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Review Article

Mild Cognitive
Address correspondence to
Dr Ronald C. Petersen, Mayo
Clinic, Department of
Neurology, 200 1st St SW,
Rochester, MN 55905-0001,
peter8@mayo.edu.
Relationship Disclosure:
Impairment
Dr Petersen serves on the Ronald C. Petersen, PhD, MD
board of directors for the
Alzheimer’s Association and
receives personal compensation
for serving as chair of the ABSTRACT
data monitoring committees
for Janssen Alzheimer Purpose of Review: As individuals age, the quality of cognitive function becomes
Immunotherapy and Pfizer an increasingly important topic. The concept of mild cognitive impairment (MCI) has
Inc. Dr Petersen receives evolved over the past 2 decades to represent a state of cognitive function between
personal compensation as a
consultant for Biogen, Eli Lilly that seen in normal aging and dementia. As such, it is important for health care
and Company, the Federal providers to be aware of the condition and place it in the appropriate clinical context.
Trade Commission, Genentech, Recent Findings: Numerous international population-based studies have been con-
Inc, Hoffmann la Roche, Inc,
and Merck & Company, Inc. ducted to document the frequency of MCI, estimating its prevalence to be between
Dr Petersen receives grant and 15% and 20% in persons 60 years and older, making it a common condition en-
funding support from the Mayo countered by clinicians. The annual rate in which MCI progresses to dementia varies
Foundation for Education and
Research, the National Institute between 8% and 15% per year, implying that it is an important condition to identify
on Aging, and the Patient and treat. In those MCI cases destined to develop Alzheimer disease, biomarkers are
Centered Outcomes Research emerging to help identify etiology and predict progression. However, not all MCI is due
Institute (PAT 206548).
Dr Petersen receives royalties to Alzheimer disease, and identifying subtypes is important for possible treatment and
from Oxford University Press. counseling. If treatable causes are identified, the person with MCI might improve.
Unlabeled Use of Summary: MCI is an important clinical entity to identify, and while uncertainties per-
Products/Investigational
Use Disclosure:
sist, clinicians need to be aware of its diagnostic features to enable them to counsel
Dr Petersen discusses the patients. MCI remains an active area of research as numerous randomized controlled
unlabeled/investigational trials are being conducted to develop effective treatments.
clinical trial results for mild
cognitive impairment.
* 2016 American Academy Continuum (Minneap Minn) 2016;22(2):404–418.
of Neurology.

INTRODUCTION of detecting very early clinical features


Identifying pending cognitive impair- of incipient disease.
ment at an early stage has become an Central to this diagnostic scheme
increasingly important challenge to is the clinical construct of MCI.2,3 MCI
physicians. Decades ago, it was satis- is generally regarded as the border-
factory to distinguish dementia from land between the cognitive changes
typical cognitive aging, but in recent of aging and very early dementia, but
years, the desire to make a more fine- while conceptually reasonable, the con-
grained decision on incipient disease struct poses difficulties in clinical prac-
has become apparent. In evaluating tice (Case 2-1A).4
persons for suspected Alzheimer dis-
ease (AD), the clinical spectrum from HISTORICAL ASPECTS OF THE
dementia has extended back to mild CONCEPT OF MILD COGNITIVE
cognitive impairment (MCI) and ulti- IMPAIRMENT
mately to preclinical AD, at which point Historically, the term MCI has been in
people are cognitively normal but har- the literature for almost 4 decades,
bor the underlying biological features with the initial use coming from in-
of AD.1 This puts the clinician in the vestigators at New York University
challenging but opportunistic position who referred to Stage 3 on the Global

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KEY POINT

Case 2-1A h The Key Symposium


criteria for mild
A 66-year-old retired high school teacher presented for symptoms of
cognitive impairment
increasing forgetfulness, which he had begun to experience in the past 1
accomplished two
to 2 years. His other cognitive functions, including language, attention,
goals: (1) to broaden the
executive function, problem solving, and visuospatial skills, were all intact.
classification scheme
He continued to drive without difficulty and handled the financial matters
beyond memory, and
for his family without a problem. His wife had noted a slight increase in
(2) to recognize that mild
forgetfulness, but this had not been of concern to her. The patient noted that
cognitive impairment
he had been taking more time to remember previously well-remembered
could result from a
events such as appointments with his doctor, scheduled meetings with friends,
variety of etiologies
and planned visits with the children. He was not particularly disturbed by
and not just
these symptoms, and he had not made any major social mistakes. His
Alzheimer disease.
behavior was otherwise intact, and his mood was stable. He generally slept
well and did not admit to any features of dream enactment behavior. He was
concerned, however, because his mother had developed dementia later in
life and died of what was probably Alzheimer disease at age 81, and the
patient wanted to be assessed for the disease.
Comment. This scenario represents a common presentation to clinicians
with an aging patient population. This patient is more forgetful than he
formerly was and is worried about the possibility of a problem beyond
aging. This patient appears to have had progressive memory difficulties in
recent months to years. It did not appear that he had other extant medical
comorbidities that were influencing his condition. Mental status testing is
indicated and may provide further useful information, as is discussed in the
continuation of this case later in the article.

Deterioration Scale as being MCI.5 In incipient AD nor did all patients have
1999, a group at the Mayo Clinic de- just a memory impairment. To address
scribed subjects in their community this situation, the Key Symposium was
aging study who had a memory con- held in Stockholm, Sweden, in 2003,
cern beyond what was expected for and criteria of a more broad scope were
age and who demonstrated a slight published in 2004.2,7 These criteria ac-
memory impairment yet did not meet complished two goals: (1) to broaden
criteria for dementia.6 The research the classification scheme beyond mem-
criteria used to characterize these sub- ory, and (2) to recognize that MCI could
jects were described, and the clinical result from a variety of etiologies and
outcomes were noted. not just AD. These criteria are outlined
in Figure 2-1,8 demonstrating the syn-
MULTIPLE TERMINOLOGIES dromic phenotypes and how they can
Over the years, several sets of termi- be paired with possible etiologies
nology for MCI and related conditions to assist the clinician in diagnosis. The
have evolved, many referring to similar Key Symposium characterization of
constructs in the general MCI range. MCI led to the distinction between the
The Mayo Clinic criteria previously noted amnestic form of MCI and the non-
focused on a memory disturbance and amnestic form of MCI, since these clin-
were developed to elucidate the earliest ical syndromes appeared to be aligned
symptomatic stages of AD. However, with etiologies in a differential fash-
it soon became apparent that not all ion and may have variable outcomes.
intermittent cognitive states represented Traditionally, amnestic MCI is the

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Mild Cognitive Impairment

FIGURE 2-1 Key Symposium criteria. First Key Symposium criteria demonstrating the syndromic phenotypes
and how they can be paired with possible etiologies to assist the clinician in making a diagnosis.
AD = Alzheimer disease; DLB = dementia with Lewy bodies; FTD = frontotemporal dementia;
MCI = mild cognitive impairment; VCI = vascular cognitive impairment.
Modified with permission from Petersen RC, Continuum (Minneap Minn).8 journals.lww.com/continuum/Fulltext/2004/02000/
MILD_COGNITIVE_IMPAIRMENT.3.aspx. B 2004, American Academy of Neurology.

KEY POINTS typical prodromal stage of dementia due posium criteria while making some of
h Traditionally, amnestic to AD, but other phenotypes can also the diagnostic features more explicit.
mild cognitive impairment lead to this type of dementia, such as These criteria also added biomarkers
is the typical prodromal
logopenic aphasia, posterior cortical at- for underlying AD pathophysiology in
stage of dementia due to
rophy (also known as the visual variant), an attempt to refine the underlying
Alzheimer disease, but
other phenotypes can
or a frontal lobeYdysexecutive presenta- etiology and, hence, predict outcome.
also lead to this type of tion of AD.9 The essential feature of this These criteria did not differentiate be-
dementia, such as portrayal is that not all MCI is early AD. tween amnestic and nonamnestic MCI.
logopenic aphasia, The Key Symposium criteria pre- At approximately the same time, the
posterior cortical atrophy vailed in the field and influenced the Diagnostic and Statistical Manual
(also known as the visual development of several randomized of Mental Disorders, Fifth Edition
variant), or a frontal controlled trials for possible interven- (DSM-5) was being developed.17 For
lobeYdysexecutive tion.10Y14 In 2011, the National Insti- the general category of neurocogni-
presentation of tute on Aging (NIA) and the Alzheimer’s tive disorders, the criteria now include
Alzheimer disease. Association convened workgroups to a predementia phase called mild
h Not all mild cognitive develop criteria for the entire AD spec- neurocognitive disorder. Once again,
impairment is early trum.1,9,15,16 The criteria for MCI due the construct is very similar to the
Alzheimer disease. to AD essentially adopted the Key Sym- Key Symposium criteria for MCI and

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KEY POINTS
suggests that, in addition to the syn- the current sets of criteria, regardless h The criteria for mild
dromic classification, certain features of the terminologies, emanate from cognitive impairment due
would allow the subclassification of the Key Symposium criteria for MCI, to Alzheimer disease
the clinical presentation into patho- and most recent approaches embellish developed by the
logic etiologies. The category of mild these criteria with pathophysiologic National Institute on
neurocognitive disorder due to AD is biomarkers to lend specificity to the Aging and the Alzheimer’s
very similar to the classification of underlying diagnoses. The entire field Association essentially
MCI due to AD formulated by the NIA/ of aging and dementia is moving in adopted the Key
Alzheimer’s Association workgroups.17 this direction, and these criteria are Symposium criteria while
Finally, over the course of several likely to be important going forward. making some of the
diagnostic features more
years, the construct of prodromal AD
PREVALENCE explicit. These criteria
evolved.18Y20 This clinical condition
also added biomarkers
grew from the accumulating literature In the past decade, there have been for underlying Alzheimer
that had developed regarding the ob- numerous epidemiologic studies con- disease pathophysiology
servation that amnestic MCI, when ducted on the prevalence of MCI and in an attempt to
paired with certain biomarkers, approx- the incidence of cognitively normal refine the underlying
imated the condition of AD. In fact, the persons progressing to MCI.21Y29 There etiology and, hence,
proponents believed that a certain type has been a great deal of variability in predict outcome.
of amnestic MCI coupled with bio- the prevalence figures due to method- h In the Diagnostic and
markers for the presence of amyloid ological variation in the studies and Statistical Manual of
or amyloid and tau constituted the ear- the different implementations of the Mental Disorders, Fifth
liest symptomatic stages of the AD criteria.4 For example, some of the fac- Edition, for the
process.20 The temporal evolution of tors to be considered include the general category of
the criteria for MCI and prodromal AD breadth of the MCIVsuch as all MCI, neurocognitive disorders,
are presented in Figure 2-2. amnestic MCI, nonamnestic MCIVas the criteria now include
As is apparent, sufficient overlap well as the methods of data gathering. a predementia
phase called mild
exists among these various sets of In addition, factors such as the retro-
neurocognitive disorder.
terminologies, which may reflect the spective application of criteria to pre-
reality that the core features of MCI viously collected clinical data, versus h The construct of
correspond to the earliest symptom- prospective design using established prodromal Alzheimer
disease evolved from the
atic stages of a variety of cognitive criteria and applying them as subjects
accumulating literature
disorders.4 Figure 2-3 attempts to are enrolled in the study, can affect
that had developed
characterize the common features of prevalence figures. In general, the regarding the observation
these various sets of criteria. Most of prospectively designed studies that that amnestic mild
cognitive impairment,
when paired with certain
biomarkers, approximated
the condition of
Alzheimer disease. In fact,
the proponents believed
that a certain type of
amnestic mild cognitive
impairment coupled with
biomarkers for the
presence of amyloid or
amyloid and tau
FIGURE 2-2 Temporal evolution of criteria for mild cognitive impairment (MCI) and prodromal
Alzheimer disease (AD).
constituted the earliest
symptomatic stages
DSM-5 = Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition; of the Alzheimer
NIA-AA = National Institute on AgingYAlzheimer’s Association.
disease process.

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Mild Cognitive Impairment

KEY POINTS
h The multiple sets of
criteria referring to mild
cognitive impairment
actually contain many of
the same elements and
are quite similar to the
original Key
Symposium criteria.
h Numerous international
studies have been
completed involving
several thousand
subjects, and these
studies tend to estimate
the overall prevalence
of mild cognitive
impairment in the
12% to 18% range in
persons over the age
of 60 years.

FIGURE 2-3 Comparison of common criteria used to characterize mild cognitive impairment
(MCI) in various publications. The biomarkers for amyloid-" (A") or tau could
be derived from either positron emission tomography (PET) imaging or CSF to
accompany the clinical syndromes described above.
AD = Alzheimer disease; CSF = cerebrospinal fluid; DSM-5 = Diagnostic and Statistical Manual of
Mental Disorders, Fifth Edition; FDG-PET = fluorodeoxyglucose positron emission tomography;
MRI = magnetic resonance imaging.
Reprinted with permission from Petersen RC, et al, J Intern Med.4 onlinelibrary.wiley.com/doi/10.1111/j.1365-
2796.2004.01388.x/full#b36. B 2014 The Association for the Publication of the Journal of Internal Medicine.

establish criteria prior to labeling the in persons over the age of 60 years.21Y26
participants as having MCI are more The Mayo Clinic Study of Aging, which
reliable and valid. Studies that apply is a population-based study in Olmsted
MCI criteria to previously collected data County, Minnesota, found the overall
can generate a variety of figures based prevalence of MCI to be 16% in resi-
on the cutoff scores that are used to dents age 70 years and older.27 MCI is
define MCI. Therefore, since MCI is a clearly an age-related condition, and
clinical diagnosis informed by neuro- to the extent that the evaluation sug-
psychological data, a prospective study gests a degenerative etiology, AD is
is preferred when interpreting epide- most likely.30
miologic data. A similar situation pertains to the
Numerous international studies have normal cognition to MCI transition,
been completed involving several with certain methodological issues
thousand subjects, and these studies lending themselves to some of the
tend to estimate the overall preva- variation. Several longitudinal epidemi-
lence of MCI in the 12% to 18% range ologic studies have followed cognitively

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KEY POINTS
normal subjects sufficiently long events, appointments, visits of friends, h The Mayo Clinic Study
enough to characterize the progression or conversations. If the patient is start- of Aging followed
rate, which also can be variable.28,31 ing to repeat himself or herself, then subjects 70 years and
The Mayo Clinic Study of Aging this is an index that some memory def- older for a median of
followed subjects 70 years and older icits are evolving. Again, the clinician 5 years and found the
for a median of 5 years and found the should focus on a change in memory progression rate of mild
progression rate to be in the 5% to 6% or cognitive function for that individual. cognitive impairment to
per year range.28 The rates are lower in Next, the clinician should explore be in the 5% to 6% per
younger subjects and rise considerably the breadth of the cognitive concern. year range.
with age. All these data speak to the Is the concern related to memory h Mild cognitive impairment
frequency of the condition of MCI alone, or does it involve memory and is not meant to reflect
and why it is important to recognize other cognitive domains such as at- lifelong low cognitive
in clinical practice. tention and concentration? Patients function; rather, it is
will often describe cognitive changes meant to reflect a change
CLINICAL EVALUATION for this individual person.
in the domain of memory when, in fact,
If a clinician adopts the flowchart they may mean attention or language h In mild cognitive
for fulfilling the criteria outlined in problems. The breadth of the cognitive impairment, the
Figure 2-1, the MCI diagnosis for a change is important to characterize. At patient’s daily function
is largely preserved.
patient can be approached as follows. this point, the clinician will need to do a
At the top of the figure, presuming the mental status examination and explore
patient presents with a cognitive con- the various cognitive domains. If time is
cern, the clinician is then faced with a limitation, a mental status assessment
the question of how to evaluate this involving an instrument such as the
symptom. Obtaining a history from Montreal Cognitive Assessment (MoCA)
the patient and confirming this history or the Short Test of Mental Status can
with someone who knows the patient be useful, but the clinician must be
well is critical. It is important that a mindful that these screening instru-
cognitive concern is elicited either on ments are insufficient to make the
the part of the patient, the patient’s diagnosis; nevertheless, they can be
informant, or the physician. The cog- important to isolate domains of impair-
nitive concern is important since it ment and advise the clinician on further
reflects a change in the person’s perfor- assessments.32,33 If the primary ques-
mance. That is, MCI is not meant to tion with the patient concerns the dif-
reflect lifelong low cognitive function; ferentiation between the patient’s
rather, it is meant to reflect a change symptoms and the changes in cognitive
for this individual person. As such, in function seen in normal aging, neuro-
the absence of formal longitudinal cog- psychological testing can be particularly
nitive data on an individual, the clinical helpful. The neuropsychologist can
history is critical. Here, the clinician characterize the profile of cognitive
should focus on the types of cognitive function and assess whether the level
changes the patient has noted. If the of function is appropriate for the pa-
primary concern is in the memory tient’s age, sex, and education. If this is
domain, the physician should focus on not available to the clinician, then the
instances of forgetfulness that are rela- clinician must make the best estimate
tively new (ie, appearing approximately of function possible.
in the last 6 months to a year). In Other elements in the history to
particular, the physician should be in- be assessed include functional per-
terested in instances of forgetful- formance, which, in a patient with
ness involving recently experienced MCI, should indicate that the patient’s
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Mild Cognitive Impairment

daily function is largely preserved. The ease is a likely candidate. Alternatively,


patient may be inefficient at doing if the patient has a history of vascu-
certain tasks and may take more time lar risk factors and has experienced
but ultimately can do them without any cerebral ischemic events, a vascular
assistance. This type of assessment ful- contribution needs to be considered.
fills the preserved cognitive function In addition, some aspects of psychiat-
aspect of the criteria. This can be a very ric conditions such as major depres-
subjective assessment, and here, a re- sion or generalized anxiety disorder can
liable informant can be helpful. How- have cognitive components, and con-
ever, if the person is still functioning sequently, in the early stages of these
in daily life, driving, paying bills, doing disorders, cognition may be impaired.
taxes, and to the casual observer ap- The clinician must always consider
pears normal, generally speaking, func- other medical conditions such as un-
tion is preserved. Finally, given all of compensated heart failure, poorly con-
these considerations, the patient does trolled diabetes mellitus, or chronic
not meet criteria for dementia. That obstructive pulmonary disease as
is, the person’s cognitive impairments contributors to cognitive impairment.
are not of sufficient severity to compro- Some of these medical comorbidities
mise daily functioning. Hence, the chief may be treatable, and their medica-
criterion for dementia is not met. tions may play a role in the clinical
The clinician following the flow- syndrome as well.
chart in Figure 2-1 should determine If the clinician believes that a de-
whether the person has experienced a generative condition is most likely the
change in cognition, whether there is underlying explanation, then the clin-
some objective corroboration of this, ical syndromes can be useful in sug-
whether function is relatively well pre- gesting an underlying diagnosis. If
served, and whether the patient does the patient appears to have a typical
or does not meet criteria for dementia. amnestic syndrome leading to MCI and
If MCI is determined to be a reasonable is in the appropriate age range, AD is a
diagnosis, the clinician then needs to likely consideration. However, if the
determine if memory is a salient part of patient is experiencing attention, con-
the cognitive impairment, and if so, the centration, and visuospatial difficulties,
arm in the diagram in Figure 2-1 that a forme fruste of dementia with Lewy
outlines amnestic MCI would be ap- bodies might be considered, and if
propriate. If, however, the person is the person is experiencing behavioral
experiencing a cognitive decline but changes, inappropriate behavior, apa-
memory is relatively well preserved, thy, lack of insight, and attention and
then the nonamnestic arm of the dia- concentration are impaired, fronto-
gram would apply. temporal lobar degeneration may be
After the clinical syndrome has been possible. Of course, the most common
determined, as outlined above, then degenerative disease of aging, AD, can
the clinician needs to determine the have atypical presentations involving
cause or etiology of that syndrome. attention, concentration, and language.
Figure 2-1 characterizes possible ex- Based on the history and the exam-
planations of the various clinical syn- ination, the clinician may be able to
dromes and can help determine the make a likely supposition regarding
further diagnostic workup. If the his- the nature of the condition. At this
tory of the onset of the disorder is point, further testing such as an MRI
slow and gradual, a degenerative dis- scan, fluorodeoxyglucose positron
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KEY POINT
emission tomography (FDG-PET) or gression, and many imaging and fluid h Several studies have
positron emission tomography (PET) biomarker studies.30,34 The Alzheimer’s indicated that individuals
for amyloid imaging along with a CSF Disease Neuroimaging Initiative with mild cognitive
analysis could be considered. These (ADNI) has been very active for the impairment who have a
further assessments may assist in past 10 years evaluating individuals positive amyloid positron
depicting the underlying etiology of with amnestic MCI who have been emission tomography
the clinical syndromes. While no phar- followed for several years. These data scan are more likely to
macologic therapies are currently ap- as well as others indicate that, in progress rapidly, which is
proved by the US Food and Drug general, medial temporal lobe atrophy confirmed by data from
Administration (FDA) for MCI due to on MRI tends to predict progres- the Alzheimer’s Disease
sion as does a hypometabolic pattern Neuroimaging Initiative.
AD, lifestyle modifications and cogni-
tive and behavioral therapies can be consistent with AD on FDG-PET.34Y37
useful. Also, counseling patients on Figure 2-4 shows individuals who are
expectations can be quite important. cognitively normal along with those
The contribution of medical comor- who have MCI and those who have
bidities, as outlined previously, in- dementia on MRI scans, FDG-PET,
cluding sleep disorders such as sleep amyloid PET, and the newest imaging
apnea, also need to be considered modality, tau PET. Several studies have
since some of these have treatable indicated that individuals with MCI
components (Case 2-1B). who have a positive amyloid PET scan
are more likely to progress rapidly and,
PREDICTORS OF PROGRESSION again, ADNI data confirm this.38,39
There has been a great deal of data For many years, it has been known
generated in recent years concern- that carriers of the apolipoprotein E4
ing the progression of persons diag- (APOE4) genotype are more likely to
nosed with MCI. In particular, there progress rapidly, and this has been
are clinical variables such as severity of borne out in numerous studies; how-
cognitive impairment that predict pro- ever, in clinical practice APOE testing

Case 2-1B
A mental status examination was performed on the 66-year-old patient
discussed in Case 2-1A, and while the patient did quite well, there was a
suggestion of memory impairment with impaired delayed recall of the
words. Neuropsychological testing was pursued, which showed a profile
that looked normal for his age, sex, and education in virtually all cognitive
domains except for memory. Here, his delayed recall of lists, paragraphs,
and nonverbal materials was mildly impaired.
Further interview of the patient and a family member revealed that
his function was largely preserved. In particular, he functioned in the
community quite well without difficulty, and while slightly more inefficient
at some tasks, he still completed everything quite well.
Comment. Based on examination findings, neuropsychological testing,
and discussions with the patient and his family member, he does not
appear to have dementia. A reasonable diagnosis at this point would be
amnestic mild cognitive impairment, but the etiology, given the patient’s
young age and negative family history, is uncertain. At this point, a
discussion with the patient might include possible etiologies and education
about lifestyle alterations, planning for the future, and consideration of
enrollment in randomized controlled trials.

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Mild Cognitive Impairment

FIGURE 2-4 Progression of imaging features from cognitively


normal to mild cognitive impairment to dementia.
FDG-PET = fluorodeoxyglucose positron emission
tomography; MRI = magnetic resonance imaging;
PET = positron emission tomography.

does not add significantly to the diag- tia.42,43 The 2006 study by Hansson
nostic evaluation.34,40 and colleagues44 was most informative
The newest PET tracer that is emerg- with regard to these data and corrob-
ing allows investigators to evaluate the orates the suspicion that those indi-
role of tau in clinical progression, and viduals, particularly with amnestic
these data are evolving.41 It is quite MCI, who harbor low CSF levels of
likely that a tau PET scan that shows A"42 and elevated total tau and phos-
the spread of tau outside of the me- phorylated tau are at an increased risk
dial temporal lobe into lateral tempo- for progressing more rapidly than
ral lobe structures portends a poorer those subjects with the same clinical
prognosis and, more likely, a rapid phenotype but normal CSF biomarkers.
progression from MCI to AD demen- In general, these predictors all refer
tia, but these data need to be ampli- to individuals who are on the AD spec-
fied (Figure 2-4). trum. Biomarkers for other degenera-
Numerous studies have shown that tive disorders are less certain at this
the various CSF markers consistent with point and need to be fully evaluated.
AD predict progression to AD demen- As biomarkers for other disorders

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KEY POINTS
evolve, it is likely that they will be the term neurocognitive disorder is h The National Institute
matched with a particular phenotype used for the syndromes of cognitive on Aging and the
of MCI and increase the ability to impairment irrespective of specific Alzheimer’s Association
predict the clinical outcome. etiology.17 The spectrum was divided divided the Alzheimer
into mild neurocognitive disorder, disease spectrum into
CRITERIA FOR MILD COGNITIVE which is very similar to MCI, and major three overlapping areas:
IMPAIRMENT DUE TO neurocognitive disorder, which is very preclinical Alzheimer
ALZHEIMER DISEASE similar to dementia. The criteria for disease in which
mild neurocognitive disorder essen- individuals are clinically
The NIA and the Alzheimer’s Associa-
tially incorporate the MCI criteria from normal but possess
tion convened groups of experts to
biomarker evidence for
revise the criteria for AD across the the Key Symposium in 2004 and sug-
the Alzheimer disease
spectrum.8 The groups divided the AD gest that, as data accumulate, speci-
process, mild cognitive
spectrum into three overlapping areas: ficity of etiology will be added through impairment due to
preclinical AD in which individuals are the use of biomarkers. After the syn- Alzheimer disease
clinically normal but possess biomarker drome of either mild or major neuro- whereby individuals meet
evidence for the AD process, MCI due cognitive disorder is made, DSM-5 then the clinical criteria for
to AD whereby individuals meet the gives recommendations as to how the mild cognitive impairment
clinical criteria for MCI and have varying clinician can determine the underlying and have varying levels

levels of biomarker specificity for AD, etiology of the syndrome.17 As such, of biomarker specificity
conditions such as AD, frontotemporal for Alzheimer disease,
and AD dementia in which individuals and AD dementia in
lobar degeneration, dementia with Lewy
meet clinical criteria for dementia and which individuals meet
bodies, vascular cognitive impairment,
similarly have varying degrees of bio- clinical criteria for
human immunodeficiency (HIV)-related
marker support.1 These criteria have dementia and similarly
disorders, alcohol and substance abuse,
proved useful in characterizing the en- have varying degrees of
Parkinson disease, and a variety of other biomarker support.
tire spectrum of AD and expanding it
possible etiologies are explicated. As
beyond the dementia phase. Prior sets h The spectrum of
noted above, the process of combining
of criteria had focused only on the de- the clinical syndrome with patient his-
neurocognitive disorder,
mentia phase, but it has become ap- as defined by the
tory, clinical examination findings, and, Diagnostic and Statistical
parent in recent years that the AD while still evolving, biomarker informa- Manual of Mental
process likely begins years and per- tion is used to specify the clinical syn- Disorders, Fifth Edition, is
haps decades before clinical symp- drome. As is seen in DSM-5, there are divided into mild
toms appear.45 As such, the use of often degrees of certainty added to the neurocognitive disorder,
biomarkers has afforded an important clinical diagnoses based on the pre- which is very similar
tool for specificity for the clinician. It ponderance of evidence for a specific to mild cognitive
must be emphasized, however, that underlying disorder.17 impairment, and major
these criteria involving biomarkers are In 2007 and updated in 2010 and neurocognitive disorder,
still in the research phase, and specific 2013, investigators have proposed the which is very similar
recommendations regarding their use to dementia.
term prodromal AD as an alternative
in clinical practice remain to be deter- for characterizing individuals along
mined. However, based on the litera- the AD spectrum.18Y20 The most re-
ture cited above, it is apparent that the cent version of these criteria embod-
use of biomarkers is working its way ies the notion of amnestic MCI and
into clinical practice. embellishes it with evidence for amy-
In addition, the American Psychiatric loid deposition via PET scanning or
Association has recently published the amyloid and tau information using
DSM-5, and this set of criteria gives CSF.20 These investigators contend
consideration to the diagnosis of mild that the combination of amnestic MCI
neurocognitive disorder. In general, with specific biomarkers is highly
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Mild Cognitive Impairment

KEY POINTS
h Currently, there are no suggestive of the AD process and should ever, subsequent data suggest that
accepted pharmacologic be labeled as AD. These criteria have there may be some efficacy to be
treatments for mild been useful for randomized control gleaned from lifestyle modifications,
cognitive impairment trials for evaluation of pharmacologic and these need to be explored further.
approved by the US therapeutics intended to target under-
Food and Drug lying AD pathophysiology.46,47 CLINICAL ACCEPTANCE
Administration, the The construct of MCI has been in the
European Medicines TREATMENTS medical literature for many years and,
Agency, or the Currently, there are no accepted phar- over time, has been accepted in clin-
Pharmaceuticals and ical practice to certain degrees. The
macologic treatments for MCI ap-
Medical Devices Agency
proved by the FDA, the European American Academy of Neurology
in Japan.
Medicines Agency, or the Pharmaceu- (AAN) completed an evidence-based
h Lifestyle modifications ticals and Medical Devices Agency in medicine review of the literature and
and other
Japan. Numerous randomized control concluded that the construct of MCI is
nonpharmacologic
trials have been conducted in the MCI useful for clinicians to identify since
therapies have also
been investigated, and spectrum, but none has been success- the condition does lead to a higher
there is a suggestion ful at demonstrating effectiveness at risk of progression to dementia.50
that some of these delaying the progression from MCI to Numerous epidemiologic studies have
modifications or AD dementia.10Y14 One of the first been done around the world that have
therapies, such as trials, conducted by the Alzheimer’s suggested the utility of the identi-
aerobic exercise, may Disease Cooperative Study, evaluated fication of MCI as a clinical entity.
be effective at reducing donepezil and high-dose vitamin E in Roberts and colleagues51 evaluated
the rate of progression amnestic MCI.13 This study indicated members of the Behavioral Neurology
from mild cognitive that donepezil may be effective at section and the Geriatric Neurology
impairment to dementia. section of the AAN and documented
slowing the rate of progression in all
h Criticism has been subjects with amnestic MCI for the that MCI is used frequently in clinical
raised regarding the first year of the trial and perhaps up to practice and that practitioners find the
boundaries of the construct useful. There were concerns
2 years in subjects with amnestic MCI
condition of mild about its specificity and the lack of
who were positive for the APOE4 iso-
cognitive impairment treatments, but, nevertheless, it was
with respect to
form. However, since the study was
designed to continue for 36 months, believed to be useful.
differentiating it from
no treatments demonstrated effective- Recently, a similar exercise was done
changes of cognitive
aging and also ness at that time and, as such, the trial in Europe assessing the utility of the
differentiating it was negative. Other studies involving construct of MCI in clinical practice and
from dementia. cholinesterase inhibitors that have the outcome was quite similar to that
been used for the treatment of AD found in polling members of the AAN.
dementia were also unsuccessful.10,11,13 As such, it appears that the construct of
Lifestyle modifications and other MCI is accepted in clinical practice and
nonpharmacologic therapies have also serves a function for clinicians in com-
been investigated, and there is a municating clinical diagnoses to pa-
suggestion that some of these modifi- tients. It has also been a useful construct
cations or therapies, such as aerobic for research as literally thousands of
exercise, may be effective at reducing studies have been generated in the
the rate of progression from MCI to past decade assessing various aspects
dementia.48 However, a state-of-the- of the condition.
science report from the National Insti- This is not to say, however, that there
tutes of Health (NIH) in 2010 failed to is not controversy surrounding the con-
document any successful interventions struct. Criticism has been raised regard-
for progression to dementia.49 How- ing the boundaries of the condition

414 www.ContinuumJournal.com April 2016

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with respect to differentiating MCI CONCLUSION
from changes of cognitive aging and MCI has become an important topic in
also from dementia. Since cognitive clinical practice and research. With the
changes with aging are believed to be emphasis on earlier identification of
common, it can be challenging to de- incipient forms of cognitive deficits,
termine whether a particular person is MCI put boundaries on this intermedi-
experiencing those changes or the ate state. Numerous randomized con-
forme fruste of MCI. A recent publica- trolled trials are underway for the MCI
tion from the Institute of Medicine has subtype due to AD, and clinicians need
characterized the expectations of cog- to be aware of these research opportu-
nitive aging, and a distinction is made nities for their patients. As treatable
between these changes and those that etiologies of MCI are identified (such
represent incipient MCI.52 However, as those due to psychiatric conditions,
there is a great deal of variability in medications, or medical comorbidities),
the literature regarding MCI, and many the cognitive deficits may be reversible.
of these features have been reviewed Biomarker development should pro-
recently.4 There have been controver- vide the clinician with new tools to
sies regarding the implementation of identify and hopefully treat MCI.
MCI criteria involving neuropsycho-
logical tests, cutoff scores, types of ACKNOWLEDGMENTS
measures, and cross-sectional versus
The author receives grant support
longitudinal assessment. There has
from the National Institute on Aging
been variability in methodology of
(P50 AG016574, U01 AG006786, U01
studies including the subjects sampled
AG024904, R01 AG011378, and R01
for the studies, how they were evalu-
AG041581).
ated (eg, prospectively or retrospec-
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