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Neurobiology of Aging 61 (2018) 245e254

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Neurobiology of Aging
journal homepage: www.elsevier.com/locate/neuaging

Neuronal and behavioral effects of multi-day brain stimulation and


memory training
Daria Antonenko a, b, *,1, Nadine Külzow a,1, Angelica Sousa a, Kristin Prehn a,
Ulrike Grittner c, d, Agnes Flöel a, b, c, **
a
Charité e Universitätsmedizin Berlin, Corporate Member of Freie Universität Berlin, Humboldt-Universität zu Berlin, and Berlin Institute of Health,
Department of Neurology, NeuroCure Clinical Research Center, Berlin, Germany
b
Department of Neurology, Universitätsmedizin Greifswald, Greifswald, Germany
c
Center for Stroke Research, Charité e Universitätsmedizin, Berlin, Germany
d
Department of Biostatistics and Clinical Epidemiology, Charité e Universitätsmedizin, Berlin, Germany

a r t i c l e i n f o a b s t r a c t

Article history: Strategies for memory enhancement, especially for the older population, are of great scientific and public
Received 26 April 2017 interest. Here, we aimed at investigating neuronal and behavioral effects of transcranial direct current
Received in revised form 7 September 2017 stimulation (tDCS) paired with memory training. Young and older adults were trained on an object-
Accepted 18 September 2017
location-memory task on 3 consecutive days with either anodal or sham tDCS. Recall performance
Available online 28 September 2017
was assessed immediately after training, 1 day and 1 month later, as well as performance on trained
function and transfer task. Resting-state functional magnetic resonance imaging was conducted at
Keywords:
baseline and at 1-day follow-up to analyze functional coupling in the default mode network. Anodal tDCS
Aging
Cognitive training
led to superior recall performance after training, an associated increase in default mode network
Default mode network strength and enhanced trained function and transfer after 1 month. Our findings suggest that tDCS-
Resting-state fMRI accompanied multi-day training improves performance on trained material, is associated with benefi-
Transcranial direct current stimulation cial memory network alterations, and transfers to other memory tasks. Our study provides insight into
Transfer effects tDCS-induced behavioral and neuronal alterations and will help to develop interventions against age-
related cognitive decline.
Ó 2017 Elsevier Inc. All rights reserved.

1. Introduction improvements of trained and untrained functions (Au et al., 2017;


Berryhill, 2017; Kuo and Nitsche, 2012; Mameli et al., 2014). The
Research on the combination of cognitive training protocols benefits of cognitive training regimes alone, as well as the additive
with noninvasive transcranial brain stimulation (NIBS) techniques effects of tDCS on trained and untrained functions, have been
has gained attention as a means for cognitive enhancement in both challenged recently (Horvath et al., 2015; Melby-Lervag et al., 2016;
young and older adults (Elmasry et al., 2015; Passow et al., 2017; Nilsson et al., 2017). Those benefits have come into question
Perceval et al., 2016). Given decline of cognitive function even in particularly in older populations, due to reduced neuroplasticity,
healthy aging, combined NIBS-training protocols are of particular deficient neurotransmitter systems, and in general, higher inter-
relevance for older adults (Mameli et al., 2014; Perceval et al., 2016). individual variability in the course of aging (Dahlin et al., 2008;
Especially, the modulation of brain plasticity with transcranial Passow et al., 2017; von Bastian and Oberauer, 2014).
direct current stimulation (tDCS) concurrent to intense task prac- In young adults, the additive application of tDCS concurrent to
tice over multiple days holds promise to induce sustained cognitive training over multiple days has been suggested to pro-
duce faster performance gains and more generalized cognitive
improvements (Elmasry et al., 2015; Ruf et al., 2017). However, the
* Corresponding author at: Department of Neurology, NeuroCure Clinical
Research Center, Charité Universitätsmedizin, Charitéplatz 1, Berlin 10117, Germany. robustness of these effects has been questioned (Horvath et al.,
Tel.: þ49 30 450 660 447; fax: þ49 3834 866875. 2015; Mancuso et al., 2016). Beneficial effects on the trained task
** Corresponding author at: Department of Neurology, Universitätsmedizin have been observed in young adults for working memory (Au et al.,
Greifswald, Ferdinand-Sauerbruch-Straße, Greifswald 17475, Germany. Tel.: þ49 2016; Martin et al., 2013; Richmond et al., 2014; Ruf et al., 2017) and
3834 86 6815; fax: þ49 3834 86 6875.
E-mail addresses: daria.antonenko@charite.de (D. Antonenko), agnes.floeel@
for associative learning (Meinzer et al., 2014). Anodal tDCS over
uni-greifswald.de (A. Flöel). dorsolateral prefrontal cortices during a 3-day 3-back training
1
These authors shared first authorship. enhanced learning and resulted in maintenance and transfer of
0197-4580/$ e see front matter Ó 2017 Elsevier Inc. All rights reserved.
https://doi.org/10.1016/j.neurobiolaging.2017.09.017
246 D. Antonenko et al. / Neurobiology of Aging 61 (2018) 245e254

training gains after 9 months (Ruf et al., 2017). Anodal tDCS over the associated increase in network strength after anodal tDCS. As brain-
left posterior temporoparietal junction during a 5-day learning of behavior associations have shown to be age dependent, with
new object-name associations led to faster and more pronounced stronger relationships in later life for most cognitive domains
learning success compared to the sham stimulation group, resulting (Antonenko and Floel, 2014; Grady et al., 2003; Madden et al., 2004;
in persistent gains after 1 week (Meinzer et al., 2014). Nyberg et al., 2012), we expected this association to be more pro-
In older adults, tDCS may constitute a promising approach to nounced in older adults.
restore functions and counteract age-related cognitive decline
(Mameli et al., 2014; Perceval et al., 2016). Effects of tDCS- 2. Materials and methods
accompanied multi-day training have been investigated only for
working memory processes (Jones et al., 2015; Nilsson et al., 2017; 2.1. Participants
Park et al., 2014; Stephens and Berryhill, 2016). The combination of
working memory practice with concurrent anodal tDCS over the Forty healthy adults participated in the study. The study sample
right prefrontal cortex led to maintained gains on trained and un- comprised 20 younger (12 women; mean age [standard deviation
trained visuospatial working memory functions (Jones et al., 2015) {SD}]/range: 25 years [4]/19e34) and 20 older adults (14 women;
and, beyond that, exerted beneficial effects on ecologically valid far mean age [SD]/range: 70 years [6]/60e78). All were native German
transfer tasks (Stephens and Berryhill, 2016). However, evidence speakers and had no history of neurological or psychiatric disor-
that tDCS-accompanied training causes longer-lasting and more ders. To assure cognitive functioning within age-related norms,
transferable cognitive enhancement than training alone is scarce healthy older participants underwent neuropsychological
and still debated. This may be due to heterogeneous methodolog- screening before study inclusion (Consortium to Establish a Regis-
ical approaches and the presence of null findings as well (Elmasry try for Alzheimer’s Disease, CERAD-Plus Test Battery, https://www.
et al., 2015; Talsma et al., 2016). In a recent study with a large memoryclinic.ch). Baseline characteristics for all participants are
group of older adults, anodal prefrontal tDCS over 20 sessions presented in Table 1. There were no significant differences in
during a complex working memory training failed to modulate baseline characteristics between anodal and sham groups. The
either training gains or immediate transfer (Nilsson et al., 2017). study was approved by the ethics committee of the Char-
The effects of tDCS on brain connectivity have been studied in itéeUniversitätsmedizin Berlin and conducted in accordance with
single-session investigations, but the neuronal correlates of tDCS- the Helsinki Declaration. Written informed consent was obtained
accompanied multi-day cognitive training in neural networks that from all participants before participation.
subserve the complex memory processes are largely unknown
(Elmasry et al., 2015; Wang and Voss, 2015). Changes in local
2.2. Experimental procedure
spontaneous brain activity and functional network connectivity
have been suggested as potential underlying mechanisms of tDCS-
All participants were administered a 3-day visuospatial memory
induced performance enhancement (Elmasry et al., 2015; Hunter
training using an object-location-memory (OLM) paradigm (Floel
et al., 2013; Meinzer et al., 2012). Recent research, focusing on
et al., 2012; Kulzow et al., 2014). During the beginning of the
interindividual variability of tDCS effects, has recognized age as one
training sessions, participants received either anodal or sham tDCS.
of the factors affecting responsiveness to tDCS (Antonenko et al.,
Recall performance was tested in a 3-alternative-forced-choice
2017; Meinzer et al., 2013; Summers et al., 2016). Studies using
(AFC) recall task after each training day as well as 1 day and 1 month
resting-state functional magnetic resonance imaging (rs-fMRI) for
after training. In addition, performance in a similar object-location-
the assessment of functional network connectivity during the
learning (OLL) paradigm and that in the auditory verbal learning
absence of a task revealed that the default mode network (DMN)
test (AVLT) were tested at all time points. One older participant of
represents the most prominent large-scale brain net-
workemediating episodic memory processes (for recent reviews,
see Jeong et al., 2015; Kim, 2016). Declines in DMN connectivity are Table 1
evident in healthy and pathological aging (Jones et al., 2011), pre- Baseline characteristics
dict age-related decrease in episodic memory performance (Fjell YA OA
et al., 2015; Wang et al., 2010; Ward et al., 2015), and may thus
Anodal Sham Anodal Sham
represent a sensitive biomarker for memory deficits (Salami et al.,
N (females) 10 (6) 10 (6) 10 (7) 10 (7)
2014). In fact, recent studies have observed increased DMN func- Age 24 (4) 26 (4) 71 (5) 70 (6)a
tional connectivity following anodal tDCS over the dorsolateral Education 16 (2) 18 (2) 16 (3) 15 (3)
prefrontal cortex (Keeser et al., 2011) and as a result of training- LQ 83 (27) 96 (6) 100 (0) 95 (11)
induced cognitive improvement (Cao et al., 2016; Chapman et al., MMSE 30 (1) 29 (1) 29 (1) 29 (1)
Digit span
2015).
Forward 9 (2) 9 (1) 8 (2) 9 (2)
This is the first study examining the effects of a combined tDCS- Backward 9 (2) 8 (3) 7 (2) 6 (1)a
plus-training approach with the focus on episodic memory func- Phonemic word fluency
tions on the behavioral level, and in parallel, its impact on DMN S 15 (4) 14 (6) 18 (3) 17 (6)
functional connectivity. We administered a visuospatial memory Animals 24 (6) 25 (4) 26 (7) 24 (6)
Semantic word fluency
training over multiple days with concurrent anodal tDCS in young G-R 12 (3) 14 (5) 16 (5) 15 (6)
and older adults. Our aim was to investigate the impact of tDCS and Sports-fruits 16 (2) 16 (1) 15 (2) 14 (3)
training, versus training alone (sham control), on functional BDI 2 (4) 3 (3) 4 (3) 5 (3)
network coupling of the DMN and associated recall performance, as Mean (standard deviation) values are shown. There were no differences in baseline
well as transfer on trained and untrained functions. We hypothe- characteristics between anodal and sham groups. Digit span (Härting and Wechsler,
sized that tDCS-accompanied episodic memory training would 2000) and Phonemic and semantic word fluency test (Aschenbrenner et al., 2000).
improve performance on trained and untrained tasks compared to Key: ANOVA, analysis of variance; BDI, Beck’s Depression Inventory (Hautzinger
et al., 1994); LQ, laterality quotient (Oldfield, 1971); MMSE, MinieMental State
sham stimulation in both young and older adults. Furthermore, as Examination (Folstein et al., 1975); OA, older adults; YA, young adults.
higher connectivity strength in the DMN most likely reflects a
p < 0.05 for comparison of YA versus OA (YA > OA, based on effect for age group
augmented network efficiency, we expected to observe an in univariate ANOVA).
D. Antonenko et al. / Neurobiology of Aging 61 (2018) 245e254 247

the sham group did not complete the 1-month follow-up (FU) feedback was not provided. Immediately after the learning blocks
assessment. To assess functional network alterations, rs-fMRI was on each of the training days, learning success was tested in a 3-AFC
conducted at baseline and 1 day after training (Fig. 1). recall task. Here, each building was presented once, and partici-
pants had to indicate (by button press) its “correct” position, which
was presented above the street map together with 3 possible po-
2.3. OLM training sitions (1 correct, 2 incorrect) marked by numbers. Recall perfor-
mance was again tested 1 day after training (recall of trained
Visuospatial memory training was administered using the OLM material using a 3-AFC task) and in a 1-month FU assessment.
paradigm (Antonenko et al., 2016; Floel et al., 2012; Kulzow et al., Performance was measured by the percentage of correct responses.
2014, 2016; Prehn et al., 2017). The task comprised a learning ses- Recall performance at 1-day FU was used as main outcome variable
sion divided into multiple learning blocks, followed by a cued recall (Antonenko et al., 2016). The task was administered using the
of trained material. In brief, participants had to learn correct posi- software “Presentation” (https://www.neurobs.com).
tions of buildings on a schematic street map. Buildings occurred on
their “correct” and “incorrect” locations, the “correct” pairings of
stimulus and location (total of different 30 building-location pairs) 2.4. Testing of trained function and transfer task
were presented more frequently over the course of multiple
learning blocks (5 learning blocks for older adults with correct To examine maintenance of the trained function, a short version
pairings occurring 10 times more frequently; 3 learning blocks for of visuospatial OLL was implemented, which comprised 3 learning
young adults to avoid ceiling performance with correct pairing blocks for the acquisition of 15 stimulus-location associations on a
occurring 6 times more frequently than incorrect pairings, Prehn less complex street map following the same learning principle as
et al., 2017). Incorrect trials consisted of the presentation of a mentioned previously (Kulzow et al., 2014). Learning performance
building on a position other than its “correct” position. Participants was defined as mean performance over all 3 learning blocks. During
responded to 120 stimulus-location pairings in each block (60 recall, the acquired “correct” position of all 15 buildings had to be
“correct”; 60 “incorrect”) by button press. Interstimulus interval indicated using a 3-AFC test. Recall data of 2 young participants at
was 1 second, response interval was restricted to stimulus pre- baseline testing were missing due to technical issues. Duration of
sentation (i.e., 3 seconds), and maximum duration of 1 learning the entire task was 15 minutes. The order of 3 parallel versions of
block being 8 minutes. Participants were not informed about the the task (different sets of buildings, different street maps) was
underlying statistical principle of stimulus presentation, and counterbalanced across participants and time points. To evaluate
transfer on another episodic memory task, performance on the
German version of the AVLT (Helmstaedter et al., 2001) was
assessed (at baseline, post-assessment, and FU assessment) again
Young Adults (YA) Older Adults (OA) with counterbalanced order of 3 parallel versions. Participants had
N=20 N=20 to remember and recall a list of 15 concrete nouns that were read
aloud by the investigator in 5 trials that required immediate recall
anodal sham anodal sham (learning score created as total sum of retrieved nouns in percent),
followed by a delayed free recall after a 30-minute interval as index
for consolidation.
Cogni e screening; performance on
Baseline tr on (OLL) and transfer (AVLT);
2.5. Transcranial direct current stimulation
re ng-state fMRI
+ 1 day Direct current stimulation was delivered on each of the 3
training days during the beginning of OLM training (neuroConn DC-
tDCS-accompanied visuospa l training Stimulator Plus; neuroCare Group GmbH, Munich, Germany).
Training (OLM) on thr ve days; Electrodes were inserted in saline-soaked sponges and centered
recall assessed by 3-AFC test on each day over the right temporoparietal cortex (anodal electrode, T6, 10e20
+ 1 day EEG system, size: 7  5 cm2) and the contralateral supraorbital
cortex (reference electrode, Fp2, size: 10  10 cm2; note, that the
Recall of trained material (3-AFC); larger size of this electrode renders the stimulation density over the
1-d FU tr on and transfer (OLL, AVLT); supraorbital cortex functionally ineffective, Nitsche et al., 2007).
re ng-state fMRI The right temporoparietal region was selected as stimulation target
due to its involvement in the acquisition of associations between
+ 1 month
objects and locations (Postma et al., 2008; Sommer et al., 2005;
Recall of trained material (3-AFC); Takahashi et al., 2008). In addition, anodal tDCS over this area has
1-m FU
tr on and transfer (OLL, AVLT) been shown to improve performance on a similar version of the task
employed in our study (Floel et al., 2012; Prehn et al., 2017). Anodal
Fig. 1. Experimental procedure. Twenty YA and 20 OA were administered the multi- stimulation groups were administered to 20 minutes stimulation,
day tDCS-accompanied OLM training, half of each group with anodal, and the other half whereas in sham stimulation groups, the current was turned off
with sham stimulation over the right temporoparietal cortex (with contralateral su-
after 30 seconds (intensity: 1 mA, 10 seconds fade in/out).
praorbital reference electrode). Stimulation was administered on each training day
during the first 20 minutes of training. OLM training consisted of multiple learning Perception of stimulation was prompted at the end of each
blocks (i.e., 3 in YA and 5 in OA) and a subsequent 3-AFC recall task. Recall performance training day and answers were merged intra-individually. Before
was tested again 1 day and 1 month later. In addition, performance on the trained and after the 3-day OLM training, mood ratings were assessed using
function (OLL) and a transfer task (AVLT) was tested before training as well as at both the Positive and Negative Affect Schedule (Watson et al., 1988).
FU assessments. Abbreviations: 3-AFC, 3-alternative-forced-choice; AVLT, auditory
verbal learning test; FU, follow-up; OA, older adults; OLL, object-location-learning;
Participants rated their positive and negative affects (10 items each)
OLM, object-location-memory; tDCS, transcranial direct current stimulation; YA, on a scale ranging from 1 to 5, where higher values describe more
younger adults. positive or negative feelings, respectively.
248 D. Antonenko et al. / Neurobiology of Aging 61 (2018) 245e254

2.6. MRI data acquisition maps reflect the participant-specific and time pointespecific
strength of functional connectivity within the respective network
MRI was conducted 1 day before and 1 day after the multi-day (Bachtiar et al., 2015; Binnewijzend et al., 2012). The resulting
training with a 3T Siemens Trio MRI system using a 12-channel head network maps were then masked by the group mean map of the
coil at the Berlin Center for Advanced Neuroimaging. In each ses- respective component, and the mean values extracted for each
sion, a three-dimensional structural scanning protocol was applied participant and time point were used to quantify the strength of
using high-resolution T1-weighted magnetization prepared rapid functional connectivity within the network (Amadi et al., 2014;
gradient echo imaging (repetition time ¼ 1900 ms; echo time ¼ Antonenko et al., 2017; Bachtiar et al., 2015; Stagg et al., 2014).
2.52 ms; 192 sagittal slices; voxel size: 1  1  1 mm3; flip angle ¼ For seed-based analysis, we used a probabilistic mask from the
9 ). Acquisition of rs-fMRI was performed using an echo-planar Harvard-Oxford cortical atlas (right middle temporal gyrus,
imaging sequence (3  3  4 mm3; repetition time ¼ 2300 ms; temporo-occipital part, thresholded at 50%, Desikan et al., 2006) to
echo time ¼ 30 ms; flip angle 90 ; 35 slices; no gap; interleaved obtain a region-of-interest for the brain area under the active tDCS
acquisition; field of view 192  192 mm2; matrix ¼ 64  64; 150 electrode, which corresponded to the stimulation target (Koessler
volumes). Participants were instructed to keep their eyes closed, not et al., 2009; Okamoto et al., 2004). The time course of the blood
to fall asleep or think of anything in particular. None of the partic- oxygenation level dependent signal in this region-of-interest was
ipants fell asleep during the scanning interval as per self-report. An extracted from each participant’s preprocessed resting-state 4D
additional fluid attenuated inversion recovery sequence was ac- data set. The resulting time courses were then correlated with the
quired for neuroradiological assessment and to exclude structural time course extracted from the DMN (derived from Independent
abnormalities. Two young individuals (n ¼ 1 in sham group, n ¼ 1 in component analyses) to obtain individual functional correlations
anodal group) had missing data due to MRI contraindications. between the stimulation target and the DMN for each time point. As
Pearson’s r is not normally distributed, the resulting r values were
2.7. MRI data analysis transformed into z scores using Fisher r-to-z transformation.

Image analysis was performed using tools from the FMRIB 2.8. Statistical analysis
Software Library (http://fsl.fmrib.ox.ac.uk/fsl/fslwiki/, Jenkinson
et al., 2012). To quantify individual brain atrophy, we used the T1- IBM SPSS Statistics 24 (http://www-01.ibm.com/software/uk/
weighted images at baseline and estimated individual brain tissue analytics/spss/) and R software (version 3.3.2; https://www.r-
volume, normalized for head size using SIENAX (Smith et al., 2002). project.org) were used for statistical analyses. Repeated-
Mean (SD) values were 1487.43 (84.92) cm3 for old anodal partic- measurements analyses of variance (ANOVAs) were conducted to
ipants, 1475.04 (108.76) cm3 for old sham participants, 1648.05 test for time (baseline,1-day FU), condition (anodal, sham), and group
(76.42) cm3 for young anodal participants, and 1628.77 (79.86) cm3 (young adults [YA], older adults [OA]) differences in resting-state
for young sham participants. Normalized brain volumes were lower functional connectivity as well as their interactions. To account for
in older compared to young adults (main effect for “age group”: interindividual differences in brain volume or head movement,
F(1,36) ¼ 29.57, p < 0.001) but did not differ between anodal and baseline normalized brain volume and mean displacement were
sham groups (main effect for “condition”: F(1,36) ¼ 0.30, p ¼ 0.587; included as additional covariates, where appropriate. Two-factorial
“age group”  “condition” interaction: F(1,36) ¼ 0.14, p ¼ 0.906). univariate ANOVAs were conducted for comparison of behavioral
Preprocessing of individual 4D data sets included motion performance between conditions (anodal, sham) and groups (YA, OA)
(using MCFLIRT) and slice time correction, brain extraction, as well as their interaction. Nonsignificant interactions of univariate
spatial smoothing using a gaussian kernel of full-width half- ANOVAs were not reported. In models comparing OLM/OLL perfor-
maximum of 5 mm, and high-pass temporal filtering of 100 sec- mance, baseline mean learning performance was included as addi-
onds (0.01 Hz). Functional images were aligned to individual tional covariate. Levene test of variance homogeneity was conducted
structural T1-weighted images using boundary-based registration to test if assumptions for ANOVAs were met. In case of significant
(Greve and Fischl, 2009) and then to standard space (Montreal heteroscedasticity, the nonparametric alternative, that is, the
Neurological Institute 2 mm) using the nonlinear registration tool Brunner-Dette-Munk test, which is a 2-way heteroscedastic rank-
(12 degrees of freedom; warp resolution: 10 mm; resampling based permutation test, was conducted (Brunner et al., 1997). Pear-
resolution: 2 mm). All 4D data sets were visually inspected for son’s correlation coefficients were computed for linear associations
severe artifacts, and all images were examined after each pro- between variables. A 2-sided significance level of a ¼ 0.05 was used.
cessing step. To quantify the amount of head movement, mean No adjustments for multiple comparisons were applied.
head motion parameters were extracted from preprocessing
representing the mean relative displacement in millimeters of 3. Results
each brain volume as compared to the previous volume (Van Dijk
et al., 2012). 3.1. Transcranial DCSeaccompanied OLM training improved recall
Independent component analyses were carried out using FMRIB performance
Software Library’s MELODIC tool 3.14 (Beckmann et al., 2005). In-
dividual data were temporally concatenated across participants and Performance on each learning block and recall of each day of the
time points to create a single 4D data set. This data set was then visuospatial memory training as well as recall of the trained ma-
decomposed into 20 independent components. Components of in- terial 1 day and 1 month after training is shown in Fig. 2.
terest (i.e., the DMN and the sensorimotor network used as control
network) were selected by visual inspection based on previous 3.1.1. Performance during training
literature (Beckmann et al., 2005). Next, the dual-regression Mean learning performance during training did not differ
approach was used to identify separate maps for each participant significantly between conditions (F(1,35) ¼ 2.42, p ¼ 0.138), but be-
and time point. This involved a spatial regression of these compo- tween age groups, representing superior performance in young
nents against each individual 4D data set and, subsequently, a compared to older adults (F(1,35) ¼ 6.12, p ¼ 0.018). For mean recall
temporal regression of the resulting time series to generate performance after training on each day, we observed significant
participant-specific and time pointespecific spatial maps. Those differences between conditions (F(1,36) ¼ 4.72, p ¼ 0.037) and age
D. Antonenko et al. / Neurobiology of Aging 61 (2018) 245e254 249

100 was not significant (F(1,35) ¼ 2.89, p ¼ 0.098), but a significant main
YA, anodal * * * *
YA, sham effect of age group again indicated superior performance in young
90 OA, anodal compared to older adults (F(1,35) ¼ 9.89, p ¼ 0.003).
OA, sham
In sum, tDCS-accompanied training significantly ameliorated
80 recall performance (assessed by 3-AFC) on the training days and
% correct

1 day after training, compared to training alone (sham stimulation),


70 but had no significant effect after 1 month. Young adults out-
performed older adults at all time points.
60

3.2. Transcranial DCSeaccompanied OLM training augmented


50
functional connectivity in the DMN
40
L1 L2 L3 L4 L5 R R L1 L2 L3 L4 L5 R R L1 L2 L3 L4 L5 R R R A repeated-measurements ANOVA revealed that the change of
Day 1 Day 2 Day 3 1-d 1-m DMN strength significantly differed between stimulation condi-
FU FU tions (time  condition interaction: F(1,34) ¼ 4.86, p ¼ 0.034),
Fig. 2. Performance during and after OLM training. Response accuracy (% correct)
reflecting increased DMN strength from baseline to 1-day FU as-
during each learning (L) block and recall (R) on each training day as well as recall at 1- sessments under anodal compared to sham stimulation (Fig. 3). All
day and 1-month FU is depicted. Squares represent YA and circles OA. Dark fillings are other main and interaction effects were nonsignificant (F’s  3.0, p’s
for anodal groups, whereas light fillings are for sham groups. Note that YA were  0.09). No significant effect was observed in the sensorimotor
administered 3 learning blocks per day, whereas OA had 5 (see Materials and Methods
network (F’s  1.75, p’s  0.194).
section). Means and standard errors are shown. *p  0.05. Abbreviations: FU, follow-
up; OA, older adults; OLM, object-location-memory; YA, young adults. Seed-based analysis confirmed an increased functional connec-
tivity between the stimulation target and the DMN after anodal tDCS
(time  condition interaction: F(1,34) ¼ 5.38, p ¼ 0.026). All other main
groups (F(1,36) ¼ 30.42, p < 0.001), indicating superior performance and interaction effects were nonsignificant (F’s  2.1, p’s  0.16).
under anodal compared to sham stimulation and in young
compared to older adults. 3.3. Transcranial DCSeinduced changes in functional connectivity
are associated with memory improvement
3.1.2. Delayed recall performance after training
Recall of trained material after 1 day revealed a significant main Changes in DMN strength were significantly correlated with
effect of condition, indicating increased memory performance after recall performance (at 1-day FU), in the direction that increased
the 3-day training under anodal compared to sham stimulation strength was associated with superior performance (partial corre-
(F(1,26) ¼ 6.62, p ¼ 0.016). Further, a significant main effect of group lation coefficient: r (corrected for age) ¼ 0.36, p ¼ 0.031; Fig. 4).
indicated superior performance in young compared to older adults Explorative separate correlational analyses unveiled that the posi-
(F(1,26) ¼ 21.88, p < 0.001). After 1 month, main effect of condition tive association between DMN and recall performance was mainly

A 18

C
3 YA
B x=2 y=-33 z=24
4 OA
*
12 2
YA, anodal YA, sham OA, anodal OA, sham
Change in DMN strength

10 1
DMN strength

8 0

-1
6

-2
4

-3
2
Baseline 1-d Baseline 1-d Baseline 1-d Baseline 1-d
FU FU FU FU anodal sham
Fig. 3. Change in DMN strength from before to after training. (A) DMN as derived from ICA (MELODIC, FSL). (B) DMN strength (arbitrary units) at baseline and 1-day FU for each
participant. (C) Change of DMN strength (difference between 1-day FU and baseline) for anodal and sham groups. Means and standard errors are shown. *p  0.05. Abbreviations:
DMN, default mode network; FSL, FMRIB Software Library; FU, follow-up; ICA, independent component analysis; MELODIC, Multivariate Exploratory Linear Optimized Decom-
position into Independent Components; OA, older adults; YA, young adults.
250 D. Antonenko et al. / Neurobiology of Aging 61 (2018) 245e254

driven by the older group that received anodal stimulation (Pear- Table 2
son’s r ¼ 0.73, p ¼ 0.02). Performance on trained function and transfer task

YA OA
3.4. Effects of tDCS-accompanied training on trained function and Anodal Sham Anodal Sham
transfer task Baseline
OLL
Performance on OLL and AVLT tasks assessed at baseline before Learning 68.8 (6.1) 62.7 (6.8) 58.3 (7.7) 60.6 (7.5)a
Recall 74.2 (8.3) 63.3 (13.4) 47.3 (16.8) 56.0 (15.8)a
the training days and 1 day and 1 month after training is shown in
AVLT
Table 2. Learning 83.2 (12.1) 85.7 (5.8) 70.5 (12.8) 73.1 (10.9)a
Recall 92.7 (8.6) 90.7 (9.0) 63.3 (15.8) 71.3 (19.6)a
3.4.1. Performance at baseline 1-day FU
For both trained function (OLL) and transfer task (AVLT), no OLL
Learning 76.2 (7.3) 67.0 (9.4) 62.9 (3.7) 61.4 (9.2)a
significant difference was observed between anodal and sham Recall 90.0 (10.5) 77.3 (21.6) 62.0 (15.7) 64.0 (12.3)a
stimulation groups before the intervention for learning and recall AVLT
(all F’s < 1). Significant main effect of age group showed better Learning 90.5 (8.0) 88.1 (7.0) 68.8 (13.7) 72.7 (18.0)a
performance in young compared with older adults in learning and Recall 98.7 (2.8) 94.0 (7.3) 60.7 (17.1) 70.0 (27.1)a
1-month FU
recall of OLL (F(1,37) ¼ 7.36, p ¼ 0.010 and F(1,35) ¼ 11.60, p ¼ 0.002) as
OLL
well as in learning and recall of AVLT (F(1,37) ¼ 14.22, p ¼ 0.001 and Learning 77.0 (9.2) 63.9 (8.4) 65.2 (5.5) 63.8 (5.9)a,b
F(1,32) ¼ 25.74, p < 0.001). Recall 91.3 (10.4) 66.0 (18.2) 64.7 (11.8) 57.8 (16.7)a,b
AVLT
3.4.2. Performance 1 day after training Learning 90.7 (6.5) 93.1 (5.4) 74.4 (16.3) 74.3 (13.8)a
Recall 98.0 (3.2) 94.0 (5.8) 75.6 (16.7) 61.3 (26.8)a,b
For both OLL and AVLT performance, no differences between
stimulation conditions were observed (all F’s  1). Significant main Mean (standard deviation) values for percentage of correct responses are shown.
Key: AVLT, auditory verbal learning test; FU, follow-up; OA, older adults; OLL,
effect of age group revealed better performance in young compared
object-location-learning; OLM, object-location-memory; tDCS, transcranial direct
with older adults in learning and recall of OLL (F(1,34) ¼ 7.75, p ¼ current stimulation; YA, young adults.
0.009 and F(1,36) ¼ 17.53, p < 0.001) and learning and recall of AVLT a
p < 0.05 for age group comparison (YA > OA).
(F(1,30) ¼ 19.01, p < 0.001 and F(1,22) ¼ 52.27, p < 0.001). b
p < 0.05 for stimulation condition comparison (anodal tDCS > sham tDCS;
printed in bold for visualization purposes).

3.4.3. Performance 1 month after training


The trained function (OLL) showed a significant stimulation ef-
stimulation, indicating better performance in anodal groups
fect for both learning and recall (F(1,34) ¼ 8.10, p ¼ 0.007 and F(1,35) ¼
(F(1,29) ¼ 4.23, p ¼ 0.049). Again, young adults performed better
11.90, p ¼ 0.001), indicating improved performance after training
compared with older adults in OLL (learning: F(1,34) ¼ 2.99, p ¼
combined with anodal compared with sham stimulation. In the
0.093; recall: F(1,35) ¼ 13.95, p ¼ 0.001) and AVLT (learning: F(1,31) ¼
transfer task (AVLT), performance did not differ in learning (F < 1)
20.28, p < 0.001; recall: F(1,29) ¼ 28.78, p < 0.001).
but was significantly different in recall between anodal and sham
In sum, stimulation-induced effects were only evident 1 month
after training with better learning and recall performance on the
trained function (OLL) and better recall performance on transfer
YA, anodal r=.36, p=.03
task (AVLT) in anodal stimulation compared with sham stimulation.
7.5 YA, sham Young adults outperformed older adults in learning and recall
OA, anodal scores at all test sessions (baseline, 1-day FU, and 1-month FU).
OA, sham
Change in DMN strength

5.0 3.5. Stimulation perception and mood ratings

Postexperimental debriefing revealed minor differences in


2.5 stimulation perception in young adults (2/10 in sham and 6/10 in
anodal), which did not reach statistical significance (c2 ¼ 3.33, p ¼
0.068). Older adults did not differ in perception (2/10 in sham and
0.0 2/10 in anodal confirmed that they have perceived the stimulation).
Mood ratings that were given on the Positive and Negative Affect
Schedule are shown in Table 3. Positive and negative affects did not
-2.5 differ between stimulation conditions at all time points (all F’s < 1).
Age groups did differ in their positive affect, indicating that older
adults rated positive items higher compared with younger adults at
-5.0 all time points (baseline: F(1,36) ¼ 7.80, p ¼ 0.008; 1-day FU: F(1,36) ¼
5.39, p ¼ 0.026; 1-month FU: F(1,32) ¼ 5.54, p ¼ 0.025). At baseline
testing, young adults scored higher on negative items compared
40 50 60 70 80 90 100
with older adults (F(1,36) ¼ 4.40, p ¼ 0.043).
OLM performance
(1-d FU) 4. Discussion

Fig. 4. Brain-behavior correlation. Scatter plot of memory performance at 1-day FU Here, we examined the neuronal and behavioral effects of a
assessment (% correct) and change in DMN strength. Partial correlation coefficient
(corrected for age). Means and standard errors are shown. Abbreviations: DMN, default
tDCS-accompanied episodic memory training in young and healthy
mode network; FU, follow-up; OA, older adults; OLM, object-location-memory; YA, older adults. Participants received either anodal or sham tDCS
young adults. during the first 20 minutes of training on each of the 3 training
D. Antonenko et al. / Neurobiology of Aging 61 (2018) 245e254 251

Table 3 intervention on resting-state functional coupling changes. This is


Participants’ mood ratings the first study exploring changes in rs-fMRI metrics in such a
YA OA combined approach. This is an issue of outstanding relevance for
Anodal Sham Anodal Sham the field of translational neuroscience (see also Stephens and
Baseline Berryhill, 2016). Our focus on the DMN was motivated by (1) its
Positive affect 2.6 (0.8) 3.0 (0.6) 3.5 (0.7) 3.3 (0.8)a well-established association with age-related episodic memory
Negative affect 1.1 (0.1) 1.2 (0.2) 1.0 (0.1) 1.1 (0.1)b deficits (Jeong et al., 2015; Salami et al., 2014; Wang et al., 2010)
1-d FU and (2) recent evidence for its plasticity induced by cognitive
Positive affect 2.7 (0.9) 2.9 (0.9) 3.5 (0.9) 3.4 (0.8)a
Negative affect 1.1 (0.2) 1.1 (0.2) 1.1 (0.2) 1.1 (0.2)
training interventions in young and older adults (Chapman et al.,
1-mo FU 2015; Takeuchi et al., 2013). Furthermore, the consistent observa-
Positive affect 2.5 (0.8) 2.9 (1.0) 3.4 (0.8) 3.2 (0.6)a tion of decreased functional coupling in the DMN in age and Alz-
Negative affect 1.2 (0.3) 1.2 (0.3) 1.1 (0.1) 1.1 (0.1) heimer’s disease (Jones et al., 2011; Sala-Llonch et al., 2015)
Mean (standard deviation) values are shown. suggests that rs-fMRI metrics assessing intrinsic functional brain
Key: FU, follow-up; OA, older adults; YA, younger adults. activity may constitute a sensitive biomarker and diagnostic tool
a
p < 0.05 for age group comparison (OA > YA). for healthy and for pathological aging (see also Ferreira and
b
p < 0.05 for age group comparison (YA > OA).
Busatto, 2013; Salami et al., 2014) as well as for the investigation
of intervention-induced changes (Kobe et al., 2017). Our data
days. We found that anodal tDCS led to a significantly larger recall showed that anodal tDCS during a multiple-day associative mem-
performance (as assessed by recall 1 day after training) compared ory training (visuospatial learning) resulted in an increase of DMN
with sham stimulation. Furthermore, functional network coupling strength from before to after the intervention. Seed-based analyses
of the DMN increased after training in participants who had on temporal coupling between the stimulation target and the DMN
concurrently received anodal tDCS. Seed-based analyses confirmed confirmed responsiveness of this network to the intervention.
an augmented coupling between the stimulation target (i.e., right Please note that we did not observe baseline differences in DMN
temporoparietal cortex) and the DMN after anodal tDCS. The in- connectivity between age groups in our sample, probably due to
crease in DMN strength was positively associated with enhanced high variability in the older group. Although age-related connec-
memory performance. Finally, trained function and transfer task tivity reductions are the most consistent finding reported in the
performance assessed 1 month after episodic memory training literature (see however Jones et al., 2011; Westlye et al., 2011),
revealed a benefit for participants who underwent the combined recent evidence suggests that age effects in the DMN are subtle and
tDCS-plus-training intervention. not consistent for all brain areas implicated in the DMN. Moreover,
selection of the methodological approach influences the results (cf.
4.1. Effect of the intervention on recall performance Ferreira and Busatto, 2013). Nevertheless, our findings support the
idea that tDCS effects stem from the induction of neuronal plas-
We found that anodal tDCS significantly improved memory ticity on functional networks indirectly connected to the stimula-
performance (as assessed by recall 1 day after training) after tDCS- tion target over the right temporoparietal cortex (Mameli et al.,
accompanied training compared with sham. Recall assessed on 2014). Furthermore, the magnitude of DMN change was posi-
each training day also demonstrated ameliorated task performance tively correlated with recall performance after 1 day in the direc-
in the anodal stimulation groups. These findings are in line with tion that higher increase in the DMN after training was associated
previous reports of multi-day combinations of cognitive training with better performance. This association was driven by older
with NIBS in the young (Au et al., 2016; Meinzer et al., 2014; Ruf participants who received anodal stimulation, suggesting that
et al., 2017; Wang et al., 2014) and importantly, expand previous tDCS, with the parameters applied in the current protocol, enables
findings of single-session brain stimulation studies on episodic the modulation of interacting neural and behavioral processes in
memory in older adults (Floel et al., 2012; Sandrini et al., 2016). older adults. Episodic memory is one of the most vulnerable
Evidence of additive effects of multisession tDCS in older adults cognitive domains in aging and highly relevant for everyday ac-
stems from prefrontal tDCS concurrent to working memory training tivities (Nyberg et al., 2012). Our results help to elucidate the
approaches only and is not unequivocal (Berryhill, 2017; Passow mechanisms underlying combined effects of tDCS and memory
et al., 2017). With regard to immediate training gains, no benefi- training in older adults, suggesting that strengthening DMN
cial effects have been observed in older adults after anodal pre- coupling by interventional approaches may lead to preserved
frontal tDCS during visuospatial working memory training (Jones memory functions in old age (Cabral et al., 2017; Grady et al., 2003;
et al., 2015; Stephens and Berryhill, 2016) or training of the work- Nyberg et al., 2012).
ing memory components “updating” and “switching” (Nilsson et al., Using multi-day transcranial magnetic stimulation (TMS)
2017). However, these studies differed to ours in several ways, such treatment to a left parietal location, Wang et al. found a positive
as the cognitive domain that was trained, and methodological impact on both associative memory performance (face-cued word
factors including target area, electrode montage, electrode size, and recall) and fMRI connectivity of the DMN and hippocampus in
intensity, timing and duration of stimulation, all of which may young adults. Similar to our findings, larger TMS-induced connec-
affect the cognitive outcome (Berryhill et al., 2014; Woods et al., tivity increases correlated with memory improvement (Wang et al.,
2016). Our present results add to the literature on tDCS-induced 2014). Our findings lend further support for the potential of a
behavioral enhancement in the trained task by providing the first combined NIBS-plus-training approach to improve episodic mem-
evidence of beneficial effects of a multi-day OLM training accom- ory performance in young and older adults and to produce correl-
panied by right temporoparietal anodal tDCS not only in young but ative fMRI connectivity alterations in a network involved in human
also in older adults. cognition (Raichle, 2015). Using transcranial random noise stimu-
lation over bilateral prefrontal regions together with near-infrared
4.2. Effect of the intervention on DMN strength spectroscopy, Snowball et al. observed stimulation-induced im-
provements on complex arithmetic tasks and more efficient neu-
To probe the underlying mechanisms of tDCS-induced training rovascular coupling in the left prefrontal region (Snowball et al.,
effects, we tested the effects of the combined tDCS-plus-training 2013). Behavioral and neuronal changes persisted 6 months after
252 D. Antonenko et al. / Neurobiology of Aging 61 (2018) 245e254

training in the stimulated compared to the sham group of young 4.4. Implications for the design of studies testing cognitive effects of
adults. Together, these findings imply that NIBS concurrent to a tDCS-plus-training
cognitive training protocol may exert associated beneficial effects
on the neuronal and behavioral levels and may even persist over a NIBS concurrently to cognitive and motor training is considered
long term. However, the magnitude of neuronal changes, their an effective approach to ameliorate function and induce brain
temporal dynamics, their association with, and their predictive plasticity (Au et al., 2017; Elmasry et al., 2015; Perceval et al., 2016).
quality of behavioral changes in different age groups are unknown Recently, however, evidence has cumulated concerning the het-
so far and await longitudinal FU studies. erogeneity of findings, including null results, leading to discussions
about the impact of methodological, but also interindividual factors
4.3. Effects of the intervention after 1 month on trained and (e.g., Horvath et al., 2014; Katz et al., 2017), or even challenging the
untrained material efficiency of tDCS for cognitive enhancement altogether (Berryhill
et al., 2014; Horvath et al., 2015; Nilsson et al., 2017). One deci-
On the behavioral level, we did not find differences in recall sive factor may be the single-session approach of tDCS experiments
performance of trained material between stimulation conditions at that currently dominate the literature (cf. Au et al., 2017). Multiple
the 1-month FU assessment, suggesting that the beneficial effect of consecutive days of training accompanied by NIBS could exert
tDCS may not persist. In a new analysis of their data, Wang and Voss sustained effects that outlast stimulation intervals (Au et al., 2016;
demonstrated that their TMS-induced beneficial effects on trained Meinzer et al., 2014) and exert effects beyond the trained task (Au
memory performance and functional connectivity persisted in an et al., 2017; Stephens and Berryhill, 2016). One reason for the effi-
FU assessment (with an average interval of 15 days between cacy of multisession studies, as compared to single sessions, may
intervention and testing, Wang and Voss, 2015). However, instead relate to offline consolidation effects that emerge between training
of performance increases in the recall of specific stimulus-pairings, days (Au et al., 2017; Reis et al., 2009). However, a recent study
the authors observed increases in participants’ ability to learn new failed to observe training gains or transfer to untrained tasks after
relational information at FU assessment. This key finding suggests 20 sessions of tDCS-accompanied working memory training in
that a potential long-term effect of a combined approach may not older adults, challenging the efficiency of dorsolateral prefrontal
necessarily translate into improved performance on the trained stimulation altogether (Nilsson et al., 2017). Second, sustained
material but may exert a beneficial effect on learning of new as- transfer of training gains to untrained material (i.e., assessed after
sociations. Our data lend additional support to this hypothesis by an interval of at least 4 weeks)dparticularly important in the
demonstrating superior performance on a different version of the context of translational neuroscience (Berryhill et al., 2014;
task in the anodal compared with the sham condition after Stephens and Berryhill, 2016)dhas not unequivocally benefited
1 month. Thus, although participants in the stimulation conditions from the stimulation or was not investigated (as in Nilsson et al.
did not differ in their recall performance of the trained material, (2017); see also Stephens and Berryhill (2016) for a discussion on
those who previously received anodal stimulation during OLM this topic). The present study supports the notion that beneficial
training were able to better acquire new visuospatial associations long-term transfer due to tDCS-accompanied cognitive training
after 1 month. may even emerge in the absence of immediate effects on the
Furthermore, at 1-month FU, we observed superior perfor- trained function (Stephens and Berryhill, 2016).
mance on a different episodic memory task (i.e., retention of a Several limitations should be considered when interpreting our
word list) in those participants who had received anodal tDCS findings. First, given that our sample size was rather small, findings
during training. Such transfer effects have been demonstrated in reported here should be reproduced in larger cohorts before firm
older adults after a tDCS-accompanied training schedule on far conclusions can be drawn. Twenty participants per cell might
transfer tasks (Jones et al., 2015; Stephens and Berryhill, 2016), provide a useful point of reference (cf. Melby-Lervag et al., 2016;
even in the absence of gains on performance in the trained task or Simmons et al., 2011). Of note, our main hypothesis with regard
near-transfer tasks (Stephens and Berryhill, 2016). Likewise in to a positive tDCS effect on visuospatial performance was tested in
young adults, transfer effects have been observed for tDCS together the group of 20 versus 20 participants in the present study. Second,
with multi-day working memory training in some studies (Au we are not able to disentangle the separate impact of cognitive
et al., 2016; Ruf et al., 2017), but not others (see Elmasry et al., training and brain stimulation due to the absence of a “tDCS only”
2015 for a review). In the present study, we provide first evi- condition (cf. Passow et al., 2017; Talsma et al., 2016). However, we
dence for transfer effects of tDCS-accompanied visuospatial argue that tDCS most likely strengthens task-relevant functional
episodic memory training. networks when applied during task execution (Berryhill, 2017;
Notably, the effects of anodal tDCS on a different version of the Martin et al., 2014; Woods et al., 2016). Third, owing to unequal
training task and on a transfer task were not evident on the day number of learning blocks in young and older adults, young adults
after the intervention, but 1 month later. Here, we hypothesize that received tDCS during a larger proportion of the learning task. Given
a consolidation process has to take place before differential training that performance gain and stimulation duration are not linearly
benefits between conditions emerge. In young adults, Au et al. related, might even reverse with prolonged stimulation (Batsikadze
found stronger tDCS effects on the trained function on the fourth et al., 2013; Monte-Silva et al., 2013), and effects of stimulation
training day when it was separated from the previous session by at outlast the stimulation period itself (Nitsche and Paulus, 2001), we
least a weekend (Au et al., 2016). Thus, it is reasonable that even in do not expect a major impact on between-group differences in
the absence of immediate effects, differential effects on sustained response to tDCS. However, we concede that higher tDCS-plus-
gains can emerge due to training plus anodal tDCS, compared to training gains in older adults with a larger part of the training
training plus sham (Jones et al., 2015; Stephens and Berryhill, 2016). covered by tDCS cannot be ruled out. Fourth, as we did not vary the
These effects would go unnoticed in studies focusing on immediate stimulation target, we cannot conclude specificity of right tem-
effects only (Berryhill, 2017; Nilsson et al., 2017). Whether these poroparietal tDCS for the observed effects. It is conceivable that
differential effects are still evident after even longer time periods other targets involved or overlapping with the functional network
(as suggested by Ruf et al. (2017) for tDCS-accompanied working would have exerted similar effects (Jones et al., 2015).
memory training in young adults) remains to be elucidated in Taken together, in the future, integrative approaches that use
future studies. multi-day training interventions combined with brain stimulation
D. Antonenko et al. / Neurobiology of Aging 61 (2018) 245e254 253

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