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recent developments in the study of early

childhood psychoses: infantile autism,


childhood schizophrenia, and related disorders
J. N. Hingtgen and C. Q. Bryson man 1967), elective mutism, retrolental fibro-
plasia (Wing 1966), developmental aphasia (Rut-
The research literature on psychotic disturb- ter 1965a and b, Savage 1968, and Wing 1966),

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ances of early childhood has rapidly expanded and congenital dysphasia (Alderton 1966). De-
in the last 6 years. Since the appearance of spite widespread agreement about the behavioral
Rimland's review of infantile autism in 1964 and characteristics of psychotic children (see table
the annotated bibliography on childhood schizo- 1), much controversy revolves around the fol-
phrenia done by Tilton, DeMyer, and Loew 2 lowing three major issues:
years later, publications relevant to early child-
hood psychoses have numbered more than 400 (1) Should children with clearly established
articles and six books,1 making it increasingly dif- mental retardation (with or without signs of or-
ficult to keep abreast of current research trends. ganicity) be included or excluded from the cate-
Recent investigations have been characterized gory of psychotic children? Even though many
by renewed interest in the development of treat- psychotic children have severely subnormal in-
ment procedures, attempts at more adequate de- tellectual levels, most investigators clearly
scription of perceptual processes, intelligence, distinguish between psychosis and mental re-
and language, and a search for neurobiological tardation, and many consider the two diagnoses
correlates. In this review we shall summarize mutually exclusive. This view is based on obser-
some of these newer directions in research, with vations that psychotic children generally look
the hope of clarifying a number of critical issues intelligent, have normal motor development and
and further stimulating the design of systematic little or no physical stigmata, but do have grossly
research strategies and effective therapeutic impaired relationships with people (Alderton
methodologies. 1966, Creak 1964, Menolascino 1965a, O'Gorman
Any paper on childhood psychoses must ad- 1967, Rimland 1964, Rutter 1965a and b, and
dress the problem of differential diagnosis, a Wing 1966). Using Rimland's diagnostic check-
topic which has generated much heated discus- list for infantile autism (1964), Douglas and
sion among various investigators. Numerous at- Sanders (1968) were able to distinguish, without
tempts have been made to delineate specific overlap, between autistic and retarded children.
syndromes within the general classification of Nonetheless, several clinicians would diagnose
childhood psychosis (Alderton 1966, Bender retardates as psychotic if they manifested this
1967, Eisenberg 1966 and 1968, Fish and Shapiro disorder's characteristic behavioral symptoms
1965, Gold and Vaughn 1964, Goldfarb 1961, (Creak 1964, Menolascino 1965b, Rutter 1965a,
Kanner 1968, Mahler 1965, Perron 1964, Rimland 1965b, and 1968, and Taft and Goldfarb 1964).
1964, Rutter 1965 and 1968, and Rutter et al. A recent proposal, aimed at eventually elimi-
1969) and to define their relationships to such nating this "either/or" diagnostic problem, sug-
other childhood disturbances as acute depriva- gests that psychotic behavior and intellectual
tion, pseudoschizophrenic negativism (O'Gor- functioning be considered as independent di-
mensions in the classification of all childhood
1
For a complete listing of these references, see: Bryson, disturbances (Rutter et al. 1969). Thus, a child
C. Q., and Hingtgen, J. N. Early Childhood Psychosis: In- could be diagnosed as psychotic, psychotic/
fantile Autism, Childhood Schizophrenia, and Related Dis- retarded, or retarded.
orders. An Annotated Bibliography, 1964-1969. Rockville,
Md.: National Institute of Mental Health, DHEW Publication (2) Is infantile autism a type of childhood schiz-
No. (HSM) 71-9062, 1971. 127 pp. ophrenia or a distinct diagnostic category? Some
investigators contend that autism and childhood Lockyer 1967, Wing 1966, and Wing, O'Connor,
schizophrenia form a single diagnostic category and Lotter 1967). Most authors do agree, how-
of childhood psychosis, characterized by similar ever, that autism occurs more frequently in males
symptoms and outcome (Creak 1964, Eaton and than in females, with male/female ratios ranging
Menolascino 1967, O'Gorman 1967, Ornitz and from 2/1 to 4.25/1 (Lotter 1966a, Lowe 1966, Rim-
Ritvo 1968b, Rutter 1965a and b, and Taft and land 1964, Rutter and Lockyer 1967, Treffert 1970,
Goldfarb 1964). Others view autism as one of Ward and Hoddinott 1965, Wing 1966, and Wing,
several distinguishable types of childhood schiz- O'Connor, and Lotter 1967).
ophrenia (Alderton 1966, Bettelheim 1967, Dun-
das 1964, Ferster 1961, Fish and Shapiro 1965, Onset
Mahler 1965, Ruttenberg 1971, Salk 1968, Although Rimland (1964), Kanner (1965), and
Eisenberg (1966 and 1968) would limit the diag-

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Schopler 1965, Smolen 1965, Stroh and Buick
1964, White, DeMyer, and DeMyer 1964, and nosis of autism to children manifesting autistic
Zaslow 1967). A third contingent of investigators behaviors from birth, many investigators include
regards autism as a syndrome distinctly different cases with onset prior to age 3, following periods
from childhood schizophrenia (Eisenberg 1966 of normal development. Age of onset has also
and 1968, Kahn and Arbib 1968, Kanner 1965 and been suggested as a basis for a classification
1968, Rimland 1964, and Rutter 1967), although system, with the diagnosis of infantile autism lim-
both are considered psychotic disturbances. ited to cases with onset before age 2, that of
(3) Is childhood schizophrenia an early mani- childhood schizophrenia applied to cases with
festation of adult schizophrenia? Here again, one onset after age 8, and cases with onset and re-
faction sees childhood schizophrenia as being on gression between ages 3 and 8 considered to be
a continuum with adult schizophrenia (Bettel- a heterogeneous group of organic psychoses
heim 1967, Edelson 1966, Mahler 1965, Salk 1968, Rutter (1967). Where series of psychotic children
and Smolen 1965), while another regards autism have been studied, proportions with gradual on-
(as well as other childhood psychoses) as a sep- set from birth have been reported as 50 percent
arate entity (Rimland 1964 and Rutter 1965a, (Wolff and Chess 1964), 54 percent (Rutter and
1965b, and 1968). Lockyer 1967), and 69 percent (Lotter 1966a and
Because much of the conflict between classi- Wing, O'Connor, and Lotter 1967). Behavioral
fication systems stems from a too heavy empha- symptoms tend to be most pronounced at about
sis on theoretical considerations, further prog- age 3, with decreases in symptom severity fre-
ress in resolving the problem of differential diag- quently occurring between ages 5 and 6, suggest-
nosis will require additional descriptive studies, ing a maturational factor (Rimland 1968 and Wing
perhaps making use of factor-analytic tech- 1966).
niques. For the purposes of this review, we have Family Characteristics
focused our attention on psychotic children who The parents of psychotic children are often de-
manifest most of the behavioral symptoms listed scribed as being cold, aloof, introverted, and
in table 1, regardless of diagnosis. mechanical in their relationships with people
Descriptive Studies
(Alanen, Arajarvi, and Viitamaki 1964, Alderton
1966, Eisenberg 1968, Kanner 1968, Polan and
Prevalence Spencer 1959, and Rimland 1964 and 1968); but
There have been few studies of prevalence when actual comparisons have been made—
rates of early childhood psychosis, but figures either with the general population or other clini-
reported for the United States and England range cal groups—the data have proved inconclusive.
from 2/10,000 to 4.5/10,000 (Lotter 1966a, Treffert Although some investigators have reported the
1970, Wing 1966, and Wing, O'Connor, and Lot- parents of psychotic children to be of higher in-
ter 1967). Although it is frequently mentioned tellectual, educational, and socioeconomic status
that autism occurs primarily in first-born males, than parents of other clinical groups (Gibson
no clear relationship to birth order has been dem- 1968, Lotter 1967, Lowe 1966, Rimland 1968, Rut-
onstrated (Lotter 1967, Lowe 1966, Rutter and ter and Lockyer 1967, Von Brauchitsch and Kirk
Table 1. Behavioral characteristics of early childhood psychosis.
Key: A—infantile autism; P—childhood psychosis; S—childhood schizophrenia; 1—primarily children with speech retardation;
2-poor motor development; 3-not regarded as a characteristic peculiar to early childhood psychosis.

Kanner(1968)
Polan and Spencer (1959)
Goldfarb (1964)
Rimland (1964)
Lotter (1966a)
Ruttenberg et al. (1966)
Wing (1966)
O'Gorman (1967)
Rutter and Lockyer (1967)

Wolff and Chess (1964)


Alderton (1966)
(Compared with controls)

Creak (1964)
White, DeMyer, and DeMyer (1964)

Taft and Goldfarb (1964)


1) Extreme self-isolation, aloofness, or
withdrawal, noticeable in infancy A A S S A A A A A P P

2) Do not anticipate being picked up,


unresponsive to mother A A A A,S A A A

3) Insensitivity to pain S A A A P P
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4) Lack or avoidance of eye contact,


looking through or past people A A A A,S A A A A P P
5) Try to maintain sameness in
a) objects and their placement A A S A A,S
coco
b) behavior patterns A A S A A A,S
6) Pay more attention to objects than to
people A A A A
7) Repetitive manipulation of objects
Little recognition of function A A S A A A,S
8) Fail to develop speech, mute A A S S A A A.S
9) Limited speech or echolalia,
without communication
Immediate and delayed echolalia A A S S A A,S A,S
10) Pronominal reversal A A S A S A A A P
11) Repetitive body movement, rocking,
hand flapping, posturing A A S S S A,S A,S
12) Self-mutilation, head banging S A A,S A A A P P
13) Laughing or smiling, crying or tan-
trums for no apparent reason A A A P 3
14) Impression of normal intelligence.
Retardation with islets of normal
functioning A A S A A A A P 1
15) In some cases, short period of normal
development followed by regression S A,S A A A P P
16) Normal motor development A A A A,S A 2 A P
17) Empty clinging S S A,S S P
18) Difficulty in playing with other
children A A S A A A A A P
19) Abnormal responses to stimuli, avoid-
ance, hypo- or hyper-sensitivity,
especially to sound A S S A A,S
20) Little or no comprehension of
language A 3 A
A P
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21) Use people as objects or tools A S A A A,S A


22) Problems with feeding, sleeping,
toileting refusals, fads A A,S A A,S A A 3
23) Abnormal fears or lack of appro-
priate sense of fear A S A A,S A 3
24) Unusual abilities, e.g., rote memory,
musical, reading, spatial A A A A,S A A A
25) Hyperkinesis; hypokinesis S A A P
26) Serious or sad facial expression A A A,S A

27) Extreme negativism, no imitation


of others A
28) Short attention span with less
distractibility P
12

1967, and Wing, O'Connor, and Lotter 1967), psychosis. As the children mature, psychotic be-
others have found no differences (Alanen, haviors remain dominant or evidence of organic
Arajarvi, and Viitamaki 1964, Levine and Olson damage or retardation increases; there are few
1968, McDermott et al. 1968, and Wolff and Chess reports of complete remission. In a 1- to 7-year
1964). There is no evidence of increased pater- followup of 17 nonreactive child psychotics, only
nal age, and evidence regarding maternal age is two (12 percent) were judged nonpsychotic
mixed (Lotter 1967, Lowe 1966, and Wing, O'Con- (Alanen, Arajarvi, and Viitamaki 1964); in a 6-year
nor, and Lotter 1967). Indications of a lowered in- followup of 43 childhood schizophrenics, 58 per-
cidence of broken homes (Lowe 1966) and of an cent remained schizophrenic, while 33 percent
unelevated or lower incidence of familial psycho- were diagnosed as mentally defective (Gittelman
sis (Alderton 1966, Gittelman and Birch 1967, and Birch 1967); and in a 30-year followup of 12

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Lotter 1967, Polan and Spencer 1959, Rimland cases, 75 percent remained schizophrenic, while
1964, Rutter and Lockyer 1967, and Wing, O'Con- 25 percent were classified as mentally defective
nor, and Lotter 1967) than in other emotionally (Bennett and Klein 1966). Although somewhat
disturbed groups are fairly conclusive; however, more optimistic results were reported for a group
a higher incidence of other nonpsychotic affec- of 129 "atypical children," the proportion of au-
tive disturbances has been reported in the fam- tistic or schizophrenic children in the sample is
ilies of psychotic children (Lotter 1967 and Wing, unknown (Reiser and Brown 1964). Menolascino
O'Connor, and Lotter 1967). and Eaton's report (1967) that 55 percent of their
Although many clinicians have speculated psychotic brain-syndrome cases had received
about psychopathology in the parents of psy- initial diagnoses of childhood schizophrenia,
chotic children, there have been relatively few which were modified as a result of later neuro-
objective investigations of this issue. Moreover, logical findings, indicates that the age at which
results of the studies which have been conducted children are first seen may be an important factor
are far from consistent. While Rice, Kepecs, and in diagnosis and prognosis. In a predictive study,
Yahalom (1966) reported that mothers of child- three infants under 1 year of age (out of a sample
hood schizophrenics were rated by therapists as of 16) were judged "vulnerable" to schizophrenia
less competent than mothers of emotionally dis- on the basis of uneven development; by age 10,
turbed children, and Lordi and Silverberg (1964) all three were emotionally disturbed, although
described abnormal mother-child relationships, only one was considered schizophrenic (Fish et
Pitfield and Oppenheim (1964) found no evidence al. 1965).
of deviant child-rearing attitudes in the mothers Although such behavioral symptoms as rituals
of psychotic children. Similarly, Schopler and and resistance to change tend to diminish with
Loftin (1969a and b) failed to identify a thought age, the childhood psychotic's social adjustment
disorder specific to these parents, and Block generally remains poor. In a 5- to 15-year follow-
(1969) found no differences between parents of up of 63 such children, Rutter, Greenfeld, and
neurotic and psychotic children, although the Lockyer (1967) reported that only one had
combined groups demonstrated more psycho- achieved normal relationships with adults. When
pathology than parents of asthmatic and con- childhood psychotics were compared with a
genitally ill children. Thus, the conception of a matched nonpsychotic emotionally disturbed
"schizophrenogenic" or "refrigerated, mechani- group, 3 percent of the psychotics (compared to
cal" mother who produces psychotic children is 64 percent of the controls) had good or fair so-
not well supported. Of interest may be the per- cial adjustment, while 61 percent (compared to
sonal reports by parents of their experiences 36 percent of the controls) had poor or very poor
with autistic children (Eberhardy 1967, Kysar social adjustment (Rutter 1966 and Rutter,
1968, Lauder 1966, Park 1967, and Wilson 1968). Greenfeld, and Lockyer 1967). Mittler, Gillies, and
Jukes (1966), in a followup of 27 psychotic, 21
Followup Studies borderline psychotic, and 25 subnormal cases,
The results from recent followup studies indi- found that, in those cases where frequency of
cate a continuing poor prognosis for childhood psychotic symptoms could be obtained, 35 per-
13

cent of psychotics, 18 percent of borderline psy- 30 percent demonstrated echolalia or pronominal


chotics, and only 6 percent of subnormals dem- reversals at followup. In the Menolascino and
onstrated ritualistic and obsessional behavior; Eaton (1967) sample of seven autistic or schizo-
and 70 percent of psychotics, 36 percent of bor- phrenic and 22 psychotic brain-syndrome cases,
derline psychotics, and, again, only 6 percent of 41 percent had no language development, and
subnormals had abnormal relationships with peo- only one case achieved normal language devel-
ple. Bennett and Klein (1966) also reported that opment. These authors also reported that, al-
only one of 12 childhood schizophrenics was able though 24 percent of the children were initially
to make a marginal social adjustment over a 30- untestable and 41 percent had marked motor
year-followup period. The only study reporting performance discrepancies suggestive of higher
an improved rate of social adjustment involved potential, none of the children subsequently
many cases with much later onset (Lempp and showed improved test performance, despite im-

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Vogel 1966). provement in cooperation. Sixty-two percent of
There are also high rates of continued institu- the cases demonstrated severe mental retarda-
tionalization for psychotic children—e.g., 92 per- tion, and none achieved normal intellectual de-
cent of 12 cases (Bennett and Klein 1966), 35 per- velopment.
cent of 43 cases (Gittelman and Birch 1967), 44 Outcome does not appear to be related to du-
percent of 63 cases (Rutter, Greenfeld, and ration or type of treatment (Eaton and Menolas-
Lockyer 1967), 74 percent of 27 cases (Mittler, cino 1967, Eisenberg 1968, Rimland 1964, and
Gillies, and Jukes 1966), and 100 percent of three Rutter, Greenfeld, and Lockyer 1967), sex, abrupt
autistic cases, 33 percent of nine schizophrenic or gradual onset, evidence of brain injury, or fam-
cases, and 40 percent of five chronic psychotic ily situation (Rutter, Greenfeld, and Lockyer
cases (Alanen, Arajarvi, and Viitamaki 1964). 1967). Nor are there any differences in eventual
Although one might expect intellectual and outcome among brain-damaged psychotic, schiz-
language development to increase as symptom ophrenic, or autistic children (Eaton and
severity decreases, there is little or no evidence Menolascino 1967). Outcome has, however, been
of such a relationship. In their 1967 followup found to be related to speech development, IQ,
study, Rutter, Greenfeld, and Lockyer reported amount of schooling, and original severity of
that only 3 percent of the psychotics but 23 per- symptoms (Eisenberg 1968, Gittelman and Birch
cent of the emotionally disturbed children were 1967, Mittler, Gillies, and Jukes 1966, Rimland
employed and that less than 50 percent of the 63 1964, and Rutter, Greenfeld, and Lockyer 1967).
psychotics had received 2 years of public school- On the basis of followup data, Rutter (1966) has
ing. Similarly, Wing, O'Connor, and Lotter (1967) suggested that, if marked improvement is to oc-
reported that only 50 percent of 32 autistic chil- cur, it is usually evident by age 6 or 7.
dren between the ages of 8 and 10 had received
any schooling, and Mittler, Gillies, and Jukes Behavioral Characteristics
(1966) reported that only 30 percent of their Self-mutilation
series of 27 psychotics had attended school for A relatively high proportion of childhood schiz-
more than 1 year. Alanen, Arajarvi, and Viitamaki ophrenics engage in self-mutilative behavior: 40
(1964) also reported that only one of 17 autistics, percent of 70 cases (Green 1967), and 38 percent
schizophrenics, or chronic psychotics had at- of 58 cases (Shodell and Reiter 1968). Although
tended school, while five of six reactive psychot- Green (1967) found more self-mutilation in girls
ics had. In the Rutter, Greenfeld, and Lockyer than boys (61 percent vs. 33 percent), Shodell
(1967) sample, only 16 percent of the psychotics and Reiter (1968) found no sex differences. Oc-
achieved a normal level of speech development. currence appears to be unrelated to IQ and
Of the 32 psychotics without speech at age 5, cerebral dysfunction but related to histories of
however, 22 percent subsequently developed infantile headbanging (Green 1967) and parental
some speech. In the 20 psychotic cases of Mit- physical abuse (Green 1968). This behavior is
tler, Gillies, and Jukes (1966) on whom such data more frequent in nonverbal (47 percent) than ver-
could be obtained, 45 percent had no speech and bal (19 percent) children (Shodell and Reiter
14

1968). Although behavior-modification tech- children, Boer (1968) reported that adult-directed
niques have been successful in decreasing self- behavior was absent except when initiated by an
mutilation in some cases (Lovaas 1966, Simmons adult and that only one child engaged in any
and Lovaas 1969, Tate and Baroff 1966), they measurable amount of child-directed behavior.
have been unsuccessful in producing prolonged These results are similar to those found by Hutt
cessation in others (Churchill and Bryson 1968). et al. (1965). Hermelin and O'Connor (1963), in
The data suggest that self-mutilative behaviors comparing autistics and retardates, found that
may originate as rhythmic behaviors which are psychotics demonstrated more alternating ap-
then utilized as adaptive responses by children proach-avoidance behavior and produced fewer
lacking other means of responding to their en- verbal responses to an adult than did retardates.
vironment. It has also been demonstrated, however, that ap-
propriate social behavior can be increased

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Toy Play through the use of behavior-modification tech-
The toy play of psychotic children has been niques.
compared with that of normals, retardates, brain-
damaged, and nonpsychotic emotionally dis- Although lack of eye-to-eye contact is a fre-
turbed children through direct observations quently mentioned symptom, the evidence is
(Haworth and Menolascino 1967, Hutt and Hutt mixed on this point. While Hutt and Ounsted
1970, Hutt et al. 1965, and Tilton and Ottinger (1966) found that autistics spent more time at-
1964) and through maternal interviews (DeMyer tending to environmental fixtures and less time
1967). It has been found that psychotics demon- attending to human faces than did other emo-
strate less combinational, appropriate, construc- tionally disturbed children, conflicting data have
tive, and functional uses of toys, have more re- been reported by other investigators. On items
stricted repertoires of toy play, have longer la- tapping visual avoidance, Spivack and Levine
tencies in approaching toys, and engage in more (1964) found no significant differences between
repetitive manipulations of toys and their own children who were schizophrenic and those with
bodies. Evidence regarding oral contacts is brain damage or personality disorders. Hermelin
mixed, and there are some indications that autis- (1967b) found that autistics demonstrated the
tic children also engage in less appropriate gross same preferences as retardates and normals for
motor activity than normals (DeMyer et al. 1967). faces over other stimuli and for an actual face
Of particular interest is the finding that toy play is over a photograph. Churchill and Bryson (1967)
related to amount of stereotypy. Hutt et al. (1965) also found no differences among autistics, schiz-
found that autistics with predominant stereotypy ophrenics, and normals in amount of time spent
played with toys only when actively engaged by looking at or in close proximity to a preoccupied
an adult, while autistics without predominant or attentive adult. And no differences were found
stereotypy played with blocks even when an adult between autistics and retardates in physical con-
was not present. In a later study, Hutt and Hutt tact or proximity to an adult (Hermelin 1966 and
(1970) found that exploratory play occurred only O'Connor and Hermelin 1963a). It has been
after a decrease in stereotyped movements in re- found, however, that autistic children do engage
sponse to a novel stimulus. It has also been noted in more undirected gazing and show fewer visual
that normal and emotionally disturbed children fixations on either objects or persons than do
frequently use their toy play as a means of inter- emotionally disturbed children (Hutt et al. 1965),
acting with an adult, while the play of autistic retardates, or normals (O'Connor and Hermelin
children is less related to an adult's presence 1967b). When looking and avoidance were meas-
(Churchill and Bryson 1967 and Hutt et al. 1965). ured as a function of success or failure on sign-
language tasks, there were large individual dif-
Looking, Social ferences in looking behavior, while avoidance
responses were related to both the condition and
Because psychotic children engage in so little duration of failure (Churchill 1970). It thus ap-
spontaneous social behavior, few controlled ob- pears that lack of visual fixation is characteristic
servations of social behavior have been at- of all autistic behavior (rather than a specific
tempted. In repeated observations of four autistic
15

response to persons) and that avoidance re- condition and duration of failure on sign-lan-
sponses may be related to inability to perform guage tasks.
required tasks.
Parental Reports of Early Symptomatology
Using retrospective questionnaires completed
Repetitive Behaviors by parents, Wing (1969) compared the occur-
Several studies have been specifically directed rence of abnormal behaviors in the early child-
to the measurement of ritualistic or repetitive be- hood of autistic, normal, mongol, aphasic, and
havior. Although individual differences in quan- partially blind/partially deaf children. While be-
tities and patterns of repetitive behaviors have haviorally different from the normal and mongol
been found among psychotic children, their in- groups, the autistic group was quite similar to the

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dividual behavioral patterns remained stable partially blind/partially deaf group in overall pat-
over both prolonged and repeated observations, terns of abnormalities and resembled both the
and variations in quantities were unrelated to receptive and executive aphasic groups in areas
elapsed time or environmental events (Boer 1968, specifically related to perceptual and language
Ritvo, Ornitz, and LaFranchi 1968, and Sorosky disabilities.
et al. 1968). Boer reported that almost 80 percent In summary, the analyses of spontaneous be-
of the spontaneous behavior of the autistic chil- havior all indicate that when psychotic children
dren involved the manipulation of objects, while are observed, either for prolonged periods or re-
Ritvo, Ornitz, and LaFranchi (1968) found differ- peated sessions, their behavior remains re-
ences among children in relative proportions of markably stable and relatively unaffected by
repetitive perceptual or motor behaviors. Ritvo's environmental events or fatigue. In general,
group further suggested that repetitive gross psychotic children are relatively inattentive to
body movements were of a different nature than either adults or children and engage in little con-
rapid flapping, clapping, hitting, and oscillating structive play; their behavior is characterized by
objects. Some of the difficulties encountered in a large amount of repetitive, nonfunctional ma-
trying to distinguish between responses to spe- nipulation of objects, environmental fixtures, and
cific external stimuli and self-generated behavior their own bodies—including self-injurious be-
are discussed by Spurgeon (1967). haviors. There are, however, stable individual dif-
Significant differences among clinical groups ferences among children in the proportion of time
have also been found. Hutt et al. (1965) reported spent in various activities, and recent evidence
that autistic children engaged in more body ma- suggests that both avoidance and stereotyped
nipulations but less manipulation of environmen- behaviors may be related to the success/failure
tal fixtures than emotionally disturbed children. ratio in structured task situations. The major dis-
Hermelin and O'Connor (1963) observed signifi- crepancy between studies centers on whether
cantly more self-generated behavior in autistics autistic children selectively avoid eye-to-eye or
than in retardates, who remained relatively stable eye-to-face contact; at present, evidence on this
over repeated sessions; there was no difference question is inconclusive. It does appear, how-
between these two groups in amount of respond- ever, that autistic children look less at all en-
ing to environmental events. In another compari- vironmental objects, including adults, than do
son of autistic and retarded children, Hutt and their normal counterparts. When they do look at
Hutt (1970) found that both the rate and duration adults, they do so without the accompanying be-
of stereotypies were significantly higher in the havioral responses usually considered indica-
autistic children; moreover, retardates showed tive of attention in normal children.
less stereotypy with increased environmental
complexity, while autistics showed more. Addi- Intelligence
tional evidence of a relationship between self- Psychotic children are thought to be untestable
stimulation and environmental complexity was by standardized psychological tests, but are fre-
reported by Churchill (1970), who observed that quently assumed to have normal or above normal
self-stimulation generally increased with both the intelligence—an assumption based on such neg-
16

ative indicators as lack of cooperation, lack of at- ported by actual testing. Although Goldfarb,
tention to test materials, absence of physical Goldfarb, and Pollack (1969) reported IQ in-
stigmata, and relatively normal gross motor creases of at least 10 points over a 3-year treat-
skills. More and more children are being tested, ment period in 11 out of 26 childhood schizo-
however, and evidence of severe deficits in many phrenics, Menolascino and Eaton (1967) found
areas of social, intellectual, and perceptual func- no improvement in test performance despite en-
tions is accumulating. hanced cooperation. The administration of in-
The Vineland Social Maturity Scale does not fant items appears to reduce lack of responding
require the direct cooperation of the child and (Alpern 1967 and Alpern and Kimberlin 1970).
has proved useful as an indicator of the nursery Employing an adaptation of the Cattell Infant
school performance of young psychotic children. Scale with autistic children ranging in CA from

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But even on this test, the performance of autistic 3-7 to 7-4, Alpern (1967) obtained highly reliable
children remains low. Social quotients (SQ)2 scores which correlated with Vineland SA scores
ranging from 36 to 87 were reported for a group and clinical ratings but which could not be read-
of 12 young psychotics (Allen and Toomey 1965), ily transformed to standardized mental age (MA)
and a mean SQ of 40 was reported for a group of or IQ scores. When a short-form Cattell-Binet In-
28 child psychotics of mean chronological age telligence Test was given to a group of 32 autis-
(CA) 8-6, with 29 percent below SQ 29, 50 per- tics, IQ scores, which ranged from 4 to 78, were
cent between SQ 30 and 49, 18 percent between highly reliable and correlated with clinical ratings
SQ 50 and 69, and only 4 percent between SQ 70 (Alpern and Kimberlin 1970).
and 79 (Gillies 1965). Social ages (SA) ranging Using only the Seguin Formboard or the Wal-
from 1-1 to 5-0 for a group of 14 autistic children len Pegboard with 28 psychotics of mean CA 8-6,
of CA 3-7 to 7-4 were reported by Alpern (1967) Gillies (1965) reported that 11 percent scored be-
and a mean SA of 3-6 for a group of 40 child psy- low IQ 29, 36 percent between IQ 30 and 49, 36
chotics of mean CA 8-6 was reported by Whittam, percent between IQ 50 and 69, and 18 percent be-
Simon, and Mittler (1966). tween IQ 70 and 89. When standardized tests
To avoid the use of standardized tests, Rutten- requiring higher levels of functioning are at-
berg et al. (1966) developed the Behavior Rating tempted, reports of untestability increase and
Instrument for Evaluating Autistic Children obtained scores remain low. Of her series of 28
(BRIAC), and DeMyer, Norton, and Barton (1971) psychotics of mean CA 8-6, Giljies found 61 per-
devised a structured interview. Although good cent untestable on any part of the Wechsler Intel-
interrater reliabilities and descriptions of both ligence Scale for Children (WISC) Performance
methods were reported, no data on the children Scale, 60 percent untestable with the Good-
were given for the BRIAC in this study, and only enough Draw-a-Man test, and 50 percent untest-
factored group profiles were described for the able on the Peabody Picture Vocabulary Scale.
DeMyer interview. DeMyer, Norton, and Barton Based on obtained scores or assigned basal
did report, however, that interview ratings of the scores on the Peabody, 71 percent scored below
adaptive age and personal/social age of a group vocabulary quotient (VQ) 29, 21 percent between
of autistic children were highly correlated with VQ 30 and 49, 8 percent between VQ 50 and 69,
independently obtained Vineland Social Ages and none above VQ 70. Hermelin and O'Connor
and Cattell-Binet IQ scores as reported by Alpern (1964a) also encountered difficulty in using the
and Kimberlin (1970). In a later study, Wenar et Peabody, finding 16 out of 32 autistic children of
al. (1967) used the BRIAC to evaluate three meth- mean CA 11-5 untestable. When Peabody scores
ods of treatment. were later obtained on 12 autistics, ranging in CA
The assumptions that psychotic children are from 8-0 to 14-5, MA scores ranged from 2-6 to
untestable or that obtained IQ scores are not rep- 10-8 (1967b). In another group of 43 child psy-
resentative of true potential have not been sup- chotics, the Peabody was considered applicable
for only 23. Of these 23, eight were untestable,
2
Social quotient = social age (as obtained from the and 12 scored under the test floor of 21 months.
scale) -i- chronological age x 100. The obtained mean Peabody MA was 3-3 for
17

these children of mean CA 8-6 (Whittam, Simon, Birch 1967), and to later educational outcome
and Mittler 1966). (Mittler 1966). Furthermore, IQ scores for se-
Although the large majority of psychotic chil- verely psychotic children were found to predict
dren tend to score at extremely low levels, higher educational outcome as well as or somewhat bet-
levels of functioning and large variations in ob- ter than test scores for groups of borderline
tained scores have been observed both within psychotic and nonpsychotic subnormal children
and between groups. IQ ranges of from 50 to 129 (Mittler 1966).
for 30 cases (Schopler 1966), from 54 to 125 for Reports of extreme scatter among subtest
26 cases (Goldfarb, Goldfarb, and Pollack 1969), scores are common, with autistics performing at
from 15 to 60 for 24 cases (Gibson 1968), and higher levels on manipulation or visual-motor
from 20 to 102 for four cases (Krall 1967) have tasks than on verbal comprehension items (Gold
been reported. Spivack and Levine (1964) found 1967, Rutter and Lockyer 1967, and Wassing

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a median IQ of 45 for 17 cases, and Alanen, 1965). Gillies (1965) observed more subtest scat-
Arajarvi, and Viitamaki (1964) found that mean ter for psychotics than retardates within the WISC
WISC verbal and performance IQ scores for four Performance Scale, while Rutter (1966) found
groups of psychotic children ranged from 45 to subtest scatter to be most characteristic of psy-
87, with autistics and schizophrenics scoring chotics with continuing speech retardation. Al-
lower than chronic and reactive child psychotics. though Whittam, Simon, and Mittler (1966) found
Where investigators have designated the pro- that Peabody scores were significantly lower
portions of children scoring within given ranges, than Seguin Formboard or Wallen Pegboard
it is evident that few psychotic children score scores for a group of 39 psychotics, the ob-
above IQ 90. Gittelman and Birch (1967) reported tained mean performance MA was 4-7 for chil-
that, of 97 psychotic children, 18 percent scored dren of mean CA 8-6, indicating a large deficit
above IQ 90, 26 percent scored between IQ 70 even in the performance tasks. Safrin (1964),
and IQ 90, and 56 percent scored below IQ 69. however, found no differences in performance
Lotter (1966b) found that, of 32 autistic children, on visual-motor tasks between psychotics and
15.6 percent scored above IQ 80, 15.6 percent nonpsychotics when MA was controlled, indicat-
scored between IQ 55 and 79, and 68.8 percent ing neither elevated nor depressed visual-motor
scored below IQ 55 or were untestable. In a study skills in her group.
of seven autistic cases, 14 percent scored be- In comparing the test results of 28 psychotics
tween IQ 70 and 90, and 86 percent scored below and 28 subnormals matched for CA and non-
IQ 70 (Fish and Shapiro 1965). Rutter (1966) re- verbal MA, Gillies (1965) found that the psy-
ported that, of 63 psychotic children, 11 percent chotics were significantly lower than the subnor-
scored above IQ 90, 18 percent scored between mals on Peabody vocabulary and Vineland SA.
IQ 70 and 89, 30 percent scored between The discrepancy between the verbal and non-
50 and 69, and 41 percent scored below IQ 50 verbal scores was greater for the psychotics than
or were untestable. Despite the variety of investi- subnormals; while the nonverbal and social
gators and tests employed and the use of some- scores of the subnormals were equal, the psy-
what different diagnostic criteria, the results of chotics' social scores were lower than their non-
all these studies show a remarkable consistency. verbal scores. When only Peabody-testable psy-
Both short- and long-term reliabilities of test chotics were considered, however, there were
scores are high—correlations of .97 for a 1-week no differences between groups, and both groups
test-retest interval (Alpern and Kimberlin 1970), had lower verbal than nonverbal or social scores.
.90 and .92 for a 2-year test-retest interval (Gittel- To more fully investigate the language deficits of
man and Birch 1967), and .80 for a 5- to 10-year autistic children, Tubbs (1966) administered the
test-retest interval (Rutter 1965a). IQ scores have Illinois Test of Psycholinguistic Abilities (ITPA) to
been related to outcome (Gittelman and Birch autistic, subnormal, and normal children roughly
1967, Rutter, Greenfeld, and Lockyer 1967, and matched on MA. Although standardized ITPA
Rutter and Lockyer 1967), to presence of neuro- scores were not reported, autistics were found to
logical signs and age of referral (Gittelman and score significantly lower than normals on five of
18

the nine scales and significantly lower than sub- and delayed eciiolalia, or impaired communica-
normals on three of the nine scales. tive function. As shown in table 2, the incidence
The increasing administration of standardized of mutism in psychotic children reported in vari-
psychological tests indicates that: 1) Infantile ous studies ranges from 28 to 61 percent; ade-
psychotic children are testable if low-level items quate or normal speech development occurs in 5
are employed; 2) relatively few psychotic children to 43 percent of the reported cases.
obtain IQ scores within the normal range, and Immediate or delayed echolalia is the most
most function at a severely retarded level; 3) IQ common characteristic of psychotic children
scores are remarkably stable over either brief or who do speak. Rutter (1965b) reported that 75
prolonged periods of time, regardless of clinical percent of the speaking children in his study ex-
changes in behavior; 4) scatter within subtest hibited echolalia and 25 percent exhibited pro-
scores tends to be largely a function of poor nominal reversal. Although pronominal reversal

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language comprehension and does not diminish has previously been considered a sign of psycho-
the validity of total IQ scores; and, finally, 5) ob- pathology and confusion of personal identity, it
tained IQ scores are predictive of later adjust- is now generally thought to be a type of echolalia
ment. More comparisons between psychotic and (Cunningham 1966, Kanner 1968, Rutter 1965b,
other clinical groups on standard and specially and Wing 1966). There appears to be no differ-
designed tests will be necessary, however, in or- ence in degree of communication between
der to determine whether the test patterns re- echolalic and mute children (Kanner 1968).
ported are specific to childhood psychosis. Echolalia is used both for communication and as
repetitive or ritualistic behavior (Wing 1966 and
Language Wolff and Chess 1965). In psychotic children it is
While there are some reports of adequate or related to lack of comprehension and is qualita-
normal speech development in psychotic chil- tively different from the developmental echolalia
dren, speech abnormalities are usually present in of normal children (Fay 1969), with the articula-
the form of failure to develop speech, immediate tion of echolalic phrases tending to be at a higher

Table 2. Studies of speech abnormalities in psychotic children.

Sample Adequate or
Investigator size Mute normal speech
Percent Percent
Fish, Shapiro, & Campbell (1966) 28 61 *
Gittelman & Birch (1967) 97 36 *

Gold (1967) 7 29 0
Lotter (1966 a & b) 32 28 16
Pronovost, Wakstein, & Wakstein (1966) 14 57 43
Rimland (1968) 24 42 *

Rutter, Greenfeld, & Lockyer (1967) 63 46-50 16


Ward & Hoddinott (1965) 39 36 31
Wolff & Chess (1965) 14 28 28
* Not reported.
19

level than original speech productions (Prono- Since speech production and comprehension
vost, Wakstein, and Wakstein 1966 and Rutten- are the primary forms of communication between
berg and Wolf 1967). The degree of echolalia is individuals, the relationship between speech de-
negatively correlated with level of language de- velopment and other variables is especially im-
velopment .61 between echoisms and sen- portant. It has been found that speech develop-
tence length—(Cunningham 1966); it has also ment is closely related to: 1) IQ (Fish et al. 1968,
been reported that previously echolalic children Gittelman and Birch 1967, Lotter 1966a, Rutter,
progress to the use of more complex and spon- Greenfeld, and Lockyer 1967, and Spivack and
taneous speech faster than previously mute chil- Levine 1964); 2) degree of improvement in re-
dren (Lovaas 1966a). sponse to placebo and drug treatment (Fish et al.
Other speech characteristics have been de- 1968); and 3) development of relationships with
people (Ruttenberg and Wolf 1967). Wolff and

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scribed by several investigators (Cunningham
1966, Goldfarb, Goldfarb, and Scholl 1966, Rutter Chess (1965) reported that not only was clinical
1965b, Ward and Hoddinott 1968, and Wolff and status highly related to speech development, but
Chess 1965) and have been compared with the specifically, clinical status was more highly cor-
speech of aphasic (de Hirsch 1967, Rutter 1966, related with ratio of original to repetitive speech
Savage 1968, and Wing 1966), nonpsychotic emo- (tau = .78) than with ratio of communicative to
tionally disturbed (Fish et al. 1968, Shapiro and noncommunicative speech (tau = .54). It has also
Fish 1969, Weber 1965, and Weiland and Legg been found that nonspeaking children demon-
1964), brain-damaged (Weiland and Legg 1964), strate less verbalization in infancy (Ruttenberg
mentally retarded (Cunningham 1968), and and Wolf 1967), are less alert and less responsive
normal children (Cunningham 1966 and Goldfarb, to sound in infancy, manifest more autistic be-
haviors (Rimland 1968), engage in more self-mu-
Goldfarb, and Scholl 1966). Although there may tilative behaviors (Shodell and Reiter 1968), and
be overlap with other clinical groups in some re- show more evidence of other perceptual deficits
spects, the speech of psychotic children is gen- (Hermelin and O'Connor 1965 and Pronovost,
erally characterized by low developmental level, Wakstein, and Wakstein 1966). It is thus clear that
lack of questions and informative statements, few difficulties in language development are not an
personal pronouns, greater use of imperatives, isolated phenomenon but, rather, relate to dif-
limitations in verbal output, and more frequent ficulties in other areas of functioning and charac-
idiosyncratic uses of words. There is little com- terize lower-functioning psychotic children.
prehension of the speech of others, little gestural
reinforcement of speech, and there are many de- The basic nature of the language deficit, how-
viations in articulation, pitch, stress, rhythm, and ever, is still a subject of controversy. Rubin, Bar,
inflection, as well as poor coordination of speak- and Dwyer (1967) feel that children must pass
ing and breathing. through each stage of speech development in
The several methods of speech evaluation succession (babbling, echolalia, words, phrases,
which have been employed are usually based on and finally sentences), while Wing (1966) does
spontaneous or elicited speech productions dur- not consider the speech anomalies to be merely
ing free play or structured observation sessions. a delay in normal development, and Fay (1969)
Ruttenberg and Wolf (1967) developed scales stresses the difference between autistic and nor-
within the BRIAC to evaluate communication and mal developmental echolalia. Rutter (1965b) and
verbalization; Shapiro and Fish (1969) described Pronovost, Wakstein, and Wakstein (1966) con-
scales for rating developmental and functional sider the speech abnormalities to be primary
levels of speech development; Davis (1967) pre- rather than due to emotional disturbance, while
sented a method of evaluating inner, receptive, Ruttenberg and Wolf (1967), Rubin, Bar, and
and expressive language; and Cunningham (1966 Dwyer (1967), and Morrison, Miller, and Mejia
and 1968), Wolff and Chess (1965), Ward and (1969) stress disturbances in interpersonal rela-
Hoddinott (1968), and Weiland and Legg (1964) tionships. Goldfarb, Goldfarb, and Scholl (1969)
investigated the proportions of types of words implicate inadequate maternal speech models,
used. but their data are questioned by Klein and Pol-
20

lack (1966). Cunningham (1968) attributes speech Perception


peculiarities to lack of maturity, lack of empathy, Data from a number of recent studies have
and poor discrimination of social reinforcers, and suggested a basic perceptual dysfunction in
deHirsch (1967) attributes the language dis- many psychotic children. Although the exact na-
turbances of schizophrenia to psychopathology ture of the deficit has not yet been clearly dem-
and those of aphasia to CNS impairment, even onstrated, the evidence is sufficiently impressive
though she notes that the speech characteristics to warrant serious consideration as a possible
of both groups are similar. It has been further etiological factor.
suggested that, because deviations in language
development reflect and can be used to measure Receptor Preferences
deviations or retardation in ego development Goldfarb (1964) and Schopler (1965) suggest
(Shapiro and Fish 1969 and Weiland and Legg that psychotic children tend to avoid the distance

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1964), they might prove more useful than the receptors of vision and hearing and make rela-
usual psychiatric classifications as indicators of tively greater use of the proximal receptors of
prognosis (Fish et al. 1968). touch, taste, and smell. Because both vision and
Methods of speech training are, of course, re- hearing are so directly involved in communica-
lated to concepts of causation. Those investiga- tion and most other higher-order adaptive acts,
tors who regard lack of communicative speech as the question of receptor preferences has impor-
a function of withdrawal stress the development tant implications for understanding early child-
of relationships as the primary treatment ap- hood psychoses.
proach and report that language improves con- In a factor analysis of the Devereux Scales,
comitantly with improved relationships. Those Spivack and Levine (1964) found mixed evidence
who consider lack of speech to be another type of impaired sensory receptivity in schizophrenic
of behavioral deficit tend to use behavior-modi- children; factors tapping deviant sensory recep-
fication techniques as the primary means of in- tivity were related to IQ as well as diagnosis.
creasing speech production and report success- When the visual and tactile preferences of schiz-
ful results. Weiss and Born (1967), however, dis- ophrenics, retardates, and normals were com-
tinguish between speech training and language pared, the schizophrenics were observed to
development and point out that, while behavior- spend less time with all stimuli than retardates
modification techniques are successful in train- or normals; moreover, even though schizophren-
ing speech, there appear to be little generaliza- ics spent less time with the visual stimuli than
tion from the training context and little increase either of the control groups, they did not compen-
in spontaneous or creative speech. They further sate with increased tactile exploration (Schopler
note, that, while speech training is facilitated by 1966). When the auditory volume preferences of
the development of relationships, the children autistics, schizophrenics, and normals were com-
remain retarded in language development. Their pared, it was found that autistics preferred higher
position is that techniques such as those used volumes than schizophrenics or normals, while
with aphasic children might prove more produc- the schizophrenics were more variable in their
tive. Rutter (1966), however, notes that even with preferences than the other groups (Metz 1967).
the use of techniques other than operant proce- Interpretation of these data is difficult because
dures, when psychotic children show some im- position responses were present in all groups,
provement in language development, their and the effect of the pretraining required by the
speech still remains mechanical and concrete. autistics is unknown. In addition, since a light was
Savage (1968) suggests that, although the dis- always present in the position of highest volume,
tinction between operantly trained speech and the autistics may have been responding to the
normal language development is a relevant point, light rather than auditory intensities.
the former at least provides a basis for language
development and gives the child a chance to de- In a series of experiments, Hermelin and
velop language that he may never gain through O'Connor (1964b) compared the responsivity of
other methods. autistic and retarded children to light, sound, and
tactile stimuli presented in pairs. When every re-
21

sponse was rewarded, both groups responded Visual-Motor Skills


more frequently to light than to the other two It has been frequently reported that the vari-
stimuli. When only sound and touch were paired, ability in the intellectual functioning of psychotic
the autistics responded more frequently to touch, children is characterized by relatively higher per-
while the retardates responded more frequently formance scores than verbal scores and, particu-
to sound. And when only responses to sound and larly, by higher scores on the Block Design and
touch were rewarded when paired with light, both Object Assembly subtests of the WISC (Rutter
groups responded equally to sound and touch and Lockyer 1967 and Wassing 1965). The fact
correctly and to light incorrectly. Thus, in both that these subtest scores, along with formboard
groups, light dominance was decreased but not scores, have often been used as the only obtain-
eliminated when conflicting responses were re- able estimates of the intellectual potential of au-
tistic children suggests that, of all areas of func-

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warded. Then light, sound, and touch stimuli
were presented singly rather than in pairs, and tioning, visual-motor skills are the most intact.
the children were required to point to the side Visual-motor skills are not above average, how-
where sound and touch occurred (orientation) ever, for when MA was controlled (mean MA 8-8),
and to point to the side opposite from light (in- Safrin (1964) found no differences in perform-
hibition). The performance of the retardates was ance between psychotic and normal children on
similar for both tasks, while the autistics had either reproduction or visual recognition tasks,
more difficulty with the inhibition than orientation which included the WISC Block Designs. Some-
task. Inhibition to sound and touch was not what different results were reported by Birch and
tested, however, so the question remains whether Walker (1966), who compared the reproduction
the autistics' failure to inhibit responses is a gen- and recognition performances of brain-damaged
eralized deficit or specific to light stimuli. psychotics and schizophrenics of unknown etiol-
O'Connor and Hermelin (1965a) then paired ogy (CA range 6-5 to 11-11, mean IQ 80). They
light with a tone or verbal command ("come found that the schizophrenics' recognition per-
here") and varied the relative intensities of the formance was disrupted by failures in reproduc-
stimuli. All responses, regardless of modality of tion, which, by contrast, had relatively little effect
presentation, were rewarded. Autistics, mongols, on the performance of either brain-damaged psy-
and nonmongols were all significantly different chotics or a previously tested group of cerebral
in responsivity. The autistics demonstrated pre- palsied children. Thus, the visual-motor skills of
dominant position responses and thus did not the schizophrenics were not so independent of
respond differentially to stimulus intensity, other skills as those of the two types of brain-
modality of presentation, or type of auditory damaged children.
stimulus. Both mongols and nonmongols demon- Bryson (1970b) reports that a younger group
strated light dominance and intensity dominance, of six low-functioning autistic children (CA range
but only the nonmongols differentiated between 4-8 to 8-8, MA range 1-11 to 4-4) performed be-
the types of auditory stimuli. In addition, respon- low average on tests involving a variety of simple
sivity to the vocal stimulus was correlated with tasks. She found that the children who performed
Peabody IQ scores across all three groups. at a level of at least 2 years below CA did much
The empirical data thus indicate that, while more poorly on reproduction than on visual
autistics may make fewer responses to incoming matching-to-sample tasks. Gillies (1965) also re-
stimuli, there is no evidence that they selectively ported low formboard and pegboard scores for
avoid either auditory or visual stimuli or that they her children. There may be further important dif-
compensate for this avoidance by increased re- ferences between autistic and retarded or nor-
sponsivity to tactile stimulation. Further, presen- mal children in the types of information utilized
tation conditions strongly influence responding, in performing visual-motor tasks. When their per-
and the general lack of responsivity appears to formances were compared on fitting and tracking
be more directly related to problems of informa- tasks in which the amount of available visual in-
tion utilization than to the affective tone of the formation was varied, it was found that normals
stimuli. used visual information more efficiently than au-
22

tistics, while autistics made the most efficient use one of the children learned to discriminate be-
of kinesthetic or motor cues (Frith and Hermelin tween words, and one of the children failed to
1969). Thus, it appears that the general descrip- learn the discrimination between music and si-
tion of autistic children as having well-developed lence in over 13 hours of training. This evidence
visual-motor skills may no longer be appropriate of serious deficits in the processing of auditory
and may, in fact, be misleading, unless the spe- information has been supported by a number of
cific skills in each task are evaluated. investigators who required more specific re-
sponses.
Visual Discrimination Skills Cross-Modal Information Processing
A relatively large amount of data is available to
demonstrate the poor visual discrimination skills Visual-to-Tactile
of psychotic children, even though visual acuity It has been found that psychotic children are

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appears to be within normal limits. In comparing similar to retardates and normals in performing
a group of schizophrenic and normal children poorly on a tactile-to-visual coding task (O'Con-
matched for CA (mean CA 5-6), Ottinger, nor and Hermelin 1965b) and in showing more
Sweeney, and Loew (1965) found that, while the transfer from visual-to-tactile than from tactile-to-
normals were able to solve simple two-choice visual stimuli when a simple fitting task is em-
discrimination problems almost immediately, five ployed (Hermelin and O'Connor 1964a).
of the 11 schizophrenics performed at chance Auditory-to-Vocal
levels throughout the maximum of 200 trials. Echolalia is a frequent behavioral symptom of
Hermelin and O'Connor (1965) also found that re- autism, and auditory-to-vocal tasks are essen-
tardates performed significantly better than autis- sentially measures of the accuracy of echolalia.
tics on a series of two-choice visual discrimina- Tubbs (1966), in administering the ITPA, found
tions and, further, that nonspeaking autistics per- that verbal rote memory was the only task on
formed more poorly than speaking autistics. which autistic children approached a near nor-
Autistics also performed more poorly than mal level of performance. Bryson (1970b) also
normals matched for MA on a visual length-dis- found that immediate echolalia of single words
crimination task, although they were able to was quite good in five out of six children tested.
learn a position discrimination as well as the nor- However, both studies demonstrated that echo-
mal controls (Hermelin and O'Connor 1967a). lalia was not predictive of ability to use auditory
When visual-to-visual-match ing-to-sam pie, cues or provide vocal responses under other
rather than visual-discrimination procedures conditions.
were employed, however, the performances of Aside from the behavior-modification studies
young autistic children (CA range 4-8 to 8-8) which describe the methods and amounts of
were generally within normal chronological age training required to produce vocal imitation in
expectations (Bryson 1970b), suggesting that it mute psychotic children (see below), Hermelin
may be the memory factor inherent in standard and O'Connor (1967b) and O'Connor and
discrimination-training procedures rather than Hermelin (1965b) provide the most complete data
the difficulty of the visual stimuli, per se, which comparing the auditory-to-vocal performance of
depresses visual discrimination performance. children who are autistic, retarded, and normal
(Peabody MA range 1-11 to 10-8). In presenting
Auditory Discrimination Skills sequences of words arranged randomly and in
Only one study has investigated the auditory sentences, they found that: 1) autistics repeated
discrimination skills of autistic children without the sequences as accurately as normals and
requiring association between the auditory stim- more accurately than retardates but were less af-
uli and specific visual, vocal, or fine motor re- fected by the method of presentation; 2) re-
sponses. Hingtgen and Coulter (1967), using tardates recoded the sequences of words into
operant procedures, attempted to train four au- meaningful arrangements more frequently than
tistic children (CA range 5-9 to 8-3) to discrimi- autistics; and 3) autistics demonstrated more
nate among five pairs of auditory stimuli. Only marked recency effect than the normal controls.
23

Thus, while the quantity of words accurately re- scribed as having surprisingly good rote memory
peated did not differ among groups, the re- skills, the small amount of empirical information
tardates and normals utilized the meanings of the available in this area is contradictory. In com-
words more frequently than the autistics. paring the auditory-to-vocal memory abilities of
autistics and retardates, Hermelin and O'Connor
Auditory-to-Visual
(1967b) found no differences between groups in
There is a large amount of evidence that autis- the quantity of words recalled. A comparison of
tic children have particular difficulty in under- auditory and visual short-term memory skills
standing language and in making simple audi- of autistics and normals also failed to uncover
tory-to-visual associations (see Peabody scores quantitative differences between groups
above). Cowan, Hoddinott, and Wright (1965) (O'Connor and Hermelin 1965b). Both of these
found that only two out of 12 autistic children studies support the hypothesis that what is im-

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were able to associate simple shape or color paired is the ability to attach meaning to incom-
labels with visual stimuli initially and that, after ing stimuli, rather than simply memory of the
an additional 120 trials of training, six of the re- stimuli, per se. Contradictory results were ob-
maining 10 children continued to perform at tained earlier by O'Connor and Hermelin (1965b)
chance levels. Bryson (1970b) also found that when nonspeaking psychotics were found to have
auditory-to-visual associations were more diffi- lower performances than speaking psychotics,
cult for her six children than either visual-to- retardates, or normals on a visual-to-visual size-
visual matching or auditory-to-vocal responding matching task involving a 3-second delay inter-
with the same stimuli. val, and later by Bryson (1970a), who found
Auditory-to-Fine Motor severe short-term memory disabilities in her sam-
Many investigators have mentioned that a large ple of seven autistic children, under both visual-
proportion of autistic children appear unable to to-visual and auditory-to-visual matching-to-sam-
comprehend instructions, but aside from the be- ple and sequencing tasks. She noted that,
havior-modification studies little testing has been although there were large individualdifferences
done in this area. Bryson (1970b) found that fine among children, in general, delay produced a
motor performances decreased when auditory more marked decrement in performance under
rather than visual stimuli were presented, even the visual-to-visual condition than under the audi-
though the children had received previous train- tory-to-visual condition, even though simultane-
ing with the stimuli under other conditions. ous visual-to-visual matching and sequencing
were superior to simultaneous auditory-to-visual
Visual-to-Vocal performances. The apparent conflict in results
The lack of communicative speech in psy- raises an important question concerning the re-
chotic children has been amply described and lationship of meaning, memory, and modality in
demonstrated in clinical interviews, direct obser- autistic children, for the data appear both to sup-
vations of spontaneous behavior, and behavior- port and negate the hypothesis that autistic chil-
modification studies. Only one study with a dren have unusual, or at least unimpaired, short-
limited group of six autistic children has been term memory abilities.
undertaken to test more formally whether the Although the careful and systematic testing of
identical words available in an echolalic reper- the abilities of psychotic children is a relatively
toire could be used for providing labels for pre- recent development, there is already strong evi-
viously discriminated visual stimuli (Bryson dence of impaired intellectual and perceptual
1970b). Of the six children tested, two were un- functioning—impairments which would also in-
able to make any visual-to-vocal associations, terfere with language development. Visual-motor,
and the scores of the other four children were be- visual-discrimination, and auditory-discrimination
low those obtained on the auditory-to-visual and skills all tend to be below age level; of even
auditory-to-vocal tests. greater significance, however, are the data indi-
Memory cating especially severe deficits in short-term
Although psychotic children are frequently de- memory and most cross-modal information proc-
24

essing. Whether these patterns are unique to psy- DeMyer (1964) examined records of 162 children
chotic children or are also characteristic of other who were divided into five groups: autistic,
low-functioning children will remain an unre- chronic undifferentiated early childhood schizo-
solved question until further research involving phrenic, nonpsychotic with acting-out behavior
comparison groups is completed. disorders, neurotic, and psychiatrically normal.
Neurobiological Studies None of the psychiatrically normal children and
only one of the 10 neurotic children showed ab-
Since many of the current theories of early normal EEG activity, but 51 percent of the other
childhood psychosis allow for possible organic three groups demonstrated abnormal EEG's,
involvement, it is not surprising that over 40 stud- most frequently characterized by irregular par-
ies of neurobiological correlates have appeared oxysmal spike-and-wave complexes.
since 1964. However, the results of these investi-
Hutt et al. (1964 and 1965) also found differ-

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gations do not present a unified picture, since
there are few testable hypotheses indicating what ences in their group of 10 autistic children, re-
physiological and biochemical measures should porting statistically unusual EEG records which
be made. In spite of these shortcomings, most of demonstrated a low voltage irregular activity
the studies strongly suggest that neurobiological without any established rhythm. Since a "flat"
factors may be implicated in some types of child- record was found in only one of 60 nonpsychotic,
hood psychoses. psychiatrically disturbed children, the "flat" rec-
ords appeared to be identified with childhood
EEG Studies psychosis. Fish and Shapiro (1965) also found a
A number of recently published studies have higher incidence of abnormal EEG's in their au-
reported the results of various types of electro- tistic group than in a control group of psychiatric-
encephalographic (EEG) investigations with psy- ally disturbed children.
chotic children. Three of the earlier studies found Considering alpha waves as indicators of
no difference in the sleeping and dreaming pat- arousal states in darkness, Hermelin and O'Con-
terns of autistic and normal children (Onheiber et nor (1968) found no differences between autis-
al. 1965, Ornitz, Ritvo, and Walter 1965a and b, tics and normals for light stimulation but did find
and Roffwarg, Dement, and Fisher 1964). Subse- a significantly greater degree of arousal for audi-
quent studies (Ornitz and Ritvo 1968a and Ornitz tory stimuli in the autistic children. Walter et al.
et al. 1968), however, have presented data sug- (1971) compared 30 children (13 autistic and 17
gesting that the normal phasic inhibition of the with autistic features) to a group of institutional-
auditory evoked response during rapid-eye- ized controls and found that the disturbed group
movement (REM) stages of sleep is overridden in had fewer mature EEG interaction patterns fol-
autistic children. Autistic children under 5 years lowing visual and auditory stimulation. When
of age showed significantly larger responses Small (1971) studied averaged sensory evoked
than controls when amplitudes during eye-move- responses and slow potential shifts in autistic
ment bursts were compared to ocular quiescent and control children, she observed that re-
phases of REM sleep and also when amplitudes sponses of lower and more stable amplitude fol-
during either REM sleep or its ocular quiescent lowed visual stimuli presented to autistic chil-
phase were compared to stage 2 sleep. The au- dren, whereas auditory stimuli appeared to initi-
thors postulated a disruption of the equilibrium ate less complex evoked responses in these
between phasic excitation and phasic inhibition children.
during the REM sleep of autistic children which In general, EEG studies indicate that large
might carry over into the waking state. A variety numbers of psychotic children vary significantly
of additional differences between the REM sleep from normal controls in demonstrating more posi-
of autistic and normal children have also been re- tive signs of neuropathology. Of course, not all
ported (Ornitz et al. 1969). psychotic children manifest abnormal EEG's; nor
Studies of waking state (rather than sleep) do these findings suggest any one specific type
EEG's have also suggested possible deviations of organicity. What is apparent is that more
in psychotic children. White, DeMyer, and thorough neurological examinations with appro-
25

priate followup tests are indicated for all cases marked effect on the parasympathetic system.
of childhood psychoses, including autism. Abramson (1967), in reviewing some of the
earlier LSD studies, reported that large doses of
Drug Studies LSD and Sansert may be safely administered to
The limited number of drug studies performed psychotic children for long periods of time, with
in recent years with psychotic children has not no obvious brain damage and some general im-
produced dramatic results in terms of consistent provement. Mogar and Aid rich (1969) reviewed
or marked improvement but has strongly sug- seven independent studies in which psychedelic
gested differences in pharmacological reactivity agents were used with psychotic children; they
in psychotic and control children. Mixed results concluded that, since the results consistently in-
have been obtained with a variety of different dicated some improvement, these drugs should
drugs. When trifluoperazine was administered be more extensively used with this population.

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(Fish, Shapiro, and Campbell 1966), the most Attempting to devise a better methodology for
severely impaired autistic children not only assessing improvement in psychotic children
showed greater improvement than the control following drug treatment, Rolo et al. (1965) used
group but also required and tolerated larger film ratings made by a number of objective raters
doses of the drug, while the less severely im- who had observed one child treated with LSD.
paired either showed no improvement or became They failed to report any noticeable improvement
worse. Fish and Shapiro (1965) found no re- following drug treatment.
sponse to placebo treatment in a group of early In terms of immediate therapeutic value, psy-
childhood schizophrenics, whereas about 50 per- chopharmacological studies of childhood psy-
cent of another psychiatrically disturbed group chosis have not been very encouraging to date. A
of children improved; but psychotics did improve few of these studies, however, in demonstrating
following chlorpromazine and Benadryl treat- basic dose-response differences among groups
ments. Metrazole convulsive therapy facilitated of psychotic and control children, have provided
remission in a group of schizophrenic boys when further data indicating a possible role for neuro-
given during puberty but had no effect on a group biological factors in these disorders.
of autistic boys (Bender 1964). Some improve-
ment in both behavioral and EEG measures was Physical Characteristics
also found when a combination of diphenylhy- Although gross physical stigmata have not
dantoin and thioridazine was administered to a been demonstrated, indications of physical and
group of behaviorally disturbed children that in- metabolic abnormalities have been seen in psy-
cluded schizophrenics (It'll, Rizzo, and Shapiro chotic children. In a study of the growth patterns
1967). of 25 psychotic males (CA 6 to 20), Dutton (1964)
Simmons et al. (1966) found transient but sig- found evidence of depressed growth and skeletal
nificant effects in two autistic twins who were development and suggested a metabolic cause
treated with LSD. During a standard test situa- for the disturbance. When 34 psychotic children
tion, the children demonstrated an increase in were compared to the standard growth patterns
eye-to-face contact, laughing, and smiling and a of normal children (Simon and Gillies 1964), the
decrease in self-stimulatory behavior following psychotic group was significantly below normal
LSD. Bender and coworkers (Bender 1966, Ben- in weight and bone age and contained an excess
der et al. 1966, and Faretra and Bender 1964) re- of children below the 10th percentile for height;
ported no undesirable side effects from LSD these differences could not be explained in terms
given dally over an average period of 9 months of diet or social class. Brambilla, VLani, and
to a group of childhood schizophrenics. She ob- Rossotti (1969) studied endocrine functions in 16
served overall behavioral improvement with qual- psychotic children and found that 87 percent of
itative, but not quantitative, changes in the Vine- the subjects exhibited metabolic imbalance. The
land Social Maturity Scale. It was concluded that most dramatic alterations, appearing in the pitu-
LSD potentiates the reactions of the sympathetic itary gland, consisted of reduced secretions of
nervous system and either lowers or has a less gonadotropin, corticotropin, and thyrotropin.
26

Severity of the endocrine imbalance appeared to control serum. A followup study (Gold 1967) re-
be positively related to degree of psychotic dis- ported that larger numbers of animals died when
turbance. injected with psychotic serum than with control
Shapiro (1965) noted a distinctive indentation serum. Although this latter study found no dif-
between thumb and first finger of both hands of ferences in seizure time, it verified the presence
11 severely autistic children (CA 3 to 8) which re- of epileptogenic factors in the serum of psychotic
sembled the configuration of the hand in normal children. Heeley and Roberts (1965) found that
children up to about CA 3. Silver and Gabriel nine of 16 psychotic children had a tryptophan
(1964) found primitive postural responses and metabolism defect. All children with the defect
decreased muscle tone in 30 of 39 schizophrenic had deviant behavior from an early age, whereas
children (CA 8 to 12), while they found this same children who regressed later had normal metabo-
disorder in only one of 39 normal, two of 13 lism. Because of reports that magnesium imbal-

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borderline schizophrenic, one of nine reading- ance produces abnormal behavior, Gittelman and
disability and two of 16 brain-damaged children. Cleeman (1969) studied serum magnesium levels
All these studies indicate that some psychotic in hospitalized normal and psychotic children but
children have definite atypical physical charac- found no differences between the groups.
teristics.
Case-History Exams, Pregnancy Studies, and
Cell Studies Morbidity Studies
Cytogenetical examinations by Book, Nichtern, A number of investigators have intensively per-
and Gruenberg (1963) failed to show any signifi- used the case histories of psychotic children and
cant deviations from normal in the chromosome their parents in the hope of uncovering some clue
counts or karyotypes of sex chromatihs in cell to the possible organic basis for this disease. In
cultures of normal and autistic children. Although a study of the records of 97 noninstitutionalized
Judd and Mandell (1968) were also unable to find childhood schizophrenics, Gittelman and Birch
significant or consistent chromosomal abnormal- (1967) furnished support for the view that neuro-
ities in 11 autistic children, Fowle (1968), in logical damage, or the risk of such damage, is fre-
studying three large groups of children, found quently encountered in a large group of these
that several atypical types of lymphocytes and children. Over 50 percent of the children had
cells of the plasmacyte series occurred at a subnormal IQ's, which were frequently associated
higher frequency in smears of psychotic than in with 1) clinical findings of neurological dysfunc-
normal children—22.9 percent in psychotic com- tion, 2) perinatal complications and abnormali-
pared to 9.3 percent and 7.8 percent in siblings ties, and 3) earlier age of onset of symptomatol-
and normals, respectively. Two of the types of ogy. Both age of onset and IQ were found to be
atypical cells were similar to those associated good indicators of prognosis. No relationship was
with antibody production, one resembling re- established, however, between occurrence of
sponse to virus infections and another resem- CNS pathology and either parental psychopath-
bling immature lymphocytes. Total cell counts of ology or familial history of mental disorders. In
proplasmacytes were considered the best criteria the followup group, over 25 percent of the chil-
to use in comparing smears of normal and schiz- dren had been rediagnosed as mentally subnor-
ophrenic children and in relating blood-cell pat- mal and/or had been given a subsequent diag-
terns to severity of illness. nosis consistent with chronic brain disorder. In
Neurochemical Studies general, CNS pathology was evident in 80 per-
In an early study, Seller and Gold (1964) found cent of the children.
that the cerebrospinal fluid of schizophrenic chil- Increased incidence of a variety of prenatal,
dren produced seizures in mice more rapidly than perinatal, and postnatal abnormalities in the de-
control fluids. These same investigators noted in velopment of psychotic children has been re-
1965 that the injection of the serum of psychotic ported, supporting the hypothesis that at least a
children into mice produced effects which were subgroup of these children is organically dam-
more severe and of shorter onset than those for aged. In a review of five controlled studies, Pol-
27

lack and Woerner (1966) noted a significantly from their controls in that they had a significantly
higher incidence of prenatal complications in shorter postrotatory nystagmus than normals
psychotics than in control groups, with the most when tested with eyes open in a lighted room
frequently reported complications being toxemia, after rotary stimulation induced by the Barany
vaginal bleeding, and severe maternal illness. chair. There was no significant difference when
Taft and Goldfarb (1964) reported that prenatal subjects were rotated in a dark room with a blind-
complications were particularly characteristic of fold. The authors suggested that their results
male psychotic children. The data regarding pre- supported the hypothesis that such children have
maturity are contradictory: Zitrin, Ferber, and a unitary organic disease which becomes ap-
Cohen (1964) found a higher incidence of pre- parent with the presentation of multiple stimuli
maturity, while other investigators have reported (rotation plus visual input).
no differences between psychotic and control In a preliminary report of their psychophysio-

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groups (Pollack and Woerner 1966 and Terris, logical studies on autistic children, Bernal, Sim-
Lapouse, and Monk 1964). There is, however, an mons, and Miller (1969) state that their psychotic
increased incidence of stillbirths or abortions children had a uniformly lower GSR responsivity
among mothers of schizophrenics (Pollack and when compared to normals, regardless of the
Woerner 1966 and Terris, Lapouse, and Monk stimulus modality tested—a finding which is
1964). A higher incidence of perinatal or post- functionally consistent with those patterns re-
natal difficulties has also been reported (Pollack ported for retardates.
and Woerner 1966 and Whittam, Simon, and Mit- Using measures of dietary intake, DeMyer,
tler 1966), particularly among males (Taft and Ward, and Lintzenich (1968) found that, although
Goldfarb 1964). Leonberg and Bok (1967) found 11 early childhood schizophrenics ingested the
organic patterns in their case study. The overall same percentage of carbohydrates, proteins, and
pattern of the findings, except for the factor of fats as four control children, their caloric intake
prematurity, is similar to data reported for cere- was 35 percent less than the control group's.
bral palsy, epilepsy, and mental deficiency. In re- Since the controls were taken from lower socio-
viewing the literature on neurological involve- economic families, this finding is very tentative.
ment in the siblings of psychotic children, Pol- Although the diverse studies cited above do
lack and Gittelman (1964) found evidence of neu- not conclusively point to the involvement of a
rological deviancy in the siblings, along with the neurobiological factor in childhood psychoses,
predominantly male sex pattern. A later compari- they strongly suggest such a possibility. Atypical
son of psychotic children and their siblings led to EEG records occur in sufficient numbers to indi-
the conclusion that psychotic children demon- cate neurological dysfunction; certain gross phy-
strated more "hard" and "soft" neurological sical characteristics and cell abnormalities point
signs, lower IQ's, lower SQ's, and probably repre- toward organic or biochemical disturbances; and,
sented a heterogeneous group with chronic brain finally, prenatal, perinatal, and postnatal factors
syndromes (Pollack et al. 1970). indicate that there are sufficient disturbances in
Although no specific factor has yet been iden- maternal physiological condition to have pro-
tified, the accumulative evidence strongly sug- duced some organic changes in the infant. Cer-
gests that there may be physiological involve- tainly all these possibilities should be more ex-
ment in the mother which could interfere with tensively investigated.
normal fetal development and produce organic
impairment in the infant. Exhaustive work in this Treatment
area is needed to verify this possibility. Traditional methods of analytically oriented
psychotherapy have been generally unsuccessful
Miscellaneous Studies with young psychotic children. Rimland (1964)
A number of studies have uncovered some in- summarizes early studies to demonstrate that
teresting neurobiological abnormalities in spe- psychotherapy did not lead to significant im-
cific cases of early childhood psychosis. Ritvo provement in autistic behavior beyond spon-
et al. (1969) found that autistic children differed taneous recovery rates. In fact, children who
28

received no intensive psychotherapy often ego functioning and the resolution of intrapsychic
showed a better recovery rate than those receiv- conflicts. Alpert and Pfeiffer (1964) reported gen-
ing therapy. This failure of conventional therapy eral behavioral improvement following muscle
has stimulated the development of new therapeu- and rhythmic stimulation of a psychotic child.
tic approaches for the psychotic child, including When body stimulation is used, Wilson (1966)
body stimulation techniques, group therapy, edu- feels that the therapist must approach the child
cational programs, and behavior therapy. rather than wait for the child to make the initial
Psychotherapy move toward bodily contact.
In spite of Rimland's conclusions, the use of In their treatment program for autistic children,
traditional therapeutic methods with psychotic Des Lauriers and Carlson (1969) pointed out the
children is still reported (Des Lauriers 1967, importance of sensory-affective experiences
(tactile, kinesthetic, and proprioceptive stimula-

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Dundas 1964 and 1968, Ekstein 1966, King 1964,
King and Ekstein 1967, Langdell 1967, Maslow tion) which are pleasurable and gratifying to the
1964, Miller 1969, Rice and Klein 1964, Tessman child. The therapist provided this affective cli-
and Kaufman 1967, and Thomas 1966). Perhaps mate until the child began to "experience his
the most prominent advocate of the intrapsychic own humanity" and expressed the need for more
approach is Bettelheim (1967), who believes that stimulation. These initial learning experiences,
autistic children must be removed from the home even at such a primitive level, then led to more
atmosphere and be treated in a residential school complex situations in which the child's curiosity
setting. Since he feels that autistic children have and striving for mastery were further reinforced.
fled from the real world because it is too threat- Des Lauriers and Carlson—in contrast to Bettel-
ening, the therapist makes no demands and waits heim—stress the need for training parents as
for the child to emerge from his own private therapeutic educational agents, a position also
world. Some of the academic aspects of Bettel- supported by Schopler and Reichler (1971). In
heim's program may resemble the educational addition to parents, other nonprofessionals have
methods described below, but the major empha- also been used effectively in treating psychotic
sis of his approach is directed toward uncovering children in daycare centers (Belz, Drehmel, and
postulated underlying psychodynamic mechan- Sivertsen 1967 and Reiser and Sperber 1969).
isms. Group Therapy
Body Stimulation A number of therapists have tried group tech-
Many of the newer therapeutic approaches in- niques with psychotic children. Utilizing mater-
corporate various forms of bodily stimulation to ials chosen to increase interactions with the en-
make the first contact with the psychotic child. vironment, Litton and Smolen (1965) treated chil-
The necessity of early tactile stimulation in help- dren in small groups which met for 7-12 hours
ing autistic children react with their environment weekly (Smolen and Lifton 1966). The therapist
has been stressed by Schopler (1962 and 1964). actively invited contact with subjects, conveyed
He suggested that the improvement seen in chil- expectations, and interpreted the hidden feelings
dren following stimulation with contact tech- of the children. Although improvements in ego
niques indicated that they were forming a central integration and, self-control and decreases in psy-
body image which had previously been lacking. chotic fantasies were observed, Lifton and
Postulating that aversion to body stimulation is a Smolen were least successful with those most
primary symptom of autism, Freides and Pierce severely autistic children who had not had any
(1968) proposed a program similar to that of period of normal development. Similar success
Schopler. Kemph (1964 and 1966) and his co- with group methods was obtained by Speers and
workers (Kemph, Harrison, and Finch 1965) also Lansing (1964 and 1965) and Coffey arid Wiener
used tactile stimulation in association with oral (1967).
gratification to bring a child out of his autistic Educational Programs
withdrawal during the initial stage of therapy; the Many therapists who work with psychotic chil-
next two stages involved the strengthening of dren regard training in specific tasks as neces-
29

sary for behavioral improvement. They feel that nell 1966, and Schulman 1963).
these children should be helped to develop basic Other Methods
skills—or at least a means of communication. Two unusual methods for treating infantile
Such broad programs of remedial education re- autism have been reported by Schechter et al.
semble behavior-modification techniques (see (1969) and Robertson (1966 and 1969). In the
below), but descriptions of them usually make no former study, psychotic children were perceptu-
direct reference to the use of reinforcement ally isolated for a period of 6-12 weeks. Each
methods. child was individually placed in a sensory isola-
Elgar (1966) considers psychotic children as tion room void of all furniture except for a mat-
handicapped rather than emotionally disturbed; tress; food was given on an irregular schedule,
she directs her efforts towards alleviating their as was contact with the therapist. During isola-
deficiencies in speech and visual learning through tion, demands and novel stimuli were gradually

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the use of special classroom methods. Similarly, introduced. Based on clinical judgment, all three
the Wings (Wing and Wing 1966a, Wing 1966, and children showed improved social interaction and
Wing and Wing 1966b) look upon education and eye contact after leaving the room. Using a tech-
training—especially in the areas of speech and nique she refers to as shadow therapy, Robertson
visual discrimination—as essential to any effort feels that it is easier for the therapist to "reach"
to help psychotic children. They feel that the en- an autistic child in a darkened room than in a
vironment must be highly structured rather than normally lighted setting.
permissive and that emphasis should be placed
on effective training rather than relationship Behavior Therapy
formation. The first study in which direct behavior modifi-
While not deemphasizing the importance of cation techniques were applied to psychotic chil-
establishing relationships with the child, Harper dren was that reported by Ferster and DeMyer in
(1967) cites the necessity of stimulating the child 1961. Since that time almost 100 papers have ap-
and providing him with as many learning experi- peared in which reinforcement methods have
ences as possible, using whatever he is inter- been used. Although the early work involved rein-
ested in to entice him into the world. Dubnoff forcing mechanical responses under automated
(1965) and Chambers (1966) direct their atten- laboratory conditions (Ferster 1964 and Ferster
tion to ego development through mastery of and DeMyer 1961), later studies have been di-
tasks and they allow only appropriate behaviors rected toward developing behaviors necessary
to be gratified. Wolf and Ruttenberg (1967) initi- for the psychotic child to function more effec-
ated a training program beginning with simple tively in a real life environment. An initial study
imitative tasks and advancing to work in the area of this latter type was conducted by DeMyer and
of speech therapy. Although their treatment pro- Ferster (1962). It was found that ward attendants
gram was based on the concepts of psychosexual were able to modify some general behaviors of
development and ego dysfunction, the methods eight psyphotic children using only social rein-
themselves were quite similar to those used by forcers (attending, physical contact, verbal
some of the reinforcement therapists presented praise, and other signs of affection). Subsequent
below. Other types of educational programs have to this study, Ferster continued using behavior-
been suggested by Garcia and Sarvis (1964), modification techniques with psychotic children
Weiland (1964), Weiland and Rudnik (1961), and outside of the laboratory (Ferster 1966 and
Goldfarb (1965). Ferster and Simons 1966). These early research
The need for educational facilities for psy- efforts pointed the way for dozens of other stud-
chotic children in the home as well as the school ies in which reinforcement methods have been
has been pointed out by Lotter (1966b). Weston used to modify the behavior of children with psy-
(1965) gives parents and teachers some practical chotic disorders.
suggestions for effectively teaching autistic chil- Attending Responses
dren. Other authors cite the need for attention to Lack of attention to relevant cues is a charac-
the problems of the parents (Cohen 1964, Con- teristic of many psychotic children which makes
30

efforts to shape new behaviors extremely time- behaviors as simple imitative and more complex
consuming. Although most therapists develop at- tasks of a social and vocal nature. During a rein-
tending responses as the first step in a behavior forcement reversal period, the behavior also re-
modification program, a few have specifically versed but was quickly reinstated once the
concentrated on developing an attentive set. schedule was reestablished, indicating that the
Brooks, Morrow, and Gray (1968) worked with schedule was maintaining control over the be-
a 19-year-old autistic deaf mute and success- havior. Metz (1965) and Hingtgen, Coulter, and
fully increased visual attending responses using Churchill (1967) successfully established imita-
food reinforcers. When reinforcement was dis- tive sets by reinforcing general imitative behavior
continued, response rates decreased but were in autistic children.
quickly reinstated when reinforcement was again
Speech Development

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made contingent on visual attention. In another
study, McConnell (1967) used praise and smiling One of the most dramatic uses of behavior
to reinforce eye-to-eye contact with an autistic modification with psychotic children has been in
boy (CA 5). When the social reinforcers were re- the area of speech, especially with mute psy-
moved, the eye contact decreased but was rein- chotics. Since 1964, over 25 studies have used
stated during reconditioning. The frequency of reinforcement therapy in attempts to expand the
attending responses in psychotic children has verbal repertoires of psychotic children. Al-
also been increased by the use of reinforcers though there are no reports of complete success
such as playback tape recordings (Marr, Miller, in developing creative speech in a mute psy-
and Straub 1966), electric shock, and spanking chotic child, in contrast to echolalic children, the
(Simmons and Lovaas 1969). methods do appear effective in developing at
least low level communication skills in many pre-
General Behavioral Repertoire viously nonspeaking children.
Many studies using operant conditioning The most basic type of work in this area in-
methods have attempted to increase the general volves increasing the frequency of simple vocali-
behavioral repertoire of psychotic children. In an zations. Kerr, Myerson, and Michaei (1965) were
early study, Wolf, Risley, and Mees(1964) applied able to train a 3-year-old psychotic within a few
operant conditioning over a 7-month period to hours to vocally respond to one-word vocal cues
one autistic child (CA 31/2). Training parents and by reinforcing his vocalizations with singing and
teachers to use food and isolation as reinforcers, rocking on the knee. Similar successes with in-
they increased wearing of glasses and verbal be- creasing rates of nonspecific vocalizations were
havior and decreased temper tantrums. In a fol- obtained by Salzinger et al. (1965) and Hingtgen
lowup study of the same child, Wolf and Risley arid Trost (1966). In the latter study, pairs of psy-
(1967) modified other behaviors so that eventu- chotic children were required to make a vocal
ally the child was able to make adequate prog- response combined with mutual physical contact
ress in a special public school class. Davison to obtain candy. Fineman (1968) used changing
(1964, 1965a, and 1965b) described a program in yisual color displays as reinforcers for vocaliza-
which he taught undergraduates and teachers to tions.
use reinforcement techniques with autistic chil- One of the first studies in which actual speech
dren to increase the frequency of socially accep- was developed was that reported by Hewett in
table behaviors and a number of academic and 1965. Over an 18-month period, food was used as
preacademic skills. In one case, Davison found a reinforcer for general imitative behavior, then
that after 7 weeks of treatment a child followed 17 imitative verbal behavior, and finally generalized
of 17 commands, whereas previously she had fol- ianguage in a 4-year-old psychotic boy. Hewett
lowed only one command. (1964 and 1966) and his group (Hewett, Mayhew,
Brawley et al. (1969), using food and social re- and Rabb 1967) have also been able to develop
inforcers over a 3-month period with a 7-year-old reading skills in autistic children. Davison (1964)
autistic child, were able to decrease nonappro- found increases in communicative speech after a
priate behaviors and increase such appropriate iimited treatment program was established for
31

one autistic child. Later he (1965a) extended this tial improvements in the speech of psychotic chil-
program to the home where the parents rein- dren, the extent to which these techniques can
forced appropriate speech. develop spontaneous language, especially in
Some of the most important work in the area of mute subjects, is still unclear. Hingtgen and
speech development with psychotic children has Churchill (1969 and 1971), who used reinforce-
been done by Lovaas and his coworkers. They ment methods during an extensive training period
initially reinforced two schizophrenic children to develop vocal responses in four mute psy-
(CA 6) with food following any spontaneous vo- chotic children, reported a wide variation in re-
calizations (1966a). Gradually, through succes- sults. Although all subjects developed imitative
sive approximations, imitative vocalizations were speech, two of the children were never able to
shaped and subsequently only appropriate imita- make the initial auditory-visual and visual-vocal
tive vocal responses were rewarded. Many associations necessary for spontaneous speech.

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sounds and words were acquired very rapidly, Other investigators have questioned whether
but others took weeks of daily sessions. After mute psychotic children can ever develop more
both subjects had developed imitative speech, than rote speech (Weiss and Born 1967). It is too
Lovaas tested whether a generalized set was early at this stage of research to accept such a
formed. He found that his subjects would imitate possibility, but, even if true, most clinicians
words without extrinsic rewards, indicating that would regard rote speech as better than no
imitation in itself had become rewarding. Later speech. Nelson and Evans (1968) have suggested
this imitative vocabulary was used to develop that a combination of traditional speech-therapy
more spontaneous speech (Lovaas 1966a and techniques and operant-conditioning principles
1971). might be most effective in establishing functional
Risley and Wolf (1966) taught the parents of an speech.
autistic child to use successive approximation
and fading techniques for shaping both imitative Social Behavior
and more complex speech in many situations. A major characteristic of childhood psychosis
These same investigators also developed spon- is a deficiency of social behavior. One of the earl-
taneous speech in four echolalic autistic or brain- iest attempts to develop social behavior in psy-
damaged children (CA 7-0 to 12-0) by using chotic children was carried out by DeMyer and
verbal prompts and fading (1967). There are nu- Ferster (1969), who reinforced eight children for
merous other reports of these techniques being initiating peer and adult interactions. Simple co-
used to facilitate speech development (Brawley operative social behaviors in early childhood
et al. 1969, Churchill 1969, Colligan and Bellamy schizophrenics were shaped by Hingtgen, Sand-
1968, Gardner et al. 1968, Gray and Fygetakis ers, and DeMyer (1965), who required three pairs
1968, Hingtgen, Coulter, and Churchill 1967, Jen- of children to manipulate various devices in or-
sen and Womack 1967, Matheny 1968, and Shaw der to receive reinforcement. Not only did the
1969). mechanical cooperative behavior increase under
Two additional studies of special interest are these circumstances but other appropriate social
those of Martin et al. (1968) and Ney (1967). In behaviors that were not directly rewarded in-
the former, language development was carried creased as well. While these social behaviors did
out in a classroom situation in which seven of 10 not extend beyond the experimental room, a fol-
psychotic children significantly improved. And in lowup study (Hingtgen and Trost 1966), in which
the latter, matched groups of schizophrenic chil- social behaviors involving physical contact were
dren, divided into play-therapy and operant-con- directly reinforced, did result in some transfer to
ditioning groups, received 50 45-minute ses- the ward and home situations.
sions directed toward developing speech; the Lovaas (1966b) and Lovaas, Schaeffer, and
group receiving behavior therapy showed more Simmons (1965) used the elimination of electric
improvement in speech and in Vineland scores shock as a reinforcer for social behavior in one
than did the play-therapy group. set of identical autistic twins (CA 5-0); the twins
Although behavior therapy has led to substan- could escape shock by approaching an adult and
32

hugging or kissing him. A later study from necessary nor appropriate when the goal is to
Lovaas' group (1966b and 1967) provided food develop new behaviors.
rewards for increases in such socially appropri-
ate behaviors as participating in preschool Other Studies
games. Three other studies employing reinforcement
In a 5-week treatment program, Carlin and methods deserve special mention. Hudson and
Armstrong (1968), working with brain-damaged DeMyer(1968) found that the initial use of food as
and psychotic children, used token reinforcers a medium during occupational therapy sessions
to shape social interaction and responsibility dur- facilitated the later manipulation of regular craft
ing group play. They found a reduction in disrup- media by psychotic children. A successful toilet
tive behaviors and an increase in playing to- training program for autistic children has been

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gether which carried over to the ward situation. designed by Marshall (1966). Goodwin and Good-
Similarly, Metz (1966) was able to establish a win (1969) employed the Edison Responsive En-
token reinforcement program in which 11 emo- vironment (a cubicle enclosing a multiphase elec-
tionally disturbed children (some of whom were tric typewriter, projector, and programming de-
autistic) earned their tokens for self-help skills vice designed to respond to or direct the user in
and social behaviors (e.g., holding hands, giving a variety of ways) in a large study of children with
other children tricycle rides, and playing games learning disabilities, including some diagnosed
together). as psychotic. Following various amounts of ex-
Using a behavior-therapy program in a kinder- posure to the apparatus, most children demon-
garten class setting, Martin et al. (1968) suc- strated general behavioral improvement and de-
ceeded in developing socially appropriate be- creases in disruptive behavior and hyperactivity.
haviors in 10 autistic children by assigning one Additional data on the use of behavior modifica-
reinforcing adult for each child. Many other stud- tion with psychotic children are included in four
ies have used behavior modification to increase recent review articles (Gelfand and Hartmann
social interaction both on the hospital ward and 1968, Leff 1968, Werry and Wollersheim 1967, and
in the home. All report some degree of success in Yates1970).
expanding the social repertoires of psychotic
children (Brawley et al. 1969, Gardner et al. 1968, Treatment Outcome Studies
Jensen and Womach 1967, Johnson and Brown Although treatment studies of childhood psy-
1969, Maes 1969, Means and Merrens 1969, Pat- chosis are typically based on sntell numbers of
terson and Brodsky 1966, Sussman and Sklar subjects with no comparison groups, there have
1969, Wetzel et al. 1966, and Wolf and Risley been a few large-scale outcome reports. Wenar
1967). et al. (1967) found that a small daycare center
with a 1:1 adult-child ratio was most effective in
Aversive Conditioning bringing about improvement in the areas of re-
A number of controversial (Breger 1965) stud- lationship, mastery, and psychosexual develop-
ies have appeared which employed electric ment, when compared to milieu therapy in a cus-
shock to control the behavior of psychotic chil- todial-care institution or a modern well-staffed
dren (Baroff and Tate 1968, Lovaas 1966b, Lovaas State institution. In the latter two situations there
et al. 1965a, Lovaas, Schaeffer, and Simmons was little difference in the progress made. None
1965, Risley 1968, Simmons and Lovaas 1969, and of the treatment procedures, however, produced
Tate and Baroff 1966). Because these drastic significant improvement in communication and
measures are effective in rapidly eliminating self- vocalizations. In a long-term followup of children
mutilative behaviors, their use appears justified. who had been hospitalized for various lengths of
Whether shock should be used to manipulate time, Levy (1969) reported that schizophrenics
other behaviors is highly questionable. Certainly, with low IQ's had the poorest prognosis, regard-
the substantial improvements reported by the less of the length of hospitalization.
great majority of studies using positive reinforce- Several studies have compared residential and
ment would suggest that electric shock is neither daycare treatment programs. Davids, Ryan, and
33

Salvatore (1968) found no large differences be- Regarding the comparative effectiveness of
tween these approaches, but Kemph (1966b) in a the new types of therapy, no objective assess-
3-year followup of 51 subjects reported that the ment has been made to date. This problem is
greatest improvement occurred in the group that especially difficult since there are similarities in
had received the most intensive therapy. In a se- actual practice among the therapies, in spite of
ries of studies Goldfarb and coworkers (Goldfarb their different rationales. Body stimulation, group
and Goldfarb 1965, Goldfarb, Goldfarb, and Pol- therapy, and educational programs all involve
lack 1969, and Goldfarb and Pollack 1964) techniques that could be interpreted in terms of
rhatched 26 schizophrenic children for age, sex, behavioral techniques. On the other hand, be-
IQ, and neurological findings and divided them havior therapists do form relationships with the
into organic, nonorganic and unscorable (IQ) children, and such interpersonal responding can-

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groups. Half of each group received daycare not be ignored as irrelevant to the behavioral
treatment and half received residential treatment. changes observed (Wetland 1971).
The unscorable group showed no improvement
in either daycare or residential treatment; the or- Despite these difficulties, outcome studies
ganic group showed equal improvement in the comparing various therapeutic approaches are
two types of therapy; and the nonorganic chil- sorely needed. These investigations will require
dren showed more improvement in residential clear and detailed descriptions of methodology
than daycare treatment. as applied to matched groups of subjects (in-
No firm conclusions can be drawn from this cluding appropriate control groups) for fixed pe-
very limited number of outcome studies. The data riods of time. In addition, pre- and post-therapy
do suggest, however, that in some cases psy- evaluation procedures, plus adequate followups,
chotic children show greater improvement under should be provided (Fish 1964 and Yates 1970).
conditions of intensive therapy. Now that a number of promising treatments for
childhood psychotic disorders have been pro-
Evaluation of Treatment posed, it is not too early to submit them to a more
The treatment picture of childhood psychotic precise appraisal.
disorders has dramatically changed in the last 6 While the therapeutic outlook has brightened
years. In contrast to the very pessimistic view pre- considerably, the general prognosis for most
sented by Rimland in 1964, therapists are now re- childhood psychotics is still poor in terms of de-
porting greater success in working with psychotic veloping levels of normal functioning. Significant
children, even of the mute type. Although the in- expansion of their behavioral repertoires can be
troduction of more effective therapeutic tech- achieved, but spontaneity may remain absent,
niques (body stimulation, group therapy, educa- especially in the area of speech. At an even lower
tional programs, and behavior modification) level many of these children do not seem able to
could account for this altered outlook, other con- make various types of simple cross-modal asso-
tributing factors might include the following: 1) ciations. Whether these major therapeutic road-
therapists and trained ancillary workers (e.g., blocks can be eliminated will be answered by
parents, teachers, and ward attendants) are further intensive study. What is clear at this point
spending much more time in working with the is that abilities vary widely from child to child, no
children; 2) almost all forms of therapy now in- matter what the diagnosis. Until each child's spe-
volve some training in basic perceptual-motor cific limitations of learning are objectively deter-
skills, even when the orientation remains essen- mined, all methods of proven effectiveness must
tially psychodynamic; and 3) therapeutic goals be used to enable him to reach his highest level
are often limited, resembling more closely those of performance. At best, these therapeutic ap-
set for nonpsychotic retarded and brain-dam- proaches could allow the child to function well in
aged children. The relative importance of these home and school settings; at the very least, they
variables has not yet been determined, but they could provide for the construction of prosthetic
must be considered in any study of therapeutic environments, designed for the individual child
procedures. according to his maximum abilities.
34

Theory priate tolerance and reduction of the infant's rage


The progress of experimental studies of early reactions. All schizophrenic reactions, ranging
childhood psychoses has been relatively inde- from autism to adult schizophrenia, are mourn-
pendent of formal theoretical considerations, ing reactions to the perceived loss of maternal
since all current theories share a major weakness love according to Edelson (1966).
—they generate few testable hypotheses. In ad- Somewhat different pathological mother-child
dition, many are fragmentary, dealing with only relationships are postulated by Lordi and Silver-
selected aspects of psychotic behavior in chil- berg (1964) and Speers and Lansing (1964).
dren. Specification of the diagnostic categories Lordi and Silverberg speculate that the break-
to which the theories refer is also frequently un- down of the mother-child relationship is due to
clear. In spite of these heuristic limitations, a an extension of, and reaction to, early narcissis-

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large number of theories of psychotic disorders tic injury in the mother, coupled with a dependent
of childhood have been proposed, with new ones personality in the father. Speers and Lansing, on
appearing every few months. They may be di- the other hand, regard the parents, as well as the
vided into three types according to the etiological child, as committed to a symbiotic relationship
factors emphasized in each: nonorganic, organ- because of their own unresolved dependency
ic-experiential interaction, and organic. conflicts. They feel that the mother identifies with
the child's dependency needs and projects her
Nonorganic own undesirable impulses onto the child. In a
Most nonorganic theories are psychodynami- later revision of their theory, Speers and Lan-
cally oriented, assume that the infant is physically sing (1968) suggest that psychobiological func-
normal at birth, and attribute the development of tioning of the mother during gestation may be a
psychotic behavior to pathological personality causative factor. This position would put them
characteristics and behaviors in the parents. more in the organic-experiential class of the-
They differ, however, in their interpretations of ories.
the deviant parent-child interactions and their Whereas most nonorganic theories are psycho-
suggestions of specific critical periods during dynamically oriented, Ferster (1961 and 1966)
which time the children are assumed to be un- presents a purely behavioral interpretation of au-
usually susceptible to parental mishandling. tistic etiology. He sees parents as failing to suf-
Bettelheim (1967), one of the leading propo- ficiently pair primary reinforcements with a wide
nents of a psychogenic theory, interprets autis- variety of behaviors. Thus, parental responses
tic behavior as denial of self in defense against which are social in nature do not become condi-
threats of total destruction from a world per- tioned or generalized reinforcers and the child
ceived as hostile and rejecting. Pathological develops little or no appropriate social behavior.
characteristics within the parents, particularly Ferster further postulates that atavisms, because
the mother, lead to pathogenic under- or over- of their aversive effects, are frequently rein-
stimulation, which prevents the child from effec- forced by parents. In addition, repetitive, self-
tively acting on his environment. Thus, the child stimulative behaviors are maintained by con-
is blocked from experiences necessary for devel- tinuous reinforcement through their immediate
oping a concept of self. Similar interpretations of and direct effects on the environment and the
autistic behavior as withdrawal from a hostile and child's own body.
threatening world are proposed by Griffith and
Ritvo (1967) and Haworth and Menolascino Organic-Experiential
(1968), although they differ on whether the under- The organic-experiential interaction theories
lying mechanism is one of fixation or deviant may be subdivided into those which are similar
development. to the psychodynamic nonorganic theories in
In contrast, Zaslow (1967) attributes autistic emphasizing pathological mother-child relation-
behavior to the combined effects of stimulus ships, while allowing for some unspecified vul-
deprivation (as a result of inadequate tactile- nerability in the child, and those which are simi-
kinesthetic handling) and the mother's inappro- lar to the organic theories in stressing deviations
35

in the child for which the mother does not com- Weiland (1964 and 1966) and Mahler (1965)
pensate. distinguish between autism and symbiosis, al-
The interaction theories that emphasize break- though both syndromes are thought to originate
downs in the mother-child relationship postulate in the early mother-child relationship. Both in-
a basic failure to develop real object relation- vestigators suggest that autism stems from a ba-
ships. They differ, however, in their interpreta- sic failure to associate the mother as an external
tion of the underlying mechanisms. For example, object with internal need gratification, with re-
while Smolen (1965), Soddy (1964), and Garcia sulting lack of development of elementary ego
and Sarvis (1964) all consider the autistic dis- functions (Weiland 1964) and retraction of affec-
turbance to be due to a combination of organic tive contact (Mahler 1965). Their conceptions of
predisposition and maternal deficiency, Soddy autism differ in that Weiland does not consider

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specifically implicates inadequate feeding satis- anxiety to be a factor, while Mahler sees autism
faction patterns, and Garcia and Sarvis suggest as a defense against anxiety. Both investigators
that a paranoid reaction, directed at the mother, agree that symbiosis reflects chronic separation
is the basic core of autism. anxiety: Weiland (1966) postulates a circular re-
Ruttenberg (1971) and his group (1966) make lationship between failure to develop object rela-
a distinction between primary autism, which is tionships and employment of symbiotic behavior,
considered to be largely due to innate or con- while Mahler suggests that the infant associates
genital organic brain damage, and secondary au- all need gratification with the mother and never
tism, which is considered to be largely a re- generalizes tension reduction to other objects,
sponse to an inadequate environment. In both with the result that any break in the symbiotic
types, the development and severity of autistic relationships produces overwhelming anxiety.
behavior are thought to be determined by the in- Although the authors attribute both autism and
teraction between degree of organic damage and symbiosis to the combined effects of central-
degree of environmental stress, and the basic nervous-system pathology and/or environmental
mechanism is interpreted as developmental ar- stress, Mahler places somewhat more emphasis
rest at the preoral level of psychosexual devel- on constitutional vulnerability.
opment, as a defense against mothering behavior While O'Gorman (1967) also traces autism to
which is perceived as noxious or overwhelm- the basic failure to develop a normal relationship
ing. Goldfarb (1961) also distinguishes between with the mother, and hence to become involved
organic and nonorganic childhood schizophrenia with reality, he suggests a variety of possible
on the basis of the relative contributions of con- causes—an excessively stressful environment,
genital brain damage and environmental inade- a genetic predisposition, and anatomic, meta-
quacy, resulting in severe deficits of ego develop- bolic, or physiologic diseases.
ment. The preceding interactional theories all stress
A somewhat similar system has been proposed disruptions in the mother-child relationship
by Ward (1970), who makes an additional distinc- which prevent the development of object rela-
tion between early infantile autism and childhood tionships, while those that follow tend to empha-
schizophrenia. While the childhood schizo- size the constitutional limitations of the child.
phrenic is thought to have a fragmentary body Kanner (1968)3 postulates an inborn defect in
ego, the autistic child is seen as having a defen- relatedness, per se, which is aggravated by lack
sively developed behavioral ego. Ward believes of emotional involvement in the parents; thus, he
that autism basically results from the lack of ex- suggests that, although the determining factor in
perience of a varied and stimulating patterned autism is the interaction between the inborn de-
environment which may result from one of three fect and lack of environmental compensation,
conditions: 1) an organically based, abnormally the development of the syndrome could be
high stimulus barrier, 2) an organically based hy- avoided by more intense parental involvement.
persensitivity to external stimuli, or 3) a non- By contrast, Eaton and Menolascino (1967) view
nurturant, nonstimulating, nonpatterned home
environment. 3
See, also, Chambers 1969.
the psychotic base as a more general process ence clearly defined patterns of sensation,
which prevents or interferes with all integrative anxiety is produced. In Bender's conception, au-
functions, and Gibson (1968) interprets autistic tistic behaviors are merely one group of a variety
symptoms as an organically damaged child's de- of defense mechanisms which could be employed
fensive reactions to unrealistic parental expecta- to cope with the anxiety.
tions. Stressing the behavioral similarities between
Several authors are more specific in their em- autism and developmental aphasia, Rutter
phasis on perceptual dysfunctions for which the (1965a, 1965b, and 1971) and Wing (1966) both
environment fails to compensate. For example, postulate an underlying general brain damage
Kirk (1968) postulates that unrecognized per- occurring before or very soon after birth which
ceptual defects in the child lead to a circular re- disrupts speech, perceptual, and cognitive de-

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lationship between the child's learning handicaps velopment. Autistic symptomatology is consid-
and the parents' difficulties in developing appro- ered to be an adaptation to lack of comprehen-
priate responses. Stroh and Buick (1964) suggest sion of the environment. Gittelman and Birch
that constitutional and/or environmental de- (1967) also postulate that the inappropriate be-
ficiencies result in arrested perceptual develop- haviors of autism result from primary disorders
ment and that autistic behaviors represent the in the sensory and response systems—rather
child's attempt to adapt to the environment and than representing defense mechanisms against
integrate incoming stimuli within his limited per- pathological environmental or parental factors.
ceptual system. Salk (1968) speculates that these A number of authors hypothesize that innate
children are unusually vulnerable to insufficient defects in the arousal mechanisms interfere with
sensory stimulation and that lack of compensa- the psychotic child's ability to process incoming
tion with adequate sensory stimulation during the information. Hutt and Hutt (1968), for example,
first few days of life may produce irreversible suggest that there is a chronically high level of
damage. Schopler (1965) postulates a specific cortical arousal in these children. Autistic be-
dysfunction in the arousal and inhibition of sen- haviors, particularly stereotypies, are thought to
sory processes, which takes the form of hypo- serve an arousal-reducing function by producing
sensitivity in autism and of hypersensitivity in repetitive endogenous stimulation and blocking
childhood schizophrenia. Attempting to isolate a sensory input.
specific causal event, Glavin (1966) proposes Rimland (1964 and 1968) contends that a mal-
that a rapid decrease in oxygen tension in the function of the reticular formation which pro-
blood produces both retrolental fibroplasia and duces inadequate arousal to incoming stimuli re-
autism; he attributes the differences in behavior sults in the child's inability to relate new stimuli
between the two groups to differences in interac- to remembered experience, or, at the infant level,
tion between environmental variables and the ex- to associate biological rewards with social, par-
tent of the underlying brain damage. ticularly maternal, relationships. Rimland further
speculates that the malfunction of the reticular
Organic formation results from genetic homozygosity in
Organic theories also take many different the gene related to the ability to focus attention
forms, ranging from those suggesting diffuse or- and ignore distractions—the gene which he sug-
ganic damage to those postulating more specific gests would contribute to high intelligence in
sites of impairment. heterozygous individuals.
Bender (1966b and 1967) attributes childhood Des Lauriers and Carlson (1969) postulate that
schizophrenia to an inherited vulnerability and there is an imbalance between the ascending
believes it is characterized by a lag in matura- reticular activating system (Arousal I) and the
tion at the embryonic level, which results in limbic reward system (Arousal II), such that
embryonic plasticity in all areas of functioning, Arousal I dominates or inhibits Arousal II. Thus,
particularly those which are integrated by the because of his chronically high state of arousal,
central nervous system. Because the child is con- the child cannot form stimulus-reward relation-
sequently unable to perceive reality and experi- ships, and the majority of all impinging stimuli re-
37

main forever new and novel to him. A similar hy- who is biologically or physically normal at birth
pothesis is presented by Freides and Pierce is prevented from effectively interacting with his
(1968), who suggest that, because of a chronic social and physical environment. One would ex-
imbalance between the nonspecific and specific pect that such deviant behavior on the part of the
somasthetic processing systems, somasthetic parents would be relatively easy to identify. In
stimulation is channeled largely through non- recent studies, however, there appears to be lit-
specific pathways with direct connections to the tle or no evidence of parental psychopathology.
reticular formation rather than through specific On the contrary, they demonstrate low incidences
pathways projecting to the cortex via thalamic of familial psychosis, broken homes, and sibling
centers. Again, the result is that the child is in a pathology, compared to control groups.
chronically high state of arousal which interferes Most nonorganic theories also postulate the

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with information processing. Freides and Pierce occurrence of critical periods, during which time
suggest, however, that aversion to body stimula- the child is especially susceptible to parental
tion is the primary symptom and that other au- mishandling. As yet, critical periods of this type
tistic behaviors are derivatives. have never been demonstrated in man; nor is
Ornitz and Ritvo (Ornitz 1969 and Ornitz and there any evidence that stresses actually oc-
Ritvo 1968a and b) postulate an innate failure of curred during such periods. In addition, these
homeostatic regulation within the CNS, such that theories do not account for the fact that other
environmental stimuli are either inadequately children subjected to severe environmental
modulated or unevenly amplified, resulting in stress during this same time develop into normal
perceptual inconstancy and an inability to or- adults.
ganize internal and external stimuli. The physio- Since organic-experiential theories allow for
logical equilibrium between facilitatory and in- interaction between organic vulnerability and en-
hibitory systems is disrupted, and, on the basis of vironmental stress, they are less weakened than
comparisons with REM sleep, they hypothesize nonorganic theories by the lack of demonstrated
that the defect lies within the vestibular system. severe parental pathology. But the interactional
Using analogies with computer programing, theories are vague in defining either the nature
Kahn and Arbib (1968) suggest an inborn neuro- of the underlying vulnerability, the nature of the
chemical defect resulting in the failure of proc- environmental stress, or the degree to which each
esses to integrate analogic (emotional) and factor contributes to pathology. Also, if the severe
digital (logical) information. The breakdown in behavioral deficits observed in childhood psy-
development occurs when the child cannot make chotics can result from moderate amounts of
systematic digital associations between the stress, one might expect to see a much higher
mother and tension relief, with the result that the incidence of these disorders.
homeostatic mechanisms dealing with input or Organic theories allow for a wide variety of
feedback become highly restrictive. Their or- types of damage, including defects in the arousal
ganic hypothesis refers only to autism, since they and integrative mechanisms. Until more informa-
attribute childhood schizophrenia to environ- tion on the normal functioning of these systems is
mental factors in the form of inadequate or con- obtained, however, the hypotheses of malfunc-
fusing information. tion cannot be adequately tested. Recent experi-
mental data would indicate that there is neurobio-
Defects in Theories logical damage in a large number of psychotic
Nonorganic theories, whether psychodynamic children, but the evidence does not tend to sup-
or behavioral, are similar in their emphasis on port one organic theory over another. Further-
parental, especially maternal, pathology as the more, none of the organic theories provide an ac-
primary cause of behavioral deficits in the child. ceptable explanation for the fact that most or-
The assumption is that maternal overprotection, ganically damaged children are not psychotic.
rejection, emotional deprivation, improper so-
masthetic stimulation, or inappropriate reinforce- Current Status
ment can be so severe or traumatic that a child Two major hypotheses have guided much of
38

the early work with psychotic children. In the made in answering this question if investigators
first, the childhood psychoses were thought to were more thorough in describing subjects and
represent the earliest manifestations of adult routinely made comparisons with control groups.
schizophrenia. Therefore, the identification of At present, individual investigators employ
etiological factors and the development of effec- differing classification systems, which often are
tive treatment procedures for disorders of child- not readily communicable to the rest of the re-
hood were expected to broaden understanding of search community. For this reason, a number of
adult schizophrenia. In the second hypothesis, investigators have proposed a tri-axial classifica-
psychotic children were believed to be potentially tion system for all childhood disorders (including
capable of normal functioning in all areas of de- aphasias, hyperkinesis, and minimal brain dam-
velopment. If disruptive, environmentally caused age). The proposed system would have be-

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emotional difficulties could be resolved, it was havioral rather than interpretive descriptions of
postulated, these disturbed children might be- symptoms as one axis, test-derived estimates of
come normal adults with little or no residual im- intellectual and language functioning as a second
pairment. Unfortunately, the evidence available independent axis, and the results of neurological
from current research provides little support for examinations as the third axis. By eliminating the
either of these initial hypotheses. controversy as to whether psychotic children are
Contrary to the theory of normal "potential," retarded and/or brain-damaged, this system
the large majority of psychotic children demon- would provide a better means for obtaining com-
strate severe deficits in intellectual, perceptual, parison group data. Until this system is more
and language development. Followup studies in- widely accepted, however, it is to be hoped that—
dicate that, even when bizarre behaviors dimin- as a minimum requirement—all reports (regard-
ish and social relatedness increases, gross defi- less of the classification system used) should
cits in other areas of functioning remain. Many provide adequate descriptions (i.e., profiles of
recent reports also indicate that, regardless of CA, MA, social behavior, speech development,
the treatment program followed, these children organicity indicators, and other relevant data) for
show more improvement in affective contact than each individual or group of subjects.
in intellectual, perceptual, and language skills. There has been an encouraging increase in
Thus, it now appears that their deficits in social the number of objective studies of the behavioral,
behavior are less a cause than a reflection of de- intellectual, perceptual, language, and neurobio-
viations in other areas of development. logical characteristics of psychotic children. The
While the concept of a link between childhood majority of these studies indicate that psychotic
and adult psychoses is still accepted, on theoreti- children have moderate to severe dysfunctions
cal grounds, by a small number of investigators, in almost every area of development explored.
data from epidemiological and followup studies Although there are many individual differences,
suggest that there are few similarities between most psychotic children seldom interact with
childhood and adult psychotics in terms of family either adults or other children, exhibit little con-
characteristics or psychopathology. On the other structive play, and engage in many repetitive be-
hand, there are many similarities in symptoma- haviors (nonfunctional manipulations of objects,
tology between psychotic and brain-damaged environmental fixtures, and their own bodies).
children. Recent evidence suggests that many of their
If there is little or no relationship between avoidance and stereotyped behaviors may be re-
childhood and adult psychosis, and if the chil- lated to success/failure ratios in structured task
dren diagnosed as psychotic are more similar to situations.
brain-damaged or retarded children than to psy- Although psychotic children have frequently
chotic adults, one might wonder how childhood been considered "untestable," renewed efforts in
schizophrenics can be differentiated from other administering standardized psychological tests
atypical children. Although some agreement have indicated that they can be reliably tested
exists regarding childhood schizophrenia's iden- when low-level items are employed. Most func-
tifiable symptomatology, more progress could be tion at moderately to severely defective levels,
39

and their scores tend to remain quite low regard- and language development and their possible eti-
less of concurrent improvements in cooperation ological significance. To accomplish this goal
and social behavior. When subtest scatter oc- will require greater employment of control groups
curs, it is generally associated with poor lan- (e.g., retarded, aphasic, and brain-damaged
guage development rather than unusual psycho- children) as well as further standardization of
pathology. Therefore, the low intelligence test testing procedures. Finally, to answer the ques-
scores characteristic of childhood schizophren- tion of whether test-item failure is due to low mo-
ics do not appear to be an ephemeral reflection tivational levels (including negativism) or inabil-
of emotional disturbance; instead they seem to ity to perform, techniques for increasing and
represent remarkably stable and useful predic- maintaining high motivational levels (such as
tors of later social adjustment and educational those used in behavior modification) should be

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achievement. implemented during testing periods.
Severe language abnormalities are frequently The data on neurobiological correlates do not
the first readily identifiable symptoms of child- present a unified picture of organic involvement
hood psychosis. In addition to their characteris- in childhood psychoses. Although many indica-
tic failure to develop communicative speech, tors of organicity have been found in different
most psychotic children demonstrate severe groups of psychotic children—for example, ab-
comprehension deficits under controlled testing normal EEG records, cell abnormalities, unusual
conditions. Although some schizophrenic chil- drug responses, deviant physical characteristics,
dren have adequate or normal speech develop- metabolic deviations, and prenatal, perinatal, and
ment, muteness and noncommunicative echolalia postnatal difficulties—no one particular type of
are frequent hallmarks of childhood psychosis. organic dysfunction has yet been found in all
Despite the heavy emphasis speech training re- psychotic children. Nonetheless, large propor-
ceives in almost all therapeutic programs, re- tions of these children demonstrate many varie-
gardless of theoretical orientation, success in de- ties of neurobiological involvement. Technologi-
veloping spontaneous or creative speech has cal limitations in measuring physiological and
been limited and appears to be directly related biochemical parameters and the paucity of infor-
to the children's initial levels of social and in- mation regarding the neurobiology of the normal
tellectual functioning. developing child create special difficulties for
While systematic testing of perceptual proc- this type of research, but preliminary evidence
esses in psychotic children is a relatively recent justifies an intensifed search for solutions to
research development, many types of perceptual these problems.
dysfunction have already been demonstrated. The picture of psychotic children which has
Below age level in visual and auditory discrimina- emerged from recent research investigations is
tion and visual-motor skills, many of the children dramatically different from that which earlier pre-
appear to be especially deficient in short-term vailed. Once considered normal except for se-
memory and cross-modal information process- vere emotional problems, psychotic children have
ing. Only in the development of early gross motor now been shown to have severe deficits in all
skills do these children meet normal expectations. other areas of development: behavioral, intellec-
At present, most standardized psychological tual, perceptual, language, neurobiological, and
tests are not designed to provide detailed deficit social. Unfortunately, the lack of interaction be-
profiles for low functioning children. Moreover, tween theory and experimentation in this field
because experimental procedures have varied has produced a situation in which research ef-
from study to study, it is difficult either to com- forts have not been particularly systematic or
pare different psychotic groups or to contrast efficient and most theories of etiology have not
their performance with normative data on non- been modified to accommodate the recent em-
psychotic children. A more thorough investiga- pirical data.
tion of the perceptual deficiencies of psychotic Nonorganic theories stress faulty environ-
children will be necessary if we are to assess mental conditions as the primary cause of be-
their contribution to deviant social, intellectual, havioral deficits in psychotic children. In tracing
40

the development of pathology, both the psycho- Hypotheses of organic defects are more con-
dynamic and behavioral theories implicate pa- gruent with the existing empirical data which
rental (particularly maternal) pathology, either in demonstrate many types of neurobiological im-
the form of the parents' unresolved emotional pairment as well as a variety of severe intellec-
problems or their failure to provide sufficient re- tual, perceptual, and language dysfunctions in
inforcement. If we assume—as do proponents of these children. There is no conclusive evidence
nonorganic theories—that psychotic children supporting one organic theory over another, how-
were biologically normal at birth, we should also ever, and the data strongly suggest that there
expect that parental deviations severe enough to may be many forms of organic damage present
have produced such profound and pervasive be- which result in similar maladaptive behaviors.
havioral defects would be readily identifiable. Although some progress has been made, most

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But when actual comparisons have been made— etiological theories are untestable in their pres-
whether with the general population or other ent form, and are often based on an extremely
clinical groups—parents of psychotic children do selective portion of the available data. This is due
not appear to be unusually deviant, either in their partly to the relative recency of the organic hy-
own personality organization or their child-rear- potheses, partly to the lack of detailed knowledge
ing practices. Moreover, the fact that some ther- concerning many aspects of early normal devel-
apists have successfully trained parents to serve opment (particularly in the neurobiological area),
as adjunct therapists suggests that any pre- and partly to the lack of systematic research
viously observed "pathological" behaviors may strategies designed to reject or support precisely
merely have reflected their confusion and uncer- defined alternative hypotheses. It may be that ef-
tainty in dealing with severely damaged children. forts to develop comprehensive theoretical sys-
Unfortunately, much of the popular press empha- tems are premature at this stage, particularly
sizes parental responsibility in producing these since the necessary descriptive and experimental
children. It has taken decades of educational ef- data comparing psychotic and control groups are
fort to alleviate parental guilt in the case of re- not yet available.
tarded and brain-damaged children, and, in the Not all advances in therapeutic procedures de-
case of psychotic children, where the physical pend upon theoretical advances or the uncover-
stigmata are not so obvious, the educational task ing of etiological substrates (for example, the use
will be much more difficult. of psychopharmacological agents in the treat-
In organic-experiential theories, the childhood ment of adult schizophrenia or of special training
schizophrenic's disturbance is attributed to a techniques with retarded children). Even in the
combination of organic vulnerability and environ- absence of clear statements of etiology, some
mental stress. While suggesting less severe pa- progress has been made in the treatment of psy-
rental pathology than the nonorganic theories, chotic children. Conventional therapy is still used
organic-experiential theories are generally quite with these children occasionally, but the major
vague in defining the nature of either "organic concentration of recent efforts has been directed
vulnerability" or "environmental stress" and fre- toward a number of new approaches—for ex-
quently tend to emphasize the parental contribu- ample, body stimulation, group therapy, educa^
tion. Many of these theories also employ the con- tional programs, and behavior modification.
cept of critical periods during which the child is In brief, the body-stimulation therapists use
particularly susceptible to environmental mis- various types of tactile stimulatory procedures to
handling—a notion which was extrapolated from provide the child with sensory experiences pre-
animal studies and which has received little em- sumed to be lacking in his earlier development,
pirical support from studies with human infants. while the group therapists attempt to remedy his
Given the long period of dependency and plas- social deficiencies by developing interactions
ticity in child development, as well as the wide within small groups. Educational and behavior
range of developmental milestones accepted as therapy programs have achieved encouraging re-
normal, it remains highly speculative that such sults by focusing on specific target behaviors,
critical periods exist in man. rather than general therapeutic goals. Although
41

some educational programs are based on psy- areas. Only further work will determine whether
chodynamic theories, both the educational and these limitations can be overcome.
behavior therapy techniques emphasize training
in specific academic or preacademic skills (for Summary
example, speech and language development, Recent developments in the study of early
perceptual discriminations, and perceptual- childhood psychoses are reviewed in terms of de-
motor tasks), as well as attempting to increase scription, diagnosis, intellectualiunctioning, lan-
overall attention and social behaviors. guage characteristics, perceptual processes,
Because of difficulties in obtaining adequate neurobiological research, therapeutic proce-
descriptions of initial clinical state and subse- dures, and theoretical position. Despite the vari-
quent behavioral change, relatively few attempts ety of diagnostic classification systems, actual

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have been made to compare the effectiveness of descriptions of symptomatology appear remark-
differing treatment approaches. Some standard- ably similar for all forms of childhood psychoses.
ization of reporting procedures is badly needed. There is increasing evidence that the great ma-
Used in conjunction with appropriate control jority of psychotic children demonstrate moder-
groups, pre- and post-therapy evaluation scores ate or severe intellectual retardation, serious
communication deficits, gross disturbances of
(from standardized tests, rating scales, or struc-
perceptual processes, and various types of neu-
tured observations) would be extremely valuable robiological dysfunction. Studies of family char-
in determining degree of clinical improvement. acteristics tend to rule out parental psychopath-
If objective profiles of differential changes in be- ology as a causative factor. The introduction of
havior following therapeutic intervention were body-stimulation, group-therapy, special educa-
routinely provided, these data could prove most tional, and behavior-modification techniques of-
helpful in drawing diagnostic and etiological fers hope for more effective treatment, but con-
conclusions. trolled outcome studies comparing the various
The new therapeutic approaches have not only therapies are needed. Many theories of limited
been successful in developing new behaviors in heuristic value have been proposed, including
psychotic children but also in uncovering pre- those stressing nonorganic, organic-experiential
viously underestimated areas of severe deficit. interaction, or organic factors. The growing evi-
Their effectiveness in developing new responses dence of perceptual and neurobiological involve-
stems from their emphasis on actively eliciting ment suggests that research in these areas
and rewarding specific behaviors, rather than should be intensified.
waiting for the child's hypothesized emotional
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Acknowledgment
Preparation of this paper was supported by the
National Institute of Mental Health, PHS, Grant
No. 05154-09 and the LaRue D. Carter Memorial
Hospital, Indianapolis, Ind. We thank Drs. M. K.
DeMyer, J. I. Nurnberger, and Q. F. Moore for
their support and Phil Enz, Judith Smith, and
Janet Allen of the LaRue Carter Medical Library
for their assistance in obtaining the necessary
references. Special thanks are due Lynn Jenkins
for her outstanding technical skill during all

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stages of the preparation of this review.

The Authors
J. N. Hingtgen, Ph.D., is an associate pro-
fessor in the Department of Psychiatry, and
a research associate in the Institute of Psy-
chiatric Research and the Clinical Researeh
Center for Early Childhood Schizophrenia,
Indiana University School of Medicine, In-
dianapolis, Ind. C. Q. Bryson, M.S., is alsb
affiliated with the Clinical Research Center
for Early Childhood Schizophrenia, where
she is a research associate.

early childhood psychosis bibliography


A bibliography containing over 400 citations and abstracts to the literature from 1964-1969
on infantile autism, childhood schizophrenia, and related disorders is available to readers on request.
Prepared by Carolyn Q. Bryson and Joseph N. Hingtgen, the bibliography supplements the literature
review by the same authors that appears in this issue. Single copies of Early Childhood Psychosis:
Infantile Autism, Childhood Schizophrenia and Related Disorders—An Annotated Bibliography 1964-
1969 (HSM 71-9062) may be obtained without charge from the Office of Communications, National
Institute of Mental Health (Publications Issuance Unit, Room 1B64, Parklawn Building, 5600 Fishers
Lane, Rockville, Md. 20852).

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