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Abstract
Background: Acid suppression with a proton pump inhibitor is standard treatment for gastroesophageal reflux disease
and erosive esophagitis in adults and increasingly is becoming first-line therapy for children aged 1-17 years. We
evaluated endoscopic healing of erosive esophagitis with esomeprazole in young children with gastroesophageal
reflux disease and described esophageal histology.
Methods: Children aged 1-11 years with endoscopically or histologically confirmed gastroesophageal reflux disease
were randomized to esomeprazole 5 or 10 mg daily (< 20 kg) or 10 or 20 mg daily (≥ 20 kg) for 8 weeks. Patients with
erosive esophagitis underwent an endoscopy after 8 weeks to assess healing of erosions.
Results: Of 109 patients, 49% had erosive esophagitis and 51% had histologic evidence of reflux esophagitis without
erosive esophagitis. Of the 45 patients who had erosive esophagitis and underwent follow-up endoscopy, 89%
experienced erosion resolution. Dilation of intercellular space was reported in 24% of patients with histologic
examination.
Conclusions: Esomeprazole (0.2-1.0 mg/kg) effectively heals macroscopic and microscopic erosive esophagitis in this
pediatric population with gastroesophageal reflux disease. Dilation of intercellular space may be an important
histologic marker of erosive esophagitis in children.
Trial Registration: D9614C00097; ClinicalTrials.gov identifier NCT00228527.
additional morphologic feature of GERD and esophagitis Table 1: Los Angeles Classification System for erosive
in infancy and childhood [6]. Mucosal biopsies also are esophagitis
recommended but not mandatory in current pediatric
LA grade Description
endoscopy practice to exclude potentially confounding
diagnoses, such as eosinophilic or infectious esophagitis
and, less commonly, Barrett's esophagus [4]. A ≥1 Mucosal break ≤5 mm
that does not extend
Acid suppression with a proton pump inhibitor (PPI) is between the tops of two
standard treatment for GERD and EE in adults [7] and mucosal folds
increasingly is becoming first-line therapy for children B ≥1 Mucosal break ≥5 mm
aged 1-17 years [4]. Currently three PPIs are approved by long that does not extend
the US Food and Drug Administration for the treatment between the tops of two
of EE in children: esomeprazole (1-17 years), omeprazole mucosal folds
(2-16 years), and lansoprazole (1-17 years). Findings from C ≥1 Mucosal break that is
direct comparative studies in adults show that esomepra- continuous between the tops
zole more effectively heals EE in adults than omeprazole of two or more mucosal folds
but that involves < 75% of
[8,9], lansoprazole [10,11], and pantoprazole [12]; how- the esophageal
ever, similar studies have not been conducted in pediatric circumference
populations. In this report, we describe the healing of EE D ≥1 Mucosal break, which
after esomeprazole treatment in children aged 1-11 years. involves ≥75% of the
Although not a planned objective, this study allowed esophageal circumference
assessment of the usefulness of an adult classification sys- LA: Los Angeles.
tem for EE in the pediatric population, the Los Angeles
(LA) Classification System. In addition, because the liter- presence of intraepithelial eosinophils or neutrophils and
ature lacks reports of histologic data from young children increased basal cell layer thickness and papillary height
with GERD, baseline histology findings are reported here. [16,17]. Criteria for establishing and documenting a clini-
The pharmacokinetic profile of esomeprazole in children cal diagnosis of GERD were consistent with the
aged 1-11 years has been published previously [13]. The NASPGHAN guidelines [4].
primary safety and clinical outcomes of esomeprazole Patients were assigned randomly to esomeprazole
treatment of GERD from this study have been reported (Nexium®; AstraZeneca LP, Wilmington, DE) 5 or 10 mg
previously [14]. (children ≥ 8 kg and < 20 kg) or 10 or 20 mg (children ≥ 20
kg) once daily for 8 weeks. For children aged < 6 years or
Methods for those who had difficulty swallowing the capsules, cap-
Study design and patients sule contents could be mixed with 1 tablespoon of apple-
The study design, methodology, eligibility criteria, patient sauce. Age-appropriate liquid antacid medication,
characteristics, and safety assessments have been MAALOX® (aluminum hydroxide 225 mg/magnesium
described in detail previously [14]. Children aged 1-11 hydroxide 200 mg per 5 mL; Novartis Consumer, Parsip-
years with endoscopically confirmed GERD (determined pany, NJ) or equivalent, was allowed as rescue medica-
by endoscopy with or without biopsies) were screened tion. Parents or guardians were instructed to administer
and eligible to be enrolled in an international, multi- rescue medication according to product labeling or as
center, randomized, parallel-group, double-blind (for prescribed by the physician. Rescue medication use was
dose) study evaluating once-daily esomeprazole during 8 recorded; when applicable, use in excess of the prescribed
weeks of treatment. Patients with allergic or eosinophilic amount was reviewed with the parent or guardian at each
esophagitis, gastric ulcers, bleeding lesions, strictures, visit and documented.
and Barrett's esophagus were excluded from the study. Institutional Review Boards at each participating center
Erosive or histologic GERD was documented; however, approved the study protocol (AstraZeneca study code
EE was not required. Endoscopic findings were classified D9614C00097; ClinicalTrials.gov identifier
using the LA Classification System for EE (Table 1) [15]. NCT00228527), and each patient's parent or guardian
As described in the literature [14], macroscopic evidence provided written informed consent with assent from the
for GERD seen on endoscopy was documented and patient, where applicable, before any study-specific pro-
included hyperemia, ulcers, and nodularity. Patients with cedure was performed. Study procedures were conducted
no visible or definitive lesions underwent a mucosal in accordance with the ethical principles of the Declara-
biopsy during baseline endoscopy for histologic confir- tion of Helsinki and its amendments and with the Inter-
mation of reflux esophagitis. Valid pediatric indicators of national Conference on Harmonization and Good
histologic reflux esophagitis were recorded, including the Clinical Practice guidelines.
Tolia et al. BMC Pediatrics 2010, 10:41 Page 3 of 9
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Adverse events
158 Patients screened for eligibility
Safety data were evaluable in 108 of 109 patients random-
ized and are described in detail elsewhere [14]. In brief,
• Did not have endoscopic proof
of reflux esophagitis, n = 27
13 AEs considered by the investigator to be related to
• Presence of eosinophilic esomeprazole treatment occurred in 10 of 108 patients
esophagitis, n = 4 (9.3%). The most commonly reported treatment-related
• Had normal endoscopy, n = 2 AEs were diarrhea (2.8%; n = 3, 10-mg/< 20 kg group),
• Failed for reasons unrelated
headache (1.9%; n = 2, 10-mg/≥ 20 kg group), and somno-
to endoscopy, n = 16
lence (1.9%; n = 1, 5-mg/< 20 kg group and n = 1, 10-mg/
109 Randomized < 20 kg group).
Discussion
53 Patients had EE 56 Patients did not have EE Based on this study, the use of esomeprazole across a
wide dose range (0.2-1.0 mg/kg) daily for ≤ 8 weeks
Figure 1 Patient disposition. EE: erosive esophagitis.
resulted in significant healing of macroscopic and histo-
logic esophagitis in children aged 1-11 years. Few studies
Of 109 patients randomized, 53 (49%) had EE at base- of PPI treatment of young children with GERD, including
line and 56 (51%) had reflux esophagitis without EE those with EE, are available [27-34]. The results of the
(Table 3). Of 83 patients enrolled from study sites within present study provide additional evidence to support the
the United States, 36 (43%) had EE; of 26 patients safe use and tolerability of PPIs in children with GERD
enrolled from European sites, 17 (65%) had EE. The pro- with or without EE [4].
portion of patients with EE and other reflux esophagitis Moreover, to our knowledge, this study is the first to
was distributed evenly across treatment groups. All but prospectively report the use of the LA Classification Sys-
two patients had LA grades A or B EE (Table 3); one tem [15] to diagnose and document EE healing in young
patient had grade C (< 20 kg/10-mg group), and the other children. Several EE classification systems exist in the
had grade D (≥ 20 kg/20-mg group) [14]. Hiatal hernia adult literature (e.g., Hetzel-Dent or Savary-Miller classi-
was documented in seven children in the < 20-kg group fications), which have been adapted previously for pediat-
and 12 children in the ≥ 20-kg group. Other esophageal ric studies [31,32]. Our results demonstrate that the LA
abnormalities (e.g., hyperemia, esophageal ulcers, nodu- Classification System can be used successfully to classify
larity, prolapse gastropathy) were present in 55 children the severity of EE in children. The majority of children
(n = 21, < 20 kg; n = 34, ≥ 20 kg) (Table 3). Of 109 patients with EE in this study had LA grades A and B (29% and
in the ITT population, 107 had a biopsy. Investigators 17%, respectively). The LA classification system offered a
reported other gastric and duodenal abnormalities when simple, straightforward method to grade EE and docu-
detected. Other histologic findings were present in the ment healing in the absence of erosions. The use of the
esophagus at baseline (Table 4). Dilation of intercellular LA classification system in children may allow for com-
space was reported in 24% of patients. parison between pediatric and adult data to unify our
knowledge of healing of EE; however, it has not been vali-
Esophageal healing
dated yet for use in pediatric populations.
Of 53 patients with EE at baseline, eight did not undergo
The doses used in this study were determined from the
final endoscopies or were otherwise excluded from the
results of a pharmacokinetic study of esomeprazole in
ITT population because of premature study discontinua-
children aged 1-11 years, an extrapolation of the recom-
tion (n = 4), revised diagnosis (n = 2), endoscopy per-
mended adult esomeprazole doses using an exposure-
formed outside the study timeframe (n = 1), or failure to
response relationship reported previously [13], and the
give reason for not performing endoscopy (n = 1). Of 45
assumption that most children < 12 years weigh 8-60 kg.
patients who had EE at baseline and underwent posttreat-
For ethical reasons in a population of children with con-
ment endoscopy, EE was healed in 40 patients (89%) (Fig-
firmed GERD, this study did not include a placebo con-
ure 2). Healing rates were similar across all esomeprazole
trol group but was double blind to dosage. The lack of a
dose groups. Healing of EE did not occur in five patients
control group is a potential limitation to this study. Fur-
(11%): two patients in the 20-mg group were rated as
thermore, the assessment of the clinical outcome of EE
improved but not completely healed (i.e., ≥ 1 LA grade
was not controlled and was not the primary end point of
improvement), and three patients in the 10-mg groups
the study; however, more importantly, the clinical benefit
exhibited no change from baseline (n = 2, < 20 kg; n = 1, ≥
of esomeprazole in healing EE was documented. In addi-
20 kg). Patients whose EE was not healed received doses
tion, the small number of patients in each treatment
in the range of 0.17-0.66 mg/kg.
group precluded a comparison between doses.
Tolia et al. BMC Pediatrics 2010, 10:41 Page 5 of 9
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Table 2: Demographic and baseline disease characteristics of all patients enrolled (N = 109)
In the present study, the prevalence of EE (49%) in chil- nosis of other esophageal disorders, such as eosinophilic
dren aged 1-11 years was higher than that reported previ- esophagitis. Although biopsy specimens were not evalu-
ously in children (12.4%) [3]. Baseline endoscopic and ated by a central reader and therefore were not standard-
histologic data showed that 18% of patients had esopha- ized, the histopathologic data obtained contribute to the
geal nodules, which have been shown to be a possible existing sparse literature in this patient population. Addi-
predictor of EE in the PEDS-CORI [18]. Our results sug- tionally, the reason for a greater proportion of patients
gest that dilation of intercellular space may be a potential with EE in the European study sites compared with the
histologic diagnostic criterion for EE [6]. Dilation of United States study sites is not clear. The reasons for such
intercellular space was reported in 24% of the patients in geographic variation need to be studied further.
this study (reporting this information was not manda- In this pediatric population, the clinical course and
tory), whereas 49% of patients had endoscopically con- manifestations of the spectrum of GERD symptoms
firmed EE. Although these potential histologic predictors appear to be similar to those seen in adults. The current
of EE were identified in patients in this study, we cannot study continues to expand on the knowledge and poten-
determine accurately the incidence of these potential tial management options that are available for young chil-
markers because not every patient was evaluated for dren with GERD and EE, and adult efficacy data may be
these histologic changes in a standardized manner. extrapolated to this age group [3,4,35-37]. An 8-week
Determination of the true incidence of these markers in treatment duration represents the approximate time
children is an area of future research. Large epidemio- needed for healing of EE in adults [8-12]. Guidelines for
logic studies in children also are needed to determine the treatment of pediatric GERD recommend a 3-month
role of extraesophageal symptoms and concomitant con- course of acid suppression treatment for children who
ditions (e.g., asthma) in GERD. have GERD symptoms [4]. The results of the present
The criteria for establishing and documenting endo- study parallel the results from those of previous studies of
scopically proven GERD for study entry were consistent PPIs in adults with EE and provide additional support for
with those previously recommended by NASPGHAN the use of esomeprazole treatment for EE in young chil-
[4,20]. Endoscopic findings were required to be docu- dren.
mented at study entry to allow for full characterization of
the extent of GERD, including the presence and severity Conclusion
of EE and other gross findings. Furthermore, histologic The findings of this study showed that an 8-week course
assessment, when available, aided in excluding the diag- of esomeprazole treatment (0.2-1.0 mg/kg) healed esoph-
ageal erosions in 89% of children aged 1-11 years who had Pediatric Endoscopy Database System-Clinical Outcomes Research Initiative;
PPI: proton pump inhibitor.
EE. Although the LA Classification System was used suc-
cessfully to grade EE in this study, the development of a Competing interests
new pediatric-specific scoring system is suggested. For VT, MAG, and NNY have received grant/research support from AstraZeneca.
MAG has served as a speaker and a consultant for TAP and AstraZeneca and
example, a complementary scoring system is needed to has served as a speaker for Nestle. VT has received research grants from Wyeth,
accommodate other pediatric endoscopic findings Johnson & Johnson, and GlaxoSmithKline and has served as a speaker for
described in the literature, such as esophageal nodules Takeda and SHS Nutritionals. NNY, BT, and MI are employees of AstraZeneca LP.
[18]. Histologic assessment showed frequent mucosal Authors' contributions
damage in this population and provides further support VT made substantial contributions to conception and design, acquisition of
for the use of histology to augment endoscopic findings data, and analysis and interpretation of data and was involved in drafting the
manuscript and revising the manuscript for important intellectual content.
in pediatric patients with GERD. NNY made substantial contributions to acquisition of data and analysis and
interpretation of data and was involved in revising the manuscript for impor-
Abbreviations tant intellectual content. MAG made substantial contributions to analysis and
AE: adverse event; EE: erosive esophagitis; GERD: gastro esophageal reflux dis- interpretation of the data and was involved in revising the manuscript for
ease; ITT: intention-to-treat; LA: Los Angeles; NASPGHAN: North American Soci- important intellectual content. BT made substantial contributions to concep-
ety for Pediatric Gastroenterology, Hepatology, and Nutrition; PEDS-CORI: tion and design and to analysis and interpretation of the data and was involved
in drafting the manuscript and revising the manuscript for important intellec-
Tolia et al. BMC Pediatrics 2010, 10:41 Page 8 of 9
http://www.biomedcentral.com/1471-2431/10/41
100
100
90 89
85
82
80
Patients, %
60
Healed
Not healed
40
18
20 15
10 11
0
0
Esomeprazole Esomeprazole Esomeprazole Esomeprazole Total* Totala (n = 45)
45)
55 mg
mg (n
(n == 11) 10 mg (n = 11) 10
10 mg 10 mg
mg (n = 10) 20
20 mg
mg (n = 13)
Children < 20 kg Childre n ≥ 20 kg
Figure 2 Endoscopic healing status of erosive esophagitis after 8 weeks of esomeprazole treatment. *Of 53 patients with erosive esophagitis
at baseline, eight did not have a final endoscopy.
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