Professional Documents
Culture Documents
Riley J Justis
In the early part of 2009 the federal government, facing a national recession
and a new found focus on the impact of public education and on the future of the
nations ability to thrive, introduced the first foray into the measure of teacher
performance (IES, 204). This new focus was delivered through the development of
the Race to the Top (RTT) initiative introduced by President George W. Bush and his
administration. What the initial impact of this legislative shift brought to the
evaluations with the national RTT Priorities. Performance evaluations were an issue
that the original study of teacher evaluation policies and practice highlighted as
widely differing among states. IES (2014) reported that in the academic year of
2009-2010, only 25 states would conduct annual evaluations on the teaching staff in
the K-12 schools. The report further identified the majority of states as using
multiple measures to rate performance only one state considered the performance
on the evaluation in the decision making process for career and salary advancement
(IES, 2014). This transition in legislative and policy priority expanded the
teacher’s overall effectiveness. This evolution would mark the foundation for the
development of the further generations of policy reform and a dramatic shift in the
For the first time students, the outcomes that they produced, and the changes
that they would identify became central to the overall effectiveness of the classroom
teacher. This shift laid the groundwork for the policy and legislative actions of the
Student Performance Data 3
decade to follow. Glass (1967) identifies the need for measuring student
expanded this concept to include the use of the student performance as a direct
students they impact has become the foundation for the changes experienced
through No Child Left Behind (NCLB) and the current Every Student Succeeds Act
(ESSA). Doherty and Jacobs (2015) conducted an in-depth study of the changes in
policy that states would impart on their teacher evaluation practices. A major
finding identified through the analysis is that from 2009 to 2015 the number of
states requiring teacher evaluations would grow from 15 to 43, while the number of
states utilizing student performance in the evaluation process would only reach 17
and would actually see a regression from 20 in 2013 (Doherty and Jacobs, 2015).
Further, by 2015 there were just 5 states that had no policy related to student
both policy and performance, highlights the focus on policy that not only are teacher
performance measures are a key facet in the effective measure of teachers abilities
Finally, with the transition from NCLB to ESSA, while there was easing on the
hard and fast performance requirements, there was a renewed focus on the use of
locally designed goals, looking both short and long term. NEA (2017) released a
Student Performance Data 4
policy brief further expanding on the role of the teacher evaluation in the modern
legislative and policy environment. The brief focuses on both the need for effective
2017). Further, through ESSA the distinction of student performance indicators has
shifted and allowed for differences across learning environments, levels and
looks to the past for the foundations of the teacher evaluation practices across the
nation, you can clearly identify the policy shifts that have had major impacts on the
NCLB and ESSA the inclusion of student performance as an aspect of those measures
becomes central.
Policy Problem
One of the most prevailing topics in the discussion of teacher evaluation and
the measure of teacher performance revolves around the concepts and practices of
process. Heritage and Yeagley (2005) identify this discussion, highlighting the use of
literature has shown, the perception of student learning data is directly related to
the inclusion of this data in the teaching and learning process. Schmoker (2003)
identifies the overabundance of data in the K-12 learning environment. The author
Student Performance Data 5
then associates this overabundance and lack of direction with the data to the
negative views teachers and administrators hold with regards to data and the
disconnect, between policy and action, has created a void in the effective use of data
in the learning and evaluation processes. As the legislative movement and state laws
highlight the need for effective use of data in the evaluative process, the implication
Problem Statement
Across the nation, ESSA regulations have opened up the teacher evaluation
process allowing for more control at the state and district level. This opening has
allowed policy makers to utilize student performance data in a variety of ways in the
becoming more effective, this movement away from the mandated inclusion of
reform efforts. The purpose of this policy analysis is to study the implication of
student performance data and its inclusion in the teacher evaluation process for the
K-12 classroom teacher. At this stage, student performance data will be defined as
all student related outcome information that is collected in the learning process,
either formally or informally. This analysis will not limit student performance data
Across the nation, teacher evaluation policies and legislative actions are
impacted by factors both within and external to the educational system itself. To
effectively define the policy issue relating to the inclusion of student performance in
the teacher evaluation process, one must look at the major shifts that have had a
greater effect on the educational marketplaces as a whole over the past decade.
played a contributing factor in how teacher evaluations are conducted across the
country.
Under the current legislative action, ESSA, the focus has shifted from national
reform efforts such as NCLB and Race to the Top that would prescribe the actions of
the individual states in the evaluation practice, to allow for local control. This local
control, although still requiring a state student assessment system to provide data
to the teacher evaluation, allows for much more flexibly in the evaluation process
ESSA, identifies the critical aspects of the wording of the legislation. Each of the
requirements, under the law, are written in the negative, such as ineffective and
inexperienced. This wording creates a legislative floor from which state policy can
Institute for Research, three approaches for constructing evaluation policy at the
state and local level. The first approach, defining an ineffective teacher, allows the
measure of the overall effectiveness of the teacher. Though this option steps further
toward the inclusion of performance data it does not take into account the other
to the formation of the ESSA reforms. In the second approach, Berg-Jacobson (2016)
effectiveness. The inclusion of the SLOs over the state mandates assessment
inclusion of more to the holistic view of the learner. The final path under the ESSA,
as proposed, looks to the state to define the highly qualified teacher (Berg-Jacobson,
2016). This methodology identifies in the positive the top of the teacher
effectiveness rating scale. This approach also further expands the use of the student
Pennington and Mead (2016) in their report For Good Measure? Teacher
Evaluation Policy in the ESSA Era, look specifically at the impacts that the ESSA
legislation has had and will have on the inclusion of the student achievement
Student Performance Data 8
measures in the teacher evaluation process. In the 2016 legislative session bills
were introduced to decrease the impact or eliminate the measure altogether from
the teacher evaluation process. The major concern the authors highlight in the
removal or reduction of this key factor is that states are replacing student
performance data, often filling the evaluation in with more observations. This
method though sound in theory, offers an easy cost savings opportunity if cuts are
2016). Simply put, this change opens the door for the reduction of the overall
Michigan’s Policy
approaches to policy reform and the inclusion of student performance data in state
education policy. Michigan, as an example, has set their policy for teacher evaluation
in 2015 through Public Act 173. This act established both teacher qualifications and
teacher evaluation practices. While the act remains focused on the floor of the
and application of student performance data. PA 173 (2015) notes that by the 2018-
2019 school year, the student growth measurement will make up 40% of the overall
teacher’s performance rating. While this law does not clearly limit the method to
measure the growth of a student, it defines that any measure that is used beyond the
state assessment must not only be rigorous but common across the school district,
ISD or PSA (PA 173). This language is placed in to create common measurements
across a single unit of schools and while creating commonality within the unit does
Student Performance Data 9
not limit the differences across or between the units on the method of
measurement.
performance, they have also shown a focus on the inclusion of technology in the
performance, Michigan has altered the process through which teacher evaluation is
conducted. Through PA 173, the districts are further changed with the inclusion of
data focused professional development. This provision establishes the value in the
data informed instructional process and program. Finally, Michigan has identified
through work with MCEE, five recommended teacher evaluation models to be used
in the K-12 learning environment. While limiting in scope, the legislative action of
identifying these options allowing for the focused training of schools across the state
and a decrease in cost and funding implications for districts to engage in effective
North Carolina
focused on the definition of a highly effective teacher. The focus on the positive has
allowed the state to define the professional teaching standards as a reflection of the
highly qualified teacher. In the latest update to the evaluation policy in 2015, the
overall performance of the teacher (PA 115C). While this law will remain in effect
until June 30, 2018, it will be replaced with another iteration that follows much of
required to be evaluated only a single time per year. While the focus of the law is on
the observation of the teacher, little attention is placed on the inclusion of student
Standards (2015) identify the need for the teacher to be able to analyze and
This shift in mindset from the direct inclusion of student data to a more
cursory inclusion through observation of application lends itself more to the second
Jacobson, 2016). Through this approach and the development of the professional
teacher standards at the state level schools are focusing more explicitly on the
inclusion of the teacher in and throughout their evaluation process. North Carolina
has also introduced a common evaluation system that allows all school and district
leaders a common platform from which to conduct the required observations. This
systemization of the observation, development, and growth of the teacher within the
State’s policy shift focus away from the individual learner and toward the individual
teacher.
Student Performance Data 11
Texas
evaluation closest to Berg-Jacobson’s third concept. This process looks to define the
highly qualified teacher, focusing on the status of the positive while including the
Texas Legislature passed teacher evaluation reform efforts that would both define
would be included in the overall effectiveness rating scale. This sale would set
student performance at a standard 20% of the total score, leaving the other 80% to
observation and professional development. This measure would place a clear focus
on the inclusive nature of focusing on the unique needs of the individual educator
while also affording weight to the impact of student outcomes. Through the
development of the Teacher Evaluation and Support System, Texas was able to
effectively roll out a statewide teacher performance system. This would, as seen in
North Carolina, allow for the development of common teaching standards and
performance expectations.
Through the introduction of the teacher evaluation policies, Texas also made
an effort to allow for the flexibility needed in each of the performance areas. The
performance measures. The current debate, which the State has prescribed to the
localities, is the choice between Value Added Measures and Student Learning
Outcomes as the means through which student performance will be associated with
Student Performance Data 12
the evaluation process. This supported debate, once again, highlights the
importance of local control on the evaluation process and supporting role that the
Across the nation, ESSA regulations have opened up the teacher evaluation
process allowing for more control at the state and district level. This new found
flexibility has opened a debate, highlighting the critical and foundational questions
about what is the professional role and responsibility of the teacher in the growth
and development of their students. This opening has allowed policy makers to
Yeagley (2005) identify there is a critical link between the effective use of student
need for the inclusion of student data in the measure of teaching and learning was
seen in the transition to 2015 through Race to the Top (RTT) and No Child Left
Behind (NCLB) reforms, leaving only five states without policy regarding the use of
student data in the teacher evaluation process (Doherty and Jacobs, 2015).
performance are becoming more effective. The current flexibility and movement
away from the mandated inclusion of performance data’s is limiting the impact of
the evaluation process on educational reform efforts. The purpose of this policy
analysis is to study the implications of student performance data and its inclusion in
Student Performance Data 13
the teacher evaluation process for the K-12 classroom teacher. The policy proposal
that is offered here focuses on the direct inclusion of mandated percentages for the
inclusion of student data while allowing and affording the local districts to define
those measure that will make up the common percentage that is mandated.
the mandated inclusion of student performance data, opens the field for the
(2003) identifies the overabundance of data in the instructional process. This flood
obsolete. Simply stated, when given too much information (data included) the
instructional practices than to include it. This debate will be founded on the nature
of the competing theories of action, the Value Added Measure (VAM) and the
While districts and schools may utilize different approaches to the measure
of student performance, the policy recommendation presented here allows for this
debate to take place. As seen in the states that have chosen an alternative policy
identified in the comparison of the three states in this analysis, the other options
often result in the shift of thinking about student data, focusing on either the
outcomes at all. Both of these options shift the focus of the instructional process
away from the teacher and student relationship and more on the individual or
Policy Recommendation
development and help them to grow and improve as educators (TTA, 2015). This
definition is the foundation for the policy recommendation set forth in this analysis,
that states and/or the national legislature must mandate a minimum level of
allowing for the flexibility of the measure to be locally controlled and reflective of
the learning community they serve. The idea that a state, through effective policy
reform, can develop a common platform from which all teachers can be effectively
nature of the educational reforms that all states should model. In review of TTA’s
methodological approach, not once was the syntax chosen to focus on the measure
of teachers through the use of words like observation or evaluation. This model
identifies the clear role of the teacher in their professional responsibilities and
breaks down the measure of a teachers evaluation into its mandated and developed
Practice. The critical aspect of this form of evaluation policy is the inclusion of the
that 20% of the total score in the evaluation shall be taken from student
the positive and explicit inclusion of student performance data. What this allows the
teacher and the nature and means of effectively measuring student performance.
This approach is both proactive and inclusive of the nature of the educational
profession. While the recommendation recognizes the need for student measures it
processes under ESSA focuses on the need for both measures of student outcomes
and the identification of teachers as a profession that must be treated with the
professional responsibilities seen in other fields. This idea that the teacher must be
held accountable for their clients (students) and the success or failure to meet their
While holding teachers accountable only for their professional actions and
knowledge, such as seen in states like North Carolina, the authors argue that this
methodology does not go far enough to protect the nature of the business of
(Pennington and Mead, 2016). This policy recommendation, to both mandate the
inclusion of student performance data and the flexibility to define at the local level
Student Performance Data 16
the measures by which to determine outcomes allows for the most clear
In a recent Edweek post, Loewus (2017) identifies the shift that is beginning
to happen across the nation in the teacher evaluation process under ESSA. The
author identifies six states, up one from the previous measure in 2015 that have no
author identifies the new trend under ESSA to lower the mandated percentage that
the student performance measures will play, at least in the short term, to retain the
educators. Further, the author explains the 2009 TNPT report entitled “The Widget
Effect” that teacher evaluation has become more of reporting requirement rather
than an aspect of their professional growth. This report highlights that 99% of
teachers were being rated either effective or highly effective in their teaching
(TNPT, 2009). This is an important justification for the need of outside measures in
Policy Instruments
While the foundations for the policy reform efforts outlined in the analysis
are largely in place in many states, the use of mandates and system changes will
allow for the more effective integration of reform efforts at both the state and local
levels.
Student Performance Data 17
Mandates
instrument is made up of two components; (1) language that identifies the required
behavior, and (2) a penalty for those that fail to comply. The first aspect of this
establish a legislative minimum for the inclusion of student performance data. This
methodology removes debate from its inclusion and focuses on the local control of
the measure. This allows the states and local districts to ensure that the focus
While the second aspect of the mandate created the uniformity required to allow for
the implementation of effective policy reform. Fowler (2013) further identifies that
the mandate allows for the “widespread, uniform behavior” further allowing for the
flexibility of the school and local policy makers in the development of effective
System Change
While mandates will be required for uniform buy-in and effective policy
reform efforts, the use of system change instruments allow the authority to be
further shifted from the national or state legislature to the local policy makers
(Fowler, 2013). This is a critical aspect of this policy recommendation as the local
control and involvement are at the foundation of defining the measure of student
effective when a new behavior is needed but the current end users are not willing or
not able to sustain the change. This concept, when used in combination with
Student Performance Data 18
mandates, allows the responsibility to be shifted to the local policy makers while
setting a policy minimum that must be adhered to. This allows for the assurance of
inclusion of student performance data while not limited and empowering the local
authorities in the design and implementation process. The concept of system change
allows for the authority to lie in the hands of the only individuals that truly
this policy recommendation one must look at this form of change through the both
the policy and cultural aspects of school reform. Kurt Lewin, a German philosopher,
in 1947 identified the three states that must be considered to make change effective.
This theory of change starts through consideration for the current system, the
change process itself and the ensuring that the change is accepted and lasting.
Unfreezing
Lewin (1947) identifies the first stage of his change theory as the
“unfreezing” process. This process addresses the need for the current system to be
introduced to the current culture and fail to take root. For this recommendation to
facilitate the unfreezing process, education of all stakeholders will be critical. This
educational process will inform all participants on the nature of the student
performance process and ensure that each are understanding of the value addition
secondary outcome of unfreezing the stakeholders will be begin the debate process
reform recommendation.
Change
groundwork will be established for the introduction of the Lewin’s second stage, the
process of change. This process leaves the stakeholders in the need of the changes
as the issue that have facilitated the unfreezing process have also acted to highlight
supports can be given in the form or further training, support and coaching as a
reflection of the goals of the change process. For this reform recommendation, the
change process will be facilitated at both the district and state level to discuss the
nature of student evaluation, the nature of teacher evaluation and what how to
define effective teaching and learn for the field of education. At the local level
teacher should be provided training on both the evaluation process and the effective
use of data to inform the instructional process. This dual prong approach to change
measure.
Freeze
Finally, Lewin’s third stage of the change model the “freezing” process. Lewin
(1947) identifies this stage as the re-stabilization of the reform and the
establishment of the new norm in the learning environment. During this stage
Student Performance Data 20
stakeholders redefine their relationship with the new policy measure. It allows
them to operate in a inclusive environment in which they feel that their knowledge,
opinion and input was valued and accounted for. For this policy reform
recommendation, the critical aspect of the policy evaluation process will support
policy can lead the discussion for further reform efforts in the area of teaching and
learning across the educational marketplace. This freezing process allows the
reform to become the new way of doing business in the evaluation of teacher
effectiveness and ensures that all stakeholder understand the common goal of the
Criticisms
Local Control
As with any mandate from the state or national legislature, there will always
be a criticism of lack of local control, that these policy makers do not understand the
needs or nature of the local community. This idea that the local authorities must
maintain full control of the educational learning environment has seen an ebb and
flow of the last generation of national policy efforts. From the suggestion of RTT
reforms to the heavy hand of NCLB reforms, education has seen a shift away from
local authority to the national policy makers. With the release of ESSA, the policy
making authority and control would return to the states. This trend, of local control
will be a constant simply due to the diversity and community nature of the
educational process in this country. While this policy reform suggests mandates of
minimums, it clearly affords the local policy makers the final say in the use and
Student Performance Data 21
utility of the teacher evaluation process. Teaching is a local business and as such
policy, while maintaining standards for the common good, must also account for
Measurement concerns
VAM vs. SLO or the more modern debate about the inclusion of technology in the
measurement of student learning, this debate will continue to bring about criticism.
A central aspect of this criticism has been and will continue to be the access and
skills that the teacher has in relation to the understanding and application of
data that is thrown at teachers, the author also identifies the neutralizing effect of
this amount of student data on its use or utility in the classroom teaching and
learning process. This consideration, while critical to the very nature of the policy
reform must take into account the means by which educators are measuring their
student’s outcomes. If the measure is not valid or reliable that not only has nothing
been done to measure the students learning but nothing has been done in the
Professionalism
and the use of language is critical in these types of reform efforts. The criticism
the professional teacher is expected to take it upon himself or herself to learn how
to effectively process data and apply it to the instructional process in the classroom.
This approach leaves the use of data implicit to the evaluation process rather than
the ability to consume and use student data, the reality of the educational landscape
Implementation
implementation process becomes the foundation of any policy to take hold and
impact the educational sector in a positive way. With the critical nature of
implementation research, one is able to clearly identify the impact and influence
each stage has had on the ability of a policy to take hold. For this policy
mandate and the use of local control in reaching the desired outcomes.
Student Performance Data 23
Mobilization
leaders must be able to clearly identify their motives for adoption. Fowler (2013)
identifies that a policy must support at least two good reasons for its existence to
justify its adoption. For the recommended policy herein, the first and most critical
reason for the policy is that the student/learner is the end product of the
educational process. If the end product is not being measured for quality, change or
impact how can a school system have any assurances that they are following the
best path of instruction? This continues to the second question that supports the
need for local control. Though the policy sets a minimum standard for use of student
data, it also allows the local policy makers to control and mediate the need within
the local learning community. This dual prong approach allows for the justification
policy.
Appropriateness
For the same reasons as described for local control, the appropriateness of
the policy can be determined at the local level. This locally controlled
practice, to be a direct reflection of the abilities and resources of the local state,
district or school. In the case of a national mandate, states or local authorities often
reform. In the case of a local district, the ability to access professional development
of the teacher to access the information that student performance data provides
Student Performance Data 24
the flexibility of this reform recommendation, the local authorities can modify the
policy actions to meet the need and abilities of the local school communities.
Adequate Support
As with any policy reform effort support of both the policy makers and those
impacted by the policies are critical to the success. Fowler (2013) notes that the
policy must have the support of a sufficient number of stakeholders in any given
community. Through the recommended policy reform: the student, teachers, school
leaders, policy makers, and community all share an equal stake in the reform and its
This engagement must be inclusive and allow for the voices on each side of the
teacher evaluation issue to be heard. For this process, the identification of both the
stakeholder groups and the key persons within the groups will be a critical aspect of
Evaluation
As with any policy, evaluation of the policy is a crucial step in the policy
an evaluation is not thought through before the policy is implemented it may be too
late. For this reason, the evaluation and metrics that will be used to evaluate the
effectiveness of this policy will be developed prior to any shifts in the teacher
evaluation process. This systematic method of policy evaluation ensures not only
Student Performance Data 25
the desired outcomes are being realized, but that the burden of the policy is also
Conclusion
a simple task yet both are crucial to the overall performance of any educational
on the inclusion of student performance data while allowing for local control of the
measure, they can both be realized. The first stages of this change are just now being
realized on the national level with the passage of ESSA. This change and flexibility
have facilitated not only the need but also the opportunity for the next phase of
teacher evaluation policy reform. Students deserve the best learning environment
References
Every Student Succeeds Act of 2015, Pub. L. No. 114-95 § 114 Stat. 1177 (2015-
2016).
Doherty, K. M., & Jacobs, S. (2015, November). State of the States; educating, teaching,
Heritage, M., & Yeagley, R. (2005). Data use and school improvement: Challenges and
prospects. Yearbook of the National Society for the Study of Education, 104(2),
320-339.
Lewin K (1947) Group decision and social change. In: Newcomb TM and Hartley EL
Loewus, L. (2017, November 14). Are state changing course on teacher evaluation?
Edweek.
No Child Left Behind Act of 2001, P.L. 107-110, 20 U.S.C. § 6319 (2002).
Pennington, K., & Mead, S. (2016, December). For good measure? Teacher evaluation