la MONUC, fax y mensajería
satelitales e impresora láser. Esto significa que en esos
Pasamos por zanjones profundos y anchos producidos
momentos hacemos nuestras comunicaciones más grandes
por el arrastre del agua de lluvia, por zonas rocosas que
o que requieren necesariamente de esos equipos. Sin el
tuvimos que trepar, subidas empinadas, terrenos arenosos
generador tenemos autonomía de internos por veinte
y al final una buena bajada sobre terreno blando con dos
minutos y para la mensajería por una hora. A pesar de
curvas de 270 grados para rematar.
eso, aun disponemos de radios en las dos camionetas que
Varios cursos de agua angostos pero profundos se pueden pueden ser usadas en emergencias intentando enlaces o
cruzan exclusivamente sobre troncos puestos a lo largo, retransmisiones con otros integrantes de la ONU.
es decir que las camionetas debían “deslizarse” sobre los
En definitiva, sabemos que toda la tecnología a nuestro
troncos a riesgo de que alguna rueda cayera entre ellos o
alcance para la comunicación con el Comando Superior
quedara en el aire o se rompiera el tronco. La profundidad
está principalmente en el puesto de Comando y depende de
era variable entre dos metros y unos siete metros, pero con
la generación de energía eléctrica. También de la existencia
bordes verticales, que hubiera hecho necesario disponer
de gasoil para hacer funcionar los generadores. Los otros
de otras ayudas para sacar el vehículo de una posible
recursos han presentado dificultades, fundamentalmente
situación comprometida.
por la distancia y las características geográficas. Si
El clima es bien seco en esta época, de lo contrario ni existiera una emergencia sanitaria, por ejemplo, debemos
siquiera se hubieran podido mover los vehículos porque lograr la comunicación de alguna forma y recién después
quedan estampados en el barro gredoso. podemos esperar la buena dicha del destino que nos
provea de helicóptero con tiempo suficiente para venir y
El poblado resulta extendido por la existencia de espacios
volver en horas diurnas, con buenas condiciones climáticas
entre las chozas, con poca vegetación entre ellas, bien
y sin enfrentamientos bélicos en su recorrido, porque el
delimitados los patios de cada una en forma cuadrada,
seguro de las aeronaves se pierde si actuaran fuera de
dejando una senda para pasar entre ellos y con calles de
esas condiciones.
tierra bien anchas como para dos vehículos bien cómodos.
En los tiempos intermedios y libres aprovecho de buscar
Visitamos al responsable de los asuntos legales civiles y
la frecuencia adecuada en la radio de la camioneta para
militares en su casa/oficina y él hizo venir al delegado
tratar de comunicarme directamente con Uruguay. Hasta
regional responsable de las campañas de vacunación.
ahora sólo he podido escuchar el tráfico familiar de otros
Posteriormente fuimos a reunirnos con el Administrador
uruguayos, pero me falta poder ser oído desde este lugar
de la región, que vendría a ser como un Intendente
tan apartado.
Departamental mientras que nosotros estábamos en una
de sus “ciudades”.
Desafíos culturales
Con él se encontraba el Administrador del poblado y
concurrieron posteriormente el Jefe del Puerto y el Jefe de En una oportunidad el vuelo semanal trajo una encomienda
Policía. Por nuestro lado, además de los observadores, la con una lata de leche condensada de regalo y una nota
delegación incluía al Cura Párroco de Dubie y un Oficial pidiendo la opinión de su contenido. Grande y grata fue la
de Inteligencia del Comando de Brigada de Dubie. sorpresa de encontrarnos con dulce de leche “fabricado”
artesanalmente sin abrirse la lata de origen. El nepalés y
el keniata nunca habían probado ese dulce. Fue de esas
Desafíos en la comunicación ocasiones que toda cuantificación del valor del gesto que
Siempre enviamos informes diarios antes de las 16.00 horas tuvo un camarada, resulta inferior a la inmensa sensación
utilizando la posibilidad de asociar texto de la computadora de apoyo y cercanía que el mismo nos produce.
portátil con la radio satelital que lo transmite. Esto sólo
Los trabajadores locales que habíamos contratado tampoco
es posible desde nuestro puesto de comando, es decir, si
conocían ese dulce, entonces junto con el jordano del
tenemos una emergencia durante las patrullas, posiblemente
equipo se dio un interesante intercambio de costumbres y
nadie se entere hasta que llame la atención nuestra ausencia
hábitos alimenticios. Al uruguayo le resultó más fácil que
en la ronda de novedades radiales, debido a la ubicación
explicar todo lo que concierne al mate.
muy remota de nuestro lugar de misión y a las dificultades
geográficas para las comunicaciones entre los “Team” ¿Cómo hacíamos para almorzar? Fue muy difícil al
vecinos de observadores militares. comienzo. Unos debían matar de determinada forma
a los animales que fueran elegidos para alimentarse,
Cada vez que se prende el generador aprovechamos a
otros eran vegetarianos, otros no comían cerdo, pollos
recargar los equipos y también concurre personal de la
eran escasos y otras cosas casi no existían en esa villa
Brigada congolesa cercana para cargar alguna de sus
de desplazados por los combates. Hubo que ejercitar un
baterías, cosa que autorizamos como gesto de buena
alto grado de comprensión y tolerancia al tiempo que
voluntad y vecindad.

The Pearson Papers, Volume 13, 2011 | 61


usábamos la solidaridad de nuestros camaradas ubicados cOnsideraciOnes FinaLes
en mejores entornos, que nos enviaban alimentos en los
vuelos semanales de helicóptero, a cambio del reembolso Ningún observador militar debe ser desplegado sin recibir
en dinero correspondiente. la instrucción correspondiente, según los parámetros
mínimos sugeridos por la ONU. El incumplimiento puede
Así pasamos la mayor parte de los días, hablando de resultar en un serio perjuicio propio tanto como para los
nuestros países o de las costumbres locales, aunque bien demás integrantes de su equipo de trabajo. Aun así, es
sabemos que en otras partes de este gran territorio, en sabido que la teoría necesita de la practica correspondiente,
estos momentos, otros están bajo fuego de combates entre entonces resulta de suma importancia tener acceso a la
grupos diversos, mientras observadores militares como experiencia acumulada de otras personas, en cuanto a los
nosotros están muy cerca de las situaciones, desarmados, retos particulares de la misión que esté siendo considerada,
tratando de cumplir con su misión de calmar los ánimos y las soluciones sugeridas, las conductas apropiadas, el
lograr la negociación de una difícil paz. empleo correcto de las herramientas más adecuadas, las
También sabemos que nuestra situación es transitoria consideraciones culturales y los riesgos potenciales de
y en cualquier momento podemos reemplazar a esos diferentes orígenes que acechan durante toda la misión.
camaradas, entonces resulta muy importante conocer todas Cabe agregar que la selección del equipo para
las particularidades culturales de propios y ajenos, así desempeñarse como observador militar fue un punto clave
como ejercitar la comprensión y tolerancia que coadyuven para el mejor desarrollo de las actividades.
a la convivencia armónica para lograr como equipo el
éxito deseado en nuestra misión de paz. Asimismo, la planificación previa a cada salida debe ser
de orden, para prever los problemas o necesidades que
podrían surgir, a fin de tomar el equipo más adecuado
evitando faltantes sensibles o artículos inútiles que ocupan
espacio y aumentan el peso.
Siempre hay que tener presente que la razón de existir de
nuestra tarea es la dificultad en asegurar las condiciones de
paz y seguridad necesarias para una vida social normal,
por lo tanto, nuestro equipo debe acompañar esa realidad.
Hay que tener lo necesario y suficiente sin excesos, en
condiciones de perderlo todo debido a una evacuación
rápida o una situación difícil.
Cuando estemos de regreso en nuestras respectivas patrias,
con nuestros seres queridos, será la oportunidad propicia
para disfrutar de mayores comodidades.
Para finalizar, es oportuno manifestar aquí el profundo
agradecimiento a todos los camaradas de diferentes
jerarquías que aportando su desinteresada colaboración
están “siempre presente” y hacen posible que los demás
colegas puedan mantenerse activos y saludables en
situaciones extremas mientras cumplen su delicada misión.
Las dificultades de todo tipo que existen a veces en estas
circunstancias, fueron superadas una vez más por un buen
capital humano.

62 | The Pearson Papers, Volume 13, 2011


POLICE REFORM IN HAITI:
Lessons Learned, the Role of the International
Community and the Way Forward

allison Poff

aBstract
Efforts to reform the Haitian National Police (HNP) have been underway since shortly after its creation
in 1995. This paper discusses the 2006 HNP Reform Plan, the lessons learned in its application, and
the role of the international community, including Canada, in HNP capacity development. The paper
concludes by outlining priority issues to be addressed in order to further advance police reform in Haiti,
while taking into account the setbacks experienced after the January 2010 earthquake.

resUmen
Al poco tiempo después de su creación en 1995, se iniciaron esfuerzos para reformar la Policía
Nacional Haitiana (PNH). Este trabajo examina el Plan De Reforma 2006 de la PNH, las lecciones
aprendidas en su aplicación y el rol de la comunidad internacional, incluyendo Canadá, en el
desarrollo de capacidades de la PNH. El trabajo concluye señalando los temas prioritarios que deben
ser abordados para promover la reforma de la policía haitiana, al mismo tiempo que considera los
obstáculos enfrentados después del terremoto de enero 2010.

a BrieF resUme OF tHe recent were largely unsuccessful, as gang leaders struck deals with
the Haitian government to send members for DDR training
HistOrY OF tHe Haitian without surrendering weapons. Only the large-scale 2006
natiOnaL POLice (HnP) operation by the United Nations Stabilization Mission in

U p until 1995, all security in Haiti was provided by the Haiti (MINUSTAH) targeting gangs in Cité Soleil seemed to
Haitian Armed Forces (HAF), which included a police have any effect in reducing insecurity in one of the poorest
force that operated primarily in Port-au-Prince and some areas of Port-au-Prince.
rural areas. The HAF was disbanded in 1994 after the return Between 2000 and 2004, inexperienced political
of President Aristide from exile. In 1995, President Aristide, appointees took over many of the key positions in the
with the support of the international community, created HNP, compromising the political neutrality of the police.
the Haitian National Police (HNP). The HNP is headed by Following the departure of President Aristide in 2004, in an
a Director General, and its activities are overseen by the attempt to improve the effectiveness and public perception
Ministry of Justice and Public Security. Under the umbrella of of the HNP the interim president dismissed more than 200
the HNP are several police-related services including coast officers because of inexperience or corruption; however,
guard; correctional service; fire brigade; and the border, an increase in violence in Haiti between 2004 and 2006
air, port, airport, migration and forest police. put further pressure on the HNP, as did the unfavourable
The HNP faced several challenges during its initial start- public view of the force due to continued rights violations
up. Many former military joined the HNP, resulting in its and corruption. Improved training since 2006 has helped to
militarization and, through the rapid rate at which officers professionalize the force, although it remains understaffed
were hired, calling into question their vetting. Members and under-equipped. Currently, MINUSTAH continues to
of the HNP were accused of human rights violations, provide approximately 80% of security services in Haiti,
which further undermined public support. Early attempts while the HNP provides the remainder (mainly in urban
by the HNP and international community at disarmament, centres).
demobilisation and reintegration (DDR) of gang members

_____________________________________________
This article benefited from contributions by the Stabilization and Reconstruction Programs Americas and Europe Team and other divisions in the
Stabilization and Reconstruction Task Force (START), the Canadian Embassy in Haiti, the Haiti Task Force of the Department of Foreign Affairs and
International Trade Canada (DFAIT), the Royal Canadian Mounted Police and the Department of National Defence.

The Pearson Papers, Volume 13, 2011 | 63


tHe 2006 HnP reFOrm PLan cHaLLenGes and
In 2005, UN Security Council Resolution 1608 called on LessOns Learned
the UN Secretary-General to present a police reform plan One of the main challenges is the constraints of the Haitian
jointly developed by Haitian authorities and MINUSTAH. government’s implementation capacity, both in the areas
The 2006 HNP Reform Plan,1 adopted by the Government of personnel and equipment. This constraint has only been
of Haiti on 8 August 2006, is a five-year strategy that aims to further exacerbated by the earthquake. Several more
strengthen the organizational and administrative capacities specific issues have contributed to the delay in meeting the
of the HNP, strengthen the operational capacity of the HNP goals set out in the 2006 HNP Reform Plan. They need to
through augmentation of staff and professionalize the HNP be immediately addressed and require concerted action
through the provision of human and material resources to by both the Haitian government and the international
the Inspectorate General. Specific objectives set out in the community in order to improve the ability of the HNP to
Plan were: provide security to Haitians.2
• a total of 14,000 HNP officers by 2011
• new office for the Inspectorate General by 2007 Training
The inability to meet the goal of 14,000 trained HNP
• new office for the Director General by 2007
officers by 2011 can be traced to several factors. The
• new facilities at the Police School by 2007 process of vetting new officers takes a significant period
of time, resulting in delays between promotions (classes of
• construction of new commissariats (three in 2007 and
cadets that complete their initial training). The earthquake
five in 2010)
of 12 January 2010 further delayed the start of the 22nd
• rehabilitation of existing commissariats (20 in 2007 and promotion, in part because of the need for members of the
30 in 2010) Haitian Senate to use the cadets’ classrooms as temporary
office space. It is expected that, at the current rate of
• new building for the Control and Command Centre by
graduation, it could take at least 14 years to reach the
2008
target of 14,000 trained officers, based on the projections
• new building for the Central Directorate of the of an estimated 500 to 600 officers per promotion and one
Administration and General Services by 2008 promotion every two years. In order to increase the rate
of graduation, the HNP will need to fully utilize the space
• construction of a new police academy by 2008 and
available, which can accommodate up to 1,000 cadets,
• construction of three departmental centres of the Judicial and speed up the vetting process.
Police by 2010.
In-service training for the HNP needs to be further developed
Progress in HNP reform was seen between 2007 and to ensure that, upon graduation, officers are able to continue
2009, particularly in terms of improved recruitment, their professional development. There remain significant
training and vetting of police officers. However, as of delays in training and a lack of a structured curriculum,
August 2010, only three of the ten objectives listed above in addition to a shortage of opportunities for firearms and
had been achieved or partly achieved (construction and mid- and upper-management training. Courses that are
rehabilitation of commissariats (32 of 58) and new facilities offered are often poorly attended although officers are
at the Police School); one was underway (construction of the instructed to participate. Currently, once cadets graduate,
Inspectorate General) and one was expected to start in the the only further training they will receive is that offered by
coming months (police academy). In January 2010, there the international community on an ad hoc basis. The HNP
were close to 10,000 police officers, and the international management and government officials need to develop
community generally accepted that the goal of 14,000 a training plan and encourage the ongoing professional
officers would not be realized by the deadline initially set development of officers once they have completed their
out in the Plan. basic training.

_____________________________________________
1 Police Nationale d’Haïti 2006 Plan de Réforme.
2 The following sections are based on the experience of START in Haiti, conversations with the Canadian Embassy and conversations with key
actors (MINUSTAH, other donors, multilateral organizations, non-governmental organizations and other bilateral partners).

64 | The Pearson Papers, Volume 13, 2011


Corruption The hurricanes of 2008 and the earthquake of 12 January
Corruption continues to be a problem with the HNP. To 2010 have further delayed the ambitious timelines set out
reduce the risk of corruption among new officers, the issue of in the Plan, with the HNP and MINUSTAH now working
remuneration during basic training needs to be addressed. on a new reform plan to better reflect the current situation
Currently cadets are not paid throughout their basic training and take into account the new reality. Some of the new
(nine months) and their first three months as HNP officers. challenges include the increased level of insecurity,
This practice encourages corruption, as young officers look lack of police in rural areas and loss of equipment and
to find ways to support themselves during these 12 months, infrastructure. These topics are discussed further in the
often resulting in close relationships with suspected and section “The Way Forward” below.
known drug traffickers and gang members.

Infrastructure and Equipment


The lack of proper facilities and equipment has further tHe rOLe OF tHe internatiOnaL
delayed HNP reform. Infrastructure is outdated and too cOmmUnitY
small to accommodate personnel, forcing officers to work in
temporary structures or share desk space. Vehicles are often The 2006 HNP Reform Plan underscores that the Haitian
out of service because of a lack of spare parts, reducing State must guide police reform with reinforcement by
the number of patrols that can be conducted and the size the international community. It calls for the international
of the area that can be patrolled. Basic equipment, such as community to provide assistance for institutional support
flashlights, handcuffs, notebooks and writing instruments, is and planning at the Central and Departmental levels,
in short supply, resulting in improperly documented crimes the specifics of each to be determined in consultation
and dangerous working conditions for officers. The issue with government authorities and police and achieved
of infrastructure is addressed in the 2006 HNP Reform Plan through the formation of a partnership or a team of experts
with the construction or rehabilitation of commissariats connected to various police authorities. The Plan also calls
and buildings for management; however, the issues of for an international adviser in planning and development to
vehicles and basic equipment maintenance need to be assist the Director General of the HNP within the framework
addressed to assure that the HNP are able to provide of the reform and with the coordination of international
basic security services to Haitians. Initially this would need aid. Despite these guidelines, the objectives or goals of the
to be undertaken by the international community, until the Plan are being achieved in a piecemeal fashion with little
Government of Haiti is able to increase the budget of the coordination amongst the various players. For example, the
HNP. police reform working group meets infrequently, and not all
key players attend the meetings (see “The Way Forward” for
A major hurdle for HNP construction projects is land tenure. more on this). The current roles of the various international
Before being able to start a project, implementing agencies players are markedly different, as outlined below, yet they
require official letters indicating that they have permission must work together in order for reform to progress.
to build on the site in question. Given that most land lacks
proper paperwork regarding ownership, this can delay
the onset of construction. This can be addressed through MINUSTAH
the establishment of a list of government-owned land First established under Security Council Resolution 1542
identifying the Ministry to which it is assigned. Not only on 1 June 2004, the UN Stabilization Mission in Haiti
would this minimize delays by ensuring that HNP projects (MINUSTAH) has a mandate consisting of creating a secure
are designed appropriately, but it would also help avoid and stable environment, supporting the political process
multiple projects being approved for the same parcel of and monitoring human rights. Over time the mission has
land by different Ministries. evolved, and more recent mandates have included a role
for MINUSTAH in supporting the capacity building of the
Another issue facing construction is misunderstanding about HNP (Security Council Resolution 1927 on 4 June 2010).
the expected outcomes of each project. Often donors’ MINUSTAH provides both training and development
visions for projects reflect the situation in their own home support to the HNP. Currently courses are offered to mid-
country, visions that may clash with what the HNP envisions level HNP members, but these courses are not offered
as the outcome of the project. For example, donors and consistently and are often poorly attended. MINUSTAH
the HNP have had different views on the capacity and also provides technical support to the HNP, including
the size of an infrastructure, and which HNP agency is infrastructure plans that are developed in cooperation with
expected to be housed there. Involvement of the HNP at the Haitian government.
the planning stage and throughout the project can minimize
these misunderstandings and help the HNP plan for future As of July 2010, 49 countries were providing police
needs. officers to MINUSTAH, either as individual police or
Formed Police Units (FPUs). Individual police officers are

The Pearson Papers, Volume 13, 2011 | 65


involved in the training, development and mentoring of the such as the Sûreté du Québec and the Service de Police de
HNP and management of police deployed to MINUSTAH, la Ville de Montréal, to find French-speaking officers. Since
such as plant operator training offered by Brazil. FPUs, 2006, Canadian police personnel have been deployed
meanwhile, are responsible for maintaining security. to MINUSTAH through the Canadian Police Arrangement
Countries contributing significant numbers of FPUs include (CPA), a partnership between DFAIT, CIDA, Public Safety
Bangladesh, India and Jordan, while those contributing Canada and the RCMP. The Arrangement is funded through
significant numbers of individual police include Canada, DFAIT’s Global Peace and Security Fund (GPSF) and the
Côte d’Ivoire, France and Mali (whose francophone officers RCMP’s Policing Operations Branch, which is dedicated to
have the advantage of interoperable language skills). international police peacekeeping and peace operations. The
role of Canadian police officers has evolved over time from
Bilateral Training Programs that of a security provider to a trainer and mentor, with officers
often working side by side with their Haitian counterparts.
Several countries offer training to the HNP on a bilateral
basis. Brazil and Colombia offer weapons and special Canada is also actively involved in HNP development and
operations training; France offers weapons, special provides training and infrastructure. CIDA will be building
operations and driver training; Mexico has provided the Police Academy in Ganthier and is in the process of
forensics training; Spain and the United States have focused developing a training curriculum that would allow senior
on community policing; and Chile has previously offered officers to be promoted to inspectors (an 18-month program)
both basic training and mid-level officer training. Offers as well as other programs for promotion. Complementing
have come in from Argentina to give maritime training, from this are the efforts of DFAIT’s Stabilization and Reconstruction
Turkey for investigations training and from the Dominican Task Force (START), whose work in Haiti has focussed on
Republic for more general training. supporting justice and security projects since 2006. A total
of $51 million has been committed to train and equip the
Other International Organizations security system in Haiti, with an average annual allocation
of $15 million through the START-managed GPSF. The
There are a few key players in the area of police reform, majority of START projects have been to build, refurbish
mostly multilateral organizations such as the International and equip infrastructure for the Haitian police, corrections
Organization for Migration (IOM) and the UN Development and border services. In response to the needs of the HNP,
Programme (UNDP), who act as executing agencies for START has constructed/refurbished and equipped 14 police
the international community, taking on infrastructure, stations in the South Department and 18 along the border
procurement and training projects. There are, however, with the Dominican Republic. The stations along the border
some NGOs which focus on issues that fall under the HNP will help reduce cross-border trafficking of people or illicit
mandate, such as human trafficking, but choose to work substances, increase border security, improve bilateral
with little interaction with the HNP. Limited coordination relations and create the conditions for customs officials to be
exists between the international community and those that able to capture revenues owed to the state. Other projects
chose to operate outside the HNP, as there are very few include providing classrooms to the police school in Port-au-
forums for them to meet and discuss their work. Prince in 2007 and 2011, construction of the Inspectorate
General building and the provision of vehicles to replace
Canada’s Role in Police Reform in Haiti those that were damaged or destroyed in the January 12
The Government of Canada takes a whole-of-government earthquake. START is playing a leading role in the training
approach to our engagement in Haiti. The Department of and equipping of police and is being approached by other
Foreign Affairs and International Trade Canada (DFAIT) countries that wish to provide donations but do not have
coordinates this whole-of-government approach with representation in Haiti to discuss these donations with
support from the Canadian International Development Haitian officials.
Agency (CIDA), the Royal Canadian Mounted Police Canada is also partnering with Latin American countries,
(RCMP), the Correctional Service of Canada (CSC) and particularly with those countries deploying troops and police
the Department of National Defence (DND). The priorities to MINUSTAH. In 2007 Canada and Brazil co-hosted a
for Canada in Haiti are better living conditions, a more seminar that brought together all stakeholders involved in
secure environment, sounder democratic structures, and MINUSTAH for a discussion on how to better coordinate
strengthening of the rule of law. HNP reform factors into all and integrate their collective efforts. Canada also funds
of these priorities but has a central role in creating a more the Latin America Peacekeeping Capacity Building Project
secure environment. in support of Latin American Centres of Excellence, which,
Canada has been deploying police to Haiti since 1994 as through a process of meetings, guided consultations,
part of a series of UN missions (MINUSTAH is the eighth training courses and capacity building activities, seeks to
UN mission since 1993). The RCMP is currently authorized enhance the ability of Latin American troop- and police-
to deploy up to 150 officers to MINUSTAH and works contributing countries to deal with increasingly complex
closely with other provincial and municipal police forces, situations in Haiti.

66 | The Pearson Papers, Volume 13, 2011


tHe WaY FOrWard government infrastructure is the competition for land. The
many government ministries requiring new infrastructure,
We are currently at a crossroads in Haiti. The earthquake as well as foreign businesses looking to participate in
has dramatically changed the context: the government reconstruction, have all been hampered by the lack of
and people have lost key infrastructure and capacity, available land, forcing the government to make difficult
and resources and energies have been diverted to urgent decisions. We are already seeing the effects on the HNP.
humanitarian needs. The question now is, Where do we Land that had been earmarked for HNP infrastructure has
go from here? Some of the same challenges which existed been given to private companies, further delaying police
prior to the quake remain, but the Haitian government and reform objectives.
donors are now confronted with a host of new challenges
as well. Areas of Haiti outside the earthquake zone have not
received the attention they deserve. Both the Government
of Haiti and the international community remain focused on
The New Reality HNP issues in the earthquake-affected area; the remainder
In the aftermath of the earthquake, with more than a million of the country risks falling behind in police reform. Needs
people left homeless, a number of internally displaced that had been identified prior to the earthquake remain
persons (IDP) camps have sprung up in and around Port- (and have been compounded), although the chance of
au-Prince and in other affected regions. They remain largely their being addressed in the near future is slim, as scarce
unpatrolled, particularly at night, and have created a host resources are diverted to Port-au-Prince. Many of these
of security problems that will need to be addressed by the needs increased as people fled the earthquake-affected
HNP and MINUSTAH. Unfortunately, the HNP lacks the area to the rest of the country, increasing the burden on the
equipment and training necessary to patrol the camps HNP. The same number of officers is expected to maintain
and deal with many of the crimes committed. Criminals the level of security in areas where the population has
who escaped from the National Penitentiary have returned increased by as much as 20%. With little HNP presence
to their neighbourhoods and taken refuge in the camps, prior to the earthquake, rural areas in particular continue
undoing much of the work of the past few years to increase to be ignored, and it is doubtful that their presence will
community security. The incidence of rape has increased increase in the near future.
significantly in some camps, mainly because of the lack of
security forces, highlighting the need for more female HNP A lack of HNP presence along the border also needs to be
officers and training dealing with gender-based violence. addressed in the immediate future. Trafficking in persons and
The establishment of temporary HNP structures with basic drugs has always been an issue in Haiti and has become
police equipment near the camps would help address some more prominent following the earthquake. Immediately after
of the security needs. the earthquake, UNICEF estimates that 25 to 100 children
per day were smuggled to the Dominican Republic. The
A second effect of the earthquake was the loss of HNP amount of illegal drugs reaching the southern shores of
infrastructure and equipment. Many commissariats were Haiti has also increased since the earthquake, as traffickers
damaged or destroyed, forcing HNP officers to work out continue to take advantage of the instability in the country.
in the open, in tents or in temporary structures. Officers Until the HNP deploys officers along the border with the
lack basic materials needed for their jobs—paper, pens, Dominican Republic (donor-funded infrastructure for which is
flashlights, vehicles for patrols, etc.—making it difficult to already in place) and augments the number of officers in the
document crimes. In some areas, HNP officers are receiving coast guard monitoring Haitian national waters, trafficking
rides from MINUSTAH police (UNPOL) and patrolling only will continue to be a major problem for Haiti.
during daylight hours because of a lack of vehicles. Until
these fundamental issues are addressed by the international
community, there will continue to be a lack of progress in Justice
police reform in Haiti. A larger issue, which poses a further hurdle for
police reform, is the status quo in the antiquated
With most government infrastructure having been damaged justice system. Absence of Haitian political will has
or destroyed by the earthquake and the Government of Haiti created challenges for the international community
having lost many personnel (the HNP alone lost 77 officers to prioritize and address the many issues of the
and four administrative staff), the problem of institutional justice system. As a result, justice reform lags behind
capacity has become urgent. With more members of the the reform of both the police and the correctional
international community involved in the reconstruction effort system in Haiti. As the HNP captures more suspects,
in the police sector, including those not historically active
the prisons become more overcrowded, forcing the
in Haiti, are we overwhelming the HNP? To maximize our
HNP to confine more and more accused criminals
efforts, and minimize the burden on the HNP, we need
in temporary holding cells at the commissariats,
to be better coordinated (see the section “International
making the working conditions for HNP officers and
Community” below). Another outcome of the huge loss of
the living conditions for detainees both unsafe.

The Pearson Papers, Volume 13, 2011 | 67


MINUSTAH POtentiaL sOLUtiOns
Many of the challenges for MINUSTAH remain the same In order for police reform to move forward, better
as prior to the earthquake. Language barriers remain coordination needs to be established between the
a constant challenge, particularly for UNPOLs. The Government of Haiti and the international community.
majority of Haitians, including the HNP, speak Creole, so By working together through the police reform working
communication between citizens and MINUSTAH remains group to establish priorities, we can ensure that projects
difficult. The HNP find it difficult to communicate with are effective and are targeting the immediate needs of
UNPOLs and learn from them. While MINUSTAH makes Haitians. Donors will have a better understanding of how
every effort to find French-speaking officers, a limited their projects fit into the larger reform picture and will be
number are available. better able to plan for future projects. Better communication
In terms of maintaining security in Haiti, the main challenge will also ensure that duplication of efforts is avoided, which
for MINUSTAH as a UN peace operation is that its mandate should allow for additional projects to be undertaken. More
does not give it jurisdiction to arrest anyone; the HNP is importantly this will give the HNP a leading role in planning
the sole security agency that can perform this task, and its its reform, for only when all partners support the HNP in
presence is therefore required during patrols. Currently an charting its own future and respect its intentions will true
HNP presence is lacking in MINUSTAH patrols, as a result reform be achieved. A good first step would be to include
of which MINUSTAH is unable to stop suspected smugglers, the HNP in the donor coordination meetings.
gang members and criminals. Better cooperation and This paper has provided a brief overview of some of the
coordination between the HNP and MINUSTAH is needed in lessons learned and the role of the international community,
order to ensure that the security situation in Haiti improves. including Canada, in supporting the Government of Haiti
in reforming its police. Some of these lessons point to key
The International Community areas where donors should focus for greater impact and
Coordination amongst all players in HNP reform is the key results.
to success. Unfortunately, improving coordination within the
international community continues to be a challenge in the Making MINUSTAH Work Better
post-earthquake environment. The police reform working Taking a more strategic approach to placing international
group is not attended by all of those who are involved, expertise within MINUSTAH requires better matching of skill
resulting in knowledge gaps. Until we communicate level and function in sets and job descriptions before arrival
our efforts to one another, we risk duplication of efforts, in theatre. Canada, with one-third of the individual police
focussing on non-priority areas and undermining reform contingent in MINUSTAH, has on occasion seen its officers
efforts. Attendees at meetings should include not only those under-utilized, e.g., trainers deployed in the absence of
who have infrastructure projects, but also those who offer trainees. MINUSTAH needs to play a more prominent role
training projects (both those offered in-country and those that in helping HNP officers develop the skills and capacities to
take HNP officers out of Haiti for training). Donor countries implement the police reform.
must also encourage those NGOs whose projects in police
reform they are funding to work cooperatively within the
HNP Reform Plan framework. Representatives from NGOs Coordinating National and International Efforts
who focus on areas that fall under HNP reform should be Increased coordination will be the main challenge for
encouraged to attend meetings and share their experiences. the international community with regard to HNP reform.
Coordination in needed not only in Haiti but also at the
A major hurdle for reform could be the potential delay in UN in New York (where meetings on police and corrections
project approval as a result of the Interim Haiti Recovery reform take place and where MINUSTAH’s mandate is
Commission (IHRC) that was formed after the earthquake debated) and in donor meetings amongst the main players
to coordinate and implement resources from bilateral and in police reform (the United States, Canada, Argentina,
multilateral donors, NGOs and the business sector. While Chile, Brazil and Japan). Aligning and harmonising our
the IHRC should be able to help with coordination of efforts, efforts is essential for HNP reform to continue to progress.
it also risks delaying police reform as donors wait for
approval prior to starting projects. A streamlined process Donors that provide infrastructure to the HNP also need
would need to be adopted to mitigate this risk. to start focusing on project operationalization. Many
infrastructures are under-utilized, as the HNP does not have
Police reform in Haiti is still progressing, but better the means to equip them and has limited human resource
communication, cooperation and coordination amongst capacity to staff them. Donors should work with the HNP
all players are required if Haiti is to be responsible for to ensure that these infrastructures are used properly and
its own security. The updated reform plan currently being may need to consider bilateral deployments to provide
developed by the HNP and MINUSTAH will provide the specialized mentoring that is outside MINUSTAH’s areas
framework for reform over the next few years and should of expertise. Recognizing that Port-au-Prince had for
be the basis for all assistance for the HNP.

68 | The Pearson Papers, Volume 13, 2011


decades been favoured vis-à-vis rural areas of the country, cOncLUsiOn
the Haitian government and the international community
recognized the need to rebalance efforts, including police Police reform is one component of the larger system
reform in different parts of the country. The opportunity to which also deals with reforming the corrections, border
provide concrete and positive examples of police reform management and justice sectors. The international
in Haitian rural areas, now home to many who fled the community will need to continue to emphasize the systemic
earthquake zone, should not be missed. and holistic nature of these reforms.

Police reform in Haiti will take time and require catalytic HNP reform will continue to require the right mix of political
projects leading to larger initiatives and changes. The will, coordination and focus from both the national and
international community should focus attention on areas international community, as well as an updated reform
where critical mass can be achieved and where efforts can plan. Continued progress will allow Haiti to become more
be compounded. For instance, Canada is building a prison secure and provide a new more resilient foundation for
in Croix-des-Bouquets and will also rebuild the local police reconstruction.
commissariat. Canadian initiatives aimed at providing
increased access to justice are also being developed in the
same jurisdiction. By assembling a set of tools and expertise
in pilot geographic areas, the aim is to demonstrate positive
results across the justice-security continuum which could be
replicated elsewhere in the country.

The Pearson Papers, Volume 13, 2011 | 69


ABOUT THE PEARSON
PEACEKEEPING CENTRE
AND THE PEARSON PAPERS
The Pearson Peacekeeping Centre (PPC) specializes in bringing together military, civilians and police
in an open and collegial environment. This, coupled with years of experience in problem-based and
multidisciplinary education and training, has earned it an international reputation for excellence in peace
operations training, education, and research, a reputation which brings credit to Canada from around
the world.
Since its founding in 1994, the PPC has engaged in innovative research in the area of peace operations. The
Pearson Papers provide a forum where researchers and practitioners can openly explore the complexities
of evolving peace operations. Peer-reviewed, the journal represents an opportunity for professionals and
practitioners to engage and share in an interdisciplinary dialogue on the complexities experienced in peace
operations within the global peace and security realm.
The topics covered in each issue of The Pearson Papers are chosen through a nexus of internal discussion,
while a finger is kept on the pulse of dialogue taking place within the international peace operations
community. Each volume is thematically oriented, with space for field contributions, research articles, and
topical reviews examining emerging trends.
For more information, visit www.peaceoperations.org.

A CERCA DEL PEARSON PEACEKEEPING


CENTRE Y DE THE PEARSON PAPERS
El Pearson Peacekeeping Centre (PPC) se especializa en reunir a militares, civiles y policías en un ambiente
abierto y de relaciones profesionales. Esto, junto con años de experiencia en educación y capacitación
multidisciplinaria y basada en análisis de problemas, le ha permitido al PPC ganar una reputación
internacional de excelencia en el área de capacitación, educación e investigación en operaciones de
paz, una reputación que le ha significado un reconocimiento a Canadá en todo el mundo.
Desde su fundación en el año 1994, el PPC ha estado comprometido en una investigación innovadora
en el área de las operaciones de paz. The Pearson Papers proporciona un foro en donde investigadores
y profesionales pueden explorar abiertamente las complejidades de las operaciones de paz en curso. La
publicación es revisada por pares y representa una oportunidad para que los profesionales participen y
compartan en un diálogo interdisciplinario, las complejidades experimentadas en las operaciones de paz
dentro del ámbito de la paz y seguridad global.
Los temas cubiertos en cada edición de The Pearson Papers se seleccionan a través de un nexo de discusión
interna y al mismo tiempo se controla el pulso del diálogo que tiene lugar en la comunidad internacional
de las operaciones de paz. Cada volumen está orientado temáticamente, con espacio para contribuciones
de campo, artículos de investigación y revisión de temas de actualidad que examinan las tendencias
emergentes.
Para mayor información, visita www.peaceoperations.org.

70 | The Pearson Papers, Volume 13, 2011


Articles | Artículos

Perspectives on Latin American Contribution to Peace Operations |


Perspectivas sobre la contribución latinoamericana a las operaciones de paz
Regionalización de las misiones de paz: La presencia de Latinoamérica en MINUSTAH
Ana Laura Borro

Latin America’s Involvement in United Nations Peace Operations and Brazil’s Engagement as
a Key Player
Eduarda Hamann

Mujer, paz y seguridad: Chile y la evolución de la incorporación femenina en materias de


defensa y orden público
Carolina Céspedes Benaventes y Jorge Canales Ukrow

The Brazilian PMDF and United Nations Peace Operations: A Brief History and Future
Perspectives
Sérgio Carrera de Albuquerque Melo Neto and Antônio Sérgio Carrera de
Albuquerque Melo

Perspectives on Lessons Learned in Peace Operations


Perspectivas sobre lecciones aprendidas en las operaciones de paz
The Role of Women Peacekeepers in Combating Sexual Violence in Armed Conflict
Situations: Perspectives from Latin American Troop-Contributing Countries
Cecilia Mazzotta
Mejorando las operaciones de paz a través de lecciones aprendidas en la asistencia
humanitaria: Perspectiva de la UEMPE
Angel Navas Cruz
Lecciones aprendidas sobre género en las operaciones de paz: Perspectiva del CAECOPAZ
Ana Florencia Talamoni
Confidence-Building and “Good Offices” After Angostura: Assessing the MIB/OAS Initiatives
along the Colombian-Ecuadorian Burning Border
Fernando A. Chinchilla
Perspectiva de un observador militar desde el interior del Congo, 2002-2003
Carlos R. Delgado
Police Reform in Haiti: Lessons Learned, the Role of the International Community
and the Way Forward
Allison Poff

CANADIAN
PEACEKEEPING
PRESS
www.peaceoperations.org ISBN: 978-1-896551-77-7

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