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Vol j0 No 4 D“ 2003 SOUTHUNI V,丁ECHNOL

J CENT
Ar t i de I D: 1005 97 84 ( 20 03 ) 0 4 0359 05

Cont r ol par amet er opt i mal t uni ng me t hod ba se d on

a nnea l i ng- ge net i c al gor i t hm f or compl ex el ect r omechani cal s ys t em

HE J i an- j un( 贺建军) 1,Yu Shou—yi ( 喻寿益) 1,ZHONG J ue( 钟掘) 2


( 1. Sc hool of I nf or mat i on Sci e nce and Engi neer i ng,Cent r al Sou t h Uni v er s i t y ,Chang s ha 410083,Chi na;
2.School of Mecha ni cal and El ec t r i ca l Engi neer i ng,Cent r al Sou t h Uni v er s i t y ,Chang s ha 4100 83,Chi na)

Abs t r ac t ;A ne wse ar ch i ng al go r i t hm named t he ann eal i n g- ge net i c al gor i t hm( AGA) was pr op ose d by s ki l lf ul ly mer —

gi n g GA wi t h SAA.I t dr aws on mer i t s of bo t h GA a nd SAA, and of f s et s t hei r sh or t c omi n gs.The di f f er ence f r om

GA ls t hat AGAt akes obj ect i ve f unc t i on as adapt abi l i t y f unc t i on djr e c t ly,s o i t cut s down s ome un nec es sar y t i me ex

pe ns e be ca use of f l oa t — poi nt cal cul at i o n of f unct i on conver s i o Tl Th e di f f er ence f r om SAA培t ha t AGAnee d no t e xe —

cut e a ve r y l o ng Mar kov ch ai n i t erat i on at ea ch poi nt of t e mp er a t ur e,so it sp eed s up t he co nve r g enc e of s ol ut i on a nd

ma ke s no as s umpt i on on t he s ear ch s pa c e。s o it is si mpl e a nd ea s y t o be i mp l eme nt ed .I t can be appl i e d to 8 wi de cl as s

of pr ob l e ms.The opt i mi zi ng pr i nci pl e a nd t he i mpl e nmnt i ng s t eps of AGA wer f E e xpounde d.The e xa mpl e of t he pa —

r a me t er opt i mi zat i on of a
t ypi cal c ompl e x el ect r omec han i cal sys t em named t empe r ra i l l s hows t hat AGAi s ef f ect i ve

a nd s uper i or to t he conv ent i o nal GA a nd SAA.The cont r o l s yst e m of t e mper ra i l l op t i mi zed by AGAhas t he op t i mal

per f or mance i n t he adj us t abl e r ang es of i t s par amet er s .

Ke y wor ds :ge ne t i c al go r i t hm;s i mul a t e d an neal i ng al g or i t h mI anneal i r l_g- genet i c a l gor i t hm;c ompl ex el ectr o-

me chan i cs l sy st er a;p ar a met e r t u ni n g;o pt i maI cont r o l

CLC numbe r :TP273+.1 Do cu men t c ode:A

1 I NTRoDUCTI ON qua l i t y and qua nt i t y of t he pr oduct ar e di r ec t l y af —

f ect e d by t he qui cknes s and st abi l i t y of t he ma i n

In co mpl e x e l ec t r omec ha ni ca l s ys t ems , t her e dri vi ng s ys t e m.I f t he par ame t er s of t he ma i n dr i v

ar e
many a dj us t a bl e par ame t e r s o“,t he i r a dj ust a bl e i n g s peed c ont r ol s ys t em ar e not adj us t ed we l l ,t he

r anges ar e wi de, and t he coupl i ng i nf l ue nce a m ong over s hoot of t he mi l l r o l l e r s peed wi l l be l a r g o,t h e
t he st abi l i t y wi l l be
par amet er s i s s eve r e,t hus,t he convent i onal t uni ng adj us t i ng t i me wi l l be l ong or

bad.The s ys t em wi l l be ea si l y e xc i t ed by a cc i de nt
par amet er me t hod s c an not denl wi t h t he par ame —
in nor mal wo r ki n g pr oces s.
sa t i s f a ct or y way.I t i s ver y har d f i nd f ac t or s vi br a t e eve n
t er s in a to a to

The f or war d and ba ck war d t ens i on i n st r i p mat er i al


gr ou p of c ont r ol par ame t er s to make t he s ys t em
r un i n t he bes t condi t i on.But it is ver y i mpor t ant wi l I al so vi br a t e wi t h i t ,t hen t he s ur f a ce of st r i p

and neces s ar y to f i n d s uch a


gr oup of opt i mal pa n, at e r i a l wi l l have t he a l t er na t e l i g ht and s hade

r amet er s to t he r unni ng s ys t em i n t he compet i t i on s t r i pes .ca l l ed vi br at i on t r a ce s[ 2] .The st e el wor ks


20 000 st r i p mat er i al annual l y
y.I t c a n i mpr ove t he qua nt i t y and se al s up f o r t
of mar ket econom ove r

t hi s def ect .So.how t une c ont r ol


qua l i t y of t he pr oduct ,and al s o pr ol ong equ i pme nt due to to par ame —

l i f e,pu t e nt er pr i se i n an i nvi nc i bl e pos i t i on. On t he t e rs is ver y i mpor t ant .

c ont r a ry,t he wo r s e c ont r ol par amet er s wi l l br i ng a The genet i c a l gor i t hm( GA) a nd t he s i mul at ed
f at al l os s to an e nt e r pr i s e .For exampl e,t he t emp er anneal i ng a l gor i t hm( SAA) a r e bot h us e f ul gl oba l
r ai l 【of a 【ar ge - s ca l e domes t i c st ee l wor ks,i s one of pa r al l e l s e ar c hi ng met h ods ,wh i ch a r e wi del y us ed
t he key f aci l i t i es whi ch pr oduce hi gh e xt r a va l ue in c ont r ol f i el d,es pec i al l y i n opt i mal c ont r ol ,r obust

st e el st r i p boar d mat e r i al s uch as aut omo bi l e c ont r 01 and par amet er op t i mi z at i on。。”.I n t h i s pa—

boa r d, t i nni ng boa r d, col or pl at e boar d an d so on, pe r ,t hei r comb i nat i on i s us ed t o s ol ve c ont r ol pa-

and needs f re que nt t akes r amet er mat chi ng pr ob l em of t he t ypi ca l


s t ar t i ng and s t oppi ng( i t opt i mal
about 4— 5 r ai n to r ol l a coi l of st r i p s t e e l ) , so t he co mpl e x e l e ct r onl ec ha ni c al sy st e m.

Fo un dat i o n i t em:Pr oj ec t (59835170)s uppor t ed by t he Na t i ona l Na t u r al Sci ence Fo un dat i o n of Chi na


Re cei ve d da t e: 200 2—1 0— 14: Acc ept e d da t e :200 3—0 2 28

Cor r es ponde nc e:HE Ji a n- j un, Doct o r al ca ndi d at e ;Te l :十86 —7 31—887 962 8,E ma i l :es uhj j @
1 63,co m
dou r nol OSUT V01. 】0 No. 4 20 03

2 PARAMETER oPTI MI ZI NG PRI NCI PLE oF wher e t he unadj us t ed par a met e r s;且一0.010
MAI N DRⅣI NG SPEED CoNTRoL SYSTEM V/( r ・mi n_1) ,A一0.005 V・A~,K。 一125. 8,
oF TEMPER MI LL R一0.035 n,L一6 mH,J 一520 N・m2,K。一9 .5

N・m・A~,K。一1.03V/( r ・mi n 1) ;t h e adi u st —


2.1 St r uc t ur e an d mat hemat i cal mod el of s peed a bl e paramet er s :K,一5-92,t ,=0.I- 4.7 s,K.一5—

c ont r ol s yst em 92,t .=0.1- 4.7 s.

The ma i n dr i vi ng s peed c ont r ol s ys t em of t em—

pe r mi l l i s a t y pi ca J 2-c l os e -l oop di r ec t cur r ent ( DC) 2.2 Opt i mi zi ng goa l of c ont r ol par amet er s
t uni ng s peed sys t e m‘1….The i nne r i s c ur r e nt r eg u— As s ume t ha t t her e a re m a di us t a bl e par ame —
l a t i n g l oop,and t he out e r is s peed r egul a t i ng l oop. t e rs or var i a bl es i n co mpl e x e l ec t r omec ha ni ca l s ys —

The c ur r e nt r egu l at or ( I ,T) and t he s peed r e gul a— t em, t hey a re named r es pec t i ve l y as 缱,岛…氏,and

t or ( ST) ar e bot h anal ogue pr opor t i on i nt e gr a l ci r— c onsi st of a ,i e,


par amet er opt i mi z i ng se t @

cu i t s ,t hei r pr oport i on co ef f i c i en t and t he i nt egr a l @一{( 日l ,Oz…吒 )101∈R,i 一1, 2,… m) .


t i me ar e adj us t abl e.Ot her par ame t er s s uch as eo m— 0‘,’i s a f e as i bl e s ol ut i on i f

mut at i on c oe f f i c i ent ( K。) ,c ur r e nt f eedback coef fi — 酽o=[拜”,彰’…雎’]∈@≤三R“


c i e nt (f l i ),s pe ed f eedback c oe f f i c i ent (&) ,e l e c t r i c wher e醒”i s a
pr obabl e va l ue of a dj ust a bl e pa r ame

pot ent i al ener gy coef f i ci ent ( K。) of e l e et r omot or , t er 鼠,i 一1, 2,… m.I f

el ect r omagnet i c t orque coef f i ci ent ( K。) ,ar mat ur e 0。一[ 田, 田…《]
r es i s t ance( R) ,ar mat ur e i nduct ance( L) ,t ot al ro — c an ma ke t he c ont r ol per f or man ce goa l i n t he best

t a r i ng i n er t i a i n axi s of el ect r omot or ( J) ar e un ad— val ue,t hen 0+i s t he opt i mal par amet er s ol ut i on of

j us t ed par amet er s. t he c ont r ol sy st e m.

As s ume t ha t t he pr oport i on co ef f i c i en t of ST Gene ra l l y,a c ont r ol s ys t em has many r e qui re d

is K。,t he i n t eg r a l t i me of ST i s t 。,t he pr opor t i on per f or mance goal s ,s uch as ove r shoot ,r i s i ng t i me,

co ef f i c i en t of LT i s K, .t he i nt e gr a l t i me of LT i s t uni ng t i me, s t eady er r or , et c ,so t he par amet er op—

t i ,t he l oa d t orque i s Ma and t he r ot a t i ng s peed i s t i mi z i ng obj ec t i ve f unc t i on can be e st a bl i s hed a c—

n,t hen t he t r a ns f e r f unc t i on di ag r am of t he mai n cor di ng to a r equi r ed per f or man ce goa l or s ever al

dr i vi ng s pee d c ont r ol s ys t em of t emper mi l l can be per f or mance go al s[ 1 1 12] .

obt a i nedf l 0 ] . Cons i der i ng t he c ons t r ai n of over s hoot an d t he

I n t h e t r a ns f e r f unc t i on di a gr am,i f t he i nt egr a l r equi r ement of qui cknes s and accur acy,t he op t i mi —

out pu t s ar e def i ned as st at e var i abl es 。l ,z2,.273 and zi ng obj ec t i ve f unc t i on is s el e ct ed as

z 4 one by one f r om t he l ef t to t he r i ght , t he st at e

s pace mod el c an be wri t t en as :


』 mi nQ( 鲋 ’ )_ml n( 厅 以 n州 r ) ( 2)
【酽”∈@
f 玄一Ax+Bu+D ( 1) wher e e( O‘", £) i s t he s ys t em e r r or under a f e asi bl e
t n— CX
s ol ut i on伊" .
wher e
Let s amp l i ng pe ri od be un i t 1,t hen t he e r r or
童一[ 击l t 2 尘3 士‘] 1,
s equence i s e( O‘”,女) ,a nd t he opt i mi z i ng goal c an
x一[ 上l .7c4]1,z2 工3
be expr es s ed as :
B一[ 1 K。K。K,K。o] 1,
c一[ o 0 0 l /J3,
D一[ o 0 0一Mb] ,
?州 删 刖 忙 谢 n( 荟 敞 ∥ ” 叫 (3)
< ^一 1 ()
【o“’∈@

0 0 0 wher e Nt e nds t o。。i n t heor y,but Nc an be det er —
J
mi ne d as a f i n i t e s amp l e number i n a ct ua l c omput a—
堕 o
且 凤K。
i J t i on.
A
The e( ∥”,女) o f t he ma i n dr iv—
K。K。K,K,K. R+A琏K K。+K。K. R e r r or s equence

t 。t i L i ng c ont r ol s ys t em of t emp er mi l l may he expr es s ed

K。 a s:
O 0 0
3 P(酽”, ^) 一u( k) 一且n(O‘“,t ) ( 4)
竺竺:竺竺:! 竺! ! !::竺:竺:竺竺:竺竺竺::! 竺竺竺竺:竺竺竺竺 兰

wher e uf k) i s r ef e re nce i nput s eque nc e ,n( 0‘ ”.k) who l e a da pt a bi l i t y of t he new popul at i on,accept s

is t he s ampl i ng s peed s equenc e. Bot h“( k) a nd or di s ca r ds t he ne w popul a t i on accordi ng to Me —

n( O‘” ,射 can be s a mpl e d on l i ne ,or c an be got t e n t r op ol i s r ul e ,dec r e a se s t he t emper at ur e a gai n and

by s ol vi ng c ont r ol s ys t em mat hemat i cs mod el r e pe a t s t he above oper a t i ons un t i l t h e t emper at ur e

Eqn.( 1) .So Eq n.( 3) ca n be wr i t t en a s: f al l s to t he mi n i mu nl or when t he pos i t i on of

l onger changes ,ends t he se ar ch—


N
no
s e ar c hi ng poi nt

<
f mi nQ( 0”) 一r a i n∑Ek( u( k) 一f l , , n( O”,^) ) 2]
^2 l i ns pr oces s and out put s t he opt i mal sol ut i on.

Compa r ed wi t h t r adi t i ona l GA。AGA t akes di —


10“’∈@
r e ct l y obj ec t i ve f unc t i on a da pt abi l i t y f un ct i on .
as
( 5)

The opt i mal par amet er s ol ut i on 0+ca n be got — The s e ar c hi ng di r ec t i on i s t he opt i mi z i ng di r e ct i on

t h i s ki nd of of obi ec t i ve f unc t i on.I t i s di f f er ent f r o m GA whos e


t en by s ol vi ng Eqn.( 5 ) .For opt i mi —
s ear chi ng di r ec t i on s houl d be t owa r ds gr owi n g
zi ng pr ob l ems ,t h er e ar e many s ol vi ng me t hods,
but compar ab l y s peaki ng,t he a nnea l i ng—genet i c al a dapt abi l i t y.So t h e pr oces s of c onver t i ng obj ec t i ve

bet t e r f unc t i on to a da pt a bi l i t y f unc t i on i s s i mpl i f i ed,a nd


gor i t hm( AGA) h as a s e ar c hi ng per f or m—
down t he unneces s ar y t i me ex pens e of s× g
opt i mi z i ng pr i nc i pl e i s s hown i n Fi g. 1.I n c ut s
a nc e ,i t s

t he c ont r ol in t i me s of f l oa t —po i nt comput at i on( wher e J i s pop u


s e ar c hi ng proc e s s.1e t s ys t em r un

cl os e l oop under ever y f e asi bl e s ol ut i on 0‘” .sel ect l o r i o n s i z e ,g i s l oop t i me s or ge ne r a t i ons) .The r e—

f i ni t e e r r or s ampl es ,es t i mat e c ur r e nt sol ut i on,un— f or e,i t s opt i mi z i ng s peed i s obvi ous l y i nc r eased .

tilit sat i sf i es Eqn. ( 5) ,t hen t he c ur r e nt s ol ut i on Compar ed wi t h t he t r adi t i ona l SAA.t he i nne r

0u ’i s t he opt i mal s ol ut i on 0。. l oop t i me s i n AGA o r t he l engt h of Mar kov c ha i n


is r e f l ec t e d by popul a t i on s i z e ,so a ve r y 10ng

Mar kov c ha i n i t e r a t i on need not be execut ed at

e a ch poi nt of t emper at ur e.I n ad di t i on.AGA s e a r—

c he s f r om a popul at i on of poi nt s in t he s e ar c hi ng

s pa ce ,not a
si ngl e poi nt ,so i ts opt i mi z i ng s peed i s

nat ura l l y hi gher t han t ha t of SAA.


Al l t he se i mpr o vement s pr ov e i n t heor y and

exper i ment t ha t t he opt i m


i zi ng per f or mance of

AGA i s bet t e r t ha n t hat of GA and SAA.I t s im


Fi g.1 Pri nci pl e di ag r am of par amet er
pl eme nt i ng s t eps ar e as f ol l o ws.
opt i mi za t i on
St ep 1 I ni t i a l i z a t i on.De t e r mi ne i ni ti al t er n

per a t ur e To ,t emp er a t ur e a t t e nua t i on f a c t or n,

3 ANNEALI NG- GENETI C ALGoRl THM AND


popul a t i on si z e 5.c hr o mos ome l engt h Z,s e a rc hi ng
ⅡS l M
PLEMENTATI ON
s pace @,cr os s over probabi l i t y P。,mut at i on pr oba—

bi l i t y P。;r andoml y pr oduce i ni ti al popul a t i on Po;


GA and SAA ar e bot h power f ul r a ndom
comput i ng t h e a da pt a bi l i t y va l ue f 0:of i nd i vi d ual s ;
s e ar c hi ng al gor i t hms .But t hey have s ome s hort a so r t t he i ndi vi dua l s accordi ng to t h ei r adapt a bi l i t i e s

ge s or l i mi t at i o ns。13 。1“r e spe ct i ve l y.So i n t h i s pa— f r om goo d to bad;ca l cul a t e t he who l e a da pt a bi l i t y


per . GA an d SAA ar e sk i l l f ul l y i nt e gr a t ed to f or m a

new al g or i t hm,i e,AGA.Becau s e AGA dr a ws on Fo( Fo一∑^。).


mer i t s f r om GA and SAA to of f se t t h ei r r es pe c t i ve St ep 2 Decr eas i ng t emper at ur e and endi ng al —

s hor t a ge s. i t i s mor e power f ul t han SAA or GA i n gor i t h m.Let T— aTo, i f T i s bi gger t han a s mal l

t he opt i mi za t i on of hi gh or de r pr obl e ms. en oug h val ue£,t hen e xe cut e t he f ol l owi ng s t eps ,
In AGA.GA is t he l oop bod y of SAA,t hat ot her wi s e out put t he c ur r e nt s ol ut i on and end t he

i s, at e a ch poi nt of t emper at ur e in anneal i ng al gor i t hm.

pr oces s ,AGA pr oduces a ne w popul at i on by con— St ep 3 Pr odu ci ng ne w i ndi vi dual s .Acc or —

t i nui ng to use t he s el e ct i on。r e pr oduct i on,c r os s — di ng to c r os s ove r probabi l i t y P。 ,l e t t he be s t

over and mut a t i on ope r at or of GA, comput es t he i ndi vi dual I nt e r cr o s s wi t h t h e wor s t one.t he nea r -
36Z J“r nal CSUT V“・l O No・ 4 200 3

be s t i ndi vi dua l i nt er c r oss wi t h t he nea r wor s t one r e fe r e nc e i nput “一5.84 V,l et t he s ys t em r un in

and so on and so f or t h,t hen obt ai n many new i ndi — cl os e l oop.The s peed c ont r ol Cur ve is s hown in

out mut a t i on oper at i on accordi ng to Fi g. 3.I t can be s e en f r o m Fi g.3 t hat t he s t eady


vi dua l s ,c a r ry

probabi l i t y P。 . e r r or is zer o,and t he ot he r per f or man ce goa l s s uch

St ep 4 Eval uat i ng ne w i ndi vi dua l s .Ca l cul a t e as t he r i si n g t i me,t he t uni ng t i me and t he over —

ada pt abi l i t i e s f l ,of t he new i ndi vi dual s ,s ort t he s hoot a re a ll ve r y sat i sf act or y.

new and ol d i ndi vi dua l s accordi ng to a da pt a bi l i t y


f r om goo d to bad,and se l ec t t he f or mer s i nd i vi du —

al s to compos e a new popul a t i on.

St e p S Eval uat i ng D.ew popul at i on.Cal cul at e


t he who l e a da pt abi l i t y F1 of t he new popul at i on,

e,Fl — In t he mi ni —va l ue ques t ‘on,i f

Fl <Fo,t he n l et t he new popul at i on be c ur r e nt

popul at i on P1,ot her wi s e,accept t he new po pul a—


t i on as c ur r e nt popul at i on尸l a c cor di ng to Met r op—
oi l s probabi l i t y e一 [ ‘’ l —P0 ’7。 ] i i n t he max- v al ue ques

t i on ,i f F1>Fo,t hen I et t he new popul at i on be Ev ol ut i on gener a t i on

c ur r e nt popul a t i on P1,ot her wi s e,accept t he new


Fi g.2 Opt i mi zi ng pr oces s of f unc t i on Q
to
popul at i on as c ur r e nt popul at i on P】accor di ng

Met r opol i s probabi l i t y e [( F0^’ “.


St e p 6 Ret u r ni ng. Let To— T, Po—P1, F0

二F1,t hen r et ur n to St ep 2.


4 EXAPLE oF o阿MI ZATI oN AND CoNTRoL
l
I n t he abov e- ment i o ned par amet er opt i mi z i ng

probl e m,
@一( ( K帅t,K.,t 1) lK,∈[5,923,
t 。∈[o.1,4.7],K.∈[5,923,t ,∈[o.1,4.73).
Det er mi ne i ni ti al va l ue To一1 500,d一0.95,

s 一40,Z一4X 12,P。一0.98,p 。一0.05,N=50,

r a ndoml y pr oduce i ni ti al popul at i on Po,l et Fi g.3 Opt i mal s peed c ont r ol c ur ve of ma i n dr i ve

Eqn.( 5) be t he opt i mi z i ng ohj ec t i ve f u nct i on,

s earch t he opt i mal par amet er s ol ut i on by AGA. 5 CONCLUSI ONS

The opt i mi z i ng pr oces s of t he obj ec t i ve f unc—

t i on i s s hown i n Fi g.2.I t is obvi ous t hat s ever al AGA i s des i gned to pr e se r ve t he meri t s of

l oca l “pr emat ur e” phenomena Oc cur i n Fi g.2.But bot h GA and SAA, and of f s et s t h ei r sh or t ag es.

t hey ar e a ll ove r co me by t he power f ul s ear chi ng The di f f e r ence f r o m GAi s t hat AGA t a ke s di r ec t l y

ab i l i t y of AGA.Th e al gori t hm s ucceeds i n j u m- obj ec t i ve f unc t i on as a da pt a bi l i t y f unc t i on,s o it

pi ng Out of l oc al t r aps .The obj ec t i ve f unc t i on con— cu t s down s ome unneces s ar y t i me ex pens e becaus e

ver gences to t he gl obal mi ni —va l ue 17.655 af t e r of f l oa t —po i nt c al cul a t i on of f unc t i on co nve r t i on.

about 50 ge ne r a t i o ns . The di f f e r ence f r o m SAA is t ha t t he l engt h of

I f t he e vent ua l s ol ut i on of al gor i t h m( K,一 Mar kov c hai n i n AGA i s r ef l e ct ed by popul a t i on


91 .8 1 7,£。=0.18 4 s ,K。一24.446,t 。一4.129 s ) i s s i z e, i e ,a ver y l ong Mar kov c hai n i t er at i on need

r egarded as t he opt i mal c ont r ol par a met er s , put not be execut ed at e a ch poi nt of t emper at ur e,s o i t

t hem i nt o t he mat hema t i cal mode l Eqn.( 1) ,s et s peeds up t he con ver genc e of sol ut i on.AGA i s a

wo r ki n g r ol l er ve l oc i t y n一58 4 r ・mi n.i e .t he pa r a l l e l and gl obal opt i mi zi ng me t hod.I t ma ke s no


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