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31 SCRA 1 – Legal Ethics – Duty to Respect Judicial Authorities – petition to surrender his lawyer’s certificate of title as he claimed

Contempt of Court that it is useless to continue practicing his profession when


In Re: Contempt Proceedings Against Attorneys Vicente L. members of the high court are men who are calloused to pleas for
Santiago, Jose Beltran Sotto, Graciano C. Regala and justice, who ignore without reasons their own applicable decisions
Associates, Erlito R. Uy, Juanito M. Caling; and Morton F. and commit culpable violations of the Constitution with impunity.
Meads He further alleged that due to the minute resolution, his client was
made to pay P120k without knowing the reasons why and that he
In 1968, the Supreme Court promulgated a unanimous decision (24 became “one of the sacrificial victims before the altar of
SCRA 491; G.R. No. L-27072) which was not favorable hypocrisy.” He also stated “that justice as administered by the
to MacArthur International Minerals Co. The latter’s lawyer, Atty. present members of the Supreme Court is not only blind, but also
Vicente Santiago then filed a motion for reconsideration. deaf and dumb.”
Eventually, a third motion for reconsideration was submitted by The Supreme Court did not immediately act on Almacen’s petition
him where the following paragraph was stated: as the Court wanted to wait for Almacen to ctually surrender his
6. Unfortunately for our people, it seems that many of our judicial certificate. Almacen did not surrender his lawyer’s certificate
authorities believe that they are the chosen messengers of God in though as he now argues that he chose not to. Almacen then asked
all matters that come before them, and that no matter what the that he may be permitted “to give reasons and cause why no
circumstances are, their judgment is truly ordained by the disciplinary action should be taken against him . . . in an open and
Almighty unto eternity. Some seem to be constitutionally public hearing.” He said he preferred this considering that the
incapable of considering that any emanation from their mind or Supreme Court is “the complainant, prosecutor and Judge.”
pen could be the product of unjudicial prejudice or unjudicial Almacen was however unapologetic.
sympathy or favoritism for a party or an issue. Witness the recent ISSUE: Whether or not Almacen should be disciplined.
absurdity of Judge Alikpala daring to proceed to judge a motion to HELD: Yes. The Supreme Court first clarified that minute
hold himself in contempt of court — seemingly totally oblivious or resolutions are needed because the Supreme Court cannot accept
uncomprehending of the violation of moral principle involved — every case or write full opinion for every petition they reject
and also of Judge Geraldez who refuses to inhibit himself in otherwise the High Court would be unable to effectively carry out
judging a criminal case against an accused who is also his its constitutional duties. The proper role of the Supreme Court is to
correspondent in two other cases. What is the explanation for such decide “only those cases which present questions whose
mentality? Is it outright dishonesty? Lack of intelligence? Serious resolutions will have immediate importance beyond the particular
deficiency in moral comprehension? Or is it that many of our facts and parties involved.” It should be remembered that a petition
government officials are just amoral? to review the decision of the Court of Appeals is not a matter of
Scattered in his motion were other statements where he attacked right, but of sound judicial discretion; and so there is no need to
the 1968 decision of the Supreme Court as false, erroneous, and fully explain the court’s denial. For one thing, the facts and the law
illegal. are already mentioned in the Court of Appeals’ opinion.
In another motion, Atty. Santiago sought the inhibition of two On Almacen’s attack against the Supreme Court, the High Court
Justices: Justice Fred Castro, because allegedly, he is the brother of regarded said criticisms as uncalled for; that such is insolent,
the vice president of the opposing party. And Chief Justice Roberto contemptuous, grossly disrespectful and derogatory. It is true that a
Concepcion because immediately after the 1968 decision, his son lawyer, both as an officer of the court and as a citizen, has the right
was appointed to a significant position in the government. (Here to criticize in properly respectful terms and through legitimate
Atty. Santiago implied that the justices were not fair and that their channels the acts of courts and judges. His right as a citizen to
decision was influenced). criticize the decisions of the courts in a fair and respectful manner,
In his defense, Atty. Santiago said that he originally deleted the and the independence of the bar, as well as of the judiciary, has
above paragraph and was only included due to inadvertence. But always been encouraged by the courts. But it is the cardinal
that any rate, he averred that the language he used was necessary to condition of all such criticism that it shall be bona fide, and shall
defend his client. not spill over the walls of decency and propriety. Intemperate and
ISSUE: Whether or not Atty. Vicente Santiago is guilty of unfair criticism is a gross violation of the duty of respect to courts.
contempt. In the case at bar, Almacen’s criticism is misplaced. As a veteran
HELD: Yes. Lawyers are administrators of justice, oath-bound lawyer, he should have known that a motion for reconsideration
servants of society, their first duty is not to their clients, as many which failed to notify the opposing party of the time and place of
suppose, but to the administration of justice; to this, their clients’ trial is a mere scrap of paper and will not be entertained by the
success is wholly subordinate; and their conduct ought to and must court. He has only himself to blame and he is the reason why his
be scrupulously observant of law and ethics. Thus, Santiago’s client lost. Almacen was suspended indefinitely.
defense is not tenable.
A lawyer must avoid language that tend to create an atmosphere of
distrust, of disbelief in the judicial system. A lawyer’s duties to the Legal Ethics – Lawyer’s Negligence
Court have become common place. Really, there could hardly be Atty. Clemente Soriano entered his appearance in the
any valid excuse for lapses in the observance thereof. case People’s Homesite vs Mencias and Tiburcio et al. He sought
Section 20(b), Rule 138 of the Rules of Court, in categorical terms, to represent Marcelino Tiburcio. The odd thing is that, when he
spells out one such duty: ‘To observe and maintain the respect due entered his appearance before the Supreme Court, the case has
to the courts of justice and judicial officers.’ long been decided by the Supreme Court. The Supreme Court then
It is the duty of the lawyer to maintain towards the Courts a directed Atty. Soriano to show cause why he should not be
respectful attitude, not for the sake of the temporary incumbent of subjected to disciplinary actions.
the judicial office, but for the maintenance of its supreme Atty. Soriano, in his defense, stated that he merely relied on the
importance. assurance made by one Atty. Dalangpan who assured him that the
Atty. Santiago was fined for his infractions. case is still pending with the Supreme Court.
ISSUE: Whether or not Atty. Soriano should be suspended.
31 SCRA 562 – Legal Ethics – A Lawyer’s Right to Criticize the HELD: No. But he is severely censured. The only reason why he’s
Courts not suspended is that he exhibited candor before the Supreme
Atty. Almacen was the counsel of one Virginia Yaptinchay in a Court in acknowledging his mistake. He has been negligent in his
civil case. They lost in said civil case but Almacen filed a Motion duty and this violates his duty to be diligent on his responsibility to
for Reconsideration. He notified the opposing party of said motion his client. He should have checked with the former lawyer of
but he failed to indicate the time and place of hearing of said Tiburcio as to the status of the case. If not, he could have simply
motion. Hence, his motion was denied. He then appealed but the checked with the Clerk of Court of the Supreme Court instead of
Court of Appeals denied his appeal as it agreed with the trial court relying upon the assurances of Atty. Dalangpan (who even denied
with regard to the motion for reconsideration. Eventually, Almacen before the Supreme Court that he made such assurances).
filed an appeal on certiorari before the Supreme Court which
outrightly denied his appeal in a minute resolution.
This earned the ire of Almacen who called such minute resolutions
as unconstitutional. He then filed before the Supreme Court a
proceedings taken for its review, and any hope on his part of
G.R. No. 3593 March 23, 1907 ultimately reversing it furnished no excuse for its violation. Even
THE UNITED STATES, plaintiff, vs. C.W. NEY and JUAN had he been entitled under the statute to practice law without any
GARCIA BOSQUE, defendants. license from the court and without an application to it, yet its order
Attorney-General Araneta for plaintiff. made on his own petition. A mandate of the court, while in force,
C.W. Ney for defendants. must be obeyed. The irregular signature to papers, though affixed
by his associate, had his authorization and constitutes a substantial
attempt to engage in practice. Moreover the firm circular in setting
TRACEY, J.: forth the establishment of an office for the general practice of law
This proceeding is to punish the defendants for in all the courts of the Islands, amounted to an assertion of his right
contempt.chanroblesvirtualawlibrary chanrobles virtual law library and purpose, not effectively qualified by the addition that he would
In the year 1902 this court decided that the defendant, J. Garcia devote himself to consultation and office work relating to Spanish
Bosque, was not entitled to admission to practice law in the law. Spanish law plays an important part in the equipment of a
Philippine Islands, upon the ground that after the change of lawyer in the Archipelago, standing on a different footing from the
sovereignty he had elected to remain a Spanish subject and as such law of other foreign countries, in regard to which a skilled person
was not qualified for admission to the bar. might as a calling, advise without practicing law. The fact stated
on the circular that he was a Spanish lawyer did not amount to a
In the year 1904 he made an arrangement with the defendant Ney, disclaimer of his professional character in the Islands. Independent
a practicing attorney, to carry on business together, sending out a of statutory provisions, a foreigner is not by reason of his status
circular signed "Ney & Bosque," stating that they had established disqualified from practicing law. One of the most eminent
an office for the general practice of law in all the courts of the American advocates was an alien barrister admitted to the bar after
Islands and that Bosque would devote himself especially to a contest in the court of New York State. ( In re Thomas Addis
consultation and office work relating to Spanish law. Emmett, 2 Cain's Cases, 386.) Consequently the conduct of the
defendant Bosque amounts to disobedience of an order made in a
Since that time the defendant Bosque has not personally appeared proceeding to which he was a party.
in the courts, and with one exception, occuring through an Under the second subdivision of the section cited, Bosque is
inadvertance, papers from the office were signed not with the firm obviously not answerable, inasmuch as he was not an officer of the
name alone nor with any designation of the firm as attorneys, but court. On the other hand, under this subdivision, the defendant
with the words "Ney & Bosque - C.W. Ney, abogado." On two Ney, as an admitted attorney, is liable if his conduct amounted to
occasions, one on May 1, 1905, and the other on September 15, misbehavior. We are of the opinion that it did. In the offense of
1906, this court refused to consider petitions so singed with the Bosque in holding himself out as a general practitioner Ney
names of the defendants and the practice being repeated, on the participated, and for the improper signature of the pleadings he
2nd day of October, 1906, ordered the papers sent to the Attorney- was chiefly and personally responsible. It is impossible to say that
General to take appropriate action thereon, and he thereupon the signature itself was a violation of the law, and yet hold guiltless
instituted this proceeding. The defendants disclaim any intentional the man who repeatedly wrote it. Moreover we regret to add that
contempt, and defend their acts as being within the law. Section his persistent and rash disregard of the rulings of the court has not
102 of the Code of Civil procedure, providing that every pleading commended him to our indulgence, while the offensive character
must be subscribed by the party or his attorney, does not permit, of certain papers recently filed by him forbids us from presuming
and by implication prohibits, a subscription of the names of any on the hope of his voluntarily conforming to the customary
other persons, whether agents or otherwise; therefore a signature standard of members of the bar.
containing the name of one neither a party nor an attorney was not The judgment of the court is that each of the defendants is fined in
a compliance with this section, nor was it aided by the too obvious the sum of 200 pesos, to be paid into the office of the clerk of this
subterfuge of the addition of the individual name of a licensed court within ten days, with the costs de oficio. So ordered.
attorney. The illegality in this instance was aggravated by the fact
that one of the agents so named was a person residing in these RULE 9.01
Islands to whom this court had expressly denied admission to the
bar. The papers in question were irregular and were properly RODRIGO TAPAY vs. ATTY. CHARLIE L. BANCOLO
rejected. We refuse to recognize as a practice any signature of A.C. No. 9604, March 20, 2013, 674 SCRA 1
names appended to pleadings or other papers in an action other
than those specified in the statute. A signature by agents amounts FACTS: A complaint for usurpation of authority, falsification of
to a signing by non-qualified attorneys, the office of attorney being public document and graft and corrupt practices was filed against
originally one of agency. ( In re Cooper, 22 N.Y., 67.) We do not, Tapay before the Office of the Ombudsman by a certain
however, mean to discountenance the use of a suitable firm Divinagracia. Atty. Bancolo denied that he represented
designation by partners, all of whom have been duly admitted to Divinagracia since he had to meet him yet in person and his
practice. signature appearing in the complaint against Tapay was signed by
his secretary in his law office.
It is to be noted that we are not now considering an application for
the suspension or removal of the defendant Ney from his office as ISSUE: Whether Atty. Bancolo violated Canon 9 and Rule 9.01 of
attorney. The defendant Bosque, not being an officer of the court, the Code of Professional responsibility.
could not be proceeded against in that way, and probably for that
reason the Attorney-General instituted this form of proceeding. HELD: YES. With Atty. Bancolo’s admission that the complaint
he filed against Tapay before the Office of the Ombudsman was
Should either of these defendants be thus punished for contempt? signed in his name by a secretary of his law office is clearly a
Section 232 of the Code of Civil Procedure describes contempt as violation of Rule 9.01 of the Code of Professional Responsibility
follows: which provides in Canon 9 that “A Lawyer Shall Not, Directly or
1. Disobedience of or resistance to a lawful writ, process, order, Indirectly, Assist in the Unauthorized Practice of Law” and Rule
judgment, or command of a court, or injunction granted by a court 9.01 which states that “a lawyer shall not delegate to any
or judge;chanrobles virtual law library unqualified person the performance of any task which by law may
2. Misbehavior of an officer of the court in the performance of his be performed by a member of the Bar in good standing.”
official duties or in his official transactions.
Where the law defines contempt, the power of the courts is The lawyer’s duty to prevent or at the very least not to assist in the
restricted to punishment for acts so defined. ( Ex parteRobinson, unauthorized practice of law is founded on public interest and
86 U.S., 505.)chanrobles virtual law library policy. Public policy requires that the practice of law be limited to
As to the first subdivision of this section, no direct order or those individual found only qualified in education and character.
command of this court has been disobeyed or resisted by the The permissive right conferred in the law is an individual and
defendant Ney. The only order that the defendant Bosque can have limited privilege subject to withdrawal if he fails to maintain
disobeyed is the one denying him the right to practice law. This proper standards of moral and professional conduct. The purpose is
order, however, was directly binding upon him, notwithstanding to protect the public, the court, the client and the bar from the
incompetence or dishonesty of those unlicensed to practice of law a. That the Hon. Court erred in denying defendant Jose Guballa
and not subject to the disciplinary control of the Court. his day in Court by declaring him in default, it being contrary to
applicable law and jurisprudence on the matter;
Undoubtedly, Atty. Bancolo violated the Code of Professional
Responsibility by allowing a non-lawyer to affix his signature to a b. That this Hon. Court has no jurisdiction to hear and decide
pleading. the case;

ALAWI VS ALAUYA c. Award of damages in favor of plaintiff, more particularly


Facts: award of moral damages is contrary to law; and
Sophia Alawi was a sale representative of E.B. Villarosa & Partner
Co., Ltd. of Davao City. Ashari Alauya is the incumber executive
of clerk of court of the 4th Judicial Shari'a District in Marawi City. d. Defendant has valid, legal and justiciable defenses.2
It appears that through Alawi's agency, a contract was executed for
the purchase on installments by Alauya of one of the housing units The appealed case was handled by Atty. Benjamin Bautista, an
belonging to the above mentioned firm (hereafter, simply Villarosa associate of the same law firm. The decision appealed from was
& Co.); and in connection therewith, a housing loan was also affirmed in toto by the Court of Appeals in CA-G.R. No. 52610R.
granted to Alauya by the National Home Mortgage Finance A Motion for Reconsideration was filed by petitioner, through a
Corporation (NHMFC). Not long afterwards, or more precisely on different counsel, Atty. Isabelo V.L. Santos II. However the same
December 15, 1995, Alauya addressed a letter to the President of was denied and the decision became final on June 29, 1977 and
Villarosa & Co. advising of the termination of his contract with the was then remanded to the lower Court, presided by respondent
company. Judge for execution. 3

Ruling: A Motion for Execution was thereafter filed by private respondent


1. As regards Alauya's use of the title of "Attorney," this Court has with the lower Court which was granted by respondent Judge. 4
already had occasion to declare that persons who pass the Shari'a
Bar are not full-fledged members of the Philippine Bar, hence may On July 6, 1977, petitioner, through Atty. Isabelo V.L. Santos 11,
only practice law before Shari'a courts. The title of "attorney" is filed a Petition for Relief from Judgment alleging his discovery
reserved to those who, having obtained the necessary degree in the that Irineo W. Vida Jr., who prepared his Answer to the Complaint
study of law and successfully taken the Bar Examinations, have is not a member of the Philippine Bar and that consequently, his
been admitted to the Integrated Bar of the Philippines and remain rights had not been adequately protected and his properties are in
members thereof in good standing; and it is they only who are danger of being confiscated and/or levied upon without due
authorized to practice law in this jurisdiction. process of law. 5
2. WHEREFORE, respondent Ashari M. Alauya is
In an Order dated July 12, 1977, respondent Judge denied the
hereby REPRIMANDED for the use of excessively intemperate,
Petition and directed the issuance of a writ of execution for the
insulting or virulent language, i.e., language unbecoming a judicial
reasons that said Petition is ". . a clear case of dilatory tactic on the
officer, and for usurping the title of attorney; and he is warned that
part of counsel for defendant-appellant ..." herein petitioner, and,
any similar or other impropriety or misconduct in the future will be
that the grounds relied upon ". . . could have been ventilated in the
dealt with more severely.
appeal before the Court of Appeals ... " 6
G.R. No. L-46537 July 29, 1977
JOSE GUBALLA, petitioner, On July 19, 1977, respondent Deputy Sheriff Ricardo G. Carlos,
vs. acting upon the writ of execution, issued by respondent Judge,
THE HON. EDUARDO P. CAGUIOA, RICARDO G. levied on three motor vehicles, of petitioner for the satisfaction of
CARLOS and DOMINGO FORTEZA, JR., respondents. the judgment. 7
SANTOS, J:
Hence the instant Petition.
In this petition for certiorari with Preliminary Injunction, petitioner
seeks to set aside the Order of respondent Judge dated July 12, Respondent Judge's forthright denial of the Petition for Relief to
1977, denying his Petition for Relief from Judgment and allowing frustrate a dilatory maneuver is well-taken; and this Petition must
a writ of execution to issue in Civil Case No. 680-V of the Court of be denied for lack of merit. The alleged fact that the person who
First Instance of Bulacan. represented petitioner at the initial stage of the litigation, i.e., the
filing of an Answer and the pretrial proceedings, turned out to be
The factual antecedents may be recited as follows: not a member of the Bar 8 did not amount to a denial of petitioner's
day in court. It should be noted that in the subsequent stages of the
proceedings, after the rendition of the judgment by default,
Petitioner is an operator of a public utility vehicle which was
petitioner was duly represented by bona fide members of the Bar in
involved, on October 1, 1971, in an accident resulting to injuries
seeking a reversal of the judgment for being contrary to law and
sustained by private respondent Domingo Forteza Jr. As a
jurisprudence and the existence of valid, legal and justifiable
consequence thereof, a complaint for damages was filed by Forteza
defenses. In other words, petitioner's rights had been amply
against petitioner with the Court of First Instance of Bulacan
protected in the proceedings before the trial and appellate courts as
(Branch VIII), docketed as Civil Case No. 680-V. An Answer
he was subsequently assisted by counsel. Moreover, petitioner
thereto was filed on behalf of petitioner by Irineo W. Vida Jr., of
himself was at fault as the order of treatment as in default was
the law firm of Vida Enriquez, Mercado & Associates. 1
predicated, not only on the alleged counsel's failure to attend the
pretrial conference on April 6, 1972, but likewise on his own
Because petitioner and counsel failed to appear at the pretrial failure to attend the same, without justifiable reason. To allow this
conference on April 6, 1972, despite due notice, petitioner was petition due course is to countenance further delay in a proceeding
treated as in default and private respondent was allowed to present which has already taken well over six years to resolve,
his evidence ex parte. A decision was thereafter rendered by the
trial court in favor of private respondent Forteza Jr. A Motion for
WHEREFORE, for lack of merit, the Petition for certiorari with
Reconsideration was then filed by petitioner seeking the lifting of
Preliminary Injunction is hereby dismissed. The law firm "Vida,
the order of default, the reopening of the case for the presentation
Enriquez, Mercado & Associates" of 209 Sampaguita Bldg.,
of his evidence and the setting aside of the decision. Said Motion
Cubao, Quezon City, is hereby ordered to explain, within ten (10)
for Reconsideration was signed by Ponciano Mercado, another
days from notice this Resolution, why Irineo W. Vida Jr. was
member of the law firm. The same was denied by the lower Court
permitted to sign the Answer in Civil Case No. 680-V of CFI,
and petitioner appealed to the Court of Appeals assigning the
Bulacan, when he is not a member of the Bar.
following alleged errors, to wit:
Five J Taxi and Armamiento vs. NLRC Case Digest given to the same clean condition when he took it out, and as
Five J Taxi and/or Juan Armamiento vs. NLRC claimed by the respondents (petitioners in the present case),
235 SCRA 556 complainant(s) (private respondents herein) were made to shoulder
the expenses for washing, the amount doled out was paid directly to
Facts: Private respondents Domingo Maldigan and Gilberto the person who washed the unit, thus we find nothing illegal in this
Sabsalon were hired by the petitioners as taxi drivers and, as such, practice, much more (sic) to consider the amount paid by the driver
they worked for 4 days weekly on a 24-hour shifting schedule. Aside as illegal deduction in the context of the law."
from the daily boundary of P700.00 for air-conditioned taxi or
P450.00 for non-air-conditioned taxi, they were also required to pay Consequently, private respondents are not entitled to the refund of
P20.00 for car washing, and to further make a P15.00 deposit to the P20.00 car wash payments they made. It will be noted that there
answer for any deficiency in their boundary, for every actual was nothing to prevent private respondents from cleaning the taxi
working day. units themselves, if they wanted to save their P20.00. Also, as the
Solicitor General correctly noted, car washing after a tour of duty is
In less than 4 months after Maldigan was hired as an extra driver by a practice in the taxi industry, and is, in fact, dictated by fair play.
the petitioners, he already failed to report for work for unknown
reasons. Petitioners learned that he was working for Mine of Gold
Taxi Company. With respect to Sabsalon, while driving a taxicab of
petitioners on September 1983, he was held up by his armed
passenger who took all his money and thereafter stabbed him. He
was hospitalized and after his discharge, he went to this home
province to recuperate.

In January, 1987, Sabsalon was re-admitted by petitioners as a taxi


driver under the same terms and conditions as when he was first
employed, but his working schedule was made on an alternative
basis where he drove only every other day. However, on several
occasions, he failed to report for work during his schedule. On
September 22, 1991, Sabsalon failed to remit his boundary of
P700.00 for the previous day. Also, he abandoned his taxicab in
Makati without fuel refill worth P300.00. Despite repeated requests
of petitioners for him to report for work, he adamantly refused.
Afterwards it was revealed that he was driving a taxi for Bulaklak
Company.

Sometime in 1989, Maldigan requested petitioners for the


reimbursement of his daily cash deposits for 2 years, but herein
petitioners told him that not a single centavo was left of his deposits
as these were not even enough to cover the amount spent for the
repairs of the taxi he was driving. This was allegedly the practice
adopted by petitioners to recoup the expenses incurred in the repair
of their taxicab units. When Maldigan insisted on the refund of his
deposit, petitioners terminated his services. Sabsalon, on his part,
claimed that his termination from employment was effected when
he refused to pay for the washing of his taxi seat covers.

On November 27, 1991, private respondents filed a complaint with


the manila Arbitration Office of the National Labor Relations
Commission charging petitioners with illegal dismissal and illegal
deductions.

Issue: Whether or not the deductions made were illegal and if


illegal, considered a prohibition regarding wages.

Ruling: The Court declares that the deposits made amounts to the
prohibition provided by law. The deposits made were illegal and the
respondents must be refunded.

Article 114 of the Labor Code provides as follows:

Deposits for loss or damage. — No employer shall require his


worker to make deposits from which deductions shall be made for
the reimbursement of loss of or damage to tools, materials, or
equipment supplied by the employer, except when the employer is
engaged in such trades, occupations or business where the practice
of making deposits is a recognized one, or is necessary or desirable
as determined by the Secretary of Labor in appropriate rules and
regulations.

It can be deduced that the said article provides the rule on deposits
for loss or damage to tools, materials or equipments supplied by the
employer. Clearly, the same does not apply to or permit deposits to
defray any deficiency which the taxi driver may incur in the
remittance of his boundary.

On the matter of the car wash payments, the labor arbiter had this to
say in his decision: "Anent the issue of illegal deductions, there is
no dispute that as a matter of practice in the taxi industry, after a tour
of duty, it is incumbent upon the driver to restore the unit he has

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