Professional Documents
Culture Documents
STUDY MATERIAL
MODULE 1
ORGANIZER:
KNOWLEDGE PARTNERS:
NURTURING RESEARCHERS!
The aim of the module is to present a basic overview on the subject of research and to
provide an introduction into the topics which we would discuss in details later in the
course. After completion of this module, the learner is expected to know about the
definition, characteristics and the different types of research methods. Further he is
also expected to know about Research methodology and research process.
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A. RESEARCH- AN INTRODUCTION
1. DEFINITION OF RESEARCH
• Search means to examine closely and carefully, to test and try, to probe.
• The two words form a noun to describe a careful and systematic study in some field
of knowledge, undertaken to establish facts or principles. Research is an organized
and systematic way of finding answers to questions.
b) Definition1
A good working definition of academic research and writing can be given as follows:
Investigation and writing based upon the idea of scientific inquiry. A reader may at
this point wonder if this definition sheds any light on the subject. The key here is to
focus on the term “scientific inquiry”. We will be discussing about scientific inquiry
later in this chapter.
“the manipulation of things, concepts or symbols for the purpose of generalising to extend,
correct or verify knowledge, whether that knowledge aids in construction of theory or in the
practice of an art.”
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Additional definitions on the subject are available in the Compilation of recommended readings.
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2. SIGNIFICANCE OF RESEARCH
“All progress is born of inquiry. Doubt is often better than overconfidence, for it leads
to inquiry, and inquiry leads to invention” is a famous Hudson Maxim in context of
which the significance of research can well be understood. Increased amounts of
research make progress possible. Research inculcates scientific and inductive thinking
and it promotes the development of logical habits of thinking and organisation.
The role of research in several fields of applied economics, whether related to business
or to the economy as a whole, has greatly increased in modern times. The increasingly
complex nature of business and government has focused attention on the use of
research in solving operational problems. Research, as an aid to economic policy, has
gained added importance, both for government and business.
Research provides the basis for nearly all government policies in our economic system.
For instance, government’s budgets rest in part on an analysis of the needs and desires
of the people and on the availability of revenues to meet these needs. The cost of needs
has to be equated to probable revenues and this is a field where research is most
needed. Through research we can devise alternative policies and can as well examine
the consequences of each of these alternatives.
Decision-making may not be a part of research, but research certainly facilitates the
decisions of the policy maker. Government has also to chalk out programmes for
dealing with all facets of the country’s existence and most of these will be related
directly or indirectly to economic conditions. The plight of cultivators, the problems
of big and small business and industry, working conditions, trade union activities, the
problems of distribution, even the size and nature of defence services are matters
requiring research. Thus, research is considered necessary with regard to the
allocation of nation’s resources. Another area in government, where research is
necessary, is collecting information on the economic and social structure of the nation.
Such information indicates what is happening in the economy and what changes are
taking place. Collecting such statistical information is by no means a routine task, but
it involves a variety of research problems. These day nearly all governments maintain
large staff of research technicians or experts to carry on this work. Thus, in the context
of government, research as a tool to economic policy has three distinct phases of
operation, viz.,
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(ii) diagnosis of events that are taking place and the analysis of the forces
underlying them; and
(iii) the prognosis, i.e., the prediction of future developments.
Research has its special significance in solving various operational and planning
problems of business and industry. Operations research and market research, along
with motivational research, are considered crucial and their results assist, in more than
one way, in taking business decisions. Market research is the investigation of the
structure and development of a market for the purpose of formulating efficient
policies for purchasing, production and sales. Operations research refers to the
application of mathematical, logical and analytical techniques to the solution of
business problems of cost minimisation or of profit maximisation or what can be
termed as optimisation problems. Motivational research of determining why people
behave as they do is mainly concerned with market characteristics.
Research is equally important for social scientists in studying social relationships and
in seeking answers to various social problems. It provides the intellectual satisfaction
of knowing a few things just for the sake of knowledge and also has practical utility
for the social scientist to know for the sake of being able to do something better or in
a more efficient manner. Research in social sciences is concerned both with knowledge
for its own sake and with knowledge for what it can contribute to practical concerns.
“This double emphasis is perhaps especially appropriate in the case of social science.
On the one hand, its responsibility as a science is to develop a body of principles that
make possible the understanding and prediction of the whole range of human
interactions. On the other hand, because of its social orientation, it is increasingly
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being looked to for practical guidance in solving immediate problems of human
relations.”
In addition to what has been stated above, the significance of research can also be
understood keeping in view the following points:
(a) To those students who are to write a master’s or Ph.D. thesis, research may mean
a careerism or a way to attain a high position in the social structure;
(c) To philosophers and thinkers, research may mean the outlet for new ideas and
insights;
(d) To literary men and women, research may mean the development of new styles
and creative work;
(e) To analysts and intellectuals, research may mean the generalisations of new
theories.
Thus, research is the fountain of knowledge for the sake of knowledge and an
important source of providing guidelines for solving different business, governmental
and social problems. It is a sort of formal training which enables one to understand
the new developments in one’s field in a better way.
3. CHARACTERISTICS OF RESEARCH
Certain terms are very commonly used in research and the success of any research
depends on these terms. These terms determine whether a research is free of biases,
prejudices and subjective errors or not.
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for another sample taken from similar population. More the results are similar;
more reliability is present in the research.
c) Accuracy is also the degree to which each research process, instrument and tool
is related to each other. Accuracy also measures whether research tools have
been selected in best possible manner and research procedures suits the
research problem or not. For example if a research has to be conducted on the
trans-gender people, several data collection tools can be used depending on the
research problems but if you find that population less cooperative the best way
is to observe them rather than submitting questionnaire because in
questionnaire either they will give biased responses or they will not return the
questionnaires at all. So choosing the best data collection tool improves the
accuracy of research.
d) Credibility comes with the use of best source of information and best
procedures in research. If you are using second-hand information in your
research due to any reason your research might complete in less time but its
credibility will be at stake because secondary data has been manipulated by
human beings and is therefore not very valid to use in research. A certain
percentage of secondary data can be used if primary source is not available but
basing a research completely on secondary data when primary data can be
gathered is least credible. When researcher give accurate references in research
the credibility of research increases but fake references also decrease the
credibility of research.
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should also be. If research findings can be applied to any sample from the
population, the results of the research are said to be able to be generalised.
f) Empirical nature of research means that the research has been conducted
following rigorous scientific methods and procedures. Each step in the research
has been tested for accuracy and is based on real life experiences. Quantitative
research is easier to prove scientifically than qualitative research. In qualitative
research biases and prejudice are easy to occur.
h) Controlled-in real life experience there are many factors that affect an outcome.
A single event is often result of several factors. When similar event is tested in
research, due to the broader nature of factors that effect that event, some factors
are taken as controlled factors while others are tested for possible effect. The
controlled factors or variables should have to be controlled rigorously. In pure
sciences it is very easy to control such elements because experiments are
conducted in laboratory but in social sciences it becomes difficult to control
these factors because of the nature of research.
4. OBJECTIVES OF RESEARCH
The objective of research for every researcher varies from topic to topic. For one topic,
he might be conducting research for academic purposes while research for another
topic might be for merely personal reasons.
Explanatory research attempts to clarify why and how there is a relationship between
two or more aspects of a situation or phenomenon.
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Exploratory research is undertaken to explore an area where little is known or to
investigate the possibilities of undertaking a particular research study (feasibility
study / pilot study).
In practice most studies are a combination of the first three categories. This list of
research objectives is not exhaustive and the topic is covered in detail in the reading
material provided in the additional handbook.
Research is an often-misused term, its usage in everyday language very different from
the strict scientific meaning.
In the field of science, it is important to move away from the looser meaning and use
it only in its proper context. Scientific research adheres to a set of strict protocols and
long established structures. The term, research, is much stricter in science than in
everyday life. It revolves around using the scientific method to generate hypotheses
and provide analyzable results. All scientific research has a goal and ultimate aim,
repeated and refined experimentation gradually reaching an answer.
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phenomena, experimentation to demonstrate the truth or falseness of the hypothesis,
and a conclusion that validates or modifies the hypothesis."
1. Empirical
Science is based purely around observation and measurement, and the vast majority
of research involves some type of practical experimentation.
This can be anything, from measuring the Doppler Shift of a distant galaxy to handing
out questionnaires in a shopping centre. This may sound obvious, but this distinction
stems back to the time of the Ancient Greek Philosophers. Cutting a long story short,
Plato believed that all knowledge could be reasoned; Aristotle that knowledge relied
upon empirical observation and measurement.
This does bring up one interesting anomaly. Strictly speaking, the great physicists,
such as Einstein and Stephen Hawking, are not scientists. They generate sweeping and
elegant theories and mathematical models to describe the universe and the very
nature of time, but measure nothing. In reality, they are mathematicians, occupying
their own particular niche, and they should properly be referred to as theoreticians.
Still, they are still commonly referred to as scientists and do touch upon the scientific
method in that any theory they have can be destroyed by a single scrap of empirical
evidence.
The scientific method uses some type of measurement to analyze results, feeding these
findings back into theories of what we know about the world. There are two major
ways of obtaining data, through measurement and observation. These are generally
referred to as quantitative and qualitative measurements. Quantitative measurements
are generally associated with what are known as ‘hard' sciences, such as physics,
chemistry and astronomy. They can be gained through experimentation or through
observation.
For Example:
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a) At the end of the experiment, 50% of the bacteria in the sample treated with
penicillin were left alive.
b) The experiment showed that the moon is 384403 km away from the earth.
c) The pH of the solution was 7.1
As a rule of thumb, a quantitative unit has a unit of measurement after it, some
scientifically recognized (SI) or SI derived unit. Percentages and numbers fall into this
category. Qualitative measurements are based upon observation and they generally
require some type of numerical manipulation or scaling.
Example:
Both types of data are extremely important for understanding the world around us
and the majority of scientists use both types of data. A medical researcher might
design experiments to test the effectiveness of a drug, using a placebo to contrast.
However, she might perform in depth case studies on a few of the subjects, a pilot
study, to ensure that her experiment has no problems.
Science requires vision, and the ability to observe the implications of results.
Collecting data is part of the process, and it also needs to be analyzed and interpreted.
However, the visionary part of science lies in relating the findings back into the real
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world. Even pure sciences, which are studied for their own sake rather than any
practical application, are visionary and have wider goals.
The process of relating findings to the real world is known as induction, or inductive
reasoning, and is a way of relating the findings to the universe around us.
For example, Wegener was the first scientist to propose the idea of continental drift.
He noticed that the same fossils were found on both sides of the Atlantic, in old rocks,
and that the continental shelves of Africa and South America seemed to fit together.
He induced that they were once joined together, rather than joined by land bridges,
and faced ridicule for his challenge to the established paradigm. Over time, the
accumulated evidence showed that he was, in fact, correct and he was shown to be a
true visionary.
Wegener's ideas, whilst denigrated by many scientists, aroused the interest of a few.
They began to go out and look for other evidence that the continents moved around
the Earth. From Wegener's initial idea of continents floating through the ocean floor,
scientists now understand, through a process of prediction and measurement, the
process of plate tectonics.
Scientists are very conservative in how they approach results and they are naturally
very skeptical. It takes more than one experiment to change the way that they think,
however loud the headlines, and any results must be retested and repeated until a
solid body of evidence is built up. This process ensures that researchers do not make
mistakes or purposefully manipulate evidence. In Wegener's case, his ideas were not
accepted until after his death, when the amount of evidence supporting continental
drift became irrefutable.
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This process of changing the current theories, called a paradigm shift, is an integral
part of the scientific method. Most groundbreaking research, such as Einstein's
Relativity or Mendel's Genetics, causes a titanic shift in the prevailing scientific
thought.
6. Summary
The scientific method has evolved, over many centuries, to ensure that scientists make
meaningful discoveries, founded upon logic and reason rather than emotion.
The exact process varies between scientific disciplines, but they all follow the above
principle of observe - predict - test - generalize. Now, to proceed for research through
the scientific method, we have to proceed through the following steps:
The starting point of most new research is to formulate a general question about an
area of research and begin the process of defining it.
This initial question can be very broad, as the later research, observation and
narrowing down will hone it into a testable hypothesis.
For example, a broad question might ask 'whether fish stocks in the North Atlantic are
declining or not', based upon general observations about smaller yields of fish across
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the whole area. Reviewing previous research will allow a general overview and will
help to establish a more specialized area.
Unless you have an unlimited budget and huge teams of scientists, it is impossible to
research such a general field and it needs to be pared down. This is the method of
trying to sample one small piece of the whole picture and gradually contribute to the
wider question.
The research stage, through a process of elimination, will narrow and focus the
research area.
This will take into account budgetary restrictions, time, available technology and
practicality, leading to the proposal of a few realistic hypotheses.
Eventually, the researcher will arrive at one fundamental hypothesis around which
the experiment can be designed.
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3. Designing the Experiment
This stage of the scientific method involves designing the steps that will test and
evaluate the hypothesis, manipulating one or more variables to generate analyzable
data.
The experiment should be designed with later statistical tests in mind, by making sure
that the experiment has controls and a large enough sample group to provide
statistically valid results.
4. Observation
This is the midpoint of the steps of the scientific method and involves observing and
recording the results of the research, gathering the findings into raw data.
The observation stage involves looking at what effect the manipulated variables have
upon the subject, and recording the results.
5. Analysis
The scope of the research begins to broaden again, as statistical analyses are performed
on the data, and it is organized into an understandable form.
The answers given by this step allow the further widening of the research, revealing
some trends and answers to the initial questions.
Even if the hypothesis was incorrect, maybe the experiment had a flaw in its design or
implementation. There may be trends that, whilst not statistically significant, lead to
further research and refinement of the process.
The results are usually published and shared with the scientific community, allowing
verification of the findings and allowing others to continue research into other areas.
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7. Cycles
This is not the final stage of the steps of the scientific method, as it generates data and
ideas to recycle into the first stage.
The initial and wider research area can again be addressed, with this research one of
the many individual pieces answering the whole question.
B. TYPES OF RESEARCH
1. DESCRIPTIVE RESEARCH
The results from a descriptive research can in no way be used as a definitive answer
or to disprove a hypothesis but, if the limitations are understood, they can still be a
useful tool in many areas of scientific research.
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description as a tool to organize data into patterns that emerge during analysis. Those
patterns aid the mind in comprehending a qualitative study and its implications.
Descriptive studies are usually the best methods for collecting information that will
demonstrate relationships and describe the world as it exists. These types of studies
are often done before an experiment to know what specific things to manipulate and
include in an experiment. Researchers suggest that descriptive studies can answer
questions such as “what is” or “what was.” Experiments can typically answer “why”
or “how.”
a) Correlational Research
b) Causal-Comparative Research
c) Case Study
d) Ethnography
e) Document Analysis
f) Analytical Method.
2. ANALYTICAL RESEARCH
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3. APPLIED AND BASIC (FUNDAMENTAL) RESEARCH
A standard classification of research divides projects into applied research and basic
research. Applied research is a study that has been designed to apply its findings to
solving a specific, existing problem. It is the application of existing knowledge to
improve management practices and policies. The research project is likely to be short
term (often less than 6 months) and the immediacy of the problem will be more
important than academic theorizing. For example, you might be investigating the
reorganization of an office layout, the improvement of safety in the workplace or the
reduction of wastage of raw materials or energy in a factory process. The output from
this type of research is likely to be a consultant’s report, articles in professional or trade
magazines and presentations to practitioners.
When the research problem is of a less specific nature and the research is being
conducted primarily to improve our understanding of general issues without
emphasis on its immediate application, it is classified as basic or pure research. For
example, you might be interested in whether personal characteristics influence
people’s career choices. Basic research is regarded as the most academic form of
research, as the principal aim is to make a contribution to knowledge, usually for the
general good, rather than to solve a specific problem for one organization.
Basic research may not resolve an immediate problem, but will contribute to our
knowledge in a way that may assist in the solution of future problems. The emphasis,
therefore, is on academic rigour and the strength of the research design. The output
from basic research is likely to be papers presented at academic conferences and the
articles published in academic journals.
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4. QUANTITATIVE AND QUALITATIVE RESEARCH
Looking at the approach adopted by the researcher can also differentiate research.
Some people prefer to take a quantitative approach to addressing their research
question(s) and design a study that involves collecting quantitative data (and/or
qualitative data that can be quantified) and analysing them using statistical methods.
Others prefer to take a qualitative approach to addressing their research question(s)
and design a study that involves collecting qualitative data and analysing those using
interpretative methods. As you will see in later modules, a large study might
incorporate elements of both as their merits are often considered to be complementary
in gaining an understanding in the social sciences.
Some students avoid taking a quantitative approach because they are not confident
with statistics and think a qualitative approach will be easier. Many students find that
it is harder to start and decide on an overall design for a quantitative study, but it is
easier to conduct the analysis and write up the research because it is highly structured.
Qualitative research is normally easier to start, but students often find it more difficult
to analyse the data and write up their final report. For example, if you were conducting
a study into stress caused by working night shifts, you might want to collect
quantitative data such as absenteeism rates or productivity levels, and analyse these
data statistically.
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able to negotiate, the type of data available and the research problem persuade you to
put your philosophical preferences to one side.
5. EMPIRICAL RESEARCH
Among scientific researchers, empirical evidence (as distinct from empirical research)
refers to objective evidence that appears the same regardless of the observer. For
example, a thermometer will not display different temperatures for each individual
who observes it. Temperature, as measured by an accurate, well calibrated
thermometer, is empirical evidence. By contrast, non-empirical evidence is subjective,
depending on the observer. Following the previous example, observer A might
truthfully report that a room is warm, while observer B might truthfully report that
the same room is cool, though both observe the same reading on the thermometer. The
use of empirical evidence negates this effect of personal (i.e., subjective) experience.
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C. RESEARCH PROCESS
The research process is the methodical approach to finding and examining a variety
of reliable, scholarly resources on a particular topic.
The research process has a beginning and an end, with many stages or steps in
between. Each one of these steps is built upon the foundation of information.
Brainstorming ideas, searching for resources, and analyzing ideas are all information-
based activities. Just like DNA is the building blocks of life, information is the building
blocks of the research process. That’s why learning how to find, evaluate, and use
information is essential to successfully engaging in and completing the research
process.
1. BASIC OVERVIEW
There are many models available and taught concerning how to conduct a research
process. Therefore, the process presented here is only one of many; however, it is a
tried and proven process.
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Step 1: Decide on a topic
To begin, state the research question, problem or issue. Then, develop a topic and
thesis.
• Thesis statement = answer you suspect to find or points you will argue about the
topic question
This step is most often ignored, but is one of the most important. It will help you to:
• identify additional keywords related to your topic, useful when searching for
additional topic-related information.
• begin to browse the library's catalogue to find sources held by the library that relate
to your topic
- review the footnotes, endnotes and bibliographies from the end of subject-based
encyclopaedia and handbook articles to identify related sources
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• Also refer to bibliographies in course textbooks and reserve readings
• browse subject-related, indexed sources on the World Wide Web to find sources that
relate to your topic:
In this step, you determine the information requirements for the research question --
where will you find the information you need?
- choose appropriate indexes for the subject you are researching. For example, you
should not use an index of business resources to search for information concerning
European history.
Know when to stop searching for information and start thinking about what your
compiled information means. This is also one of the most important steps for ethically
using information and avoiding plagiarism.
• make sure you write down where you found any information in case you have to
review it again. You will also need this information for references and your list of
works cited.
• using complete citation information when compiling information will save you time
when writing your paper
- For Web sites - print out what you find and write down the date you found it as well
as the complete Web address (the URL)
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• think over the ideas you read from the sources used, and write them down in your
own words. This is called paraphrasing, and it will help keep you from plagiarizing
Do you have enough information to complete your research? If not, you may have to
repeat several of the previous steps and/or extend the research process.
Relate the information you have found and compiled, and your ideas from reading
and thinking about the information, to your topic.
• look for holes in your thesis statement support and go back to find information you
are missing
- do you have enough information to complete your research? If not, you may have to
repeat several of the previous steps and/or extend the research process
• refine your thesis based upon the information compiled, read, and considered
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2. FORMULATING THE RESEARCH PROBLEM
There is no short cut to research. One has to go through every phase of it in detail.
Often, student-researchers hastily skip the stage of choosing and formulating a
research problem by borrowing or imitating a title which is wrongly presumed to be
a research problem and then face difficulties later. Here are some tips to select and
formulate a research problem.
*A research problem cannot be borrowed; a researcher has to find his own problem; a
guide can only help in choosing a broad subject or topic
*Right questions must be addressed; having a topic to read about is different from
having a problem to solve; a topic to read leads to aimless and endless gathering of
data and there is no way of ascertaining when we have enough to start. Further, this
can also lead to a struggle to decide what to incorporate in the report
*Have more than one problem to ponder over, i.e., keep alternatives
*Avoid too narrow or too vague problems (settling on a broad topic with four or five
words is risky.)
*Have a preliminary ‘quick and dirty’ study and / or a brief feasibility study
*Check the availability of the required data and co-operation of people concerned
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*The problem should be novel, significant and useful to practitioners; the utility of the
expected findings should be judged
*Spend a lot of time writing and note taking to understand the problem
*Make preliminary outlines, disagree with what is read, draw diagrams to connect
disparate/ disconnected facts, summarise sources, record random thoughts, which can
be discarded later if necessary. Start writing at the very beginning in order to
encourage critical thinking, to understand sources better and to draft more effectively.
Some important sources for research problems include reading, academic/ or other
daily work experience, exposure to field situations, consultations, brainstorming, past
research and intuition. Discussing how to select and define a project, Catherine
Dawson in Practical Research Methods (2002) summarises the questions to be raised
and answered by a research student.
*The five ‘Ws’: What is my research?; Why do I want to do this research?; Who are my
research participants?; Where am I going to do the research?; When am I going to do
the research?
You must take time to think about your research as this will save you problems later.
When you’re thinking about your research, keep asking yourself questions. Then sum
up your research project in one sentence. Discuss your sentence with your tutor or
boss and revise if there is any confusion.
Note: Formulating the Research Problem is a very important topic and detailed
material is provided in the additional handbook. Students are advised to refer to
the handbook for a detailed understanding.
Defining a problem is the first step in a research process. It simply means that the
researcher has to lay down certain boundaries within which he/she has to study the
problem with a pre-defined objective in mind. Defining a research problem is the fuel
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that drives the scientific process, and is the foundation of any research method and
experimental design, from true experiment to case study.
Defining a problem is a herculean task, and this must be done intelligently to avoid
confusions that arise in the research operation. Try to follow the below steps
systematically to best define a problem:
First state the problem in general terms with respect to some practical, scientific or
intellectual interest. For this, the researcher may himself read the concerned subject
matter thoroughly or take the help of the subject expert. Often, the guide states the
problem in general terms; it depends on the researcher if he/she wants to narrow it
down to operational terms. The problem stated should also be checked for ambiguity
and feasibility.
The next step is to understand the nature and origin of the problem. The researcher
needs to discuss the problem with those related to the subject matter in order to clearly
understand the origin of the problem, its nature, objectives, and the environment in
which the problem is to be studied.
All available literature including relevant theories, reports, records, and other relevant
literature on the problem needs to be reviewed and examined. This would help the
researcher to identify the data available, the techniques that might be used, types of
difficulties that may be encountered during the study, possible analytical
shortcomings, and even new methods of approach to the present problem.
The researcher may discuss the problem with his/her colleagues and others related to
the concerned subject. This helps the researcher to generate new ideas, identify
different aspects on the problem, gain suggestions and advices from others, and
sharpen his focus on certain aspects within the field. However, discussions should not
be limited to the problem only, but should also be related to the general approach to
the problem, techniques that might be used, possible solutions, etc.
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v. Rephrase the research problem into a working proposition:
Finally, the researcher must rephrase the problem into a working proposition.
Rephrasing the problem means putting the problem in specific terms that is feasible
and may help in the development of working hypotheses. Once the researcher has
gone through the above steps systematically, it is easy to rephrase the problem into
analytical and operational terms.
D. RESEARCH QUESTIONS
Your research question is the most critical part of your research -- it defines the whole
process, it guides your arguments and inquiry, and it provokes the interests of the
reviewer. If your question does not work well, no matter how strong the rest of the
research, the endeavour is unlikely to be successful.
To write a strong research question you will need time. Step away from your
computer; consider what drew you to your topic. What about it animates and matters
to you? Listen to yourself and start formulating your question by following your own
interests. Remember, you will spend a lot of time researching and writing about the
proposed project: if it does not interest you in the beginning, it will certainly become
very difficult to write about in the end.
Next, extensively research your topic. What have people said about it? How have they
framed their research? What gaps, contradictions, or concerns arise for you as you
read, talk to people, and visit places?
After you have done this you can go back to your computer or note pad and start
crafting the question itself. When you do, consider that a strong research question
should be problematic/evocative, relevant, clear, and researchable.
Evocative questions are ones that catch the interest of the reviewer and draw her/him
into the proposal. Equally important, they easily adhere in the reviewers' memory
after reading the proposal. Questions tend to be evocative because of the ways they
engage with challenging topics: they pose innovative approaches to the exploration of
problems, and because of this the answers found are far from obvious. There is no
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single way to form a conceptually innovative question. However, some of the
following qualities are common to successful proposals.
Make it timely. Evocative and problematic questions are often distilled from very contemporary
social or theoretical concerns. For example, questions regarding the energy crisis,
international tribunals, nationalism, or the rise of anti-globalization protests are likely
to peak the interests of others because they are questions whose relevance will be
clearly discernible for reviewer.
Think about this one: Why should we attend to a comparative study between Plato's
and Aristotle's attitudes toward women's rights unless we link it to the contemporary
debates in the West regarding gender issues?
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research is more likely to be interesting if it is seen as part of a larger intellectual project or
line of inquiry, not just a way for the researcher to get a degree. Below are two
common ways to demonstrate this in your proposal.
Fill in the missing piece. If your proposal can lay out a given field or dilemma and
then point to a specific portion that is missing in that field or dilemma -- a gap which
will be filled by the answer to your research question -- your research is likely to
garner a great deal of support. Reviewers will note its importance and recognize its
relevance to a larger community of researchers.
Make connections. Even if you are working on a narrow topic or in a specific place,
ask questions that help relate the research to broader trends, patterns, and contexts.
Doing this will help show how funding a seemingly distinct research project helps
fuel larger debates. For example, show how someone working in a small town in rural
U.P. will help understand the broader process of post-globalisation economic
transformations in India.
Ground the questions. Keep your questions close to the topic or place you are
researching. Questions that are too abstract or obtuse make it difficult for the reader
to determine your question's relevance and intent. You must still link your question
to a larger context, but ground that connection in temporal and spatial specifics.
If a question is burdened with too many variables or too many clauses it becomes
both difficult to read and difficult to research. Here are two contrasting examples from
the SSRC web site: a question like "Was the decline of population growth in Brazil the
result of government policies?" is much easier to understand than "Was the decline in
28
population growth in Brazil related more to sex education, the distribution of birth
control, or resource depletion?" You may talk about all these factors in your proposal,
but the first question allows the reader to focus on the central aspect of your research
rather than the variables surrounding it.
Think about this one: If a piece or research gives you 180 reasons why a person
becomes a terrorist, what is the use of the research? What are the policy
recommendations we might have?
However, do not be too parsimonious or you will fall in the trap of reductionism.
Research questions need to be clearly "doable." One of the most common rationales
for rejecting proposals is that the question is simply too expansive (or expensive) to
be carried out by the applicant. There are many questions that you will need to ask
yourself to avoid this pitfall. Above all else, consider your limitations. Many very
practical questions need to be considered when choosing your research question. First
among them is: How long will the research take to carry out? Next, do you have the
appropriate background to carry out the research? Are there ethical constraints? Is the
project likely to be approved by your advisor and your university's committee for the
protection of human subjects? Can you obtain the cooperation from all the necessary
individuals, communities and institutions you need to answer the question you have
asked? Are the costs of conducting the research more than you will be likely to raise? If
I can't complete this project well, can I break it down and address the most important
component?
It is important to start your thinking about the final paper with a question rather than
simply a topic heading. The question sets out what you hope to learn about the topic.
This question, together with your approach, will guide and structure the choice of
data to be collected and analysed.
Some research questions focus your attention onto the relationship of particular
theories and concepts: 'how does gender relate to career choices of members of
different religions?' Some research questions aim to open an area to let possible new
theories emerge: 'what is going on here?' is the most basic research question in
exploratory research. For an undergraduate dissertation, your question needs to be
more targeted than either of these.
29
Creating a research question is a task. Good research questions are formed and
worked on, and are rarely simply found. You start with what interests you, and you
refine it until it is workable.
There is no recipe for the perfect research question, but there are bad research
questions. The following guidelines highlight some of the features of good questions.
Relevant
The question will be of academic and intellectual interest to people in the field you
have chosen to study. The question arises from issues raised in the literature or in
practice. You should be able to establish a clear purpose for your research in relation
to the chosen field. For example, are you filling a gap in knowledge, analysing
academic assumptions or professional practice, monitoring a development in practice,
comparing different approaches or testing theories within a specific population?
Manageable
You need to be realistic about the scope and scale of the project. The question you ask
must be within your ability to tackle. For example, are you able to access people,
statistics, or documents from which to collect the data you need to address the
question fully? Are you able to relate the concepts of your research question to the
observations, phenomena, indicators or variables you can access? Can this data be
accessed within the limited time and resources you have available to you?
Sometimes a research question appears feasible, but when you start your fieldwork or
library study, it proves otherwise. In this situation, it is important to write up the
problems honestly and to reflect on what has been learnt. It may be possible, with
your supervisor, to develop a contingency plan to anticipate possible problems of
access.
The question should not simply copy questions asked in other final year modules, or
modules previously undertaken. It shows your own imagination and your ability to
construct and develop research issues. And it needs to give sufficient scope to develop
into a dissertation.
30
Consistent with the requirements of the assessment
The question must allow you the scope to satisfy the learning outcomes of the
research. For example, you can choose to conduct a theoretical study, one that does
not contain analysis of empirical data. In this case, it will be necessary for you to think
carefully before making such a choice. You would be required to give an account of
your methodology, to explain why theoretical analysis was the most appropriate way
of addressing the question and how you have gone about using theoretical models to
produce new insights about the subject.
The complexity of a question can frequently hide unclear thoughts and lead to a
confused research process. A very elaborate research question, or a question which is
not differentiated into different parts, may hide concepts that are contradictory or not
relevant. This needs to be clear and thought-through, but it is one of the hardest parts
of your work.
Equally, you may want to begin with your literature review and data collection and
you may feel tempted to 'make do' with a broad and vague research question for the
moment. However, a muddled question is likely to generate muddled data and
equally muddled analysis.
If you create a clear and simple research question, you may find that it becomes more
complex as you think about the situation you are studying and undertake the
literature review. Having one key question with several sub-components will guide
your research here.
Interesting
This is essential. The question needs to intrigue you and maintain your interest
throughout the project. There are two traps to avoid.
Some questions are convenient - the best you can come up with when you are
asked to state a question on a form, maybe – or perhaps the question fits in with
your units so you decide it will suffice.
Some questions are fads - they arise out of a particular set of personal
circumstances, for example a job application. Once the circumstances change
you can lose enthusiasm for the topic and it becomes very tedious.
31
Make sure that you have a real, grounded interest in your research question, and that
you can explore this and back it up by academic and intellectual debate. It is your
interest that will motivate you to keep working and to produce a good dissertation/
paper/ thesis.
Research Methods and Research Methodology are two terms that are often confused
as one and the same. Strictly speaking they are not so and they show differences
between them. One of the primary differences between them is that research methods
are the methods by which you conduct research into a subject or a topic. On the other
hand research methodology explains the methods by which you may proceed with
your research.
Research methods involve conduct of experiments, tests, surveys and the like. On the
other hand research methodology involves the learning of the various techniques that
can be used in the conduct of research and in the conduct of tests, experiments,
surveys and critical studies. This is the technical difference between the two terms,
namely, research methods and research methodology.
In short it can be said that research methods aim at finding solutions to research
problems. On the other hand research methodology aims at the employment of the
correct procedures to find out solutions.It is thus interesting to note that research
methodology paves the way for research methods to be conducted properly. Research
methodology is the beginning whereas research methods are the end of any scientific
or non-scientific research.
Let us take for example a subject or a topic, namely, ‘employment of figures of speech
in English literature’. In this topic if we are to conduct research, then the research
methods that are involved are study of various works of the different poets and the
understanding of the employment of figures of speech in their works.
On the other hand research methodology pertaining to the topic mentioned above
involves the study about the tools of research, collation of various manuscripts related
to the topic, techniques involved in the critical edition of these manuscripts and the
like. If the subject into which you conduct a research is a scientific subject or topic then
32
the research methods include experiments, tests, study of various other results of
different experiments performed earlier in relation to the topic or the subject and the
like.
On the other hand research methodology pertaining to the scientific topic involves the
techniques regarding how to go about conducting the research, the tools of research,
advanced techniques that can be used in the conduct of the experiments and the like.
Any student or research candidate is supposed to be good at both research methods
and research methodology if he or she is to succeed in his or her attempt at conducting
research into a subject.
33
CERTIFICATE COURSE ON RESEARCH METHODOLOGY
REFERENCE MATERIAL
MODULE 1
ORGANIZER:
KNOWLEDGE PARTNERS:
NURTURING RESEARCHERS!
AIMS 2
INTRODUCTION 2
WHAT IS RESEARCH? 2
WHAT IT IS FOR – THE OBJECTIVES OF RESEARCH 7
TYPES OF RESEARCH 8
Historical 9
Comparative 11
Descriptive 12
Correlation 13
Experimental 14
Evaluation 16
Action 18
Ethnogenic 19
Feminist 19
Cultural 20
THE RESEARCH PROCESS 22
Desirable characteristics of research findings 27
STARTING YOUR OWN RESEARCH 28
Finding and defining a research problem 29
Some common mistakes 31
Aids to locating and analysing problems 33
Research problem definition 35
The sub-problems 36
PLANNING A RESEARCH PROJECT 40
Choosing a research strategy 40
Planning your projects 42
THE NEXT STEPS: FINDING YOUR RESEARCH PROBLEM AREA 51
Checklist of activities that will progress your research 52
Consolidation and assessment 54
FURTHER READING 54
Aims
•• To explain what research is, and what it is not, and the objectives of research
•• To outline the different types of research
•• To discuss the research process
•• To introduce the concept at the heart of any research project – the research
problem – and to discuss what a researchable problem is
•• To warn of common mistakes
•• To describe how to choose your research strategy and plan your research project
Introduction
The shortest way of describing the contents of this chapter is to say that it provides
a starting point for your research efforts.
It introduces the concept of research as understood in the academic world, and
contrasts it to the loose way the word ‘research’ is used in everyday speech.
However, even in the academic world, the nature of research is the subject of a great
deal of debate. The characteristics of scientific method are briefly explained, and
the interpretivist alternative is discussed as one of the aspects of the debate about
research methods. This debate is treated in much greater detail in Chapter 2. An
overview of the research process is given showing various ways to illustrate it.
research problem An essential early step in the process of research is to find a research problem.
What a research problem is, and how to find one, are explained. The nature of your
problem will, in its turn, influence the form of your research. It is this quest for a
problem which forms the task in the final section, where what you have learned in
the earlier sections is applied to your own subject.
Key words are shown in bold and are repeated in the margin so you can scan
through the chapter to check up on their meaning.
What is Research?
research in its real meaning, and also at some of the emotive language that
surrounds the term.
These are some of the ways in which the term ‘research’ is wrongly used:
1 As a mere gathering of facts or information: ‘I’ll go and do a bit of research into the
subject.’ This usually means quickly reading through a few books or magazines to
become better informed about something. Such information can be collected in
other ways too, e.g. by asking people questions in the street or by recording the
number of vehicles driving along a road. This kind of activity may more accurately be
called ‘collection of information’, and can be carried out in a systematic and thorough
way. It certainly can be seen as an important part of research.
2 Moving facts from one situation to another: ‘I have done my research, and come up
with this information which I present in this paper.’ It is easy to collect information
and reassemble it in a report or paper, duly annotated and referenced, and think of it
as research. However, even if the work is meticulously carried out, and brings enlight-
enment about the subject to the author and the reader, one vital ingredient of the
research process is missing – the interpretation of the information. One might call this
form of activity ‘assembly of information’. This is, as with the collection of information,
an important component of research, but not its entirety.
3 As an esoteric activity, far removed from practical life: ‘He’s just gone back into his
laboratory to bury himself in his research into the mysterious processes of bimolecu-
lar fragmentation.’ While many research projects deal with abstract and theoretical
subjects, it is often forgotten that the activity of research has greatly influenced all
aspects of our daily lives and created our understanding of the world. It is an activity
that is prompted by our need to satisfy our natural curiosity and our wish to make
sense of the world around us.
4 As a word to get your product noticed: ‘Years of painstaking research have produced
this revolutionary, labour-saving product!’ Very often the term ‘research’ is used in an
emotive fashion in order to impress and build confidence. If you ask for evidence of
the research process and methodology, you are likely to be faced with incomprehen-
sion, muddled thinking, and possibly even worse: the product may be the outcome of
mere guesswork!
So how can true research be defined? Box 1.1 suggests some alternatives.
(Continued)
b an endeavour to discover new or collate old facts etc. by the scientific study
of a subject or by a course of critical investigation. (OEED, 1991, p. 1228)
Dominowski is so terse in his definition that he seems to miss the point (see above):
Inductive argument works the other way round. It starts from specific observations
and derives general conclusions therefrom. Its logical form cannot be so neatly
encapsulated in a three-line format, but a simple example will demonstrate the line
of reasoning:
All swans that have been observed are white in colour. – specific observations
Therefore one can conclude that all swans are white. – general conclusion
The value of inductive argument was revealed by Bacon in the 1600s. By careful and
systematic observation of the events in the world around us, many theories have
been evolved to explain the rules of nature. Darwin’s theory of evolution and
Mendel’s discovery of genetics are perhaps the most famous theories claimed (even
by their authors) to be derived from inductive argument.
However, deductive reasoning was found to be limiting because it could only
handle certain types of statement, and could become increasingly divorced from
observation and experience. Purely inductive reasoning proved to be unwieldy and
haphazard, and in practice was rarely applied to the letter. Medawar (1969, pp. 10–11)
quoted Darwin writing in his sixth edition of Origin of Species, where he said of
himself that he ‘worked on true Baconian principles, and without any theory
collected facts on a wholesale scale’, but later on he admitted he could not resist
forming a hypothesis on every subject.
When inductive and deductive argument were combined to form inductive/
deductive argument, the to-and-fro process of developing hypotheses (testable
theories) inductively from observations, charting their implications by deduction,
and testing them to refine or reject them in the light of the results, formed a powerful
basis for the progress of knowledge, especially of scientific knowledge, and is now
commonly referred to as scientific method.
It is the combination of experience with deductive and inductive reasoning which
is the foundation of modern scientific research. Three characteristics of research
can be seen to distinguish it from gaining knowledge either purely by experience or
by reasoning, as shown in Box 1.2.
In short:
When we talk about this type of systematic research, it is usually assumed that it
makes use of the rigorous and questioning techniques of scientific enquiry. This
form of enquiry is called scientific method.
Research can have several legitimate objectives, either singly or in combination. The
main, overriding objective must be that of gaining useful or interesting knowledge.
Reynolds (1971, pp. 4–11) listed five things that he believed most people expected
scientific knowledge to provide. These, together with one that I have added myself,
can conveniently be used as the basis for a list of the possible objectives of research,
as in Box 1.3.
•• Categorization
•• Explanation
•• Prediction
•• Creating a sense of understanding
•• Providing potential for control
•• Evaluation
Categorization involves forming a typology of objects, events or concepts. This can categorization
be useful in explaining what ‘things’ belong together and how. One of the main
problems is to decide on the most useful methods of categorization, depending on
the reasons for attempting the categorization in the first place. Following from this
is the problem of determining what criteria to use to judge the usefulness of the
categorization. Two obvious criteria are mentioned by Reynolds: that of exhaustive-
ness, by which all items should be able to be placed into a category, without any
being left out; and that of mutual exclusiveness, by which each item should, without
question, be appropriately placed into only one category. Finally, it should be noted
that the typologies must be consistent with the concepts used in the theoretical
background to the study.
There are many events and issues that we do not fully, or even partly, understand.
The objective of providing an explanation of particular phenomena has been a explanation
common one in many forms of research.
Types of Research
1 Historical
2 Comparative
3 Descriptive
4 Correlation
5 Experimental
6 Evaluation
7 Action
8 Ethnogenic
9 Feminist
10 Cultural
I will use these types as convenient overall headings and include under them a
variety of approaches which share some common features.
Historical
Historical research has been defined as the systematic and objective location, evalu-
ation and synthesis of evidence in order to establish facts and draw conclusions
about past events (Borg, 1963).
It involves exploring the meaning and relationship of events, and as its resource
it uses primary historical data in the form of historic artefacts, records and writings.
It attempts to find out what happened in the past and to reveal reasons for why and
how things happened. An interesting aspect of the values of historical research as
categorized by Hill and Kerber (1967), listed in Box 1.5, is the relationship the past
can have with the present and even the future.
According to Gottschalk (1951), the questions of where, which, when and what
are crucial in identifying the four aspects of historical research which determine the
scope of a study, as shown in Box 1.6.
The degree to which an aspect is studied can be varied, i.e. the number of human
activities examined can be increased or decreased, the time-span covered can be
extended or contracted etc. It must be remembered that the mere collection of
historic facts, or the setting up of chronologies of events, does not constitute
research. Although these are a necessary part of historical research, an interpretation interpretation
of the meanings and an assessment of the significance of the events are required.
Historic research is not based purely on scientific method. For instance, the data
used are seldom based on direct observation or experimentation. But it should
share many of the disciplines of scientific method, such as objectivity and the desire
to minimize bias and distortion, the use of scientific techniques such as chemical
and radioactive analysis, and statistics. The problem for historians tends to be the
paucity of information, while scientists are often overwhelmed by it!
All research students, whatever their chosen field of study, have to undertake a
review of the literature. This is a study of what has been done and written in the
past, and so the principles of historical research can be seen to be of direct relevance
to this part of their work.
Comparative
Descriptive
Correlation
1 Relational studies.
2 Prediction studies.
Prediction studies tend to be carried out in research areas where correlations are
already known. This knowledge is used to predict possible future behaviour or
events, on the basis that if there has been a strong relationship between two or more
characteristics or events in the past, then these should exist in similar circumstances
in the future, leading to predictable outcomes.
In order to produce statistically significant results, quantitative research demands
data from a large number of cases. Greater numbers of cases tend to produce more
reliable results; 20–30 is considered to be about the minimum, though this depends
on the type of statistical test applied. The data, whatever their original character,
must be converted into numbers.
One of the advantages of correlation research is that it allows for the measure-
ment of a number of characteristics (technically called variables) and their relation-
ships simultaneously. Particularly in social science, many variables contribute to a
particular outcome (e.g. satisfaction with housing depends on many factors).
Another advantage is that, unlike other research approaches, it produces a measure
of the amount of relationship between the variables being studied. It also, when
used in prediction studies, gives an estimation of the probable accuracy of the
predictions made. One limitation to what can be learned from correlation research
is that, while the association of variables can be established, the cause and effect
relationships are not revealed.
Experimental
Experimental research differs from the other research approaches noted above
through its greater control over the objects of its study. The researcher strives to
isolate and control every relevant condition that determines the events investigated,
so as to observe the effects when the conditions are manipulated. Chemical experi-
ments in a laboratory represent one of the purest forms of this research type.
At its simplest, an experiment involves making a change in the value of one
variable – called the independent variable – and observing the effect of that change on
another variable – called the dependent variable (Cohen and Manion, 1994, p. 164).
Thus, the most important characteristic of the experimental approach is that it
deals with the phenomenon of ‘cause and effect’.
However, the actual experiment is only a part of the research process. There are
several planned stages in experimental research. When the researcher has estab-
lished that the study is amenable to experimental methods, a prediction (technically
called a hypothesis) of the likely cause and effect patterns of the phenomenon has
to be made. This allows decisions to be made as to what variables are to be tested
and how they are to be controlled and measured. This stage, called the design of the
experiment, must also include the choice of relevant types of test and methods of
analysing the results of the experiments (usually by statistical analysis). Pre-tests are
then usually carried out to detect any problems in the experimental procedure.
Only after this is the experiment proper carried out. The procedures decided
upon must be rigorously adhered to and the observations meticulously recorded
and checked. Following the successful completion of the experiment, the important
task – the whole point of the research exercise – is to process and analyse the data
and to formulate an interpretation of the experimental findings.
Not all experimental research has to, or even can, take place in a laboratory. The
experimental methods used must take account of how much it is possible to control
the variables. Writers of textbooks on research have classified experimental designs
in different ways. As an example, Campbell and Stanley (1966) make their catego-
rization into four classes as shown in Box 1.9, which can be regarded as a useful
starting point for discussing their different characteristics.
1 Pre-experimental.
2 True experimental.
3 Quasi-experimental.
4 Correlation and ex post facto.
example of this is the supposition that, faced with the same stimulus, all samples will
behave identically to the one tested, despite possible differences between the samples.
True experimental designs are those that rigorously check the identical nature of
the groups before testing the influence of a variable on a sample of them in control-
led circumstances. Parallel tests are made on identical samples (control samples)
which are not subjected to the variable.
In quasi-experimental designs, not all of the conditions of true experimental
design can be fulfilled. The nature of the shortcomings is however recognized, and
reliability steps are taken to minimize them or predict a level of reliability of the results. The
most common case is when a group is tested for the influence of a variable and
compared with a non-identical group with known differences (control group)
which has not been subjected to the variable. Another, in the absence of a control
group, is repeated testing over time of one group, with and without the variable
(i.e. the same group acts as its own control at different times).
Correlation design looks for cause and effect relationships between two sets of
data, while ex post facto designs turn experimentation into reverse, and attempt to
interpret the nature of the cause of a phenomenon by the observed effects. Both of
these forms of research result in conclusions which are difficult to prove and they
rely heavily on logic and inference.
Evaluation
1 The evaluation outcomes are not intended to represent ‘the way things really
are, or how they work’, but present the meaningful constructions which the
individual actors or groups of actors create in order to make sense of the situa-
tions in which they find themselves.
2 In representing these constructions, it is recognized that they are shaped to a
large extent by the values held by the constructors. This is a very important
consideration in a value-pluralistic society, where groups rarely share a
common value system.
There are a range of different approaches or evaluation models. Two of them are models
systems analysis and responsive evaluation.
Systems analysis is a holistic type of research, which reverses the three-stage order
of thinking which is typical of scientific enquiry, i.e. breaking the problem or
phenomenon to be investigated down into researchable parts, then separately
evaluating the parts, and finally aggregating these evaluations into an explanation
of the whole. In systems analysis, there are also three stages, but they start from
appraising the whole, as in Box 1.11.
•• Data collection: identifying issues from the people directly involved in the
programme; identifying further issues from the programme documents; observing
how the programme is actually working.
•• Evaluation: the design of an evaluation based on the data collected and reporting
findings.
•• Suggesting changes: informing the participants of the findings in ways specifically
designed for each type of audience.
Action
This can be seen as related to experimental research, though it is carried out in the
real world rather than in the context of a closed experimental system. A basic defini-
tion of this type of research is: ‘a small scale intervention in the functioning of the
real world and a close examination of the effects of such an intervention’ (Cohen
and Manion, 1994, p. 186).
Its main characteristic is that it is essentially an ‘on the spot’ procedure, princi-
pally designed to deal with a specific problem evident in a particular situation. No
attempt is made to separate a particular feature of the problem from its context in
order to study it in isolation. Constant monitoring and evaluation are carried out,
and the conclusions from the findings are applied immediately, and further
monitored. Action research depends mainly on observation and behavioural data.
As a practical form of research, aimed at a specific problem and situation and with little
or no control over independent variables, it cannot fulfil the scientific requirement for
Ethnogenic
In this approach, the researcher is interested in how the subjects of the research
theorize about their own behaviour rather than imposing a theory from outside.
The test of success is that the subjects themselves recognize the description of
familiar features of their culture. As a process of studying human behaviour,
according to Goetz and LeCompte (1984), the ethnogenic approach has three
characteristic features: it aims to represent a view of the world as it is structured by
the participants under observation by eliciting phenomenological data; it takes
place in the undisturbed natural settings of the subjects; and it attempts to repre-
sent the totality of the social, cultural and economic situation, regarding the context
to be equally important as the action (Uzzell, 1995, pp. 304–5).
This is a difficult form of research for several reasons. As so much of culture is
hidden and rarely made explicit, the data being sought by the researcher need to be
pursued by delving deep into the language and behaviour of the subjects of the study,
and of the surrounding conditions in which they live. There is an ever-present
danger that the cultural background and assumptions of the researcher will unduly
influence the interpretations and descriptions made on the basis of the data collected.
In addition to this, there can be confusions produced by the use of language and the
different meanings which may be given to words by the respondents and researcher.
The accounts of events in the past can never capture the infinite contents of
history. Historical knowledge, however well authenticated, is always subject to the
biases and memory of its chronicler. It is also very difficult for one living in the
twenty-first century to understand a world outside the framework of contemporary
beliefs, values and attitudes.
Apart from these problems of interpretation of data, there is the fact that when
working in a naturalistic setting, with social groups engaged in everyday activities,
it is impossible to repeat the situation in order to verify the research. Social reality
is not stable: a thing never ‘is’, as it is always changing into something else. It is
therefore of great importance that multi-method and confirmatory data sources are
used to capture the moment.
Feminist
Feminist research is a particular model of social research which involves theory and
analysis that highlight the differences between men’s and women’s lives. It claims
that researchers who ignore these differences have invalid knowledge, as non-feminist
paradigms usually ignore the partiality of researchers’ ideas about the social world.
Value neutrality is impossible as no researcher practises research outside his or her
system of values and no methods of social science can guarantee that knowledge is
originated independently of values.
No specific methods are seen to be particularly feminist, but the methodology
used is informed by theories of gender relations. However, feminist research is
undertaken with a political commitment to the identification and transformation
of gender relations. This tends to reveal that this form of research is not uniquely
political, but rather exposes all methods of social research to be political.
Cultural
semiotics as a method focuses our attention on to the task of tracing the meanings of
things back through the systems and codes through which they have meaning and
make meaning. (Slater, 1995, p. 240)
Hence the meanings of a red traffic light can be seen as embedded in the system
of traffic laws, colour psychology, codes of conduct and convention etc. (which
could explain why in China a red traffic light means ‘go’). A strong distinction is
therefore made between denotation (what we perceive) and connotation (what we
read into) when analysing a sign.
Discourse analysis studies the way that people communicate with each other
through language within a social setting. Language is not seen as a neutral medium
for transmitting information; it is bedded in our social situation and helps to create
and recreate it. Language shapes our perception of the world, our attitudes and
identities. While a study of communication can be simply broken down into four
elements (sender, message code, receiver and channel), or alternatively into a set of
signs with both syntactical (i.e. orderly or systematic) organization and semantic
(i.e. meaningful and significant) relationships, such simplistic analysis does not
reflect the power of discourse.
It is the triangular relationship between discourse, cognition and society that
provides the focus for this form of analysis (van Dijk, 1994, p. 122). Two central
themes can be identified: the interpretive context in which the discourse is set, and
the rhetorical organization of the discourse. The former concentrates on analysing
the social context, for example the power relations between the speakers (perhaps
due to age or seniority) or the type of occasion where the discourse takes place (at
a private meeting or a party). The latter investigates the style and scheme of the
argument in the discourse, for example a sermon will aim to convince the listener
in a very different way to a lawyer’s presentation in court.
post-structuralist
Post-structuralist social theory, and particularly the work of the French theorist
Michel Foucault, has been influential in the development of this analytical approach
to language. According to Foucault, discourses are ‘practices that systematically form
the objects of which they speak’ (1972, p. 43). He could thus demonstrate how
discourse is used to make social regulation and control appear natural.
Unit Structure
5.0 Objectives
5.1 Meaning of Descriptive Research
5.2 Co relational Research
5.3 Causal-Comparative Research
5.4 Document Analysis
5.5 Ethnography
5.6 Case Study
5.7 Analytical Method.
5.0 OBJECTIVES :
1. Correlational Research
2. Causal-Comparative Research
3. Case Study
4. Ethnography
5. Document Analysis
6. Analytical Method.
Control Procedures
• Lack of randomization, manipulation, and control are
all sources of weakness in a causal-comparative study.
• Random assignment is probably the single best way to
try to ensure equality of the groups.
• A problem is the possibility that the groups are
different on some other important variable (e.g.
gender, experience, or age) besides the identified
independent variable.
Matching
• Matching is another control technique.
• If a researcher has identified a variable likely to influence
performance on the dependent variable, the researcher may
control for that variable by pair-wise matching of
participants.
• For each participant in one group, the researcher finds a
participant in the other group with the same or very similar
score on the control variable.
• If a participant in either group does not have a suitable match,
the participant is eliminated from the study.
• The resulting matched groups are identical or very similar
with respect to the identified extraneous variable.
• The problem becomes serious when the researcher attempts to
simultaneously match participants on two or more variables.
Comparing Homogeneous Groups or Subgroups
• To control extraneous variables, groups that are homogeneous
with respect to the extraneous variable are compared.
78
• Student essays
• Exam papers
• Minutes of meetings
• Module outlines
• Policy documents
85
5.5 ETHNOGRAPHY:
Meaning
(e) Data are gathered from a wide range of sources, but observation
and/or relatively informal conversations are usually the
principal ones.
(f) The approach to data collection is unstructured in that it does not
involve following through a predetermined detailed plan set up
at the beginning of the study nor does it determine the
categories that will be used for analysing and interpreting the
soft data obtained. This does not mean that the research is
unsystematic. It simply means that initially the data are
collected as raw form and a wide amount as feasible.
(g) The focus is usually a single setting or group of a relatively
small size. In life history research, the focus may even be a
single individual.
(h) The analysis of the data involves interpretation of the meanings
and functions of human actions and mainly takes the form of
verbal descriptions and explanations, with quantification and
statistical analysis playing a subordinate role at most.
(i) It is cyclic in nature concerning data collection and analysis. It is
open to change and refinement throughout the process as new
learning shapes future observations. As one type of data
provides new information, this information may stimulate the
researcher to look at another type of data or to elicit
confirmation of an interpretation from another person who is
part of the culture being studied.
10. Use probes and follow-up questions to solicit depth and detail.
11. Communicate clearly what information is desired, why that
information is important, and let the interviewee know how the
interview is progressing.
12. Listen attentively and respond appropriately to let the person
know he or she is being heard.
13. Avoid leading questions.
14. Understand the difference between a depth interview and an
interrogation. Qualitative evaluators conduct depth interviews;
police investigators and tax auditors conduct interrogations.
15. Establish personal rapport and a sense of mutual interest.
16. Maintain neutrality toward the specific content of responses. You
are there to collect information not to make judgments about that
person.
17. Observe while interviewing. Be aware of and sensitive to how
the person is affected by and responds to different questions.
18. Maintain control of the interview.
19. Tape record whenever possible to capture full and exact
quotations for analysis and reporting.
20. Take notes to capture and highlight major points as the interview
progresses.
21. As soon as possible after the interview check the recording for
malfunctions; review notes for clarity; elaborate where
necessary; and record observations.
22. Take whatever steps are appropriate and necessary to gather valid
and reliable information.
23. Treat the person being interviewed with respect. Keep in mind
that it is a privilege and responsibility to peer into another
person's experience.
24. Practice interviewing. Develop your skills.
25. Enjoy interviewing. Take the time along the way to stop and
"hear" the roses.
Advantages of Ethnography
Disadvantages of Ethnography
4. Each case study needs to have a clear focus which may include
those aspects of the case on which the data collection and
98
5. It focuses on the natural history of the unit under study and its
interaction with the social world around it.
11. There are two major perspectives in a case study, namely, the etic
perspective and the emic perspective. The etic perspective is that
99
considerations and enunciating and defining these are the first task
of the researcher. The study’s propositions could be derived from
these ‘how’ and ‘why’ questions. These propositions could help in
developing a theoretical focus. However, all case studies may not
have propositions. For instance, an exploratory case study may give
only a purpose statement or criteria that could guide the research
process. The unit of analysis defines what the case study is focussing
on, whether an individual, a group, n institution, a city, a society, a
nation and so on. Linkages between the data and the propositions (or
theory) and the criteria for interpreting the findings are usually the
least developed aspects of case studies (Yin, 1994).
Types of Case Study Designs
Yin (1994) and Winston (1997) have identified several types
of case study designs. These are as follows:
(A) Exploratory Case Study Design: In this type of case study
design, field work and data collection are carried out before
determining the research questions. It examines a topic on
which there is very little prior research. Such a study is a
prelude to a large social scientific study. However, before
conducting such an exploratory case study, its organisational
framework is designed in advance so as to ensure its
usefulness as a pilot study of a larger, more comprehensive
research. The purpose of the exploratory study is to elaborate
a concept, build up a model or advocate propositions.
techniques to use. When multiple cases are used, each case is treated
as a single case. Each case/s conclusions can then be used as
contributing information to the entire study, but each case remains a
single case for collecting data and analysis. Exemplary case studies
carefully select cases and carefully examine the choices available
from among many research tools available so as to enhance the
validity of the study. Careful selection helps in determining
boundaries around the case. The researcher must determine whether
to study ‘unique cases’, or ‘typical cases’. He also needs to decide
whether to select cases from different geographical areas. It is
necessary at this stage to keep in mind the goals of the study so as to
identify and select relevant cases and evidence that will fulfil the
goals of the study and answer the research questions raised.
Selecting multiple or single cases is a key element, but a case study
can include more than one unit of embedded analysis. For example,
a case study may involve study of a single type of school (Fro
example, Municipal School) and a school belonging to this type.
This type of case study involves two levels of analysis and increases
the complexity and amount of data to be gathered and analyzed.
Multiple cases are often preferable to single cases, particularly when
the cases may not be representative of the population from which
they are drawn and when a range of behaviours/profiles,
experiences, outcomes, or situations is desirable. However, including
multiple cases limits the depth with which each case may be
analyzed and also has implications for the structure and length of the
final report.
111
Suggested Readings
Empirical Variables
The most important rule of experimentation is to decide which variables are independent, dependent,
and controlled. Below are definitions and some examples of these variables.
Note that time limit and running time are two very different variables. If I am running an algorithm and
measuring how long it takes to complete its run, I cannot create a graph that has time in its X-axis. Time
is an observed variable, and can therefore only be displayed as dependent of another variable (the
algorithm’s parameter, for example).
However, observing anytime behavior does require us to measure variables (solution quality) that are
dependent on time. We can do this by choosing several time limits, and halting our algorithm whenever
it reaches the limit. Another advantage of this method is that we can plan exactly how much time our
computer will run our experiments. For example, if you have 1000 executions to run, you can make sure
that your time limit does not exceed one minute.
You may also limit experiments that are not based on time (if you want to hand in the assignment on
time), but be extra careful when doing so. Using a time limit as a controlled variable requires that you do
not change it, and address its impact on your results when explaining them.
Value inconsistency occurs when we observing a value such as solution length across different problem
instances. It is only natural that different instances will cause our algorithm to find solutions of different
lengths. This is very problematic, because the variance between the solution of one problem and
another could be enormous, rendering the average solution length a meaningless metric.
The first thing we need to do is observe the distribution of the variable (solution length). Generating a
histogram1 is probably the best way to go. If the variable is normally distributed, its average is indeed a
valid metric. Unfortunately, many variables do not behave like a pretty bell curve.
Another option is to normalize the variable with respect to each problem instance. The solution quality
metric (optimal over found) is a good example. This variable should be more consistent, but that is not
guaranteed.
Assuming that our goal is to understand which algorithm (or heuristic) is better, the most robust
solution is to ignore the absolute values of the variable and rank the algorithms instead. This requires
that we use a different arsenal of statistical tests called “signed tests” to establish significance. We
recommend using Wilcoxon2’s test for comparing pairs or Friedman3’s test for trios and above.
Inconsistency can still occur when ranking; a certain heuristic can be more suitable for one type of
problems, and less suitable for another. This usually means that the set of problem instances can be
further differentiated. Try partitioning the instances into more consistent subsets by rules of thumb
(many dirt piles vs. limited dirt piles, for example). This should give you a deeper understanding of your
algorithms and heuristics.
Conclusions
The conclusions you present should not describe the results, but explain them. We can read the graphs
by ourselves (and if we can’t, you’re doing it wrong) so there’s no need to write “h1 is better than h2”;
we want to know why h1 is better than h2. Use your theoretical understanding of the algorithms and
the problem to enrich these explanations.
1
from matplotlib.pyplot import hist
2
from scipy.stats import wilcoxon
3
from scipy.stats import friedmanchisquare
Qualitative and Quantitative research
There are numerous differences between qualitative and quantitative measurement.
Quantitative Research
Quantitative Research options have been predetermined and a large number of respondents are
involved. By definition, measurement must be objective, quantitative and statistically valid.
Simply put, it’s about numbers, objective hard data. The sample size for a survey is calculated by
statisticians using formulas to determine how large a sample size will be needed from a given
population in order to achieve findings with an acceptable degree of accuracy. Generally,
researchers seek sample sizes which yield findings with at least a 95% confidence interval
(which means that if you repeat the survey 100 times, 95 times out of a hundred, you would get
the same response), plus/minus a margin error of 5 percentage points. Many surveys are designed
to produce a smaller margin of error.
Qualitative Research
Qualitative Research is collecting, analyzing, and interpreting data by observing what people do
and say. Whereas, quantitative research refers to counts and measures of things, qualitative
research refers to the meanings, concepts, definitions, characteristics, metaphors, symbols, and
descriptions of things.
Qualitative research is much more subjective than quantitative research and uses very different
methods of collecting information, mainly individual, in-depth interviews and focus groups. The
nature of this type of research is exploratory and open-ended. Small numbers of people are
interviewed in-depth and/or a relatively small number of focus groups are conducted.
Participants are asked to respond to general questions and the interviewer or group moderator
probes and explores their responses to identify and define people’s perceptions, opinions and
feelings about the topic or idea being discussed and to determine the degree of agreement that
exists in the group. The quality of the finding from qualitative research is directly dependent
upon the skills, experience and sensitive of the interviewer or group moderator.
This type of research is often less costly than surveys and is extremely effective in acquiring
information about people’s communications needs and their responses to and views about
specific communications.
Objective Subjective
Literature review must be done early in study Literature review may be done as study progresses or
afterwards
One reality: focus is concise and narrow Multiple realities: focus is complex and broad
Facts are value-free and unbiased Facts are value-laden and biased
Measurable Interpretive
Mechanistic: parts equal the whole Organismic: whole is greater than the parts
Subjects Participants
Highly controlled setting: experimental setting (outcome Flexible approach: natural setting (process oriented)
oriented)
"Counts the beans" Provides information as to "which beans are worth counting"
It is important to keep in mind that these are two different philosophers, not necessarily polar
opposites. In fact, elements of both designs can be used together in mixed-methods studies.
Combining of qualitative and quantitative research is becoming more and more common.
Every method is different line of sight directed toward the same point, observing social and
symbolic reality. The use of multiple lines of sight is called triangulation.
It is a combination of two types of research. It is also called pluralistic research.
Advantages of combining both types of research include:
research development (one approach is used to inform the other, such as using qualitative
research to develop an instrument to be used in quantitative research)
Increased validity (confirmation of results by means of different data sources)
Complementarities (adding information, i.e. words to numbers and vice versa)
Creating new lines of thinking by the emergence of fresh perspectives and contradictions.
Barriers to integration include philosophical differences, cost, inadequate training and
publication bias.
Qualitative analysis involves a continual interplay between theory and analysis. In analyzing
qualitative data, we seek to discover patterns such as changes over time or possible causal links
between variables.
The content in the above table was taken from the following sources:
Johnson, B., & Christensen, L. (2008). Educational research: Quantitative, qualitative, and
mixed approaches (p. 34). Thousand Oaks, CA: Sage Publications.
Lichtman, M. (2006). Qualitative research in education: A user’s guide (pp. 7-8). Thousand
Oaks, CA: Sage Publications.
10/12/12
RESEARCH:
a way of examining your practice…
More than a set of skills, it is a way of thinking: examining critically the various
aspects of your professional work.
It is a habit of questioning what you do, and a systematic examination of the observed
information to find answers with a view to instituting appropriate changes for a more
effective professional service.
DEFINITION OF RESEARCH
When you say that you are undertaking a research study to find answers to a question,
you are implying that the process;
Validity means that correct procedures have been applied to find answers to a
question. Reliability refers to the quality of a measurement procedure that provides
repeatability and accuracy.
Unbiased and objective means that you have taken each step in an unbiased
manner and drawn each conclusion to the best of your ability and without
introducing your own vested interest.
(Bias is a deliberate attempt to either conceal or highlight something).
Adherence to the three criteria mentioned above enables the process to be called
‘research’.
However, the degree to which these criteria are expected to be fulfilled varies from
discipline to discipline and so the meaning of ‘research’ differs from one academic
discipline to another.
The difference between research and non-research activity is, in the way we find
answers: the process must meet certain requirements to be called research. We can
identify these requirements by examining some definitions of research.
CHARACTERISTICS OF RESEARCH:
-Controlled- in real life there are many factors that affect an outcome.
The concept of control implies that, in exploring causality in relation to two variables
(factors), you set up your study in a way that minimizes the effects of other factors
affecting the relationship.
This can be achieved to a large extent in the physical sciences (cookery, bakery), as
most of the research is done in a laboratory. However, in the social sciences
(Hospitality and Tourism) it is extremely difficult as research is carried out on issues
related to human beings living in society, where such controls are not possible.
Therefore in Hospitality and Tourism, as you cannot control external factors, you
attempt to quantify their impact.
-Rigorous-you must be scrupulous in ensuring that the procedures followed to find
answers to questions are relevant, appropriate and justified. Again, the degree of rigor
varies markedly between the physical and social sciences and within the social
sciences.
-Valid and verifiable-this concept implies that whatever you conclude on the basis of
your findings is correct and can be verified by you and others.
-Empirical-this means that any conclusion drawn are based upon hard evidence
gathered from information collected from real life experiences or observations.
-Critical-critical scrutiny of the procedures used and the methods employed is crucial
to a research enquiry. The process of investigation must be foolproof and free from
drawbacks. The process adopted and the procedures used must be able to withstand
critical scrutiny.
For a process to be called research, it is imperative that it has the above
characteristics.
TYPES OF RESEARCH
Research can be classified from three perspectives:
1. application of research study
2. objectives in undertaking the research
3. inquiry mode employed
Application:
From the point of view of application, there are two broad categories of research:
- pure research and
- applied research.
Pure research involves developing and testing theories and hypotheses that are
intellectually challenging to the researcher but may or may not have practical
application at the present time or in the future. The knowledge produced through
pure research is sought in order to add to the existing body of research methods.
Objectives:
From the viewpoint of objectives, a research can be classified as
-descriptive
-correlational
-explanatory
-exploratory
Explanatory research attempts to clarify why and how there is a relationship between
two or more aspects of a situation or phenomenon.
Inquiry Mode:
From the process adopted to find answer to research questions – the two approaches
are:
- Structured approach
- Unstructured approach
Structured approach:
The structured approach to inquiry is usually classified as quantitative research.
Here everything that forms the research process- objectives, design, sample, and the
questions that you plan to ask of respondents- is predetermined.
It is more appropriate to determine the extent of a problem, issue or phenomenon by
quantifying the variation.
e.g. how many people have a particular problem? How many people hold a particular
attitude?
Unstructured approach:
The unstructured approach to inquiry is usually classified as qualitative research.
This approach allows flexibility in all aspects of the research process.
Both approaches have their place in research. Both have their strengths and
weaknesses.
In many studies you have to combine both qualitative and quantitative approaches.
For example, suppose you have to find the types of cuisine / accommodation
available in a city and the extent of their popularity.
Types of cuisine is the qualitative aspect of the study as finding out about them entails
description of the culture and cuisine
The extent of their popularity is the quantitative aspect as it involves estimating the
number of people who visit restaurant serving such cuisine and calculating the other
indicators that reflect the extent of popularity.
THE RESEARCH PROCESS
There are practical steps through which you must pass in your research journey in
order to find answers to your research questions.
The path to finding answers to your research questions constitutes research
methodology.
At each operational step in the research process you are required to choose from a
multiplicity of methods, procedures and models of research methodology which will
help you to best achieve your objectives.
This is where your knowledge base of research methodology plays a crucial role.
6. Analysis of Data
In practice most research studies are based upon at least a combination of two
Ps.
2. Subject area-
• Problems: issues, situations, associations, needs, profiles
• Program : content, structure, outcomes, attributes, satisfactions, consumers,
Service providers, etc.
• Phenomenon: cause-and-effect relationships, the study of a phenomenon
itself
(Information that you need to collect to find answers to your research questions)
You can examine the professional field of your choice in the context of the four Ps in
order to identify anything that looks interesting.
Considerations in selecting a research problem:
These help to ensure that your study will remain manageable and that you will remain
motivated.
1. Interest: a research endeavour is usually time consuming, and involves
hard work and possibly unforeseen problems. One should select topic of great interest
to sustain the required motivation.
2. Magnitude: It is extremely important to select a topic that you can manage
within the time and resources at your disposal. Narrow the topic down to something
manageable, specific and clear.
3. Measurement of concepts: Make sure that you are clear about the
indicators and measurement of concepts (if used) in your study.
4. Level of expertise: Make sure that you have adequate level of expertise for
the task you are proposing since you need to do the work yourself.
5. Relevance: Ensure that your study adds to the existing body of
knowledge, bridges current gaps and is useful in policy formulation. This will help you
to sustain interest in the study.
6. Availability of data: Before finalizing the topic, make sure that data are
available.
7. Ethical issues: How ethical issues can affect the study population and how
ethical problems can be overcome should be thoroughly examined at the problem
formulating stage.
BOOKS
comprise a central part of any bibliography.
Advantage-material published generally is of good quality and the findings are integrated
with other research to form a coherent body of knowledge.
Disadvantage-material is not completely up to date, as it can take a few years between the
completion of a work and publication in the form of a book.
Search for books in your area of interest, prepare a final list, locate these books in the
libraries or borrow from other sources. Examine their content, if contents are not
found to be relevant to your topic, delete it from your reading list.
JOURNALS
Journals provide you with the most up-to-date information, even though there is a gap of
two to three years between the completion of a research project and the publication
in a journal.
As with books, you need to prepare a list of journals for identifying literature relevant to
your study. This can be done as follows:
-locate the hard copies of the journal that are appropriate to your study;
- use the internet
- look at the index of research abstracts in the relevant field to identify and read the
articles.
Whichever method you choose, first identify the journals you want to look at in more
detail for your review of literature. Select the latest issue, examine its content page
to see if there is an article of relevance to your research topic. If you feel a particular
article is of relevance to you, read its abstract. If you think you are likely to use it,
photocopy or prepare a summary and record it for reference for later use.
Review the literature selected:
After identifying books and articles as useful, the next step is to start reading them
critically to pull together themes and issues that are associated.
If you do not have a theoretical framework of themes in mind to start with, use separate
sheets of paper for each article or book.
Once you develop a rough framework, slot the findings from the material so far reviewed
into that framework, using a separate sheet of paper for each theme of that
framework.
As you read further, go on slotting the information where it logically belongs under the
theme so far developed. You may need to add more themes as you go.
Read critically with particular reference to the following aspects:
• Note whether the knowledge relevant to your theoretical framework is confirmed
beyond doubt.
• Note the theories put forward, the criticisms of these and their basis, the
methodologies adopted and the criticisms of them.
• Examine to what extent the findings can be generalized to other situations.
Ascertain the areas in which little or nothing is known-the gaps that exist in the body of
knowledge.
As you have limited time it is important to set parameters by reviewing the literature in
relation to some main themes pertinent to your research topic.
As you start reading the literature, you will realize that it deals with a number of aspects
that have a direct `and indirect bearing on your research topic. Use these aspects as a
basis for developing your theoretical framework.
Until you go through the literature you cannot develop a theoretical framework and until
you have developed a theoretical framework, you cannot effectively review the
literature.
Literature pertinent to your study may deal with two types of information:
- universal;
- more specific( i.e. local trends or specific program)
In writing about such information you should start with the general information,
gradually narrowing down to the specific.
THE BIBLIOGRAPHY
The bibliography should give a clear, complete description of the sources that were
used while preparing the report.
It is an alphabetical list as per the author’s surname.
1. For a Book
Surname of author, name or two initials, Title taken from titlepage-underlined or in
italics, Edition (if more than one), volume if more than one, place of publication,
publishers, date on title page or copyright date.
e.g. Kothari, C.R., Research Methods-Methods and Techniques,1989,New Delhi
:Wiley Eastern Limited,4835/24 Ansari Road, Daryaganj, New Delhi 110 006.
-Objectives are the goals you set out to attain in your study.
-They inform a reader what you want to attain through the study.
-It is extremely important to word them clearly and specifically.
CHARACTERISTICS OF OBJECTIVES
Techniques about how to operationalise concepts, and knowledge about variables, play
an important role in reducing this variability.
For example:
-‘Jet Airways’ is a perfect example of quality cabin service.
- Food in this restaurant is excellent.
- The middle class in India is getting more prosperous.
When people express these feelings or preferences, they do so on the basis of certain
criteria in their minds. Their judgement is based upon indicators that lead them to
conclude and express that opinion.
These are judgements that require a sound basis on which to proclaim. This warrants the
use of a measuring mechanism and it is in the process of measurement that knowledge
about variables plays an important role.
Concept Variable
-Subjective impression - Measurable though the
-No uniformity as to its degree of precision varies
Understanding among from scale to scale and
Different people variable to variable.
-As such cannot be measured.
e.g. e.g.
• Excellent - gender (male/female)
• High achiever -age (x years y months)
• Rich -weight ( --kg)
• Satisfaction - height ( -- cms)
• Domestic violence - religion (Catholic, Hindu)
-Income ( Rs ---per year)
Concepts___>Indicators_____>Variables
_______________________________________________________
Concepts Indicators Variables Working definition
_______________________________________________________
Constructing hypotheses:
As a researcher you do not know about a phenomenon, but you do have a hunch to
form the basis of certain assumption or guesses. You test these by collecting
information that will enable you to conclude if your hunch was right.
The verification process can have one of the three outcomes. Your hunch may prove
to be: 1. right;
2. partially right; or
3. wrong.
Without this process of verification, you cannot conclude anything about the validity
of your assumption.
Hence, a hypotheses is a hunch, assumption, suspicion, assertion or an idea about a
phenomenon, relationship or situation, the reality or truth of which you do not know.
A researcher calls these assumptions/ hunches hypotheses and they become the basis
of an enquiry.
In most studies the hypotheses will be based upon your own or someone else’s
observation.
Hypotheses bring clarity, specificity and focus to a research problem, but are not
essential for a study.
You can conduct a valid investigation without constructing formal hypotheses.
OBSERVATION METHOD:
Commonly used in behavioural sciences
It is the gathering of primary data by investigator’s own direct observation of relevant
people, actions and situations without asking from the respondent.
e.g.
• A hotel chain sends observers posing as guests into its coffee shop to check on
cleanliness and customer service.
• A food service operator sends researchers into competing restaurants to learn
menu items prices, check portion sizes and consistency and observe point-of-
purchase merchandising.
• A restaurant evaluates possible new locations by checking out locations of
competing restaurants, traffic patterns and neighborhood conditions.
Observation can yield information which people are normally unwilling or unable to
provide.
e.g. Observing numerous plates containing uneaten portions the same menu items
indicates that food is not satisfactory.
Types of Observation:
1. Structured – for descriptive research
2. Unstructured—for exploratory research
3. Participant Observation
4. Non- participant observation
5. Disguised observation
Limitations:
- feelings, beliefs and attitudes that motivate buying behaviour and
infrequent behaviour cannot be observed.
- expensive method
SURVEY METHOD
Approach most suited for gathering descriptive information.
Structured Surveys: use formal lists of questions asked of all respondents in the same
way.
Unstructured Surveys: let the interviewer probe respondents and guide the interview
according to their answers.
Direct Approach: The researcher asks direct questions about behaviours and thoughts.
e.g. Why don’t you eat at MacDonalds?
Indirect Approach: The researcher might ask: “What kind of people eat at
MacDonald’s?”
From the response, the researcher may be able to discover why the consumer avoids
MacDonald’s. It may suggest factors of which the consumer is not consciously aware.
ADVANTAGES:
-can be used to collect many different kinds of information
-Quick and low cost as compared to observation and experimental method.
LIMITATIONS:
-Respondent’s reluctance to answer questions asked by unknown interviewers about
things they consider private.
-Busy people may not want to take the time
-may try to help by giving pleasant answers
-unable to answer because they cannot remember or never gave a thought to what they
do and why
-may answer in order to look smart or well informed.
CONTACT METHODS:
Information may be collected by
Mail
Telephone
Personal interview
Mail Questionnaires:
Advantages:
-can be used to collect large amounts of information at a low cost per respondent.
-respondents may give more honest answers to personal questions on a mail
questionnaire
-no interviewer is involved to bias the respondent’s answers.
-convenient for respondent’s who can answer when they have time
- good way to reach people who often travel
Limitations:
-not flexible
-take longer to complete than telephone or personal interview
-response rate is often very low
- researcher has no control over who answers.
Telephone Interviewing:
- quick method
- more flexible as interviewer can explain questions not understood by the
respondent
- depending on respondent’s answer they can skip some Qs and probe more on
others
- allows greater sample control
- response rate tends to be higher than mail
Drawbacks:
-Cost per respondent higher
-Some people may not want to discuss personal Qs with interviewer
-Interviewer’s manner of speaking may affect the respondent’s answers
-Different interviewers may interpret and record response in a variety of ways
-under time pressure ,data may be entered without actually interviewing
Personal Interviewing:
Personal interview can be used in any type of questionnaire and can be conducted
fairly quickly.
Interviewers can also show actual products, advertisements, packages and observe and
record their reactions and behaviour.
Intercept interviewing:
Widely used in tourism research.
Drawbacks:
-Room for error and bias on the part of the interviewer who may not be able to
correctly judge age, race etc.
-Interviewer may be uncomfortable talking to certain ethnic or age groups.
It is rapidly becoming one of the major research tool to understand people’s thoughts
and feelings.
It is usually conducted by inviting six to ten people to gather for a few hours with a
trained moderator to talk about a product, service or organization.The meeting is held
in a pleasant place, and refreshments are served to create a relaxed environment.
The moderator needs objectivity, knowledge of the subject and industry, and some
understanding of group and consumer behaviour.
The moderator starts with a broad question before moving to more specific issues,
encouraging open and easy discussion to bring out true feelings and thoughts.
At the same time, the interviewer focuses the discussion, hence the name focus group
interviewing.
-often held to help determine the subject areas on which questions should be asked in
a later, large-scale, structured-direct interview
Comments are recorded through note taking or videotaped and studied later to
understand consumer’ buying process.
This method is especially suited for managers of hotels and restaurants, who have easy
access to their customers.
e.g. Some hotel managers often invite a group of hotel guests from a particular market
segment to have a free breakfast with them. Managers get the chance to meet the
guests and discuss what they like about the hotel and what the hotel could do to make
their stay more enjoyable and comfortable.
The guests appreciate this recognition and the manager gets valuable information.
Restaurant managers use the same approach by holding discussion meetings over
lunch or dinner.
Drawbacks:
-Cost: may cost more than telephone survey
-Sampling: group interview studies keep small sample size to keep time and cost
down, therefore it may be difficult to generalize from the results.
- Interviewer bias.
EXPERIMENTAL METHOD
Also called Empirical Research or Cause and Effect Method, it is a data-based
research, coming up with conclusions which are capable of being verified with
observation or experiment.
Experimental research is appropriate when proof is sought that certain variables affect
other variables in some way.
e.g.
-Tenderisers ( independent variable) affect cooking time and texture of meat(
dependent variable) .
- The effect of substituting one ingredient in whole or in part for another such as soya
flour to flour for making high protein bread.
-Develop recipes to use products.
Such research is characterised by the experimenter’s control over the variables under
study and the deliberate manipulation of one of them to study its effects.
In such a research, it is necessary to get at facts first hand, at their source, and actively
go about doing certain things to stimulate the production of desired information.
-Researcher must provide self with a working hypothesis or guess as to the probable
results.
- Then work to get enough facts (data) to prove or disprove the hypothesis.
-He then sets up experimental designs which he thinks will manipulate the persons or
the materials concerned so as to bring forth the desired information.
The needs of the research project will determine which method is most effective
Types of Samples
Probability samples
Simple random sample: Every member of the population has a known and equal
chance of being selected.
Stratified random sample :Population is divided into mutually exclusive groups such
as age groups and randomsamples are drawn from each group.
Nonprobability samples
Convenience sample: The researcher selects the easiest population members from
which to obtain information.
The underlying principle behind the guidelines suggested below is to ensure the validity of yo
instrument by making sure that your questions relate to the objectives of your study.
Step I: Clearly define and individually list all the specific objectives or research
Questions for your study.
Step II: For each objective or research questions, list all the associated questions
That you want to answer through your study.
Step III: Take each research question listed in step II and list the information
Required to answer it.
Step IV: Formulate question(s) to obtain this information.
The Questionnaire:
Structured surveys/ interviews employ the use of a questionnaire.
Because there are many ways to ask questions, the questionnaire is very flexible.
Questionnaire should be developed and tested carefully before being used on a large
scale.
2. Open-ended Questionnaire:
-Open-ended questions allow respondents to answer in their own words.
-Questionnaire does not contain boxes to tick but instead leaves a blank section for the respon
to write in an answer.
-Whereas closed –ended questionnaires might be used to find out how many people use a serv
open-ended questionnaires might be used to find out what people think about a service.
-As there are no standard answers to these questions, data analysis is more complex.
- As it is opinions which are sought rather than numbers, fewer questionnaires need to be
distributed.
3. Combination of both:
-This way it is possible to find out how many people use a service and what they think of the
service in the same form.
-Begins with a series of closed –ended questions, with boxes to tick or scales to rank, and then
finish with a section of open-ended questions or more detailed response.
- Questions should be kept short and simple--avoid double barreled i.e. two
questions in one –ask two Qs rather than one.
- Avoid negative questions-
which have not in them as it is confusing for respondent to agree or disagree.
- Question should not contain Prestige Bias – causing embarrassment or forcing the
respondent to give false answer in order to look good. Questions about educational
qualification or income might elicit this type of response
- Use indirect questions for sensitive issues- in indirect questions respondents can
relate their answer to other people .
- Using closed- ended questions- try to make sure that all possible answers are
covered so that respondents are not constrained in their answer. “Don’t Know”
category also needs to be added.
-Avoiding Leading Question: Don’t lead the respondent to answer in a certain way.
e.g. “How often do you wash your car?” assumes that respondent has a car and he
washes his car. Instead, ask a filter question to find if he has a car, and then, ‘If
you wash your car, how many times a year?’
Once you have constructed your questionnaire, you must pilot it.
This means that you must test it out to see if it is obtaining the result you require.
This is done by asking people to read it through and see if there are any ambiguities
which you have not noticed.
They should also be asked to comment about the length, structure and wording of the
questionnaire
Alter the questions accordingly
i) Collecting information:
Your request for information may put pressure or create anxiety on a respondent. Is it
ethical?
Research is required to improve conditions. Provided any piece of research is likely
to help society directly or indirectly, it is acceptable to ask questions, if you first
obtain the respondents’ informed consent.
If you cannot justify the relevance of the research you are conducting, you are wasting
your respondents’ time, which is unethical.
ii)Seeking consent:
In every discipline it is considered unethical to collect information without the
knowledge of the participant, and their expressed willingness and informed consent.
Informed consent implies that subjects are made adequately aware of the type of
information you want from them, why the information is being sought, what purpose
it will be put to, how they are expected to participate in the study, and how it will
directly or indirectly affect them. It is important that the consent should be voluntary
and without pressure of any kind.
i) Avoiding bias:
Bias on the part of the researcher is unethical. Bias is a deliberate attempt to either to
hide what you have found in your study, or highlight something disproportionately to
its true existence.
Processing and analysing data involves a number of closely related operations which
are performed with the purpose of summarizing the collected data and organizing
these in a manner that they answer the research questions (objectives).
1. Editing- a process of examining the collected raw data to detect errors and
omissions and to correct these when possible.
2. Classification- a process of arranging data in groups or classes on the basis of
common characteristics. Depending on the nature of phenomenon involved
Simple classification: where we consider only one attribute, and divide the universe
into two classes—one class consisting of items possessing the given attribute and the
other class consisting of items which do not possess the given attribute.
Yes No Total
MBA Degree 21 9 30
Yes No Total
M F M F M F
MBA Degree 12 9 3 6 15 15
B.Sc. H&HA 15 15 0 0 15 15
Rs.1001-2000 10 50
Rs.2001-3000 8 40
Rs.3001-4000 2 10
Total 20 100
Step 1. Identify the main themes. The researcher needs to carefully go through the
descriptive responses given by respondents to each question in order to understand the
meaning they communicate. From these responses the researcher develop broad
themes that reflect these meanings People use different words and language to express
themselves. It is important that researcher select wording of the theme in a way that
accurately represents the meaning of the responses categorized under a theme.These
themes become the basis for analyzing the text of unstructured interviews.
Step 2. Assign codes to the main themes: If the researcher wants to count the number
of times a theme has occurred in an interview, he/she needs to select a few responses
to an open- ended question and identify the main themes. He/she continues to identify
these themes from the same question till a saturation point is reached. Write these
themes and assign a code to each of them, using numbers or keywords.
Step 3. Classify responses under the main themes: Having identified the themes Next
step is to go through the transcripts of all the interviews and classify the responses
under the different themes.
Step 4. Integrate themes and responses into the text of your report: Having identified
responses that fall within different themes, the next step is to integrate into the text of
your report. While discussing the main themes that emerged from their study, some
researchers use verbatim responses to keep the feel of the response. There are others
who count how frequently a theme has occurred, and then provide a sample of the
responses. It entirely depends upon the way the researcher wants to communicate the
findings to the readers.
However, this is useful only for calculating frequencies and for simple cross-
tabulations.
Manual data analysis is extremely time consuming. The easiest way to do this is to
code it directly onto large graph paper in columns. Detailed headings can be used
or question numbers can be written on each column to code information about the
question.
In addition, if you want to carry out statistical tests, they have to be calculated
manually. However, the use of statistics depends on your expertise and the
desire/need to communicate the findings in a certain way.
Data Analysis Using a Computer:
If you want to analyse data using computer, you should be familiar with the
appropriate program. In this area, knowledge of computer and statistics plays an
important role.
The most common software is SPSS for windows. However, data input can be long
and laborious process, and if data is entered incorrectly, it will influence the final
results.
Writing the report is the last, and for many, the most difficult step of the research
process. The report informs the world what you have done, what you have discovered
and what conclusions you have drawn from your findings. The report should be
written in an academic style. Language should be formal and not journalistic.
Written Research Project Report Format
Traditional written reports tend to be produced in the following format.
Title Page
-Title of the Research Project,
-Name of the researcher,
-Purpose of the research project, e.g. “A research project submitted in partial
fulfillment of the requirements of National Council for Hotel Management and
Catering Technology, New Delhi for the degree of B.Sc Hospitality and Hotel
Administration”
-Date of Publication
Table of Contents
In this section is listed the contents of the report, either in chapters or in subheadings
e.g.
Contents Page No
Introduction 1
References/ Bibliography
Appendices
This section includes title and page number of all tables e.g.
List Of Figures
This section contains title and page number of all graphs, pie charts etc. e.g.
Acknowledgements
Introduction
This section introduces the research setting out aims and objectives.
It includes a rationale for the research.
Research design:
This section includes all practical details followed for research . After reading this, any
interested party should be able to replicate the research study. The methods used for
data collection, how many people took part, how they were chosen, what tool was
used for data collection, how the data was analysed etc.
In this section you sum up your findings and draw conclusions from them, perhaps in
relation to other research or literature.
Recommendations
If you have conducted a piece of research for a hotel or any other client organization, this
section could be the most important part of the report. A list of clear recommendations
which have been developed from the research is included- sometimes this section is
included at the beginning of the report.
Philip, T.E.; 1986, Modern Cookery for Teaching and Trade, Mumbai, Orient Longman.
Philip, T.E.; “Influence of British Raj on Indian Cuisine”; Journal of Hospitality Education;
5:5-11
Appendices:
If you have constructed a questionnaire or Interview schedule for your research, it may be
useful to include them in your report as an appendix.
Appendices do not count towards your total number of pages/words. It is a useful way of
including relevant material so that the examiner can gain a deeper understanding of
your work by reading it.
Certification Page:
CERTIFICATE
RESEARCH METHODOLOGY
Meaning of Research
• Basic research is geared toward advancing our knowledge about human behavior with little
concern for any immediate practical benefits that might result.
• Applied research is designed with a practical outcome in mind and with the assumption that
some group or society as a whole will gain specific benefits from the research.
Research Process
Methods of Research
• Historical method: to reconstruct the past objectively and accurately, often in relation to the
tenability of a hypothesis.
• Descriptive method: to describe systematically a situation or area of interest factually and
accurately.
• Developmental method: to investigate patterns and sequences of growth and/or change as a
function of time.
• Case and field method: to study intensively the background, current status, and environmental
interactions of a given social unit.
• Correlational method: to investigate the extent to which variations in one factor correlate with
variations in one or more other factors based on correlation coefficient.
• Casual-comparative or “Ex post facto” method: to investigate possible cause-and-effect
relationships by observing some existing consequence and looking back through the data for
plausible casual factors.
• True experimental method: to investigate possible cause-and-effect relationships by exposing
one or more experimental groups to one or more treatment conditions and comparing the
results to one or more control groups not receiving the treatment, random assignment being
essential.
• Quasi-experimental method: to investigate the conditions of the true experiment in a setting
which does not allow the control or manipulation of all relevant variables.
• Action research: to develop skills or new approaches and to solve problems with direct
application to the classroom or other applied setting.
Variables
A variable is a measurable characteristic that varies. There are three common variable types:
Parametric Analysis
Sensitivity Analysis
• It is the study of how the variation (uncertainty) in the output of a mathematical model can be
apportioned, qualitatively or quantitatively, to different sources of variation in the input of a
model.
• In more general terms, uncertainty and sensitivity analyses investigate the robustness of a
study when the study includes some form of mathematical modelling. While uncertainty
analysis studies the overall uncertainty in the conclusions of the study, sensitivity analysis
tries to identify what source of uncertainty weights more on the study's conclusions.
• It looks at the effect of varying the inputs of a mathematical model on the output of the model
itself. Sensitivity tests help people to understand dynamics of a system.
SamHui/081105
22 Your Research Project
Thought Space does not allow the description of other types of research. Different disci-
plines, such as philosophy, theology and metaphysics, have types of research which
are specifically suited to their purposes, but are beyond the scope of this book. It is
important to point out that the above types of research are not generally mutually
exclusive in a research project. More than one of these approaches may be
relevantly used in order to achieve the outcomes aimed at in the research.
SITUATION
inv
on es
ati tig
ati
lic on
app
RESEARCH
CONCLUSIONS
TOPIC
RESEARCH
THEORY
ana
tion
lysis
c
sele
collection RESEARCH
DATA
METHODS
the circularity of the process and the central role of research theory. Is it clear to
you how progress is achieved, and at which point you can enter the system? One
should point out that this diagram makes research look a very tidy and logical
process, but in reality you may find that it involves guesses, intuition and intel-
lectual cul-de-sacs.
The spiral diagram that I have developed from the rather two-dimensional circu-
lar representation by Leedy (1989, p. 9) illustrates even more strongly the cyclical
nature of the research process (Diagram 1.2). The division of the segments clearly
indicates where you get on board. Notice how each turn through the spiral repeats
the basic process. The knowledge gained and questions raised at each turn provide
the basis for the next cycle.
•• To view research this way is to invest it with a dynamic quality that is its true
nature – a far cry from the conventional view, which sees research as a one-time
act – static, self-contained, and an end in itself … Every researcher soon learns
that genuine research creates more problems than it resolves. Such is the
nature of the discovery of truth. (1989, p. 9)
The diagram developed from that of Newman (1989) concentrates on the first
stages in the process. It shows a clear direction in sequence of time, and displays
how the process involves successive widening and narrowing of knowledge
bands (Diagram 1.3). As each level of knowledge is achieved, the subject area is
etc.
Analysis of data,
Data collection conclusions
Division into
sub-problems
Statement Identification of
of problem further problems
Formulation
of hypotheses
or questions
Exercise Sketch the continuation of Diagram 1.3 using the following stages, and show what
gets rejected every time the subject is narrowed down:
1.1
•• definition of problem area
•• research into area
•• definition of research problem
•• investigation into relevant concepts, theories and research methods
•• research proposal
•• data-gathering and analysis
•• findings and conclusions
•• recommendations
Consideration of interests
General reading,
Commencement of
research training
formal period
Theoretical subject(s) guidance by tutors
of research
area with relatively and discussion
constant but unknown
width
Breadth of
knowledge
(general)
TIME SCALE
Knowledge widens
Discontinued lines
Discontinued lines
of research found Thesis title
of research
to be unsuitable (specific
knowledge)
Thesis oriented
study, guidance
Expansion of knowledge and discussion
within thesis area
An alternative way of looking at it is as a series of stages that are interrelated and are
sometimes revisited in an iterative fashion during the project (see Diagram 1.4).
The teaching of research methods usually relates to these stages and reflects the
practical nature of the subject.
To be able to design and plan your own research project you will have to use your Thought
understanding of the process of research. The steps to take in planning the project
will be explained later in this chapter.
Disseminate results. Carry out detailed Explore methods for Carry out more
Indicate areas that research – data data collection and background
need further collection and analysis. Check research to refine
research analysis ethical issues research problem
07/03/2011 9:51:02 AM
Research and the Research Problem 27
There is an untold mass of information in the world. By doing research, you will be
adding to this plethora of information. What is it that will make your efforts worth-
while? What should the characteristics of your findings be to make your contribu-
tion valuable? Reynolds (1971) identified four desirable characteristics of scientific
knowledge which we can use as a good guide and as a basis for discussion, as shown
in Box 1.13.
•• Abstractness
•• Intersubjectivity (meaning)
•• Intersubjectivity (logical rigour)
•• Empirical relevance
The common thread between these is that the findings should be relevant to a wider
sphere than the specific cases in your research, and that they should be based on a
research process that is both accessible to and understandable by others. It is worth
considering these characteristics in more detail.
The characteristic of abstractness is independence from a specific time and abstractness
place. Research findings are useful if they can be applied in other situations, and can
lead to the development of general theories. To discover the causes of a particular
phenomenon that occurred in a particular time at a particular place is of little
general value if the knowledge gained is not relevant to any other phenomena at
different times and in different places. There are two reasons for this.
First, no future predictions about future events can be made using this knowl-
edge, as the phenomenon can only be seen as a unique historical event. As seen
above, one of the important objectives of research is to provide predictions about
the future. Resulting from this lack of predictability is the inability to affect any
control over similar future events.
Secondly, by being restricted to a phenomenon in a particular place, it will be
impossible to generalize from the results of this discovery to events which happen
elsewhere.
There are cases where the study of a particular event is both useful and unavoid-
able, for instance in historical and ethnographic research. Historians are unlikely to
feel competent to make predictions of future events (e.g. election results) on the
basis of historical studies. The main aim of this kind of research is to analyse,
explain and gain a sense of understanding. With a better understanding of a social
Most of science and all technology is based on empirical foundations, i.e. built on,
or guided by, the results of observation and experimentation. The basic purpose of
a scientific theory is to explain what causes an event or why one event is associated
with another. The basis for these explanations is the recorded measurements made
empirical relevance by the researcher of the events. Empirical relevance is a measure of the correspond-
ence between a particular theory and what is taken to be objective empirical data,
which enable other scientists to verify the results of the research for themselves. The
greater the relevance of the empirical data, the more confidence can be put in the
veracity of the theory.
The common element in student academic research at every level, from under-
graduate to doctorate, is that they are, some more than others, exercises in the doing
of research. The student will have to demonstrate knowledge of research theory and
methods and the ability to apply these in an appropriate and successful manner
relevant to the chosen topic. You might consider that the topic itself serves merely
as a vehicle in order to make this demonstration possible. That is perhaps too
cynical a view. The topic must be the driving force behind the project and, particu-
larly at PhD level, the research must make some contribution to knowledge about
the subject. But without a proper understanding of research and its application, this
knowledge will not be discovered.
But perhaps you are embarking on a research project as part of your work. Most
of the issues that you will face will be similar to those faced by academic researchers.
The major differences might be the greater resources available to you, the lack of
access to supervision and advice, and the stresses of work in a professional context.
What will be the same, however, is the requirement that the research has clear and
achievable goals and is carried out efficiently using the appropriate research methods.
It should be evident from what you have read so far that in order to carry out
research, you need to start by identifying a question that demands an answer, or a
need that requires a resolution, or a riddle that seeks a solution, which can be devel-
oped into a research problem: the heart of the research project.
Students starting their research degree course, and practitioners wishing to
become involved in research, tend to come from widely different backgrounds, and
are equipped with varied amounts of knowledge and degrees of experience in their
chosen field of study. While most are fairly sure of the subject they want to research,
many are uncertain of the exact problem they wish to address.
One of the first tasks, therefore, on the way to deciding on the detailed topic of
research is to find a question, an unresolved controversy, a gap in knowledge or an
unrequited need within the chosen subject. This search requires an awareness of
current issues in the subject and an inquisitive and questioning mind. Although you
will find that the world is teeming with questions and unresolved problems, not
every one of these is a suitable subject for research. So what features should you
look for which could lead you to a suitable research problem? Box 1.14 lists the
most important.
1 It should be of great interest to you. You will have to spend many months
investigating the problem. A lively interest in the subject will be an invaluable
incentive to persevere.
2 The problem should be significant. It is not worth time and effort investigating
a trivial problem or repeating work that has already been done elsewhere.
3 The problem should be delineated. Consider the time you have to complete the
work, and the depth to which the problem will be addressed. You can cover a
wide field only superficially, and the more you restrict the field, the more
detailed the study can be. You should also consider the cost of necessary travel
and other expenses.
4 You should be able to obtain the information required. You cannot carry out
research if you fail to collect the relevant information needed to tackle your
problem, either because you lack access to documents or other sources, and/or
because you have not obtained the cooperation of individuals or organizations
essential to your research.
5 You should be able to draw conclusions related to the problem. The point of
asking a question is to find an answer. The problem should be one to which the
research can offer some solution, or at least the elimination of some false
‘solutions’.
6 You should be able to state the problem clearly and concisely. A precise, well
thought out and fully articulated sentence, understandable by anyone, should
normally clearly be able to explain just what the problem is.
It is not easy to decide on and define a research problem, and you will not be
expected to do so immediately. The important thing, at this stage, is to know what
you are looking for, and to explore your subject for suitable possibilities.
The problem can be generated either by an initiating idea, or by a perceived
problem area problem area. For example, investigation of ‘rhythmic patterns in settlement
planning’ is the product of an idea that there are such things as rhythmic patterns
in settlement plans, even if no one has detected them before. This kind of idea will
then need to be formulated more precisely in order to develop it into a researchable
problem. We are surrounded by problems connected with society, the built environ-
ment, education etc., many of which can readily be perceived. Take, for example,
social problems such as poverty, crime, unsuitable housing and uncomfortable
workplaces, technical problems such as design deficiencies, organizational problems
such as business failures and bureaucratic bungles, and many subjects where there
may be a lack of knowledge that prevents improvements being made, for example,
the influence of parents on a child’s progress at school, the relationship between
designers and clients. Obviously, it is not difficult to find problem areas. The diffi-
culty lies in choosing an area that contains possible specific research problems
suitable for the subject of a research project or degree.
It is worth warning you at this stage of some common mistakes made when a
research problem is chosen. These mistakes arise mainly from the failure to grasp
the necessity for the interpretation of data in the research project. Box 1.15 shows
four common mistakes.
1 Making the choice of a problem an excuse to fill in gaps in your own knowl-
edge. We all welcome the chance to learn more for ourselves, but the point of
research is not just personal enlightenment, but making a contribution to
public knowledge. Anyone can find a problem that involves the gathering and
duplication of information, but it requires an additional effort to find one that
requires data to be analysed and conclusions to be drawn which are of wider
interest.
2 Formulating a problem that involves merely a comparison of two or more sets of
data. A comparison of sets of data or records might fill up many pages (e.g. the
average age of marriage through the centuries), but without any effort to
reveal something new from the information, there is no research activity. The
problem should clearly state the objectives behind making the comparison.
3 Setting a problem in terms of finding the degree of correlation between two
sets of data. Comparing two sets of data to reveal an apparent link between
them (e.g. the average age of marriage and the size of families) might be inter-
esting, but the result is only a number, and does not reveal a causal connection.
This number, or coefficient of correlation, reveals nothing about the nature of
the link, and invites the question – so what?
4 Devising a problem to which the answer can be only yes or no. In order to
improve on our knowledge of the world we need to know why things are as
they are and how they work. A yes–no solution to a problem skirts the issues
by avoiding the search for the reasons why yes or no is the answer, and the
implications which the answer has.
Exercise Consider the following short sentences claiming to be research problems and
decide whether they are researchable, and are a feasible proposition for an individ-
1.2 ual student, like yourself, to undertake for a research degree or as a research
project. Respond first with the answers ‘yes’, ‘no’ or ‘possibly’. Then, if you think that
the research problem is not viable or will present difficulties, briefly give your
reasons.
As you can see, it requires a good deal of thought and knowledge of your chosen Thought
topic of study in order to isolate a suitable research problem. Unless you have
come to do your research with a particular detailed problem already identified
(probably following on from some previous research which you have done), you
will need to narrow down to a specific problem from a wider problem area.
Booth et al. (1995, p. 36) suggest that the process for focusing on the formulation
of your research problem is as shown in Box 1.16. As you can see, they recommend
that, apart from simply narrowing down the object of study, you should carefully
scrutinize the resultant topic in the light of what you have found out in your
background studies.
Initially, it is useful to define no more than a problem area, rather than a specific problem area
research problem, within the general body of knowledge that interests you, e.g.
housing and homelessness, parks in cities, building regulations and historic conserva-
tion. Your aim should be to subsequently narrow down the scope of the idea or
problem until it becomes a highly specific research problem. This narrowing process
will require a lot of background reading in order to discover what has been written
about the subject already, what research has been carried out, where further work
needs to be done and where controversial issues still remain.
You should keep in mind three questions when engaged in the preliminary explora-
tory work. The first is, what is your motivation for doing the research? A major motivation
should be a curiosity about the research results. Another will undoubtedly be the fulfil-
ment of the requirements of a research degree. Learning about the process of research –
practical knowledge that can be used in the future – is also likely to be a motivation.
The choice of problem is likely to be influenced by these motivational factors.
The second question is, what relevant interest, experience or expertise do you bring
to bear on the subject? Obviously, interest in a subject is essential if you are to
concentrate happily on it for a year or more. Although experience or expertise in a
subject is not a prerequisite to doing research in that field, it does have an effect on
the preliminary and information-gathering stage of the work, as you will be familiar
with the literature and the potential problem areas. However, a ‘new light’ may be
cast on a subject by someone looking at it with ‘fresh eyes’.
The third question is, what are you going to produce? As a researcher, your priority
will be to produce a defendable thesis or useful research report within your time
limit. If you are a research student, you should check the requirements of your
university or college in the regulations issued about the nature of suitable research
topics. (It might be a good idea to do that now. You will find the information in the
latest university research degree regulations kept in the library. You should also be
issued with your own copy.) If you are doing a dissertation as part of a course, check
the course notes for guidance. If you are doing a funded research project, then you
will need to know the requirements of the likely funders or of the policy of the
organization for which you work.
books, articles and papers. The second is ‘research literature’, which gives accounts
and results of research that has been undertaken in the subject, often presented in
the form of papers and reports. Chapter 2 in this book tells you how you can effec-
tively carry out this search through the literature.
As every piece of research contributes only a small part to a greater body of
knowledge or understanding, researchers must be aware of the context within
which their research work is to be carried out. At this stage it is important to get an
overview of the subject, rather than knowledge in depth. This will provide you with
an understanding of the principal issues and problems or controversies, and the
opportunity to select a problem area within a frame of reference. Within this
problem area, it is important that you familiarize yourself with those aspects that
have already been well established by previous research, and are generally accepted
as true. These ‘truths’ can then be assumed to need no further proof, and the
research problem simply uses them. It is not possible for a researcher to question
absolutely everything in his/her investigations. Alternatively the research problem
can be in the form of a challenge to veracity of one or more of these ‘truths’.
Advances in wisdom are only made by building on the solid foundations of previ-
ous knowledge. Obviously, someone who is already familiar with the subject inves-
tigated will tend to be quicker to advance through this stage.
At this early stage in your research programme you are exploring your subject field Thought
only to identify a problem area, and do not need to try to define your research
problem in any detail. All the same, I think it is useful to know what the next steps
will be so that you can see the direction in which you will be moving. This might
well help you to choose a problem area. The knowledge and techniques you will
require for defining your specific research problem in detail are explained in
Chapters 2–8 of this book.
From the interest in the wider issues of the chosen subject, and after the selection of a
problem area, the next step is to define the problem more closely so that it becomes a
specific research problem, with all the characteristics already discussed. This stage research problem
requires an enquiring mind, an eye for inconsistencies and inadequacies in current
theory, and a measure of imagination. It is often useful in identifying a specific problem
to pose a simple question, for example, ‘Does the presence of indoor plants affect
people’s frame of mind?’ or ‘How can prevention measures reduce vandalism?’ or ‘Can
planning and building regulations prevent the destruction of indigenous architecture?’
Such a question can provide a starting point for the formulation of a specific
research problem, whose conclusion should aim to answer the question. At this
stage, the nature of the question will give some indication of the type of research
approach (or approaches) that could be appropriate. Will it be a historical study or
a descriptive enquiry, an analysis of correlations or an experimental exercise, or a
combination of more than one of them? Seemingly simple questions are riddled
with ambiguities, which must be cleared up by careful definition. For example, in
the above questions, what does ‘frame of mind’ mean, what sort of ‘prevention
measures’ are envisaged, and does the question embrace all types of ‘indigenous
architecture’ everywhere? It is likely that the problem is too broad if you can state it
in less than half a dozen words. A few additional questions posed against each word
can help to delineate the problem – where, who, what, which, when? Break the
problem down into short sentences, not worrying at this stage about the overall
length of the problem statement. It is a useful trick to put each sentence on a
separate slip of paper, so that they can be put into order in different sequences.
When the best logical progression from sentence to sentence is achieved, the state-
ment can be edited into a more elegant form. (Chapter 4 deals in more detail with
the techniques of problem statement.)
While developing a specific research problem, keep in mind the skills you will
require to carry out the research posed by the problem. Fox (1969, p. 39) defines five
types of skill which are essential: research design, instrument development, data
collection, data analysis and research writing.
Designing research can be learned, in consultation with your tutor or supervisor
(just wait till Chapters 5 and 6). Instrument development is, however, a highly
specialized skill, so it is advisable to formulate the problem so that you can use
standardized or previously developed instruments. The skills required by data
collection techniques are generally readily acquired (introduced in Chapter 5),
though consideration must be given to the extent of data needed. Data analysis does
require specialist skills, which can be of a highly sophisticated nature (specialist
help is on hand when you get that far). It will definitely be worth your while to
consult your tutor or supervisor on the implications for data analysis that the
research problem might have. Skills in research writing will be developed in Chapter 7,
and by consultation with your tutors or supervisors over the next months (or years).
Careful consideration of these points will ensure that the planned research is
practicable and has a good chance of success.
The sub-problems
Most research problems are difficult, or even impossible, to solve without breaking
them down into smaller problems. The short sentences devised during the problem
formulation period can give a clue to the presence of sub-problems. Does one sub-problems
aspect have to be researched before another aspect can be begun? For example, in
one of the research questions asked above – the kinds of prevention measures that
can be used against vandalism – how the measures can be employed and for what
types of vandalism they are suitable, will have to be examined. The sub-problems
should delineate the scope of the work and, taken together, should define the entire
problem to be tackled as summarized in the main problem.
Following on from their recommended steps for narrowing down the scope of
your study to one topic, as shown in Box 1.16, Booth et al. (1995, p. 40) elaborate
on how you can organize your questions to define the sub-problems by looking at
your topic from the four perspectives shown in Box 1.17. It is interesting to note
that the usefulness of the topic is also an issue that should be taken into account –
but does this exclude blue-sky research? I hope not!
1 What are the parts of your topic and what larger whole is it a part of?
2 What is its history and what larger history is it a part of?
3 What kind of categories can you find in it, and to what larger categories of
things does it belong?
4 What good is it? What can you use it for?
Exercise In order to exercise what you have learned about the characteristics of the research
problem and how it should be presented, here is part of a research proposal written
1.3 by a postgraduate research student. It aimed to describe accurately and succinctly
the relevant background, the problem to be researched and its importance.
Obviously, you are not required at this stage to write anything as detailed as this
yourself. The point of this exercise is for you to examine this text to see how a research
problem can be extracted out of a context and defined and described in such a way
as to convince the reader that the project is both worthwhile and possible to carry out.
After reading the following short research proposal, check the report against the
following criteria:
1 Is the research problem clearly stated? What is it? Write it out. If it is not clear,
try to detect what it probably is and then summarize it.
2 Does the problem seem to arise naturally from the background information
and questions? Summarize the main points of the argument which lead up to
the problem. If you have difficulty finding the relevant background information
and argument, explain where you see the gaps.
3 Are any sub-problems stated? If so, what are they? Write them out. Do they
really form parts of the main problem?
4 Is the proposed research limited in scope? What are the limitations? (It will help
you if you think of different aspects of the research, e.g. time, place etc.)
5 Did the researcher state what type of research approach would be used? If so,
write a summary of the research activities to be undertaken.
6 Is there any indication of the importance of the study? Describe how, if at all,
this is conveyed.
7 Is there any reference to, or discussion of, related literature or studies by other
researchers? If so, which?
RESEARCH PROPOSAL
that can take over those responsibilities. Admission into such institutions has for a
long time implied, by circumstance or design, a relinquishment of certain rights,
most particularly that of independent living.
As distinctions between those who are dependent on others have become
more clear – the poor, sick, old and abandoned – so institutions and buildings,
such as workhouses, orphanages and asylums, have evolved to provide for them.
Their common ethos was segregation. After World War II, that acceptability of
segregated institutions was called into question and alternatives to institutional
living were sought for those dependent on others for their care. The response of
the caring institutions was to shift away from segregation and towards the
integration of people with disabilities into mainstream society. The underlying
problem for architects was how buildings would need to change to accommodate
this shift. Architects needed to devise a diversified range of buildings that
widened the options for independent living for people with differing degrees of
disability.
In the 1950s and 1960s new building forms such as sheltered and special needs
housing were developed, but these were predominantly for the elderly. For younger
disabled people there continued to be few alternatives between admission to an
institution or staying at home.
However, by 1970 new concepts were developed; most striking were young
disabled units (YDUs) for severely disabled people of working age who had to leave
home.
Over 320 YDUs and similar buildings have been built in the last two decades,
providing places for 10,500 people. Some are built in the grounds of hospitals and
some in the community; they generally accommodate 30 residents with their own
bedroom and shared common facilities. Their objective has been to meet require-
ments for independent living, across the age range of residents, from school
leaving age to retirement. However, research on the effectiveness of these
schemes is sparse. Investigation so far suggests that their design has been more
successful at accommodating the needs of older residents and less successful at
accommodating the requirements for independent living of younger disabled
people.
The focus of this study will therefore be to investigate the influences on different
YDU built forms, and evaluate their effectiveness in meeting the independent-
living needs and aspirations of the young people with severe disabilities who live
in them.
Indicators of independent living established early in the study will be used to
measure the effectiveness of independent living attained in the different building
types, all purpose-designed to wheelchair parameters. Data will be collected by
undertaking detailed multi-method surveys of different YDU-type group-living
schemes. The surveys will include detailed appraisal of plans and measurements of
buildings, observation of the building in use and structured interviews with
residents across the age range.
Thought Are you finding it quicker to analyse a given text now? The example given above is
the first part of a research proposal for an MPhil with intention to transfer to a PhD.
What has been left out in this example is the detailed methodology, explaining
exactly how the research will be carried out. As already mentioned, you are not
expected to be able to write anything as detailed as that at this stage. However,
after Chapter 7, you should be able to write something comparable and this
extract gives you some idea of what you are aiming at. Of course, your subject may
be completely different, but the criteria listed above will be the same.
The purpose of the research plan is to take the initial research problem and decide how
it will be researched. A clearly defined and expressed research problem is one impor-
tant prerequisite for evolving a research plan. Important facts to be considered when
designing the project are: available time, financial resources, facilities, availability of
data, possible methods of analysis, and your own developing skills as a researcher.
Remember that you do not have a team of researchers to support you, and that
you have only a few weeks to complete a dissertation, about one year to complete
an MPhil or about three years to complete a PhD. All other research projects are
similarly limited in their time-frame. There will be some hard choices to make;
however fascinating your subject and however important the expected outcomes, it
is essential to limit the area of your investigation and keep it within manageable
proportions. Keep in mind that working towards a research degree is also a training
exercise to develop research skills, and your thesis will finally demonstrate that you
have acquired them sufficiently.
What sort of research will you pursue? It is worth remembering the different overall
aims that could be at the centre of your project. Phillips and Pugh (1994, pp. 49–52)
identified three basic aims of research, as shown in Box 1.19 and discussed in the
text that follows.
•• Exploration
•• Testing out
•• Problem-solving
Exploration
This kind of research delves into the unknown, tackling new problem issues or
topics. As little or no previous research has been done on those topics, it will be
impossible to delineate precisely the scope of the research or to predict its outcomes.
Because it will be in a relatively unexplored domain, a necessary part of the research
is to explore what existing theories, concepts and methodologies might be used or
adapted, or failing those, to devise new ones. It pushes out the boundaries of
knowledge in the anticipation that the outcomes will be of value.
Testing out
A common feature of such research is that it makes generalizations from specific
instances. But how far are the generalizations valid? Testing out research explores
the validity of the generalizations in other circumstances, and tries to define their
limits. This basic scientific activity leads to the refinement of theories. There are a
host of opportunities in this approach: testing the generalizations in different
locations, under different social or physical conditions, in different contexts etc.
Problem-solving
This type of research identifies a ‘real-life problem’. Its aim is to find possible
solutions to the problem by using techniques of systematic appraisal and analysis.
As ‘real-life problems’ tend to be complex, the study might involve several disci-
plines and a variety of methods, requiring a great deal of background knowledge.
Although it is possible to pursue this kind of research on a theoretical level,
commonly practical benefits flow from it. However, solutions are unlikely to be
obvious and clear-cut.
Which type of research lends itself best to gaining a research degree? Phillips and
Pugh (1994) pragmatically suggest that the safest option is to be recommended,
that is, the one with the fewest unknown factors. Testing out research, based on
Thought You should now think about your own research interest and reflect on which of the
above types of research might be considered to be appropriate for your own work.
Any research project requires planning so that the researcher’s time is used
efficiently in pursuance of the research objectives. Much effort can be wasted and
frustration incurred by haphazard reading and collecting of notes and references,
sundry information and opinions. This form of activity might be ‘very interesting’,
but leads in no particular direction and hence does nothing to advance the progress
of the research.
Research planning and architectural planning have much in common. Each requires a
conceptualisation of the overall organisation and a detail plan before work on the
project can begin. For successful completion, a building requires plans that are clearly
conceived and accurately drawn. A research project should be no less totally visual-
ised and precisely detailed. (Leedy, 1989, p. 79)
According to Leedy (1989, p. 81), all research has a basic format. Whatever subjects
or disciplines are its focus, they all share the need of a central research problem, a
search for and collation of data, appropriate methods of analysis and the formula-
tion of substantiated conclusions. This is not to say that the methodology will be
similar in all disciplines. On the contrary, much of the planning of research projects
is taken up with deciding on the most appropriate techniques for data collection
and analysis. The underlying dynamics of the process also include the features of
the researcher, such as motivation, experience and skills; aspects of the research
situation, such as cost, time, facilities, situation etc.; and the needs and demands of
the respondents or others co-operating in the research.
Boxes 1.20, 1.21 and 1.22 give three examples of research plans, two for PhD
theses and the third for a funded research programme. Note that references in these
plans are not included in the reference list for this book.
Three
Formulating
Research Problems
39
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advance of research and to show how they are linked to prior work. Many
social scientists hold that research problems should be formulated by
carefully analyzing as much of the relevant research literature as possible,
formally stating the problem and the major hypotheses that the literature
suggests, and only then collecting the data. Their intention is to give
research a clear and firm justification and to encourage hypothesis testing.
This will ensure that each new study does its utmost to add in an orderly
fashion to the sum of knowledge. However, there are many other social
scientists who are equally convinced that this style of formulating prob-
lems tends to stifle questions and prevent discoveries that a more open-
ended approach might stimulate.
This latter group argues instead for letting problems and hypotheses
emerge throughout the research process, pushed forth by new empirical
observations that encourage the researcher to ask new questions and
build new theories. For example, Schatzman and Strauss (1973) write:
Stating the problem early and in a highly structured form may indeed
lock the researcher into a fixed stance with respect to the situation being
observed, and it may also block the emergence of new ideas that might
be stimulated by new experience. But open-endedness may have costs as
well. For instance, Huber (1973) argues that letting the emergent features
of each new research situation continually exert pressure to redefine prob-
lems and hypotheses tends to bias the emerging theory in the direction
of the status quo. It gives undue weight to the particular situation being
studied at the moment, diverts attention from the problems posed by
other theories, and interferes with theory-testing because the same data
obviously cannot be used both to form and to test an hypothesis. In this
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Overcoming Methodological
Constraints on Problem Formulation
Both sides in the foregoing debate clearly have merit. However, in
practice the decision as to when and how research problems should be
defined usually depends less upon the perceived merits of one or the
other of these procedures than upon the research style selected. Methods
differ in their abilities to predict the kinds, quantities, and quality of the
data that may be available in any given instance. For example, survey
researchers or experimentalists can usually say with more certainty than
fieldworkers whether or not the data pertinent to a particular research
problem can be readily collected. Fieldwork offers the possibility of many
data sources, but it is usually hard to say in advance which data will actu-
ally be obtainable. Similarly, Selltiz, Jahoda, Deutsch, and Cook (1959)
note the need to take a “wait-and-see” attitude in the use of nonreactive
data sources such as statistical records: “The use of such data demands
a capacity to ask many different questions related to a research
problem. . . . The guiding principle for the use of available statistics con-
sists in keeping oneself flexible with respect to the form in which the
research questions are asked” (p. 318).
Furthermore, as we will discuss in greater detail in Chapter 4, an
empirical search for problems is considerably less expensive with some
methods than others. Exploratory experiments and surveys are certainly
feasible, but pilot field studies and searches through archives generally
cost less, except perhaps for the researcher whose personal expenditure of
time and energy usually “fund” such studies. Moreover, discoveries arise
in different ways for different methods. Fieldworkers and nonreactive
researchers are more likely to make discoveries as a result of finding new
data sources and examining new situations; while survey researchers
and experimentalists are more likely to make discoveries through innova-
tions in techniques of study design, sampling, or data analysis, which
can generate unexpected (serendipitous) findings by more precise tests
of hypotheses.
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the responsibility not only of the study’s author but of all who are
professionally interested in that research area. At that point, the key issue
is what to do with the problem next. Research into a problem does not end
with a single study. Nor is there truly a final formulation of a problem any
more than there is a final solution. All research, as Chapter 2 suggested,
involves some simplification of the problem being investigated. This is
unavoidable given the limitations on our resources, theories, and meth-
ods. However, each of a discipline’s separate new studies, or each phase
of study in an individual’s research program, reveals new aspects of the
problem by addressing issues (such as those raised by the “skeptic’s ques-
tions” in Chapter 2) that earlier research could not address.
The two modes of formulating research problems that we have just dis-
cussed differ in that one looks to past studies, while the other looks to
ongoing work. But the two are similar in that both rely upon empirical
inquiry rather than upon nonempirical procedures, such as speculation or
the purely logical analysis of ideas. This means that whether research
problems emerge from current research or instead derive from earlier
work, research methods are directly implicated in the process. Every
empirically based research problem has a methodological as well as a sub-
stantive component, and this methodological component may equally
influence our perceptions as to which particular phenomena and theories
are problematic. One of the central questions to be posed, therefore, is
how do the methods employed in research directly affect the formulation
of research problems?
We still do not know much about the relationship between what people say
and what they do—attitudes and behavior, sentiments and acts, verbaliza-
tions and interactions, words and deeds. We know so little that I can’t even find
an adequate vocabulary to make the distinction! Under what conditions do they
say one thing and behave exactly the opposite? In spite of the fact that all of
these combinations have been observed and reported few efforts have been
made to order these observations. (p. 242)
greater consistency between subjects’ words and deeds than did observational
field studies. When such methodologically linked contradictions appear
in the course of a problem’s development, the suspicion is that they may
derive from theoretically irrelevant characteristics of the different meth-
ods employed rather than from the substantive complexity of the prob-
lem. Inconsistent findings require reformulations of research problems.
When these inconsistencies reflect unanticipated substantive complexity,
then concepts and propositions must be recast to take account of that
complexity. But although more complicated theories are sometimes neces-
sary to achieve theoretical realism, simplicity is preferable. And if, in fact,
contradictory research findings are attributable to methodological influ-
ences and can be shown to be consistent with existing theories, once those
influences have been taken into account, so much the better.
The substance of social life is certainly diverse enough to generate
inconsistent findings, but the methods of social research are also diverse.
Only by analyzing the methods employed to obtain research findings can
it be determined which source of inconsistency any given set of findings
reflects. For example, Hovland (1959) observed that textbooks summariz-
ing the effects of communication on opinion-change in the 1950s often
reported substantive contradictions in research findings without regard to
differences in methodology, despite the fact that stronger effects were gen-
erally found in experiments than in surveys. However, Hovland found
that upon closer inspection these apparent contradictions might be explained
in terms of the idiosyncrasies of these two different types of methods and
might not require new theoretical explanations. In sum, although the
exclusive use of a single type of research method can oversimplify research
problems, the use of different types of research methods, without system-
atic comparisons of their results and an understanding of possible method-
ological influences, can make problems appear to be more complex—or
complex in different ways—than they really are.
Dunaway, Cullen, Burton, and Evans (2000) have done more research
specifically designed to help clarify these issues. They conducted a self-
report mail survey of the general population aged 18 and over living in an
urban area in the Midwest, inquiring about serious crimes (including vio-
lence) as well as lesser offenses. Their study thus focused on adults rather
than juveniles and a fuller range of offenses than covered in earlier studies
of juvenile delinquency. They describe their effort as follows: “The goal of
the current study has been to add an additional piece to solving the class-
crime puzzle. In particular, we offer the conclusions that among the
general adult population social class appears to be weakly related to
involvement in self-reported criminality, but that evidence exists to sug-
gest that that this relationship is specified by race and type of crime (vio-
lence)” (p. 611). However, they recognize that no single study such as
theirs will resolve the empirical issues. And they urge that in “the under
researched area of adult crime, we may need carefully designed, sus-
tained research on class that uses multiple methods across diverse sam-
ples” (p. 611). But they suggest also that the current state of the research,
unresolved as many issues may be, presents a theoretical problem that
needs to be addressed: “those researchers wishing to construct class-
based theories of crime must confront why class position, even if related
to serious crime, is only modestly implicated in the causation of less seri-
ous offenses” (p. 620).
Brannon, Cyphers, Hesse, Hesselbart, Keane, Schuman, Viccaro, and
Wright (1973) pick up the problem of “attitude versus action” as it stood
in the early 1970s. They note that most studies at that time had reported
either negative or mixed relationships between what people say and do.
But they also note that these studies had not “concentrated on the valid-
ity of typical survey questions in general populations.” They carefully
observe that although this failure does not invalidate the evidence from
the earlier studies, it does leave us “uncertain of their implications for the
validity of standard cross-section attitude surveys” (p. 625). Their remedy
was to pose their questions about substance and method jointly and to
design a multimethod study in which a typical attitude question on the
important social policy issue of “open housing” was embedded in a larger
survey. The survey was then followed three months later by a field experi-
ment designed to test respondents’ willingness to act in a manner consis-
tent with their earlier expressed attitudes. Brannon et al. (1973) report an
overall high level of consistency between the survey responses and the
later experimental findings. However, they conclude not simply that
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“attitudes and actions are consistent” but rather they use their findings as
the basis for stating three hypotheses to explain why in this instance atti-
tudes and actions were found to coincide.
The study by Brannon et al. (1973), like Hindelang et al. (1979), in addi-
tion to illustrating how to develop specific multimethod research ques-
tions, illustrates an important general point about multimethod research.
Generic labels for research methods, such as those that we introduced in
Chapter 2, conceal a great deal of species variation among the actual
research techniques that compose the style designated by each label
(fieldwork, survey research, etc.). For example, a survey may refer either
to a questionnaire study of a convenient sample of college students con-
ducted by a faculty member in a college classroom or to an interview
study conducted by a team of paid interviewers in the households of a
cross-sectional sample of a city’s population. (Similarly, Campbell and
Stanley [1963] have demonstrated the variety of “experiments.”) Broad
classifications of methods are useful for purposes of general discussion,
and they are important to the analysis of research when they designate
groups of techniques that are thought to have common strengths and
weaknesses. But if the labels are used without regard for the underlying
variations in techniques, they can easily lead to mistaken inferences. In all
cases, it is an empirical question whether the findings from a given form
of a method correlate well or poorly with a given form of another method.
Paradigmatic Pragmatism
It has become increasingly clear that research methods cannot be
assumed a priori to be neutral or atheoretical tools. For example, Walton
(1966) demonstrated that the different theories of community power held
by political scientists and sociologists might well be a consequence of the
fact that researchers in these two disciplines have characteristically stud-
ied community power with different types of methods. And Perrucci and
Pilisuk (1970) have further shown that the method employed to study
community power may not only determine which theory one accepts but
may also determine which theories one can formulate and test.
More generally, Ritzer (1980) has posited systematic links between
theoretical styles (or paradigms) and research styles (or methods):
Those who accept the social facts paradigm tend to use questionnaires
and/or interviews when they do empirical research. . . . Those who accept
the social definition paradigm tend to use the observation method in their
research. . . . The choice of methods is, of course, made necessary by the
nature of the social definition paradigm. . . . All of the methods discussed in
this book could be used by the social behaviorist . . . [but] . . . the behaviorist
almost invariably uses the experimental method. (pp. 67, 125, 177–178)
All research begins with a question derived from a general topic that piques your interest,
often through general reading, topical discussion, lectures, family experiences, etc. In
many cases the general topic is set by your Instructor.
1. Relevant.
The question should have some bearing on the topic and remain within the limits
that were set beforehand.
2. Interesting.
Choose a topic that interests and stimulates you otherwise searching could
become tedious.
The question should not be too broad or vague. You can however begin with a
broad question and then narrow it down to be more specific. You can narrow the
question down by:
- a particular aspect, e.g., economic, psychological
- a particular time period
- a particular event e.g., 9/11, rape, divorce
- a geographical area
- gender
- age group
The result should be a question for which there are two or more possible answers.
The following examples illustrate how to narrow broad topics to create focused
research questions.
4. Researchable.
You should get a feel for what materials will be available to you. Know what the
Library has to offer in the way of books and standard reference sources,
indexes/databases, and services to acquire resources that are not in-house.
Sometimes your question seems doable at first but when you begin your research,
it turns out not to be the case. Because most often you are doing a literature search
for the results of previous research (as opposed to original research), it is
recommended that you do a preliminary search to test if you can get enough
material, and then, if necessary, revise your question.
PART I
1
THE CONTEXT OF DESIGN
Descriptive research
Although some people dismiss descriptive research as `mere descrip-
tion', good description is fundamental to the research enterprise and it
has added immeasurably to our knowledge of the shape and nature of
our society. Descriptive research encompasses much government spon-
sored research including the population census, the collection of a wide
range of social indicators and economic information such as household
expenditure patterns, time use studies, employment and crime statistics
and the like.
Descriptions can be concrete or abstract. A relatively concrete descrip-
tion might describe the ethnic mix of a community, the changing age
pro®le of a population or the gender mix of a workplace. Alternatively
2 WHAT IS RESEARCH DESIGN?
the description might ask more abstract questions such as `Is the level of
social inequality increasing or declining?', `How secular is society?' or
`How much poverty is there in this community?'
Accurate descriptions of the level of unemployment or poverty have
historically played a key role in social policy reforms (Marsh, 1982). By
demonstrating the existence of social problems, competent description
can challenge accepted assumptions about the way things are and can
provoke action.
Good description provokes the `why' questions of explanatory
research. If we detect greater social polarization over the last 20 years
(i.e. the rich are getting richer and the poor are getting poorer) we are
forced to ask `Why is this happening?' But before asking `why?' we must
be sure about the fact and dimensions of the phenomenon of increasing
polarization. It is all very well to develop elaborate theories as to why
society might be more polarized now than in the recent past, but if the
basic premise is wrong (i.e. society is not becoming more polarized) then
attempts to explain a non-existent phenomenon are silly.
Of course description can degenerate to mindless fact gathering or
what C.W. Mills (1959) called `abstracted empiricism'. There are plenty
of examples of unfocused surveys and case studies that report trivial
information and fail to provoke any `why' questions or provide any basis
for generalization. However, this is a function of inconsequential
descriptions rather than an indictment of descriptive research itself.
Explanatory research
Income
Gender
level
Field of
training Occupation
Income
Gender
level
Theory building
Theory building is a process in which research begins with observations
and uses inductive reasoning to derive a theory from these observations.
6 WHAT IS RESEARCH DESIGN?
Inductive reasoning
Conceptual-abstract
Theory
level
Empirical
level Obs 1 Obs 2 Obs 3 Obs 4
Theory testing
Parents divorced?
No Yes
if the theory is true then certain things should follow in the real world. We
then assess whether these predictions are correct. If they are correct the
theory is supported. If they do not hold up then the theory needs to be
either rejected or modi®ed.
For example, we may wish to test the theory that it is not divorce itself
that affects the wellbeing of children but the level of con¯ict between
parents. To test this idea we can make predictions about the wellbeing of
children under different family conditions. For the simple theory that it
is parental con¯ict rather than divorce that affects a child's wellbeing
there are four basic `conditions' (see Figure 1.3). For each `condition' the
theory would make different predictions about the level of children's
wellbeing that we can examine.
If the theory that it is parental con¯ict rather than parental divorce is
correct the following propositions should be supported:
Starting point of
theory testing
Theory
Inference Deduction
New
Implications for Propositions
theory
propositions
Collect data
Starting point of
theory building
Figure 1.5 Relationship between research design and particular data collection
methods
a point of confusion . . . has been the unfortunate linking between the case
study method and certain types of data collection ± for example those focusing
on qualitative methods, ethnography, or participant observation. People have
thought that the case study method required them to embrace these data
collection methods . . . On the contrary, the method does not imply any
particular form of data collection ± which can be qualitative or quantitative.
(1993: 32)
Making sense of social action . . . is . . . hard and surveys have not traditionally
been very good at it. The earliest survey researchers started a tradition . . . of
bringing the meaning from outside, either by making use of the researcher's
stock of plausible explanations . . . or by bringing it from subsidiary in-depth
interviews sprinkling quotes . . . liberally on the raw correlations derived from
the survey. Survey research became much more exciting . . . when it began
including meaningful dimensions in the study design. [This has been done in]
two ways, ®rstly [by] asking the actor either for her reasons directly, or to
supply information about the central values in her life around which we may
assume she is orienting her life. [This] involves collecting a suf®ciently
complete picture of the context in which an actor ®nds herself that a team of
outsiders may read off the meaningful dimensions. (1982: 123±4)
The need for research design stems from a sceptical approach to research
and a view that scienti®c knowledge must always be provisional. The
purpose of research design is to reduce the ambiguity of much research
evidence.
We can always ®nd some evidence consistent with almost any theory.
However, we should be sceptical of the evidence, and rather than
seeking evidence that is consistent with our theory we should seek
evidence that provides a compelling test of the theory.
There are two related strategies for doing this: eliminating rival
explanations of the evidence and deliberately seeking evidence that
could disprove the theory.
Causal relationship
Academic
School type
achievement
School type
Child’s ability
Academic
achievement
Facilities in
Parental home for study Academic
resources achievement
School type
Child’s
valuation of
Parental education Academic
valuation of achievement
education
School type
But these data are not compelling. There are at least three other ways
of accounting for this correlation without accepting the causal link
between school type and achievement (Figure 1.6). There is the selectivity
explanation: the more able students may be sent to fee paying private
schools in the ®rst place. There is the family resources explanation: parents
who can afford to send their children to fee paying private schools can
also afford other help (e.g. books, private tutoring, quiet study space,
computers). It is this help rather than the type of school that produces the
better performance of private school students. Finally, there is the family
values explanation: parents who value education most are prepared to
send their children to fee paying private schools and it is this family
emphasis on education, not the schools themselves, that produces the
better academic performance. All these explanations are equally con-
sistent with the observation that private school students do better than
government school students. Without collecting further evidence we
cannot choose between these explanations and therefore must remain
open minded about which one makes most empirical sense.
There might also be methodological explanations for the ®nding that
private school students perform better academically. These methodolo-
gical issues might undermine any argument that a causal connection
exists. Are the results due to questionable ways of measuring achieve-
ment? From what range and number of schools were the data obtained?
On how many cases are the conclusions based? Could the pattern simply
be a function of chance? These are all possible alternative explanations
for the ®nding that private school students perform better.
Good research design will anticipate competing explanations before
collecting data so that relevant information for evaluating the relative
merits of these competing explanations is obtained. In this example of
schools and academic achievement, thinking about alternative plausible
hypotheses beforehand would lead us to ®nd out about the parents'
®nancial resources, the study resources available in the home, the
parents' and child's attitudes about education and the child's academic
abilities before entering the school.
Initial proposition:
· If A [or C, or D, or E, or F, or . . .] then B.
· We observe B.
· Therefore A [or C, or D, or E, or F, or . . .] is true.
Although explanation (A) is still in the running because it is consistent
with the observations, we cannot say that it is the most plausible
explanation. We need to test our proposition more thoroughly by
evaluating the worth of the alternative propositions.
nothing will change the mind of the true believer. Exchange theory
(Homans, 1961; Blau, 1964) is largely non-falsi®able. It assumes that we
always maximize our gains and avoid costs. But we can see almost
anything as a gain. Great sacri®ces to care for a disabled relative can be
interpreted as a gain (satisfaction of helping) rather than a loss (income,
time for self etc.). We need to frame our propositions and de®ne our
terms in such a way that they are capable of being disproven.
Summary
This chapter has outlined the purpose of research design in both descrip-
tive and explanatory research. In explanatory research the purpose is
to develop and evaluate causal theories. The probabilistic nature of
causation in social sciences, as opposed to deterministic causation, was
discussed.
Research design is not related to any particular method of collecting
data or any particular type of data. Any research design can, in principle,
use any type of data collection method and can use either quantitative or
qualitative data. Research design refers to the structure of an enquiry: it is
a logical matter rather than a logistical one.
It has been argued that the central role of research design is to
minimize the chance of drawing incorrect causal inferences from data.
Design is a logical task undertaken to ensure that the evidence collected
enables us to answer questions or to test theories as unambiguously as
possible. When designing research it is essential that we identify the type
of evidence required to answer the research question in a convincing
way. This means that we must not simply collect evidence that is con-
sistent with a particular theory or explanation. Research needs to be
structured in such a way that the evidence also bears on alternative rival
explanations and enables us to identify which of the competing explana-
tions is most compelling empirically. It also means that we must not
simply look for evidence that supports our favourite theory: we should
also look for evidence that has the potential to disprove our preferred
explanations.