Professional Documents
Culture Documents
David J.Young
Young, David J.
Introducing English grammar.
1. English language—Grammar—1950–
I. Title
428.2 PE1112
Young, David J.
Introducing English grammar
Includes bibliographical references and index
1. English language—Grammar—1950– . I. Title
PE1112.Y58 1984 428.2 84–4531
ISBN 0-203-40999-X Master e-book ISBN
In higher education many students are expected correctness tend to be fostered either explicitly
to have an acquaintance with the basic concepts or, more often, by default, so that a student who
that are required for the higher study of the comes to higher studies often has to unlearn
English language, but nowadays such students prescriptivist attitudes at the same time as coping
have often not been taught these concepts. There with difficult theory. This book begins with a
has been a scarcity of books to which these discussion of the reasons for undertaking
students could be referred for preliminary language study in a spirit of scientific detachment.
reading, since most of the elementary books go There are exercises provided at the end of the
well beyond the basic concepts and, in dealing chapters, and a key to the exercises is given at
with areas of grammar that are more complex the end of the book. At appropriate points in the
and advanced, become committed to points of text the reader is directed to relevant exercises,
view and methods of inquiry that are at least to though many readers may find it preferable to
some extent controversial. postpone looking at them until the end of the
This book is an attempt to satisfy the needs of chapter. There is also a glossary to which the
such readers, by presenting the groundwork of reader may find it useful to turn for further help
English grammar without going too far in either in interpreting technical terms.
the subject-matter covered or the development There are few notational conventions that
of a theoretical apparatus for the description of need explanation. An asterisk * is placed before
languages. I am aware, however, that the ideal an expression that is alleged to be in some way
cut-off point is hard to find—in fact it seems fairly ill-formed or non-existent. I have not included
certain that it is in a different place for different any discussion of phonetics or phonetic
readers. I hope I have arrived at a satisfactory transcription, but I have found it necessary in
compromise. If the reader finds that I all too often a very few places to provide a representation
decline to take some matter further, saying that of the way a word sounds, as opposed to the
it would be beyond the scope of the present work, way it is written. For this purpose I use, for
I hope he will remember that the work is partly example, /z/ to represent the sound that occurs
intended to stimulate interests that can only be at the end of the word his, and // to represent
satisfied by more advanced studies. the vowel in the same word. The diphthong in
A further shortcoming of many elementary boy is //. Technical terms are printed in bold
works is that they do not contain any discussion type when first introduced or when their
of the spirit in which the study of grammar should technical nature has to be highlighted for some
be undertaken. Popular fallacies about other reason.
Preface 9
David Young
Cardiff
June 1983
1 Introduction
in the sense ‘affected or biased by personal just change, and second, a writer’s duty is,
considerations’ (see Chambers’s Twentieth presumably, to communicate with his public and
Century Dictionary). Other speakers, however, a teacher’s duty to serve the interests of his pupils.
use the word as a synonym for uninterested; that The latter does this partly by ensuring that the
is, they understand it as the negative of interested pupils are aware of the pitfalls that result from
in the sense ‘in a state of engaged attention and the very nature of language—its mutability.
curiosity’. This is a new sense of disinterested Perhaps teachers who fulfil this duty will be
which may cause misunderstanding or, more helping to slow down the rate of linguistic change
likely, irritation to users of the older sense. It is as much as it is possible to slow it down; more
easy to see how the innovation has come about; than this cannot reasonably be asked of them.
the sense of interested which is negated by
disinterested is rather rare and specialized and is
Appropriateness
probably not very familiar to a good many
speakers. The result of the change is a certain
A language, then, is not a single, monolithic,
amount of inconvenience. When we hear
unvarying system, but a collection of closely
somebody say: She went to the conference and
related varieties. The notion of ‘correctness’ that
attended most of the sessions,…she was
is fostered by popular linguistic lore, and all too
disinterested, we might not know whether the
often by our educational traditions as well, is too
speaker means that she was bored or that she
crude a conception to be of much use when we
was impartial. Conversely, if we wish to use the
start to study language methodically.
word disinterested ourselves, we cannot be
‘Correctness’ carries with it a sense of rigidity
confident, unless we know our audience very
and absolute standards; some form of expression
well, that we shall be understood in the sense we
is judged to be right or wrong once and for all. If
intend. The wise communicator who is conscious
we replace this notion with the more flexible one
of a danger of being misunderstood will normally
of appropriateness, we shall be able to save
take steps to avoid it—that is, if the purpose is
everything that is worth saving from the doctrine
to communicate rather than to teach his audience
of correctness, but at the same time recognize
a lesson. In the case under discussion there are,
the variability of language. What is appropriate
after all, the words impartial and unbiased to
to one set of circumstances may be inappropriate
resort to. If enough people took this decision,
to another. There are no standards of correctness
the word disinterested might eventually fall into
apart from the actual usage of those who speak
disuse, but this would not matter very much as
the language, and these usages are not fixed. (Also
there are other words and expressions that have
see descriptive in the glossary.)
come to take on its meaning.
Such matters as these often arouse
extraordinarily strong emotions and may give rise The scope of this book
to discussions in which terms of abuse such as
‘corruption’, ‘ignorance’, ‘slovenliness’ and The objectives of grammatical study suggested
‘barbarism’ are hurled about. The severity of these above are very far-reaching. To describe in any
words is out of proportion to the very slight ripples detail a system for choosing, realizing and
on the surface of the language system which cause signalling meanings is a huge task. It is even more
them. It is sometimes said that writers and formidable than may at first appear since it entails
teachers have a duty to ‘preserve the language developing a theory of the character of human
from corruption’. Writers and teachers might very language in general. One needs a general theory
well reply that they acknowledge no such duty. of language so that each language may be
In the first place, change is not corruption but described.
Introduction 15
In comparison, the aims of this book are very random. *Seemed was my car the cheap is not
modest indeed. Nevertheless, it deals with some possible, while My cheap car was attractive is all
of the most fundamental concepts in language right. Some words are alike in their ability to
analysis with special reference to the description combine with other words: car and house are
of English. alike, and my and the are alike. This is shown in
A language is a means of constructing Figure 1.
utterances (including written ‘utterances’) for use
in communication. This means, among other
things, that patterns of wording have to be
correlated with meanings. The fundamental
concept here is ‘patterns of wording’. The verbal
patterns are formal constructions and the elements
of these patterns, words, can be identified and
studied. In this book we look at certain classes
of English words. We ask by what means they
Figure 1
are classified, and how they can combine with
each other to form phrases and sentences.
What makes car and house alike is that either of
them can be preceded by my or the, and what
Words as formal objects makes my and the alike is that either of them
can be followed by car or house. When we are
The word is treated as an element in a formal looking at the ability of words to combine with
pattern, something like an abstract shape or each other, we are dealing with their distribution.
figure in the design of some decorative frieze. Words that have the same distribution belong to
The reason why it is necessary to do this rather the same distributional class.
than talk directly of the meanings of words is
that meaning is communicated by employing
Inflection
signals, and the signals have to be distinguished
from each other by the receiver. Moreover,
Many words belong to sets like the following:
meaning in language is a property of whole
utterances and can only partly be explained by wait, waits, waiting, waited
adding up the meanings of the separate words.
The first word in this set is the base form; it is
The interrelationships between the words are
uninflected. The others are said to be inflected.
crucially important.
The set of words makes up an inflectional
Words, then, are vehicles of meaning and
paradigm consisting of four forms, one
elements in meaningful patterns. In the study of
uninflected and the other three inflected.
language it is important to identify the vehicles
Different words may belong to different
and the patterns separately from the meanings.
inflectional paradigms. For instance, cheap has
inflections which are not like those of wait:
How do words combine?
cheap, cheaper, cheapest
Each word in a language is highly restricted in River belongs to yet another paradigm:
the way it can combine with other words. If you
river, rivers
take the words attractive, car, cheap, house, my,
seemed, the, was, it is evident that one cannot Wait, cheap and river are said to be variable
choose words from the list and combine them at words. Such words can be classified according
16 Introduction
to the pattern of variation. But not all words are Major and minor classes
variable. Quite apart from such words as of and
the, even words like attractive are not variable; In the remainder of this book, apart from the
there are no words attractiver and attractivest. last chapter, which is about sentences, the
If attractive is to be classed along with cheap, it chapters are based upon the major word classes
must be on account of similar distribution, not of English: noun, verb and adjective. What is
similar inflection. often regarded as a fourth major class, the adverb,
will be discussed in the chapter on sentences (see
pp. 74–7). Major classes, unlike minor ones,
Kinds of meaning contain very large numbers of words, so many
that it would hardly be possible to make a
Many words are used to refer to our experience complete list of them. When a new word is added
of the world. They have a denotation. House to the language, it is added to one of these classes
denotes a kind of object—the sort of thing people (e.g. hooha, sauna, gungy, skinhead…). Since it
live in, with a roof and a door, etc. Cheap denotes takes a time for a new word to become accepted
a quality, that is, a relation between certain things; (if indeed it ever is), the total inventory of words
in particular, the quality of being easily obtained must always be somewhat indeterminate.
especially in exchange for money. Eat denotes a Minor word classes are usually small sets of
dynamic relation between things, a kind of event words with a very definite membership: this,
in which something happens to something. Many these, that, those form such a set. There is no
everyday words lend themselves fairly easily to possibility of adding more words to the list. In
the classification of denotations that has been fact, these sets can usually be subdivided until
suggested here: objects, qualities and events. Cup, we are left with single words that have a unique
big and run would fit in very well. distribution; there is no other word quite like
There is, however, some difficulty in using this or of.
these notional criteria to classify words. For The words in the major classes are the sort of
example, it seems difficult to answer the question words we tend to consult a dictionary about, so
whether cheapness denotes something different they can be thought of as lexical items (lexicon
from cheap; it could be that the words simply means dictionary). We do not usually want to
reflect different ways of looking at the same ‘piece look up words like the, of or my, but only words
of reality’. Nor is it clear that all words that like the following:
appear to be used for talking about the world of
our experience have denotations. There might be nouns conifer, cupboard, gratitude,
disputes about the reality of anything denoted partisanship, path, quietness,…
by nice or democracy. It might be held that these verbs appear, boil, consider, improve,
words merely signal the approving attitude of represent, speak, synthesize,…
the person who uses them. adjectives coniferous, grateful, hot, legal,
Since words are formal elements in verbal pusillanimous, quiet, wide,…
patterns, and since denotation is such a difficult adverbs beautifully, inadvertently,
concept to handle, there is a danger of circularity l e g a l l y, q u i e t l y, r e c e n t l y, s o o n ,
and lack of precision if we use meanings to well,…
identify classes of words. Nevertheless, once the
formal classes have been identified by distribution Words such as these are sometimes called
and inflection, it is possible to take note of certain content words, since they tend to have
broad correlations of formal classes with types denotations and to constitute the main part of
of meaning. the subject-matter of what we say. Thus the
Introduction 17
sentence, My criticism may surprise the to the difficulty of the new concepts, but the
performers, can be reduced to a kind of skeletal new concepts have an interest and a usefulness
sentence: criticism surprise performers. The which makes the terminological hurdle worth
other words, my, may and the belong to minor surmounting.
classes. They are structure words; their chief
function is to signal how the content words fit
Exercises
together and fit the context. In some cases they
depend on, or are attached to the content words;
e.g. my criticism, may surprise, the performers. Exercise 1
At other times they stand in place of content
words. For instance, in My criticism may Here is a small exercise on the distributional
surprise them, the word them stands in place of classification of words. The words listed can be
something that has already been mentioned; the classified according to their ability to fill the
performers, perhaps. positions in the table. The positions are labelled
A, B, C, D, E and F. List the words according to
their classes and give each class a number: class
Grammar: a technical subject
1, class 2, etc. (NB There cannot be more classes
than there are positions, but there might be fewer
From what has been said above, it should be
classes than positions.)
obvious that grammar is a serious discipline.
Its subject-matter is a particular field of human
social behaviour which, even at a superficial a(n) desk is ship
glance, can be seen to be highly complex. It is a appears dignified large short
becomes door moderately this
specialist field of study which, like law, building every old untidy
engineering, dentistry, physics, mathematics, counter harbour outstandingly very
logic and history (among others), has its own cup immense quite
aims and methods, and makes use of concepts dark immensely rather
which are not necessarily those which enable
us to lead our non-specialist everyday lives. A
major difficulty in pursuing such a discipline is
that one must familiarize oneself with ways of
thought that are more discriminating and
analytical than everyday thought. Furthermore,
along with the new concepts there is inevitably
a technical vocabulary. Without a specialist
vocabulary, discourse about the theory and
practice of the discipline would not be possible.
To the beginner the new terminology may seem
like an unnecessary burden. This is usually the
case when new concepts are not yet fully
understood, so that the terminology appears to
be just a list of words which are difficult to
remember and even more difficult to use.
Difficulty of this sort is inevitable in proportion
2 Nouns and noun phrases
18
Nouns and noun phrases 19
Undetermined nouns like these have a kind of 2 Uncountable nouns e.g. butter, cheese,
all-inclusive or unlimited meaning. Daffodils are furniture, matrimony, poetry, wine. The
yellow refers to daffodils in general, typical characteristics of uncountable nouns are:
daffodils; I am buying daffodils refers to daffodils a They have no plural form:
as a type of flower as opposed to, say, roses or
*furnitures, *butters
violets. (Exercise 1 is on p. 31.)
b Uncountable nouns can occur without
Countable and uncountable nouns any determiner even though they are not
plural:
At this point it is possible to bring in a major
Furniture is expensive
distinction between two kinds of noun, the
I have been buying butter and cheese
countable and the uncountable (often called
He can’t stand excitement
count and mass nouns respectively).
c Uncountable nouns do not occur with
1 Countable nouns e.g. chapter, child, letter, the indefinite article or with the numeral
pupil, street, step. The characteristics of one:
countable nouns are as follows:
a They can appear in plural form and can *a furniture, *one poetry
be modified by determiners that indicate d Uncountable nouns can be modified by
plurality, such as these, those, many, several, the determiner much:
few, a few, etc. and by any numeral from two
upwards: We haven’t got much furniture
Was there much excitement?
these pupils a few steps
those letters two pupils From the above descriptions it can be seen that
many streets three letters some determiners are used to modify only
several chances few children countable singular nouns (e.g. a, one, this, etc.),
some only for countable plurals (e.g. these,
(NB It is useful to recognize some expressions
several, etc.) and others only for uncountables
as phrasal determiners; thus a few, a lot of,
(much). However, some determiners go with a
plenty of, a little will be treated as
variety of nouns. (Exercise 2 is on p. 32.)
determiners.)
It should be stressed that the division of nouns
b Countable nouns in the singular are
into countable and uncountable, although valid
accompanied by a determiner. Thus the
for a large number of nouns, is not always such
following are not acceptable expressions:
a simple dichotomy. There are very many nouns
*He is pupil that can be treated as either countable or
*Letter has arrived for you uncountable. There is usually at least a slight
difference of meaning between the two uses. We
c Countable nouns can occur in the singular
can think of cake as a kind of substance (There
with the indefinite article (a or an) or the
is a lot of cake on the table) or as a separate
numeral one:
object (There is a cake on the table). We can say
a pupil, an egg, one letter He is a student of philosophy (philosophy as an
academic discipline) or We all need a philosophy
d Countable nouns are not modified by the
(a body of beliefs and principles for living). We
determiner much:
can talk about the discovery of radio (radio as
*much street, *much streets the physical phenomenon) or we can talk about
20 Nouns and noun phrases
a radio (meaning a piece of equipment for In the last of these examples there are three
receiving broadcast signals). We must also be adjectival modifiers in addition to the determiner.
aware that almost all uncountable nouns can be Adjectival modifiers come after the determiner
treated for special purposes as countables. Even when both occur.
porridge, which is one of the least countable Besides determiners and adjectives, nouns too,
substances known to humanity, can be spoken can function as modifiers to heads. This means
of as countable if we mean ‘a kind of porridge’: that there may be two nouns in a noun phrase,
This is a porridge which is easy to make and one acting as head and the other as modifier to
delicious to eat. (Exercises 3, 4, 5 and 6, p. 32.) the head. In the following, the modifiers that are
in italics are nouns:
Noun phrases an education policy
the house plans
Expressions in which nouns form the principal furniture catalogues
element such as a monastery, knowledge, and this a balance beam
deception are called noun phrases. A noun phrase those oil wells
has a principal element called the head
(monastery, knowledge, deception) and this may Thus, in an education policy the head is policy
be preceded by a subsidiary element called a and education is a modifier of the head:
modifier (a, this). This construction is shown in an education policy
Figure 3. m m h
In this notation m stands for modifier and h for
head. We can tell that the words in italics are
nouns because they would be capable of acting
as heads (e.g. my education, this house, some
furniture, the balance, a lot of oil).
Noun phrases may also have modifying
elements coming after the head. These are called
post-modifiers. They may be of various kinds.
Figure 3 Here is a miscellaneous list of examples:
a house in the country
The modifiers are elements that depend on the the house which he has bought
head and modify the way we are to understand the men outside
what the head refers to. The modifiers illustrated the people excluded
above are all determiners, but other types of
modifier also appear in the noun phrase. Often Only the first two kinds are explicitly dealt with
these are adjectives, like large, cruel, expensive, in this book. In the first example in the country
valuable, attractive, old and monastic. Here are is a prepositional phrase (see next section), and
some examples. (For a detailed explanation of the second which he has bought is a relative clause
adjectives see Chapter 4.) (see glossary). (Exercises 7 and 8 are on p. 32.)
his large house
a cruel deception Prepositions
a lot of expensive furniture
valuable skills Another class of structure words that needs to
an attractive old monastic building be brought in at this point is the preposition. Any
Nouns and noun phrases 21
noun phrase can be preceded by a preposition; Prepositional phrases very frequently occur after
for instance, happy little children can be preceded the head of a noun phrase, and in this position
by with to give with happy little children. In the they are called post-modifiers of the head. Figure
following examples the prepositions are in italics: 5 gives two examples with diagrams to show
what constituents the phrases are made up of. It
by the dog inside his largest house
will be seen that the post-modifier in a noun
to your employer among those oil wells
phrase may itself contain a noun phrase.
with those cows under a heavy balance
(Exercises 9 and 10 are on p. 33.)
in butter beam
through the window
We can also recognize some phrasal prepositions;
in spite of and on top of are among them:
in spite of his deception
on top of the furniture catalogues
Most prepositions denote spatial or temporal
relations: under, over, beside, in, among, etc. all
have a very clear spatial meaning. Beside the table
or in the drawer tells you where to look; before
the meeting, after dinner and on Wednesday tell
you when something was. However, they do not
all have a spatial or temporal meaning, and even Figure 5
those that do are not always interpretable in so
concrete a way:
Inflections of nouns: plural number
of the schools
for the office The easiest inflection of nouns to recognize is
among other things the plural inflection. A pair of forms like chair
in anger and chairs has one form in the singular number
on probation and the other in the plural number. Thus the noun
during the holiday chair is said to vary for the category of number.
It is, of course, only countable nouns that are
All of these expressions are examples of the
subject to this variation; uncountable nouns are
construction known as the prepositional phrase.
always uninflected for this category.
A prepositional phrase consists of two essential
In the vast majority of cases, the noun forms
elements. The first is an initiating element, the
its plural by the addition of a suffix, as in cats,
preposition itself. The second is a completer. The
dogs and horses. This is the ‘s’ suffix. The
completer is sometimes called a prepositional
pronunciation and the spelling are not always
object or a prepositional complement. The
the same, but the different pronunciations and
structure can be shown as in Figure 4.
spellings can always be predicted. Thus we know
that loss has the plural ending -es, rather than
just a simple -s. (Exercise 11 is on p. 33.)
Irregular nouns
nouns. They have the standard ‘s’ suffix and this The plurals of foreign origin are often unstable
is added to the stem without any change to the in contemporary English. Speakers of English
stem itself. There are, however, quite a large have a tendency to regularize them, that is, to
number of irregular nouns. To call them make them more like the majority of ordinary
‘irregular’ does not mean that they are subject to nouns. Many speakers use a regularized plural
random variation but that they follow special such as sanatoriums; and some treat criteria as a
rules of their own for the formation of the plural. singular of which the plural is criterias. It is not
Each irregular formation applies to just a few possible to predict what patterns will finally
nouns, sometimes to only one. The following are emerge from such fluid situations as these; the
the main types of irregular number inflection: influences at work often pull in opposite
directions. For instance, quite often a foreign
1 replacement of the vowel in the stem plural will be preserved for technical senses
(fungus and fungi in botany) while a regularized
foot—feet
one is used for everyday purposes (fungus and
tooth—teeth
funguses).
man—men
In addition to nouns that are irregular in their
2 replacement of more than a single vowel plural suffix, there are nouns that are irregular
in their stem formation when the plural suffix is
woman—women
added. Loaf, calf and wife are among these: they
(NB In the spelling this looks like the replacement have their final consonant changed from /f/ to /
of just one vowel, but in the pronunciation both v/ in the plural: loaves, calves and wives. In a
vowels are changed.) similar way, house changes the pronunciation of
3 addition of a different suffix the final consonant (from /s/ to /z/) in the plural
houses, though this time the change is not
ox—oxen
reflected in the spelling.
4 addition of a different suffix with change in There are several nouns which, because of the
stem accidents of history, have peculiarities connected
with the category of number. Scissors never
child—children
occurs in an unsuffixed form except when it is
(NB Again the spelling does not reflect the full an element in a compound noun like scissor-
extent of the change in sound.) sharpener; for some speakers it is actually
5 no change at all converted to use as a singular (Pass me that
scissors). For those to whom it is a plural (Pass
sheep—sheep
me those scissors) there is no singular. People is
6 various forms borrowed from classical another curious noun. In the sense of referring
languages to a nation it is singular and the plural is regular:
peoples (The peoples of the world). But it also
a replacement of -um with -a
exists as a plural, as in Three people came in,
sanatorium—sanatoria and in this sense it has no singular form.
(Exercises 12 and 13 are on p. 33.)
b replacement of -on with -a
criterion—criteria
Collective number
c replacement of -is with -es
An interesting phenomenon connected with the
analysis—analyses category of number is what might be called
basis—bases collective number. A noun denoting a group of
Nouns and noun phrases 23
individuals such as team, class or committee is other language. For instance, in Latin a noun will
treated as either a singular or, still in its take one form when it is being used to name the
uninflected form, as a collective: person being addressed—Waiter!—and another
form when it is being used to refer to that
The committee is against the proposals
person—the waiter is coming. It would be folly
(singular)
to maintain that English has two forms of the
The committee are against the proposals
noun for these two purposes, a ‘vocative case’
(collective)
and a ‘common case’, but that the two forms
Collective number is the use of an unsuffixed stem happen not to be distinct!
(e.g. committee) together with forms that are Case is, then, a category of very limited
ordinarily used in combination with plurals (e.g. relevance to English. In the noun, we have just
are rather than is). Other examples are: two cases, the common and the genitive. We shall,
however, have cause to return to the matter when
My class are all very clever; they win lots
we discuss personal pronouns, later in this
of prizes (are instead of is; they instead
chapter (see p. 29).
of it)
Two things need to be said about inflection
The team like to warm up for ten minutes
for genitive case in English. First, inflection for
(like instead of likes)
case works alongside inflection for number, so
The decision whether to treat a noun as collective that we have four possible forms:
seems to depend on whether the speaker is
thinking of the group as an entity or as a man (common, singular) e.g. that man
collection of individuals. (Exercises 14 and 15 man’s (genitive, singular) e.g. that man’s
are on p. 33.) (as in that man’s dog)
men (common, plural) e.g. those men
Genitive inflection of nouns men’s (genitive, plural) e.g. those men’s
(as in those men’s dogs)
Nouns such as man inflect not only for number,
but also for the distinction between genitive case Second, it is not so much a noun that is inflected
and common case. The uninflected form man is for genitive case as a whole noun phrase: that
in the common case. By contrast, in the man’s man v. that man’s. The inflected phrase as a
hat, man’s is said to be in the genitive (or whole acts as a modifier to a head, as shown in
possessive) case. The term case is a traditional Figure 6
term in the description of classical languages,
where it is a topic of much greater complexity
than it is in English. For instance, in Latin there
are as many as six different case distinctions for
nouns. English nouns have very little variability
of this kind; we must guard against attributing
to English nouns as many cases as there are for Figure 6.
Latin ones. This is an error that has frequently
been committed in the past because of the
mistaken assumption that all languages must be We shall look first at the way number inflection
described in terms of the same grammatical and case inflection coincide with each other.
distinctions. Nowadays it is realized that each There was good reason to choose man, a noun
language is a system in its own right and that it with an irregular plural, to illustrate the genitive
has no duty to conform to the norms of some inflection. With nouns that form their plurals in
24 Nouns and noun phrases
the regular way, there are not four different forms structure must therefore be that shown in Figure
in the paradigm, but only two, as follows: 7. Some expressions in which genitive nouns are
used in this way have become established as
compound nouns: e.g. doll’s house, bird’s nest.
(Exercises 19 and 20 are on p. 34.)
growing, but when it has been cooked it is more civilization, distinction, supernature, doctrine,
readily seen as a substance (I have bought two grace, sin. All of these have a more or less abstract
cabbages; Would you like a little more cabbage?). denotation.
If this is true of some kinds of concrete objects, Nouns are also used for systems of
how much more true is it of abstractions like classification. Fields of activity like commerce,
thought, admiration and deception? Thought medicine, motor-car maintenance, law, and
denotes both an activity and an isolatable item artistic print-making require that we should
in a thinking programme: He spends many hours distinguish categories of the things we talk about.
in thought, and then he puts his thoughts on For instance, talk about print-making requires
paper. This is so unpredictable a feature of the categories of materials, tools, techniques and
English language that it is understandable that products. Some of the words exist only in
foreigners learning English should find it difficult. discourse about this field, and all of the words
Thus a student writes: *Road accident is the main have meanings that are specialized to it. In a book
cause of heavy expenditure. How is he to know on ‘original prints’ the following specialist
that accident is countable? After all, luck is vocabulary was found. All of the expressions listed
uncountable. Another student writes: *To avoid are nouns (including some noun-like ing-forms,
a terrible damage, to the town [the authorities] see p. 44), or are based upon a noun head: litho-
passed a bye-law which…. The error lies in drawing ink, watercolour wash, backing sheet,
treating damage as a countable noun. But graver, spitsticker, scorper, burin, mezzotint,
supposing the required word had been threat, aquatint, copperplate, gravure, hard ground
which is not very different, then the determiner etching, wood-cut, lino-cut, lavis, pochoir, photo-
would have been necessary: To avoid a terrible stencil, photo-etching, needling, burnishing,
threat to the town…. collograph, collotype, lithograph, plate
Although it seems that we cannot establish a lithography, stone lithography, transfer
common feature of denotation that applies to all lithography, relief print, screenprint, intaglio print.
nouns, at least we can say that they are all suitable From what has been said it does not follow
for referring to topics that we may want to talk that all specialist vocabulary consists of nouns;
about. Thus they have a rhetorical feature in the book on prints includes verbs like etch, and
common. We can say The bus hit a tree, or His adjectives like lithographic. But the nouns usually
industriousness caused resentment. Here we are provide the majority of the special terms used in
talking about ‘the bus’, ‘a tree’, ‘his the field. In our age of science and technology
industriousness’ and ‘resentment’, all of which new systems of classification are continually
are possible topics of discourse. The process of being created, usually through nouns that name
topicalizing abstract conceptions like resentment the categories required.
and industriousness is called reification: ‘talking
about abstractions as though they were things’.
This may have dangers of which the philosopher Derived and compound nouns
is acutely aware, but it is the way the English
language enables its speakers to extend the scope Reification and classification require the
of their discourse beyond reference to concrete adaptation of old words to new purposes. Our
objects. Here is a list of nouns taken from about language enables us to adapt words that are not
a dozen lines of a text dealing with the history of nouns, like resent, into nouns, like resentment,
ideas in the seventeenth century: date, waning, and to combine words like copper and plate to
view, nature, man, replacement, humanist, make new nouns like copperplate.
culture, extent, Renaissance, process, century, Words like resentment are formed by adding
day, times, orthodoxy, prosperity, stability, a purely structural element to a stem. The element
26 Nouns and noun phrases
-ment is a purely structural element; it has no three are nouns, goodness, equality and distrust
function other than to convert resent into a noun. (e.g. the goodness of the food, such equality of
Words like resentment are called derivatives: opportunity, and his distrust of outsiders—the
resentment is ‘derived’ from resent. last of these can also serve as a verb (He distrusts
Words like copperplate are formed by adding outsiders), see p. 48 in Chapter 3.) There are
two stems together; each part—copper and several suffixes, like -ness and -ity, which have
plate—has a separate existence with a denotation the function of turning the word in which they
of its own. Words like copperplate are called occur into a noun. Other suffixes which signal
compounds, and the process of forming such ‘this word is a noun’ are: -ment (replacement), -
words is called composition. ist (humanist), -ation (civilization), -ion
It is not only nouns that can be formed by (distinction), -y (orthodoxy), -ity (activity).
derivation and composition; but it is convenient Further examples of compound words are:
to deal with such concepts at this point as they blue-fly, half-smile, whipping-block, copy-book,
are now relevant. We shall have to refer to them witchcraft, turnover, longwinded, understand
several times in later chapters when dealing with and long-legged. The last three of these are not
verbs, adjectives, etc. nouns, although the rest are. (Exercises 21 and
All of the following are derivatives: snowy, 22 are on p. 34.)
adventurous, goodness, equality, organize and
assassinate; but only two of them are nouns: The English lexicon
goodness and equality. The words are derived
from snow, adventure, good, equal, organ and The lexicon is the technical name for the stock
assassin by the addition of an affix. The element to of ready-made items that the language contains.
which the affix is added is a stem. Affixes that come These are not only words, but idiomatic
after the stem are called suffixes. There are also expressions like put down (meaning ‘suppress’)
prefixes, which precede the stems, for example dis- and put out feelers (meaning ‘make tentative
, un- and re- in distrust, unadventurous and inquiries’). The items that make up the lexicon
reorganize. (See Figures 8 and 9.) are the lexical stock of the language. Naturally,
in the course of history, the lexical stock of a
language undergoes many and far-reaching
changes. One way of increasing it is to create
new words by recombining the elements out of
which existing words are constructed. Another
way is to borrow words from other languages—
loan words; in the list of nouns given above for
talking about print-making (p. 25), the words
burin and pochoir are from French. In the course
Figure 8 Figure 9 of its history, English has borrowed many words
from foreign sources, thus acquiring sets of
words that have a structural resemblance to each
As can be seen, some derivatives come from stems other. The words creature, nature, posture,
that are themselves complex. Thus, pleasure, etc. all came from an earlier form of
unadventurous is derived from adventurous, French. The ending -ure can be recognized as a
which is in its turn derived from adventure. Other noun-forming suffix, even though the stems to
examples are: musicality, musical, music; which it is attached do not exist as separate
professionalism, professional, profession, profess. words: create-, nat-, post-, pleas-. Of course we
Of the words listed in Figures 8 and 9 only can see a connection between creat- and the verb
Nouns and noun phrases 27
to create, and between pleas-, and the verb to form a noun: obvious, obviousness; friendly,
please, but such connections are ghostly friendliness; fruitful, fruitfulness; cheap,
remnants of the connections between words in cheapness; and so on. In fact the speaker of
the original language. English is fairly free to make up new nouns on
Another result of borrowing from other this model, although he is likely to feel somewhat
languages is that we have ‘imported’ certain kinds reluctant to do so if there is an already existing
of compound word. Words like democrat and noun with the meaning he desires. For instance,
homicide are compounds in the languages of gratefulness and legalness are likely to be thought
origin (Greek and Latin respectively). If we just rather odd words since they are trying to compete
had these two words, their origin as compounds with gratitude and legality.
would not be apparent. But since they are Nevertheless, the tendency to coin new words
paralleled by autocrat and demography on the on the model ‘adjective+ -ness’ can be observed
one hand, and suicide on the other, we are when people say things like sincereness, if they
consious of the possibility of seeing the words as are not aware of the existence of the word
made up of parts. This provides us with a model sincerity or are unable to think of it on the
for coining new words like plutocrat, bureaucrat occasion in question.
and herbicide. The case is different with suffixes like the -th
Thus the lexicon of English is a kind of in warmth. There is only a handful of nouns
unmethodical, scrapbook record of the history formed on this pattern, and even some of these
of the language, and the extent to which it is have stems that have become less recognizable
valid to describe words like the present-day word in the course of history: width is based upon wide,
pleasure as having the structure: pleas+ure is length upon long, health upon a now obsolete
doubtful. forerunner of the word whole, in the sense
Even when the elements of which a word is ‘healthy’. In fact, the suffix -th is fossilized and
made can be confidently identified, as with almost totally unproductive.
good+ness, we must still regard the word as, to a In between the two extremes of -ness and -th
certain extent, a ready-made item. It is not there are many gradations of productiveness (or
possible to predict, from a knowledge of the is it productivity?). The suffix-ation is obviously
elements good and ness, that one of the meanings less widely used than-ness, but more productive
of goodness is ‘the quality of being nutritious’ than -th. Think of words like hospitalization;
(used of food). Similarly with compounds. For most words that end in -ize seem to accept the
example, blackboard means ‘a surface for writing further ending fairly readily.
on with chalk in classrooms’; any connection with In general, derivation is a historical process
the sense of the words black and board is rather that has resulted in the addition of words to the
tenuous. Some blackboards are not black, many lexical stock of the language over the centuries.
are not boards, and neither black nor board tells It is not indulged in with perfect freedom by the
us anything about writing or education. Patterns users of English. There are always greater
of derivation and composition, therefore, tend restrictions on the production of new words than
to be partial and unpredictable. (Exercise 23 is on the production of new sentences.
on p. 34.) Patterns of composition are also highly
constrained. Breakfast, based upon break and
Productivity fast is an unproductive model. We could not
call a garage mechanic a mend-tyre. On the
Some affixes are used with great freedom. They other hand, there are highly productive
are said to be productive. The suffix -ness can be patterns for combining nouns with nouns to
added to a very large number of adjectives to form new nouns:
28 Nouns and noun phrases
key ring, key chain, key case, key wallet, usually held to be nouns. What is the justification
doorknob, door handle, door hook, for this? In distribution they are not exactly like
notepaper common nouns since we cannot normally use
determiners with them: a London, this William, etc.
Since the structure of these expressions is
Moreover, proper nouns do not have a
compound, and the process of composition
denotation; that is, there is no class of objects in
merely entails putting two stems together without
the world that we distinguish as williams or
modification, it is often not at all clear whether
londons such that, when we want to refer to one
we should count such formations as one word
of them, we can construct an expression to
or two. The reader might like to ask himself
indicate which one we are talking about. Proper
whether the following expressions are part of his
nouns just do not function in this way; they work
own lexical stock, or whether the model on which
by being the name for a given individual. This
they are constructed is so productive that he could
point is brought home to us when there is more
interpret them and coin them at need:
than one person present who is called by the same
chair seat, conference programme, speech name. In such circumstances we are conscious
therapy, application form, job opportunity, that calling by name does not work. We might
camera shop, floor board, invitation date then convert a proper noun for the occasion to a
common noun and say this William, your
I assume that occasionally there will be some
William, the William I know, another William,
hesitation in answering the question. It appears
three Williams, etc. In that case, William is a
that the contents of one’s lexical stock are in
common noun denoting the class of human
some respect indeterminate. It could very well
beings whose name is William. Alternatively we
be that the lexical stock and the formation rules
might introduce more names into the circle of
for coining new expressions overlap. At all
people by calling one of them Bill, another Will,
events, the indeterminacy does not affect the
and so on. The fact that there are not enough
‘output’ of the language user; he is equally
different names to go round among the
intelligible whether he has ‘made it up’ or
individuals that we need to refer to does not in
repeated it from memory, and we cannot tell
the least affect the fact that referring to people
which he has done.
(and places, etc.) by name and referring to them
The interesting thing is that a compound
by means of expressions constructed out of
expression of the kind camera shop, etc. can be
common nouns are quite different ways of
incorporated into further layers of composition
referring.
with results like the following:
What justifies our regarding proper nouns as
key ring wallet, door handle screws, car nouns is that:
park attendant, insurance building car 1 they can take the genitive inflection—
park, etc. William’s chair; America’s coastline, etc.;
This is so fruitful a way of coining new 2 they can occur in more or less the same range
expressions that it is much used in technical of combinations with other expressions as can
vocabularies (e.g. litho-drawing ink, watercolour noun phrases—e.g. after prepositions, beside
wash) and newspaper headlines (e.g. job loss William, of America, to Edinburgh—and in place
total, cabinet discussion leak). of the noun phrases shown in Figure 10;
3 they are used for referring to people, animals,
places, and so on.
Proper nouns
It is of interest to note that not only are proper
Words like William, London and Snowdon are nouns sometimes redeployed as common nouns
Nouns and noun phrases 29
Figure 10
Exercise 7
Exercise 3
Why are the following expressions wrongly Insert the adjectives wise, untidy, thick, heavy
formed? and unprofitable into the noun phrases listed on
p. 20 (an education policy, etc.) What
*three informations; *much library; generalization can you make about the position
*several apple; *many carpentry; *enough they occupy in the phrase? (The answer to this
letter question is not given in the chapter; you should
work it out for yourself.)
Exercise 4
Exercise 8
Write some sentences containing the nouns
window, railway, impertinence, tea, speed,
Instead of using the symbol m for all modifiers,
luggage, roof, and grammar. Where possible write
this time we will differentiate between the various
two sentences, using the noun as countable in
types of modifier. Assign the symbols d for
one and uncountable in the other.
determining modifier, a for adjectival modifier,
n for noun modifier and h for head in the
Exercise 5 following phrases:
Which of the following nouns can be recognized your handbag enough leather
as countable or uncountable without reference this leather handbag a lot of notes
to the meaning of the noun? (Some of them are some large handbags several attractive
nonsense nouns.) For instance, in my car the noun stodgy pudding concerts
cannot be recognized as countable by virtue of a sunny pleasure a mystery tour
the word my, since my can also be used with dome much pleasure
uncountables (e.g. my furniture). bright street lights happy little children
Nouns and noun phrases 33
Draw structure diagrams like that given for under tin, cold, damage, youth
a heavy balance beam for all the prepositional
phrases in the following sentences: Exercise 14
He repaired the machine for a large 1 Which of the following contain instances of
payment collective number? For those that do, note what
The chair beside the kitchen sink is broken words in the context lead you to say so.
On your coat there is a dark stain
The crowd rioted, and were dispersed by
Please put the cups from the tray into the
the police
basin
This management has been rather hard on
its employees
Exercise 11 I’m going to see a group who play pop
music
What is the written form of the plural suffix that
2 Find an instance of collective number in the
is added to the following nouns?
poem quoted in Exercise 10 of Chapter 5 (p. 88).
bit, rack, cliff, tab, way, toe, rose, wish,
latch, tomato, ledge Exercise 15
In which of the nouns is the suffix pronounced Listen to a few radio or television news
with a hissing sound (represented phonetically programmes. This is a good source of references
as /s/, as at the end of bus)? In which is it a buzzing to groups of people. Record any instances of
sound (i.e. /z/), as at the end of buzz? In which is collective number and note what it is in the
it as a separate syllable sounding like the word is context that enables you to say so.
(/z/)? Enter your answers into this table:
Exercise 16
In the following sentences some nouns are printed
in italics. Decide which case and number they
belong to.
I wasn’t referring to those shoes
Three authors’ works have been banned
The lady’s name was called out
Exercise 12
He addressed only the ladies
The teachers’ room is down the corridor
Do the following nouns form their plural in an
The Companies’ assets have been frozen
irregular way? If so, describe the type of
The Company’s assets have been frozen
irregularity.
Several firms’ workers are on strike
axe, cactus, crisis, salmon, word, tin, cold, He bought the girls hats
34 Nouns and noun phrases
Exercise 21 Exercise 25
Which of these derivative words are nouns? What The following passage has been edited by
suffixes and prefixes can you identify? Can you replacing all the third person pronouns with noun
Nouns and noun phrases 35
phrases. See if you can edit it back to the original out any expressions that are in any way
version. anaphoric—not just personal pronouns.
The Wildlife and Countryside Act was in part a
…I’ve already been told by a colleague at The Times
timid attempt to put the public interest on record
that my colleague has already been warned by a
alongside that of the occupant…. If a farmer
source that if Granada journalists disclose the
wishes to destroy a public amenity…it will
source—the name of the Granada journalists’
5 usually pay him to approach the Ministry of
informant—then my colleague will never get
Agriculture and point out the economic benefit
confidential information again from that source, and
of what he is doing. The Ministry will then give
I’m sure that would happen to thousands of
him a substantial grant…. The Ministry is
journalists up and down the country.
required by an earlier statute to ‘have regard’ to
10 the environmental impact.
…The National Conservancy Council has
power…to designate suitable areas as ‘sites of
Exercise 26 special scientific interest’ and having done so it
Decide whether the word one is acting as an may negotiate with the occupier…. But the
15 encounters do not always take place in the
indefinite pronoun, as a countable-noun
decorous manner envisaged by law…. In any
substitute, or as a numeral: case the Council can concern itself only with
1 We only need one chair. We already have three. major and obvious sites. It cannot put a fence
2 One has to be rather careful, doesn’t one? round every rare orchid…. The ‘owner’ asserts
3 There is one biscuit left in the tin. 20 his right to do what he likes with ‘his’ land….
4 This pen doesn’t write very well; I’ll have to But the public interest requires the gumboot to
get a better one. be on the other foot and the farmer to be advised
5 I’ll get some fresh ones; those have withered. that he is a trustee, answerable to a much larger
6 First he closed one eye, then the other. body of interested persons.
7 One can’t afford to buy a big one every time. 25 What is most urgently needed is for landscape
8 One speaker told the other one to sit down. to be treated as listed buildings are treated.
Before any fundamental change can be made, the
public interest should be weighed against the
private…. This would not…involve a vast
30 and antisocial growth of bureaucracy. It would
Exercise 27 simply extend existing protection from one part
of the environment (the town) to another (the
country). Without such protection anyone with
The following are extracts from a leading article
an eye to the disappearing beauties of the
in a newspaper on the conflict between the 35 English landscape is almost powerless.
economic interests of farmers and the leisure
interests of the public in the countryside. Pick (The Guardian, 4 April 1983)
3 Verbs and verb phrases
Verbs and their subjects Yes, I know; Are you sure? That’s a lie; or How
interesting!
In Chapter 2 we identified a set of words called Thus the subject-verb construction differs in
personal pronouns (see p. 29) which distinguish a fundamental way from the expressions we
between first person (I, we), second person (you) drivers, you boys, he alone, etc., which do not
and third person (he, she, it, they). (Most of the by themselves have any communicative force. If
pronouns also have other forms, me, us, him, somebody utters we drivers, we need to wait for
etc., but for now we only need to use those in the him to say something else before we can tell
first column of Figure 11, p. 29.) whether he is making a statement or not; it would
The class of words that we are now going to not be sensible to respond by saying It isn’t true.
investigate is verbs. These are most easily (Exercise 1 is on p. 49.)
identified by their power of combining with
personal pronouns to form a particular kind of
construction: Verbs with noun-phrase subjects
run She falls
We have now established one of the most
You disappear He disappears
important properties of verbs. They can have
They cough It barks
subjects. But as yet we have taken a rather limited
We try
view of subjects. When the subject is an instance
The words that follow the personal pronoun in of third person reference (he, she, it, they), we
these examples are verbs. It will be noticed that could use a more explicit form of words to
they vary in form. When a third person singular indicate what we are talking about. Instead of It
pronoun is used the verb takes a suffix ‘-s’, as in barks, They sing, or She sparkles, we could say
disappears, falls and barks. The resulting The dog barks, Your friendly neighbours sing,
construction, with the pronoun and the verb or The hostess sparkles; in fact, very frequently
combined, has the force of a statement. This we need to do this to be clear.
construction is called the subject-verb Thus we can use a noun phrase with a
construction. Such an expression as I run has I common noun head as subject. It is clear that
as subject and run as verb. When such an The dog barks and The hostess sparkles are
expression is uttered, the utterance has a truth expressions that have a truth value exactly like
value; that is to say, the speaker is making a claim. the expressions that have a personal pronoun as
It would make sense to respond with That’s true; subject. By itself, the expression the dog cannot
Verbs and verb phrases 37
be interpreted as making a claim; all we could complement, so we would expect them to occur
say in response is something like What about it? in sentences like the following:
At the very least, the utterance of the words the
He mentioned the evidence
dog would have to be accompanied by a gesture
The tank seems empty
such as pointing. But when somebody says the
dog barks, we know that he is making a claim In these sentences the evidence and empty are
even without a gesture: the force is conveyed by complements.
the words alone. Other verbs, however, occur very readily
without any complement. In the following list of
Verbs and tense examples the verb occurs either without anything
to follow it, or with an optional addition. The
Another peculiarity of verbs is that they can be technical name for optional additions is adjunct.
inflected for tense. The most essential tense The difference between adjuncts and
distinction in English is present tense v. past tense. complements is that complements are essential
All the subject-verb expressions listed so far are to the structure of the sentence while adjuncts
in the present tense; but for every one of them are not; adjuncts can easily be omitted without
there is a corresponding past tense: creating a feeling that something has been left
unsaid. In these examples the adjuncts are in
The dog barks The dog barked
italics:
They sing They sang
You disappear You disappeared The tree fell
The trees grow The trees grew The boat sailed early
Somebody spoke for a few minutes
The chief use of the past tense is to talk about
situations that are over and done with, no longer The verbs fall, sail and speak frequently occur as
existent or relevant. We shall have more to say here without any complement. In the second
about tense and the inflection of verbs shortly. example early is an adjunct. So is for a few
(Exercise 2 is on p. 49.) minutes in the last example.
The difference between complements and
Verbs and their complements adjuncts can be further illustrated by using an
ambiguous example. The following sentence has
The examples given above are obviously two interpretations:
extremely simple ones. In the vast majority of
He explained last night
utterances there is more than just a subject and a
verb. There is usually at least one further element In one interpretation, last night is a complement;
to complete or supplement the construction. The ‘it was last night that was explained by him’. In
total range of construction types for whole the other interpretation, he explained something,
sentences is very great; a slightly fuller treatment but we are not told what. In this interpretation
of the topic will be found in Chapter 5 (see pp. last night says WHEN he explained it, not WHAT
71–4). However, it is necessary to anticipate a he explained. If there had been both a
little of this material, since it will help us to complement and an adjunct in the sentence, the
understand the distribution of verbs. ambiguity would not have arisen:
Some verbs need to be followed by a
He explained last night this morning
completing element. The technical name for such
He explained the method last night
an element is complement. For instance, we
would not normally say, he mentioned or the tank In the first example, last night is the complement
seems. Mention and seem are verbs that take a and this morning is the adjunct; in the second,
38 Verbs and verb phrases
the method is the complement and last night is Auxiliary verbs, in contrast to main verbs, are
the adjunct. (Exercise 3 is on p. 49.) subsidiary to the main verb and they contribute
special kinds of grammatical meaning (see the
Verb phrases next section).
Figure 13 gives some idea of the range of
The ‘verb’ element in a sentence is not necessarily combinations of verbs that make up verb phrases.
just a single word. It would be more satisfactory It is not an exhaustive display of possible types
to call it a verb phrase, which may be just one of verb phrase, but it is sufficient for present
verb, or may be made up of several verbs. The purposes. The numbers and letters in Figure 13
examples given above have just one verb in the are referred to below (pp. 39–40).
verb phrase: e.g. barks, disappeared, explained,
but in the following the verb phrases contain two
or more verbs:
My landlady has been cooking
Beetles were crawling
The ship has disappeared
The verb phrases here are has been cooking, were
crawling and has disappeared. Were crawling is
in the past tense; the others are in the present
tense. (It is the first word that signals the choice
of tense, has v. had, are v. were, explain v.
explained, etc.)
The last verb in a verb phrase is the main verb.
The words that precede the main verb, if any,
are auxiliary verbs. In the examples cited just
above, the auxiliary verbs are has been, were and
has respectively.
The main verb is the most essential part of
the construction; it is the word, if there is one,
Figure 13
that has denotative meaning. Furthermore, it is
the element in the verb phrase that is obligatorily
present. So, if there is only one word, it has to be Inflections of verbs
the main verb. The only exception to this
statement is when the construction is deliberately Further facts about the distribution of verbs will
left incomplete. For example, be presented later. Meanwhile, we need to survey
the variations in verb forms. The typical verb
A I didn’t know John had finished
has an inflectional paradigm consisting of either
B Well, he has
four or five forms. (There are also a few atypical
An expression like He has, which is left verbs which we shall come to shortly.) Here are
incomplete and has to be interpreted by reference some examples:
to the verbal context, is said to be elliptical. (It is
fix fixes fixed fixed fixing
an instance of ellipsis.) Here, of course, the verb
grow grows grew grown growing
phrase has contains no main verb but, all the
same, a main verb is an obligatory element in The first item in each of these lists (fix, grow) is
the interpretation of the construction. the base form; the others are inflected. The actual
Verbs and verb phrases 39
changes from the base form to the inflected forms suffix is not the regular suffix, or both. There
are different in the two lists. are a large number of different patterns of
The pattern of variation shown in the top list irregularity. Here are a few more:
is that which occurs for the vast majority of
English verbs. For this reason it is known as the hide hides hid hidden hiding
regular pattern, and the verbs that inflect like go goes went gone going
this are called regular verbs. In the regular pattern hit hits hit hit hitting
there is no difference between the third and the read reads read read reading
fourth items. If all verbs were like this, there would have has had had having
be no point in setting up a paradigm of five forms. break breaks broke broken breaking
But since, with many verbs, there is a real
It can be seen that most of the irregularity comes
distinction between the third and the fourth items
in the d-forms and the n-forms. In all verbs the
(e.g. grew and grown), it is simpler to assume a
ing-form is regular, and in most verbs (though
potential difference at this point for all verbs and
not have) the s-form is regular. In some cases the
then to say that the potential is not realized with
d- and n-forms are the same as each other, and
regular verbs. It was in consideration of this
in some they are different. In some—but not all—
complication that it was said above that most
cases they differ from the base. But they are all
verbs have ‘either four or five’ forms.
different from the regular forms, which would
At this point it will be useful to provide names
be: *hided, *goed, *hitted, *readed, *haved and
for the five forms in the inflectional paradigm.
*breaked.
These can be found in Figure 14.
The table in Figure 13 (p. 38) provides a
convenient means of checking the identity of the
inflected forms of the verbs. Column C has the
ing-forms and column B the n-forms. It can be
seen that the ing-forms follow the verb be which
is used as an auxiliary verb. A verb phrase which
Figure 14 has these features is called continuous (or
progressive). The n-forms follow the verb have
used as an auxiliary. Such verb phrases are called
Regular verbs always form their inflected forms perfect. Thus, is growing is continuous; has
by means of adding the standard suffixes to an grown is perfect; and has been growing is perfect
unvarying stem. Further examples of regular continuous.
verbs are: Column A contains all the forms that are
try tries tried tried trying required for making the tense of the verb phrase
skid skids skidded skidded skidding past or present. There are, however, some
complications over the verb be. These will be
Although there are various minor complexities
dealt with as we come to them.
about the spelling and the spoken forms of these
Column A, section 1a, contains the base form
words, they are all perfectly predictable—for
of the verbs. If there is no auxiliary, the form
instance, the change from try to tri- or from skid
shown is the base form of the main verb;
to skidd-, or the different spoken forms of the
otherwise it is the base form of an auxiliary. The
suffixes in tries (with a/z/ sound) and looks (with
base form of the main or auxiliary verb is used
an /s/ sound). These are automatic adjustments
in the present tense when the subject is not the
of the basic elements.
third person singular:
But irregular inflected forms are quite
different. Either the stem itself is changed, or the present they (I, we, you) grow
40 Verbs and verb phrases
present perfect they (I, we, you) have other verbs, e.g. think, thinks, thought, thought
grown and thinking.
present perfect continuous they (I, we, you) There are quite a large number of things that
have been growing the table does not show, however. Some of these
will be dealt with shortly. They include:
Column A, 1b has the verb be which, however,
does not appear in its base form but has two extra 1 modal verbs;
forms (am and are): 2 the difference between finite and non-finite
verbs;
present continuous they (we, you) are 3 passive voice.
growing; I am growing (Exercises 4, 5 and 6 are on pp. 50–1.)
Column A, 2 has the s-forms of the verbs. This is
used for the present tense when the subject is the Modal verbs
third person singular:
present he (she, it) grows There is a small and rather special set of verbs
present perfect he (she, it) has grown called modal verbs. These are may, might, can,
present perfect continuous he (she, it) has could, will, would, shall, should, must, ought,
been growing need, and a few others.
present continuous he (she, it) is growing The distributional test, that was described on
pp. 36–7 above, shows that they are verbs
This time the verb be presents no problem since because they can combine with a subject:
it has an s-form (is) that is used like the s-form
They can sing
of other verbs.
He may arrive tomorrow
Column A, 3 has the forms that are required
I must have lost my presence of mind
to make the past tense, namely, the d-form. A,
The children can sing
3a has the forms for verbs other than be:
James may arrive tomorrow
past he (she, it, they, I, we, you) grew
Although these words are verbs, they have a
past perfect he (she, it, they, I, we, you) had
much more restricted distribution than most
grown
verbs. For one thing, they are always followed
past perfect continuous he (she, it, they, I,
by another verb. In the above examples can is
we, you) had been growing
followed by sing, may by arrive, and must by
Here it can be seen that the choice of subject have (which, in its turn, is followed by lost).
makes no difference to the form of the verb. Modal verbs have a maximum of two forms;
Column A, 3b again shows a complication a base form and an irregular d-form. Might is
with the verb be, which has two d-forms, was the d-form of may; could is the d-form of can;
and were, one for first and third person singular would is the d-form of will; and should is the d-
subjects, and one for second person and plural form of shall. But must, ought and need have no
subjects: d-forms; and none of the modal verbs have s-
forms or ing-forms (*mays, *musting, etc.).
past continuous I (he, she, it) was growing;
Modal verbs always come first in the verb
you (they, we) were growing
phrase: may arrive, can sing, ought to have tried,
The table in Figure 13, then, shows the main verb etc. The verb ought is followed by the to-infinitive
grow in its five forms: grow, grows, grew, grown of the following verb, but this is exceptional; the
and growing. It provides a paradigm for the verb other modal verbs are all followed by the base
phrase and a means of checking on the forms of form of the next word. Thus we can have might
Verbs and verb phrases 41
have but not might has or might had, and we you will see that the finite examples can function
can have can be but not can is or can was, etc. independently as communications with an
This is one of the places where the base form of addressee. We know that the person who utters
be is used: He may be arriving tomorrow. a sentence like The ship disappeared is telling
All the categories of verb phrase that appear us something which he wishes us to regard as a
in Figure 13 can have a modal verb included in fact. It is a declarative sentence. He could
them but, of course, there are not so many instead have spoken about the same subject-
variations because the modal verb does not have matter but have put it in the form that is
an s-form. The set of forms for modal verb technically known as interrogative: Did the ship
phrases is the subject of Exercise 7 (on p. 51). disappear? In the latter case he would still be
assuming that the idea of the ship disappearing
Finite and non-finite verbs had a truth value, but he would be appealing to
the addressee to say what that truth value was:
All the sentences we have looked at so far in this is it so or is it not so?
chapter have been short and simple statements. In contrast, the non-finite constructions do not
They have had a subject and a verb, and distinguish between telling and asking; the
sometimes other things following the verb. On speaker of an expression like The ship
p. 36 we described such constructions as having disappearing… is neither asserting that it is the
a truth value; they can be true or false. case, nor requiring the addressee to say whether
We must now make a distinction between such it is the case.
constructions as these and another type. The type This, then, is the first point in the distinction
we started with are called finite and the type with between finite and non-finite constructions. And
which we are now about to contrast them are the form of the construction reflects the difference
called non-finite. Before attempting a description of function. Finite constructions have a subject
of the difference, let us look at a few contrasting and a verb, and it is the way these elements are
examples. In the following the first example in arranged that indicates the speaker’s
each pair is finite and the second is non-finite: communicative intention: The ship
disappeared—subject before verb (declarative)—
1 The ship disappeared.
v. Did the ship disappear?—part of the verb
The ship disappearing….
phrase coming before the subject (interrogative).
2 Somebody speaks for a few minutes.
Non-finite constructions need not even have a
Speaking for a few minutes….
subject and, if they do, there is certainly no
3 He mentioned the evidence.
possibility of changing its position to achieve a
Mentioning the evidence….
difference of communicative function.
4 My landlady has been cooking
A further point about finite constructions is
cabbage.
that the speaker has the option of using modal
Having been cooking cabbage….
verbs, thus introducing nuances of certainty,
5 He found the switch.
doubt, probability, and so on, into his
To find the switch….
communication. The ship disappeared is a
6 The lake is choppy.
straight-forward declaration, but The ship may
For the lake to be choppy….
have disappeared is a statement merely of
7 The weather may be wet.
possibility. The ship must have disappeared
For the weather to be wet….
expresses confidence, without claiming direct
The key to the difference lies in an important knowledge of the disappearance, only an
distinction within the functioning of language. inference. In contrast, non-finite constructions
If you survey the list of examples given above, cannot possibly contain modal verbs.
42 Verbs and verb phrases
Furthermore, finite constructions have tense; making the verb agree with the subject (Figure
that is, the speaker has a choice between saying 13, A, 3b):
The ship disappeared and The ship disappears.
The train was going by
If he chooses the first, the past tense, he means
The trains were going by
that the disappearance of the ship is somehow
remote from the present occasion on which he is Furthermore, there are extra forms (am and are,
speaking—his claim will normally be understood Figure 13, A, 1b) used in the present tense.
as applying to some past occasion now over and Finite constructions, by their very nature, can
done with. But, if he puts it in the present tense, be independent of any verbal context. When they
he is speaking of the disappearance as part of are uttered, we know how we are expected to
the present state of the world. Non-finite react to what is being said without having to
constructions cannot distinguish the timing search around for an explanation. Non-finite
relative to the occasion of speaking; the ship constructions, on the other hand, do not have
disappearing is not timed—it is neither past nor this independence. They are neither interrogative
present. nor declarative, but are completely neutral to any
A last point needs to be made about finiteness. such meaning. And they have no past or present
The relation between subject and verb in a finite tense; the contrast between past and present is
construction is often marked by what is known just not possible. These facts are sufficient to
as agreement, or concord, of the verb with the account for the sense of incompleteness we get
subject. For instance, in the present tense, a third when we read:
person singular subject demands the use of the s-
The ship disappearing
form of the first verb; all other subjects demand
With the ship disappearing
the base form. Thus we have she sings, and the
For the ship to disappear
train goes by, but I sing, they sing, the trains go
Disappearing
by, etc.
There are certain considerations that limit the In conclusion, we need to summarize the use of
relevance of subject-verb agreement in English. the terms finite and non-finite:
Agreement is not realized with modal verbs as
they have no s-form (e.g. *He mays arrive 1 We can say of a verb phrase that it is finite or
tomorrow). Nor is agreement realized in the past non-finite. If it is finite:
tense: she sang, I sang, the train went by, the a it has a subject;
trains went by, etc. Here the verbs are sang and b there is a tense (past or present) associated
went whatever the subject; the d-form is used with its first word (and the first word can be
without any variation (see Figure 13, A, 3a, on a modal auxiliary);
p. 38). So it may look as though subject-verb c the first word is in agreement with the
agreement is not a very important principle in subject except under certain conditions
English grammar. It is certainly true that some described above.
languages, among them Spanish and Russian, If it is non-finite:
have systems of agreement between subject and a it need not have a subject;
verb that are much more complicated and b it has no past or present tense, and cannot
extensively manifested than the English system. contain a modal auxiliary;
But we still have to take account of the verb be. c the first word is not in agreement with any
This verb is extremely common and for finite subject.
expressions it uses not three forms (base, s-form 2 The kind of construction which has a verb
and d-form), but five: am, are, is, was, were. With phrase and may have a subject and/or
this verb even the past tense has a system for complements and adjuncts, is called a clause. (See
Verbs and verb phrases 43
Chapter 5, p. 84, and glossary for further in its turn, has a noun phrase, the door, as
comments on the term clause as compared with complement).
sentence.) We may also use the terms finite and We must be careful not to confuse toinfinitives
non-finite of clauses. If a clause contains a finite with prepositional phrases beginning with the
verb phrase, it is a finite clause; such clauses preposition to (see Chapter 2, p. 21):
contain a subject. If a clause contains a verb
to London
phrase but has no finite verb phrase, then it is a
to the coast
non-finite clause.
(he alluded) to their injuries
(Exercises 8, 9 and 10 are on pp. 51–2.)
In these expressions to is followed by a noun
phrase, not a verb phrase.
Verbs as complements Sometimes a verb is complemented not by a
to-infinitive but by some other non-finite form,
We saw on p. 37 that verbs can take a wide usually by an ing-form:
variety of expressions as their complements.
The house wants painting
Further study of the complementation of verbs
He continued singing
will feature in Chapter 5. However, in order to
provider representative survey of the (Exercises 11 and 12 are on p. 52.)
distribution of verbs, we now need to take note
that verbs can themselves occur as the Split infinitives
complements of verbs. For instance, the verb
want can have either a noun phrase or a verb To-infinitives such as to go, to catch, to see, etc.
phrase as its complement: are the ‘infinitives’ that people mean when they
talk of split infinitives. Split infinitives are usually
He wants a permit
frowned upon by those who mention them. A
He wants to sleep
sentence like He wants to actually see them leave
In the first of these, a permit is a noun phrase; in is said to contain a split infinitive because the
the second to sleep is a verb phrase. The verb word to is separated from the word see. The
sleep appears here with the word to in front of descriptive linguist is concerned with what
it. This word is called the infinitive particle. splittings of infinitives actually occur in the usage
Expressions like to sleep, to go, to see are called of English speakers. The usage is systematic and,
infinitives, or to-infinitives. As the name suggests as such, can be studied and described. For
they are non-finite (see above, pp. 41–2), having instance, only certain constructions are observed
no tense or subject agreement. Here are some to occur. Nobody attests the occurrence of an
further examples of sentences in which the main expression like *He expects to the train meet,
verb is complemented by a to-infinitive: instead of He expects to meet the train. But
expressions like He expects to suddenly see them
The porter expects to find the key in the
do occur; that is, there is a certain predictability
lock
about them. Upon reflection, of course, we realize
I am trying to close the door
that if this kind of expression did not have a
In the first of these, the first verb phrase is expects systematic existence in the English language,
and it is complemented by the infinitive to find there could not be any tradition about split
which, in its turn, has a noun phrase as infinitives being a ‘bad thing’. If they occurred
complement, the key. In the second example, the only randomly, as a result of ‘crossed wiring’ in
first verb phrase is am trying, with main verb the execution of speakers’ plans—like
try, and this is complemented by to close (which, spoonerisms—nobody would have anything to
44 Verbs and verb phrases
say against them, because it would be obvious This construction is systematically related to
that they were accidental. In the study of the various sentence patterns:
sociology of language, however, it is interesting
X breaks the window
that the ‘anti-split-infinitive’ tradition exists; it
The window breaks
is part of the social distribution of beliefs about
The toast burns
the language.
The external examiner examines the
candidates
Ing-forms and n-forms as modifiers
(See Chapter 5, pp. 71–2, for a description of
In Chapter 2 we saw that a noun phrase can have the sentence patterns; see glossary for
modifiers coming before the head. For instance, systematically related.)
in the noun phrase an angry dog, dog is the head The ing-form of verbs can also have a noun-
and an and angry are modifiers of the head. The like function without any of-expression
word angry is an adjective (see Chapter 4 on following. In the following sentences we can see
adjectives). When adjectives are used to modify from the use of the determiners that the ing-forms
heads in a noun phrase, they normally come after are, in essence, nouns:
any determiner and before the head. A similar
kind of modification of the head can be achieved All walking is good exercise
by the use of the ing-forms and n-forms of verbs. Some driving is enjoyable and
Thus the noun phrase a barking dog has barking recreational
as a modifier of the head dog. Here are some Such words as walking and driving in the above
further examples: are equivalent to uncountable nouns, and thus
a convincing victory they can be used without any determiner:
the crumbling walls Walking is good exercise
some moving targets Driving is enjoyable and recreational
the waiting crowd
a coughing child
a satisfied customer Voice and the verb
the relieved garrison
an interrupted session In the treatment of verb phrases, no mention has
a vanished ship yet been made of the passive voice. The category
of voice has two terms: active and passive. The
Pages 59–62 of Chapter 4 deal at more length verb phrases eats and to eat are active, while is
with this use of ing-forms and n-forms. eaten and to be eaten are passive:
and a pie is the thing eaten. Whereas John and Bill knows French.
the pie are expressions that refer to two separate Does Bill know French?
things, eat provides the connection between them Bill knew French.
in a particular situation. Verbs denote the Bill may know French.
relationship of participants to the situation in Bill will know French.
which they are playing a part. …for Bill to know French…
…with Bill knowing French…
…knowing French, (Bill…)
Three-place verbs
different construction. Thus consider occurs in characterization of the subject, not a separate
both He considered the problem (He thought participant.
about it) and He considered John foolish (He The most common verb that has the property
judged him to be foolish). of linking a participant (the subject) with a
characterizing complement is be. But other verbs
One-place verbs are also employed, such as those in italics in the
following sentences:
There are are also verbs that have only one
The dog appears friendly
participant. An example occurs in The dog sleeps.
The leaves turned brown
These are one-place verbs:
The wind became a hurricane
sleep (the dog) The farmyard looks dirty
shake (the house)
More will be said about the syntax of these
fall (the leaves)
sentences in Chapter 5 (see pp. 72–4). (Exercise
ache (my finger)
16 is on p. 52.)
walk (I)
Even here we can see that the verbs denote a wide Dynamic and stative verbs
range of types of situation. Falling is a different
kind of process from walking, since falling is There is a difference between verbs that denote
something that happens to the faller, while a dynamic situation—something that happens—
walking is something that the walker does of his and those that denote a static situation—a state
own volition. Despite this variety, the criterial of affairs that exists. You ruined the concert is
meaning of the word-class ‘verb’ is present in all dynamic. Sentences with dynamic verbs can be
the words listed; I and the leaves denote paraphrased with the expression What happened
participants in the situations and fall and walk was/is that…; e.g. What happened was that you
denote the relation of the participants to the ruined the concert. Bill knew French is not
situation. dynamic. It is stative, since we cannot gloss it by
saying *What happened was that Bill knew
Intensive verbs French. The verb be is most frequently used in a
stative sense: John was hungry describes a state
There is a particular class of verbs, sometimes of affairs. The dynamic counterpart to this
known as intensive verbs, for which the concept proposition is John became hungry. The verb
of the verb as relater of participants is less apt. become refers to a change in a state of affairs;
In a sentence like The dog is friendly, the dog is processes of change are dynamic. The majority
certainly a participant in a situation, but the same of verbs are dynamic in meaning. There are few
is not true of friendly. It seems more apt to view stative verbs, though some of them, especially
be friendly in its entirety as a kind of one-place be, are of very frequent occurrence. (Exercise 17
‘verb’, although it is made up of the verb be plus is on p. 53.)
an adjective phrase (see the predicative function
of adjectives in Chapter 4, p. 54). The same view Derived verbs
could be taken of sentences like The dog is a good
companion where be a good companion is made The last part of our treatment of verbs has to
up of be plus a noun phrase. It seems do with the lexicon. Many verbs, like many
unsatisfactory to view the dog and a good nouns, are simple in their form; eat is
companion as distinct participants in a situation structurally simple. In contrast, frighten is not
of ‘being’; the complement in this case denotes a simple; it can be broken down into fright- and -
48 Verbs and verb phrases
en. Fright- is the stem, and -en is a suffix. The they are first and foremost nouns and that their
stem by itself is not a verb but a noun (I got a use as verbs is secondary, or derived. The word
fright). The effect of adding the suffix -en is to chair is basically a noun, and in He chaired the
convert the noun into a verb. So the presence of meeting the verb to chair is derived from the
this suffix is a clue to the fact that the word in noun. Conversely, some words are basically
which it occurs is a verb. verbs and their use as nouns is derived. Drive is
Here are further examples of verbs that are a verb, and the noun meaning ‘an approach to
‘derived’ from other words: activate (from a house along which one drives’ is derived from
active), symbolize (from symbol), whiten (from the verb. On the other hand, there are scores of
white), purify (from pure), materialize (from words that seem more or less equally balanced
material), falsify (from false), deepen (from deep), between being a verb and a noun, and it would
equalize (from equal), criticize (from critic), be difficult to judge whether one use was
differentiate (from different), quicken (from primary and the other derived. Among these are
quick). The suffixes exemplified in these words slope, cover, mind, name, step and change.
are: -ate, -ize, -ify, -en. (Exercise 18 is on p. 53.) (Exercise 21 is on p. 53.)
The suffixes -ate, -ize, -ify, -en, can often be A further interesting point about the
recognized as forming part of a verb even when conversion of nouns to verbs and vice versa is
the stem to which they are added is not an that some words are merely pronounced
independently existing word. For instance, differently according to whether they are nouns
calculate is a verb but there is no independent or verbs; there is no additional suffix, and there
word *calcul. The analysis into calcul- and -ate is sometimes not even any difference in the way
is, however, supported by reference to the word the word is written down in ordinary spelling.
calculus. Other words where the termination is The word house has an /s/ sound when it is a
recognizable as the verb-forming suffix -ate are: noun (it rhymes with mouse), but has a /z/
initiate, dominate and isolate. This termination sound (to rhyme with rouse) when it is a verb.
is therefore a fairly reliable signal that the word Other words that are like this are use, grieve/
in question is a verb. The same is true of the other grief, and strive/strife, though the different
verb-forming suffixes, as these words spelling of the last two records the difference
demonstrate: recognize, magnify, rectify. in sound.
(Exercise 19 is on p. 53.) The words conduct, import, present and insult
A few verbs in English are formed with a can be both nouns and verbs. The words are
prefix; belittle and befriend both have the prefix written without any change of spelling, but the
be-, and enslave has the prefix en-. These are far reader who is familiar with the pronunciation of
less numerous than the verbs formed with the English will recognize that the stress is placed on
suffixes described above. the first syllable if it is a noun and on the second
There are a very large number of words in syllable if it is a verb: ínsult (n.), insúlt (v.). The
English that can be used as either nouns or verbs following sentences illustrate this:
without any change of form. We can say The
auctioneer will value the picture, and The picture His cónduct was disgraceful
has a high value. In the first sentence value is a The wires condúct the electric current
verb, and in the second it is a noun. Thus the The country’s ímports include coal
word can be sometimes one and sometimes the The country impórts coal
other, and we cannot tell which unless we look I have given him a présent
at the context. (Exercise 20 is on p. 53.) I shall presént him with a book
Of some words that can be used both as What an ínsult!
nouns and as verbs, it is possible to say that They insúlt us
Verbs and verb phrases 49
On the other hand, there are words that seem He paled at the thought
to be constructed on a similar pattern but which
As with the conversion of verbs to nouns and
do not shift the stress: réscue has the stress on
nouns to verbs, there are some words capable of
the first syllable whether it is a noun or a verb,
being used either way without it being possible
and disgráce normally has the stress on the second
to say which use is primary. The word clean is a
syllable. (Exercise 22 is on p. 53.)
verb in He is cleaning the window, but an
The word dispute is of some interest since one
adjective in The window is clean.
nowadays often hears people pronounce the noun
with the stress on the first syllable: The dispute has
lasted three weeks. The older pronunciation, on Exercises
the other hand, has the stress on the second syllable. Exercise 1
It seems that there is a tendency for people to treat
this word like conduct, insult, etc. and to make the Using the method of combining words with I,
stress variable. However, speakers are divided on you, he, she, it, we, they, decide whether the
this point, so it must be regarded as an unstable following words are verbs or not. (You should
feature of present-day English. (It is possible to add an ‘-s’ suffix when the pronoun you choose
describe such a state of affairs in contemporary is he, she or it.)
English usage without disparaging the people who Caravan, listen, suppose, leave, stand,
have adopted the new pronunciation, and without blink, heartily, biscuit, room, creak, Paris,
making out that their language is anarchic. It is scatter, turmoil, comic, promise, intrusive,
clear that the new usage, though different from the sombre, none, child
old, is no less systematic. See Chapter 1, pp. 13–
14.) (Exercise 23 is on p. 53.)
Exercise 2
Which of these expressions are instances of the
Verbs converted from adjectives
subject-verb construction and which are not? For
those that are, are they in the present tense or
There are a certain number of words that are
the past tense?
primarily adjectives but which can also be used
as verbs. For example, busy is primarily an a new situation develops
adjective, and its use in the sentence The assistant after a last-minute rush
is rather busy is typical. Adjectives form the fourteen skilled forestry workers
subject-matter of the next chapter, so we are to agricultural shows in the area
some extent anticipating that discussion. What a well-known local farmer died
we need to observe here is that the word busy the lights shine
can also be used, without any modification of everybody left
form, as a verb: very valuable indeed
The assistant is busying himself with
the accounts Exercise 3
Some other adjectives that are converted to use There are quite a number of verbs in the following
as verbs are shown in the following examples. passage. Pick out the combinations of
The words in question are printed in italics. subject+verb and list them. Underline the verb
or the subject in order to make it quite clear which
The car is slowing down is which. (For example, from lines one and two:
Putting the pan on the window sill will help he swayed; he walked; the camel at the zoo sways.
to cool it Subjects in italics.)
50 Verbs and verb phrases
He swayed slightly as he walked, as the camel 15 bottom, and then went up and filled the barrel
at the zoo sways from side to side when it walks with extra bricks. Then I went to the bottom and
along the asphalt path laden with grocers and cast off the line.
their wives…. The camel despises the grocers; Unfortunately, the barrel of bricks was heavier
than I was, and before I knew what was
the camel is dissatisfied with its lot; the camel
20 happening, the barrel started down, jerking me
sees the blue lake and the fringe of palm trees in
off the ground.
front of it. So the great jeweller, the greatest I decided to hang on, and half way up I met the
jeweller in the whole world, swung down barrel coming down, and received a severe blow
Piccadilly, perfectly dressed, with his gloves, with on the shoulder. I then continued to the top,
his cane; but dissatisfied still, till he reached…the 25 banging my head against the beam and getting
dark little shop in the street off Bond Street. my fingers jammed in the pulley.
As usual, he strode through the shop window When the barrel hit the ground, it bursted† its
without speaking, though the four men…stood bottom allowing all the bricks to spill out. I was
straight and looked at him…. now heavier than the barrel, and so started down
30 again at high speed.
(Virginia Woolf, The Duchess and the Jeweller) Halfway down I met the barrel coming up and
received a severe injury to my shins. When I hit
Exercise 4 the ground, I landed on the bricks, getting several
painful cuts from the sharp edges.
Consider the inflectional paradigm of each of the 35 At this point I must have lost my presence of mind,
verbs identified in Exercise 3. Make out two because I let go the line. The barrel then came
tables of forms like Figure 14, with five columns down, giving me another heavy blow on the head
each, one column for each form. Let one table and putting me in hospital.
be for regular verbs and the other for irregular I respectfully request sick leave.’
verbs. (Omit the word is from consideration for
(† The bricklayer from Golders Green had some non-standard
the time being; we shall be coming to it soon.) features in his English.)
More important, however, is the fact that many gradable sense. The ordinary interpretation of
adjectives do not have comparative and the word tubular in the expression tubular bells,
superlative inflections at all. For instance, there or of poetic in poetic licence is not that it denotes
are no forms *dociler and *docilest, or a gradable quality, but that it denotes a type or
*difficulter, and *difficultest. (Exercises 3 and 4 category of bells or licence. Licence is either of
are on p. 67.) the poetic type or it is not, it cannot be ‘fairly
The adjectives above, which do not have poetic’. Similarly bells cannot be ‘amazingly
inflected forms, *stylisher, *regularest, etc., tubular’. Passing over this other kind of adjective
certainly do not lack inflections because they for the present, let us examine the notion of
cannot reflect the concepts of comparative and gradability in more detail.
superlative degree. After all, hard and difficult If an adjective is gradable, it makes sense to
have much the same meaning in This work is ask ‘How?’; how hot?, how attractive?, etc. That
hard and This work is difficult, and yet only the is to say, we can ask for a gradation of the quality
first can be changed to This work is harder. For referred to. If somebody is talking about some
the second, we use a phrasal expression of high-rise flats, we can ask, ‘How tall are they?’
comparative degree: This work is more difficult. The answer we receive might be one of several
Similarly we have This work is the most difficult, kinds. First of all, we could be given an explicit
not *This work is the difficultest. and precise measure: twelve storeys, 150 feet, etc.
The fact that words such as difficult cannot (Quite often, of course, this kind of precise
take inflections, therefore, is not due to their measure is not possible. There is no such exact
meaning. It is more a question of their structure. way to answer the question How hostile was your
The adjectives that can be inflected are usually reception? or How attractive is the picture?) As
those that are simple in structure (i.e. those that a second alternative, the degree of tallness might
do not contain prefixes or suffixes), and this be stated with an intensifier: very, quite, or
means, of course, that almost all monosyllabic moderately. Third, it could be stated
adjectives can be inflected: small, bright, harsh, comparatively: taller than the other buildings;
etc. There are also two-syllable adjectives less tall than you would expect. Finally, it could
included among them: clever, narrow, polite and be stated superlatively: The tallest 1 have ever
so on. Adjectives that are derived from other seen, The least tall in that part of the town.
words by the addition of suffixes like -ish, -ful, - Therefore, leaving aside the first kind of answer
al, -able, -ar, etc., tend not to take the inflections. (150 feet), to which we shall here pay no further
However, this is only a tendency; the suffixes -y attention, there are three kinds of gradation:
and -ly, incloudy and friendly, do not preclude intensifying, comparative and superlative. The
the use of -er and -est: cloudier, friendlier, following description of gradability applies to
funniest, and homeliest. both inflectable adjectives (e.g. tall, taller, tallest)
and to non-inflectable ones (e.g. imposing, more
Gradability imposing, most imposing).
‘norm’ that we refer to when assessing the degree ‘neutral’ term because it is the one that is used
of some quality depends, of course, on our when we do not wish to prejudge the issue.
cultural background: it is understood without (Exercise 5 is on p. 67.)
necessarily being expressed. The use of intensifiers to modify adjectives
There is another interesting thing about this (as in extremely large, quite large, fairly small,
kind of adjective. Large and small are ‘opposites’, etc.) has the effect of placing the graded object
but the kind of opposition between them is such further from, or nearer to, the centre of the scale
that a tree may be neither large nor small, but in Figure 18.
middle-sized. Not large does not imply ‘small’,
and not small does not imply ‘large’. Pairs of Comparison
words that are opposite in meaning in this way
are said to be antonyms. Figure 18 suggests this Comparison does not refer to an implicit norm.
kind of opposition. Some other object is used for the purpose of
comparison and the graded object is measured
against it. Thus, This tree is larger can only be
understood if we can answer the question Larger
than what? The answer is not ‘the norm for trees’
but some other object, possibly, but not necessarily,
another tree. The missing information may be given
immediately after the comparative expression: This
tree is larger than the one in that field. Or it may be
discoverable only by back reference.
We must note that saying that a tree is larger
than another tree, or larger than something that
is not a tree, does not mean that it is a large tree;
it could be quite small as trees in general go.
In general there are three types of comparison.
We can say that something has more of a quality
(the superior relation), or less of a quality (the
inferior relation), or just as much of a quality
(the equal relation):
heavier/more interesting (than…)
Figure 18 (superior);
less heavy/less interesting (than…)
(inferior);
Many gradable adjectives go in pairs of antonyms
as heavy/as interesting (as…) (equal).
like large and small. When one of these adjectives
occurs in questions with how, it is neutral to any There is another kind of the ‘equal’ comparative
place on the scale. Thus, How large is that tree? relation. It is rather like the ‘as…as’ kind that
does not presuppose that the tree is on the large we find in This document is as long as that one.
side as trees go. The answer could be It’s quite But this time, instead of comparing the length of
small, without any sense of contradiction. It is one document with that of another, we compare
equivalent to asking What size is that tree? On it with the length that would be required for some
the other hand, how small is that tree? does result to follow. This document is so long that I
presuppose smallness by comparison with the haven’t time to read it; i.e. its length is greater
norm. In this pair of antonyms, large is the than the maximum length that would allow me
58 Adjectives and adjective phrases
to have time to read it. The same meaning can graded object at the extreme end of the scale.
be expressed with the words too and enough used For instance, the largest tree takes a whole range
as modifiers to the adjective: of trees as its field of reference, and we have to
know what range is being referred to in order to
The mountain is so high that the top is in
understand the expression. If we ask The largest
the clouds
in what range? the information may be given
The mountain is high enough for the top
immediately—The largest tree in that wood—or
to be in the clouds
it may be given by back reference. The tree
The mountain is so high that nobody has
referred to is not, of course, necessarily large in
climbed it
comparison with the norm for trees in general.
The mountain is too high for anybody to
Superlatives require the definite article when
have climbed it
they are used attributively: the longest film. When
A curious thing about the word enough is that it they are used predicatively they usually have the
comes after the adjectival head instead of before article, but not always:
it, while too comes in the usual position: too high,
This film is longest
but high enough. The part of the adjective phrase
This film is the longest
that comes after the head is quite complex in
structure, and the structure varies in different Superlatives can take either a ‘superior’ or an
types of expression. Beyond showing the overall ‘inferior’ form (longest, or least long). If one
principle of structure for such phrases (Figure 19) combines this choice with the choice between two
we shall not go into this matter further. The antonyms, there are four forms of expression:
adjective phrases in Figure 19 have the adjective
the longest film the most precise answer
as the head and the other elements in the structure
the shortest film the vaguest answer
are pre-modifiers or post-modifiers.
the least long film the least precise answer
the least short the least vague answer
film
a qualitative modification of the head, and new classes. In a green-grocer’s shop the potatoes
adjectives that make a colour modification of the are either new or old and each kind has its own
head. (Exercise 6 is on p. 67.) price; you cannot have ‘fairly new’ ones. Thus
the difference between gradable and ungradable
adjectives is not altogether a matter of knowing
Non-gradable adjectives: classifying
the properties of isolated words; one has to take
the context into account as well.
Here are two lists of noun phrases containing
Noun phrases may contain several adjective
attributive adjectives. Those in the first list could
modifiers. The patterns in which the adjectives
not easily have any kind of gradability
occur when there is more than one can sometimes
associated with them, while those in the second
be fairly complex. We are not going to describe
could.
these patterns in much detail here. But it is of
1 the general election interest to note that the sequence: qualitative,
a deliberate liar colour, classifying, is the usual one as far as these
these strategic weapons three kinds are concerned:
its charitable status
a large grey modern sculpture
private foundations like the Gulbenkian
a charming tiled roof
a musical version of the play
a small blue flower
a wild animal
yellow oil-bound paint
a black mamba
a strange granular texture
2 a bitter denunciation
The reader should try changing the sequence of
an unrealistic proposal
the adjectives in these phrases and see what
this important work
curious expressions result: a tiled charming roof,
its wistful charm
etc. (Exercise 7 is on p. 67.)
the reassuring reports
a musical personality
these heavy stones
Gradable ing-forms
this wild region
The adjectives in list 1 cannot be treated as In Chapter 3 (p. 44) it was pointed out that the
gradable: *very strategic weapons; *This election ing-forms of verbs are often used as modifiers of
is the most general we have met with; nouns. To what extent are ing-forms like
*Foundations like the Gulbenkian are extremely attributive adjectives? Here are some examples
private. There is no kind of election that is which will help us to answer this question:
midway between being general and local. Thus,
1 a surprising coincidence
it makes no sense to say *a very general election
a pleasing entertainment
unless by some feat of the imagination you can
an exciting novel
interpret the word general, in this context, as
some disparaging remarks
gradable.
an insulting letter
Adjectives like those in list 1, above, are
some damning evidence
classifying adjectives; elections are classified, and
a flattering speech
general is one of the classes. The classifications
a shattering experience
denoted are largely institutional—legal, military,
academic, etc. Quite often people invent systems 2 a charging bull
of classification for special uses, and employ an opening window
‘ordinary’ gradable adjectives for denoting these a crying child
60 Adjectives and adjective phrases
the verb is the continuous form of the verb to noun-like character being used to form
break. There is no way in which we could see compound words such as: working-party,
breaking as a predicative adjective; for instance, driving-offences, swimming-pool, eating apples,
we cannot have *The wave is very breaking. speaking-tube, waiting-room, performing rights
It follows from what has been said about and firing-squad. These can be explained as
ingforms here and in Chapter 3, that an ‘party for working’, ‘offences concerning driving’,
expression like moving targets is ambiguous. It ‘pool for swimming’, ‘apples for eating’, etc., in
could be a non-finite clause (as in Moving targets which the ing-forms are uncountable nouns. The
is hard work), or it could be a noun phrase with use of hyphens is an extremely unstable feature
targets as the head and moving as a modifier (as of English spelling; both writers and dictionaries
in Moving targets are difficult to hit). (Exercises vary in their usage.
8, 9 and 10 are on p. 68.)
Before we leave ing-forms, it would be worth Here is a list of noun phrases in which n-forms
looking at another kind of modifier: maneating, are acting as modifiers of the head. (For n-forms,
spine-chilling, body-building, etc. This kind is see Chapter 3, pp. 39, 44.) As with the ingforms,
compounded out of two words, a noun and an they are divided into two groups. Group 1 are
ing-form. Man-eating is compounded out of man gradable, and group 2 are not.
and eating; the noun man is understood as the
1 a broken man
complement of the verb eat, so that from tiger
a disappointed customer
eats man we get man-eating tiger, and from the
a justified aspersion
tale chills the spine we get spine-chilling tale. We
an expected message
might reasonably regard words like spine-chilling
a tangled web
and man-eating as lexical items, rather than
expressions produced at need (see the discussion 2 an accused man
on productivity in Chapter 2, pp. 27–8). And it a written communication
is true that these words are to be found in a deserted village
dictionaries. But it seems that they are also a married man
coinable by rule. In an autobiography I found a forgotten expedition
the expression my peace-destroying note, though a printed pamphlet
I doubt if there is any dictionary that records the a granted wish
word peace-destroying. Similarly, we could coin
All of these, in both groups 1 and 2, are
expressions like a novel-reading passenger, tax-
systematically related to each of two sentences
evading employee, power-seizing general, etc.
like the following. (The difference between the
two sentences is one of voice; see Chapter 5, pp.
A type of compound noun 80–3.)
At this point we need to take care not to confuse Something breaks the man—
attributive ing-forms, which are adjectival in The man is broken by something
character, with ing-forms that are essentially Something disappoints the customer—
noun-like. In Chapter 3 (p. 44) we saw that ing- The customer is disappointed by
forms can be used as uncountable nouns in such something
sentences as All walking is good exercise, and Something justifies the aspersion—
Driving is enjoyable. We also find ing-forms of a The aspersion is justified by something
62 Adjectives and adjective phrases
One thing that will be apparent from what We cannot explore all the details of this area
has been said about complements to adjectives of English grammar now. We will content
is that they take very many different forms. The ourselves with two lists of examples (neither of
examples cited in the last few paragraphs alone them exhaustive) to show that complementation
show a wide range of constructions:…of his of attributive adjectives is sometimes, but not
duty;…to send in their opinions;…on pop always, possible. It also shows, in examples a, c
music;…on finishing the work;…of the facts; and e (the asterisked items), that the relation
…than the headlamps;…as the headlamps; …that between the attributive and the predicative
we could hardly see the light of the constructions is not simple, since one cannot
headlamps;…that I have had for months. This always derive one from the other.
variety of forms is a topic of some complexity
1 Predicative adjective with complement:
which will not be dealt with in this book.
(Exercise 12 is on p. 68.) a The director is familiar with the figures
b The house is convenient for parties
Complemented adjectives used attributively c *The decision was foolish to take
d The chair is luxurious to sit in
So far, all the examples of complemented e The box is heavier than the table
adjectives have been of the type in which the f This box is heavier than that one
adjective is predicated. For instance, in The g This box is the heaviest in the room
members are fond of their food, fond of their
2 Attributive adjective with delayed com-
food is predicated of the members. The question
plement:
that now arises is whether adjectives that have a
complement can be used attributively to a noun a *a familiar director with the figures
head. If we have sentences like: b a convenient house for parties
c a foolish decision to take
The statement is compatible with the
d a luxurious chair to sit in
known facts
e *a heavier box than the table
The house is convenient for parties
f a heavier box than that one
can we construct corresponding noun phrases in g the heaviest box in the room
which compatible with the known facts, and
The sort of structure that is suggested for the
convenient for parties are attributive to statement
attributive examples is shown in Figure 20. The
and house? The simple answer is ‘no’; there are
expression heaviest…in the room is a
no such noun phrases as: *a compatible with the
discontinuous constituent in the whole.
known facts statement, or *a convenient for
parties house.
However, this answer does not tell the whole
truth since there is sometimes the possibility of
placing the attributive adjective in front of the
head and the complement to the adjective after
the head: Figure 20
on it which we cannot go into here. (Exercises Among the adjectives that can be used as heads
13, 14, 15 and 16 are on pp. 68–9.) of noun phrases in this special way are certain
nationality adjectives: the English, the Irish, the
Japanese: e.g. The English are great travellers. But
Adjective as head of the noun phrase not all nationality adjectives can be treated like
this; for instance, American. This word is, when
We have taken the criterial functions of adjectives the need arises, fully converted to the class of noun;
to be the attributive and the predicative functions. it can be pluralized or used with the indefinite
There is, however, another function that article. The following lists show the very different
adjectives can fulfil, though it is of less properties of these two kinds of nationality word:
importance and subject to very severe limitations.
an American
The adjectives in question are printed in italics:
two Americans
The rich can buy large quantities of free- *the American are gregarious
dom; the poor must do without it the Americans are gregarious
The weak may not be admired or hero- *an Irish
worshipped; but they are by no means *two Irishes
disliked or shunned the Irish are gregarious
They charge me the same as they charge *the Irishes are gregarious
the deserving
In fact American belongs to a class of words that,
Among the completely leisured…acute
although originating from adjectives, have come
boredom is suffered
to be incorporated in the class of noun as well.
Among the right-thinking, the doctrine of
We can say both He is eccentric (treating eccentric
the inherent wickedness of concupi-
as an adjective) and He is an eccentric (treating
scence is still held with an extraordinary
eccentric as a noun). Other words like eccentric
intensity
and American are: innocent, drunk, itinerant,
These sentences contain noun phrases as follows: resident, savage, etc. Note that they can all have
the rich, the poor, the weak, the deserving, the determiners and can all be pluralized. (Exercise
completely leisured, the right-thinking. The 17 is on p. 69.)
headword in these noun phrases is not a noun
but an adjective, sometimes an ing-form or an n- Ellipsis of the noun head
form. They all have the definite article, which is
absolutely necessary, and they all have a generic The kind of construction that was described in
sense (something like the meaning of the tiger the previous section should not be confused with
when it refers to the species rather than to an the kind in which the head noun of a noun phrase
individual specimen, or the novel referring to the is simply omitted through ellipsis. Here is an
genre). Moreover, they all refer to a class of example:
human beings; the weak does not mean weak
Such a government combined the aristo-
objects but weak people. This puts a severe
cratic principle with the democratic
restriction on the adjectives that can be used: the
oblique, the hazy and the delicious would be Here the democratic is elliptical for the
difficult expressions to interpret in this way. democratic principle, as the context makes plain.
Furthermore, they are all plural noun phrases, Reference has to be made to the context in order
not singular ones, despite the fact that there is to interpret the expression. Almost any adjective
no plural inflection present; we say the poor are could be used in this way: I bought the cheap
always with us, not *the poor is always with us. prints; I couldn’t afford the expensive.
Adjectives and adjective phrases 65
In Chapter 3, when we studied the meaning of It should now be apparent that classes of words
verbs, we found that the great majority are are established in many different ways. Adjectives
dynamic in meaning; that is, they denote events, are not definable by reference to a single
happenings and actions which have beginnings characteristic but by reference to a cluster of
and ends and develop through time. But there characteristics. It is because a large number of
were a few verbs that denote states of affairs: He words have all of the crucial properties that it is
knows the way describes his state of mind, and useful to recognize the class. (The same goes for
we do not find it sensible to say *What he did nouns and verbs.) It remains true, however, that
was know the way, or *What happened was that the characteristics which define the class adjective
he knew the way. are not shared by all adjectives. It does not follow
Adjectives are essentially stative in meaning. that, because a gradable word is used
They denote static situations, as when one says: predicatively, people are obliged also to use it
Jack is angry. Being angry is a state of affairs, attributively. We can say That man is afraid, but
even if it has only a brief duration. If we wish to we do not say *He is an afraid man. Why not?
describe a change in the state of affairs, we can Well, we just don’t. To some extent, words are
say Jack became angry. The dynamic part of the like people. Each one is unique. It is possible and
meaning is not associated with the adjective, but useful to classify people for certain purposes, but
with the verb become. The adjective angry still it would not be at all surprising to find that some
denotes only the state; when the ‘becoming’ was people are ‘marginal’ or ‘borderline cases’. Afraid
over, the anger was there. is a borderline adjective; it has some, but not all,
One thing that is observable about a stative of the features of the typical or central adjective.
expression is that it does not normally make sense Other adjectives that have no attributive
to tell people to ‘do it’. Sentences like Shout to function include some that require a complement
him (which are said to be in the imperative (see pp. 62–3 above):
mood—see Chapter 5, pp. 77–8) have the
He is loath to put his name to such a
meaning of asking the addressee to take some
document (*…a loath man…)
action. They have to be dynamic to make sense.
The regulations are subject to alteration
On the other hand, Know the way does not make
(*…subject regulations…)
any ordinary sense, because knowing is not an
action. Similarly, with the verb be and an
Adjectives that have no predicative function
adjective we cannot normally use the imperative
mood: *Be hungry. Similarly, there are adjectives that do not occur
There is, however, one important respect in after the verbs be, seem, etc. (or, at least, only in
which expressions of the form ‘be+adjective’ do a very different sense):
make sense, and this is if the adjective can be
the sole reason…(*this reason is sole)
interpreted as referring to somebody’s behaviour.
a former filmstar…(*the filmstar is former)
*Be hungry is not sensible, but Be serious is. We
a particular book...(*the book is particular)
interpret Be serious as an injunction to behave,
the present king…(*the king is present)
for the present occasion at least, in a serious
manner. Similarly, it is not easy to interpret *He It has to be admitted that these adjectives are
is being hungry, because be hungry is inevitably not gradable; in fact, they have certain features
seen as meaning a state of affairs; but He is being that make them like determiners. They, also, are
serious is sensible provided we interpret be serious a marginal type of adjective (though on a
as dynamic. different margin!).
66 Adjectives and adjective phrases
Exercises Exercise 5
Take the sentences you have written for Exercise a shocking pink hat, deep purple robes, a
1 and make a list of at least twelve words that very green valley, her marvellously blue
could be used as modifiers in front of the eyes, a black mood, a light grey pullover, a
adjectives. For example, the word very might be grey area, a brick red building
included since we could have The music was
modern and The music was very modern. Exercise 7
Exercise 10
Exercise 8
The following examples are not ambiguous like
Divide the listed expressions into three types— those given in the previous examples. Why not?
1, 2 and 3—as described here:
burning some toast
1 noun phrase: attributive gradable ing-form an examining magistrate
+head— understanding traffic
e.g. a depressing performance laughing children
(systematically related to sentences like the interesting books
performance depresses one, with a human
complement); Exercise 11
2 noun phrase: attributive non-gradable ing- Which of these noun phrases is relatable to a
form+head— subject+verb construction and which to a verb
+complement construction?
e.g. a sinking ship (systematically related
to sentences like the ship sinks, with subject a convicted murderer
and verb and no complement); some fallen stones
the vanished light
3 non-finite clause: verb+complement— a painted surface
e.g. eating soup (in which soup is the
complement of the verb eating). Exercise 12
distracting signals, corrupting literature, Write sentences in which there is a predicative
existing procedures, flowering bulbs, giving adjective that is complemented by the following
evidence, forging papers, winning side, expressions. For instance, if the expression is of
tinkling cymbal, awaiting burial, invading the lions, you could write Daniel was not afraid
forces, crushing blows, escaping detection, of the lions. (NB Take care that it really is an
lying stories, rising tide, reclaiming adjective that you use; for instance, Daniel
prisoners, amusing lyrics, taking exercise, complained of the lions would not do, since
bulging eyes complained is a verb not an adjective.)
If you insert the definite article into the listed at making coffee
examples, this will help to distinguish one of the with her new job
types from the other two: e.g. the distracting that it would have merited dismissal
signals v. giving the evidence (not *the giving to speak to the people who had been
evidence). absent
Exercise 9 Exercise 13
Put each of the following expressions into two Which of the following sentences can be
sentences to show that they have two different converted into noun phrases like those in list 2
structural interpretations: (p. 63)?
Adjectives and adjective phrases 69
The events were easy to photograph criticism from a newspaper and another passage
That material is suitable for the purpose of current affairs reporting (about 200 words
The car is longer than the trailer each). List the adjectives—including any ingforms
Your health is better than mine or n-forms—that are used in typical adjectival
These people are glad of your help functions. (NB Take care not to include any
That man is unreasonable about getting nouns; e.g. a delicate Dixieland style has the
time off adjective delicate and the noun Dixieland as
This type of car is liable to heavy running modifiers of style.)
costs What proportion of the adjectives is gradable
The river is the longest in this part of the in each of the passages?
country
This chair is comfortable for sitting at table Exercise 17
The organizer is uncertain of his aims
Which type of word do the following adjectives
Exercise 14 belong to—the same type as Irish, or the same
type as American?
1 Write sentences containing the following
Spanish, Chinese, French, German,
combinations of adjective and noun, but add
Swedish, Norwegian, Russian, Australian,
a complement after the noun; for instance, for
Portuguese, Swiss
nice people one could write They are nice
people to visit.
2 Convert each sentence into the corresponding Exercise 18
pattern where the adjective is predicative: e.g. Are there possible adjectives in -ful based on the
The people are nice to visit. Are there any cases following nouns? After you have reached a
where the second sentence seems, in your decision, look them up in a dictionary to see if
judgement, odd or unacceptable (e.g. *the they are there. For those that cannot have -ful
decision was foolish to take)? added, are there any other suffixes that could be
dangerous roof, alarming scene, used to form an adjective?
important facts, useful people, easy ease, mind, cause, fancy, sight, deceit,
garden, boring programmes, thoughtless solace, fault, trash, waste, symbol, insight
words, laborious hill, ineffective
measures, harmful leaves, difficult
typewriter, big house, permissible door Exercise 19
What adjectives can you find that are formally
Exercise 15 related to the following words? (e.g. graceful
is related to grace, and hypothetical is related
Turn to the passage of journalistic text quoted in to hypothesis; also, sharp is related to
Exercise 27 on p. 35. List the adjectives and sharpness by the subtraction of a suffix.) Note
decide whether they are used in a gradable or an what sort of word it is that you start with (e.g.
ungradable sense. Include any adjectival ingforms grace, hypothesis and sharpness are all nouns).
and n-forms. (NB Do not include ing-forms and n-forms.)
saltiness, salt, weep, truth, respect, legalize, words belong to more than one class. Classify
widen, shame, virtue, hunger, custody, the words and name the classes:
trouble
answer, dwindle, manage, prolific, secret,
arrive, emerge, outstanding, provide, show,
Exercise 20 cause, pilgrim, recent, song, daily, original,
save, take, welcome
Here is a further exercise rather like that in
Chapter 1 (p. 17) on the distributional Here is the frame in which to test the distribution
classification of words. This time some of the of the words:
5 Sentences
and pass over the complex, problematic and that gets smashed. We can say, therefore, that
marginal types. So let us set up six types of smash (at least as it occurs in the context John
sentence pattern, as follows: smashed the windscreen) is a transitive verb, and
1 With no complement (subject+verb): that this sentence is a transitive sentence; i.e. the
‘process’ of smashing carries across from one
The car crashed
participant in the event, the subject John, to
2 With a transitive complement—also known another, the windscreen. The situation referred
as an object (subject+verb+object): to is one in which two separate participants are
involved. By definition, a transitive sentence
John smashed the windscreen
contains an object as one of its elements. The
3 With two transitive complements, known as following are further examples of transitive
indirect object and direct object (subject+verb sentences, and the objects are in italics:
+indirect object+direct object):
Somebody has translated the poem
John gave the children some food Those headlines deceived the public
Jack built a fine house
4 With an ascriptive complement, also known
simply, if confusingly, as ‘complement’ (subject Here is a formal test for identifying an object:
+verb+complement): we can tell that the italicized elements are objects
John seems happy because we can single them out for use as the
subject of a passive sentence that has the same
5 With a place complement, which unfortu- meaning. This process is illustrated below (see
nately has no traditional name (subject+verb also p. 44 and p. 81 for the term passive):
+place complement):
Somebody has translated the poem, so it
John is at the office follows that: The poem has been trans-
6 With a transitive complement and an lated by somebody.
ascriptive complement (subject+verb+object+ Those headlines deceived the public, so it
complement): follows that: The public was deceived
by those headlines.
John made the children happy Jack built a fine house, so it follows that: A
These types of sentence, and the terminology used fine house was built by Jack.
to refer to them, need some explanation. The
If there is a sentence of the type The poem has
general idea of a complement has been dealt with
been translated by somebody corresponding to
in Chapter 3 (see p. 37), but now we need to
a sentence in which the poem is complement to
distinguish between several kinds of complement,
the verb translate, then that complement is an
the kind called object, the kind called ascriptive
object. (Exercises 1 and 2 are on pp. 86–7.) In
complement, and the kind called place
the sentence John hates himself we have the verb
complement.
hate, which is a two-place verb requiring one
who hates and something or someone that is
Objects hated. It is possible for the hater and the hated
to be the same, but in that case the object has
Objects are elements that refer to participants
to be a reflexive form such as himself, herself,
distinct from the subject of the sentence. The verb
myself, etc. Here are some further examples of
smash allows for two participants to be referred
reflexive objects:
to (i.e. it is a ‘two-place’ verb; see p. 46); it refers
to somebody that does the smashing and a thing He seated himself by the fire
Sentences 73
the children happy. Here are some more sentences is merely a kind of dummy subject that anticipates
containing both an object and an ascriptive the subject proper.
complement: Also belonging to what is essentially sentence-
type 5 (p. 72) is the kind that has as its subject a
The jury found the prisoner guilty
noun denoting an event. In this case, the
We think the woman intelligent
complement refers not to a location in space but
They elected the newcomer chairman of
to a location in time.
the Board
He likes his tea very sweet The meeting was at three o’clock
Her birthday is on Wednesday
(Exercise 4 is on p. 87.)
The election will be in June
The strike is tomorrow
Place complements It was then
Sentences of the kind John is at the office have The sentences listed above with spatial and
the verb be followed by an expression referring temporal complements are all stative ones. (See
to a place. Very often the place complement is a pp. 47, 65 for stative and dynamic.) Whether
prepositional phrase, but there are certain there are dynamic sentences corresponding to
adverbs that also refer to place. In the following these stative ones would be a matter for more
examples, those in group 1 have prepositional detailed discussion. Or rather, the debate would
phrases as complements and those in group 2 be about whether the element referring to place
have adverb phrases as complements: is to be considered a complement or an adjunct.
For instance, are the italicized phrases in the
1 The desk is in the study
following to be considered complements?
Your daughter may be in this house
The jackdaw was on the roof The father went into the study
My friends have been in Spain Your crumbs are falling under the table
2 The desk is there He sank into a comfortable chair
Your daughter may be upstairs
A discussion of this matter would require us to
The jackdaw was above
define the criteria for distinguishing between
My friends have been abroad
complements and adjuncts in far more detail. We
It will be noticed that all the examples in lists 1 may note, however, that the same problem would
and 2 have as their subject noun phrases with arise with sentences like He threw the hat into
identified nouns. If we produce sentences of this the cupboard, She would put two lumps of sugar
pattern with unidentified nouns as subject, we into her tea, etc. These are transitive sentences
get some rather odd results: e.g. A desk is in the in that they have objects (the hat, two lumps of
study; Some water is in the glass; Several pigeons sugar), but the verbs throw and put seem to
are there. The oddness of these sentences can be require the use of place complements as well. If
explained by the fact that an alternative pattern this is the correct analysis then these sentences
is favoured when the subject is ‘indefinite’: have the pattern: subject+verb+object+place
complement. (Exercises 5 and 6 are on p. 87.)
There is a desk in the study
There is some water in the glass
There are several pigeons there
Adverbs and adverb phrases
We should note that the italicized element is still
the one with which the verb is in agreement (…is In the preceding section we noted the existence
some water;…are some pigeons). The word there of certain expressions that can function as place
Sentences 75
complements, but which were not prepositional John repaired the windscreen quickly
phrases, e.g. abroad, upstairs, there, away, above, He pronounced the words precisely
etc. There were also time-referring expressions She speaks English perfectly
like tomorrow, yesterday, and then. Such He looked at her benignly
expressions can also be used as adjuncts, as in They are working hard
the following: He smoked unceasingly
The car crashed abroad (Again, the same function could often be
John smashed the windscreen outside performed by prepositional phrases: The car
John gave the children some food upstairs crashed with a sudden lurch; John repaired the
John seems happy there windscreen with great care; He pronounced the
John is at the office tomorrow words in a precise manner; etc.)
John made the children happy then The interesting thing about these words is
that many of them are derived from adjectives:
Here the sentences that were used to illustrate
violently is derived from violent, deliberately
the basic sentence-types on p. 72 have been
from deliberate, and so on. On the other hand,
expanded by the addition of an adjunct. (Quite
the word hard is both an adjective and an
often prepositional phrases are also used for this
adverb without change. These words can be
purpose, as in The car crashed in Spain, John is
modified just like gradable adjectives, which
at the office on Wednesdays.) The traditional
they strongly resemble. The following
term for these words is adverb. The words
examples make this clear:
abroad, there, upstairs, outside are ‘adverbs of
place; and tomorrow, yesterday, then, etc. are The car crashed extremely violently
‘adverbs of time’. John smashed the windscreen more
Another kind of adverb concerned with time quickly than he smashed the window
is the ‘adverb of time relationship’ (e.g. still, yet, He pronounced the words as precisely as
already, and any longer, no longer, any more and she did
no more). Some of these adverbs normally occur She speaks English less perfectly than
at an earlier point in the sentence instead of at French
the end: He looked at her rather benignly
They are working harder than we did
The car has already started
John is still at the office
The miscellaneous nature of adverbs
John hasn’t given the children any food
yet From what has been said above, it can be seen
She doesn’t work for this firm any more that adverbs are of several types. Not only do
they cover a wide range of meanings (place, time,
Then there are ‘adverbs of characteristic
manner, and a few others not covered here), but
frequency’ like always, never, usually, generally,
they have very different structural capabilities.
sometimes, and often. These usually come earlier
Thus the words tomorrow, then, abroad, away,
in the sentence too:
upstairs, there, already, always, etc. are not
John is never at the office gradable like quickly (very quickly, more quickly,
He always stays at home less quickly, etc.). In fact, some of these words
take little or no modification. How could we
Many types of sentence can also have ‘adverbs
modify abroad in the sentence I met those people
of manner’ attached to them:
abroad? Some time expressions can be expanded:
The car crashed violently tomorrow, tomorrow morning, a week
76 Sentences
tomorrow, tomorrow week, a week ago, last year, adjective, and call it an ‘adverb’ is further
this morning. But the grammar of these adverb illustrated by the fact that the italicized items in
phrases tends to be rather special and confined the following are also called adverbs:
to small groups of expressions.
Besides, they are working hard
So what unity is there in the class of words
Incidentally, he looked at her benignly
traditionally called adverbs? The
Hence she speaks English perfectly
comprehensive reference grammar of English
Nevertheless the car crashed extremely
called A Grammar of Contemporary English
violently
(Quirk et al., 1972)† says:
John smashed the windscreen, however,
Because of its heterogeneity, the adverb class is the more quickly than he smashed the
least satisfactory of the traditional parts of speech. window
Indeed, it is tempting to say simply that the adverb is Lastly, he pronounced the words as
an item that does not fit the definitions of other precisely as she did
parts of speech. As a consequence, some
Naturally, he spoke to her
grammarians have removed certain types of items
from the class entirely and established several The sentence adverb is an element of the sentence
additional classes rather than retain these as subsets that lies outside the subject-matter of the
within a single adverb class. (p. 267) sentence. Sometimes it provides a clue to how
Whether the adverb should be regarded as a fourth this sentence is to be taken in connection with
major class of English words is therefore doubtful. previous sentences. At other times it gives some
There is, it is true, an indefinitely large number of idea of what attitude the speaker is taking to what
lexical adverbs, most of them gradable, like fiercely he is talking about. The word however indicates
and unflinchingly. These, however, are largely that this sentence is to be seen as a contrast to
derivable from adjectives, ing-forms and n-forms some earlier sentence; lastly means that this
in a rather simple and predictable way. sentence deals with a point that is the last in some
The other adverbs tend, on the other hand, to previously announced list; naturally means that
amount to a number of different minor classes the speaker regards the situation he is talking
with limited membership. Small classes like still, about as a natural one in the circumstances.
already, yet and no longer are minor classes of Again we find that there are prepositional
structural words not major classes of lexical words. phrases, and in fact other kinds of construction,
The traditional class called adverb is thus that can perform these functions:
really recognized by the negative criterion of not In fact he looked at her benignly
being the noun, the verb, the adjective, the In the end she decided not to come
preposition, the pronoun, etc. In other words it To conclude, I think we should try
is what is left over when all the comparatively On the other hand, they weren’t cheap
easy classes have been disposed of. Its
miscellaneous nature, therefore, makes its claim Words like however, perhaps and nevertheless
to be a single class disputable. generally cannot take any modification and they
are used quite differently from the time and place
adverbs. So they have virtually nothing in
Sentence adverbs
common with words like yesterday, always, still,
The traditional tendency to throw together abroad or benignly which, in turn, have virtually
everything that is not a noun, a verb or an nothing in common with each other. (It is true
that there are some words that can be used both
† Full references can be found in the Notes and references as manner adjuncts and as ‘sentence adverbs’;
section at the end of this book. e.g. Naturally, he spoke to her v. He spoke to her
Sentences 77
naturally. Only the second means that he spoke be made to serve the speaker’s purposes in
to her in a natural manner. The other means that interacting with other people. Naturally, a
his speaking to her was a natural thing to happen. language must provide its speakers not only with
But this is no more remarkable than the fact that ways of referring to aspects of the world about
there are verbs that convert into nouns, and them, but also with ways of letting the addressees
adjectives that also serve as verbs, and so on (see, know how they are expected to respond to what
for instance, p. 48).) is said. Thus the difference between He is finding
it enjoyable and Is he finding it enjoyable? is a
Adverbs as modifiers difference of communicative function. The
subject-matter is the same, but in one the speaker
So far our treatment of adverbs has dealt with the is saying that it is so, and in the other he is asking
adverb, or rather the adverb phrase, as it fulfils whether it is so. That is, the way in which the
some role in the structure of the sentence. In He speaker is involving his addressee in the act of
walked rapidly, rapidly is an adverb phrase that is communication is different and, of course, the
acting as an adjunct in the sentence. But the term kind of response that he envisages is different.
adverb is also applied to words of the kind that
can be used to modify gradable adjectives: e.g.
Indicative and imperative
very, rather, extremely, somewhat, astonishingly,
quite, etc. The words more, less, most, least, so
Nowadays the term that is used to refer to the
and as are also included (see pp. 56–8).
various sentence structures that reflect
Furthermore, some modifiers can in their turn be
communicative function is mood. This is a fairly
modified, and all the words used for this purpose
recent development. Formerly, mood was a term
are ‘adverbs’; thus, in the noun phrase a far more
that referred only to certain inflectional forms
astonishingly difficult problem, there is a noun
of verbs in particular languages. In what follows,
head, problem, preceded by an adjective phrase
the term will be used in its more modern sense.
as modifier, which has the adjective difficult as
The main distinction of mood in English is
head. This in its turn is modified by an adverbial
between indicative and imperative sentences.
phrase: far more astonishingly. Astonishingly is
Furthermore, indicative sentences are divided into
the head of this phrase and it has a modifier, far
interrogative and declarative. Here are examples
more, which has more as its head and a modifier
of each:
far. Figure 21 suggests this structure.
INDICATIVE
Declarative The licence has been
renewed.
Interrogative Has the licence been
renewed?
IMPERATIVE Renew the licence.
In general, the most important aspect of the to see what adjustment has to be made in the
grammar of mood in English is the way in which positions of the subject and the verb. With the
the subject is placed in relation to the verb, or first three examples there is no problem. The first
whether there is a subject present at all. In the word of the verb phrase is moved in front of the
imperative, at least the most ordinary kind of subject. The verb phrases are, respectively: are
imperative, illustrated above, there is no subject. cluttering, has been putting and are giving. Each
It is understood that it is the addressee who is of these verb phrases has an auxiliary verb as its
envisaged as doing what the speaker has first word. The first auxiliary (there is sometimes
mentioned, but the sentence consists formally more than one), is the one whose position relative
only of a verb followed by whatever complements to the subject gives the clue to the communicative
and adjuncts are required: function of the sentence. Thus, the following are
all interrogative:
Close the door quietly
Mind your head Are these papers cluttering the table?
Send me a postcard from Italy Has everybody been putting their things
Give yourself a holiday here?
Turn on the television, please Are the people in that house giving a
party?
The verb in imperative sentences is always in the
base form and there is no possible distinction of However, the fourth of the declarative sentences
tense. Naturally, the speaker is understood to be above is less straightforwardly converted into the
referring to the present time or to the future, interrogative, for the simple reason that it has
rather than to the past when he says, for instance, no auxiliary verb in its verb phrase. Thus, there
Close the door quietly. But there is no systematic is no ‘first auxiliary’ to move. In such cases as
choice of tense available to him, so there is no this, English provides a special auxiliary—some
point in saying that these sentences are in the form of the verb do—merely so that it can be
present tense, as though they could have been placed before the subject:
otherwise. Nor is there any possibility of using
Does he look ill?
modal verbs in imperative sentences: *Can close
the door. Otherwise, it would have had to be *Looks he
ill? which is not acceptable modern English.
Indicative sentences: declarative v. interrogative
WH-interrogatives
In indicative sentences a subject is necessarily
present, and the way it is positioned marks the The interrogative sentences referred to in the
difference between declarative and interrogative. preceding section are all of the type that are
If the subject comes in front of the verb phrase, seeking a ‘yes or no’ answer. Are these papers
the sentence is declarative: cluttering the table? envisages an answer such as
Yes, they are or No, they aren’t. But there is
These papers are cluttering the table
another kind of interrogative sentence that begins
Everybody has been putting their things
with an element such as who, when, which, which
here
table, what, how, how long, why. For these
The people in that house are giving a party
interrogatives the answers ‘yes’ and ‘no’ would
He looks ill
not make sense. They are often called WH-
The italicized element in each example is the interrogatives, simply because so many of the key
subject. The reader should try converting the expressions listed above have the letters ‘wh’ in
sentences to the equivalent interrogative in order their spelling. This name also distinguishes them
Sentences 79
from yes-no interrogatives. Here are some 3 The alternative type is like the yes-no type
examples: except that the choice of the second alternative
is specified by using the word or:
Where did she put my slippers?
What was wrong? Does it rain, or snow, in the winter?
How did you know I was coming?
For the last of these examples it has to be assumed
Why do you say this to me?
that rain v. snow is being presented as a pair of
How much does it cost?
alternatives. The way the sentence is pronounced
Which colour do you prefer?
makes this clear. If ‘rain or snow’ is being
The sort of answer that is required for these presented as a single concept, then the
interrogatives is quite different from a simple interrogative is of the yes-no type:
‘yes’ or ‘no’. Where did she put my slippers?
Does it rain or snow?
assumes that she put ‘my’ slippers somewhere;
Yes, it quite often does one or the other.
it is the specification of the ‘somewhere’ that is
asked for. Do you want tea or coffee?
No thank you, I’m not thirsty.
(Exercise 7 is on p. 87.)
Alternative interrogatives
Other moods
Between the two kinds of interrogative discussed
so far, there is a third. The first kind invites the There are certain other kinds of sentence pattern
addressee to choose between ‘yes’ and ‘no’—true in the grammar of mood, besides the most
or false; the second kind asks what information important ones dealt with above. These include:
is needed to make the statement true: She put
my slippers—? The third kind is the alternative greetings Good morning, Good night, etc.
question—for instance, Is he in the house, or the exclamations Isn’t it hot!
garden? Here it is assumed that he is in one or What a tall building (it is)!
other of the named places, so that a ‘yes’ to the tagged indicatives He’s clever, isn’t he?
house amounts to a ‘no’ to the garden. The He isn’t clever, is he?
expected answer is not ‘yes’ or ‘no’, but a choice echoes He was at home?
between the limited alternatives offered. He was where?
Each of the three kinds of interrogative has Was who at home?
its own kind of structure—otherwise, of course, You’re worried (are you?)
they could not be different kinds.
1 The yes-no type has inversion of the first Moodless sentences
auxiliary and the subject (Is he…? Does
It has been assumed above that the sentences
it…? etc.):
uttered by speakers are all of the kind whose
Does it rain much in these parts? communicative function can be understood, at
least in part, by reference to the form of the
2 The WH-type has a ‘wh-item’ at the
sentence itself. Unlike these, an utterance such
beginning, together with the auxiliary-subject
as That dog, accompanied by a pointing gesture,
inversion (except under a special circumstance
has a function interpretable only by reference to
not dealt with here):
the gesture, and probably also the expression on
Where does it rain the most? the speaker’s face, the behaviour of the dog and
Who spoke first? all kinds of other non-linguistic factors. The
80 Sentences
saying …and nor does x,…and nor is x,…and passive voice. This matter has already been
neither has x, or some such wording using nor referred to (see pp. 44–5 and 61–2). The
or neither: following sentences are all in the active voice:
I am not coming tomorrow, and nor is The dustmen will take away the rubbish
John. The wind rattled the windows
He never invites his friends, and neither The pirates kill their prisoners
does his wife. He had acquired his knowledge of horses
No apples have been sold, and nor have on the farm
any pears.
They gave me nothing, and neither did The verb phrases of these sentences do not have
you. the special form that is required for the passive
The parents seldom realize, and nor do the voice: will take is active, but will be taken is
teachers. passive; rattled is active, was rattled is passive;
They hardly ever try, and nor do the kill is active, are killed is passive; had acquired is
children. active, had been acquired is passive. The same
main verb is involved in both cases, but in the
If a sentence is positive, the continuation
passive form the auxiliary verb be has been
takes the form…and so does x,…and so has
introduced and the main verb is in its n-form (or
x, etc.:
past participle):
I am coming tomorrow, and so is John.
He always invites his friends, and so does
kill
his wife.
are + killed
Some apples have been sold, and so have
will + take
some pears.
will + be + taken
The parents often realize, and so do the
children. has + acquired
has + been + acquired
By this test, it can be seen that sentences
containing seldom and hardly are to be
considered negative. The difference between active and passive voice
The negative sentences examined above are also affects the way the whole sentence is
all finite clauses. It is also possible for a non- arranged. When the verb phrase is passive, what
finite clause to be negative. In this case the was the object of the verb in the active sentence
negative particle is normally placed in front of is brought forward into the subject position.
the whole verb phrase, whether there is an Conversely, what was the subject is placed
auxiliary present or not: towards the end, after the preposition by:
…not having been told about the The rubbish will be taken away by the
arrangements dustmen
…with John not arriving until eight The windows were rattled by the wind
…the parents not realizing his difficulty The pirates’ prisoners are killed by them
His knowledge of horses was acquired (by
him) on the farm
Voice
So the effect of the change of voice on the whole
A very different aspect of the grammar of the sentence is that the order of mention of the two
sentence is the contrast between active and participants is reversed:
82 Sentences
The verb that is used to relate the two participants They’re still doing the place up; but it will
is the same, but the change in sequence correlates soon be looking nice; the rubbish will
with a change in form. Furthermore, the use of be taken away and there will be fresh
the passive form of the sentence enables one to paint on the woodwork.
omit any mention of the participant which acts Here the rubbish is topical, and the new idea is
as subject in the active: that it will be taken away. Who takes it away is
The rubbish will be taken away neither topical nor new.
Such considerations as these are the chief
What then is the significance of the choice of factors governing the use of the passive voice in
passive as opposed to active voice? Use of the English. They are not directly to do with the kind
active voice in English is by far the most common of communicative force of the utterance, nor with
way of organizing the message that one is trying the subject-matter, except that sometimes a
to convey. But sometimes it is felt desirable to participant need not be mentioned. It is chiefly a
mention something early in the sentence. This is matter of organizing the message in relation to
often the case when that something is already its context.
established as a topic in your conversation: In conclusion, a word of warning about the
What a mess we’ve made. But it doesn’t passive voice is needed. The voice of the sentence
matter; the rubbish will be taken away is identified by strictly formal considerations.
by the dustman. In order to be a passive sentence the verb phrase
must be of the passive form (i.e. containing be
In this case the mess is topical in the context, so followed by an n-form). It is not possible to
it is natural to want to mention the rubbish first. identify passive sentences by means of a purely
On the other hand, dustman is a new idea, and it impressionistic feel for the meaning. For
is natural to wish to mention it last. This is the instance, John received a letter is not a passive
usual way that information is organized in clause. The meaning of passivity associated with
discourse: topical ideas first, new information the verb receive does not make the sentence
last. In contrast with the above, let us invent a passive in the technical sense; note that the form
context for the active version of the same subject- of the verb phrase is not passive (received, not
matter: was received). On the contrary, it is an active
We have very good local government sentence, and since it has an object (a letter) it
services here. Tomorrow the dustmen could be converted into a passive form: A letter
will take away the rubbish. was received by John. Again, in spite of a certain
similarity of meaning, only one of the following
Here the dustmen are topical since the local sentences is passive:
services have already been mentioned, and
dustmen are well-known to be local government The door shook
employees. The door was shaken
Sentences 83
In both sentences, of course, it is true that the matched by a sentence: The stone went down
subject is affected by the process referred to. But John’s throat.
only the second is grammatically passive. The Second, when the verb has been chosen and
difference of meaning between the two sentences the rest of the elements in the sentence have been
is largely a matter of the difference between active arranged around it, the system of voice (active v.
and passive voice; in the second, the action of an passive) enables the speaker to opt for different
agent is hinted at and could have been mentioned arrangements such as we have already seen.
(e.g. by the earthquake). In the first, no such hint The third device for giving a special
is given and no agent could be mentioned. perspective to the message is that, within certain
(Exercise 8 is on p. 88.) limits, the order of elements subject + verb+ com-
plement + adjunct can be changed. The following
pairs of examples illustrate some of the
Theme
possibilities.
The choice between active and passive voice is 1 He had used this knowledge to pass himself
not the only means a speaker has of controlling off as a pharmacist.
the way a sentence is organized as a message. In 2 This knowledge he had used to pass himself
fact there are, in all, three layers of control over off as a pharmacist.
the choice of a topic.
1 The morale of the whole British team could
First, each verb tends to select one of its
depend on his success.
participants as the neutral topic. Jack believed
2 On his success could depend the morale of
the story has Jack as the subject with the verb
the whole British team.
believe; but The story convinced Jack has the
story as subject with the verb convince. Thus, 1 Some of the pigs, …you could sort of just
believe and convince have different requirements walk through them, but you couldn’t go near
about what participant is chosen as subject. Since other pigs.
the subject is what ordinarily comes first, this 2 Some of the pigs, …you could sort of just
makes the most normal kind of topic. Similar walk through them, but other pigs you couldn’t
pairs of sentences can be found: go near.†
We like the house 1 He makes a distinction between linguistic
The house pleases us assumptions and language-teaching and -learning
assumptions. He divides the latter into priority,
He owes me an apology
procedural and comparison assumptions.
An apology is due to me from him
2 He makes a distinction between linguistic
This drawer contains the cutlery assumptions and language-teaching and -
The cutlery occupies this drawer learning assumptions. The latter he divides into
priority, procedural and comparison
He descried a ship
assumptions.
A ship came into (his) view
In general it is not easy to construct pairs of The second example in each pair is taken from
sentences like this that have the same, or nearly an authentic English text; that is to say, it is
the same, meaning. This is because there seems attested as having been spoken or written on
to be a kind of ranking order for different kinds some particular occasion. It has one of the special
of participant. Actors in situations, especially rearrangements of the sequence of sentence
human beings, tend to get prior mention. So
John swallowed the stone is not likely to be † This example is taken from Crystal and Davy 1975, p. 41.
84 Sentences
elements referred to above; it can be said to be a clause, so that in a sense one clause has another
special thematic arrangement of the sentence. clause nested inside it. It is like the difference
The first version is how the sentence would between a string of beads on a thread and a nest
have been if the special option had not been of Russian dolls.
chosen. It was necessary to produce attested
1 Then he touched a spring in the wall and slowly
examples of special thematic arrangements, since
the panelling slid open, and behind it were the steel
the beginning student of language structure tends
safes…. He twisted a key; unlocked one; then
not to believe in their existence. This is another. Each was lined with a pad of deep crimson
understandable, because very often the motive velvet; in each lay jewels….
for using them is that they make a follow-on from
the preceding context, and if they are cited as (Virginia Woolf, The Duchess and the Jeweller)
isolated examples they often appear artificially 2 Personal pride and piety demand that ancestors
contrived. It should be noticed that in each of should not be exposed to public scorn.
the examples cited, the element of the sentence
that is chosen for initial position is anaphoric In the first example, the connection between
(see p. 31). (Exercise 9 is on p. 88.) the beads on the string is in some cases made
explicit by words such as then, and and. In
other cases the connection is made by a mere
Sentences: subordination and co-ordination juxta-position of one clause after another. Since
this is a written text, we can tell where the
Throughout this book the sentences to which writer intended one sentence to come to an end
particular attention has been given have been and the next to begin, because she has used
simple sentences; i.e. there has been just one full stops rather than semi-colons for the end
configuration of subject, verb, complements and of the sentences. If it had been a spoken text,
adjuncts. This is the kind of expression to which it would not have been possible to place a
the term clause can usefully be applied. A simple boundary at the end of a sentence with any
sentence consists of just one clause. But clauses confidence. This shows that the grammatical
can be combined in very many ways to make construct called a sentence is indeterminate in
complex sentences. The study of complex its upper limits. There is no saying how many
sentences would take us beyond the intended clauses is the maximum number possible nor
scope of this book, but it is desirable that we how inexplicit the connection between one
should conclude with a glance at some of the clause and another may be without causing the
areas not covered. sentence to come to an end.
In general, there are two ways in which simple A minor word-class that is of some importance
sentences (clauses) can be combined; they can be in this connection is the co-ordinating
strung out one after the other, each one of them conjunction. These are, principally, the words
being treated as equal to its partners. This is the and, or, but, for, so, yet. They are words that
co-ordinate kind of connection. Opposed to this always come at the beginning of the co-ordinate
is the kind where one sentence is involved within clause which they introduce. We should notice
the structure of another, so that it becomes that the word then in the above passage does not
subordinated to it. The nature of these two kinds count as a conjunction, since it does not have to
of combination can perhaps best be put across be initial; we could have had He then touched….
by means of illustration. The first example below A glance at the sentence in the second example
has clauses of an equal status, and therefore co- reveals that part of it could be extracted and,
ordinated with each other. The second example with only a minor adjustment of form, serve as
has a clause which is subordinated to a higher an independent sentence. The structure is set out
Sentences 85
in Figure 22. The nested clause is that ancestors a complement, an adjunct or a post-modifier
should not be exposed to public scorn. If we omit to a head. For example, in The man who hired
the word that, this part stands out as a simple a taxi, who hired a taxi has the function of
subject + verb + complement construction. On modifying the head man (this is an instance of
the other hand, the remainder of the sentence a relative clause, see p. 20); it is a post-modifier,
Figure 22
Personal pride and piety demand…is also a rather like with a beard in The man with a
subject+verb construction. The function of the beard. In the sentence That the man hired a
subordinate clause is to act as the necessary taxi was not very surprising, the subordinate
complement to the verb. clause that the man hired a taxi is the subject
In order to illustrate further the great range of the whole sentence. Again, I suppose that
of ways in which a clause may be subordinate, the man hired a taxi has the clause that the
let us take the clause The man hired a taxi, which man hired a taxi as the complement of the verb
is obviously a legitimate sentence, and see how suppose. In The man having hired a taxi, he
it can be worked into the fabric of other was short of money the subordinate clause
constructions. In some cases the form of the functions like an adjunct to he was short of
clause is adjusted to make it fit its new context, money, rather like for this reason in For this
but it is still recognizable as being in essence the reason, he was short of money.
same clause. In the structure of subordinate clauses there
is very frequently, though not always, an
The man who hired a taxi is my brother
introductory element which has the function of
The fact that the man hired a taxi
signalling, ‘This clause is subordinate.’ There is
astonished us
a minor class of words which fulfils this
The man having hired a taxi, he was short
function, the subordinating conjunction. The
of money
examples given above include that, and if; other
We told you that the man hired a taxi
examples are when, unless, since, and although.
If the man hired a taxi, he must have done
So we have now noticed two kinds of
the journey quickly
conjunction. In general conjunctions have the
The journey was short enough for the man
job of signalling a connection between clauses
to hire a taxi
within a sentence. Co-ordinating conjunctions
It is supposed that the man hired a taxi
signal a co-ordinate connection and
It was foolish of the man to hire a taxi
subordinating conjunctions signal that one
One thing we may note about these subordinate clause is subordinate to the other.
clauses is that they have no fully specified mood. The details of this area of English grammar
Anybody who is presented with a subordinate are not covered in this book. The purpose of
clause can only wait until it gets connected with this section is merely to introduce the idea of
a clause that is not subordinate before he can clauses which are functionally co-ordinated with
assess how the speaker expects him to take it. or subordinated to their context. The reader
Quite often a subordinate clause is should turn to more comprehensive and
integrated into the structure of its context in advanced works for a fuller treatment. (Exercise
such a way that it is functioning like a subject, 10 is on p. 88.)
86 Sentences
10 Who did you see at the meeting? 4 He is on the train that we wanted to catch.
11 Don’t forget your coat. 5 That he was so ill shocked her terribly.
12 Was the language French or German? 6 She was unwilling to believe that he was so
13 There were a hundred or so pieces of paper ill.
on the floor. 7 Please ring me up tomorrow, unless you are
14 Would you like another piece of cake? still in London.
8 That the door was open convinced me that
the horse had been stolen.
Exercise 8
9 The horse which had been stolen turned up
later.
Which of these sentences are passive?
1 The patient underwent an operation.
Exercise 11
2 The door slammed in the wind.
3 This paint spreads evenly.
Examine the way the ‘speaker’ in the following
4 Incalculable damage had been done.
poem is interacting with his addressee. What
5 The stable was damaged by the hurricane.
remarks could you make about the way the
6 The decorator daubed the wall with paint.
language of the poem affects (or effects) this
7 The wall was daubed with paint by the
interaction? (Consider the use of mood, of one
decorator.
of the sentence adverbs, and of person reference.)
8 An operation was undergone by the patient.
9 The door was slammed by the wind.
I’m Through with You for Ever
This knowledge he had used His youth, his innocency, his tears—
On his success could depend their morale No, nothing could abate
Other pigs you couldn’t go near Their sentence of ‘One hundred years
The latter he divides as follows In galleys of the State.’
Over there live my parents Nevertheless, old wives affirm
His crimes he kept secret And annalists agree,
He sweated out the whole damn term,
Exercise 10 Bowed stiffly, and went free.
Then come, my angry love, review
In the following sentences the italicized clause is Your sentence of today.
either a subject, a complement, an adjunct or a ‘For ever’ was unjust to you,
post-modifier to a head. Decide which it is in The end too far away.
each case.
Give me four hundred years, or five—
1 When they wanted to go out, they had to ask Can rage be so intense?—
permission. And I will sweat them out alive
2 He reported that the lights were out. To prove my impenitence.
3 The train that we wanted to catch has just
left. (Robert Graves, Poems 1953)
Glossary
accent a system of pronunciation associated with acting as adjuncts and also in other ways. The
a group of speakers from a particular class or term (a noun) is sometimes used without it
region (e.g. an upper-class accent, a West- being clear whether it means 1 or 2. It is not
Country accent). used in this book.
active see voice. adverbial particle
adjective one of the major word classes; adjectives 1 an element in the structure of sentences,
can function as head of a phrase attributive closely associated with a verb, which it
to a noun (e.g. a small house) or predicated of complements without affecting its status as a
a subject (e.g. the house is small). Many transitive or intransitive verb: e.g. send off;
adjectives are gradable. come back; pick out; turn round.
adjective phrase a class of expressions containing 2 the class of words that can function in this
an adjective as head, with or without way: off, back, out, round, over, up, etc. (See
modifiers; e.g. very cheap, comfortable, good also particle.)
to the neighbours. affix an element in the structure of a word; it
adjunct an element in the structure of sentences. is added to the stem for the purpose of
Adjuncts are appended as extras to the inflection or derivation. Prefixes come in
essential elements of the sentence. The term is front of the stem (e.g. sub- in submerge) and
also used (but not in this book) in a more suffixes come after the stem (e.g. -less in
general sense to mean an appended element hopeless).
in structures other than sentences. agreement the marking of an expression to agree
adverb the term traditionally applied to a large with another expression for the same
number of rather different classes of words, category: e.g. in this college v. these colleges
including those derived from adjectives by the words this and these agree with the
the suffixation of-ly (e.g. beautifully). See pp. number (singular or plural) of the noun they
74–6 for adverbs of place, time, frequency modify; in I come v. he comes the form of
and manner, and pp. 76–7 for ‘sentence the verb, come or comes, agrees with the
adverbs’. subject for person and number. (Also called
adverbial concord.)
1 an element in the structure of sentences anaphora the use of an expression to refer to
roughly equivalent to adjunct. something preceding it in the text, e.g. she may
2 a class of expressions, including adverb refer back to somebody mentioned a moment
phrases and prepositional phrases, capable of before, or the expression a smaller house may
90 Glossary
imply that some other house has been category any classification of words or other
mentioned already. Such expressions are expressions used in the description of the
anaphoric. (See also substitution.) linguistic system of the language. The term is
antonym antonyms are words (usually adjectives) used both for a field of classification (e.g.
of ‘opposite’ meaning. It would be number, or tense), and for the classes within
contradictory to say that something was both that field (e.g. singular, and plural number, or
hot and cold. But since there is a middle past and present tense). See also term.
ground between the extremes, saying that classifier one of the functions that an adjective
something is not hot does not imply that it is may have when it is modifier of a noun head.
cold (and vice versa). (NB Certain other kinds Classifiers are placed after qualitative
of oppositeness, like husband and wife, and modifiers (e.g. ‘extensive financial assistance’)
married and single, do not have the same and are not gradable.
features and are not antonyms.) clause a structure consisting of the elements
appropriateness the suitability of some subject, verb, complement and adjunct, or a
expression, long or short, to the purpose the selection of these; a simple sentence contains
speaker has in using it. Appropriateness is just one clause and hence the term sentence is
determined by convention and by practicality. often used in the same sense as clause. See also
As a criterion for describing speakers’ success sentence.
in communicating, appropriateness is superior collective within the category of number,
to the traditional criterion of correctness, collective number is where the noun is not
which it has superseded. formally plural, but is treated as plural in
article see indefinite and definite. subject-verb agreement: e.g. The team are
ascriptive an ascriptive complement is an despondent.
element in the structure of sentences which common
ascribes an attribute to a subject; e.g. ‘The 1 common nouns are a class of nouns able
house is very small’. (See complement and to be modified by a wide range of
pp. 73–4.) determiners, and having denotational
attributive one of the principal functions of meaning; opposed to proper nouns (e.g. desk,
adjectives, or rather of adjective phrases. An as opposed to Henry).
attributive modifier is an element in the 2 in the category of case, applied to nouns,
structure of a noun phrase: e.g. a small house. the common case is the uninflected one (e.g.
auxiliary verb an element in the structure of a boy); it is opposed to the genitive case (e.g.
verb phrase which precedes the main verb. The boy’s).
verbs able to function as auxiliaries are have, communicative force the aspect of meaning
be, do and the modal verbs. connected with the way a speaker is involving
back reference same as anaphora. himself and his addressee in an act of
base form the uninflected form of a word, usually communication. See also communicative
used of verbs. function.
case the category for which nouns and pronouns communicative function a classification of
are inflected in order to show their syntactic utterances according to their communicative
relation to the rest of the sentence or phrase force; question, statement, injunction, advice,
in which they occur. In English, nouns are invitation, warning, etc. are different
inflected for genitive case (e.g. boy v. boy’s), communicative functions.
and personal pronouns are inflected for several comparative
other cases as well (see Figure 11 on p. 29). 1 a comparative adjective is one that is
See also common. inflected for the comparative degree, e.g. taller.
Glossary 91
2 a comparative adjective phrase is one that applied to the structure of words, but also
has a comparative adjective or one of the sometimes applied to sentences consisting of
modifiers more, less, as, or so (with or without co-ordinate clauses (see also complex
a complement), e.g. more/less expert (than sentence).
Jim); as expert (as Jim); so expert (that Jim concord same as agreement.
can’t touch him). conjunction
comparison a category applied to gradable 1 the element used to attach one clause to
adjectives in which the terms are: absolute (not another to form a complex sentence. The
compared), comparative and superlative e.g. conjunction is co-ordinating or subordinating
attractive, more attractive, most attractive. according to whether the clause is co-
(See degree.) ordinated or subordinated.
complement 2 the class of words used for this purpose.
1 one of the types of element within the Co-ordinating conjunctions include and, or,
structure of the clause, or simple sentence; but, yet, for and so. Subordinating
namely, an element additional to the subject conjunctions are of various types: that; if,
and the verb which is essential to the unless, when, since, although, until…; and
completion of the construction. There are words like who and how when they are not
several types of complement including objects being used with an interrogative function (e.g.
and ascriptive complements. A clause may He told me who would come/how to get
have more than one complement. (NB There there). The theory of conjunction is barely
is a tradition which uses the term ‘complement’ touched upon in this book.
of ascriptive complements only and has no constituent one of the parts of which an
inclusive term for all complementing expression is made up. In typical linguistic
elements.) structures there is a series of layers of
2 an element in post-modifier position constituency; the total expression has
necessary for the completion of the structure ‘immediate constituents’ and each of these may
of an adjective phrase: e.g. fond of their in its turn have constituents, and so on until
children; the best in the town. the ‘ultimate constituents’ are reached. See
complex sentence Figures 5 and 19 (pp. 20 and 58).
1 a sentence containing more than one construction an expression-type, made up of
clause, whether these are co-ordinate with given elements (see, for example, the basic
each other or one is subordinate to another, sentence types on p. 72).
or both. context the surroundings or environment in
2 a sentence containing at least two clauses, which some expression is used. The context
one of which is subordinate to the other. can usually be divided into a the ‘verbal’
(These two definitions may be in conflict with context—the remainder of the text in which
each other but both usages are current, the expression occurs; and b the ‘situational’
sometimes within the same book. In this book context which consists of the people
only sense 1 is used.) communicating, and the occasion and the
composition a process whereby a new word is medium of communication.
created by the combining of two stems; e.g. continuous a category of the verb phrase,
cross+tree=crosstree. Words resulting from this requiring the use of be as an auxiliary and the
process are called compound words. ing-form of the next word: e.g. was sitting,
compound a term to describe the structure of has been trying, is being pushed. Also known
any expression which is made up of parts as progressive.
(usually two) of the same type; especially conversion the use of a word belonging primarily
92 Glossary
rather restricted set of constructions (e.g. good inflection the process of modifying the form of a
morning, good afternoon; hello). word in order to fulfil various grammatical
head the principal element in a noun phrase, an (rather than lexical) purposes. A form like man
adjective phrase or an adverb phrase; it is an or table, which is not reducible to a more basic
element which must be present (in non- form, is said to be uninflected; a modified form
elliptical phrases) and on which any modifiers like men or tables is inflected.
are dependent (e.g. large in very large). ing-form one of the inflected forms of the verb,
identifier an element in the structure of noun which has the suffix -ing added to the stem,
phrases with a common-noun head; it is a kind e.g. taking.
of determiner and has the function of intensifier an element in the structure of the
specifying which referent is being referred to, adjective phrase; the kind of modifier of a
or identified (e.g. my, this, the). gradable adjective head which raises or
identifying determiner see identifier. diminishes the intensity of the adjective, e.g.
imperative one of the terms in the category of extremely tall, rather tall, moderately tall.
mood; opposed to indicative mood. It intensive a class of verb able to predicate a link
correlates most directly with communicative between the subject and an ascriptive
functions such as injunction, command, complement. The most frequently occurring
suggestion, etc. which have to do with decision of these verbs is be, (e.g. The music is modern)
upon action. but there are others, as in The music sounds
indefinite article the word which varies between modern. Most of the other verbs can be used
the two forms a and an. differently, i.e. not as intensive verbs (e.g. The
indefinite pronoun a class of words of indefinite waiter sounds the gong.) Intensive verbs are
reference whose functions are like those of the also sometimes called linking verbs or copulas.
noun phrase: somebody, nobody, everybody, interrogative one of the terms in indicative mood:
something, nothing, etc. that which correlates most directly with the
indicative one of the terms in the category of asking of questions; opposed to declarative.
mood; it correlates with communicative There are three kinds of interrogative: the yes-
functions that literally have to do with making no type (e.g. Have you finished?), the
assertions. See also declarative and alternative type (e.g. Do they prefer tea or
interrogative. coffee?), and the WH-type (e.g. Where does
indirect object the kind of object which occurs he live?).
between the verb and the direct object when intransitive
there are two objects present: e.g. He sent the 1 a kind of clause, or simple sentence, which
girls a message. The indirect object refers to a contains no complement of the sort called
recipient or beneficiary in the situation. object (e.g. The weather was stormy; The
inferior one of the terms in the category of children are playing; The train is in the siding).
comparative degree (namely less… than…); 2 intransitive verbs are a class of verbs
opposed to the equal relation and the superior capable of being the verb in an intransitive
relation. clause. Opposed to transitive.
infinitive irregular not conforming to the usual rule but to
1 the plain infinitive is a non-finite use of a special one; thus, the plural of goose is
the base form of a verb, e.g. see, take, in They formed not by the regular means of adding
will see one; You have seen them take it. the -s suffix, to give *gooses, but by replacing
2 the to-infinitive consists of the base form the vowel to give geese.
preceded by the word to, which is called the lexical having to do with the lexicon—the stock
infinitive particle, e.g. to see, to take. of ready-made expressions in a language; this
Glossary 95
includes idioms as well as words. The lexical would, may, might, shall, should, can, could,
stock is increased by various means including must, ought(to), need, dare and used(to).
borrowing (see loan word), derivation and modification
composition. Opposed to grammatical, or 1 the process of changing the form of a word
syntactic (to do with the formation of for inflection or any other purpose; e.g. the
expressions that are not ‘ready-made’). modification of book to books, man to men,
loan word a word borrowed from a foreign calm to calmness or grief to grieve.
language, and integrated fairly thoroughly into 2 the function of a modifier in relation to a
the system of the language, e.g. hashish, head; e.g. the function of the and large in the
masseuse. large house, or of very in very expensive.
main verb an element in the structure of the verb modifier an element in a construction containing
phrase; the final element, usually a lexical a head; the modifier is dependent on the head
verb, which may be preceded by auxiliary and, in one of various ways, limits or slightly
verbs. changes the significance of the head. Modifiers
major classes the classes of words containing very which come after the head, and which are
large numbers of lexical items—noun, verb, often phrasal in nature, are known as post-
adjective. (Whether adverb should be included modifiers. Examples are:
is debatable since in part it is an extension of the machine in the shed
the adjective and in part a collection of the machine which we have just acquired.
separate minor classes.) Major classes are mood a category of the clause, or simple sentence.
‘open sets’ in the sense that the complete It has to do with expressing the communicative
inventory of items belonging to such a class force of the speaker’s utterance. The principal
at any one time is indeterminate: new words terms in the category are imperative and
are easily added for special purposes and may indicative; it also includes echoes, greetings
gradually be taken into the established lexical and exclamations.
stock. moodless a term sometimes used for rudimentary
mass an alternative term to uncountable applied kinds of clauses in which the communicative
to a class of nouns; opposed to countable (or force is not explicit; especially those
count). constructions which have no verb, like Happy
medium of communication the physical means birthday and Ticket holders this way.
whereby communication is achieved—speech n-form one of the inflected forms of the verb,
and writing are the most obvious media. particularly used along with the auxiliary be
minor classes the large number of small classes to form the passive (e.g. will be broken, was
of words that have specialized grammatical broken, etc.), with auxiliary have to form the
uses and generally have very little lexical perfect (e.g. will have broken, has broken),
‘content’; including prepositions, determiners, and in various other uses. NB Not all n-forms
personal pronouns, indefinite pronouns, have ‘n’ in them. (Also known as the past
auxiliary verbs, and conjunctions. Minor participle.)
classes are ‘closed sets’ in the sense that a negation the declaring that something is not the
complete list can be given and new items are case; reversal of a positive declaration.
not easily added. Negative and positive are the terms in a
modal verb a small class of verbs having category often known as polarity.
specialized grammatical functions as finite non-finite the opposite of finite. Non-finite verbs
auxiliaries. They lack s-forms, ing-forms and have neither past nor present tense, and are
n-forms, and have no non-finite uses; some of not bound to a subject by means of
them lack d-forms too. The words are: will, agreement. Infinitives are included among
96 Glossary
non-finite verbs, and so are ing-forms and n- and something eaten (an affected entity).
forms. Participants are distinguished from the
non-standard used of dialects which lack the wide circumstances of the situation, especially
currency and the prestige associated with details of time, place, manner, motive, etc.
standard dialects. 2 one of the people participating in the act
notional based upon an impressionistic account of communication: the speaker and the
of meaning, rather than on an analysis of the addressee(s).
formal properties of language. participle
noun one of the major word-classes; a noun (e.g. 1 past participle: the n-form of a verb when
farm) can function as head of a phrase (e.g. it is used as part of a verb phrase, or in an
the farm) capable of acting as subject of a adjectival function.
clause (e.g. the farm is ours), and in other 2 present participle: the ing-form of a verb
ways. See also common and proper. when it is used as part of a verb phrase or in
noun phrase a class of expressions containing a an adjectival function (but not, for instance,
noun (or a pronoun) as head, with or without when used in a noun-like function).
modifiers coming before or after it; e.g. these particle any small word of structural significance,
new houses, carelessness, you alone, etc. especially the infinitive particle (to in to go),
number an inflectional category of the noun, in adverbial particles (e.g. up and on in the
which the terms are plural (referring to more phrasal verbs smash up and turn on), and the
than one), singular (either referring to one, negative particle (not).
or to something not enumerated) and passive see voice.
collective. past participle see participle.
object past tense see tense.
1 an element in the structure of the (simple) perfect category of the verb phrase; a perfect verb
sentence; a type of complement denoting a phrase contains the auxiliary verb have
participant that is distinct from the subject followed by the n-form of the next word. (e.g.
(unless explicitly reflexive), e.g. The boy has taken; will have followed; to have gone.)
kicked the ball; The boy kicked himself. An person a category of the personal pronoun
object can generally be converted into the containing the terms first, second and third.
subject of a systematically related passive First person refers to the speaker of the
sentence (e.g. The ball was kicked by the boy). utterance; second person refers to the
2 see also prepositional object. addressee(s) of the utterance, and third person
one-place verb a verb which requires no refers to all entities that are not first or second.
complement, only a subject (e.g. Bill snores). personal used of words that are modified for the
paradigm category of person; especially personal
1 a set of related forms; an inflectional pronouns.
paradigm is a set of inflected forms of the phrasal consisting of more than one word; used
same word (e.g. give, gives, gave, given, especially of phrasal expressions that have a
giving); function more regularly fulfilled by a single
2 such a set of forms to be used as an word (e.g. phrasal preposition: in spite of;
example for learners of the language. phrasal verb: sit up, put by; phrasal
part of speech see word-class. comparative and superlative adjectives: more
participant artistic, most artistic).
1 one of the entities involved in a situation phrase an expression consisting of one or more
referred to by a sentence; e.g. in a situation of words which is, however, less than a clause
eating, the participants are an eater (an agent) (e.g. butter, some salted butter, a
Glossary 97
eloquent and rather brief in his eloquent occupation of the speaker (see e.g. Wilkins,
speech and a rather brief telephone call. (See 1972, p. 137, ‘…not a matter of subject-
also classifier.) matter but of the language used in pursuance
quantified the head of a noun phrase is of one’s job.’). In both these cases register is
quantified if it has a quantifying determiner just one among several dimensions of
to modify it. situational constraint upon language
quantifier an element in the structure of a noun variation. (See also p. 102.)
phrase with a common-noun head; it is a kind regular conforming to a productive rule;
of determiner and has the function of especially used of inflectional forms which
specifying how much/many is/are being conform to the numerically preponderant
referred to: e.g. a, some, several, much, a lot pattern and which are the model for new
of, all. coinages; e.g. the ‘-s’ suffix for nouns, which
receiver same as recipient (see indirect object). would be used if we coined a new noun (say,
reference the act of mentioning or speaking about brem: How many—have you seen today?)
something. A speaker refers to what he is reification the treatment of an abstraction as
talking about; by an extension of this meaning, though it was a real or concrete entity.
the expressions he uses refer to what he is relative clause one of the types of subordinate
talking about. clause; a relative clause is a post-modifier
referent an entity referred to by a speaker. within the structure of a noun phrase: e.g. the
referential meaning the aspect of meaning which king who burnt some cakes.
has to do with reference to subject-matter; relative pronoun see pronoun.
distinguished from communicative force and s-form one of the inflected forms of the verb,
textual organization. always occurring initially in the finite verb
reflexive personal pronouns have a reflexive form phrase and expressing the present tense when
(myself, himself, etc.) which is used when the subject is third person singular: e.g. comes,
repeated reference is made to an entity within tries, is, has.
a single clause (e.g. Bill hurt himself, as second person see person.
opposed to Bill hurt him). sentence a construction consisting of one or
register a variety of a language which is peculiar more clauses; in the literature on grammar,
to certain situations of language use; the there is much variability of usage in the way
dimensions of situational constraint the terms sentence and clause are related to
recognized have to do with the role each other. The tendency is to use the term
relationships between the communicators, sentence both for the kind of construction
the kind of social action that the that has subjects, verbs, complements and
communication is contributing to and the adjuncts as its elements (let us call it a clause),
medium of communication (speech, writing, and for the kind of structure that contains
etc.). It goes without saying that registers one or more clauses, and which has some
merge with each other in so far as the overall communicative force. It is a simple
situational constraints are independently sentence if it contains one clause, and a
variable. NB The term register is also complex sentence if it contains more than
sometimes used in related but narrower one. Thus We were out when he arrived is
senses, to refer first, to varieties of a language one sentence which consists of two clauses,
distinguished according to the subject-matter but if the first clause (We were out) had
which is being treated (see e.g. Quirk and occurred by itself, it might not be called a
Greenbaum, 1973, p. 10), and second, clause but a sentence (i.e. a simple sentence).
varieties distinguished according to the Hence the terms simple sentence and clause
Glossary 99
are for many purposes treated as unremarkable (e.g. the verb please has a
interchangeable. ‘phenomenon’ as subject—The book pleased
singular see number, me—while like has a ‘reactor’ as subject—I
situation a relation between participants in a liked the book). Dummy subjects are subjects
combination of circumstances. like it and there when these words are used to
1 situation of thesis: the situation referred anticipate a more explicit expression to follow.
to as the subject-matter of a sentence. For instance in It is true that he is here, it is a
2 the situation of utterance: the situation in dummy subject anticipating that he is here. In
which the participants are the speaker and a different construction, There is a letter for
addressee(s) and the circumstances are the you, there is a dummy subject anticipating a
context. letter.
split infinitive a to-infinitive expression with some subordinate usually used of clauses; a clause is
other expression separating the particle to subordinate to another clause if it is dependent
from the verb; e.g. to always go, to simply on that clause, e.g. if it is embedded, or nested,
despair. as part of the structure of that clause. The
spoonerism the transposition of initial consonants clause in which it is embedded is
such as lend a setter, for send a letter, resulting superordinate, or dominant, to it. There are
from a ‘slip of the tongue’. very many ways in which a clause can be
standard a dialect which has wide currency and subordinated. (See also relative clause.)
prestige. substitution the replacement of an expression by
stative denoting a state of affairs; lacking a token expression which ‘stands for’ what it
movement or change; opposed to dynamic. replaces, with the effect of avoiding repetition;
(See p. 47 for stative verbs.) substitutes are most frequently (but not
stem the part of a word to which an affix is necessarily) anaphoric; e.g. the word one in
attached (e.g. thought- in the word thought- the sentence I have a new one; meaning,
less, or thoughtless- in thoughtlessness), or to perhaps, a new car. Pronouns are also often
which another stem may be attached to form regarded as substitutes.
a compound (e.g. type- and -writer in suffix see affix.
typewriter). superior one of the terms in the category of
stress a syllable made prominent by means of comparative degree (namely more… than…);
loudness, pitch variation, and/or length; we opposed to the equal relation and the inferior
can say that in the word speaker, ‘the stress relation.
falls on the first syllable’. superlative
structure the pattern of elements that make up a 1 a superlative adjective is one that is
construction. inflected for the superlative degree, e.g.
subject the element in a clause, or simple sentence, tallest.
whose position in relation to the verb signals 2 a superlative adjective phrase has a
the mood of the sentence: e.g. the book on superlative adjective or one of the modifiers
the table in the sentences: The book on the most or least (with or without a complement),
table is mine, and Is the book on the table e.g. the tallest/most expert (of them all); the
mine? The subject also requires agreement of least expert (to have attempted the task).
the verb in many circumstances (e.g. the book syntax
on the table is…v. the books on the table 1 the arrangement of words and other
are…). The subject has a thematic value, since expressions in conventionally well-formed
it refers to the participant that precedes the constructions, (excluding the lexical aspects
verb when the sequence of elements is of sentences);
100 Glossary
2 the branch of language study that deals textual organization the organizing of an
with this. utterance or discourse as a verbal message,
system a language system is a set of linguistic with a various kinds of highlighting of some
elements related by rules of combination and parts over others, b explicit or implicit
selection, the whole being consistently used connections between the successive parts, c
for communication. reference to various features of the context,
systematic belonging to a system; hence both verbal and situational, and d stylistic
established, consistent, intentional, meaningful consistency.
and interpretable by those who are familiar thematic arrangement the selection of what to
with the system. place first in a clause.
systematically related two expressions are theme the part of a clause which, at the outset,
systematically related if it is possible to derive announces the speaker’s topic for that clause.
one from the other by a fixed and formal third person see person.
procedure; for instance, The office is closed is three-place verb a verb which requires a subject
systematically related to Is the office closed? and two complements referring to the
and The Council finished the work is participants in the situation being talked about
systematically related to The work was (e.g. Bill told his wife a lie).
finished by the Council; boots for climbing is to-infinitive see infinitive.
also systematically related to climbing boots. topic that about which something is said; there
tense are a ‘global’ topics which remain topical
1 a category of the verb in which the terms through paragraphs or longer stretches of text,
are past and present; past tense is realized by and b ‘local’ topics which come and go over
the d-form of the first verb in the verb phrase, shorter stretches. The theme of a clause is the
and present tense by the base form or the s- topic for that clause in particular.
form (or, with the verb be, by am or are). transitive
2 the term also has a secondary sense 1 a transitive clause is one that has at least
referring to other categories that are used in one object.
addition to past or present, e.g. the present 2 a transitive verb is a verb that can be the
perfect tense, the past continuous tense. verb in a transitive clause. (Opposed to
term intransitive.)
1 one of the exclusive choices within a truth value the truth or falsity of an utterance. If
category (sense 1); equivalent to sense 2 of it is raining, the truth value of the utterance
category; e.g. the category of number in the ‘it is raining’ is ‘true’; if it is not raining the
noun has two terms, singular and plural. truth value of the utterance is ‘false’. The term
2 in a non-specialist sense, a term is any item is usually used of statements, but it is relevant
of technical vocabulary. to questions, since these inquire into truth
text language produced in spoken or written value.
(or any other) medium on particular occ- two-place verb a verb requiring a subject and a
asions; text is what is actually observable; complement referring to the participants in the
it contrasts with the system, which is the situation being talked about (e.g. Bill knows
potentiality. NB In general usage, text is a French).
countable noun denoting any body of uncountable a class of common nouns which
printed language. There is no term in general cannot be inflected for number and which
use denoting what is here called text (except can be modified by the determiner much (incl-
‘language’, which is ambiguous since it also uding how much), but not a(n); (e.g. butter,
denotes the system). water).
Glossary 101
variable word a word which has not only a base category of case; a noun in the vocative case
form but one or more inflected forms. can be used to address the person it refers to.
variety a language system special to some group English does not have a special form of the
of speakers, or period in time, or social noun for carrying out the vocative function.
purpose; a language usually comprehends voice
many varieties. 1 a category in the verb phrase in which the
verb terms are active and passive. In a passive verb
1 an element in a clause, or simple sentence, phrase, be is used as an auxiliary and is
whose function is fulfilled by a verb phrase followed by the n-form of the next word, e.g.
and whose relation to the subject reflects the was broken, has been counted, must have been
mood of the clause; a verb may have excluded, to be found. In an active verb phrase
complements. this auxiliary, if present at all, is not followed
2 a class of words whose members act as by the n-form of the next word, e.g. broke,
the elements in a verb phrase, inflectable for has counted, must have excluded, to find.
tense and subject agreement. NB Because of 2 a passive clause is one in which the verb
the important difference between these two phrase is passive: e.g. the glass was broken by
senses of verb, some scholars prefer the term the boys. An active clause is one in which the
predicate or predicator for sense 1. verb phrase is not passive: e.g. the boys broke
verb phrase a class of expressions containing a the glass; the glass broke.
main verb in final position and possibly WH-interrogative see interrogative.
preceded by one or more auxiliary verbs; e.g. word-class a class of words such as noun, verb,
runs, has run, is running, has been running, preposition, determiner, etc. Traditionally
having been running. called ‘parts of speech’.
vocative in Latin, a term in the inflectional yes-no interrogative see interrogative.
Notes on further reading
For discussions of the notion of ‘correctness’ and concept of register is Gregory and Carroll
the status of usage, see Quirk (1968), especially (1978). On dialects, see Hughes and Trudgill
chapters 5, 7 and 8 and Appendix II which is by (1979).
J.Warburg. For further reading on the analysis of English
The inevitability of linguistic change, and the grammar, the most useful compendious treatment
social and psychological pressures which bring is Quirk et al. (1972), and its abridgement, Quirk
it about, are the subject of Aitchison (1981). and Greenbaum (1973). These contain a large
Most introductions to linguistics contain a number of references to works on particular
discussion and a rejection of ‘prescriptivism’ in grammatical topics. My own book, Young
an early chapter. Lyons (1981) is a good example. (1980), has a fairly detailed study of a relatively
A book which attempts to bridge the gap between limited area. The amount of overlap with the
popular and academic conceptions of language coverage of the present work has been kept to a
study is Bolinger (1980). minimum.
Introductions to linguistics usually also Crystal (1980) is a useful source of
contain discussions of dialect and register; for explanations for linguistic terminology and is
instance, Halliday, McIntosh and Strevens obviously much more comprehensive than the
(1964), chapter 4. A small book devoted to the glossary of this book.
References
Aitchison, J. (1981), Language Change: Lyons, J. (1981), Language and Linguistics,
progress or decay?, London: Fontana Cambridge: Cambridge University Press
Bolinger, D. (1980), Language: The Loaded Quirk, R. (1968), The Use of English, 2nd edn,
Weapon, London: Longman London: Longman
Crystal, D. (1985), A Dictionary of Linguistics Quirk, R., Greenbaum, S., Leech, G.N., and
and Phonetics (2nd edn, updated and Svartvik, J. (1972), A Grammar of
enlarged), Oxford: Blackwell/André Deutsch Contemporary English, London: Longman
Crystal, D. and Davy, D. (1975), Advanced Quirk, R. and Greenbaum, S. (1973), A
English Conversation, London: Longman University Grammar of English, London:
Gregory, M. and Carroll, S. (1978), Language and Longman
Situation, London: Routledge and Kegan Paul Wilkins, D.A. (1972), Linguistics in Language
Halliday, M.A.K., McIntosh, A. and Strevens, P. Teaching, London: Arnold
(1964). The Linguistic Sciences and Young, D.J. (1980), The Structure of English
Language Teaching, London: Longman Clauses, London: Hutchinson
Hughes, A. and Trudgill, P. (1979), English
Accents and Dialects, London: Arnold
Key to exercises
Chapter 1 Introduction
1 (p. 31)
2 (p. 32)
104 Key to exercises
6 (p. 32)
his house (c.), a story (c.), visitors (c.), his parents
(c.), much education (unc.), knowledge (unc.),
skills (c.), a monastery (c.), the monks (c.),
arithmetic (unc.), farming (unc.), fiction (unc.),
his motive (c.), this deception (c. or unc.
according to whether we take deception to mean
‘deceitfulness’ or ‘an act of deceit’).
Key to exercises 105
16 (p. 33)
12 (p. 33)
The following are irregular:
cacti (replace -us with i);
crises (replace -is with -es, pronounced like
ease);
salmon (no change);
mouths (change the final consonant of the 17 (p. 33)
stem, though not in the spelling);
syllabi (change -us to -i; but most speakers
seem now to treat this noun as regular:
syllabuses);
phenomena (change -on to -a; but many
speakers now treat phenomena as a singular
and plural with no change);
mice (change vowel of stem).
13 (p. 33)
They get narrowed down in their possible range
of meaning: tins=tin cans; colds=colds in the
head; damages=specialized legal sense;
youths=young male persons. The uninflected
forms (except damage) can all be the singular
of these meanings, but have other possible senses
as well.
14 (p. 33)
1 the crowd…(were: plural) (cf. was); a
group…(who: human individuals; play: plural)
(cf. which plays).
2 a callous Bench…their sentence (not its
sentence).
20 (p. 34)
106 Key to exercises
23 (p. 34)
20 (p. 34)
Irregular verbs
5 (p. 50)
6 (p. 51) getting several painful cuts from the sharp edges
1.1a present perfect have given (lines 33–4): I got several painful cuts from
1b present continuous are giving the sharp edges.
2 present gives giving me another heavy blow on the head (lines
present perfect continuous has been 37–8): The barrel gave me another heavy
giving blow on the head.
present continuous is giving putting me in hospital (line 38): The barrel put
3a past gave me in hospital.
past perfect had given
3b past continuous was giving
were giving 10 (p. 51)
2a present perfect; b past; c past continuous;
d present perfect continuous; e past perfect Here are a sentence or two analysed as an
continuous. example:
21 (p. 53)
17 (p. 53)
The slope (n.) is rather steep.
Dynamic…went up the hill;…sold Henry her old The roads slope (v.) downwards.
Ford;…is getting hungry;…happened I have removed the cover (n.)
yesterday;…slams the door. Please cover the table (v.).
Stative…owned the old Ford;…is in the His mind (n.) is very alert.
garage;…is hungry;…still seems We don’t mind (v.) the expense.
serviceable;…stands;…looks modern;…seems I can’t remember your name (n.).
disappointed;…is the Lord Mayor. They are going to name (v.) the baby Harriet.
That step (n.) is terribly dangerous.
We always step (v.) over the wall.
18 (p. 53)
I am looking forward to a change (n.).
diverse, particular (noun or adjective), agree, sign Are you going to change (v.) the wording?
(noun or verb) soft, danger (noun), symbol
(noun). 22 (p. 53)
For most speakers the words are stressed as
19 (p. 53) follows:
Here are some of the possible verbs: visualize discóunt (v.)
(cf. visual); finalize (cf. final); synchronize (no díscount (n.)
*synchron, but cf. synchrony); mobilize (no dischárge (v.)
*mobil, but cf. mobile); characterize (cf. díscharge (n.)
character); realize (cf. real); jeopardize (no disguíse (v. or n.)
*jeopard, but cf. jeopardy); standardize (cf. dismáy (v. or n.)
standard); maximize (not derived from maxim, disgúst (v. or n.)
but cf. maximum); pressurize (cf. pressure); dislíke (v. or n.)
systematize (no *systemat, but cf. systematic); disgráce (v. or n.)
rationalize (cf. rational). NB Words like supervise dispúte (v.)
do not count since they are constructed: When dispute is used as a noun very many
super+vise not superv+ ise. speakers now stress it like díscount, and
112 Key to exercises
discharge, though the older usage is to stress it On the other hand, regicaler and sirterousest, etc.
the same as the verb. (like *musicaler, *blusterousest) would be ruled
out because they do not conform to the
conventional patterns of the language.
23 (p. 53)
The following have variable stress object,
progress, project, reject, conflict, and (for some 5 (p. 67)
speakers) decoy and research. On the other hand
To test which one is neutral, formulate the How?
display, mistake, repair and concern have fixed
question: e.g. How deep is it? (The neutral one is
stress; for some speakers decoy and research
in italics.) deep/shallow; wide/narrow; clean/
belong to this group.
dirty; good/bad; tight/loose; old/young; light/
dark; heavy/ light; ripe/unripe
Chapter 4 Adjectives and adjective phrases
This is a difficult typewriter to use: This type- English Dictionary (1979) are marked with *;
writer is difficult to use. those not in the OED are marked **.
This is a big house to keep warm: This house is easeful is rare (it occurs in Keats,‘…half in love
big to keep warm. with easeful death’); easy has a slightly different
This is a permissible door to open: *This door is meaning.
permissible to open. mindful.
*causeful seems not to be used much nowadays,
15 (p. 69) but the OED quotes a writer of 1849: ‘…more
causeful of blood and tears than…’.
Gradable timid, substantial, earlier, suitable,
fanciful.
special, decorous, major, obvious, larger,
*sightful is also rare or obsolete; the OED has
fundamental, vast, antisocial, powerless.
some sixteenth- and seventeenth-century
Ungradable public (occurring several times), instances, e.g.‘…the understanding groweth more
economic, environmental, national, scientific, sharp and sightful’ (1594); cf. sighted,
rare, answerable, interested, listed, private, deceitful.
existing, disappearing, English. **solaceful there seems to be no alternative
adjective based on solace.
(In this context whether an orchid is rare is a
*faultful The OED quotes Ruskin (1858): ‘…the
matter of definition; similarly a person is either
limiting lines between virtuous contentment and
answerable or not answerable in law, and an
faultful carelessness’; cf. faulty.
interested party is not somebody whose attention
**trashful cf. trashy,
is engaged, but somebody who stands to gain.)
wasteful.
**symbolful cf. symbolic,
16 (p. 69) insightful.
In passages of about this length from the
Guardian, I found: 19 (p. 69)
arts criticism adjectives adjectives, including taste (n.), tasty; flavour (n), flavoursome; thought
eleven gradable (i.e. c. 73 per cent); (n.), thoughtful, thoughtless; reason (n.),
reasonable; logic, (n.), logical; concept (n.),
current affairs reporting seventeen adjectives,
conceptual; theory (n.), theoretic, theoretical;
including two gradable and possibly one other
imagine (v.), imaginary, imaginative; soap (n.),
doubtful one (i.e. 18 per cent at most).
soapy; explode (v.), explosive; problem (n.),
problematic, problematical; historic (adj.),
17 (p. 69) historical; wife (n.), wifely; tyrant (n.), tyrannical,
Irish-type Spanish, Chinese, French, Swedish, tyrannous; statue (n.), statuesque; accent (n. and
Portuguese, Swiss. v.), accented, accentual; satire (n.), satiric,
satirical; govern (v.), governable; fame (n),
American-type German, Norwegian, Russian, famous; sincerity (n.), sincere; saltiness (n.), salty,
Australian. salt; weep (v.), weepy; truth (n.), true, truthful;
respect (n. and v.), respectful, respectable,
respective; legalize (v.), legal; widen (v.), wide;
18 (p. 69)
shame (n. and v.), shameful, shameless; virtue (n),
If you used the Oxford English Dictionary virtuous, ?virtual; hunger (n.), hungry; custody
(OED) you may have made some surprising (n.), custodial; trouble (n. and v.), troublesome,
discoveries. The ones that are not in Collins’ troublefree.
Key to exercises 115
20 (p. 70)
5 (p. 87)
Type 1 4, 7 (miserably=adjunct)
Type 2 2
Type 3 6, 9
Type 4 1, 8 (at present=adjunct), 12
Type 5 5,11
Type 6 3, 10 (after two hours=adjunct)
6 (p. 87)
Key to exercises 117
category 21, 22, 23, 29, 44, 89–90, 92, 93, 94, 100; of content word 16–17
case 90; of comparative degree 93; of comparison 92; context 17, 31, 33, 38, 42, 48, 51, 59, 60, 64, 82, 84, 91,
of mood 94; of number 21–2, 90; of person 29; of 93, 99, 100
voice 44 continuous 39–40, 51, 60, 91
challenge 80 conversion 48–9, 64, 77, 91–2
Chambers’ Twentieth Century Dictionary 14 co-ordinate (clause), co-ordination 84, 85, 92
circumstance, circumstantial 52, 71, 86, 96 co-ordinating conjunction 84–5, 91
class, classification 16, 17, 25, 45, 47, 65, 70, 76, 90, 115 copula 94
class dialects 12 correctness 11, 13–14, 90, 92, 97, 102
class of words 15, 65, 76, 89, 92, 95, 97, 101 count 95
classifier 60, 90 count noun 19, 92
classifying 59, 67, 93, 112 countable (noun) 19, 21, 24, 29, 30, 32, 54, 92, 95, 104
classifying adjective 59 countable noun substitute 107
clause 42, 46, 51, 84–5, 88, 90, 91, 98–9, 117 Crystal, D. 102
closed set 95
collective (number) 22–3, 33, 90, 96
d-form 39–40, 42, 92, 95, 100, 108
Collins’ English Dictionary 114
Davy, D. 102
colour adjective 58, 59, 67, 93, 112
decision 94
command 80, 94
declarative 41–2, 77–8, 80, 87, 92, 94, 116, 117
common case 23, 90
definite 97
common noun 18, 28–9, 36, 90, 92, 94, 96, 97, 98, 100
definite article 18, 44, 58, 64, 68, 92
communicating 90
degree 56–7, 90, 92, 94
communication 15, 41, 91, 93, 95, 99
delayed complement 63
communicative force 36, 82, 86, 90, 95, 98
demonstrative 92
communicative function or intention 41, 77–80, 90, 92, 94
demonstrative determiner 18
communicator 98
denial 80
community of speakers 11
denotation, denotative, denote 16, 24, 25–6, 28, 38, 45,
comparative (degree) 31, 55–7, 62–3, 67, 90–2, 94, 99
46, 65, 73, 90, 92, 97
compared 91
dependent 92, 94, 99
comparison 57–8, 91, 93
derivation, derivative, derived 26, 27, 34, 48, 53, 56, 66,
complement 37–8, 43, 52, 71, 73, 78, 84, 87, 88, 90, 91,
75, 76, 89, 92, 95, 112
96, 98, 110, 117; ascriptive 72, 73–4, 90, 91, 94;
derived adjective 66
characterizing 47; clause as 85; noun phrase as 45,
derived adverb 75
113; place complement 72, 74, 97; of adjective 62–3,
derived noun 25–6
68, 69; of intensive verb 47, 54, 97; of phrasal verb
derived verb 47–8
45; of verb 37–8, 46, 61, 62, 68, 85, 100, 101, 113; of
describe, description, descriptive 11, 14, 15, 23, 43, 49,
verb be 54; sentence with no complement 60, 72;
90, 92, 93, 94
transitive 72; verb as complement 43; see also object
determiner 18–20, 25, 28, 29, 32, 44, 54, 64, 65, 90, 92,
complementation of adjectives 62–3, 68, 69
94, 95, 100, 104, 113; as head of noun phrase 31;
completer 21
demonstrative 18, 92; identifying 18, 93; personal 18,
completing element 37
31; phrasal 19; quantifying 18, 92, 98
complex sentence 84, 91, 98
dialect 12–13, 92, 96, 99, 102
composition 26–8, 91, 95
dialectal varieties 12
compound 26–8, 61, 67, 91, 99
dictionary 61, 66, 69
compound adjective 61, 67
direct object 72–3, 92, 94, 116
compound noun 22, 24–5, 61
direction 96
compound word 26–7, 34, 91
discontinuous 63, 93
concept 92
discourse 80, 93, 100
concord 42, 89, 91
discourse analysis 80
concrete 98
distribution, distributional (class) 15, 16, 17, 18, 28, 37,
concrete object 25, 92
38, 40, 43, 70, 93
conjunction 84–5, 91, 95
dominant 99
connective sentence adverb 86
dummy subject 74, 99
constituent 21, 91, 92, 93
dynamic 16, 47, 53, 65, 74, 93, 99, 111
constitute 93
dynamic adjective 65
constituting rules 11
dynamic verb 93
construction 20, 21, 24, 29, 36, 37, 38, 43, 44, 45, 46,
47, 52, 55, 62, 63, 76, 85, 91, 93, 94, 95, 96, 97, 98,
99; non-finite v. finite 41–3; subject+verb 36, 41, 49, echo 79, 93, 95
68, 85; verb+complement 68, 85 element 15–16, 73, 91, 93, 97, 99, 100; of adjective
content 86 phrase 58, 62, 91, 94; of clause or simple sentence 37,
Index 121
38, 41, 45, 52, 62, 71–2, 73, 74, 76, 78, 80, 83, 84, head: adjective as head of noun phrase 64; determiner as
85, 86, 90, 91, 92, 96, 98, 99, 101; of noun phrase 20, 31; ellipsis of 64; of adjective phrase 54–5, 58, 77, 89,
90, 94, 97; of prepositional phrase 21, 97; of verb 93, 94; of adverb phrase 77, 94; of noun phrase
phrase 38, 90, 95, 101; of word 26–7, 34, 39, 67, 89 19–20, 21, 23, 30, 31, 32, 36, 44, 59, 60, 61, 64, 77,
ellipsis 38, 50, 64, 93 85, 88, 90, 92, 93, 94, 96, 97, 98; ing-form as 44
elliptical 38, 64, 93, 108 Hughes, A. 102
embedded 98 human 68, 83
equal (relation) 57, 93, 94, 99
evaluative 94 identified 18, 86, 94
event 74, 92 identified noun 74
exclamation 79, 93, 95 identifier 92, 94
expression 11, 13, 14, 19, 28, 43, 45, 46, 60, 61, 64, 91, identifying determiner 18, 94
92, 93 idiom 95
idiomatic expression 26
finite 40–4, 46, 51, 52, 81, 92, 93, 95, 98, 109 immediate constituent 91
finite auxiliary 95 imperative 65, 77–8, 80, 87, 94, 95, 116–17
finite clause 43, 51, 81 imperative sentence 77–8
finite verb 52, 98 implicit norm 57
finite verb phrase 92, 93 inanimate 45, 60
first (person) 29–30, 36, 40, 96, 117 indefinite 74
first person singular 40 indefinite article 19, 64, 94
fixed stress 112 indefinite pronoun 30, 35, 94–5, 97, 107
force 36–7 independent sentence 84
form 38–9, 48, 50, 51, 66, 93, 94, 95, 96, 98, 101, 112 indicative 77, 80, 94, 95
formal 77, 82, 96 indicative mood 92
formal procedure 100 indicative sentence 77–8
formality 13 indirect object 72–3, 92, 94, 116
formation rule 28 inferior (relation) 57, 58, 93–4, 99
French 26 infinitive 43, 52, 94, 95, 110
function 93 infinitive particle 43, 94, 96
function of language 86 inflection, inflected (form), inflect 15–16, 89, 94, 95,
functional 11, 86 98, 100; case inflection 23–4, 29, 90, 93;
future 78 comparative inflection 55–6, 90; genitive inflection
23–4, 90, 93; irregular inflection 22, 39; number
inflection 21–2, 30, 54, 92, 96, 100; of adjectives
generic 64 55–6, 67, 90, 112; of impersonal pronouns 30; of
genitive (case) 23–4, 90, 93 nouns 18, 21–2, 23–4, 54, 100; of personal
genitive inflection 28 pronouns 29, 90; of verbs 37, 38–9, 77, 92, 94, 95,
genitive modifier 24 98; plural inflection see number inflection;
genitive plural 23 superlative inflection 55–6, 99; uninflected form 90,
gesture 79 94, 105
global topic 99 inflectional paradigm 15, 38–9, 50, 96
gradability 56–60, 93 informal 13
gradable 56, 59–61, 65, 67, 69, 75, 76, 89, 90, 91, 93, information 82
94, 97, 114 ing-form 39–40, 43, 44, 51, 52, 76, 94, 95, 96, 108, 110,
gradable adjective 57, 59, 75, 77 113; adjectival ing-form 59–61, 69; as head of noun
gradable ing-form 59, 68 phrase 64; gradable ing-form 59–60; in compound
gradable n-form 61 adjective 67; in continuous verb phrase 39–40, 60, 91;
gradable quality 56 non-gradable ing-form 60–1
grammar 11–12, 17, 92, 93, 102 initiating element 21
grammatical 94, 95 injunction 90, 94
grammatical category v. discourse category 80 innovation 13
grammatical meaning 38 instability of system 13
Greek 27 intensification 56
Greenbaum, S. 98, 102 intensifier 54–7, 93, 94
greeting 79, 93, 95 intensifying 56
Gregory, M. 102 intensive 94
group of speakers 89, 92 intensive verb 47, 97
Guardian 35, 114 interacting 77, 88
interaction 88
Halliday, M. 102 interrogative 41–2, 77–80, 91, 92, 94
122 Index
intransitive 89, 94, 100, 115 n-form 39–40, 76, 95, 96, 108; adjectival 61–2, 69;
intransitive verb 94 as head of noun phrase 64; as modifier 44;
inversion of auxiliary 79 attributive 61–2; complementation of 62; in
invitation 90 compound adjective 67; in passive voice 45, 81–2,
irregular 33, 39, 40, 55, 67, 94, 104, 105, 112; adjective 101; in perfect verb phrase 39–40, 96; predicative
55; noun 21–2; plural 23, 104; verb 50, 108 61–2
name 28, 97
language 12, 14–15, 23, 93, 100 narrative 117
language variation 13, 98 nationality adjective 64
Latin 23, 27, 101 negation 80, 95
layers of constituency 91 negative (v. positive) 80
Leech, G. 102 negative particle 80–1, 96
level 93 negative sentence 80–1
level of linguistic analysis 93 neologism 95
lexical 16, 76, 94–5, 99 neutral 57, 67
lexical item 61, 95 neutral antonym 112
lexical stock 26–8, 94–5 neutral term 57
lexical verb 95 neutral topic 83
lexical word 76 new (information) 82, 86
lexicon 16, 26–7, 47, 94 non-finite 40–4, 94–5, 109
lexis 92 non-finite clause 43, 51, 61, 68, 81
linguistic change 13, 26, 102 non-finite form 43
linguistic structure 80 non-gradable adjective 58–9
link 94 non-gradable ing-form 60
linking verb 94 non-gradable modifier 60
loanword 26, 95 non-inflectable adjectives 56
local topic 100 non-linguistic factors in meaning 79–80
location in space 74 non-standard 12, 50, 96
location in time 74 norm 56–8
logical connection 86 notional 95
loudness 99 notional criteria 16
Lyons, J. 102 noun 16, 18–35, 47, 54, 65, 69, 74, 76; as head 20, 31,
54–5, 63, 64; as modifier 32; combined with
main verb 38–40, 43, 44, 80, 81, 90, 95, 101 determiner 18; common 18, 28, 29, 90,
major (word) class 16, 76, 89, 95 94;compound 25–6, 27–8, 61; conversion of noun to
manner (adjunct, adverb) 75, 76, 96 verb 48–9, 53; countable 19–20, 29, 30,
marginal 65, 72 92;denotation of 24–5; derived 25–7; genitive 23–4,
mass 95 28, 93; identified 18; inflection of 21–2,
McIntosh 102 23–4; irregular 21–2; modified by adjective 20, 55,
meaning 12, 14–16, 18, 24, 45–7, 65, 72, 75, 77, 82, 59, 63–4, 77; plural 19, 21; possessive 23;
85–6, 90, 92, 93, 96, 98, 105 predicated 54; proper noun 18, 28–9, 90; quantified
medium 100 18; singular 19; substitute for countable noun 31;
medium of communication 13, 91, 95, 98 uncountable 19–20
minor (word) class 16, 45, 76, 84, 85, 95 noun-forming suffix 26
modal 51, 109 noun-like (function) 25, 44, 61, 96
modal auxiliary 42 noun-phrase 18–35, 36, 44, 71, 94; as prepositional object
modal verb 40–2, 78, 86, 90, 92, 95, 109 21; as subject 36–7, 96; in prepositional phrase 21;
modification 28, 49, 58, 75–6, 95 with adjective as head 64; with adjective as modifier
modifier, modified, modify: adverb as 77; attributive 55, 20, 55, 59, 63–4, 77, 90; with ing-form as modifier
90; genitive modifier of noun 23; ing-form as 44, 59–61; with n-form as modifier 61–2; substitute for 30
59–60; intensifying 54, 57, 94; modified adverb 75, number 22–3, 33, 52, 89, 92, 96, 100
77; n-form as 44, 61; noun modified by determiner 19, number inflection 23
100; of adjective head 54, 55, 58, 67, 77, 89, 91, 93, numeral 19, 30, 35, 104, 107
99, 112; of noun head 20, 23, 30, 32, 44, 55, 59–60,
61, 69, 90, 92, 96; qualitative 60, 90, 93, 97; see also
post-modifier object 72–4, 81–2, 87, 91, 92, 94, 96, 97, 100, 116
monosyllabic adjective 56 object of preposition 116
mood 65, 77–80, 85, 86, 87–8, 93, 94, 95, 99, 101, 117 objective attitude 12
moodless 95 occasion 100
moodless sentence 79 occasion of communication 91
motive 96 one-place verb 47, 96
Index 123
opposite meaning 90 predicative 47, 54–5, 58, 60–1, 63, 64, 65, 68, 69, 73, 97
opposites 57 predicative adjective 63
order of mention 81 predicative ing-form 60
organization 86 predicative n-form 61
organizing the message 82–3 predicator 97, 101
Oxford English Dictionary 114 prefix 26, 34, 48, 89, 97
preposition 20, 28, 33, 43, 45, 52, 73, 76, 81, 87, 95, 97,
paradigm 15, 24, 39–40, 55, 96 101, 104, 116
part of speech 76, 96, 101 prepositional complement 21
participant 45–7, 52, 72, 81–3, 86, 95, 96, 100, 110, 111 prepositional object 21, 97
participle 96 prepositional phrase 20–1, 24, 33, 43–5, 71, 74–6, 89, 97, 110
particle 80, 96, 99 prepositional verb 45
passive (voice) 41, 44, 72, 81–3, 86, 88, 95, 96, 101, 116 prescribe 11, 97
passive auxiliary 44 prescriptive 97
passive clause 82, 101 prescriptivism 97, 101
passive verb phrase 101 present (tense) 37–8, 39–40, 42, 49, 51, 78, 90, 93, 95,
past (tense) 37, 38, 39–40, 42, 49, 51, 78, 90, 93, 96, 97, 98, 100, 108–9
100, 108, 109, 112 present continuous 40, 109
past continuous (tense) 40, 100, 109 present participle 96, 97
past participle 44, 81, 95, 96 present perfect (tense) 40, 100, 109
past perfect 40, 109 present perfect continuous 40, 109
past perfect continuous 40, 109 present time 78
pattern 15–16, 97 presuppose 57
pattern of wording 15 process 46–7, 73, 83
perfect 39, 51, 95, 96 productive 27–8, 61, 63, 66, 97, 98
perfect continuous 39 progressive 39, 91, 97
period in time 101 pronoun 29–31, 36, 76, 90, 93, 96, 97, 99
person 18, 29, 52, 88, 89, 96, 117 pronunciation 21, 48–9, 92, 93, 94
personal 29, 96 proper noun 18, 28, 90, 97
personal determiner 18, 31 proposition 80
personal pronoun 23, 29, 34–6, 90, 93, 95, 96, 97 proximity 92
perspective 83 punctuation 51
phenomenon 99
phrasal 95, 96
qualitative 59, 67, 93, 97, 112
phrasal comparative 96
qualitative adjective 67
phrasal determiner 19
qualitative ing-form 60
phrasal expression 56
qualitative modification 58
phrasal preposition 21, 96
qualitative modifier 60, 90
phrasal superlative 96
quality 92
phrasal verb 45, 52, 96
quality adjective 58
phrase 15, 71, 89, 90, 94, 96–7
quantified 18, 98
pitch variation 99
quantifier 92, 98
place 74, 75, 96
quantifying determiner 92, 98
place adverb 76
question 57, 90, 94, 100
place complement 72, 74, 97, 116
Quirk, R. 98, 102
plain infinitive 94, 97
Quirk et al 76
plural 19, 22, 24, 30, 32, 33, 64, 89, 90, 94, 96, 100,
104, 105
plural ending, inflection or suffix 21, 33, 64 reactor 99
plural number 21, 33, 54 ready-made expressions 94
pluralized 64 receiver 73, 87, 98
plurals of foreign origin 22 recipient 46, 94, 98
polarity 95, 97 refer 31
positive 81, 95 reference 25, 29, 36, 58, 88, 93, 94, 98
positive v. negative 80 referent 93, 98
possessive 93 referential meaning 86, 98
post-modifier 20, 21, 24, 44, 58, 85, 88, 91, 95, 97, 117 referring 28
pre-modifier 58; see also modifier reflexive 72, 96, 98
predicate 97, 101 region 92
predicated 54–5, 63, 89, 97 regional varieties 12
predication 55 register 13, 98, 101
124 Index