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The online version of this article, along with updated information and services, can be
found online at: http://ptjournal.apta.org/content/89/2/125
Design. The study used an observational design. [Jette DU, Halbert J, Iverson C,
et al. Use of standardized out-
come measures in physical thera-
Methods. A survey questionnaire comprising items regarding the use and per- pist practice: perceptions and
ceived benefits and barriers of standardized outcome measures was sent to 1,000 applications. Phys Ther. 2009;89:
randomly selected members of the American Physical Therapy Association (APTA). 125–135.]
S
tandardized instruments mea- know of any clinical trials that have cluded questions about use of a vari-
suring various aspects of health demonstrated the direct effects of us- ety of types of outcomes measures;
status have been advocated for ing standardized outcome measures, however, the authors included man-
use by rehabilitation professionals suggested benefits include identify- ual muscle testing and goniometric
for many years, and much has been ing patients who are at risk for poor measurements in their definition of
written about the potential benefits or adverse outcomes,4 facilitating im- outcomes measures. In the 1998
of, and barriers to, the use of such proved continuity of care for pa- study, a high proportion of respon-
measures in practice.1–5 Additionally, tients transitioning from one health dents used manual muscle testing
many such instruments have been care setting to another,11 determin- (88%) and goniometry (90%),
developed for use for patients with ing the most cost-effective settings whereas relatively low proportions
the various conditions managed by for patients to receive rehabilitation used measures such as the Func-
physical therapists. These instru- services,11 assessing practitioner and tional Independence Measure (FIM)
ments have been referred to in the organizational performance,4 and de- (18%) or the Impairment Inventory
literature using different terms such termining the most-effective inter- scale of the Chedoke-McMaster
as “health status measures,” “disabil- ventions for particular conditions.4 Stroke Assessment (35%).
ity measures,” “outcome measures,”
and “quality-of-life measures.” In gen- The need for physical therapists to In 1997, a study examining the use of
eral, they assess the actual or per- use standardized outcome measures outcome measures in rehabilitation
ceived ability of an individual to has been recognized at the national centers in the United Kingdom
carry out activities such as moving in level in the United States. The Cen- showed that 77% of the centers used
an environment or completing per- ters for Medicare & Medicaid Ser- at least one tool; of those centers,
sonal care and to participate in life vices sponsored a report in 2006 to 28% used some measures of general
situations such as work or household determine the possibility of a uni- motor function, and 88% used at
management. The literature, how- form rehabilitation outcomes assess- least one measure of disability.13 In
ever, also includes studies in which ment method for patients leaving 2001, 2 studies were published that
physical therapists have defined acute care.11 The authors proposed examined the use of outcome mea-
these measures to include assess- several purposes for this type of as- sures in Europe.6,14 Haigh et al6
ment of body function.6 –9 Although sessment, including provider deci- found that a few rehabilitation cen-
referred to by different terms and sion making, patient safety, and abil- ters used a large number of tools on
defined at different levels, these mea- ity to determine patients’ health and a small proportion of patients. For
sures, in general, are standardized in function longitudinally.11 On a patients with orthopedic conditions,
that they use closed-ended question- smaller scale, the Commission on the outcomes measured were largely
naire formats or specific protocols Accreditation in Physical Therapy at the body function level. For pa-
for implementation, provide scores Education12 supports the use of stan- tients with neurological conditions,
that allow quantitative assessment dardized outcome measures in prac- disease-specific measures of disabil-
of ability, and have been evaluated tice by requiring all education pro- ity were used more frequently.
for their psychometric properties. grams to demonstrate that their There was minimal use of generic
When they are used to determine the graduates have some experience in measurement tools that can be used
change in ability from before to after using and interpreting them during regardless of condition. Although
an intervention, they may be re- their professional (entry-level) specific data were not reported,
ferred to as outcome measures. education. Torenbeek et al14 noted low overall
satisfaction with outcome measure-
The drive for use of standardized out- The literature provides relatively few ment for patients with stroke and
come measures in practice has been reports of the overall use of standard- low back pain among rehabilitation
motivated to some extent by the rec- ized outcome measures by physical professionals in 5 European coun-
ognition that goals for patients’ im- therapists. Physical therapists in 5 ac- tries. In addition, there was little
provement not only must consider ademically affiliated institutions in consensus about which outcome
the traditionally measured impair- Toronto were surveyed in 19929 and measures to use. In a study of phys-
ments in body function (eg, range of again in 19988 to determine their use ical therapists in outpatient clinics in
motion, strength [force-generating of standardized outcome measures the United States, Russek et al15
capacity]) but also should consider and the perceived obstacles to their found that only 50% of the respon-
patients’ points of view and prefer- use. A second part of the latter study dents used the outcome tools they
ences for daily activities and life par- used qualitative methods to expli- had been provided by their clinics’
ticipation.10 Although we do not cate the findings.7 The studies in- corporate owner.
A few studies7,8,13,15,16 have exam- their clinical applications, percep- the instruments as “health status
ined perceptions of the benefits of tions of their value, and barriers to questionnaires.” In an attempt to be
and barriers to using standardized their use. Secondarily, we examined consistent with terms used in the
outcome measures among rehabilita- the relationships between practice most recent rehabilitation literature,
tion professionals, and many of the setting and therapist characteristics we use the term “standardized out-
reported barriers were similar across and the use of standardized outcome come measures” throughout this ar-
studies. Perceptions about barriers measures. ticle, recognizing the various terms
include lack of time and inconve- used to identify these measures.
nience; lack of familiarity, know- Method
how, and training; and lack of re- Procedure Approximately 3 weeks after the ini-
sources such as staffing and One thousand potential participants tial mailing, those therapists who did
automation. Attitudes and percep- were randomly selected from the not respond and who had e-mail ad-
tions related to use of outcome mea- membership list of the American dresses listed in the APTA Web site
sures among other health care pro- Physical Therapy Association directory were sent a reminder
viders, including mental health (APTA). The sample size was deter- e-mail, with the survey questionnaire
practitioners, oncologists, general mined based on an estimated 50% and letter as attachments. After an
practitioners (GPs), and nurses, also return rate and a desire for a 95% additional week, another survey
have been reported. Garland et al3 confidence interval of 5 or less if a questionnaire was mailed to those
found variability in attitudes across response was chosen by 50% of the who had not responded to the initial
mental health practitioners, but sample. The random selection pro- mailing or e-mail.
noted that, in general, the responses cess was computer generated and
reflected ambivalence. All of the stratified by geographic area. In Instrument
practitioners interviewed had partic- March 2008, these individuals re- The survey instrument (eAppendix 1
ipated in mandated outcome assess- ceived a survey questionnaire and a available at http://www.ptjournal.
ments, yet they reported being more letter explaining the purpose of the org) was designed by the investiga-
likely to use their own intuition than study and requesting return of the tors. The initial draft was sent to 14
standardized measures to evaluate completed survey questionnaire by clinician colleagues for input. Eight
clients’ progress. Similarly, Taylor et postage-paid return mail. Participa- clinicians in various types of prac-
al17 reported that many oncologists tion was presumed to indicate in- tice, including acute care, outpatient
they interviewed relied on their own formed consent. hospital-based care, and private prac-
impressions and informal assess- tice, responded. They had between
ments of patients’ quality of life to The letter sent to potential partici- 15 and 30 years of practice as phys-
inform their decisions. Most respon- pants noted that the instruments we ical therapists. They were asked to
dents argued that the use of stan- were asking about were “referred to assess the face and content validity
dardized measures made decision by various names and often include of the items in the survey instru-
making more difficult rather than fa- information that is related to pa- ment, to indicate whether there
cilitating it. As in the previously men- tients’/clients’ social, physical, or were important gaps, and to indicate
tioned studies, approximately one psychological status as they relate to whether any items were unclear or
half of GPs and nurses interviewed in daily activities or role participation. confusing. Changes to the survey in-
a study by Meadows et al18 said that Examples include Oswestry Low strument were made based on their
they preferred relying on their own Back Pain Questionnaire, Functional feedback. We also used the previous
clinical judgment in the management Independence Measure (FIM), Ar- literature (cited in the introduction
of their patients. thritis Impact Questionnaire (AIM), of this report) related to health care
and SF-36 [Medical Outcome Study practitioners’ attitudes toward, and
Because of the lack of recent infor- 36-Item Short-Form Health Survey]. use of, standardized outcome mea-
mation about the use of standardized This study asks you to think broadly sures to support the content validity
outcome measures among physical about the measures.” The question- of the instrument. Construct validity
therapists in the United States and naire indicated that in thinking of the parts of the instrument that
the professional and governmental broadly, respondents should con- assessed beliefs about the usefulness
emphasis on the collection and ap- sider instruments “described with of and barriers to using instruments
plication of data from such instru- terms such as ‘health status,’ ‘quality in practice was assessed through fac-
ments, this study was conducted to of life,’ ‘disability,’ ‘functional sta- tor analysis. A principal components
determine the extent of their use, tus,’ or ‘outcomes measures.’” In the factor analysis with varimax rotation
survey questionnaire, we referred to resulted in 5 factors that explained
57% of the variance in item re- pendent variables that were signifi- of and problems with using standard-
sponses. Cronbach alpha was deter- cant. We chose one level of each ized outcome measures in practice
mined for each of the factors to variable as a reference group to al- among the participants who used
provide evidence for internal consis- low the most salient interpretation them. More than 90% of the partici-
tency. We interpreted the 5 factors of results. pants who used them agreed that
to support the framework for atti- standardized outcome measures en-
tudes and beliefs provided by the Results hance communication with patients
literature. The factors represented Participants and help to direct a plan of care.
benefits for the management of the Completed questionnaires were re- More than 75% of the participants
patient (7 items, ␣⫽.85), problems ceived from 498 participants, for a who used them agreed that prob-
or limitations for the physical thera- response rate of 49.8%. Three ques- lems with standardized outcome
pist (6 items, ␣⫽.77), problems or tionnaires were returned as undeliv- measures are that they are confusing
limitations for the patient (6 items, erable, 1 questionnaire was returned to patients, difficult for patients to
␣⫽.77), benefits for external com- with no responses, and 38 question- complete, and too time consuming
munication (3 items, ␣⫽.67), and naires were returned with respon- for patients.
limitations due to culture or lan- dents indicating that they did not
guage (2 items, ␣⫽.59). Taken all manage patient care. We, therefore, Implementation of Standardized
together, the internal consistency of had 456 usable questionnaires. Simi- Outcomes Measures in Practice
the items related to beliefs about the lar response rates have been re- Most frequent uses of information
benefits of using standardized out- ported by Haigh et al,6 Russek et al,15 from standardized outcome mea-
come measures was good (␣⫽.84). and Hatfield and Ogles.19 sures were quality assurance, com-
The internal consistency of all items municating with other health care
related to beliefs about problems of Sixty-eight percent of the partici- providers, and determining progress
or barriers to the use of standardized pants were female, and 32% were or outcomes of individual patients
outcome measures was similarly male. The majority (61%) worked in (Tab. 4). Of the participants who
good (␣⫽.83). an outpatient setting. A slim majority used standardized outcome mea-
(53.4%) of participants had postbac- sures, 35.1% responded that they
Data Analysis calaureate professional degrees. were required for all patients in their
Data were analyzed using SPSS sta- Thirty-two percent were certified setting, and 23.8% responded that
tistical software, version 15.0.* Re- clinical specialists. Although not for- they were routinely used for all pa-
sponse frequencies and means or mally tested, the sample seemed to tients but not mandated. The most
medians for the survey items were reflect the demographics of APTA common means of collecting data
determined and displayed in tabular members reported in 2006 and 2007 and analyzing outcome was to have
and graphic formats. After examin- fairly well.20 Our sample had a patients complete paper forms fol-
ing the response frequencies, and slightly greater proportion of those lowed by therapists’ review of the
before examining the associations with postbaccalaureate degrees and raw information (80.6%). That is, the
among variables, some variable cate- less time in practice. Our sample also therapists did not necessarily have
gories were collapsed in order to al- appears to have had slightly more access to scores from the measure-
low further analysis and derive stable therapists working in outpatient and ment tool when seeing the patient
models. acute care settings. It is difficult to and used only their qualitative assess-
determine whether these differences ment of the responses.
Logistic regression analyses were were due to the different time
conducted to examine the associa- frames in which the data were col- Participants were asked to list the
tion of participant and practice char- lected or to bias in the sample. Par- measures that they used in their
acteristics with the use of standard- ticipant and practice characteristics practices and to indicate whether
ized outcome measures. We used a of the sample are shown in Tables 1 the measures were “home grown.”
forward selection process to derive and 2, respectively. The most frequently listed measures
models, requiring P⬍.05 to enter were: Oswestry Low Back Disability
and P⬍.10 to delete. Odds ratios and Overall Perceptions of Index (ODI) (41.3%); facility “home-
their 95% confidence intervals were Standardized Outcome Measures grown” measures (22%); Lower Ex-
recorded for each level of the inde- Of the 456 participants, 218 (47.8%) tremity Functional Scale (LEFS)
indicated that they used standard- (18.8%); Disabilities of the Arm,
* SPSS Inc, 233 S Wacker Dr, Chicago, IL ized outcome measures in practice. Shoulder, and Hand (DASH) (18.3%);
60606. Table 3 shows the perceived benefits and Berg Balance Scale (BBS)
Table 1.
Participant Characteristics (N⫽456)a
95% CI
National Data20
Variable Percentage Lower Bound Upper Bound N (%)
Sex (1 missing)
(17.9%). The eAppendix 2 (available been shown to be valid and reliable for not using standardized outcome
at http://www.ptjournal.org) com- (64%). measures were: they are too time
prises a list of all measures listed by consuming for patients to complete
the participants. The most frequent Fifty-two percent of participants in- (43%); they are too time consuming
reasons for choosing specific stan- dicated they did not use standardized for clinicians to analyze, calculate,
dardized outcome measures were: outcome measures in practice, and and score (30%); and they are too
they could be completed quickly 49% of them indicated that they did difficult for patients to complete in-
(68.7%), they were easy for patients not plan to implement their use in dependently (29.1%) (Tab. 5).
to understand (68.2%), and they had future. The 3 most common reasons
Table 2.
Practice Characteristics (N⫽456)a
95% CI
National Data20
Variable Percentage Lower Bound Upper Bound N (%)
X 95% CI
Odds of Using Standardized therapists working in acute care set- use standardized outcome measures
Outcome Measures tings, those working in outpatient than those who did not have a spe-
The type of facility in which the par- settings were nearly 7 times more cialty (Tab. 6).
ticipant practiced, whether or not likely to use standardized outcomes
the participant had a clinical spe- measures and those working in Discussion
cialty certification, and the age of the home care settings were approxi- More than 50% of the respondents in
majority of patients managed in the mately 12 times more likely to use this study reported that they did not
practice were related to the likeli- standardized outcome measures. Par- use standardized outcome measures,
hood of using standardized outcome ticipants with a clinical specialty and only a small proportion of those
measures. Compared with physical were nearly 2 times more likely to indicated that they intended to use
surprising. Abrams et al16 reported Enhance thoroughness of physical therapist examination 190 87.2
that among physical therapists who Improve patient outcomes 184 84.4
participated in their survey, with Help focus the intervention 182 83.5
most managing a majority of patients
Helps to motivate patient 172 78.9
with orthopedic conditions, usage of
Enhance efficiency of physical therapist examination 170 78.0
standardized outcome measures was
fairly high. In the home health care Help to decrease insurance denials 150 68.8
units. Hanekom et al,21 in a 2007 Often are not completed at discharge, so cannot give 144 66.1
systematic review of outcomes mea- information about response to treatment
sures used by physical therapists in Take too much of clinicians’ time 113 51.8
intensive care units, reported that Make patients/clients anxious 110 50.5
only one case study measured func- Are difficult to interpret 102 46.8
tion using the modified Borg scale. Are not culturally sensitive 100 45.9
No other functional measures or
Require too high a reading level 97 44.5
measures of health-related quality of
life were found as outcome measures Provide information that is too subjective 87 39.9
in any of the studies they reviewed. Do not help to direct the plan of care 71 32.6
outcome measures could “distort” Often are not completed at discharge, so are not useful in determining 58 24.5
the effects of treatment. General patients’/clients’ response to treatment
practitioners and nurses stated that Do not contain the types of items or questions that are relevant for the 57 24.1
types of patients/clients who I see
they were more likely to use stan-
dardized outcomes measures if they Other reason 54 21.2
helped in the care of the individual Are confusing for patients/clients 48 20.3
patient,18 and oncologists indicated Require more effort than they are worth 47 19.8
that informal collection of data Do not contain information that helps direct the plan of care 43 18.1
seemed a better way to understand
Are difficult to interpret (eg, do not know what norms are, how score relates 40 16.9
individual patient needs than using to severity, or what a clinically important change might be)
standardized outcome measures.17 Require too high a reading level for my patients/clients 27 11.4
Among the physical therapists in our
Make patients/clients anxious 22 9.3
study who used standardized out-
come measures, however, the major- Provide information that is too subjective to be useful 22 9.3
ity believed that these measures Require training that I do not have 18 7.6
could aid in directing the plan of Are in English, a language in which many of my patients/clients are 16 6.8
care and enhancing the thorough- not fluent
ness of their examinations. Similarly, Are not sensitive to the cultural/ethnic concerns of many patients/clients 10 4.2
previous studies7,14 have shown that Cost too much 7 3.0
physical therapists perceived plan- Are really only useful for research purposes 7 3.0
ning of care and monitoring the ef-
Are not relevant because my practice involves consultation, case 6 2.5
fects of treatment as benefits of stan- management, or discharge planning only
dardized outcome measures. Plan to implement?
Although it is likely that many phys-
No 110 49.3
ical therapists are similar to other
health care practitioners in valuing Maybe 93 41.4
Table 6.
Odds of Using Standardized Outcome Measures by Participant and Practice Characteristicsa
95% CI
Facility
Specialty
No Reference 43.2
Implications report that the measures are not about change in management strate-
Despite more than a decade of devel- used because they are not applicable gies, referral, or discharge from ser-
opment and testing of measures ap- to their patients or that they cannot vices. As noted by Jette et al,27 the
propriate for various conditions and interpret the scores. It appears, essential strategies to improve use
practice settings, the physical ther- therefore, that disseminating infor- of standardized outcome measures
apy profession appears to have some mation through the professional lit- may well require new funding
distance to go in implementing stan- erature may not be an efficient or mechanisms.
dardized outcome measurement rou- effective mechanism. Further in-
tinely in most clinical settings. The struction and enculturation through Given that many of our participants
development of such measures for continuing education as well as pro- believed that standardized outcome
acute care settings may need to be a fessional and graduate professional measures are confusing and difficult
particular focus. Regardless of set- education may increase the use of for patients to complete, efforts
ting, practices will need to help cli- standardized outcome measures. Ed- should be made to ensure readability
nicians to manage time so that col- ucation should include the use of and interpretability by patients.
lection of data can become routine hardware and software to facilitate Reading level, font size, and general
despite productivity expectations. their usage. In addition, software appearance of measurement tools
Given the perceived time-consuming should be made readily available to need to be considered. Language and
nature of standardized outcome mea- provide analyses that assist in the in- cultural concerns were cited by rel-
surement, investment in computer- terpretation of scores. Interpretation atively few of our participants; how-
ized systems for quick data entry and could include comparing patients’ ever, given the changing nature of
analysis may be warranted. scores with norms; using scores to the US population, these concerns
qualify severity of condition or pre- may become magnified and necessi-
Although the content, properties, dict outcome or duration of an epi- tate adaptations to the commonly
and applicability of many standard- sode of care; or categorizing changes used instruments.
ized outcome measures have been in scores as worse, stable, or im-
reported in the literature for more proved. Such data could assist phys-
than a decade, clinicians continue to ical therapists in making decisions
Conclusion 2 Deyo RA, Patrick DL. Barriers to the use of 16 Abrams D, Davidson M, Harrick J, et al.
health status measures in clinical investi- Monitoring the change: current trends in
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12 Commission on Accreditation in Physical
sign, data analysis, and project manage- velopment of an upper extremity outcome
Therapy Education. Evaluative Criteria
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was accepted October 30, 2008. tive evaluation of the AM-PAC CAT in out-
14 Torenbeek M, Caulfield B, Garrett M, Van patient rehabilitation settings. Phys Ther.
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