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Laparoscopic Repair of Large Type III Hiatal Hernia:

Objective Followup Reveals High Recurrence Rate


Majid Hashemi, FRCS, Jeffrey H Peters, MD, FACS, Tom R DeMeester, MD, FACS, James E Huprich, MD,
Marcus Quek, MD, Jeffrey A Hagen, MD, Peter F Crookes, MD, FACS, Jorg Theisen, MD,
Steven R DeMeester, MD, Lelan F Sillin, MD, FACS, Cedric G Bremner, MD, FACS

Background: Recent studies based on symptomatic (9 of 21) of the laparoscopic group had a recurrent
outcomes analyses have shown that laparoscopic repair hernia compared with 15% (3 of 20) of the open group
of large type III hiatal hernias is safe, successful, and (p<0.001 log-rank value on recurrence-free
equivalent to open repair. These outcomes analyses followup).
were based on a relatively short followup period and
lack objective confirmation that the hernia has not Conclusions: Laparoscopic repair of type III hiatal her-
recurred. The aim of this study was to compare the nias is associated with a disturbingly high (42%) prev-
outcomes of laparoscopic and open repair of large type alence of recurrent hernia. More than half such recur-
III hiatal hernia using both symptomatic evaluation rences have few, if any, symptoms. (J Am Coll Surg
and barium study to assess the integrity of the repair. 2000;190:553–561. © 2000 by the American Col-
lege of Surgeons)
Study Design: Fifty-four patients underwent repair of
a large type III hiatal hernia between 1985 and 1998.
The surgical approach was laparotomy in 13, thoracot-
Herniation of a portion of the stomach through the
omy in 14, and laparoscopy in 27. An antireflux pro- esophageal hiatus into the posterior mediastinum is
cedure was included in all patients. Symptomatic out- a common affliction of modern humans. Hiatal
comes were assessed using a structured questionnaire hernias are classified into three types according to
at a median of 24 months and was complete in 51 of 54 their anatomic characteristics. Type I hernias in-
patients (94%). A single radiologist, without knowl- clude the common sliding hiatal hernia, in which
edge of the operative procedure, assessed the integrity there is a dome-shaped upward migration of the
of the repair using video esophagram. Videos were per- gastroesophageal junction into the posterior medi-
formed at a median of 27 months (35 months open and astinum. Type II, or true paraesophageal hernias,
17 laparoscopic) and were completed in 41 of 54 pa- have no sliding component and are characterized by
tients (75%). a normally positioned gastroesophageal junction
Results: Symptomatic outcomes were similar in both with herniation of the gastric fundus into the me-
groups with excellent or good outcomes in 76% of the diastinum alongside the esophagus. They are un-
patients after laparoscopic repair and 88% after an common. Type III hernias, or mixed hernias, have
open repair. Reherniation was present in 12 patients both a significant sliding component and a para-
and was asymptomatic in 7. A recurrent hernia was esophageal component. Most so-called “paraesoph-
present in 12 of the 41 patients (29%) who returned ageal” hernias are the mixed type (Fig. 1). Type III
for a followup video esophagram. Forty-two percent hernias tend to be large, and repair has been advo-
cated regardless of symptoms because of the poten-
No competing interests declared. tial for life-threatening complications such as incar-
Presented at the American College of Surgeons 85th Annual Clinical ceration and strangulation.1,2
Congress, San Francisco, CA, October 1999.
Recent reports have suggested that type III her-
Received October 22, 1999; Revised December 28, 1999; Accepted January
nias can be adequately treated by the laparoscopic
4, 2000. approach, and that the repair is successful in most
From the Departments of Surgery (Hashemi, Peters, T DeMeester, Quek,
Hagen, Crookes, Theisen, S DeMeester, Sillin, Bremner) and Radiology, patients.3-7 Few of these reports contain objective
(Huprich), University of Southern California, Los Angeles, CA. documentation of the success of hernia repair and
Correspondence address: Jeffrey H Peters, MD, FACS, University of South-
ern California, 1510 San Pablo St, Los Angeles, CA 90033. most have based their conclusions on short-term

© 2000 by the American College of Surgeons ISSN 1072-7515/00/$21.00


Published by Elsevier Science Inc. 553 PII S1072-7515(00)00260-X
554 Hashemi et al Laparoscopic Repair of Type III Hiatal Hernia J Am Coll Surg

transthoracic in 14, transabdominal in 13, and


laparoscopic in 27. The median age of the laparo-
scopic group was 68 years (range 42 to 83 years) and
of the open group, 66 years (range 39 to 80 years).
There were 18 men and 36 women. Preoperative
evaluation included video barium esophogram in
50 of 54 patients (93%), upper endoscopy in 52
(96%), esophageal manometry in 51 of 54 patients
(95%), and 24-hour ambulatory pH monitoring in
44 of 54 patients (81%). Hernia size was measured
radiographically. The sliding component was taken
as the distance from the radiographic hiatus to the
gastroesophageal junction and the paraesophageal
component as the distance from the hiatus to the
top of the fundus (shown in Fig. 1). Preoperative
lower esophageal sphincter characteristics, mano-
metric esophageal length, esophageal body motility,
24-hour pH scores, and radiographic hernia sizes
were similar in both groups (Table 1).

Surgical technique
All but one of the operations were carried out elec-
tively. The only emergency operation was by lapa-
Figure 1. Type III mixed hiatal hernia, arrow showing the gastro- rotomy in a 75-year-old woman who had intermit-
esophageal junction and dashed line the hiatus. tent obstructive symptoms, but in whom the hernia
was easily reduced to reveal a healthy and well-
symptomatic followup.8 The purpose of this study perfused stomach. Fifty-two patients had a Nissen
was to compare the outcomes of laparoscopic and fundoplication, one had a Collis gastroplasty and
open repair of large type III hiatal hernias using partial fundoplication, and one had a Toupet hemi-
both symptomatic evaluation and radiographic bar- fundoplication, both performed by laparotomy.
ium studies to assess the integrity of the repair. Surgical principles, irrespective of approach, in-
cluded reduction of the hernia, complete excision of
METHODS the sac, primary closure of the crura, and an antire-
Fifty-four patients with type III hiatal hernias un- flux procedure. In the laparoscopic group, the sac
derwent primary repair between January 1985 and was completely removed from the thoracic cavity
May 1998. Two patients died from unrelated causes but not excised from its attachments at the gastro-
during the followup period, one of whom had re- esophageal junction. The crura were approximated
sponded to a symptom questionnaire. One patient posterior to the esophagus with a median of 7
was lost to followup. The surgical approach was (range 3 to 9) crural sutures. Pledgets were occa-

Table 1. Preoperative Findings


Laparoscopic Open p
Characteristic nⴝ27 n ⴝ27 Value
Median age (y) (range) 68 (42–83) 66 (31–80) 0.82
Median hernia size (cm) (range) 7 (3–12) 8 (3–13) 0.80
Erosive esophagitis (%) 11/26 (42%) 5/26 (19%) 0.13
Barrett’s esophagus (%) 2/26 (8%) 0/26 (0%) 0.47
Defective sphincter (%) 16/26 (62%) 11/25 (44%) 0.33
Positive 24-h pH (%) 11/22 (50%) 12/22 (55%) 0.88
Vol. 190, No. 5, May 2000 Hashemi et al Laparoscopic Repair of Type III Hiatal Hernia 555

sionally used to aid crural suture placement. No


objective measure of crural tightness was used. No
mesh or prosthesis was used in any patient. Gas-
tropexy was not part of the procedure.

Symptomatic followup
Symptomatic followup was completed in 94% of
the patients (51 of 54 patients). All patients were
seen in person or contacted by telephone and re- Figure 2. Distribution of time for followup video esophagrams.
sponded to a structured questionnaire. Question- LAP, laparoscopy.
naires were completed in 25 of 27 patients in the
open group at a median of 34 months (range 4 to
166 months) and in 26 of 27 patients in the lapa- rical meniscus-shaped soft tissue shadowing at the
roscopic group at a median of 17 months (range 5 gastroesophageal junction that does not fill with
to 49 months). Symptomatic outcomes were contrast or air and that maintains a subdiaphrag-
graded as excellent if the patient was asymptomatic, matic position during inspiration. Fundoplication
good if there was overall symptomatic improvement disruption was identified by loss of symmetrical soft
but minor gastrointestinal symptoms were present tissue shadowing around the proximal stomach
that did not require medication for relief, fair if with or without loss of central narrowing at the level
there was overall symptomatic improvement but of the gastroesophageal junction.
gastrointestinal symptoms were present that re-
Statistics
quired medication for relief, and poor if the symp-
toms were the same as or worse than before Categorical variables were compared using the chi-
operation. square test. The Student’s t-test was used for con-
tinuous variables. Freedom from recurrence was cal-
Radiographic followup culated using the method of Kaplan and Meier.9 For
Forty-one of 54 patients (75%) agreed to followup Kaplan-Meier analysis, recurrence was considered
radiographic examination. Video esophagrams were to have occurred on the day of the study. Compar-
performed according to a protocol of five swallows ison of recurrence was performed using the log-rank
of liquid barium followed by a solid barium bolus method.
meal; anteroposterior and oblique views were ob-
tained in the upright and supine positions. All vid- RESULTS
eos were reviewed on two separate occasions 3
Symptomatic outcomes
months apart by an experienced esophageal radiol-
ogist who was unaware of the type of operative pro- Symptomatic outcomes were assessed at a median
cedure performed. Video esophagrams were com- of 24 months after surgery (34 months for open, 17
pleted in 20 of 27 patients (74%) in the open group months for laparoscopic) and are shown in Table 2.
at a median of 35 months (range 4 to 166 months) Overall, 42 patients (82%) had excellent or good
and in 21 of 27 patients (77%) in the laparoscopic
group at a median of 17 months (range 5 to 45 Table 2. Symptomatic Outcomes
months). Figure 2 shows the times of followup
video esophagrams. Anatomic recurrence was de- Laparoscopic (%) Open (%) Overall (%)
Outcomes n ⴝ26 nⴝ25 nⴝ51
fined as any evidence of herniation of the stomach
above the level of the diaphragm. Disruption of the Excellent 46 64 55
Good 31 24 27
fundoplication alone with no reherniation was Excellent/good 77 88 82
noted but not classified as a recurrence. Radiologic Fair 19 8 14
confirmation of an intact fundoplication and crural Poor 4 4 4
repair was based on the presence of the following Fair/poor 23 12 18
Satisfied 96 96 96
features: a central luminal narrowing with symmet-
556 Hashemi et al Laparoscopic Repair of Type III Hiatal Hernia J Am Coll Surg

group was 166 months. Failure after laparoscopic


repair was detected on videos performed at 5, 11,
12, 14, 21, 27, 41, and 45 months after operation.
The longest video followup for the laparoscopic
group was 45 months. No difference in the preva-
lence of recurrent hernia was found when the first
10 operations (both open and laparoscopic) were
compared with the last 10.
Univariate analysis of potential risk factors as-
sociated with recurrent hernia failed to find any
significant factor independent of the operative ap-
proach. Specifically, neither age, gender, presenting
symptoms, manometric esophageal length, 24-
hour pH score, nor hernia size significantly affected
Figure 3. Cumulative recurrence-free followup: open versus
laparoscopic.
the outcomes. The prevalence of erosive esophagitis
was higher in the laparoscopic group, but this dif-
outcomes and 9 had fair or poor outcomes. Eighty- ference was not statistically significant and no in-
eight percent (22 of 25) of the open group had good creased risk of reherniation was imparted by the
to excellent outcomes compared with 77% (20 of presence of esophagitis. Two patients in the laparo-
26) in the laparoscopic group. When asked, 49 pa- scopic group had long segment Barrett’s esophagus;
tients (96%) were satisfied with the outcomes of one of these patients developed a recurrent hernia.
their procedure. Symptoms correlated poorly with Operative morbidity
the presence or absence of a recurrent hernia. Ten of One patient died of respiratory failure after open
the 42 patients with relief of their symptoms had transabdominal repair. She was a 67-year-old
radiologic evidence of either reherniation (7 of 42 woman with preexisting asthma and end-stage pul-
patients) or wrap disruption (3 of 42), and 5 of the monary disease, whose operation was uneventful.
9 patients with persistent symptoms had no evi- Major complications occurred in seven patients and
dence of recurrence on imaging. One patient in the minor complications in six (Table 3). There was no
laparoscopic group and one in the open group re- difference in morbidity and mortality between the
quired postoperative dilatation. open and laparoscopic groups. Two patients were
Recurrent hernia converted from laparoscopic to open, one because
A recurrent hernia was present in 12 of the 41 pa- of esophageal shortening and one after developing
tients (29%) who returned for a followup video pericardial tamponade. Median hospital stay, days
esophagram. Reherniation and disruption of the until removal of nasogastric tube, and mean opera-
fundoplication were present in nine and rehernia- tive times for the three procedural groups are given
tion with an intact fundoplication in three. Disrup- in Table 4. There was a significantly shorter time of
tion alone was seen in three patients (7%). nasogastric intubation (p⬍0.001) and a shorter
Forty-two percent (9 of 21) of the laparoscopic hospital stay in the laparoscopic group (p⬍0.001)
group had a recurrent hernia compared with 15% versus the open group.
(3 of 20) of the open group (p⬍0.001 log-rank
value on freedom from recurrence at followup). DISCUSSION
Kaplan-Meier estimates of recurrence-free propor- This study has identified a disturbingly high prev-
tions are shown in Figure 3. The surgical approach alence of recurrent hernia on radiographic investi-
was transabdominal in two and transthoracic in one gation of patients after laparoscopic repair of large
of the three patients found to have recurrence after type III hiatal hernias. Nearly half of the patients
open procedure, and these failures were detected on returning for video esophagram after laparoscopic
videos carried out at 30, 35, and 64 months after repair during a followup period of 5 to 45 months
operation. The longest video followup for the open (median 17 months) were found to have a recurrent
Vol. 190, No. 5, May 2000 Hashemi et al Laparoscopic Repair of Type III Hiatal Hernia 557

Table 3. Complications
Complication Laparoscopic (nⴝ27) Open (nⴝ 27)
Minor Urinary tract infection (n⫽2) Cellulitis of wound
Left basal atelectasis Skin wound dehiscence
Atrial fibrillation
Major Exacerbation of COPD and pneumonia Hemothorax from bleeding intercostals requiring
repeat thoracotomy
Hemothorax* Pleural effusion
Retroperitoneal bleed* Cardiorespiratory failure
Cardiac tamponade (conversion from Pneumonia
laparoscopic to open)
*In the same patient.

hernia. Most of these reherniations were asymp- (Table 5). Most authors report symptomatic im-
tomatic and would not have been detected other- provement in 80% to 90% of patients and less than
wise. This compares with a 15% prevalence of re- 10% to 15% prevalence of recurrent hernia. The
current hernia over a followup period of 4 to 166 problem of recurrent hernia after laparoscopic re-
months (median 34 months) in patients having pair of any hiatal hernia is becoming increasingly
open repairs. The only factor associated signifi- appreciated. Recurrent hernia is now the most com-
cantly with reherniation was the type of surgical mon cause of anatomic failure after laparoscopic
approach. Nissen fundoplication done for gastroesophageal
Because patients were not followed routinely by reflux disease (GERD). Cornwell and colleagues15
esophagram, we know only that hernia recurrence compared the reasons for failure in patients after
occurred on or before the date of the study. This laparoscopic and open Nissen fundoplication for
could result in bias favoring the open group by vir- GERD. The reasons for failure were significantly
tue of its longer average followup. In an effort to different. Failures after laparoscopic fundoplication
detect if this bias affected our conclusions, we com- were largely from recurrent hernia (11 of 16 pa-
pared freedom from recurrence between the two tients); failures after open fundoplication were from
groups, assuming the open group failed very early wrap disruption or slippage or too long or tight a
(any observed reherniation had recurred by the end fundoplication (9 of 10 patients). Soper and Dun-
of the first postoperative year) and the laparoscopic negan16 likewise found recurrent hernia to be the
group as late as possible (ie, on the date of the video most common cause of anatomic fundoplication
examination). This analysis would minimize the failure. Why this is so is unclear. It may be because
effects of varying lengths of followup on the of the selection of a laparoscopic approach in pa-
Kaplan-Meier estimates of freedom from recur- tients with a shortened esophagus; lack of, or break-
rence. Despite this hypothetical analysis, a signifi- down of the crural closure; less extensive esophageal
cant difference in the prevalence of recurrence-free mobilization; or a reduced tendency for adhesion
patients favoring the open group remained. formation after laparoscopic compared with open
Current literature states that laparoscopic repair
surgery. Horgan and colleagues17 have concluded
of paraesophageal hiatal hernias is highly successful
that the most important technical factors prevent-
ing recurrence in the setting of reflux disease were
Table 4. Perioperative Course effective crural closure, transhiatal esophageal mo-
Variable Laparoscopic Open p Value bilization, attention to the geometry of the fundo-
Operating time (min) 184 176 NS plication, and anchoring the wrap to the esophagus
Time to oral diet (d) 1 3 ⬍0.001 and surrounding tissues.
Hospital stay (d) 3 9 ⬍0.001 The problem of recurrent hernia after repair of
Mortality 0 1 NS
Major complications* 3 4 NS large type III hiatal hernias has received less atten-
*Number of patients with complications.
tion. Outcomes after repair of these hernias are usu-
NS, not significant. ally based on symptomatic assessment alone. Al-
558 Hashemi et al Laparoscopic Repair of Type III Hiatal Hernia J Am Coll Surg

Table 5. Review of Reported Outcomes of Laparoscopic Repair of Paraesophageal Hernias


Mean Excellent/good Hernia
Fundoplication followup Morbidity symptomatic recurrence
Lead author Year n (%) (mo) (%) outcomes (%) (%)
Oddsdottir 4
1994 10 90 9 20 80 0
Pitcher3 1995 12 60 8 25 83 0
Willekes10 1996 30 76 — 27 — 0
Casabella11 1996 15 100 — 20 100 —
Trus12 1996 76 95 — 28 — 5
Perdikis8 1997 65 100 18 14 92 3
Gantert13 1997 55 73 10 16 — 3
Wu14 1999 38 100 12 16 79 23*
*On videos conducted at 3 to 5 months.

though recurrence rates of 6% to 13% have been sutures may pull through it easily. Last, redundant
reported, they have largely been based on the need tissue present at the gastroesophageal junction after
for reoperation or investigations that are performed dissection of the sac retards creation of the
on a selective basis.18 A problem is that most studies fundoplication.
include pure type II hernias, which may have a sig- Our study shows that although symptoms may
nificantly different propensity for reherniation give some indication of a recurrence, most recur-
given the unaltered location of the gastroesophageal rences are not symptomatic. The ideal management
junction. Wu14 recently reported 38 patients who of an asymptomatic anatomic recurrence has yet to
underwent repair for type II and type III hernias, 35 be established. There may be risks of incarceration
of whom had postoperative endoscopic or radio- and strangulation after reherniation, particularly if
graphic examinations. At a followup of 3 months or the crura have been approximated and the hiatus
more postoperatively, some degree of anatomic re- narrowed. During the era when fundoplications
currence was noted in 23% of patients who under- were deliberately placed in the chest and the hiatus
went laparoscopic repair of their hernia. He also was not narrowed, ulceration and perforation of an
found no relationship of operative variables to the intrathoracic stomach developed with potentially
prevalence of hernia recurrence. lethal sequelae.19,20 Richardson21 has illustrated well
The principles of laparoscopic repair of a large the problems of an intrathoracic fundoplication: of
intrathoracic hernia are analogous to those for an 12 patients with a fundoplication deliberately
open procedure, namely reduction of the hernia, placed in the chest because of an acquired short
excision of the peritoneal sac, crural repair, and fun- esophagus, five developed serious complications
doplication. But there are several factors that make ranging from ulceration within the fundoplication
laparoscopic repair of these large hernias complex. and severe gastrointestinal bleeding to fatal gastro-
First, volvulus of the stomach is often associated bronchial fistula.
with these hernias and makes identification of the The possibility that esophageal shortening con-
anatomy, in particular the location of the esopha- tributed to the development of recurrent hernia de-
gus, difficult. Second, type III hernias tend to be serves consideration. The presence of esophageal
large as shown by the measurements reported in this shortening is almost certainly a factor responsible
study, and laparoscopic dissection of a large hernia for recurrent hernia formation in patients with large
sac frequently results in sufficient bleeding to ob- type I hiatal hernias. In the setting of GERD, most
scure the field of view and impair recognition of the authors have identified a 3% to 5% or higher prev-
anatomy. Third, the hiatal opening in a patient with alence of the need for Collis gastroplasty to achieve
a large hernia is wide, with the right and left mus- a tension-free intraabdominal repair.22,23 Although
cular crura often separated by 4cm or more. This it is possible that esophageal shortening is a contrib-
can make closure problematic because of the ten- uting factor in patients with large type III hernias,
sion required to bring the crura together. Fourth, only one of the patients in the present study re-
the right crus may be devoid of stout tissue and quired esophageal lengthening. Altorki and associ-
Vol. 190, No. 5, May 2000 Hashemi et al Laparoscopic Repair of Type III Hiatal Hernia 559

ates24 reported a similar experience. Forty-seven of proach. This provides unimpaired esophageal mo-
52 patients with large type III hiatal hernias were bilization from the hiatus to the aortic arch and
successfully repaired by the transthoracic approach gives ideal exposure for a firm closure of the esoph-
without the need for Collis gastroplasty. These ob- ageal hiatus.
servations suggest that severe esophageal shortening
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Confidence intervals for the data presented range
Invited Commentary from 20.4% to 61.4% recurrence rates. If one con-
structs a best-case scenario for the laparoscopically
Frederick L Greene, MD, FACS approached patients and assumes that the six pa-
Charlotte, NC tients not undergoing contrast studies had no recur-
rence, then the confidence intervals range from
I congratulate Dr Hashemi and his colleagues from 14.8% recurrence to 49.4%.
the University of Southern California for their pres- Although it may be difficult to adequately dis-
entation and important contributions both today cuss a learning curve for the 27 patients undergoing
and in the past regarding the management of esoph- laparoscopic repair, I ask the authors to indicate
ageal disease. It was also a pleasure for me to review whether the patients having recurrence were early or
the manuscript. These authors have recognized the later in their operative experience. In addition,
importance of followup in elucidating anatomic when discussing patients with type III herniation,
concerns regarding the repair of combined type III the detrimental effect of the short esophagus has
hiatus hernias, which are performed using a laparo- been frequently mentioned as a potential cause for
scopic approach. This retrospective study has com- recurrence. I would like the authors to comment on
pared patients undergoing laparotomy, thoracot- this hypothesis and to indicate their approach if a
omy, and laparoscopy for the management of this shortened esophagus is noted on preoperative eval-
illness. As others before them, these authors have uation. Finally, from this discussion, it is evident
correctly assumed that symptomatic well-being that postoperative evaluation of patients with this
bears little or no relationship to anatomic disrup- process should include a routine contrast study.
tion after hiatus hernia repair. The gold standard in Would the authors comment on the timing of such
this particular report has been the video esopha- a study, which would give the most significant re-
gram, which was used to report anatomic recur- sults in relation to recurrence.
rence. As you have heard, contrast studies were It has been a pleasure to have the opportunity to
completed in 75% of the patients operated on. discuss this work. The authors present a challenge
More specifically, 20 of 27 patients undergoing to all of us to carefully assess our outcomes and to
open repair had contrast studies, and 21 of 27 report our successes and failures.
(77%) of patients in the laparoscopic group were
studied radiologically. Based on these studies, a total
recurrence rate of 29% was identified. The key Reply
point in this report is that 42% of the laparoscopic
group developed a recurrent hernia as compared Jeffrey H Peters, MD, FACS
with only 15% of the group undergoing open pro- Los Angeles, CA
cedures.
The authors admonish all of us to perhaps re- Thank you, Dr Greene, for your kind comments
think our approach to patients with type III hiatus and insightful questions.
hernias as we consider a surgical approach. My con- The study is indeed retrospective and suffers
cern with this report is certainly not in the data from all of the problems and biases associated with
presented, but is based on the patients not studied. a retrospective study. With that being said, however,

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