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Lecture 5
THE PASSIVE; MIDDLE FORMATION
THE PASSIVE
Complex linguistic phenomenon, which manifests itself at three levels of linguistic
analysis:
a) the morphological level – the auxiliaries be and get and the past participle of the
verb
b) the syntactic level – a change in position and status of the active Subject and
Object
c) the semantic level – a change in the relation between the underlying role-structure
of the sentence and its organization. The agent (subject) no longer appears in the
subject position in the sentence, while the patient (the object) appears in subject
position.
Stylistically speaking, the Passive makes the discourse more objective, what is important
is not the agent anymore, but the event denoted by the verb itself.
Passive Morphology – be + the past participle. Passive verbs behave like unaccusative
verbs. The external thematic role of the verb that undergoes passivization is absorbed by
the passive morphology, namely the past participle of the verb. The verb is generated
from the Lexicon as passive, that is as an unaccusative that only has an internal argument
which has to move to into subject position in order to be assigned case. Being an
unaccusative verb, it does not theta-mark an external argument so it cannot assign
Accusative case. The external argument of the original active verb can be recovered in
the passive sentence as a prepositional phrase headed by the preposition BY which
assigns it the theta role Agent as well as case or it can be implicit.
Eg. (1) She gave a book to me. / A book was given to me. / *I was given a book to.
She gave me a book. / I was given a book. / *A book was given me.
(1) She wore her pullover thin.
Her pullover was worn thin.
(2) He shouted us into silence.
We were shouted into silence
- no reflexives and reciprocals (He watched himself. / *Himself was watched by him)
- no idiomatic IT ( This argument eats it. / *IT is eaten by this argument.)
NO Passive:
reciprocal verbs – resemble, marry
eg. Music resembles poetry.
*Poetry is resembles by music
state verbs (verbs of possession) – have, possess, own
eg. He owns a house.
*The house is owned by him.
Stative verbs (verbs of feelings) – love, hate, loathe, abhor
Eg. He loves Mary.
*Mary is loved by him.
Reflexives
Eg. Mary admired herself in the mirror.
*Herself was admired by Mary in the mirror.
NO Passive
Intranstitives with quantifier phrases – cost , weigh, stretch, last
Eg. The two tickets cost $100.
*$100 are cost by the tickets.
Relational intransitives – belong to, pertain to,
Eg. The book belongs to me.
*I am belonged to by the book
Intransitives with Locative and directional Adverbial Phrases
Eg. The house stands by the hill.
*The hill is stood by by the house
Inherently reflexive intransitive
Eg. He availed himself of the opportunity.
*Himself was availed of the opportunity.
Idiomatic phrases
Eg. Take strong exception to smth; make an example of smth; foist all one’s
problems on smth; pin one’s faith on smth; make too much of smth; keep close tabs
on smth; take advantage of smth,; etc
Eg. They made an example of his behaviour.
His behaviour was made an example of.
NO Passives
Content phrases (with)
Eg. Teem with, swarm with, be crawling with, buzz with, drip with, ooze with, dance
with
Eg. The town was dancing with light and shadow.
*Light and shadow were being danced with.
Fill a freezer with, load a truck with,
Eg. The filled the freezer with fish / The freezer was filled with fish.
*Fish were filled the freezer with by them,
they are one argument verb, the agent is not overt in the sentence.It may be
understood as ‘one’ or ‘people in general’, although it may be specific at times.
Unaccusatives do not have an external argument, not even an implicit one, so they
can co-occur with all by itself, in the sense that something happens without
external aid, agentlessly, unlike middles.
Eg. The boat sank all by itself.
*The play acts well all by itself.
The meaning contribution of the subject of a middle sentence is different from the
meaning contribution of the subject in a passive sentence, as the theta roles
assigned to the subjects of a middle sentence are very different.
Eg. The book reads easily. (It can be paraphrased as “the book has the necessary
properties that allow it to read easily. Somehow the subject is responsible for the action
denoted by the verb.)
The book was easily read.
So, the subject of a middle sentence is an entity, a non-Agent which is responsible for the
action denoted by the verb, in the sense that it has the necessary properties which make
the situation denoted by the verb possible.
Middles are generic sentences that do not describe particular events in time. They
are seen as stative, atelic predicates, like individual level predicates. They are
compatible with always and incompatible with the progressive. When they occur
in the progressive they denote a change between successive stages. They do not
occur in the imperative.
Eg. This book always reads easily.
The manuscript is reading better and better.
*Handle smoothly, car!
Middle Formation
Only transitive verbs that have an affected argument enter Middle Formation.
Effected objects cannot occur in a middle sentence
Only activities and accomplishments occur in middle sentences, stative verbs and
achievements do not allow middle formation.