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Objective: In spite of growing numbers of older people, there are few treatment studies on late-life bipolar
disorder (BD). This was a 12-week prospective, open-label trial to assess efficacy and tolerability of adjunct
asenapine in non-demented older adults (≥60 years) with sub-optimal previous response to BD treatments.
Methods: Asenapine was initiated at 5 mg/day and titrated as tolerated. Effects on global psychopathology
were measured with Clinical Global Impression, bipolar version (CGI-BP), and the Brief Psychiatric
Rating Scale (BPRS). Mood polarity severity was measured with the Hamilton Depression Rating Scale,
Montgomery Asberg Depression Rating Scale, and Young Mania Rating Scale. Other outcomes included
the World Health Organization Disability Assessment Schedule II.
Results: Fifteen individuals were enrolled (mean age 68.6, SD 6.12; 53% female; 73% Caucasian, 13%
African American, and 7% Asian). There were 4/15 (27%) individuals who prematurely terminated the
study, whereas 11/15 (73%) completed the study. There were significant improvements from baseline
on the BPRS (p < 0.05), on CGI-BP overall (p < 0.01), and on CGI-BP mania (p < 0.05) and depression
(p < 0.01) subscales. The mean dose of asenapine was 11.2 (SD 6.2) mg/day. The most common reported
side effects were gastrointestinal discomfort (n = 5, 33%), restlessness (n = 2, 13%), tremors (n = 2, 13%),
cognitive difficulties (n = 2, 13%), and sluggishness (n = 2, 13%).
Conclusions: Older people with BD had global improvements on asenapine. Most reported adverse
effects were mild and transient, but adverse effects prompted drug discontinuation in just over one
quarter of patients. Although risks versus benefits in older people must always be carefully considered,
asenapine may be a treatment consideration for some non-demented geriatric BD patients. Copyright
# 2014 John Wiley & Sons, Ltd.
Key words: bipolar disorder; older adults; geriatric; manic depressive disorder; antipsychotic medications; mood stabilizers
History: Received 6 May 2014; Accepted 19 August 2014; Published online 21 October 2014 in Wiley Online Library
(wileyonlinelibrary.com)
DOI: 10.1002/gps.4213
Copyright # 2014 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2015; 30: 710–719
Asenapine and older adults with bipolar disorder 711
Copyright # 2014 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2015; 30: 710–719
712 M. Sajatovic et al.
Organization Disability Assessment Schedule II (WHO- signs, and spontaneous report of adverse events, which
DAS II) and Short Form General Health Survey (SF-12) were assessed at every visit.
were not assessed at 1 week.
Treatment
Global psychopathology
Study drug
Overall psychiatric illness severity was measured with
the Brief Psychiatric Rating Scale (BPRS) (Overall and Asenapine was initiated at 5 mg/day and increased as
Gorham, 1962) and the Clinical Global Impression, tolerated to a maximum of 20 mg/day. Mean daily
bipolar version, (CGI-BP; Spearing et al., 1997). dose of asenapine was 11.2 mg (SD 6.2) with a range
of 5–25 mg/day.
Bipolarity severity
Concurrent mood-stabilizing medications
Manic symptoms were measured with the Young Mania
Rating Scale (YMRS; Young et al., 1978). Depressive Current maintenance medication treatments for BD
symptoms were measured with the Montgomery Asberg were continued for subjects maintained on these
Depression Rating Scale (MADRS; Montgomery and medications with no change in dosage for a mini-
Asberg, 1979) and the 17-item Hamilton Depression mum of 30 days (60 days for lamotrigine). Mood
Rating Scale (HAMD; Hamilton, 1960). stabilizer serum levels were not assessed. Antide-
pressant medications at stable doses for at least
the last 30 days were continued as were maintenance
Functioning and general health status hypnotic drugs prescribed for chronic insomnia. Ini-
tiation of concurrent antipsychotic medications was
Functional and general health status was measured not permitted during the course of the study. There
with the WHO-DAS II (Epping-Jordan and Ustun, were two individuals on antipsychotic medications at
2000) and Medical Outcomes Study SF-12 (Ware study start. One individual had risperidone tapered
et al., 1996). Medical comorbidity was evaluated with and then discontinued over a 2-week period, whereas
the CIRS-G (Linn et al., 1968; Miller et al., 1992). another individual remained on low-dose quetiapine
Treatment satisfaction was assessed with a self-rated at bedtime for sleep. Other than the study agent, no
Likert-type scale. new psychotropic medications were permitted during
the study.
Cognitive functioning
Data analysis
Cognitive testing included the Hopkins Verbal Learning
Test (HVLT-R; Brandt and Benedict, 2001), Mattis We used a modified “intent-to-treat” analysis that
Dementia Rating Scale (DRS; Mattis, 2004), Stroop included all enrolled individuals who took at least a
(Halstead, 1947; Reitan and Wolfson, 1993), and Trails single dose of study drug regardless of their eventual
A and B assessments (Trenerry et al., 1989). retention in the study. Descriptive statistics were
calculated for baseline characteristics. Using paired
t-tests, we performed a pre/post analysis of changes
Safety assessments
in outcomes from baseline to last visit on asenapine
therapy. When 12-week data were unavailable, the
Safety assessments included 12-lead EKG, serum elec-
final visit was based on the last date the subject followed
trolytes, renal, thyroid, liver and metabolic functions,
protocol (and was known to be taking asenapine).
and complete blood count (CBC) with differential.
Levels of B12 and folate were assessed at baseline only.
Adverse effects were evaluated with the standardized Results
Udvalg for Kliniske Undersøgelser (UKU; Lingjaerde
et al., 1987), the Simpson Angus Scale (SAS; Simpson Enrollment and baseline characteristics
and Angus, 1970), and the Barnes Akathisia Rating
Scale (BAS; Barnes, 1989). Additional safety physical A total of 17 individuals were screened for the
parameters included body mass index (BMI), vital study with two individuals failing study screen
Copyright # 2014 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2015; 30: 710–719
Asenapine and older adults with bipolar disorder 713
(one owing to not having BD and one owing to having drug, which resolved with drug discontinuation.
a history of stroke within the past 12 months). Group Three individuals had severe adverse effects, which
means of clinical characteristics of the 15 individuals caused them to be discontinued from study: mixed
eventually enrolled are illustrated in Table 1. Table 2 depressive/manic symptoms (n = 1), recurrence of
illustrates participant-specific details on baseline suicidal ideation in the context of tooth abscess
clinical status including comorbidity and concomi- (n = 1), and reported dizziness/refusal to take
tant medications. additional mood stabilizer after taking a single dose
of asenapine in an individual with euphoric
hypomania (n = 1). Only one of these more severe
Dropouts adverse effects (mixed manic emergence) appeared
to be a possible medication effect.
There were four individuals who dropped out prema-
turely, three because of adverse events and one lost to
Therapeutic response
follow-up. At study endpoint, one individual had
elevated liver function possibly related to the study
Table 3 notes mean changes in global psychopathology
Table 1 Clinical characteristics of bipolar, non-demented older adults
and functional outcomes. There were significant im-
on asenapine provements in change from baseline on the Brief
Psychiatric Rating Scale (p < 0.05), on CGI-BP
Variable Value overall (p < 0.01), and on CGI-BP mania (p < 0.05)
Age in years, mean (SD) 68.6 (6.1)
and depression (p < 0.01) subscales. There was no sig-
Range 60–80 nificant improvement in either the mental health or
Gender, n (%) physical health domain of the SF-12 and no significant
Male 7 (46.7) change in WHO-DAS II subscales. There was no signif-
Female 8 (53.3)
icant change in DRS, HVLT-R, Stroop, or Trails cogni-
Race, n (%) tive assessments.
White 11 (73.3)
Black 2 (13.3) As noted in Table 2, the majority of participants
Asian 1 (6.7) had at least moderate to severe depression at baseline,
Other 1 (6.7) whereas a smaller proportion had mild mania or
Hispanic ethnicity, n (%) 1 (6.7)
Education in years, mean (SD) 13.1 (1.6) hypomania severity at baseline. Among individuals
Range 10–16 with at least mild mania or hypomania symptoms
Living alone, n (%) 6 (40.0) (YMRS ≥ 12), there was a significant improvement in
Marital status, n (%)
Single, never married 1 (6.7)
YMRS scores (p < 0.01). Among individuals with at
Married 4 (26.7) least mild depression (HAMD ≥ 8, MADRS ≥ 16),
Separated 1 (6.7) there was a trend for significant improvement on
Divorced 8 (53.3) MADRS (p = 0.06) and HAMD (p = 0.01) scores.
Widowed 1 (6.7)
BMI, mean (SD) 31.0 (5.3)
Range 23.1–43.2
Type of bipolarity, n (%)
Tolerability
Type I 13 (86.7)
Type II 2 (13.3) The most common spontaneously reported side ef-
Duration of BD illness in years fects among BD older patients on asenapine included
Mean, SD 30.5 (19.0)
Range (median) 5–60 (33)
gastrointestinal discomfort (n = 5, 33%), restlessness
Past suicide attempt, n (%) 3 (20.0) (n = 2, 13%), tremors (n = 2, 13%), cognitive difficulties
MMSE, mean (SD) 28.3 (2.1) (n = 2, 13%), and sluggishness/sedation (n = 2, 13%).
Range 24–30
CIRS-G cumulative score, mean (SD) 6.5 (2.5)
Most side effects were tolerable for patients and did
Range 2–13 not lead to study termination. Over the course of 78
Concomitant maintenance BD treatment, n (%) patient visits, the most common adverse events cap-
Lithium 3 (20) tured by the UKU were reduced duration of sleep
Any anticonvulsant 5 (33.3)
Antidepressant 6 (40.0)
(n = 27, 35%), reduced salivation (n = 24, 31%),
tension/inner unrest (n = 24, 31%), fatigue (n = 22,
MMSE, Mini-Mental State Examination; CIRS-G, Cumulative 29%), increased dream activity (n = 21, 27%), depres-
Illness Rating Scale-Geriatric Version; BMI, body mass index; sion (n = 17, 22%), difficulty concentrating (n = 14,
BD, bipolar disorder. 18%), akathisia (n = 9, 12%), weight gain (n = 7, 9%),
Copyright # 2014 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2015; 30: 710–719
Table 2 Baseline clinical status and asenapine treatment response/tolerability among older adults with bipolar disorder 714
(Continues)
M. Sajatovic et al.
period.
11 64 F Hyperlipidemia, Lithium, Sertraline, 10 19 19 22 12 12 21 Tremor
Hypertension, Trazodone,
Chronic Alprazolam,
obstructive Amlodipine,
pulmonary Montelukast
disease
12 80 F Hypertension, Sertraline, Nexium, 7.5 7 21 27 4 8 4 Episode of
Osteoarthritis Lisinopril, atrial fibrillation
Atrial fibrillation Esomeprazole due to
pericarditis
that was
treated/
resolved with
naproxen and
colchicine. The
atrial fibrillation
was not
believed to
be due to
asenapine,
and the patient
was continued
on asenapine
during and
after the episode.
13 68 M Migraine, Quetiapine, 25 15 21 25 8 1 5
Osteoarthritis, Lisinopril,
Hypertension Propranolol,
Coronary artery Amlodipine,
disease, Omeprazole
Anemia,
Gastroesophageal
reflux disease
(Continues)
Comments
YMRS, Young Mania Rating Scale; HAMD, Hamilton Depression Rating Scale; MADRS, Montgomery Asberg Depression Rating Scale; LFT, liver function test; GI, gastrointestinal.
change from baseline on the SAS or BAS and no
significant change in body mass index, glucose, total
cholesterol, or triglycerides. No individuals had
significant changes on EKG.
With respect to the orally dissolving formulation,
Main adverse
Dry mouth
Difficulty
14
12
26
HAMD
Discussion
10
22
12
19
dose (mg)
daily
15
Metformin
Type 2 diabetes,
Coronary artery
medical
reflux disease,
Chronic lower
Hypertension,
68
60
15
Copyright # 2014 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2015; 30: 710–719
Asenapine and older adults with bipolar disorder 717
Table 3 Mean change from baseline in symptoms, functional status, abnormal movement, laboratory values, and physical parameters among bipolar
disorder older patients on asenapine
Statistic
CGI-BP, Clinical Global Impression, bipolar version; AIMS, Abnormal Involuntary Movement Scale; SAS, Simpson Angus Scale; BAS, Barnes
Akathisia Scale; SF-12, Medical Outcomes Study Short Form General Health Survey; WHO-DAS II, World Health Organization Disability
Assessment Schedule II; BMI, body mass index.
a
All values reported as mean (SD) pre/post comparison t-test comparison of baseline versus value at last assessment that participant was known to be
receiving asenapine.
dose range used in an asenapine adjunct treatment preclude any conclusion on effects of asenapine in
study involving mixed-age manic adults (Szegedi et al., geriatric BD depression. Larger studies that specifi-
2012). Although most reported adverse effects were cally enroll elders with BD depression are needed
mild and transient, adverse effects prompted drug dis- to evaluate this issue
continuation in just over one quarter of patients. This In conclusion, while risks versus benefits in older
is similar to a prospective multi-site clinical trial in- people must always be carefully considered, asenapine
volving BD older outpatients, which had a dropout rate may be a treatment consideration for some non-
of 33% (Sajatovic et al., 2011). demented geriatric BD patients who have poor re-
Our study had a number of limitations including sponse to previous BD treatments.
small size, uncontrolled design, inclusion of indi-
viduals with both depressive and manic symptoms,
use of concomitant medications, and the fact that Conflict of interest
concomitant mood stabilizer levels were not
assessed. However, because this is the first available Martha Sajatovic, MD, is a consultant for Prophase,
data on asenapine that include outpatient and de- Otsuka, Pfizer, Amgen, and Bracket and has received
pressed older adults, findings may still be helpful grant support from Pfizer, Merck, Ortho-McNeil
to clinicians treating the growing proportion of Janssen, Janssen, Reuter Foundation, Woodruff
older adults with BD who need care and who may Foundation, Reinberger Foundation, National Insti-
not be responsive to previously available therapies. tutes of Health, and Centers for Disease Control
Although the findings in depressive symptoms are and Prevention. She has also received royalties from
interesting, the small sample and even smaller Springer Press, Johns Hopkins University Press,
group of individuals with significant depression Oxford Press, Lexicomp, and UpToDate.
Copyright # 2014 John Wiley & Sons, Ltd. Int J Geriatr Psychiatry 2015; 30: 710–719
718 M. Sajatovic et al.
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