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Personality Disorders: Theory, Research, and Treatment © 2016 American Psychological Association

2017, Vol. 8, No. 3, 228 –236 1949-2715/17/$12.00 http://dx.doi.org/10.1037/per0000213

Comparing the Dependability and Associations With Functioning of the


DSM–5 Section III Trait Model of Personality Pathology and the DSM–5
Section II Personality Disorder Model

Michael Chmielewski Camilo J. Ruggero


Southern Methodist University University of North Texas

Roman Kotov Keke Liu


Stony Brook University University of North Texas
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

Robert F. Krueger
University of Minnesota

Two competing models of personality psychopathology are included in the fifth edition of the Diagnostic
Statistical Manual of Mental Disorders (DSM–5; American Psychiatric Association, 2013); the tradi-
tional personality disorder (PD) model included in Section II and an alternative trait-based model
included in Section III. Numerous studies have examined the validity of the alternative trait model and
its official assessment instrument, the Personality Inventory for DSM–5 (PID-5; Krueger, Derringer,
Markon, Watson, & Skodol, 2012). However, few studies have directly compared the trait-based model
to the traditional PD model empirically in the same dataset. Moreover, to our knowledge, only a single
study (Suzuki, Griffin, & Samuel, 2015) has examined the dependability of the PID-5, which is an
essential component of construct validity for traits (Chmielewski & Watson, 2009; McCrae, Kurtz,
Yamagata, & Terracciano, 2011). The current study directly compared the dependability of the DSM-5
traits, as assessed by the PID-5, and the traditional PD model, as assessed by the Personality Diagnostic
Questionnaire-4 (PDQ-4⫹), in a large undergraduate sample. In addition, it evaluated and compared their
associations with functioning, another essential component of personality pathology. In general, our
findings indicate that most DSM–5 traits demonstrate high levels of dependability that are superior to the
traditional PD model; however, some of the constructs assessed by the PID-5 may be more state like. The
models were roughly equivalent in terms of their associations with functioning. The current results
provide additional support for the validity of PID-5 and the DSM–5 Section III personality pathology
model.

Keywords: dependability, PID-5, functioning, personality disorders, DSM–5 Section III

The fifth edition the Diagnostic Statistical Manual of Mental lems with the traditional PD model have been extensively re-
Disorders (DSM–5; American Psychiatric Association [APA], viewed (Clark, 2007; Widiger & Samuel, 2005; Widiger & Trull,
2013) includes two competing models of personality pathology: 2007). They include extreme heterogeneity (Chmielewski & Wat-
the traditional categorical personality disorder (PD) model from son, 2008; Johansen, Karterud, Pedersen, Gude, & Falkum, 2004),
DSM–IV and an alternative trait-based model in Section III. Prob- high rates of diagnostic comorbidity (Oldham et al., 1992), arbi-
trary boundaries with normality (Widiger & Samuel, 2005), low
interrater reliability (Tyrer et al., 2007), poor convergent/discrim-
inant validity (Clark, Livesley, & Morey, 1997), excessive not
This article was published Online First September 12, 2016.
otherwise specified diagnosis (Verheul & Widiger, 2004), and low
Michael Chmielewski, Department of Psychology, Southern Methodist
University; Camilo J. Ruggero, Department of Psychology, University of diagnostic stability (Shea et al., 2002; Skodol et al., 2005).
North Texas; Roman Kotov, Department of Psychiatry and Behavioral Considerable research has been conducted on the DSM–5 alter-
Sciences, Stony Brook University; Keke Liu, Department of Psychology, native model and the official assessment instrument for the trait
University of North Texas; Robert F. Krueger, Department of Psychology, aspect of the model, the Personality Inventory for DSM–5 (PID-5;
University of Minnesota. Krueger, Derringer, Markon, Watson, & Skodol, 2012). Numerous
Robert Krueger has served as a paid consultant to preValio LLC,
studies have demonstrated the structural validity of the PID-5 (De
developers of psychological reports based on the Personality Inventory for
DSM-5 (PID-5).
Fruyt et al., 2013; Krueger et al., 2012; Wright et al., 2012;
Correspondence concerning this article should be addressed to Michael Zimmermann et al., 2014). Moreover, the DSM–5 traits capture the
Chmielewski, Department of Psychology, Southern Methodist University, variance within the traditional PD model (Hopwood, Thomas,
PO Box 75275-0442, Dallas, TX 75275. E-mail: mchmielewski@smu.edu Markon, Wright, & Krueger, 2012; Miller, Few, Lynam, & MacK-
228
DSM–5 TRAITS AND TRADITIONAL PD MODEL 229

illop, 2015; Samuel, Hopwood, Krueger, Thomas, & Ruggero, (i.e., transient error) substantially influence assessments of the
2013), are strongly associated with other models of personality and traditional PD model.
personality pathology (Anderson et al., 2012; Ashton, Lee, de Transient errors can also distort associations with other con-
Vries, Hendrickse, & Born, 2012; De Fruyt et al., 2013; Gore & structs, result in failures to replicate research, and substantially
Widiger, 2013; Hopwood et al., 2012; Miller et al., 2015; Quilty, alter study outcomes (Chmielewski, Sala, Tang, & Baldwin, 2016;
Ayearst, Chmielewski, Pollock, & Bagby, 2013; Samuel et al., 2013; Chmielewski & Watson, 2009). Moreover, they may lead to an
Suzuki, Griffin, & Samuel, 2015; Thomas et al., 2012; Zimmermann overinclusion of “false positives” and exclusion of “false nega-
et al., 2014), and have meaningful ties to other clinical constructs tives” in clinical samples (Chmielewski & Watson, 2009). Despite
(Hopwood et al., 2013; Zimmermann et al., 2014). the potential influence of transient error, to our knowledge only a
The accumulated research provides support for the validity of single study has examined the dependability of the PID-5. Suzuki
the DSM–5 trait model and the PID-5; nevertheless, important gaps et al. (2015) reported a mean domain dependability of .83 (range ⫽
remain regarding their construct validity. First, few data exist .81 to .83) and a mean facet dependability of .78 (range ⫽ .66 to
regarding the dependability of the DSM–5 trait model and the .86), which was similar to values for the Revised NEO Personality
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

PID-5. Second, only a handful of studies have examined the Inventory (NEO-PI-R) in the sample. Although these findings pro-
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association between DSM–5 traits and functioning. Third, very few vide initial evidence for the dependability of the PID-5, some of the
studies have directly compared the DSM–5 traits to the traditional facet dependabilities were low, suggesting that transient error may be
PDs by simultaneously examining the performance of both models a concern. Moreover, their sample (N ⫽ 266) was below recom-
in the same dataset. mended cutoffs (N ⫽ 300) for examining dependability (Watson,
2004). Given the importance of transient error, replication of these
findings in a larger sample is necessary.
Dependability, Transient Error, and Stability
Cattell, Eber, and Tatsuoka (1970, p. 30) defined dependability
Personality Pathology and Functioning
“as the correlation between two administrations of the same test
when the lapse of time is insufficient for people themselves to The traditional PD model and the alternative model (Criterion
change.” Dependability correlations are the primary method of A) both include functional impairment (American Psychiatric As-
assessing transient measurement errors, which are systematic mea- sociation, 2013). The traditional PD model is associated with
surement errors caused by fluctuations in participants’ psycholog- functioning across various domains, including work, social rela-
ical state on any particular day (Cattell et al., 1970; Chmielewski tionships, and leisure (Miller, Campbell, & Pilkonis, 2007; Skodol
& Watson, 2009; Gnambs, 2014; McCrae, Kurtz, Yamagata, & et al., 2005). To our knowledge, only three studies have examined
Terracciano, 2011; Schmidt, Le, & Ilies, 2003; Watson, 2004). associations between the DSM–5 traits and functioning. Wright et
Because transient errors produce consistent responses during the al. (2015) reported that the DSM–5 traits predicted psychosocial
same assessment session but inconsistent responses across differ- functioning 1.4 years later in a patient sample. Ackerman and
ent assessment sessions they cannot be detected using indices of Corretti (2015) found that higher levels of detachment in college
reliability computed from a single administration (e.g., internal students lead to their roommates feeling less close to them. Keeley,
consistency, Cronbach’s ␣). Importantly, transient errors can mas- Flanagan, and McCluskey (2014) demonstrated that the DSM–5
querade as true trait change, making it difficult to determine the traits concurrently explained variance in several functioning do-
stability of the construct that a scale assesses (see Anusic, Lucas, mains in student and patient samples.
& Donnellan, 2012; Chmielewski & Watson, 2009; Gnambs, Results from these studies have generally reflected impairments
2014; McCrae et al., 2011). (e.g., interpersonal relationships) aligned with Criterion A of the
As noted in the DSM–5, personality pathology must have “an alternative model. However, several unexpected findings emerged,
enduring pattern” and be “stable over time” (APA, 2013, p. 645). including significant associations with impairments in mobility
One of the many limitations of the traditional DSM PD model is and self-care (Keeley et al., 2014). Moreover, Risk Taking, Atten-
that PDs demonstrate, at best, modest stability (Grilo et al., 2004; tion Seeking, and Manipulativeness were not associated with func-
Lenzenweger, 1999; McGlashan et al., 2005; Shea et al., 2002; tioning in the student sample (Keeley et al., 2014). Given the
Zanarini, Frankenburg, Reich, & Fitzmaurice, 2012). To our importance of functioning for personality pathology, replication of
knowledge, only a single study (Wright et al., 2015) has examined these counterintuitive findings is necessary. Finally, is worth not-
the stability of DSM–5 traits. They reported a mean PID-5 domain ing that Keeley et al. (2014) hypothesized transient errors could
stability of r ⫽ .73 (range: r ⫽ .62 to .75) and a median facet have influenced their results and called for further research regard-
stability of r ⫽ .68 (range: r ⫽ .41 to.78) over a 1.4-year interval ing this issue.
in 93 outpatients. Wright et al. (2015) concluded that the DSM–5
traits were “highly stable over the course of the study” (p. 202).
Current Study
However, this broad statement overshadows substantial differ-
ences in stability (r ⫽ .41 to .78) among the various PID-5 traits. The current study was designed to provide evidence regarding
Because a measure’s dependability sets an upper limit on its the construct validity of the DSM–5 traits and the PID-5. First, we
stability, it is possible that the observed differences are due to examined the dependability of the PID-5 in a sample large enough
differential levels of transient error (i.e., differential dependability) (i.e., minimum N ⫽ 300; Watson, 2004) to provide precise de-
across the PID-5 scales. Moreover, it is possible that transient error pendability estimates. Second, we examined the concurrent asso-
is responsible for the poor stability of the traditional DSM PD ciations of the DSM–5 traits with functional impairment across a
model. In fact, Zimmerman (1994) concluded that state effects wide range of domains. Finally, we directly compared the DSM–5
230 CHMIELEWSKI, RUGGERO, KOTOV, LIU, AND KRUEGER

trait (PID-5) and traditional PD (PDQ-4⫹) models empirically in Table 1


the same sample. Although the alternative model was created to PID Internal Consistency and Dependability
address limitations inherent in the traditional PD model, only two
studies have directly tested these models against each other in the Time 1 Time 2
same sample. They found that the models had similar associations Scale ␣ AIC ␣ AIC Dependability
with psychopathology and normal personality (Fossati et al., 2015;
Domains
Miller et al., 2015). As Chmielewski and Watson (2009, p. 199) Negative Affectivity .94 .41 .95 .45 .91
note, “consideration of transient error could help determine which Detachment .93 .36 .93 .36 .89
PD models are more valid and reliable” making the current anal- Psychoticism .95 .37 .96 .42 .88
yses very relevant in comparing the two models. Finally, we Antagonism .91 .33 .92 .35 .86
categorically and dimensionally examined traditional PDs because Disinhibition .92 .34 .93 .38 .86
PID-5 Domain Mean .93 .36 .94 .39 .88
(a) dimensional representations are more valid and reliable than Facets
categorical ones (Markon, Chmielewski, & Miller, 2011) and (b) Withdrawal .91 .49 .92 .54 .89
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dimensional representations have been suggested as an alternative Depressivity .93 .49 .94 .52 .88
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model of traditional PDs (Oldham & Skodol, 2000). Eccentricity .96 .65 .97 .72 .88
Emotional Lability .89 .53 .92 .61 .88
Anxiousness .91 .51 .91 .53 .88
Separation Insecurity .86 .47 .88 .52 .86
Method Hostility .86 .38 .88 .43 .85
Risk Taking .87 .33 .88 .34 .85
Anhedonia .87 .45 .89 .51 .84
Participants and Procedures Restricted Affect .83 .40 .85 .45 .84
Deceitfulness .87 .41 .89 .44 .84
Participants were undergraduate students (N ⫽ 572; 68.3% Intimacy Avoidance .83 .44 .83 .44 .84
female, 71.8% Caucasian, 12.4% African American, 18.3% His- Callousness .86 .31 .88 .33 .84
panic, mean age ⫽ 21.9 years) who completed all measures online. Distractibility .91 .52 .92 .56 .84
Approximately 2 weeks later all participants were invited to com- Attention Seeking .89 .50 .91 .55 .84
Manipulativeness .83 .50 .87 .57 .83
plete the PID-5 a second time, 382 of whom did, allowing for Rigid Perfectionism .91 .51 .92 .53 .83
precise dependability estimates (see Watson, 2004). The Person- Perceptual Dysregulation .84 .30 .85 .32 .80
ality Diagnostic Questionnaire-4 (PDQ-4⫹) was later added to the Unusual Beliefs .77 .29 .84 .39 .80
second assessment, resulting in a subset of participants (N ⫽ 202 Irresponsibility .74 .29 .77 .32 .80
Impulsivity .86 .51 .86 .50 .79
of the 382) who also completed it twice. Participants who com-
Perseveration .87 .43 .89 .48 .78
pleted both assessments scored higher on PID-5 Separation Inse- Submissiveness .80 .51 .85 .59 .77
curity and lower on Callousness, Manipulativeness, Risk Taking, Suspiciousness .71 .26 .72 .26 .76
and Irresponsibility than those completing one assessment. Those Grandiosity .76 .34 .79 .38 .76
who completed both assessments also scored lower on the PID facet mean .85 .44 .87 .47 .83
PDQ-4⫹ Antisocial symptoms and World Health Organization Note. N T ⫽ 572, T2 ⫽ 382. Italic values represents mean of the scales.
Disability Assessment Schedule 2.0 (WHODAS) Life Activities.

Measures of Functioning scale and is the same measure used by Keeley et al.
(2014), allowing for a direct comparison with their findings.
PID-5. The PID-5 (Krueger et al., 2012) is the official mea-
sure of the DSM–5 dimensional trait-based model of personality
pathology. It includes 25 lower order traits and 5 higher order Results
domains. Facet scores were calculated as item means; domain
scores were calculated based on APA guidelines in which each Cronbach’s ␣s for the PID-5 (see Table 1) were at least adequate
domain score is the mean of three facet scales. Several studies (e.g., ⬎.70; Nunnally, 1978), with 88% being considered good
previously reviewed have documented the validity of the PID-5. (e.g., ⬎.80; Clark & Watson, 1995). Average interitem correla-
PDQ-4ⴙ. The PDQ-4⫹ (Hyler, 1994) maps directly onto the tions (AICs) for most PID-5 scales were generally within recom-
traditional DSM PD model and is one of the most widely used mendations, suggesting that the scales assess homogenous con-
measures of the model (Widiger & Coker, 2002). The PDQ-4⫹ structs (see Clark & Watson, 1995). However, some scales
demonstrates high sensitivity and moderate specificity (Davison, demonstrated higher than optimal AICs, especially considering the
Leese, & Taylor, 2001). The PDQ-4⫹ was examined categorically breadth of the constructs they assess. This was particularly true for
and dimensionally (i.e., by summing symptoms for each PD). Eccentricity, which demonstrated a very high AIC at both assess-
WHODAS. The WHODAS was completed during the first as- ments (i.e., .65 and .72), suggesting that it contains items that
sessment. It assesses functioning across six domains: Cognition, Mo- could be considered redundant in this sample. In contrast, none of
bility, Self-Care, Getting Along (i.e., interpersonal relationships), Life the ␣s for the PDQ-4⫹ dimensional symptom counts were above
Activities, and Participation in Society.1 Internal consistency esti- .80. Moreover, 85% were below .70, and the AICs were quite low
mates range from .94 to .96 and dependability estimates range from
.93 to .96 (Üstün et al., 2010). The WHODAS is also included in 1
The Mobility and Self-Care domains were added as the study was in
Section III of the DSM–5 as a replacement for the Global Assessment progress and therefore completed by a subset (N ⫽ 275) of the sample.
DSM–5 TRAITS AND TRADITIONAL PD MODEL 231

Table 2 Associations With Functioning


PDQ-4 Internal Consistency and Dependability
Because Criterion A of the trait model includes dysfunction in
Time 1 Time 2 Dependability identity, self-direction, empathy, and intimacy, we would expect
Scale ␣ AIC ␣ AIC Sym. Cat. stronger associations with certain WHODAS domains (e.g., get-
ting along with others) and weaker associations with others (e.g.,
Avoidant .77 .32 .78 .34 .82 .63 self-care, mobility). Nearly every PID-5 scale was significantly
Borderline .67 .18 .65 .17 .81 .72
Paranoid .65 .21 .70 .25 .78 .63 associated with poorer functioning across every WHODAS do-
Schizotypal .62 .15 .68 .19 .78 .44 main (see Table 3).3 Many of these associations were medium in
Antisocial .56 .14 .50 .11 .74 .70 size; however, certain traits (e.g., Grandiosity and Manipulative-
Dependent .68 .21 .66 .20 .73 .52
Schizoid .54 .14 .51 .13 .73 .62
ness) appear to be less strongly associated with functioning than
Histrionic .56 .14 .59 .15 .72 .56 others. A notable exception was that Risk Taking was not signif-
Obs. Comp. .47 .10 .50 .11 .69 .53 icantly associated with any WHODAS domain, which replicates
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Narcissistic .55 .12 .52 .11 .68 .36 previous counterintuitive findings (Keeley et al., 2014). In this
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Mean .61 .17 .61 .18 .75 .57


regard, Crego and Widiger (2014) suggested that reverse-keyed
Note. T1 N ⫽ 572, T2 N ⫽ 202. Sym. ⫽ symptom count; Cat. ⫽ items underperform when assessing psychopathy-related traits.
categorical scoring; Obs. Comp. ⫽ Obsessive Compulsive. Dependability
statistic for categorical scoring is ␬. We also computed dependability for
Given the high percentage of reverse-keyed items in the Risk
the categorical scoring as intraclass correlations, and results were essen- Taking scale (43%), we created two risk-taking composites (one
tially identical. Italic values represents mean of the scales. using reverse-keyed items and one using nonreverse-keyed items).
These two composites correlated r ⫽ .50 with each other; how-
ever, the nonreverse-keyed composite demonstrated small positive
associations (mean r ⫽ .13) and the reverse-keyed composite
(see Table 2). These results reflect the heterogeneity of symptoms
included within the traditional PD constructs. demonstrated small negative associations (mean r ⫽ ⫺.15) with
the WHODAS. Next, we conducted separate multiple regression
analyses for the PID-5 domains and facets to determine the amount
Dependability of variance each explained in the WHODAS. The weakest PID-5
It is highly unlikely that true changes in personality pathology associations were with mobility (domain R2 ⫽ .12, facet R2 ⫽ .17)
would have occurred over the short 2-week dependability interval; and self-care (domain R2 ⫽ .21, facet R2 ⫽ .28), domains hypo-
therefore, any dependability coefficients (see Table 1) below 1.0 thetically less related to Criterion A, suggesting that the PID-5
indicate the presence of measurement error. The PID-5 domains demonstrates evidence of specificity. The PDQ-4⫹ symptom
demonstrated high levels of dependability that approach 1.0 (e.g., count scales (see Table 4) demonstrated significant associations
r ⫽ .86 to .91, mean domain r ⫽ .88).2 However, there was (R2 ⫽ .21 to .47) with all WHODAS functioning domains. How-
considerable variability across the PID-5 facets (mean dependabil- ever, the PDQ-4⫹ scales were more broadly associated with
ity; r ⫽ .83), with some approaching 1.0 (e.g., Withdrawal; r ⫽ functioning in that the PDQ-4⫹ associations with Mobility (R2 ⫽
.89) and others being appreciably lower (e.g., Grandiosity and .22) and Self-Care (R2 ⫽ .28) were not as differentiated from
Suspiciousness; r ⫽ .76). associations with the other WHODAS domains.
In sharp contrast, the dependability of the PDQ-4⫹ symptom The incremental ability of each personality pathology measure
count scales (see Table 2) were well below 1.0, ranging from r ⫽ to predict concurrent functioning was examined using hierarchical
.68 (Narcissistic) to r ⫽ .82 (Avoidant) with a mean of only r ⫽ regressions analyses (see Table 5). In Step 1, the PDQ-4⫹ symp-
.75. This low level of dependability indicates a substantial amount tom count scores were entered, then in Step 2 the PID-5 domains
of measurement error. The PDQ-4⫹ categorical PDs demonstrated
(or facets) were entered. The order of entry was then reversed. The
even poorer dependability (␬ ⫽ .36 to .72; mean ␬ ⫽ .57),
PID-5 domains and facets added incremental prediction beyond
demonstrating that a substantial portion of their variance is due to
the PDQ-4⫹ for all areas of functioning except Mobility and
measurement error. These results are in line with past evidence
Self-Care. For most areas of functioning the additional variance
indicating that categorical representations of psychopathology are
less reliable and valid than dimensional ones (Markon et al., 2011). was modest; however, it was more substantial for life activities
Unexpectedly, strong correlations emerged between dependability (domain ⫽ 6.6%, facet ⫽ 14.8%), cognition (domain ⫽ 8.9%,
and Cronbach’s ␣ (PID-5: domain mean r ⫽ .62, facet mean r ⫽ facet ⫽ 15.7%), and overall functioning (domain ⫽ 3.2%, facet ⫽
.77; PDQ-4⫹: mean r ⫽ .82). 11.1%). Likewise, the PDQ-4⫹ symptom counts added incremen-
Next, we conducted significance tests (Pearson Filon for non- tal validity beyond the PID-5 domains (⬃4 –13%) and facets
overlapping variables from the same sample) comparing the PID-5 (⬃4 –11%) for all functioning domains, with the greatest incre-
and PDQ-4⫹ symptom count scales, which were more dependable mental validity (10 –12% additional variance) for Mobility and
than the PDQ-4⫹ categories, in the subsample (N ⫽ 202) that Self-Care. Moreover, the PDQ-4⫹ added approximately 10% pre-
completed both measures twice. The PID-5 domains were signif-
icantly more dependable than the PDQ-4⫹ scales in 94% of the 2
The dependability the PID-5 Brief Form, scored from the full PID-5,
comparisons and the facets were significantly more dependable in ranged from .78 to .83 with a mean of .80.
63% of comparisons. The PDQ-4⫹ scales were never more de- 3
Associations between the PID-5 Brief Form and functioning were very
pendable than the PID-5 scales. similar.
232 CHMIELEWSKI, RUGGERO, KOTOV, LIU, AND KRUEGER

Table 3
PID-5 Relationship to WHODAS Functioning

Scale Cognition Mobility Self-Care Get Along Life Act Society Overall

NA .49 .26 .36 .42 .39 .49 .52


Anxiousnessⴱ .45 .21 .29 .38 .37 .43 .48
Depressivity .48 .33 .40 .50 .42 .45 .56
Emot. Labil.ⴱ .44 .29 .36 .36 .34 .43 .51
Perseveration .51 .22 .23 .39 .39 .43 .46
Rigid Perfect. .20 .11 .07 .20 .15 .27 .24
Sep. Insecur.ⴱ .35 .16 .26 .33 .27 .37 .34
Submissive. .32 .14 .18 .27 .28 .29 .28
Suspicious. .41 .25 .26 .42 .32 .40 .42
Detachment .40 .20 .21 .50 .33 .35 .42
Anhedoniaⴱ .39 .22 .23 .46 .39 .38 .43
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Intim. Av.ⴱ .23 .14 .12 .29 .17 .16 .28


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Restrict Aff .15 .05 .02 .21 .13 .13 .14


Withdrawalⴱ .34 .15 .18 .46 .25 .31 .35
Antagonism .18 .15 .15 .17 .18 .22 .20
Att. Seeking .18 .10 .13 .06 .16 .15 .13
Callousness .16 .15 .17 .26 .14 .18 .20
Deceit.ⴱ .27 .20 .19 .24 .20 .27 .24
Hostility .31 .24 .26 .34 .24 .36 .38
Grandiosityⴱ .10 .11 .08 .08 .08 .11 .15
Manipulat.ⴱ .10 .09 .11 .11 .16 .18 .12
Disinhibition .51 .32 .36 .37 .42 .38 .53
Distractⴱ .55 .27 .30 .34 .46 .34 .51
Impulsivityⴱ .29 .21 .27 .21 .23 .24 .32
Irresponsib.ⴱ .43 .36 .38 .38 .36 .36 .52
Risk Taking ⫺.01 .02 .06 ⫺.04 ⫺.02 ⫺.02 .02
Psychoticism .47 .27 .29 .40 .37 .41 .50
Eccentricityⴱ .37 .18 .20 .36 .31 .32 .41
Perc. Dys.ⴱ .52 .32 .37 .41 .36 .44 .55
Unsl. Beliefsⴱ .37 .23 .23 .30 .31 .35 .39
R2
Domains .37 .12 .17 .33 .24 .28 .39
Facets .44 .21 .28 .37 .32 .34 .49
Brief Domains .31 .10 .16 .27 .18 .25 .33
Adjusted R2
Domains .37 .10 .16 .32 .23 .28 .38
Facets .42 .14 .20 .34 .29 .31 .43
Brief Domains .31 .08 .14 .26 .17 .24 .32
Note. N ⫽ 561–570 for Cognition, Getting Along with Others, Engaging in Life Activities, and Participation in
Society; N ⫽ 265–275 for Mobility, Self-Care, and Overall Functioning. Underline ⫽ p ⬍ .05. bold ⫽ p ⬍ .01. ⴱ ⫽
scales scored in the PID-5 domains. Emot. Labil. ⫽ Emotional Lability; Rigid Perfect. ⫽ Rigid Perfectionism; NA ⫽
Negative Affect; Schizd ⫽ Schizoid; STPD ⫽ Schizotypal PD; Antisoc ⫽ Antisocial; Sep. Ins. ⫽ Separation
Insecurity; Submissive. ⫽ Submissiveness; Suspicious. ⫽ Suspiciousness; Intim. Av. ⫽ Intimacy Avoidance; Restrict
Aff. ⫽ Restricted Affect; Att. Seeking ⫽ Attention Seeking; Deceit. ⫽ Deceitfulness; Manipulat. ⫽ Manipulative-
ness; Irresponsib. ⫽ Irresponsibility; Perc. Dys. ⫽ Perceptual Dysregulation; Unsl. Belfs. ⫽ Unusual Beliefs; Get
Along ⫽ Getting Along; Life Act ⫽ Life Activities; Society ⫽ Participation in Society.

dictive utility for overall functioning, regardless of if the PID-5 Dependability


domains or facets were included in the model.
High levels of dependability are essential for the construct
validity of trait measures and models (Chmielewski & Watson,
Discussion
2009; Gnambs, 2014; McCrae et al., 2011; Watson, 2004). Al-
The current study adds to the evidence supporting the DSM–5 though measurement error is present to some degree in all PID-5
alternative model of personality pathology and the PID-5. To our scales, the dependability of the PID-5 domains approached 1.0
knowledge, it is only the second study to examine the dependabil- (mean domain dependability r ⫽ .88), indicating relatively low
ity of the PID-5 and the first to use a sample large enough to meet levels of transient error. However, there was considerable variabil-
recommendations (Watson, 2004). It is also one of a few studies ity among the PID-5 facet scales (mean r ⫽ .83), with depend-
examining the association between DSM–5 pathological personal- abilities ranging from high (e.g., r ⫽ .89) to relatively low (e.g.,
ity traits and functioning. Finally, only two other studies (Fossati r ⫽ .76). The current dependabilities appear higher than those
et al., 2015; Miller et al., 2015) directly tested the alternative reported by Suzuki et al. (2015; domain M ⫽ .83, range ⫽ .81 to
model against the traditional PD model in the same dataset, neither .83; facet M ⫽ .78, range ⫽ .66 to .86). Despite the differences in
of which addressed the current issues. magnitude, the correlation of dependability coefficients across the
DSM–5 TRAITS AND TRADITIONAL PD MODEL 233

Table 4
PDQ-4 Symptom Count Relationship to Functioning

Scale Cognition Mobility Self-Care Get Along Life Act Society Overall

Paranoid .30 .25 .26 .33 .31 .36 .39


Schizoid .29 .30 .29 .39 .22 .27 .40
Schizotypal .43 .38 .34 .45 .36 .45 .52
Antisocial .21 .18 .31 .19 .20 .28 .29
Borderline .46 .33 .42 .46 .36 .50 .58
Histrionic .32 .34 .36 .23 .26 .32 .40
Narcissistic .25 .20 .19 .17 .24 .24 .27
Avoidant .43 .29 .35 .53 .35 .42 .53
Dependent .46 .31 .38 .43 .38 .42 .53
Obs. Comp .28 .17 .19 .25 .22 .31 .32
R2 .32 .22 .28 .38 .21 .34 .47
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

Adjusted R2 .31 .19 .25 .37 .20 .32 .45


This document is copyrighted by the American Psychological Association or one of its allied publishers.

Note. N ⫽ 561–570 for Cognition, Getting Along with Others, Engaging in Life Activities, and Participation
in Society; N ⫽ 265–275 for Mobility, Self-Care, and Overall Functioning. Underline ⫽ p ⬍ .05. bold ⫽ p ⬍
.01. Obs. Comp ⫽ Obsessive Compulsive; Get Along ⫽ Getting Along; Life Act ⫽ Life Activities; Society ⫽
Participation in Society.

two studies was high (r ⫽ .66), indicating that the relative depend- in the literature for further research into the causes of transient
ability of these PID-5 scales was similar across the studies. In other error. This is especially important because previous explanations
words, some PID-5 scales are consistently more dependable than for transient error, such as item formats, response formats, or
others are. instruction sets (see Chmielewski & Watson, 2009; Watson, 2004),
Overall, the dependability results from the current study and cannot explain the differences in dependability across PID-5
those from Suzuki et al. (2015) compare favorably to dependability scales.
estimates for “normal” personality traits in similar samples The current results suggest that some of the constructs assessed
(Chmielewski et al., 2016; Chmielewski & Watson, 2009; Suzuki by the PID-5 may, instead of representing traits, be best concep-
et al., 2015). Nevertheless, it should be noted that dependability tualized as more transient and state like. This interpretation is in
estimates in the .75 range represent a high level of measurement line with past suggestions that personality pathology may subsume
error (e.g., ⬃25% error variance) and that even fairly low levels of both traits and acute symptoms (Clark, 2007; McGlashan et al.,
transient error can have substantial effects on study outcomes (see 2005; Oldham & Skodol, 2000). More recently, Wright et al.
Chmielewski & Watson, 2009). Therefore, we echo previous calls (2015) raised this as a possible explanation for the differential

Table 5
Hierarchical Regression Analyses Predicting Functioning

PID-5 incremental validity PDQ-4 incremental validity


WHODAS ⌬R 2
⌬F p ⌬R 2
⌬F p

Domain level
Cognition .089 16.86 .000 .041 3.90 .000
Mobility .022 1.50 .191 .126 4.35 .000
Self-Care .011 .83 .533 .114 4.13 .000
Getting Along .026 4.78 .000 .079 7.33 .000
Life Activities .066 9.94 .000 .038 2.85 .002
Society .023 3.99 .001 .075 6.49 .000
Overall .032 3.18 .008 .109 5.40 .000
Facet level
Cognition .157 6.48 .000 .037 3.86 .000
Mobility .100 1.43 .091 .109 3.86 .000
Self-Care .100 1.52 .058 .100 3.82 .000
Getting Along .048 1.80 .011 .058 5.35 .000
Life Activities .148 4.86 .000 .043 3.51 .000
Society .057 1.99 .003 .053 4.66 .000
Overall .111 2.42 .000 .090 4.91 .000
Note. N ⫽ 561–570 for Cognition, Getting Along with Others, Engaging in Life Activities, and Participation
in Society; N ⫽ 265–275 for Mobility, Self-Care, and Overall Functioning; Significant estimates are bolded.
Columns 2, 3, and 4 present results of the model where the PDQ-4⫹ was entered in the first block and then the
PID-5 (domains or facets) in the second block; Columns 5, 6, and 7 present results of the model where the PID-5
(domains or facets) was entered in the first block and then the PDQ-4⫹ entered in the second block. Society ⫽
Participation in Society.
234 CHMIELEWSKI, RUGGERO, KOTOV, LIU, AND KRUEGER

1.4-year stability of the PID-5 scales, arguing that it was essential note that Wright et al. (2015) also found no association between
for future research to address this issue. The current research, Risk Taking and functioning in their longitudinal study. Keeley et
combined with that of Suzuki et al. (2015), provides further al. (2014) suggested that the self-report nature of the PID-5 might
evidence for this possibility. Nevertheless, it is worth noting that have led to this unexpected finding, and we would add that the
there was a significant association between the number of items a high number of reverse-keyed items in this scale may have influ-
facet contained and its dependability (r ⫽ .49), suggesting that enced the results (Crego & Widiger, 2014)
scale length may have influenced the dependability of the PID-5 Despite demonstrating lower dependability, the PDQ-4⫹ was
facets. As such, additional research is necessary to determine associated with functioning at least as strongly as the PID-5 was.
which constructs included within the PID-5 are best conceptual- Although this finding may seem counterintuitive, it is in line with
ized as acute states. previous studies demonstrating that the traditional PDs and the
Our dependability results suggest that the PID-5 outperforms the alternative model have similar associations with psychopathology
PDQ-4⫹ regardless of whether the latter was categorically or and normal personality (Fossati et al., 2015; Miller et al., 2015).
dimensionally assessed. Because dependability analyses provide a This equivalence may be due, in part, to the fact that the models
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

metric for comparing models of personality pathology share a considerable amount of variance and cover the same basic
This document is copyrighted by the American Psychological Association or one of its allied publishers.

(Chmielewski & Watson, 2009), the current results empirically content organized in a different manner (Hopwood et al., 2012;
demonstrate the superiority of the alternative DSM–5 model over Miller et al., 2015; Samuel et al., 2013). In addition, the PID-5
the traditional PD model, at least as assessed by these commonly specifically assesses the trait component of the model (Criterion B)
used measures. It is worth noting that the PID-5 Brief Form, which and not the dysfunction component (Criterion A), whereas the
contains only 25 items (compared with 99 items in the PDQ-4⫹), PDQ-4⫹ does not explicitly make such a distinction. It is worth
demonstrated as strong if not stronger dependabilities than the noting that the PID-5 Brief Form demonstrated similar associa-
PDQ-4⫹, indicating that the PID-5’s higher dependability is not tions to the full PID-5, suggesting that scale length was not a major
solely due to it having more items than the PDQ-4⫹. Our results factor. Finally, the PID-5 and PDQ-4⫹ provided significant incre-
also highlight that the categorical nature of traditional DSM PDs mental validity over each other for various functioning domains.
makes them far more susceptible to transient error, suggesting that The PID-5 provided the most incremental validity for the Cogni-
transient error is at least partially responsible for the poor stability tion domain whereas the PDQ-4⫹ had its greatest incremental
of the traditional categorical PD model (Chmielewski & Watson, validity for Mobility and Self-Care. These results suggest that the
2009; Clark et al., 1997; Skodol et al., 2005; Zimmerman, 1994). two models differ in their specificity in regards to functioning,
Taken together, these results add to the large body of research with the traditional PD model linked to a broader range of func-
indicating that dimensional representations of psychopathology are tioning and the DSM–5 trait model demonstrating more specific
superior to categorical ones (Markon et al., 2011). It is worth links.
noting that interview assessments of PDs have lower stability than
do self-report measures (Samuel et al., 2011). Moreover, past
Limitations, Future Directions, and Conclusions
research has documented poor dependability for interviewer-
assessed mood and anxiety disorders (Chmielewski, Clark, Bagby, Despite its strengths, there are some limitations to the current
& Watson, 2015), suggesting that dependability of interviewer- study. First, although the PID-5 is the APA’s official instrument
based PD assessments would likely be lower than self-report PD for assessment of the DSM–5 traits and the PDQ-4⫹ is a widely
assessments. used measure specifically created to assess traditional PDs, differ-
ent self-report measures assessing these models, informant reports,
or clinician ratings may lead to different results, which is an
Functioning
important direction for future research. Second, the strong associ-
The PID-5 scales demonstrated broad associations with multiple ation between dependability and ␣ is in contrast to previous studies
functioning domains. In line with previous research (Keeley et al., (Chmielewski et al., 2016; Chmielewski & Watson, 2009;
2014), the DSM–5 traits appear to be more strongly associated with Gnambs, 2014; McCrae et al., 2011), including those of the PID-5
functioning domains conceptually aligned with personality pathol- (Suzuki et al., 2015). The reasons for the high correlation in the
ogy (e.g., getting along with others) than more distal domains (e.g., current sample, as well as for the differences in magnitude of
mobility, self-care). With one notable exception, the current asso- PID-5 dependabilities between the current study and that of Suzuki
ciations were very similar to those reported by Keeley et al. et al. (2015), are unclear, especially considering that past studies
(2014); the current results align very strongly with results from have used similar samples and test administration techniques.
their student sample for five of the WHODAS domains (mean Third, it is unclear if the current student results would replicate in
cross study correlation of the PID-5 associations with functioning community or clinical samples. Additional dependability studies of
was r ⫽ .83, range r ⫽ .71 to .91). However, a major discrepancy the PID-5 using large samples are required to address these issues.
emerged for Participation in Society; in the current study nearly However, previous evidence suggests that the relative level of
every PID-5 scale was significantly associated with Participation dependability is consistent across different samples (Chmielewski
in Society (domain mean r ⫽ .28, facet mean r ⫽ .34), whereas no & Watson, 2009).
PID-5 scales were in the Keeley et al. (2014) student sample In conclusion, the current study provides evidence regarding the
(domain mean r ⫽ .00, facet mean r ⫽ .01). We note that dependability, a crucial component of construct validity for trait
significant correlations did emerge in their clinical sample. Finally, measures, of the PID-5. In general, the results indicate the DSM–5
we replicated Keeley et al.’s (2014) finding of no association traits are highly dependable and outperform the traditional PD
between PID-5 Risk Taking and functioning. It is interesting to model in this regard. However, some constructs assessed by the
DSM–5 TRAITS AND TRADITIONAL PD MODEL 235

PID-5 may be best conceptualized as more state like. In addition, Davison, S., Leese, M., & Taylor, P. J. (2001). Examination of the
the current results replicate previous studies demonstrating impor- screening properties of the personality diagnostic questionnaire 4⫹
tant associations between the DSM–5 traits and functioning. It is (PDQ-4⫹) in a prison population. Journal of Personality Disorders, 15,
worth noting that both the traditional PD and alternative models 180 –194. http://dx.doi.org/10.1521/pedi.15.2.180.19212
demonstrated similar associations with functioning, suggesting De Fruyt, F., De Clercq, B., De Bolle, M., Wille, B., Markon, K., &
Krueger, R. F. (2013). General and maladaptive traits in a five-factor
that the DSM–5 traits capture the important aspects of the tradi-
framework for DSM–5 in a university student sample. Assessment, 20,
tional PD model.
295–307. http://dx.doi.org/10.1177/1073191113475808
Fossati, A., Somma, A., Borroni, S., Maffei, C., Markon, K. E., & Krueger,
R. F. (2015). A head-to-head comparison of the Personality Inventory
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