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Dropout Reduction Strategies

Research-based Strategies to Promote Graduation and Reduce Dropouts


Adapted with permission from Mazin Education LLC
by the Wisconsin Department of Public Instruction for the Dropout Early Warning System (DEWS)

I. Systemic Issues
Systemic issues refer to issues that exist across the schools in a district and are related to community-wide or organizational issues. Please note that many of the dimensions and triggers considered to be more
“systemic” may also apply at the building and/or individual level and, consequently, have not been listed twice.

Dimension Research Literature Data Triggers/Indicators/Insights Why might this be a problem? How could this be resolved?
Lack of Within schools successfully  More than 15% of students in RtI Tiers 2 & 3 &  No ongoing monitoring &  Utilize existing data systems that help identify
identification. implementing a tiered system of more than 10% of those in Tier 2 are triggers that triangulation of risk data (attendance, students at high risk of dropping out (IES What
support model, approximately 10-15% indicate there is likely an issue. behavioral, academic) to make data- Works Clearinghouse Report on Dropout
Poor, varied or of students are likely to require Tier 2 o Examine % of students in tiered services & level driven decisions on student needs. Prevention, 2008; Achieve Report, Jerald, 2006).
nonexistent intervention & an additional 5-7% are of risk & time of entry when they first receive  No systematic infrastructure in place  Use DEWS data to:
infrastructure for likely to require Tier 3 intervention services to see if there was a delay (e.g., did for identification of students at-risk o Identify incoming/existing students with histories
identification of (Lane et al, 2009). That is, this is the student show early signs of risk but was not put (e.g., no policies/procedures/system to of academic problems, truancy, behavioral
students showing expected distribution of at-risk & high- into services until year(s) later?). support identification & offer problems,& retention.
signs of academic, guidance). o Monitor multiple risk dimensions continually
need students. o Compare the students in tiered services to
behavioral or
their DEWS report. Are the subdomain flags  Related to this, teachers/school staff (academic, social/emotional, behavioral,
emotional risk.
RtI Action Network (2014) reports that consistent with the intervention services being are not empowered to identify at-risk attendance, engagement).
during the first few years of provided? Are students at high academic risk students. o Review student level data to identify students at-
implementation, schools typically have receiving academic interventions? Have they o Entirely up to schools as to how/if risk of dropping out before key transition points
30-50% in tiered interventions (Tier 2 or also been subject to discipline or do they have they identify & serve students, which (e.g., 8th & 9th grade).
3 academic interventions). However, poor attendance? leads to variability & lack of  Professional development (PD) pertaining to signs of
following successful implementation,  Large proportion of the students are flagged as at- consistent identification. risk & what to look for. PD should be ongoing,
20-25% of students are typically in risk by DEWS are not in services & were not o Teachers/staff/administration are structured, & deliberate (Batsche et al 2007;
tiered academic interventions. confused about how/when/where Peterson et al, 2007). PD should also include ongoing
identified via other means.
o Great deal of variability across schools within a to identify students &/or are not coaching & ample opportunities to practice new
A recent report by Achieve, Inc., argues
district in the % of students being identified & knowledgeable of the signs of risk skills with feedback (Peterson et al, 2007).
there is enough information to conclude
served. to look for.  Strong leadership supportive of early identification
the most cost-effective way of
o Great deal of variability across teachers/staff o Fears of stigma, tracking or labeling. of students in need. This includes person(s) who
preventing dropout is for local school
within schools in the extent to which they identify can provide clarity & reinforcement around goals
systems to invest in the development of (Chard & Harn, 2008), while providing necessary
an “early warning system” of data students in need of support.
o Disaggregate & do comparisons of students resources to achieve goals.
collection upon which to base the
referred to & in services by area of risk  Data-driven decision making: review & triangulate
development of interventions (Jerald,
2006). (academics, behavior, attendance). Examples: data regularly (i.e., periodically throughout the year
Are only students showing signs of academic risk for school-wide data) from different data sources
being identified? Are students with poor (e.g., assessment data, YRBS, dropout, % of students
attendance being missed? Are students with receiving services).
repeated behavioral incidents not receiving
services?

Wisconsin Dropout Early Warning System (DEWS) dpi.wi.gov/dews January 2015


Data Triggers/
Indicators/ Why might this be
Dimension Research Literature Insights a problem? How could this be resolved?
High at-risk Poor academic performance is one of  For a large % of  Lack of student  Examine & alter school & district policies & procedures that are associated with
population(s). the most consistent predictors of students flagged support system. dropout, such as attendance policies as they pertain to course completion, raising
dropout, whether measured through in DEWS,  Lack of strong leadership. academic standards without providing associated supports, tracking, frequent use of
grades, test scores, or course failure academics,  Overly punitive suspension, etc.
Patterns emerge (Alexander, Entwisle, & Kabbani, 2001; attendance, & discipline &  Undertake activities to foster home-school-community relationships (e.g., assign a liaison who
as to particular Battin-Pearson et al, 2000; Ensminger behavior are consequences. is a consistent point of contact with parents throughout their child’s education).
areas of risk in & Slusarcick, 1992; Rumberger, 2001; significant  Lack of family  Promote a supportive family environment - A common strategy is family strengthening.
terms of Wagner et al, 1993). It has been found predictors of involvement. Family strengthening programs generally provide some type of education or training for
domain(s) to impact dropout starting in the 1st dropping out of  Poor school climate. parents on building parenting skills, family management, communication skills, or possible
(behavioral, grade (Alexander et al, 2001) & school.  Discrimination & equity ways for parents or family members to help their child academically. Programs may also
academic, continuing throughout elementary  DEWS scores show issues. include some time for parents & children to work together to practice new skills (e.g.,
emotional) &
timing (when
school (Lloyd, 1978), into middle patterns in terms of  Lack of financial FAST/PreKFAST program).
school (Battin-Pearson et al, 2000; when such risk signs resources.  Multi-Tiered Systems of Support (MTSS) - MTSS combines both academic & behavioral factors
they first emerge,
how long they go
Cairns et al, 1989; Gleason & Dynarski, are starting to  Lack of quality into a system-wide support framework emphasizing the needs of the whole child. Like PBIS &
on for before 2002; Ingels, Curtin, Kaufman, Alt, & emerge (elementary, curricula or RtI, it generally uses a 3-tiered model to identify at-risk students & connect them to services.
something finally Chen, 2002), & on into high school middle, & high educational  Assign adult advocates to students at risk of dropping out.
happens). (Alexander et al, 2001; Ekstrom et al, school). programming. o Choose adults who are committed to investing in the student’s personal & academic
1986; Elliott & Voss, 1974; Gleason &  Refer to DEWS  Lack of evidence-based success, keep caseloads low, & be purposeful in matching students with adult advocates.
Dynarski, 2002). supporting prevention programs. o Establish a regular time in the school day or week for students to meet with the adult.
documents to  Many other factors are o Communicate with adult advocates about various obstacles the students may encounter –
Behavioral problems, including understand the data identified in literature. train advocates on how to work with students, parents & school staff to address problems
suspensions, formal reprimands for underlying DEWS (Dynarski et al, 2008).
disruptive, distracting, or otherwise subdomains.  Provide academic support & enrichment to improve academic performance.
negative classroom behavior, have been
o Implement the RtI system. Use DPI resources for RtI available at http://rti.dpi.wi.gov/.
found to be highly predictive of dropout
o Provide individual or small group support in test-taking skills, study skills, or targeted
(Archambault et al, 2009; Balfanz et al,
2007; Barry & Reschl, 2012; Gleason & subject areas such as reading, writing, or math (e.g., RtI Tier 2/3).
Dynarski, 2002; Iver, 2011; Jerald, o Provide extra study time & opportunities for credit recovery & accumulation through after
2006; Neild & Balfanz, 2006). In a few school, Saturday school, or summer enrichment programs.
studies, misbehavior as early as the 1st  Provide rigorous & relevant instruction to better engage students in learning & provide the
grade has been linked to dropout skills needed to graduate & be college & career ready.
(Jimerson, Egeland, Sroufe, & Carlson, o Integrate academic content with career & skill-based themes through career academies or
2000). multiple pathways models. Research indicates that providing learning opportunities that
emphasize the relevance to everyday life is important – many dropouts indicate they did
Rates of attendance are a strong predictor not see the relevance of what they were learning.
of dropout & are often the most consistent o Connect students to an attainable future through Academic & Career Plans.
indicator throughout the students’ o Partner with local businesses to provide opportunities for work-related experience such as
academic career starting in the elementary internships, simulated job interviews, or long-term employment.
grade levels (Allensworth & Easton, 2005;  Implement programs to improve students’ classroom behavior & social skills.
2007; Gleason & Dynarski, 2002). o Use adult advocates or other engaged adults to help students establish attainable
academic & behavioral goals with specific benchmarks.
Students report a lack of relevant high o Recognize student accomplishments.
school curriculum as a main reason they o Teach strategies to strengthen problem-solving & decision-making skills.
drop out (Lehr et al, 2004) as well as o PBIS was initially developed as a behavioral modification framework for students with
courses being unrelated to work behavioral disabilities & is now used as a school-wide approach to behavioral management.
(Obasohan & Kortering, 1999). It has a similar 3-tiered structure as RtI & funnels students into progressively more
intensive supports & interventions if progress towards behavioral goals is not met.

Wisconsin Dropout Early Warning System (DEWS) dpi.wi.gov/dews January 2015


Dimension Research Literature Data Triggers/ Indicators/ Insights Why might this be a problem? How could this issue be resolved?
Lack of incidents Wisconsin school districts  Prevalence data & other sources of school & district level  Unconnected dots: Systems that only  Share the data – show referral submissions
being submitted are required to adopt a data show a clear discrepancy between the # of students look at one aspect of a student (i.e., just (or lack thereof) relative to the other data
(prevalence rates district wide policy on who need or could benefit from services (those identified) behavior or just academics) miss sources on prevalence. Hold discussions &
do not coincide).1 bullying and staff are and the # of students referred for such services. Examine & patterns that are clear when we look at find out the reasons why referrals are not
required to comply with the compare available prevalence data from different data the whole student. Effective programs being followed up on (see adjacent column
local policy related to sources with the actual number of concerns manually incorporate behavioral, social & for common reasons & concerns). Talk
bullying. DPI provides a submitted (e.g., # & type of behavioral incidents recorded). emotional, & academic risk factors, so explicitly about barriers & determine next
model bullying policy as an For example: referrals are made to the right actions & steps accordingly.
example.2 o Look at data from the YRBS. What is the relative programs.  Consensus-building - Key stakeholders in the
proportion of students (by level) who may have  “Not My Job”: Many systems only district & school should arrive at a consensus
Teachers, principals, & other substance use issues? What proportion is struggling with designate a few key reporters in the regarding the importance of connecting students
school personnel are depression or suicidal ideation? How does this compare referral process. Other staff members to services.
mandated by Wis. Stat. with # of concerns & referrals being submitted & who interact with the student do not  Create infrastructure that facilitates &
118.07 to report child students being served? report problem behaviors or academic supports the connection of students to
maltreatment. o Look at school climate survey(s) &/or bullying survey(s) observations because they have not services. The following are structures that
which may be part of bullying programs (e.g., Olweus). been empowered to do so. school districts may consider (adapted from
Research shows that students How do estimated prevalence rates compare with the  Gatekeeper Effects: Programs with Averill & Rinaldi, 2011; Castillo et al, 2010):
in safe & supportive o Recalibration of educator roles to support
number & type(s) of behavioral incidents or concerns access controlled by single
environments, who are
being submitted or documented? gatekeepers may result in referrals identification/referral;
engaged in school & not
o Look at other contextual data such as community SES, that depend on how well the o Identification of key district stakeholders
distracted by hunger or health
housing rates, crime rates, etc. gatekeeper knows—or likes—the whose primary focus will be on planning,
issues (e.g., cavities, asthma),
learn better & achieve more.  Great deal of variability within a district in the % of student. implementation, & ongoing evaluation;
These students also develop students being referred & served. Variability observed  Administrative burden: Complicated o Establishment of decision criteria;
knowledge & skills that across DEWS subdomains, staff, schools, school levels paperwork & confusing referral o Identification of community & family
develop them as healthy, (elementary, middle, high). For example, the elementary processes make staff much less likely resources & partnerships;
responsible members of school building has 20% of students receiving school- to initiate a referral. o Identification of a system-wide continuum of
society (ASCD, 2005). based mental health services but the middle school it  Process confusion: Staff do not know supports across each domain;
feeds into has < 5% of students receiving mental health how to refer a student to a program or o Development of &/or alignment with district
services. Or, the middle school has numerous concerns & do not know what programs are procedures, policies, & structures to promote
referrals submitted regarding self-harm (cutting) or common understanding & application of when
available.
substance use, but none occur at the high school.
 Lack of faith in the system: “Nothing & how referrals should be submitted;
o Examine how this relates to other school level data o Establishment of a culture where it is
happens when I make a referral, so
available (e.g., demographics, school-wide academic everyone’s responsibility to say something if
why bother?”
performance, dropouts). there is a concern – “If you see something,
 Fear of consequences: Staff may fear
that they will be responsible for solving say something. It’s O.K. to be concerned
about a child. Might be nothing or might be
a problem if they identify it. Or, they
something major – your job is to refer, not
fear that zero-tolerance or other district
diagnose.”
policies will result in consequences that
o Embed an easy, timely, user-friendly
will harm the student.
process for submitting concerns that
 Misconception of FERPA &
eliminates process confusion.
confidentiality issues.

1
For more information see Wis. Stat. 118.46 Policy on bullying; Wis. Stat. 118.295 Suicide intervention; civil liability exemption; Wis. Stat. 118.13 Pupil discrimination prohibited
2
http://sspw.dpi.wi.gov/sites/default/files/imce/sspw/pdf/bullyingprogram.pdf
Wisconsin Dropout Early Warning System (DEWS) dpi.wi.gov/dews January 2015
 Examine students who had a major or extreme incident(s)  Training & technical assistance to build capacity
(e.g., mental health breakdown, suicide attempt, of all educators.
threatening, aggressive) &/or were expelled/suspended. o Provide mental health gatekeeper training,
Had anyone noticed anything? Were there signs including signs of risk.3
beforehand? Were there any concerns raised previously? o Discuss the relationship between discipline &
Were they acted upon? Talk about the reasons as to why support – especially as it relates to manifest
or why this may not have occurred. Note: Some law suits behavioral incidents (that could often signify
filed against schools are based on the claim that there
underlying issues) &/or substance use.
were many signs (& staff noticed them), but nobody did
Teachers/staff will be reluctant to refer
anything.
o Track students receiving school counseling, entering & students showing signs of a substance abuse
exiting treatment. issue if they feel that they will be dealt in a
manner that will not help them. A large
proportion of lifelong substance use issues
begin in adolescence.4
o Provide training & education on confidentiality
& liability issues – that one may be as liable if
one shows deliberate indifference & negligent
failure to address issues that are apparent.5

3
http://sspw.dpi.wi.gov/sspw_mentalhealth
4
http://sspw.dpi.wi.gov/sspw_disciplineexpulsion and http://sspw.dpi.wi.gov/sspw_aodaprog
5
http://sspw.dpi.wi.gov/sspw_srconfid03 and http://wise.dpi.wi.gov/wise_studentdataprivacy
Wisconsin Dropout Early Warning System (DEWS) dpi.wi.gov/dews January 2015
Dimension Research Literature Data Triggers/ Indicators/ Insights Why might this be a problem? How could this be resolved?
Lack of capacity to Once a student has been  Lack of follow-up by service providers with  Service provider waits for  Use data on need & demand to obtain additional resources –
provide services identified, it is critical that referred students. referral to contact them from community, local area, state, grants, etc.
(students do not students be connected with  Patterns emerge across different service providers as rather than reaching out.  Adjust concern/triage flow so that concerns are distributed
have access). someone who is able to perform to typical length of time between initial referral &  Inadequate # of service more appropriately across different providers (sometimes they
further evaluations &/or provide contact or service(s) being provided. providers given the caseload may not have known how many a single individual gets and
services. Unfortunately, research o Long delays between initial referral & contact or – there is a long wait list. then will make staffing adjustments so that certain types of
shows that this often fails to service, if it occurs.  Access & resource issues concerns are sent elsewhere).
happen. For example, according to  Patterns emerge that there is nowhere to send (or (e.g., lack of funds, lack of  Schools recognize & make use of the expertise of school mental
the results from a NIMH-funded poor service provision) for certain type(s) of collaboration with health professionals, including the many in-school staff
survey (Merikangas et al, 2011), students (e.g., adolescent substance abuse & community providers).6 providing behavioral support & services to students & families,
an estimated 2/3 of all young inpatient treatment, if necessary) with specific types  Lack of referral services & including school social workers, psychologists, counselors, &
people with mental health of needs. specialists trained in nurses. Schools also recognize the supportive behavioral health
problems are not receiving the dealing with adolescent role that can be played by paraprofessionals & others, including
help they need. Similarly, among needs. the school secretary, bus drivers, classroom aides, & others.
the 8.5% of the population aged 12  A School Support Team is embedded to plan, coordinate, &
to 17 who are in need of substance evaluate support programs and services. For efficiency & to
use treatment, approximately 92% minimize redundancy, schools are encouraged to use existing,
did not receive specialty treatment well-functioning teams with coinciding goals for this purpose.
(Han et al, 2011).  Promote community-school partnerships to leverage service
resources available outside of the school setting. Identify ways
in which community service providers, state and local agencies,
& other community resources (e.g., faith community, after-
school &/or recreation programs, colleges & universities,
business partners) can help address services gaps. Schools
facilitate access to such services & supports by establishing
ongoing relationships with community-based service providers
& by providing families with relevant information about
community services.

6
For information about state requirements and potential assistance programs, see Wis. Stat. 115.365 Assistance to schools for suicide prevention programs; Wis. Stat. 115.368
Assistance to schools for protective behaviors programs; and Wis. Stat. 118.07(5) Health and safety requirements.
Wisconsin Dropout Early Warning System (DEWS) dpi.wi.gov/dews January 2015
Data Triggers/
Dimension Research Literature Indicators/ Insights Why might this be a problem? How could this be resolved?
Lack of fidelity of Research suggests that many  Behavioral, academic, &  Lack of ongoing monitoring of service impact.  Embed a system & infrastructure for ongoing monitoring of
implementation of educational change initiatives fail attendance issues are  No systematic ongoing monitoring of signs of risk & service delivery & student progress, such as:
support programs.7 due to a lack of cohesive intensifying despite patterns being exhibited among students – nor o Designate individual(s) responsible for monitoring
implementation (Sarason, 1990). services being rendered. triangulation across the different areas (academic, progress;
Thus, there is a need to evaluate  High non-completion behavioral, attendance). o Document services rendered;
the extent to which critical rates for specific  No follow-up or infrastructure to ensure that a o Provide easily accessible reports to discern patterns in
components of support programs services, programs, or designated person is responsible for monitoring terms of behavior, attendance, academics, concerns;
are being implemented with service providers. progress of interventions & documenting such o Engage in seamless communication so that service providers
fidelity & with long-term support progress or lack thereof (e.g., lack of accountability). can get feedback from teachers/referring persons as to
(Averill & Rinaldi, 2011).  Poor fidelity of implementation – students are not whether the student is exhibiting progress in class (e.g., they
getting the services they are supposed to or what can ask as to whether the level of impact/concern has gone
Educators must identify the people thought they were getting. The amount & up or down);
critical elements of the program type of services is not being administered with fidelity. o Share data with service providers/staff to discuss barriers
& measure those elements so as  Using “home-grown” or programs that are not to follow-up & alternative methods that can be used to
to evaluate whether the program scientifically-based. promote better & more timely follow-up; &
has actually impacted student  Insufficient intensity &/or type of services being o Consider service provider adjustments if information shows
outcomes (Castillo et al, 2010). provided given the needs of the student. that there are service providers that have very poor statistics
regarding following up in a timely manner (or at all),
providing services, or excessively high rates of dropout from
the program or non-completion.
 On a school-wide basis, schools should establish & use
measurable goals & objectives to determine whether
behavioral, climate, & academic initiatives, programs &
services are successful. These may include improving
attendance & graduation rates, decreasing office referrals,
bullying incidents, suspensions & expulsions.
 Use evidence-based programs that have a proven track
record of success – & obtain associated training for
successful implementation.

7
For assistance and further information about state of Wisconsin programs see Wis. Stat. 118.13 Pupil discrimination prohibited; Wis. Stat. 118.153 Children at risk of not
graduating from high school; Wis. Stat 118.16 School attendance enforcement; Wis. Stat. 118.17 Truancy committee and plan.
Wisconsin Dropout Early Warning System (DEWS) dpi.wi.gov/dews January 2015
II. School Level Issues
School level issues refer to persistent issues across a large share of students in a school-grade cohort. These issues may be data-related, student-centered, or reflect communication and coordination challenges
among teachers, leaders, and student services staff.

Dimension Research Literature Data Triggers/ Indicators/ Insights Why might this be a problem? How could this be resolved?
Identification of Multiple risk factors are more predictive  Risk determinations are not  Lack of “whole child” culture at  Use of tiered support services. Examples:
students showing than any individual factor. A recent occurring across multiple domains. school & district (staff & o Mentoring,
signs of risk not review of dropout indicators showed  Referrals are primarily being administration do not buy into the o FBA interventions,
occurring based that composite scores representing a submitted for a single area (e.g., idea that we need to address the o Behavioral contracts, (Lane et al, 2011),
upon multiple multiplicity of risk factors predicted high number of behavioral incidents needs of the whole child & not just o PBIS.
risk factors & better than a single risk factor (Bowers, being reported but no academic any one part).  Social-emotional Learning (SEL) embedded into curriculum (e.g.,
domains. Sprott & Taff, 2013). This is likely concerns; or high number of  Lack of understanding of the self-regulation, conflict resolution, etc.).
because students drop out for a academic-related concerns but few underlying patterns behind such  Undertake activities to foster home-school-community
multitude of reasons &, as such, it is concerns being submitted in other relationships. Collaboration with families occurs where parents
behavior – these are often
important to have data from multiple areas). & families are included in all aspects of their children’s
indicative of much broader issues
domains that are predictive of at-risk  Comparison of % of students education (e.g., assign a liaison who is a consistent point of
such as mental health concerns or
(Suh et al, 2000). referred against school level data contact with parents throughout their child’s education).
available (e.g., EWS risk flags, state academic disengagement.
 Professional development on risk factors, relationship between
Behavior is indicative of poor assessments % below proficient, % them, signs to look for, what they may be indicative of. Poor
engagement (with school, teachers, & of students with depressive behavior does not mean the student is a “bad” kid – indicative
peers) - poor engagement is strongly symptoms) shows a gap in students of many other things & strongly related to academic
related to dropout & the process of being identified. performance, emotional/mental health (school & individual
disengagement from school starts very safety & well-being), etc.
early in a students’ academic career  Actions to affect school climate & promotion of a supportive,
(Alexander, Entwisle, & Kabbani, 2001). caring school environment (multitude of literature on what
promotes this, leadership, etc.).
Behavior, academics, mental health, &  Personalize the learning environment & instructional
substance use are all strongly related to process.
one another (Hawkins, Catalano, &  Allow teachers/adults to know students better.
Miller, 1992).  Establish small learning communities.
 Provide individual assistance (both academic & behavioral).
Students at risk of aggression & violence  Establish team teaching.
to themselves or others usually exhibit
 Create smaller classes.
repeated behavioral incidents, with
 Create extended time in classroom through changes to the
increasing frequency & intensity for years
school schedule.
before any extreme event occurs
 Encourage student participation in extracurricular activities.
(Kupersmidt & Coie, 1990).

Wisconsin Dropout Early Warning System (DEWS) dpi.wi.gov/dews January 2015


Data triggers/
Dimension Research Literature Indicators/ Insights Why might this be a problem? How could this be resolved?
Harsh school Criminalization of minor offenses, harsh attendance &  Many of the students being flagged via  Punitive approach: Students being  Examine school policies in regards to
policies &/or behavioral policies (which can prevent students from DEWS have suspension as a risk treated in a disciplinary manner disciplinary vs. support-based approach
disciplinary completing courses) are related to dropout (Lee et al, indicator. rather than support-based (e.g., referral to law enforcement, use of
approach to 2011).  School or district-wide suspension & approach. suspensions & expulsions, criminalization
behavioral issues.8 expulsion rates are excessively high.  Students not being identified early of minor offenses).
Excessive use of suspensions & expulsions (anything that o Note that involvement with the court
 Excessive rates of suspension. enough (e.g., only identified when
keeps a student out of school) is strongly related to system is associated with dropout. At
o The median Wisconsin high school they do something “extreme”
dropout (Suh & Suh, 2011) & student becoming suspends 3.8% of students. The the very least it often involves
enough to results in suspension or
associated with criminal justice/probation system. median Wisconsin middle school students missing school, negatively
expulsion). There were likely other
suspends 3% of students. “lesser” incidents before the major influencing attendance & grades.
Research has shown that administrators could save the
 Individual student(s) have numerous Students may find they are “off track”
equivalent of almost 16 days in a school year by not having one.
behavioral incidents (major & minor for graduation. Data suggests that,
to deal with office referrals & suspension issues (Scott &
offenses, frequency) or a few students frequently, youth targeted with
Barrett, 2004).
responsible for the vast majority of appropriate & effective mental health
behavioral incidents. These students services earlier may have avoided
Zero tolerance discipline policies that require automatic are being treated solely in a
arrest & suspension or expulsion for substance possession contact with the juvenile justice
disciplinary fashion. system & dropout (Miller & Sturgis,
or sales & weapons possessions also have the potential to
impact dropout rates (Miller et al., 2005). In addition, these 2005).
policies often result in a double dose of punishment for  Embed support-based approaches such
students, where they may get suspended or expelled & as:
also are charged in court (Miller et al., 2005). o FBA intervention. Why are these
behaviors occurring?
Pressures to suspend, expel, or transfer students who o Social-emotional learning (SEL)
misbehave or who are generally disruptive may also increase embedded into the curriculum
with the push for accountability & the use of high-stakes (prevention & support-based
testing practices. Schools may systematically “discharge” or approach).
exclude disruptive & misbehaving students from school o Tiered interventions – embed a
(Miller et al, 2005; Rumberger, 2001). system where students showing
repeated behavioral incidents are
referred for Tier 2 & 3 interventions.

8
For more information see Wis. Stat. 118.164 Removal of pupils from class.
Wisconsin Dropout Early Warning System (DEWS) dpi.wi.gov/dews January 2015
Data Triggers/
Dimension Research Literature Indicators/ Insights Why might this be a problem? How could this be resolved?
Transition issues, 9th grade is a key transition year. At the end of the 9th grade, students  High rates of % of 9th grade Factors associated with this include:  Constantly monitor
especially at 9th who do not have enough credits to progress to 10th grade (on-track students who are off-track (e.g.,  Freshmen often do not understand progression of 9th grade
grade.9 indicator), is strongly related to dropping out of school (Allensworth, & have an insufficient number of that they must earn credits for students throughout year
Easton, 2005; Alspaugh, 2000). credits to progress to 10th grade promotion (Kerr, 2003); (not just at the end).
level).  The turbulence that often  Help students during the
The transition from 5th to 6th grade is also critical for students in
 High DEWS risk for incoming characterizes the beginning of the transition period from one
school systems where students are moving from elementary to a school year in high schools—
9th graders. school to another (e.g., STEP
middle school environment. overcrowded classrooms, insufficient
 High DEWS risk for incoming program).
6th graders. textbooks, incomplete rosters,  9th grade transition activities:
schedule changes, & a revolving door o “Pre” 9th grade counseling
of teachers increases the likelihood & orientation activities.
that ninth graders will fail courses o 9th grade peer groups & teacher
(Weiss, 2001); mentors assigned; 9th grade
 High schools typically allow students academies (e.g., Link Crew).
greater independence than middle
schools, resulting in greater
opportunities for skipping class (Kerr,
2003); &
 There are strong pressures on
students to find their place in a new
social system (Nield et al, 2008).

9
For more information see Wis. Stat. 118.33 High school graduation standards; criteria for promotion.
Wisconsin Dropout Early Warning System (DEWS) dpi.wi.gov/dews January 2015
Data Triggers/ Indicators/ Why might this be a
Dimension Research Literature Insights problem? How could this be resolved?
Grade Retention10 Beginning in 1st grade, retention  High retention rates among  High retention rates can  Examine attendance policies as they pertain to course completion.
at any grade level has been students within schools. often be a sign of low o School policies associated with dropout to consider changing include raising
found to adversely impact the academic preparedness by academic standards without providing supports, tracking & frequent use of
chances that a student will drop students. suspension.
out. What makes retention so  Harsh attendance policies  Examine course failure & completion rates, grade retention patterns. Where &
powerful is that its effects are when is it happening? Provide opportunities & incentive for credit recovery.
can prevent students from
additive, where multiple  Promote extracurricular participation – related to school engagement &
completing courses or
retentions dramatically increase prevention of dropout.
progressing – causing them
the odds that a student will drop o Offer range of activities to appeal to different types of students.
to fall behind & give up.
out (Alexander et al, 2001; o Recruit students who are disengaged – don’t be passive & expect all students
 Poor identification at Tiers 2 & to initiate themselves.
Cairns et al, 1989; Gleason &
3 (number of students
Dynarski, 2002).  Smaller schools tend to have greater extracurricular participation, but if not
identified/referred do not
feasible, provide activities to help personalize the learning community (e.g.,
match with prevalence rates).
smaller class sizes, small learning communities).
 Lack of support &
counseling. Not a
personalized environment.
 Ongoing data monitoring &
support infrastructure not in
place.

Poor School A positive & supportive school  Poor school climate as  Lack of understanding,  Implement positive behavioral support programming (e.g., PBIS).
Climate11 environment reduces the evidenced by school climate consensus as to factors  Recognize student accomplishments.
prevalence of challenging, surveys, including but not contributing to a positive  Create a structured environment that includes clear & equitably enforced
dangerous, & disrespectful limited to perceptions of: school climate including but behavioral expectations.
behavior, resulting in better o Feeling unsafe, not limited to clear  Provide focused support & mentoring of teachers & schools showing
student attendance, attention, o Not feeling supported, behavioral expectations & inconsistent patterns.
motivation, & consequently,  Provide professional development related to positive behavior supports,
o Lack of clear behavioral recognition of positive
better educational outcomes
expectations or recognition for behaviors. classroom management practices, policies, positive school climate, etc.
(including graduation rates). This
good behavior,  Lack of consistency & buy-in  Implement activities to promote a school climate & structure that fosters
type of school environment a)
o Negative interactions across staff in terms of engagement, students’ connections to school & sense of belonging to the
promotes behavioral health for all
students, b) prevents problems between students or behavioral expectations & community of students & staff (e.g., extracurricular participation, personalized
through early intervention between students & policies related to response learning environments).
supports & services, & c) provides teachers. to positive behaviors.
intensive intervention for students  Positive behaviors not recognized
& crisis intervention for students or there is a great deal of
with serious or acute needs variability as to the extent to
(Christenson et al, 2000; which positive behaviors are
Rosenthal, 1998; Rumberger, being recorded or recognized
1995; Christle, Jolivette, & Nelson, across teachers within a school,
2007; Jordan et al, 2006). different schools, & different
school levels (elementary,
middle, high).

10
For more information see Wis. Stat. 118.33 High school graduation standards; criteria for promotion.
11
For more information see Wis. Stat. 118.13 Pupil discrimination prohibited; Wis. Stat. 118.46 Policy on bullying.
Wisconsin Dropout Early Warning System (DEWS) dpi.wi.gov/dews January 2015
Why might this be a
Dimension Research Literature Data Triggers/ Indicators/ Insights problem? How could this be resolved?
Variations in A large proportion of bullying  Inconsistency across teachers/staff in terms of how  Everyone left to their own  Additional ongoing training, professional development &
behavioral incidents are not reported (Lehr et behavioral incidents are being reported & devices & discretion behind calibration amongst teachers on: definitions of behavioral
incidents (e.g., al, 2004). As a result, educators addressed: the classroom doors & incidents, what constitutes a major & minor offense,
patterns, type, are often unaware of the scope of o Reports show a great deal of variability there is a lack of progressions of consequences & support & at what point an
reporting).12 bullying or behavioral problems, across teachers in terms of the frequency & communication & office referral is warranted.
hindering efforts to base programs type(s) of behavioral incidents reported, their consistency in regards to o Note that this could very much be tied in with bullying
& policies on sound data description & interpretation of what school level approaches. programs in the school – bystander effect, what constitutes
(McCartney, 2005). constitutes a behavioral incident worth  Lack of training on ‘bullying’, victims vs. perpetrators (not always clear cut,
reporting (as well as what are major & minor submission of behavioral sometimes both, both can be signs of extreme distress).
The behavioral health of students offenses); incidents, process,  Individual teacher mentoring & team teaching to help provide
has a major impact on their o Single or a few teachers responsible for the vast definitions, etc. support & develop classroom management skills.
learning. Addressing behavioral majority of office referrals;  Barriers to the submission of  Embed a real-time, easy process for submission of incidents.
health needs in a proactive manner o Variability across teachers/staff in how behavioral incidents (e.g.,  Provide PBIS & associated professional development.
- rather than a reactive or behavioral incidents are addressed. only select individuals or  Create a structured environment that includes clear &
ineffective one - will enable  Behavioral incident patterns emerge: A large % of office staff empowered to equitably enforced behavioral expectations.
schools to increase the resources incidents are occurring at a certain location (e.g., enter this information, so it  Involve & empower all school staff on the front lines with
available to promote educational bathrooms), time of day, types, etc. does not happen at the time associated training so as to promote consistency:
goals (Webster-Stratton & Reid, o There is a decrease in office referrals, it occurs). paraprofessionals, bus drivers, playground monitors, lunch
2003). incidents occurring, etc. Note: when accurate  Many bullying incidents staff, etc.
data is first collected, behavioral incidents may can occur outside the  Districts can consider their current data system’s capacity to
go up, but that is an accurate baseline from classroom, on buses, at collect, track, analyze, & share data related to their behavioral
which to monitor & celebrate progress. sporting events, on the
outcome goals. Relevant data will allow districts to evaluate
o A small proportion of students are responsible playground, in locker
the effectiveness of programs, identify best practices, & drive
for the vast majority of behavioral incidents rooms (Lehr et al, 2004).
the decision-making process. Additionally, districts can
occurring. Have these students been elevated to
consider the internal structure, specifically personnel, needed
a concern? Have they received any support
to collect meaningful & accurate data.
services or have they been dealt with only in a
disciplinary manner?

12
For more information see Wis. Stat. 118.13 Pupil discrimination prohibited; Wis. Stat. 118.46 Policy on bullying
Wisconsin Dropout Early Warning System (DEWS) dpi.wi.gov/dews January 2015

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