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RULE 6 prevent or bar recovery by him.

The
affirmative defenses include fraud,
Kinds Of Pleadings statute of limitations, release,
payment, illegality, statute of frauds,
Section 1. Pleadings defined. — Pleadings estoppel, former recovery, discharge
are the written statements of the respective in bankruptcy, and any other matter
claims and defenses of the parties submitted by way of confession and avoidance.
to the court for appropriate judgment. (1a) (5a)

Section 2. Pleadings allowed. — The claims Section 6. Counterclaim. — A counterclaim


of a party are asserted in a complaint, is any claim which a defending party may
counterclaim, cross-claim, third (fourth, have against an opposing party. (6a)
etc.)-party complaint, or complaint-in-
intervention. Section 7. Compulsory counterclaim. — A
compulsory counterclaim is one which,
The defenses of a party are alleged in the being cognizable by the regular courts of
answer to the pleading asserting a claim justice, arises out of or is connected with the
against him. transaction or occurrence constituting the
subject matter of the opposing party's claim
An answer may be responded to by a reply. and does not require for its adjudication the
(n) presence of third parties of whom the court
cannot acquire jurisdiction. Such a
Section 3. Complaint. — The complaint is counterclaim must be within the jurisdiction
the pleading alleging the plaintiff's cause or of the court both as to the amount and the
causes of action. The names and residences nature thereof, except that in an original
of the plaintiff and defendant must be stated action before the Regional Trial Court, the
in the complaint. (3a) counter-claim may be considered
compulsory regardless of the amount. (n)
Section 4. Answer. — An answer is a
pleading in which a defending party sets Section 8. Cross-claim. — A cross-claim is
forth his defenses. (4a) any claim by one party against a co-party
arising out of the transaction or occurrence
Section 5. Defenses. — Defenses may either that is the subject matter either of the
be negative or affirmative. original action or of a counterclaim therein.
Such cross-claim may include a claim that
(a) A negative defense is the specific the party against whom it is asserted is or
denial of the material fact or facts may be liable to the cross-claimant for all or
alleged in the pleading of the part of a claim asserted in the action against
claimant essential to his cause or the cross-claimant. (7)
causes of action.
Section 9. Counter-counterclaims and
(b) An affirmative defense is an counter-crossclaims. — A counter-claim
allegation of a new matter which, may be asserted against an original counter-
while hypothetically admitting the claimant.
material allegations in the pleading
of the claimant, would nevertheless
A cross-claim may also be filed against an respect of the latter's claim against the third-
original cross-claimant. (n) party plaintiff. (n)

Section 10. Reply. — A reply is a pleading,


the office or function of which is to deny, or
allege facts in denial or avoidance of new RULE 7
matters alleged by way of defense in the
answer and thereby join or make issue as to Parts of a Pleading
such new matters. If a party does not file
such reply, all the new matters alleged in the Section 1. Caption. — The caption sets
answer are deemed controverted. forth the name of the court, the title of the
action, and the docket number if assigned.
If the plaintiff wishes to interpose any
claims arising out of the new matters so The title of the action indicates the names of
alleged, such claims shall be set forth in an the parties. They shall all be named in the
amended or supplemental complaint. (11) original complaint or petition; but in
subsequent pleadings, it shall be sufficient if
Section 11. Third, (fourth, etc.)—party the name of the first party on each side be
complaint. — A third (fourth, etc.) — party stated with an appropriate indication when
complaint is a claim that a defending party there are other parties.
may, with leave of court, file against a
person not a party to the action, called the Their respective participation in the case
third (fourth, etc.) — party defendant for shall be indicated. (1a, 2a)
contribution, indemnity, subrogation or any
other relief, in respect of his opponent's Section 2. The body. — The body of the
claim. (12a) pleading sets fourth its designation, the
allegations of the party's claims or defenses,
Section 12. Bringing new parties. — When the relief prayed for, and the date of the
the presence of parties other than those to pleading. (n)
the original action is required for the
granting of complete relief in the (a) Paragraphs. — The allegations
determination of a counterclaim or cross- in the body of a pleading shall be
claim, the court shall order them to be divided into paragraphs so numbered
brought in as defendants, if jurisdiction over to be readily identified, each of
them can be obtained. (14) which shall contain a statement of a
single set of circumstances so far as
Section 13. Answer to third (fourth, etc.)— that can be done with convenience.
party complaint. — A third (fourth, etc.) — A paragraph may be referred to by
party defendant may allege in his answer his its number in all succeeding
defenses, counterclaims or cross-claims, pleadings. (3a)
including such defenses that the third
(fourth, etc.) — party plaintiff may have (b) Headings. — When two or more
against the original plaintiff's claim. In causes of action are joined the
proper cases, he may also assert a statement of the first shall be
counterclaim against the original plaintiff in prefaced by the words "first cause of
action,'' of the second by "second
cause of action", and so on for the report to the court a change of his address,
others. shall be subject to appropriate disciplinary
action. (5a)
When one or more paragraphs in the
answer are addressed to one of Section 4. Verification. — Except when
several causes of action in the otherwise specifically required by law or
complaint, they shall be prefaced by rule, pleadings need not be under oath,
the words "answer to the first cause verified or accompanied by affidavit .(5a)
of action" or "answer to the second
cause of action" and so on; and when A pleading is verified by an affidavit that the
one or more paragraphs of the affiant has read the pleading and that the
answer are addressed to several allegations therein are true and correct of his
causes of action, they shall be knowledge and belief.
prefaced by words to that effect. (4)
A pleading required to be verified which
(c) Relief. — The pleading shall contains a verification based on
specify the relief sought, but it may "information and belief", or upon
add a general prayer for such further "knowledge, information and belief", or
or other relief as may be deemed just lacks a proper verification, shall be treated
or equitable. (3a, R6) as an unsigned pleading. (6a)

(d) Date. — Every pleading shall be Section 5. Certification against forum


dated. (n) shopping. — The plaintiff or principal party
shall certify under oath in the complaint or
Section 3. Signature and address. — Every other initiatory pleading asserting a claim
pleading must be signed by the party or for relief, or in a sworn certification annexed
counsel representing him, stating in either thereto and simultaneously filed therewith:
case his address which should not be a post (a) that he has not theretofore commenced
office box. any action or filed any claim involving the
same issues in any court, tribunal or quasi-
The signature of counsel constitutes a judicial agency and, to the best of his
certificate by him that he has read the knowledge, no such other action or claim is
pleading; that to the best of his knowledge, pending therein; (b) if there is such other
information, and belief there is good ground pending action or claim, a complete
to support it; and that it is not interposed for statement of the present status thereof; and
delay. (c) if he should thereafter learn that the same
or similar action or claim has been filed or is
An unsigned pleading produces no legal pending, he shall report that fact within five
effect. However, the court may, in its (5) days therefrom to the court wherein his
discretion, allow such deficiency to be aforesaid complaint or initiatory pleading
remedied if it shall appear that the same was has been filed.
due to mere inadvertence and not intended
for delay. Counsel who deliberately files an Failure to comply with the foregoing
unsigned pleading, or signs a pleading in requirements shall not be curable by mere
violation of this Rule, or alleges scandalous amendment of the complaint or other
or indecent matter therein, or fails promptly initiatory pleading but shall be cause for the
dismissal of the case without prejudice, Section 3. Conditions precedent. — In any
unless otherwise provided, upon motion and pleading a general averment of the
after hearing. The submission of a false performance or occurrence of all conditions
certification or non-compliance with any of precedent shall be sufficient. (3)
the undertakings therein shall constitute
indirect contempt of court, without prejudice Section 4. Capacity. — Facts showing the
to the corresponding administrative and capacity of a party to sue or be sued or the
criminal actions. If the acts of the party or authority of a party to sue or be sued in a
his counsel clearly constitute willful and representative capacity or the legal existence
deliberate forum shopping, the same shall be of an organized association of person that is
ground for summary dismissal with made a party, must be averred. A party
prejudice and shall constitute direct desiring to raise an issue as to the legal
contempt, as well as a cause for existence of any party or the capacity of any
administrative sanctions. (n) party to sue or be sued in a representative
capacity, shall do so by specific denial,
which shall include such supporting
particulars as are peculiarly within the
RULE 8 pleader's knowledge. (4)

Manner of Making Allegations in Section 5. Fraud, mistake, condition of the


Pleadings mind. — In all averments of fraud or
mistake the circumstances constituting fraud
Section 1. In general. — Every pleading or mistake must be stated with particularity.
shall contain in a methodical and logical Malice, intent, knowledge, or other
form, a plain, concise and direct statement condition of the mind of a person may be
of the ultimate facts on which the party averred generally.(5a)
pleading relies for his claim or defense, as
the case may be, omitting the statement of Section 6. Judgment. — In pleading a
mere evidentiary facts. (1) judgment or decision of a domestic or
foreign court, judicial or quasi-judicial
If a defense relied on is based on law, the tribunal, or of a board or officer, it is
pertinent provisions thereof and their sufficient to aver the judgment or decision
applicability to him shall be clearly and without setting forth matter showing
concisely stated. (n) jurisdiction to render it. (6)

Section 2. Alternative causes of action or Section 7. Action or defense based on


defenses. — A party may set forth two or document. — Whenever an action or
more statements of a claim or defense defense is based upon a written instrument
alternatively or hypothetically, either in one or document, the substance of such
cause of action or defense or in separate instrument or document shall be set forth in
causes of action or defenses. When two or the pleading, and the original or a copy
more statements are made in the alternative thereof shall be attached to the pleading as
and one of them if made independently an exhibit, which shall be deemed to be a
would be sufficient, the pleading is not made part of the pleading, or said copy may with
insufficient by the insufficiency of one or like effect be set forth in the pleading. (7)
more of the alternative statements. (2)
Section 8. How to contest such documents. Section 12. Striking out of pleading or
— When an action or defense is founded matter contained therein. — Upon motion
upon a written instrument, copied in or made by a party before responding to a
attached to the corresponding pleading as pleading or, if no responsive pleading is
provided in the preceding section, the permitted by these Rules, upon motion made
genuineness and due execution of the by a party within twenty (20) days after the
instrument shall be deemed admitted unless service of the pleading upon him, or upon
the adverse party, under oath specifically the court's own initiative at any time, the
denies them, and sets forth what he claims to court may order any pleading to be stricken
be the facts, but the requirement of an oath out or that any sham or false, redundant,
does not apply when the adverse party does immaterial, impertinent, or scandalous
not appear to be a party to the instrument or matter be stricken out therefrom. (5, R9)
when compliance with an order for an
inspection of the original instrument is
refused. (8a)
RULE 9
Section 9. Official document or act. — In
pleading an official document or official act, Effect of Failure to Plead
it is sufficient to aver that the document was
issued or the act done in compliance with Section 1. Defenses and objections not
law. (9) pleaded. — Defenses and objections not
pleaded either in a motion to dismiss or in
Section 10. Specific denial. — A defendant the answer are deemed waived. However,
must specify each material allegation of fact when it appears from the pleadings or the
the truth of which he does not admit and, evidence on record that the court has no
whenever practicable, shall set forth the jurisdiction over the subject matter, that
substance of the matters upon which he there is another action pending between the
relies to support his denial. Where a same parties for the same cause, or that the
defendant desires to deny only a part of an action is barred by a prior judgment or by
averment, he shall specify so much of it as is statute of limitations, the court shall dismiss
true and material and shall deny only the the claim. (2a)
remainder. Where a defendant is without
knowledge or information sufficient to form Section 2. Compulsory counterclaim, or
a belief as to the truth of a material averment cross-claim, not set up barred. — A
made to the complaint, he shall so state, and compulsory counterclaim, or a cross-claim,
this shall have the effect of a denial. (10a) not set up shall be barred. (4a)

Section 11. Allegations not specifically Section 3. Default; declaration of. — If the
denied deemed admitted. — Material defending party fails to answer within the
averment in the complaint, other than those time allowed therefor, the court shall, upon
as to the amount of unliquidated damages, motion of the claiming party with notice to
shall be deemed admitted when not the defending party, and proof of such
specifically denied. Allegations of usury in a failure, declare the defending party in
complaint to recover usurious interest are default. Thereupon, the court shall proceed
deemed admitted if not denied under oath. to render judgment granting the claimant
(1a, R9) such relief as his pleading may warrant,
unless the court in its discretion requires the the prosecuting attorney to
claimant to submit evidence. Such reception investigate whether or not a
of evidence may be delegated to the clerk of collusion between the parties exists,
court. (1a, R18) and if there is no collusion, to
intervene for the State in order to see
(a) Effect of order of default. — A to it that the evidence submitted is
party in default shall be entitled to not fabricated. (6a, R18)
notice of subsequent proceedings but
not to take part in the trial. (2a, R18)

(b) Relief from order of default. — A RULE 10


party declared in default may at any
time after notice thereof and before Amended and Supplemental Pleadings
judgment file a motion under oath to
set aside the order of default upon Section 1. Amendments in general. —
proper showing that his failure to Pleadings may be amended by adding or
answer was due to fraud, accident, striking out an allegation or the name of any
mistake or excusable negligence and party, or by correcting a mistake in the name
that he has a meritorious defense. In of a party or a mistaken or inadequate
such case, the order of default may allegation or description in any other
be set aside on such terms and respect, so that the actual merits of the
conditions as the judge may impose controversy may speedily be determined,
in the interest of justice. (3a, R18) without regard to technicalities, and in the
most expeditious and inexpensive manner.
(c) Effect of partial default. — When (1)
a pleading asserting a claim states a
common cause of action against Section 2. Amendments as a matter of right.
several defending parties, some of — A party may amend his pleading once as
whom answer and the others fail to a matter of right at any time before a
do so, the court shall try the case responsive pleading is served or, in the case
against all upon the answers thus of a reply, at any time within ten (10) days
filed and render judgment upon the after it is served. (2a)
evidence presented. (4a, R18).
Section 3. Amendments by leave of court. —
(d) Extent of relief to be awarded. — Except as provided in the next preceding
A judgment rendered against a party section, substantial amendments may be
in default shall not exceed the made only upon leave of court. But such
amount or be different in kind from leave may be refused if it appears to the
that prayed for nor award court that the motion was made with intent
unliquidated damages. (5a, R18). to delay. Orders of the court upon the
matters provided in this section shall be
(e) Where no defaults allowed. — If made upon motion filed in court, and after
the defending party in an action for notice to the adverse party, and an
annulment or declaration of nullity opportunity to be heard. (3a)
of marriage or for legal separation
fails to answer, the court shall order
Section 4. Formal amendments. — A defect amendments, which shall be indicated by
in the designation of the parties and other appropriate marks, shall be filed. (7a)
clearly clerical or typographical errors may
be summarily corrected by the court at any Section 8. Effect of amended pleadings. —
stage of the action, at its initiative or on An amended pleading supersedes the
motion, provided no prejudice is caused pleading that it amends. However,
thereby to the adverse party. (4a) admissions in superseded pleadings may be
received in evidence against the pleader, and
Section 5. Amendment to conform to or claims or defenses alleged therein not
authorize presentation of evidence. — When incorporated in the amended pleading shall
issues not raised by the pleadings are tried be deemed waived. (n)
with the express or implied consent of the
parties they shall be treated in all respects as
if they had been raised in the pleadings.
Such amendment of the pleadings as may be
necessary to cause them to conform to the
evidence and to raise these issues may be
made upon motion of any party at any time,
even after judgment; but failure to amend
does not effect the result of the trial of these
issues. If evidence is objected to at the trial
on the ground that it is not within the issues
made by the pleadings, the court may allow
the pleadings to be amended and shall do so
with liberality if the presentation of the
merits of the action and the ends of
substantial justice will be subserved thereby.
The court may grant a continuance to enable
the amendment to be made. (5a)

Section 6. Supplemental pleadings. — Upon


motion of a party the court may, upon
reasonable notice and upon such terms as
are just, permit him to serve a supplemental
pleading setting forth transactions,
occurrences or events which have happened
since the date of the pleading sought to be
supplemented. The adverse party may plead
thereto within ten (10) days from notice of
the order admitting the supplemental
pleading. (6a)

Section 7. Filing of amended pleadings. —


When any pleading is amended, a new copy
of the entire pleading, incorporating the

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