Professional Documents
Culture Documents
n the acute care setting, the those with severe deficits would be and occupational therapist evalua
I median length of stay for people grouped together and would most
with stroke is 3 days.1 Rehabilita likely receive the recommendation
tion clinicians often see a patient for discharge to an SNF. Patients
tions. The recommendations for dis
charge services from speech-
language pathologists were not
only once for an acute care evalua with mild to moderate deficits would included; participants with stroke or
tion, and a key responsibility is to be somewhere between these TIA were referred for speech-
screen for sensorimotor, cognitive, groups and would receive a recom language pathology therapy only if
and language deficits. Despite the mendation of home with services or they screened positive for a language
challenges of patient-, clinician-, and IRF. As standardized assessments deficit (by an occupational thera
facility-specific barriers,2"9 use of become more routinely adminis pist), screened positive for a swal
standardized assessments across the tered, the results of this study will lowing deficit (by nursing staff), or
continuum of care is continuing to provide information on the next met the criteria for further determi
grow through multiple efforts.10-13 A step: examining how standardized nation of subtle higher-level cogni
goal of standardized assessment is to assessments shape and guide rehabil tive deficits (based on the occupa
objectively quantify deficits of itation clinical practice. tional therapy screening battery).19
impairment, activity limitations, and Typical initial evaluations at an acute
participation restrictions to assist Method care hospital for patients poststroke
rehabilitation clinicians in determin P a r t i c i p a n t s take an average of 20 minutes for
ing patient prognosis, appropriate This study utilized a convenience physical therapy and 39 minutes for
interventions, and the need for addi sample of 2,738 patient records occupational therapy.19 Discharge
tional services.4 513"16 It is assumed stored in the Brain Recovery Core recommendations were made by the
that standardized assessments com database and additional variables col physical therapists and occupational
pleted during the initial evaluation lected in the Cognitive Rehabilita therapists during the initial evalua
will help clinicians in determining tion Research Group database from tion but could be revised at any time.
these factors; however, research has January 2010 through March In our review of the records, <5% of
not shown that this is the case. 2013.1017 All participants had a pri the discharge recommendations
mary diagnosis of stroke or transient made from the initial physical thera
The aim of this study was to examine ischemic attack (TLA).18 Each partic pist or occupational therapist evalu
if standardized assessment scores ipant provided informed consent to ation were changed prior to patient
from initial acute care physical ther have his or her stroke rehabilitation discharge; thus, the discharge rec
apist and occupational therapist eval data stored and used for research. ommendation made as part of the
uations systematically contribute to The Washington University Human initial evaluation was used for the
discharge recommendations for Research Protection Office approved analysis. Finally, only patient records
poststroke rehabilitation services. the databases and studies using where the physical therapist and
After initial evaluation of patients in de-identified data. occupational therapist made the
our acute care facility, physical ther same discharge recommendation for
apists and occupational therapists Participants averaged 0 days future services were used for the
make one of the following discharge between onset of stroke to admis analysis. Arguably, the need for a
recommendations: (1) home with no sion to the acute care hospital. Once specific discharge service has greater
services, (2) home with services, (3) a patient is admitted to the acute credence when both the physical
inpatient rehabilitation facility (IRF), care hospital and is medically stable, therapist and occupational therapist
or (4) skilled nursing facility (SNF). If rehabilitation services for physical make the same recommendation.
the standardized assessments, which therapy and occupational therapy Figure 1 shows a flowchart of all
measure key impairments and activ are ordered, usually within 24 hours records screened (N =4,6l3) and
ity limitations, systematically con of admission. The acute care physi how the final sample (n = 2,738) was
tribute to discharge recommenda cal therapist evaluation is com achieved.
tions, we would expect patterns or pleted, on average, within 4 days
groupings of patients based on the (median =1 day) of admission, and V a r ia b le s A s s e s s e d
severity of the deficits. For example, the occupational therapist evalua At the acute care hospital, clinicians
patients with no deficits to minimal tion is completed, on average, within completed a standardized initial eval
deficits would likely be grouped 3 days (median = 1 day) of admission. uation on all participants post-
together and would most often The recommendation for discharge stroke.1019 The assessments com
receive the recommendation to go services for this analysis originated pleted in this evaluation are part of a
home with no services, whereas from the initial physical therapist required standardized battery of tests
F ig u re 1.
Participant records utilized from the Brain Recovery Core database. Of the initial 4,61 3 patients poststroke w ho consented to
participate, 2,738 participants were included in the analysis. PT=physical therapist, O T=occupational therapist, IRF=inpatient
rehabilitation facility, SNF=skilled nursing facility.
that encompass the sensorimotor, Blessed Test score to screen for therapist or occupational therapist
cognitive, and language domains and dementia or other cognitive impair evaluations archived in the Brain
that are com pleted across the contin m ent,30 Trail Making Test A and B Recovery Core clinical database. As
uum of care. The assessments w ere scores to assess for visual scanning with most clinical databases, the
chosen to meet the needs of each and attention,31-32 Unstructured majority of variables w ere present
discipline (physical therapy, occupa Mesulam total score to assess for most participants, but some data
tional therapy, and speech-language neglect,33’35 15-item Boston Naming w ere missing. Across the 2,738 par
pathology) and each service (acute, Test score to screen for aphasia,36' 38 ticipants and 15 variables, 32%
inpatient, outpatient). In addition, and scores for Functional Indepen (13,230/41,070) of the data were
assessments had to be clinically use dence Measure items (gait assist, missing. To limit the introduction of
ful for the entire spectrum of stroke grooming, lower body dressing, and selection bias and loss of information
severities. The following variables toileting) to assess assistance and efficiency, multiple im putation
along with the construct being required for activities of daily liv was utilized to account for the miss
assessed from the initial acute care ing.28-39’41 In addition, data for other ing data.42' 48 Multiple imputation
physical therapist and occupational demographic variables that could allows for missing values to be
therapist evaluations were: upper affect the recom m endation for dis replaced through statistical algo
and lower extremity Motricity Index charge services were collected: age, rithms that capitalize on the case and
scores of the affected limb to assess race, sex, and availability of help at group observed values and variabil
paresis,20-21 light touch on the palm home. ity.46-47-49’52 Previous analysis of data
of the hand and the dorsum of the from the Brain Recovery Core data
foot of the affected limb to assess D a ta A n a ly s is base53 has shown that clinical data
somatosensation,22-23 Berg Balance We used IBM SPSS version 21 (IBM were missing at random (ie, missing
Scale score to assess static and Corporation, Armonk, New York) values w ere not systematically differ
dynamic balance,24-25 10-m walk for all statistical analyses, and the cri ent from those w ithout missing val
speed to assess gait speed for those terion for statistical significance was ues).42’44’46’49’51-54 To account for
participants w ho could walk w ithout set at P<.05. The independent vari the uncertainty in missing data, mul
hands-on assistance,26-29 Short ables came from the initial physical tiple im putation utilized multiple
Table 1.
K-Means Cluster Analysis0
Palm light touch sensation1- Normal Normal Normal Impaired 0.002 0.04
Dorsum foot light touch sensation4 Normal Impaired Impaired Impaired 0.002 0.11
Trail Making Test A (s) 47 (0.82) 117(3.83) 207 (5.54) 304 (9.36) 1.336 4,137.57
Trail Making Test B (s) 110(1.89) 277 (6.83) 440 (11.14) 632(17.90) 4.946 16,619.82
“ The K-means cluster analysis produced 4 distinct clusters (A, B, C, and D) for each of the 10 imputations. The cluster center is the overall mean of a
particular cluster. The pooled final cluster centers averaged across the 10 imputations are shown in the table. Values are expressed as means (rounded to
whole numbers) and standard deviations, and additional parameter estimates are included. The value in the parentheses is the standard deviation of the
cluster center (across the 10 imputations), not the standard deviation of the entire cluster. UE=upper extremity, LEHower extremity, FIM = Functional
Independence Measure. Variable scales for reference: * 0 is complete paresis, 100 is normal strength; * normal, impaired, absent; * 0 is normal, 28 is severe
dementia; 5 total score is left plus right omissions, 0 is no omissions, 60 is all symbols o m itte d ;110 is severe aphasia, 15 is normal; * 1 is total assist, 7 is
independent; ** 0 is severe balance deficits, 56 is normal.
imputed data sets as opposed to a tance to the center (overall mean) of based on the assessment and demo
single data set.52 Ten imputations that particular cluster compared graphic variables analyzed. Once the
w ere run, producing 10 im puted w ith the other clusters.55 The vari K-means cluster analysis was run on
data sets of the assessment variables. ables used in the analysis included each of the 10 im puted data sets, the
The decision to run 10 imputations the impairment- and activity-level results w ere combined. Using the
was based on concepts from previ assessments listed previously, plus most common cluster assignment
ous studies suggesting that 10 impu the demographic variables of age, (mode) across the 10 imputations,
tations can provide sufficient effi race, sex, and help at home. Because each participant was partitioned into
ciency of the estimate.42-44'50'51 a K-means cluster analysis expects his or her final cluster. In addition,
the num ber of clusters to be speci each im putation produced 4 slightly
The next step was a K-means cluster fied prior to the analysis, 2-, 3-, 4-, different clusters; therefore, the clus
ing algorithm run on each of the 10 and 5-cluster solutions w ere ter center for each of the 4 clusters
im puted data sets to examine if par explored. Although each solution was averaged across all 10 imputa
ticipants could be categorized into was statistically feasible, the tions, creating the final cluster cen
relatively homogeneous groups 4-cluster solution was ultimately cho ters. Both within-imputation and
based on their initial assessment sen to align with clinical constructs between-imputation variance also
scores. The K-means m ethod parti (4 discharge recom m endations are w ere calculated to help with the
tioned participants into a cluster if commonly made).43'55"57 Each analy interpretation of the analysis.48'50 52
their respective variables (assess sis assigned participants to a partic
ment scores) w ere closest in dis ular cluster and defined that cluster
F ig u re 2.
R e c o m m e n d a tio n fo r fu tu re re h a b ilita tio n services across all 4 clusters. (A) S um m ary o f discharge re c o m m e n d a tio n as a p e rcentage
o f each cluster. (B) S u m m a ry o f discharge re c o m m e n d a tio n as a perce n ta g e o f th e w h o le sam ple. D ischarge re co m m e n d a tio n s
in clu d e : h o m e w ith o u t services, h o m e w ith services, in p a tie n t re h a b ilita tio n fa c ility (IRF), o r skilled nu rsin g fa c ility (SNF).
Finally, the results of the cluster anal Results These results are contrasted with
ysis (ie, relatively homogeneous Figure 1 presents a flow chart of how cluster D, which contained the old
groups based on the independent the 2,738 participants were identi est patients (final cluster center of 69
variables) were compared with the fied. Of these, 490 participants (18%) years) and had the greatest amount
therapy discharge recommendations were recommended by both physi of impairment, with the center
for future rehabilitation services. cal therapists and occupational ther defined as affected upper and lower
The percentage of people assigned apists to discharge home without extremity Motricity Index scores of
to each discharge recommendation services, 261 (10%) to discharge 38 and 42 (out of 100 points),
within each cluster was calculated. home with services (home health or respectively; maximal assist required
Percentages were compared across outpatient), 1,727 (63%) to dis on functional tasks; and positive
clusters using a chi-square analysis. charge to an IRF, and 260 (10%) to screens for severe dementia and
We anticipated that the cluster that discharge to an SNF. neglect. Overall, cluster A was least
centered on minimal or no deficits impaired based on assessment
would have a high percentage of par The K-means cluster analysis pro scores, followed by clusters B, C, and
ticipants referred to home with no duced 4 distinct clusters: A, B, C, and D, which was the most impaired. In
services. In contrast, the cluster that D. Table 1 presents the pooled final addition, the greatest proportion of
centered on the more severe deficits cluster centers (mean and standard the sample was allocated to cluster A
across the sensorimotor, cognition, deviation of cluster center for A, B, (n=901), followed by cluster B
and language domains might have C, and D across the 10 imputations) (n=8l4), cluster C (n=686), and
the highest percentage of partici and parameter estimates of the impu cluster D (n=337).
pants referred to an SNF. Clusters tations. Cluster A contained the
that centered on participants with youngest participants, with a final Assignment of participants to the 4
mild to moderate deficits might have cluster center for age of 58 years. clusters was compared with the actual
greater percentages of participants Cluster A had those with the least discharge recommendations made by
recommended to go home with ser amount of impairment on the stan the clinicians (home without services,
vices or to an IRF. dardized assessment battery, with home with services, IRF, or SNF). Fig
the center defined as affected upper ure 2 shows the discharge recommen
R o le o f t h e F u n d in g S o u rc e and lower extremity Motricity Index dation percentages across all 4 clus
Funding was provided by the Barnes scores of 84 and 86 (out of 100 ters, expressed as the percentage per
Jewish Hospital Foundation and the points), respectively; modified inde cluster (Fig. 2A) and as a percentage of
Washington University McDonnell pendence or supervision on func the whole sample (Fig. 2B). In cluster
Center for Systems Neuroscience. tional activities; and a negative A, 50% of the participants were rec
screen for dementia and neglect. ommended to go home without ser-
Table 2.
C lin ic a l R e p re s e n ta tio n o f P a rtic ip a n ts in Each o f th e 4 C lu s te rs 0
C lu s te r A C lu s te r B C lu s te r C C lu s te r D
Im p a ir m e n t, L a n g u a g e Im p a ir m e n t, L a n g u a g e Im p a ir m e n t , L a n g u a g e Im p a ir m e n t , L a n g u a g e
• N o t p re s e n t • M in im a l im p a irm e n t • M o d e ra te im p a irm e n t • M a jo r im p a irm e n t
° C lusters are d e sc rib e d in g e n e ra l te rm s o f s o m e o f th e key im p a ir m e n t a n d a c tiv ity lim ita tio n d e fic its . A D L = a c tiv itie s o f d a ily liv in g .
vices, whereas 1% were recom Through the use of a K-means clus types of participants who were clas
mended to go to skilled nursing. tering algorithm, standardized assess sified in each of the 4 clusters. In this
Clusters B, C, and D each had a large ment scores from initial evaluation figure, the scores from the mean
proportion of individuals recom plus demographic variables were cluster centers have been trans
mended to go to IRF (74%-80%). used to divide participants into 4 formed into descriptors of a partici
There was a difference in percentage meaningful clusters. These 4 clusters pant in each category. When the par
of recommendations across the clus represent different levels of stroke ticipants were characterized by
ters (y2=1334, PC.001) that was severity characterized by sensorimo impairments and activity limitations
largely driven by the differences tor, cognitive, and language deficits. across the sensorimotor, cognitive,
between cluster A and clusters B, C, Physical therapist and occupational and language domains, 4 distinct
and D. The data in Figure 2 indicate therapist recommendations for post groups were present. Thus, informa
that assessment results (severity based stroke rehabilitation services were tion from the standardized assess
on sensorimotor, cognitive, and lan somewhat different across the clus ments can quantify participants’ def
guage deficits) and demographic vari ters, suggesting that standardized icits into different levels of severity;
ables were partially steering discharge assessments, in part, are guiding we expected that discharge recom
recommendations. To check that mul poststroke acute care discharge rec mendations for additional rehabilita
tiple imputation did not alter the ommendations for rehabilitation tion services would largely match
results, the analysis was re-run on the services. this pattern.
nonimputed data. The resulting clus
ters and comparison with discharge Although recovery poststroke is het Discharge recommendations varied
recommendations were similar. erogeneous, multiple studies suggest somewhat across clusters, but not as
that general recovery of function can much as expected. There were indi
D is c u s s io n be reasonably predicted in the first viduals in cluster A who were recom
This study provides new information few days after stroke.58-64 In the mended to go to an IRF and large,
about the contributions of standard majority of these studies, standard similar percentages in clusters B, C,
ized assessment scores to the post ized assessments were the founda and D, who also were recommended
acute discharge rehabilitation ser tion of these prediction rules. The to go to an IRF, despite increasing
vice recommendations made by K-means cluster analysis run in this severity and other factors predictive
physical therapists and occupational study supports this concept. Table 2 of poorer outcomes. Several reasons
therapists for people poststroke. is a clinical representation of the may exist as to why clusters from the
standardized assessments do not Although the clinicians strive to approach explains the higher per
more uniformly align with discharge complete 100% of assessments, it is centage of overall IRF recommenda
recommendations. First, more ther not always possible to administer all tions (largest group of participants)
apy has been shown to produce bet of measures in a prescribed assess but does not explain why 74% to
ter outcomes poststroke.65-67 Of the ment battery in all circumstances in a 80% of individuals were still recom
possible discharge recommenda clinical setting. Use of multiple mended to go to IRF across clusters
tions, an IRF offers the most therapy imputation statistical methods to B, C, and D, which have varying lev
per day (3 hours). It is possible that limit the loss of data and to decrease els of deficits.
clinicians refer the bulk of patients the introduction of selection bias is
with any amount of impairment or continuing to grow in the litera The third limitation is the selection
activity limitation to an IRF to foster ture,69-71 although it is still under of 4 clusters as part of the analysis.
the greatest opportunity for recov utilized in rehabilitation studies. We selected 4 clusters to match the
ery.68 Second, an IRF may be more Although we saw similar results number of discharge recommenda
often recommended, anticipating when run on the nonimputed data, tions, although other numbers of
that if a patient is discharged home, we cannot completely rule out the clusters also were statistically feasi
he or she may not ultimately receive possibility that the imputation biased ble. It is possible that the true num
necessary services at a later point in our data in some unknown, unpre ber of clusters could be different
time. For example, when a patient is dictable way. from 4. Other acute care hospitals
discharged home with orders for ser may have different classifications of
vices, it may inherently be harder to A second limitation is the exclusion discharge recommendations (ie,
obtain those services (eg, calling, of 1,196 participants from the study more or less than 4). Our use of 4
scheduling, transportation, availabil due to disagreement between physi clusters might limit the generalizabil-
ity of an appointment) compared cal therapist and occupational thera ity of these results to facilities using
with if the patient was admitted to pist discharge recommendations. different recommendations.
an IRF. Finally, although the stan For 385 participants, physical thera
dardized assessments are adminis pists and occupational therapists did The final limitation is that the dis
tered by clinicians, the score value of not agree on the discharge location charge recommendation may have
the assessment and its relationship to (home, IRF, SNF), and for 811 partic been influenced by factors not
predictive models may not be com ipants, physical therapists and occu included in this analysis. The dis
pletely understood or utilized by the pational therapists did not agree on charge recommendation is made at
clinician when making discharge whether the participant should the time of the initial evaluation,
recommendations. In addition, clini receive services at home. However, when the clinician knows the results
cians practicing in the acute care each discipline assesses somewhat of his or her own assessment, but
environment do not necessarily see different domains, so it is not surpris may have varying amounts of infor
the extent to which their patients ing that differences in discharge rec mation about the patient’s history
improve by the end of their rehabil ommendation exist. For example, a and availability of family support.
itation, making it more difficult to participant with a score of 45 on the Additional factors such as clinical
see the relationship between assess Berg Balance Scale and minimal information from other disciplines,
ment at the acute hospital stay and assist to walk may receive the recom medication, medical needs, or insur
final outcome. Thus, more education mendation from the physical thera ance could and should have
about the utility of these measures to pist to discharge home with services. informed the discharge recommen
the clinicians may be needed. If this participant has significant cog dation. It is unlikely, however, that
nitive dysfunction, the occupational across the 2,738 participants, these
Study Limitations therapist may recommend an IRF. As potential confounders would have
Four limitations are important to the recommendation for future ser outweighed the clinician’s assess
consider when interpreting these vices was the same for the majority ment of impairment or activity limi
results. The first is that the data came of patients, the decision was made to tations so much as to modify or deny
from a clinical database with missing exclude participants where physical needed services.
data. The physical therapists and therapists and occupational thera
occupational therapists have been pists did not agree. Exclusion was Future Studies
trained in the administration of the done to strengthen the analysis by Rehabilitation poststroke has the
assessments, were monitored for eliminating some of the variability. In potential to save many people from
consistency, and complete annual excluding participants, however, disability,72'73 with the goal of return
competencies on the assessments.10 bias may have been introduced. This ing people to home and community
life with as much independence as across the sensorimotor, cognitive, 6 Stevens JG, Beurskens AJ. Implementation
of measurement instruments in physical
possible.65 For patients to receive and language domains. These results therapist practice: development of a tai
the maximum benefit from rehabili suggest that standardized assessment lored strategy. Phys Ther. 2010;90:953-
961
scores partially guide poststroke
.
tation, the clinician must be able to
acute care discharge recommenda 7 Swinkels RA, Van Peppen RP, Wittink H,
determine additional rehabilitation et al. Current use and barriers and facilita
services that are needed and the best tions for additional poststroke reha tors for implementation of standardised
bilitation services. measures in physical therapy in the Neth
setting for their delivery. As high erlands. BMC Musculoskelet Disord. 2011;
lighted in a recent study,68 the pre 12 : 106 .
diction of discharge destination is a D r Bland, Ms W h its o n , D r C o n n o r, D r Fuce-
8 Van Peppen RP, Maissan FJ, Van Genderen
fundamental part of the clinician’s FR, et al. Outcome measures in physio
to la , D r C arter, D r C o rb e tta , and D r Lang therapy management of patients with
role in acute care, and the predicted p ro v id e d c o n c e p t/id e a /re s e a rc h de sig n. D r stroke: a survey into self-reported use, and
discharge recommendation is a cen B land, D r C o n n o r, D r C o rb e tta , and D r Lang barriers to and facilitators for use. Phys-
p ro v id e d w ritin g . D r Bland, D r Fucetola, and
iotber Res Int. 2008;13:255-270.
tral driver for all future rehabilita
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that a patient poststroke receives. and D r C o n n o r p ro v id e d p ro je c t m a n a g e
come measures in physical therapy prac
tice. Physiother Theory Pract. 2012;28:
Therefore, our study is an important m e n t. D r C o rb e tta and D r Lang p ro v id e d 119-133.
first step in examining how dis fu n d p ro c u re m e n t. M s W h its o n and Ms H ar
10 Lang CE, Bland MD, Connor LT, et al.The
ris p ro v id e d p a rticip a n ts. Ms W h itso n , Ms
charge recommendations are made brain recovery core: building a system of
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and the types of information clini fa c ilitie s /e q u ip m e n t. Ms W h itso n , Ms Harris, comes assessment across the continuum
cians are utilizing to make these deci an d D r C o n n o r p ro v id e d in s titu tio n a l lia i of care. JNPT. 2011;35:194-201.
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