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Abstract
In spite of the availability of numerous crop-growth models, there has been limited experience in applying them to predict
regional production and its variability. The main difficulty is a substantial mismatch between spatial and temporal scales of
available data and crop simulation model input requirements. This study developed and tested an operational procedure to
predict soybean (Glycine max L. Merrill) yield and production by linking the CROPGRO-soybean model with a low resolution
regional database of weather, soils, management, and varieties. Historically observed census yields were detrended to remove
effects of changes in technology and then aggregated to a scale of 0.5◦ cell (about a 50 km grid cell) (ĝ) using an area-weighting
approach. Spatial yield variability within a grid cell was simulated (ý) using nine input combinations (3 varieties, 3 planting
dates, 1 soil and 1 initial condition) which were averaged for comparison with aggregated census yield, ĝ in each cell and
year. Yield bias was estimated by minimizing the root mean squared error (RMSE) between corrected ŷ and ĝ. The yield
correction factor needs to be site-specific to account for spatial variations in constraints and management. Yield correction
factor ranged from 0.40 to 0.50 in more than 75% of grid cells. When corrected, the success rate for the goodness of fit of ŷ
and ĝ was ∼100 and 80% for variance at the 95% confidence limit. The 17-year mean of actual yield was accurately predicted
with a slope of 0.95, small intercept (−0.025) and R2 of 0.95. When validated, the prescribed factor test error was 14%,
within the 16% guideline set by the Environmental Protection Agency (1982) as an acceptable criteria for a model to qualify
for management application. Median RMSE were 15, 8, 32, 7 and 85% for 1991, 1992, 1993, 1994 and 1995, respectively.
Years 1993 and 1995 were dominated by high water stress. We conclude that the grid-specific yield correction approach can
effectively correct bias in simulated yields and accurately predict interannual variability using readily available inputs. Future
steps are needed to incorporate procedures that account dynamically for yield susceptibility to pests and diseases. Testing and
improvement of the model should continue to realize its potential.
© 2002 Elsevier Science B.V. All rights reserved.
Keywords: Scaling up simulations; Regional yield predictions; CROPGRO-soybean; Spatial analysis; Yield variability
1. Introduction
0167-8809/02/$ – see front matter © 2002 Elsevier Science B.V. All rights reserved.
PII: S 0 1 6 7 - 8 8 0 9 ( 0 1 ) 0 0 3 5 8 - 9
74 S.S. Jagtap, J.W. Jones / Agriculture, Ecosystems and Environment 93 (2002) 73–85
mented at this scale (Moen et al., 1994; Chipanshi area planted and harvested, and a range of planting
et al., 1999). This interest has been additionally fu- dates aggregated at a county scale (NASS, 1997).
eled by climate change research that seeks to explore Combining these two data sources make it possible to
impact on regional food productivities and options simulate, evaluate, and improve the accuracy of the
for adaptations (Haskett et al., 1995; Rosenzweig and estimated yields by calibration.
Hillel, 1998). However, there remain several chal- A handful of studies have been made (Kunkel and
lenges in using crop simulation models for large area Hollinger, 1991; Van Lanen et al., 1992; Moen et al.,
yield predictions. A dynamic crop model is typically 1994; Haskett et al., 1995) using crop simulation mod-
designed to simulate plant growth, yield and resource els for regional yield simulations using region-specific
utilization at a point in space over time, where cen- representative soil(s), crop varieties, and planting
tral tendency, variances and trends of underlying times. Weather inputs to the models were obtained
inputs can be specified with certainty. As long as from a station representative of the region. Soil water
the inputs are provided over time, crop models with variables required for the simulation were obtained
some site-validation and calibration have proved to using relative area of each soil type. Averaging arith-
be useful tools to characterize time dependence and metically or using rule-based approaches such as area
interannual responses of yields and other variables weighting and probability of plantings achieved yield
(Boote et al., 1997). aggregation. Simulated yield and its variability gen-
This conventional approach of first validating the erally exceeded the spatially averaged regional yield
models at each field in which it is to be used is time and its variability. The most often mentioned causes
consuming, prohibitively expensive, and impractical were lack of crop model sensitivity to environmental
to apply at a regional scale. Applying field scale mod- stresses such as temperatures (Kunkel and Hollinger,
els to regional yield assessment may require perfect 1991), drought, flooding, extreme weather events
aggregation of effects of all possible input combina- (Kunkel and Hollinger, 1991; Chipanshi et al., 1999),
tions over geographic and probability space. Data col- pests, and harvest losses (Moen et al., 1994; Chipanshi
lection over large areas, which is possible at a field et al., 1999). These studies focused on either one crop-
level, is not currently realistic. Therefore, large-area reporting district (Moen et al., 1994; Haskett et al.,
modeling cannot take into account the level of detail 1995) or on few very large regions across states
found at the field or farm scale. Errors are introduced (Kunkel and Hollinger, 1991; Chipanshi et al., 1999)
whenever models are used at scale for which they and used various data sources and methods for yield
were not developed. Consequently, the models may simulations.
not perform adequately across all possible production The objective of this work was to develop and test a
environments and must be tested across broad agricul- methodology to use CROPGRO-soybean (Jones et al.,
tural areas to be useful in large-area yield predictions. 1989; Boote et al., 1998; Tsuji et al., 1998), a dynamic
Therefore, a reasonable approach is needed to capture process based crop model, for yield estimation in an
heterogeneity in inputs over the production environ- area of about 0.25 million ha. Three problems arise
ment to minimize sources of variability and errors in when adapting CROPGRO for regional scale predic-
yield prediction. tions. First is how to derive the inputs needed to run
The regional assessment process may be facilitated the model at the new scale because of spatial variabil-
by increasing the number of weather data networks, ity in production systems, input use, skills of farmers,
geostatistics, and new GIS-based methods for im- and multiple stresses not accounted for in the model.
proving availability of spatial digital data bases such Secondly, how can one best mimic decisions made by
as the vegetation/ecosystem modeling and analysis farmers who are attempting to reduce risk by vary-
project (VEMAP) data bases for daily weather and ing cultivar, crops, planting dates and other manage-
soil texture (Kittel et al., 1995). The resolution of the ment decisions to control stresses? The third problem
VEMAP database is (0.5◦ ) equivalent to an area of is how to account for the effect of stresses on yield not
approximately 250,000 ha (617, 500 acres) in Georgia. included in CROPGRO such as pests and diseases?
The national agricultural statistical services (NASS) Georgia was selected for this case study because it
also provides annual digital data on yield, production, is at the southern fringe of the soybean production
S.S. Jagtap, J.W. Jones / Agriculture, Ecosystems and Environment 93 (2002) 73–85 75
the response of the soybean plant to different soils, according to Ritchie et al. (1999). The lower limit of
weather, and management conditions can be predicted plant extractable water was estimated as the differ-
well (Boote et al., 1998). The CROPGRO-soybean ence between the drained upper limit and water hold-
model has been used to simulate soybean growth and ing capacity contained in the VEMAP database (Kern,
yield in response to management (Egli and Bruening, 1995). Root distributions (Jones et al., 1991) and upper
1992), environmental conditions (Curry et al., 1995), limit of stage-1 evaporation were calculated using the
genetic yield potential (Boote and Tollenaar, 1994; Ritchie and Crum (1989) methods. Additional soil
Mavromatis et al., 2001), and to diagnose within field parameters, including the soil albedo, a soil water
yield variability (Paz et al., 1998), and to estimate drainage rate constant and runoff curve number, were
yield changes and management adaptation associated based on soil texture from the generic soil database
with climate change (Jones et al., 1999). provided with the DSSAT-models (Tsuji et al., 1998).
The weather data were obtained from the VEMAP Regional yield variability is a consequence of the
(Kittel et al., 1995) database, consisting of daily so- variability of cultivars, cultural practices (such as
lar radiation (MJ m−2 /day), maximum and minimum planting date, plant density, row spacing, and planting
air temperatures (◦ C), and rainfall (mm/day) for each depths), management skills of farmers, soil proper-
half-degree grid cell (∼250,000 ha in the study re- ties, types and abundance of pests and diseases, and
gion). The weather data for each grid cell represents weather. These determinants of yield vary both spa-
aggregated weather from existing weather stations in tially and temporarily and consequently may result in
which monthly totals of the daily values match the significant variations in yield over time and space. To
long-term monthly climatology but the daily series has capture the regional variability of the soybean produc-
variances and covariances characteristic of a station’s tion systems, a total of nine combinations consisting
weather records. It was created using a stochastic daily of three commonly grown varieties, three planting
weather generator parameterized with daily records windows (early, normal and late), the most dominant
from 870 stations (Richardson, 1981). In VEMAP, soil and one initial condition (see Table 1) were sim-
daily solar radiation was generated using CLIMSIM ulated for each grid cell each year. These combina-
(Running et al., 1987) from daily maximum and min- tions were based on the published agricultural census
imum temperatures and precipitation. Similar weather (NASS, 1997), extension publications, and individual
data aggregation methods are used routinely by the researchers familiar with the state and reflect typical
NASS for predicting crop yield (McCormick Myers, late 1990s technology and growing conditions. A mix
1994) as well as regional application (Kunkel and of early to late maturing and high yielding cultivars
Hollinger, 1991; Haskett et al., 1995). from maturity group V, VI or VII (Raymer et al.,
1990, 1993) with a row spacing of 0.91 m and a plant
2.4. Soil parameter inputs population of 270,000 plants ha−1 were simulated.
Sensitivity analysis showed that simulated yields were
For each grid cell, the most common soil was iden- not very sensitive to variations in plant population
tified from the VEMAP database. VEMAP soil data (150,000–337,000 plants ha−1 ).
is based on the 10 km soil database developed by
Kern (1994, 1995). CROPGRO requires soil water 2.6. Simulation runs
inputs (lower, upper, and saturated water holding lim-
its), bulk density, total carbon by soil layer, pH, and CROPGRO-soybean was run for each grid cell for
nitrate and ammonium nitrogen. None of the soil wa- non-irrigated conditions. The daily soil water balance
ter inputs were available in the VEMAP database. was initialized with a soil profile at the lower limit of
VEMAP included the soil physical properties (sand, plant extractable soil water on January 1 each year.
clay, rock fractions, organic carbon) up to 1.5 m soil Thereafter, planting dates were automatically deter-
depth, which were used to estimate drained upper limit mined by the model within each planting window and
S.S. Jagtap, J.W. Jones / Agriculture, Ecosystems and Environment 93 (2002) 73–85 77
2.8. Sources of yield bias in the actual and estimated environmental and the
management conditions, as well as errors due to
One of the most important criteria for regional method used to aggregate county yields to grid cell
applications of a crop model is that the model yields. The availability of sufficiently long historical
should simulate annual and long-term yields similar countywide yield data is essential for calibration and
to those achieved under realistic farming situations. subsequently for testing the predictions with an inde-
CROPGRO-soybean simulates the direct effects of pendent data set. The time series ideally should cover
weather, soil and management on yield, but does not low, average and high yielding periods to reliably
account for pests, diseases, weeds, or lodging and har- estimate Yc . Since the study region is heterogeneous
vest losses. For well-managed, high input farms, yield with large variations in soil–climatic conditions, the
is indeed largely a function of temperature, radiation yield correction factor needs to be grid cell specific
and rainfall. Elsewhere, yields can fail to reach their to account for spatial variations in constraints and
potential because of poor timing of farming opera- management.
tions, inappropriate cultivar selection or yield losses
caused by competition from weeds and damage by 2.10. Validation
pests. A number of studies (Kunkel and Hollinger,
1991; Moen et al., 1994; Haskett et al., 1995; Supit, Since the model usually overpredicts yields without
1997; Rosenthal et al., 1998; Hansen and Jones, 2000) bias correction, our objective was to demonstrate an
have shown the necessity of model calibration for es- improvement in the prediction (ŷ = Yc ý) relative to
timating large area yields to account for aggregation ĝ in both the annual pattern of yield over time and its
errors, lack of specificity in crop management inputs, variance for each grid cell. The ability of the corrected
spatial resolution of soil and weather data and stresses model to predict the annual pattern of ĝ in each grid
not explicitly simulated. Also, given that the extent cell over the 17 years was examined using a t-test of
of grid cell/county data overlap is spatially variable the regression line of ŷ versus ĝ and an index of agree-
due to differences in county areas, simulated yield ment (d, Willmott, 1982). For a set of paired ŷ and ĝ,
(ý) should be corrected to reported grid cell yield (ĝ) d is an index of the overall-relative degree to which ŷ
during the same year. approaches ĝ. It varies between 0 and 1, where a value
of 1 expresses perfect agreement between ŷ and ĝ and
2.9. Yield bias correction 0 describes complete disagreement. A F-test was used
to determine if there were significant differences be-
Yields were corrected using a yield correction factor tween observed and predicted yield variance for each
(Yc ) such that grid cell over the 17-year period.
Additionally, viable long-term soybean yield sim-
ĝ = ýYc , 0 < Yc < 1 (1) ulations are particularly relevant for climate change
This was done by selecting Yc that minimized the root studies. We regressed the 17-year mean of ŷ (Ŷ )
mean squared error (RMSE) between ĝ and ý. The against the 17-year mean of ĝ (Ĝ) for the 58 grid
computation of Yc was a systematic stepwise proce- cells and the slope and intercept were tested at the
dure in which: (1) Yc was gradually increased until 95% level of confidence to determine whether Ý and
RMSE was minimized over the 17 year (1974–1990) Ĝ were the same throughout the state.
time (T) period; (2) the Yc that produced the lowest Validation was carried out by comparing the predic-
RMSE was adopted as the yield correction factor. tions during the 1991–1995 period with the estimated
1/2 Yc using the 1974–1990 data to the reported 1991–
RMSEmin = T −1 (ĝ − Yc ý)2 (2) 1995 yields. The criteria were RMSE, and the pre-
scribed factor test (PFT, Parrish and Smith, 1990;
Yield correction is expected to reduce bias or system- Haskett et al., 1995). The PF test value was calcu-
atic errors between simulated and observed grid cell lated using Eq. (3) for each grid cell and year to
yield due to site-specific constraints not specifically determine whether there in an overlap of a confidence
accounted for by CROPGRO-soybean, differences interval of observed yields with a bounded about the
S.S. Jagtap, J.W. Jones / Agriculture, Ecosystems and Environment 93 (2002) 73–85 79
Fig. 2. Comparison of simulated yield, observed yields and their standard deviation (S.D.), and experiment station yields at Tifton, GA.
Predicted yields were computed by correcting simulated yields using a yield correction factor determined by minimizing the RMSE between
observed yield and simulated yield at a grid cell.
80 S.S. Jagtap, J.W. Jones / Agriculture, Ecosystems and Environment 93 (2002) 73–85
diseases every year. Thus, there is a large gap between 3.2. Yield calibration
what was simulated by the CROPGRO-soybean or
obtained at the research station and what is actually Regional soybean yield simulations must match
obtained on farms in the region in most of the years. yields achieved by farmers year after year under real-
For example, summer droughts in years 1980, 1990, istic production conditions. Several of the field prob-
1993 and 1995 were devastating to dryland soybean lems (Table 2) were not explicitly accounted for in
production and resulted in very low yields. Note from the CROPGRO-soybean. Nevertheless, ý and ĝ were
Fig. 2 that in these years, which also had lower levels highly correlated (R > 0.75) over the 17-year period
of observed yields, the simulated yields were about of analysis. The slope of regression line ý versus ĝ
the same or even less (i.e. 1995). This was also the was greater than 1 everywhere, and it was significantly
case in the comparison between yields at the exper- larger than 1 in 35 of the 58 grid cells at the 95% level
iment station and the model in 1987 and 1990. This of confidence. These 35 grid cells are located in the
may indicate that the model overestimated yield loss major soybean producing southern part of the state.
in response to water stress. It is also possible that the The yield bias between simulated and census yields
model is correct, however the estimates of county yield were adjusted using a yield correction factor defined
had errors (i.e. observations or aggregation) in these by Eq. (2). Yc varied from 0.35 to 0.60 (Fig. 3a), with
years. The anomaly between ý and ĝ was relatively 0.41–0.45 in about 50% of the area and between 0.45
greater in those years where average or higher than av- to 0.50 in another 25% of the area. Generally Yc was
erage ĝ were observed. Disease, insects or operational higher in the southern part of the state, where inten-
problems (Table 2) may well be responsible for lower sive cultivation, warmer temperatures, and high rain-
ĝ and higher variances (Fig. 2, ±1σ vertical bars) in fall favor disease and pests relative to cooler mountain
these years, and are not accounted for in the model. climate in the north. Linear regression of Yc against ĝ
showed (data not shown) that the intercept and slope
were positive and highly significant at the 95% level
Table 2 of confidence. Yc was weakly but positively correlated
Major causes of soybean yield variations in Georgia, 1988–1995 (R = 0.3) with ĝ, indicating presence of a higher de-
(Raymer et al., 1990, 1993, 1996) gree of farm management skill in high yielding regions
Year Causes of yield loss (Fig. 3a). However there was only a weak relationship
between Yc and the area devoted to cultivation.
1988 Insect population built to damaging level during seed
fill; best yield since 1982 Yc improved the goodness of fit between ý and ĝ
1989 Excessive rain increased diseases and weeds for grid cell R48 (Fig. 2) with RMSE of 9% relative
1990 Insects were major problem; heavy rains from a to Ŷ and d of 0.85. Across the state and over the
tropical storm damaged crop and delayed harvesting 17-year-period, the goodness of fit between ŷ and ĝ
1991 Wet conditions caused more weed and diseases;
excessive vegetative growth; foliar feeding insects
was significant in 56 out of the 58 regions at the 95%
pressure increasing during seed fill level of confidence using a t-test of the regression
1992 Wet conditions caused more weed and diseases; line. The CROPGRO-soybean simulated yield vari-
excessive vegetative growth; foliar feeding insects ances were larger than observed, which is expected
pressure increasing during seed fill; yield less than since the observed yields are spatial averages of nu-
1991
merous farm yields within a grid cell and the model
1993 Dry conditions delayed and reduced planting; driest
and hottest summer leading to rapid decline in crop simulations, by definition, are nine single point esti-
conditions; weed pressure was high, but disease mates. An F-test showed that no significant differences
pressure was low; one of the worst growing seasons were detected between predicted and observed census
with 25-year low production yield variances over the 17-year-period in 78% of grids
1994 Favorable weather condition throughout the year
(i.e. 45 of 58) at the 95% confidence limit. Moen et al.
1995 Soybean planting declined; dry conditions delayed
planting; entire growing season was drier. An (1994) and Chipanshi et al. (1999) observed that even
extended hot and dry period in August reduced yield. after calibration, a simulation model overpredicted re-
Soybean harvest was delayed. Yield and production ported census yields in years where average or higher
was substantially lower than 1994 than average yields were obtained and underpredicted
S.S. Jagtap, J.W. Jones / Agriculture, Ecosystems and Environment 93 (2002) 73–85 81
3.3. Validation
Table 3
Annual predicted and observed soybean production, deviations from the 1974–1995 mean production, and absolute deviation
Year Production (×1000 Mg) Predicted Observed Absolute
deviation (Mg) deviation (Mg) deviation (Mg)
Predicted Observed
growth processes during the season, thus accounting uniform over a large part of the state. This may imply
for within-season impacts of stresses. that although the conditions simulated may not consis-
tently (year-to-year or region-to-region) describe the
actual combination of inputs over time and space, it
4. Conclusions did find the optimal “regional” yield correction factor.
Variations in Yc across the state showed that farms in
An approach based on CROPGRO-soybean sim- highly cultivated areas were better managed than those
ulated regional yield was developed using VEMAP in low production areas. Error analysis revealed that
digital spatial database. The approach was evaluated RMSE values were sensitive to errors in individual
using historical county data in Georgia aggregated to years. Better yield correction procedure and/or accu-
0.5◦ grid cells compatible with the VEMAP database. rate information on planting dates could reduce errors.
Yield bias correction was required to account for ef- The CROPGRO-soybean accounted for year-to-year
fect of stresses not included in CROPGRO as well yield variability as well as long-term mean yields
as aggregation in inputs and outputs due to substan- which are important in climate change research. This
tial mismatch between spatial and temporal scales of was confirmed by the prescribed factor test error of
available data and model input needs. Yield correction 14%. The calibrated model also predicted relative
factors reduced bias between simulated and aggre- yield trends with more than 70% precision.
gated census yield from 57 to 11%. The yield correc- The procedure developed could be used to adjust
tion factors indicate the extent of yield gap between simulated yields in regional climate change studies
actual and achievable yields currently present due to by taking into account regional differences in yield
uncontrolled stresses. The yield correction factor was reducing factors. This would give yields that are in line
84 S.S. Jagtap, J.W. Jones / Agriculture, Ecosystems and Environment 93 (2002) 73–85
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