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Phytochem Rev

DOI 10.1007/s11101-017-9498-0

A review from patents inspired by two plant genera:


Uncaria and Hamelia
Isvett Josefina Flores-Sanchez . Ana Carmela Ramos-Valdivia

Received: 30 September 2016 / Accepted: 28 February 2017


Ó Springer Science+Business Media Dordrecht 2017

Abstract Specialized or secondary metabolism of Keywords Hamelia  Monoterpenoid indole and


plants from two genera, Uncaria and Hamelia, has oxindole alkaloids  Uncaria
been widely studied generating a huge investment in
research and development of patents. This review
Abbreviations
highlights the most recent patents granted so far, with
CYP450 Cytochrome P450
some exceptions, covering different areas of knowl-
IgE Immunoglobulin E
edge including biotechnological aspects of plant
MIA Monoterpenoid indole alkaloid
specialized/secondary metabolism. Several patent
MOA Monoterpenoid oxindole alkaloid
databases were consulted in order to collect patent
HIV/ Human immunodeficiency virus infection
information. There are patents for specialized/sec-
AIDS and acquired immune deficiency
ondary metabolite isolation methods, synthesis, pro-
syndrome
duction, genes, development of medicaments, drug
HPLC High-performance liquid
delivery systems, equipment, machines, industrial
chromatography
processes, plant culture techniques, and new plant
varieties, among others. This review of the state-of-the
art about patents related to Uncaria and Hamelia, as
Introduction
well as their metabolites, can be a valuable source of
organized information for those researchers develop-
Up to date there is a huge and novel patent collection
ing projects in many aspects related to these two
that can be attributed to new developments in the plant
genera. Uncaria and Hamelia have an enormous
science field (Hefferon 2010). Plants can be used for
potential to become important economically crops.
phytoremediation purposes and for biofuel produc-
tion. Crops can be resistant to plant pathogens and
abiotic stresses. Moreover, crop plants can have
Electronic supplementary material The online version of
this article (doi:10.1007/s11101-017-9498-0) contains supple- improved nutritional qualities, as biofortified foods.
mentary material, which is available to authorized users. In addition, there are plant production platforms for
therapeutic proteins (molecular farming), and for
I. J. Flores-Sanchez  A. C. Ramos-Valdivia (&)
Departamento de Biotecnologı́a y Bioingenierı́a, Centro biodegradable plastics and polymers (Hefferon
de Investigación y de Estudios Avanzados del Instituto 2015a, b). A patent is a government-conferred right
Politécnico Nacional, Av. IPN 2508, Col. San Pedro to exclude others from making, using, selling, or
Zacatenco, 07360 Mexico City, Mexico importing the invention claimed. Usually, it has two
e-mail: aramos@cinvestav.mx

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Phytochem Rev

parts, the first one is a description (or specification) of America continent, Africa, South and Southern Asia
the invention and the second one is a set of claims and Oceania. Species within Cinchonoideae are char-
defining the boundaries of intellectual property. acterized as small trees, shrubs, with imbricate or
Patents can comprise from products to methods and valvate corolla aestivation and, often, dry capsular
applications. The main role of patents in any field, for fruits (Manns and Bremer 2010). Besides, this sub-
example in biotechnology and medical applications, is family is formed by nine tribes; i.e. Chiococceae,
to induce either public or private investment in Cinchoneae, Guettardeae, Hamelieae, Hillieae,
research and development (Cook-Deegan and Niehaus Hymenodictyeae, Isertiaea, Naucleeae and Ron-
2014). Many reviews from Uncaria and to a lesser deletieae (Bremer 2009). Uncaria and Hamelia are
extent of Hamelia have been published covering two genera belonging to the subfamily Cinchonoideae.
individual aspects on phytochemistry, pharmacology
and ethnobotany (Heitzman et al. 2005; Zhang et al.
Genus Uncaria
2015; Martins and Nunez 2015); but there are no
reviews exploring different fields of patent applica-
Based on a combination of molecular and morpho-
tions from Uncaria and Hamelia specialized or
logical data, the genus Uncaria belongs to the tribe
secondary metabolism. This review focuses on patents
Naucleeae (Manns and Bremer 2010) and contains 35
generated on studying these two plant genera, which
species; being the most known species U. tomentosa
belong to the family Rubiaceae. Both of them produce
(Will. Ex Schult) DC, U. rhynchophylla (Miq.) Jacks,
important particular alkaloids, the monoterpenoid
and U. attenuata Korth (Zhang et al. 2015). They are
indole alkaloids (MIAs) and monoterpenoid oxindole
woody lianas, climbing by hooks formed from
alkaloids (MOAs), and other secondary metabolites
reduced, modified branches, having bivalve and
(Heitzman et al. 2005; Martins and Nunez 2015). It has
elongated (up to 6 mm in length) fruits (Ridsdale
been generated a vast number of specialized patents
1978). This genus has been widely studied from a
for metabolite isolation methods, synthesis, produc-
phytochemical point of view from 1990 to 2014
tion, genes, and improved plant varieties, among
(Martins and Nunez 2015). The major groups of
others. All information was gathered, assessed and
secondary metabolites present in this genus are MIAs
structured in this review, which highlights the most
and MOAs, terpenoids and flavonoids (Laus 2004;
recent patents so far, with some exceptions. Databases
Fig. 1). Uncaria has been widely used in traditional
such as Google patents, Espacenet, Patentscope,
medicines from China to South America in order to
USPTO, Patents.com, and PatentStorm were referred
treat wounds, ulcers, fever, headache, gastrointestinal
for patent searching.
diseases, and microbial infections (Zhang et al. 2015).

Rubiaceae family Uncaria patents

The Rubiaceae family is one of the largest in the Patents for isolation, synthesis, biosynthesis
Magnoliopsida class, with 637 genera and 13,000 of MIAs and MOAs
species that is characterized by the production of
bioactive alkaloids, being indole alkaloids its main Methods for preparing extracts from Uncaria plant
chemical markers. However, this family has a large material by water decoction (Bobrowski 2004; Pero
diversity of substances such as iridoids, anthraqui- 2004) or alcoholic extraction (Kano et al. 2013; Yao
nones, terpenoids (diterpenes and triterpenes), flavo- et al. 2010) have been patented (Table 1). One hundred
noids and other phenolic derivatives (Martins and and twenty-three alkaloids have been isolated and they
Nunez 2015). Based on Robbrecht’s classification this are classified as MIAs and MOAs (Zhang et al. 2015).
family is divided into four subfamilies: Antirheoideae, Isolation methods from plant material for the MIA
Cinchonoideae, Ixoroideae and Rubioideae (Rob- geissoschizine methyl ether (Duan et al. 2011) and for
brecht 1988). The subfamily Cinchonoideae is the the MOAs rhynchophylline, isorhynchophylline, pter-
smallest one within Rubiaceae family; and plants opodine, isopteropodine, mitraphylline and isomitra-
belonging to this subfamily are primarily distributed in phylline have been developed (Duan et al. 2011; Tang

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Phytochem Rev

MIAs
Vincoside lactam Hirsune Corynantheine
O
N N N
H N
N O N H N N H
H H N H H H H N
N H H
N H O H
H H H HO
O H
OCH3 O
H O OH O
OCH3 OGlc
OCH3 O OCH3 OCH3
OCH3
Geissoschizine methyl ether OGlc Strictosamide OCH3 Yohimbine

MOAs
H H H H H H
N OCH3 N OCH3 N O N O N O N O

H H H H H H H H H H H H
CO2CH3 CO2CH3 CO2CH3 CO2CH3
N O N O N O N O N O N O
O OCH3 O OCH3
H H H H H H

Rhynchophylline Isorhynchophylline Pteropodine Isopteropodine Mitraphylline Isomitraphylline

Triterpenoids Cyclitol
HO COOH
H H H H OH

COOH COOH COOH HO


OH
H
OH
H H H COOH
HO Quinic acid OH
HO H HO HO
H H H OH OH
OH
OH
OH
Ursolic acid Oleanolic acid Betulin Quinovic acid OH
HO
HO O OH
O OH
Flavonoids OH OH
OH
OH
OH
HO

OH
O

OH OH OH OH
OH
HO O
HO O HO O HO O OH O O OH
OH HO OH OH
OH OH Gambiriin A1 Cinchonain Ib
OH OH OGlc Procyanidin B1 OH
OH OH OH
OH O OH O OH O
HO O OH
OH
Kaempferol Quercen Isoquercitrin HO O
HO
OH OH OH OH OH
OH OH OH OH OH OH
OH OH OH
O
HO O OH
HO O HO O HO O HO O
OH HO O OH

OH OH OGlc OGlcRha OH
OH O O OH
OH OH OH O OH O OH
OH
Epicatechin Catechin Hyperin Run Procyanidin B3 Gambiriin C Cinchonain Ia

Fig. 1 Chemical structures of some metabolites isolated or identified in Uncaria plant material

et al. 2012; Keplinger et al. 1990; Hashimoto 2013). Due (Stöckigt et al. 2008; Fig. 2a). Biotechnological pro-
to oxindole alkaloids have a spiro b-amino carboxyl duction of strictosidine and strictosidine derivatives is
system, which allows isomerization in polar solvents claimed by the use of nucleotide sequences encoding
(Kaiser et al. 2013), a process for production of specific strictosidine synthases (Alexandrov et al. 2014) or
isomer mixtures of oxindole alkaloids by controlling immobilized pure strictosidine synthase from plant cell
pH, temperature or solvent has been claimed (Keplinger cultures (Zou et al. 2014). Patent KR100392292B1
et al. 2001). On the other hand, patent CN102786568B developed synthetic methods for derivatives of the MIA
developed a cheap method for the synthesis of the MIA hirsutine, which were used as alternative medicaments
vincoside lactam from strictosamide in acidic condi- to treat hepatitis C, as well as, other alkaloids containing
tions, which is claimed that the method avoids using 5-membered fused aromatic heterocyclic rings for their
large amount of solvents and environment pollution is use as inhibitors of the proteases NS3/NS4 from
reduced (Xiao et al. 2015). Strictosamide, a MIA is hepatitis C virus (Ahn et al. 2003).
formed by intramolecular cyclization of strictosidine
and has been isolated from Uncaria (Qi et al. 2014). The Patents for pharmaceutical applications of MIAs
glucoindole alkaloid strictosidine is a central common and MOAs, and for other uses
precursor to MIAs and it is biosynthesized by the
enzyme strictosidine synthase from tryptamine and Regarding medical treatments (Table 1), different
secologanin through a Pictet-Spengler reaction patents for preventing or treating cardiac diseases

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Phytochem Rev

Table 1 Some patents related to Uncaria species and/or specialized metabolites/metabolism from 1990 to 2016
Patent number Title Issue date Family* Company/ Country Ref.
academy/
government

Extracts
US6797286B2 Methods and preparations Sep 28, 2004 - Rainforest Nutritionals US Bobrowski
of extracts of Uncaria Inc. (2004)
species with reduced
alkaloid content1
EP1096943B1 Method of preparation and Jun 2, 2004 ? CampaMed Corp. US Pero (2004)
pharmaceutical
composition of an
Uncaria water-soluble
extract2
CN101342259B Method for extracting Mar 20, 2013 - Shenyang CN Kano et al.
alkaloid valid parts from Pharmaceutical (2013)
hooked Uncaria leaf, with University
hooked stem branch or
full grass and uses
thereof3
CN1939453B Gambir plant extract and its Sep 8, 2010 - Fudan University CN Yao et al.
use in preparation of (2010)
target organ protective
medicine4
Compound isolation
CN101798306B Uncaria alkaloid monomer Dec 21, 2011 - Lanzhou University of CN Duan et al.
as well as preparation Technology (2011)
method and application
thereof5
CN102093359B Process for extracting Jul 4, 2012 - 2nd AF Hosp PLA 3rd CN Tang et al.
rhynchophylline Military Med Univ (2012)
monomers from Uncaria
rhynchophylla6
US4940725A Oxindole alkaloids having Jul 10, 1990 ? Immodal Pharmaka AT Keplinger
properties stimulating the Gesellschaft MBH et al. (1990)
immunologic system and
preparation containing the
same7
JP5334508B2 Method for producing Nov 6, 2013 - Towa Corp. JP Hashimoto
highly active POA8 (2013)
Synthesis
EP0741727B1 Process for isomerization of Mar 28, 2001 ? Enzymatic Therapy US Keplinger
spirocyclic compounds LLC et al. (2001)
with b-aminocarboxyl
and/or b-aminocarbonyl
systems9
CN102786568B Vincoside lactam Jul 01, 2015 - Jiangsu Kanion CN Xiao et al.
preparation method10 Pharmaceutical Co. (2015)
Ltd.
Genes
US8710201B2 Nucleic acid sequences Apr 29, 2014 ? Ceres Inc. US Alexandrov
encoding strictosidine et al. (2014)
synthase11

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Phytochem Rev

Table 1 continued
Patent number Title Issue date Family* Company/ Country Ref.
academy/
government

Enzymes
CN102532218B Strictosidine-like alkaloids Feb 19, 2014 ? Zhejiang University CN Zou et al.
as well as preparation (2014)
method and application
thereof12
Derivative synthesis
KR100392292B1 Usage as HCV NS3/NS4 Jul 22, 2003 - Peptron Co. Ltd. KR Ahn et al.
protease inhibitor of (2003)
5-membered fused
aromatic heterocyclic
compound13
Medical treatments
CN101791342B Uncaria extract and May 23, 2012 - Fudan University CN Chen et al.
application thereof in (2012)
preparing medicines for
reducing blood fat and
resisting cardiac
hypertrophy14
CN101683338B Application of hirsutine in Sep 7, 2011 ? Fudan University CN Zhu et al.
preparing medicament for (2011a)
treating myocardial
damage15
CN101683337B Application of Dec 17, 2011 ? Fudan University CN Zhu et al.
corynantheine in (2011b)
preparing medicament for
treating heart disease
induced by myocardial
damage16
EP0989856B1 Method and substances for May 12, 2010 ? Enzymatic Therapy US Keplinger
releasing a growth factor LLC et al. (2010)
from endothelial cells,
growth factor released in
accordance with said
method and use of same17
EP1786446B1 Hydroalcoholic extract of Sep 30, 2015 ? Herbarium Laboratorio BR Trentini
Uncaria tomentosa for the Botanico Ltd. (2015)
treatment of herpes virus
infection18
US7754250B2 Composition and methods Jul 13, 2010 ? UW US Castillo and
for treating Alzheimer’s Snow (2010)
disease and other
amyloidoses19
US8486957B2 Chemotherapeutic for Jul 16, 2013 ? WFU Health Sciences US Salbury et al.
inducing an MSH2- (2013)
dependent apoptotic
pathway20
CN103446140B Application of Feb 3, 2016 - 2nd AF Hosp PLA 3rd CN Zhou et al.
rhynchophylline in Military Med Univ (2016)
preparation of drug with
anxiolytic effect and
antidepressant effect21

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Phytochem Rev

Table 1 continued
Patent number Title Issue date Family* Company/ Country Ref.
academy/
government

CN102008577B Drug for preventing and Mar 21, 2012 - Southern Medical CN Mo et al.
curing dependence of University (2012)
amphetamine and opiate
drugs22
CN101972251B Use of hirsutine in May 30, 2012 - Southern Medical CN Mo and Weng
preparing anti-addictive University (2012)
drug23
US8741359B2 Method for testing a Jan 3, 2014 ? BASF Beauty Care FR Perrier et al.
substance which is Solutions France (2014)
potentially active in the S.A.S.
field of lipolysis and its
mainly cosmetic use24
Delivery methods
CN101862304B Uncaria sustained-release Jul 4, 2012 - Guizhou Baihua CN Huang et al.
tablet and preparation Medical & (2012c)
method thereof25 Pharmaceutical Co.
Ltd.
CN101869556B Uncaria slow release Nov 25, 2015 - Guizhou Baihua CN Huang et al.
capsule preparation and Medical & (2015)
preparation method Pharmaceutical Co.
thereof26 Ltd.
Treatments and compositions using Uncaria spp as an ingredient thereof
RU2545765C1 Agent and method of Apr 10, 2015 - SRI Health-Preserving RU Maslov and
treating diabetes Tech Corp. Ltd. Borodulin
mellitus27 (2015)
EP1996176B1 Compositions to reduce May 19, 2010 ? Astrum Therapeutics AU Hayes and
blood glucose levels and Pty. Ltd. Zolotoy
treat diabetes28 (2010)
CN103417950B Traditional Chinese Nov 25, 2015 - GAM Hosp, CACMS CN Tong (2015)
medicine composition for
preventing and treating
obese type 2 diabetes
combined dyslipidemia29
US7416748B2 Arthritis phyto- Aug 26, 2008 - None US Olalde (2008a)
nutraceutical synergistic
composition30
CN104096221B Natural drug composition Sep 30, 2015 - None CN Du and Tao
for curing rheumatism (2015)
bone diseases and
preparation method31
US7390512B2 Multiple sclerosis Jun 24, 2008 - None US Olalde (2008b)
synergistic phyto-
nutraceutical
composition32
CN102091239B Uncaria abalone sour soup Jul 4, 2012 - None CN Sun et al.
for treating trigeminal (2012)
neuralgia33
CN103610795B Method for preparing Jan 01, 2016 - Baihua Pharmaceutical CN Huang et al.
Eucommia ulmoides step- Group Co. Ltd. (2016)
down oral preparation34

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Table 1 continued
Patent number Title Issue date Family* Company/ Country Ref.
academy/
government

CN102049010B Medicament for preventing Jul 4, 2012 - None CN Su (2012)


and treating ischemic
cerebrovascular
diseases35
CN103446458B Powder for treating Jan 20, 2016 - Fujian Liancheng CN Jiang (2016)
convulsion36 Guanjang
Dendrobium Co.Ltd.
CN102824484B Plaster for treating lumbar Feb 12, 2014 - None CN Wang and
disc herniation37 Wang (2014)
US8968801B1 Supplement composition Mar 3, 2015 - Cellhealth Technology US Giampapa
for supporting DNA Ltd. (2015a)
repair and method of
use38
US8974839B2 Dietary supplement system Mar 10, 2015 ? Cellhealth Technology US Giampapa
for multifunctional anti- Ltd. (2015b)
aging management and
method of use39
CN102078507B Uncaria-containing Jul 25, 2012 - Jiangsu Prov Acad CN Huang et al.
composition with anti- TCM (2012a)
aging function40
CN101411852B Capsule containing hooked May 18, 2011 - Ruzhou Chinese CN Gao et al.
Uncaria and Gastrodia41 Medicine Hospital (2011)
US7354570B2 Chinese preparation for Apr 8, 2008 ? Tianjin Kinsly CN Wang et al.
treating enteritis ulcer Pharmaceutical R&D (2008)
colitis and preparation Co. Ltd.
method thereof42
CN103446543B Traditional Chinese April 1, 2015 - HUTCM CN Yan et al.
medicine for treating (2015)
thyroid associated
ophthalmopathy in acute
stage43
US6893648B2 Composition and method May 17, 2005 - None US Mermelstein
for treatment of vaginal and
dryness44 Marchese
(2005)
EP2416794B1 Plant compositions for the Dec 25, 2015 ? None LB El Khatib and
treatment or prevention of El Kettany
viral blood-borne diseases (2015)
caused by the human
immunodeficiency virus
(HIV) or hepatitis C45
US7955624B2 Compositions and methods Jun 7, 2011 ? Northern Innovations CA Heuer and
for increasing adipose Holding Corp. Clement
metabolism, lipolysis or (2011)
lipolytic metabolism via
thermogenesis46
US6878378B1 External skin care Apr 12, 2005 ? Kao Corporation JP Yamaki et al.
composition47 (2005)
CN103385301B Pressure reduction milk tea Jul 15, 2015 - Anhui Washan Foods CN Fan (2015)
and preparation method Co. Ltd.
thereof48

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Table 1 continued
Patent number Title Issue date Family* Company/ Country Ref.
academy/
government

CN103392886B Liver-clearing and lung- Dec 17, 2014 - None CN Lv (2014)


nourishing health-care
tea49
CN103461760B Preparation method of Jan 27, 2016 - None CN Chen (2016)
shrimp shell powder cold
noodles50
CN103461802B Five-vegetable blood Aug 5, 2015 - Dangtu County CN Wu (2015)
pressure-reducing sweet Ruilong FTPPC
rice flour and production
method thereof51
EP1720561B1 Botanical extract Apr 11, 2012 ? None NL Taal (2012)
composition52
Other applications
CN1182083C Complex fertilizer for Dec 29, 2004 - None CN Liao (2004)
killing insect and bacteria
and its production
method53
Identification methods
CN101772579B Method of identifying the Jun 5,l 2013 ? Tsumura & Co. JP Yamaji (2013)
species of plant belonging
to the genus Uncaria54
CN103869010B HPLC method for Dec 9, 2015 - Guangdong CN Zeng et al.
distinguishing different Pharmaceutical (2015)
varieties of Uncaria55 University
Machines
CN204134889U Stem branch and hook Feb 4, 2015 - None CN Zhang (2015)
separation device for
Uncaria56
* A set of patents from a same invention and registered in various countries; as applications or/and grants. Black numbers are
correlated with Fig. 4. 2nd AF Hosp PLA 3rd Military Med Univ, The Second Affiliated Hospital of The Third Military Medical
University of PLA; FTPPC, Fruit Tree Planting Professional Cooperatives; HUTCM, Henan University of traditional Chinese
Medicine; Jiangsu Prov Acad TCM, Jiangsu Province Academy of Traditional Chinese Medicine; SRI Health-Preserving Tech,
Scientific-Research Institute of Health-Preserving Technologies; UW, University of Washington; WFU, Wake Forest University;
GAM Hosp, CACMS, Guang An Men Hospital, China Academy of Chinese Medical Sciences

have been developed, using an Uncaria alkaloid disease and other amyloid diseases, the patent
extract (Chen et al. 2012), hirsutine (Zhu et al. US7754250B2 claims administration of Uncaria inner
2011a) or the MIA corynantheine, both of them are bark or root tissue in order to inhibit amyloid
from Uncaria plant material (Zhu et al. 2011b). In formation, deposition, accumulation, amyloid pro-
order to stimulate the immunologic system the patent tein-amyloid protein interactions, and/or dissolution/
EP0989856B1 claims use and biosynthesis of a disruption of preformed or pre-deposited amyloid
growth-factor from endothelial cells exposed to Un- fibrils (Castillo and Snow 2010). In oncology field, an
caria alkaloids in vitro; which stimulates immune effective method for treating neoplasms using deriva-
system (Keplinger et al. 2010). The patent tives of the MIA yohimbine together with other known
EP1786446B1 developed an efficient method to treat chemotherapeutic agents has been patented (Salbury
Herpes simplex mucocutaneous infection by using a et al. 2013). In the psychology and psychiatric fields,
70% hydroalcoholic extract, containing Uncaria alka- the use of rhynchophylline as anxiolytic or anti-
loids (Trentini 2015). For treatment of Alzheimer’s depressant has been claimed (Zhou et al. 2016), while

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Phytochem Rev

(a) MIA and MOA Biosynthesis (b) Triterpenoid Biosynthesis

CHO
NH2 OGlc 2,3-Oxidosqualene
O
N CH3OOC
H
Tryptamine Secologanin
O
STR Triterpene synthases

H
N
N
H
H OGlc
Strictosidine HO HO HO
O
H3CO2C Lupeol α-Amyrin β-Amyrin

MIAs
N O
N
H
MOAs
H H H
H
COOH COOH
H COOH
O
H H H
OGlc HO HO HO
H H H

Strictosamide Betulinic acid Ursolic acid Oleanolic acid

COOH

H COOH
HO
H
Quinovic acid

Fig. 2 Biosynthesis of alkaloids and triterpenoids in the genera several steps. b Biosynthesis of main triterpenoids detected in
Uncaria and Hamelia. a Biosynthesis of MIAs and MOAs. both genera Uncaria and Hamelia. 2,3-Oxidosqualene is the first
Strictosidine is the first common precursor formed by conden- common precursor formed by oxidation of squalene via the
sation of tryptamine (derived from tryptophan decarboxylation) precursor mevalonate (Flores-Sanchez et al. 2002), which is
and secologanin (from deoxyxylulose phosphate/methylerythri- cyclized by triterpene synthases or oxidosqualene synthases.
tol phosphate pathway) by the enzyme strictosidine synthase Three arrows imply successive oxidation steps
(STR) (Flores-Sanchez et al. 2016). The dashed arrow means

the use of rhynchophylline (Mo et al. 2012) and management of a great variety of symptoms and
hirsutine (Mo and Weng 2012) was claimed for diseases in traditional medicine, especially from
prevention or treatment of drug dependence. In China, Japan and Korea (Zhang et al. 2015; Heitzman
cosmetic field, the patent US8741359B2 developed a et al. 2005). The Uncaria component can be such as
method to treat cellulitis using a hydroethanolic plant material, extracts, pure metabolites or mixtures.
extract from U. tomentosa bark (Perrier et al. 2014). There are patents from polyherbal/polycomponent
In order to improve bioavailability and controlled medicaments for treating diabetes mellitus (Maslov
release of rhynchophylline or Uncaria alkaloids, and Borodulin 2015; Hayes and Zolotoy 2010; Tong
methods and formulations for a sustained-release 2015), inflammatory diseases (Olalde 2008a; Du and
tablet, having an enteric coat (Huang et al. 2012c) Tao 2015), multiple sclerosis (Olalde 2008b; Sun et al.
and capsules (Huang et al. 2015) were developed. One 2012), vascular diseases (Huang et al. 2016; Su 2012),
very common use of Uncaria is as component of convulsions (Jiang 2016), lumbar disc herniation
polyherbal or polycomponent treatments for (Wang and Wang 2014), nuclear and mitochondrial

123
Table 2 Some patents related to other secondary/specialized metabolites present in Uncaria species from 1988 to 2016
Patent number Title Issue date Family* Company/ Country Ref.
academy/

123
government

Triterpenoids
Compound isolation
CN101643492B Method for extracting and Jun 8, 2011 - Shandong Prov Inst TCM CN Yang et al. (2011)
preparing ursolic acid from
Uncaria57
Synthesis
CA2705902C A method for producing May 14, 2013 ? Northeast Forestry University CN Yan et al. (2013)
betulinic acid58
Biosynthesis
CN102226213B Method for synthesizing Jan 2, 2013 - Zhejiang University CN Chen et al. (2013)
betulinic acid by catalyzing
botulin with laccase59
Derivative synthesis
CN104045678B Chemically modified ursolic Mar 2, 2016 - GDUT CN Zhao et al. (2016)
acid and its preparation
method and use60
US9120839B2 Ursolic acid derivative and Sep 1, 2015 ? Nexoligo Co. Ltd. KR Yoon (2015)
method for preparing
same61
CN103933048B Applications of ursolic acid Mar 9, 2016 - Fuzhou University CN Shao et al. (2016)
derivatives in preparation
of drug for preventing and
treating tumor metastasis62
CN103877097B Novel use of ursolic acid Jan 20, 2016 - GDUT CN Zhang et al. (2016b)
derivative63
US9090574B2 Antioxidant inflammation Jul 28, 2015 ? Reata Pharmaceuticals Inc. US Anderson et al. (2015)
modulators: oleanolic acid
derivatives with saturation
in the C-ring64
US9278912B2 C13-hydroxy derivatives of Mar 8, 2016 ? Reata Pharmaceuticals Inc. US Jiang et al. (2016a)
oleanolic acid and methods
of use thereof65
US9249089B2 Antioxidant inflammation Feb 2, 2016 ? Reata Pharmaceuticals Inc. US Jiang et al. (2016b)
modulators: C-17
homologated oleanolic acid
derivatives66
Phytochem Rev
Table 2 continued
Patent number Title Issue date Family* Company/ Country Ref.
academy/
government
Phytochem Rev

US8987502B2 Oleanolic acid amidate Mar 24, 2015 ? Hangzhou Bensheng Pharmaceutical Co. Ltd. CN Rong et al. (2015)
derivatives, preparation
methods and uses thereof67
US9156801B2 2-substituted oleanolic acid Oct 13, 2015 ? Hangzhou Bensheng Pharmaceutical Co. Ltd. CN Xu et al. (2015)
derivative, method
preparing for same, and
application thereof68
CN103864882B Oleanolic acid-pyrimide Oct 28, 2015 - Guanxi Normal University CN Cheng et al. (2015)
conjugate as well as
preparation method and
application thereof69
CN103864881B Oleanolic acid-uridine Jan 13, 2016 - Guanxi Normal University CN Cheng et al. (2016)
conjugate as well as
preparation method and
application thereof70
PL217864B1 New O-acylated oximes of Aug 29, 2014 - PUMS PL Bednarczyk-Cwynar et al. (2014)
oleanolic acid derivatives
and process for the
preparation of acylated
oxime derivatives of
oleanolic acid71
CN102875630B Piperazine derivative of Nov 19, 2014 - TIPR CN Liu et al. (2014)
oleanolic acid, preparation
method and application of
piperazine derivative72
CN102690315B Oleanolic acid oxime ester Dec 24, 2014 - China Agricultural University CN Zhang et al. (2014)
derivate, preparation
method and application
thereof73
US6890533B2 Betulinol derivatives74 May 10, 2005 ? None US Bomshteyn et al. (2005)
US8088757B2 Betulinol derivatives as Jan 3, 2012 ? Saxena Research LLC US Saxena and Rathnam (2012)
anticancer agents75
US8008280B2 Betulinol derivatives as anti- Aug 30, 2011 ? Saxena Research LLC US Saxena and Rathnam (2011)
HIV agents76
Genes
CA2392435C An isolated plant gene May 10, 2011 ? Plant Biosciences Ltd.-TSL GB Osbourn et al. (2011)
encoding a b-amyrin
synthase77

123
Table 2 continued
Patent number Title Issue date Family* Company/ Country Ref.
academy/

123
government

CN103088042B Optimized triterpenoid Mar 26, 2014 - IBCAS CN Xue et al. (2014)
synthase coding gene and
application thereof78
CN103509726B Method for producing b- Apr 15, 2015 - Beijing Institute of Technology CN Li et al. (2015)
amyrin with
Saccharomyces cerevisiae
engineering bacterium79
US8647875B2 Enzymes involved in Feb 11, 2014 ? Plant Biosciences Ltd. GB Osbourn and Qi (2014)
triterpene synthesis80
Medical treatments
US6629835B2 Combinations of diterpene Oct 7, 2003 - Bank of America (Meta Proteomics LLC) US Babish et al. (2003)
triepoxide lactones and
diterpene lactones or
triterpenes for synergistic
inhibition of
cyclooxygenase-281
EP1694320B1 Use of compositions Jul 9, 2008 ? Lipid Nutrition B.V. NL Cain et al. (2008)
comprising oleanic acid and
ursolic acid for the
prevention of a medicament
for the treatment of
hypersensitivity and hyper
reactivity82
CN103936814B Tryptophan hydroxylase-1 Nov 18, 2015 - Nanjing Huitelai Pharmaceutical Technology Co. Ltd. CN Li (2015)
inhibitor ursolic acid
derivatives as well as
preparation method and
application thereof83
US6689767B2 Triterpenes having Feb 10, 2004 ? UMN US Krasutsky et al. (2004)
antibacterial activity84
RU2519133C1 Ointment containing Jun 10, 2014 - None RU Klopotenko (2014)
encapsulated triterpenic
acid or derivatives thereof85
KR101478110B1 Ursolic acid having anti- Dec 31, 2014 - KRIBB KR Chun et al. (2014a)
bacterial activity against
causative bacteria of
porcine respiratory disease
complex and uses thereof86
Phytochem Rev
Table 2 continued
Patent number Title Issue date Family* Company/ Country Ref.
academy/
government
Phytochem Rev

KR101478109B1 Oleanolic acid having Dec 31, 2014 - KRIBB KR Chun et al. (2014b)
antibacterial activity
against causative bacteria
of porcine respiratory
disease complex and uses
thereof87
JPS6326083B2 Composition for oral cavity May 27, 1988 ? Rohto Pharmaceutical Co. Ltd. JP Hayashi et al. (1988)
application88
MX2012006516A Vaccine adjuvant Dec 7, 2013 - IPN MX Herrera et al. (2013)
composition based on
ursolic acid89
CN103251944A Preparation method of ursolic Aug 21, 2013 - XTIPC CAS CN Li et al. (2013)
acid as immnunologic
adjuvant vaccine and use90
KR100954887B1 Dendritic cells matured by Apr 28, 2010 - Chonnam National University KR Lee et al. (2010)
uncarinic acid C,
compositions for
immunotheraphy
containing the dendritic
cells, and methods for
preparing mature dendritic
cells using uncarinic acid
C91
CN103585161B Medicinal composition, and Dec 2, 2015 - FMMU CN Wang and Hai (2015a)
its application in preparing
medicines for treating
obesity, insulin resistance
and diabetes92
CN103585158B Medicinal composition and Jul 22, 2015 - FMMU CN Wang and Hai (2015b)
its application in
preparation of liver cancer
treatment medicines93
US9289443B2 Pharmaceutical composition Mar 22, 2016 ? ITRI TW Lee et al. (2016)
and method for preventing
or treating hepatitis C94
US9278913B2 Therapeutic compounds and Mar 8, 2016 ? Dartmouth College US Gribble et al. (2016)
methods of use95

123
Table 2 continued
Patent number Title Issue date Family* Company/ Country Ref.
academy/

123
government

Delivery methods
CN102329362B Ursolic acid derivative Nov 21, 2012 - Fuzhou University CN Bai et al. (2012)
chemically modified by
polyethylene glycol and
preparation method of
ursolic acid derivative96
CN103705939B Preparation of amphiphilic Mar 2, 2016 - CPU CN Yao et al. (2016)
ursolic acid-polysaccharide
coupled substance and
application thereof in
treating tumors97
CN103990145B Folic acid-polyamide Jan 27, 2016 - Fuzhou University CN Gao et al. (2016)
polyamidoamine
(PAMAM)-ursolic acid
nanodrug with tumor
targeting and preparation
method of drug98
Detection methods
CN102895678B Liver-targeted magnetic Jun 4, 2014 - ZJU CN Tang et al. (2014)
resonance imaging contrast
agent based on oleanolic
acid and preparation
method thereof99
Other applications
KR101542843B1 An insecticide comprising Aug 7, 2015 - KRIBB KR Kim et al. (2015a)
ursolic acid100
US6433010B2 Pentacyclic triterpenes101 Oct 1, 2002 ? Arista Lifescience North America LLC US Glinski and Branly (2002)
DE60114708D1 Blends of ursolic acid/ Jul 20, 2006 ? Loders Croklaan USA LLC US Beindorff et al. (2006)
oleanolic102
Flavonoids
Extracts
US9308216B2 Rutin-rich extract and method Apr 12, 2016 ? Alps Pharmaceutical Ind. Co. Ltd. JP Minami et al. (2016)
of making same103
Phytochem Rev
Table 2 continued
Patent number Title Issue date Family* Company/ Country Ref.
academy/
government
Phytochem Rev

Compound isolation
CA2427661C Methods of isolating May 28, 2013 ? Cognitive Clarity Inc. US Castillo et al. (2013)
amyloid-inhibiting
compounds and use of
compounds isolated from
Uncaria tomentosa and
related plants104
Medical treatments
CA2441099C Proanthocyanidins for the Apr 19, 2011 ? Cognitive Clarity Inc. US Snow et al. (2011)
treatment of amyloid and a-
synuclein diseases105
US8945518B2 Formulation of dual Feb 3, 2015 - Unigen Inc. US Jia and Zhao (2015)
eicosanoid system and
cytokine system inhibitors
for use in the prevention or
treatment of oral diseases
and conditions106
CN101083981B Flavonoid composition for Mar 27, 2013 ? Unigen Inc. US Zhao and Jia (2013)
treating oral diseases107
KR101505175B1 A novel composition for Mar 24, 2015 - CHA University, School of Medicine KR Kim et al. (2015b)
suppressing metastasis of
cancer108
CN101889999B Novel pharmaceutical use of Jul 18, 2012 - None CN Yan (2012)
kaempferol109
US9198453B2 Methods of reducing blood Dec 1, 2015 ? Stokely-Van Camp Inc. US Zachwieja et al. (2015)
lactate concentration110
US9180184B2 Adjuvant compositions and Nov 10, 2015 ? EpitoGenesis Inc. US Vajdy and Padrah (2015)
method of use111
US8507548B2 Method for treating addition Aug 13, 2013 ? Quercegen Pharmaceuticals LLC US Lines (2013)
using quercetin-containing
compositions112
US8648059B2 Use of epicatechin and Feb 11, 2014 ? UC US Villarreal et al. (2014)
derivatives and salts thereof
for cardiac protection of
ischemic myocardium and
to ameliorate adverse
cardiac remodeling113

123
Table 2 continued
Patent number Title Issue date Family* Company/ Country Ref.
academy/

123
government

Other metabolites
US8372449B2 Method for enhancing the Feb 12, 2013 ? Optigenex Inc. US Pero (2013)
DNA repair process,
treating disorders
associated with the DNA
repair process, enhancing
anti-tumor response and
treating disorders
associated with anti-tumor
response in mammals by
administering purified
quinic acid and/or carboxyl
alkyl ester114

* A set of patents from a same invention and registered in various countries; as applications or/and grants. Black numbers are correlated with Fig. 4. CPU, China Pharmaceutical
University; FMMU, the Fourth Military Medical University; GDUT, Guangdong University of Technology; IBCAS, Institute of Botany of the Chinese Academy of Sciences;
IPN, Instituto Politécnico Nacional (National Polytechnic Institute); ITRI, Industrial Technology Research Institute; KRIBB, Korea Research Institute of Bioscience and
Biotechnology; PUMS, Poznan University of Medical Sciences; Shandong Prov Inst TCM, Shandong Provincial Institute of Traditional Chinese Medicine; TIPR, Tianjin Institute
of Pharmaceutical Research; TSL, The Sainsbury Laboratory; UC, University of California; UMN, University of Minnesota; XTIPC CAS, Xinjiang Technical Institute of Physics
and Chemistry, Chinese Academy of Sciences; ZJU, Zhejiang University. Bold letters represent patents with assignment combined among industry, academy, government, and by
countries
Phytochem Rev
Phytochem Rev

Phenylpropanoids Triterpenoids
HO COOH OH
HO O OH
O O
H H H
O OH O OH
COOH COOH COOH
OH HO
HO HO
Rosmarinic acid H H
OH Chlorogenic acid H
OH
HO HO HO
H H H
Alkaloids HO
O
OH
Ursolic acid 2α-Hydroxyursolic acid Rotundic acid
OH
O OH
O O H Flavonoids
NHCH3 O O
RhaGlc
Ephedrine OH
N
GlcO O
MIAs Seneciphylline
Narirun
OH O
OH

H
Apigenin 7-glucoside
H HO O OH O
OH
N O N O
OGlcRha HO
H H H H OH O
N CO2CH3
H3CO N CO2CH3 Run OH O O
H RhaGlc OH
H OH
Tetrahydroalstonine Aricine
HO O
OH O
MOAs OH
5,7,2’,5’-Tetrahydroxy-
H H H H flavanone 7-runoside
N O N O N O N O
OH Catechin
OCH3 OH

OH OH
H H H H H H
CO2CH3 CO2CH3 H H
N O CO2CH3 N O COOH + +
N O N O HO O
HO O OCH3
H H H OCH3
Isopteropodine Pteropodine Speciophylline H Maruquine
OH OH
H H H OH OH
HO H OH Petunidin
N O H3CO N O N O Malvidin OH
N O
+
HO O
H H H H H H H
H COOH
CO2CH3 CO2CH3 CO2CH3 N O
N O N O N O
OH
Cyanidin
H H H H
Rumberine Palmirine Uncarine F Isomaruquine OH

Fig. 3 Chemical structures of specialized or secondary metabolites identified in the genus Hamelia

DNA mutations (Giampapa 2015a), cellular and organ agriculture field, an insecticide-bactericide coordi-
aging (Giampapa 2015b), for improvement memory nated fertilizer, which includes rhynchophylline,
(Huang et al. 2012a), for headache, insomnia, dizzi- polyphenols, minerals, rare earths, among others
ness (Gao et al. 2011), non-specific colitis (Wang et al. components, has been developed (Liao 2004).
2008), thyroid disorders (Yan et al. 2015), vaginal
dryness (Mermelstein and Marchese 2005), hepatitis Patents for identification from Uncaria plant
C, HIV/AIDS (El Khatib and El Kettany 2015), material and for development of devices
obesity (Heuer and Clement 2011), and for stimulating
ceramide production on skin (Yamaki et al. 2005). In Two identification methods have been patented
addition, there are different ways for the administra- (Table 1); one for identification of species of the
tion of these polyherbal/polycomponent treatments as genus Uncaria by genetic methods, using plant
nutraceutical foods such as teas (Fan 2015; Lv 2014), ribosomal DNA internal transcribed spacer regions
noodles (Chen 2016) or sweet rice flour for preparing and 45 nucleotide sequences (Yamaji 2013). The
meals (Wu 2015). Besides, there are also treatments other one is through alkaloid profiles as fingerprints
not only for human use, but for animals; for example, by a HPLC method (Zeng et al. 2015). On the other
patent EP1720561B1 claims the use of a six-compo- hand, a device to cut and separate hooks and stem
nent herbal extract for inflammation diseases in branches from Uncaria plants (Table 1) was devel-
humans, pets and farm animals; which includes oped to give a fine finishing to the plant material
Uncaria roots (Taal 2012). On the other hand, in the (Zhang 2015).

123
Phytochem Rev

Table 3 Some patents related to the genus Hamelia and/or specialized metabolites/metabolism from 1979 to 2016
Patent number Title Issue date Family* Company/ Country Ref.
academy/
government

Extracts
US8652534B2 Compositions and methods Feb 18, 2014 ? Berry US Berry (2014)
for treatment of Pharmaceuticals
mammalian skin115 LLC
Alkaloids
DE2439523C2 Pharmaceutical Mar 22, 1979 ? Meto-International DE Poignant
compositions containing Gmbh (1979)
tetrahydroalstonine and
method for treating
circulation disorders116
Derivatives
EP0017525B1 Derivatives of Sep 28, 1983 ? Pierre Fabre S.A. FR Hatinguais
tetrahydroalstonine, their et al.
preparation and their (1983)
application as
medicaments117
Triterpenoids
Derivatives
CN102140126B Rotundic acid derivative Sep 26, 2012 - None CN Zhao et al.
and synthesis method (2012)
thereof as well as
application of rotundic
acid derivative in
preparing medicament for
preventing and curing
cardiovascular disease118
CN102391352B Amino acid derivatives of Sep 26, 2012 - None CN He et al.
rotundic acid and (2012)
application of derivatives
in preparation of
antitumor medicines119
Flavonoids
Flavanones
JP5311357B1 Carbonated beverage Oct 9, 2013 ? ITO EN Ltd. JP Awano et al.
packed in container and (2013)
manufacturing method
therefor120
KR101268325B1 Composition for preventing May 31, 2013 - KFRI KR Choi et al.
and treating alcoholic (2013)
liver disease comprising
flavonoid121
Flavones
CN103819438B Novel technology for Jan 20, 2016 - None CN Li (2016)
preparing apigenin from
by one-step method122
US8377918B2 Apigenin for Feb 19, 2013 - ACC Therapeutics US Jiang and
chemoprevention, and Inc. Fang
chemotherapy combined (2013)
with therapeutic
reagents123

123
Phytochem Rev

Table 3 continued
Patent number Title Issue date Family* Company/ Country Ref.
academy/
government

CN102441168B Medicine composition May 7, 2014 - Dinghong CN Zhao (2014)


containing apigenin, International
apigenin derivant and Investment Hong
Bc1-2 inhibitor and Kong Co. Ltd.
application thereof in
preparation of medicines
capable of treating
cancer124
TWI507527B Method of manufacturing Nov 11, 2015 - CNU TW Chang and
6-hydroxyapigenin by Ding
biotransformation125 (2015)
HRPK20130487B3 Probiotic formulation with Jul 31, 2015 ? Pharmas D.O.O. HR Cepanee and
apigenin and peppermint Knezevic
extract126 (2015)
US9056209B2 Apigenin-containing Jun 16, 2015 ? Kao Corporation JP Sugiyama
composition127 and
Kasamutsu
(2015)
CN103585113B Apigenin polylactic Apr 22, 2015 - TYUT CN Wang et al.
sustained release (2015a)
microsphere and
preparation method
thereof128
Anthocyanidins
US9308231B2 Anti-inflammatory Apr 12, 2016 ? Universite FR Renard et al.
composition comprising Bordeaux (2016)
malvidin-3-O-b-glucoside Segalen-
and a propolis extract129 Nutrivercell
US6967032B2 Product130 Nov 22, 2005 - Medpalett NO Slimestad
Pharmaceuticals (2005)
As
US8449927B2 Stabilized anthocyanin May 28, 2013 ? Omnica Gmbh DE Eidenberger
compositions131 (2013)
EP2831122B1 Anthocyanidin complex132 Feb 3, 2016 ? SapioTec Gmbh DE Roewer and
Broscheit
(2016)
CA2573510C Insulin secretion by Sep 6, 2011 ? MSU US Nair et al.
anthocyanins and (2011)
anthocyanidins133
US8420398B2 Estrous cycle monitoring by Apr 16, 2013 ? Oratel Diagnostics US Goldman
color response134 LLC (2013)
Other metabolites
CN102476997B Method for preparing Apr 2, 2014 - SUT-Hanzhong CN Chen et al.
chlorogenic acid by TRG Biotech Co. (2014)
freezing, concentrating ad Ltd.
crystallizing135
EP2592064B1 Process for production of Jun 24, 2015 ? Kao Corporation JP Sugiyama
purified chlorogenic acid- et al.
containing (2015)
pharmaceutical
preparation136

123
Phytochem Rev

Table 3 continued
Patent number Title Issue date Family* Company/ Country Ref.
academy/
government

CN104496815B Preparation method of Jan 6, 2016 - Sichuan J.Z. CN Zhang et al.


medicinal chlorogenic Biochemical (2016a)
acid137 Science and
Technology
Development Co.
Ltd.
US7288271B2 Chlorogenic acid and an Oct 30, 2007 ? General Nutrition US Graus et al.
analog thereof for Investment Co. (2007)
immune system
stimulation138
US9259410B2 Methods of treating Feb 16, 2016 ? Advocos LLC US Schutz
polycystic ovarian (2016)
syndrome using
chlorogenic acid and
inositol139
US8197875B2 Taste modifiers comprising Jun 12, 2012 ? Givaudan SA CH Chien et al.
a chlorogenic acid140 (2012)
CN101095668B Application of rosmarinic Sep 8, 2010 ? Shandong Luye CN Qu et al.
acid in the preparation of Pharmaceutical Co. (2010)
medicines for treating or Ltd.
preventing liver fibrosis
and kidney fibrosis141
US9060985B2 Use of rosmarinic acid and Jan 23, 2015 ? IRD-ILM FR-FP Laurent et al.
the derivatives thereof to (2015)
treat ciguatera142
US9314490B2 Biological effects of Apr 19, 2016 ? Nestec S.A.- CH-FR Crespy et al.
compositions of L’Oreal (2016)
rosmarinic acid143
Variety/cultivar
USPP26247P2 Hamelia plant named Dec 22, 2015 - Greenleaf Nursery US Polanco
‘Grelmsiz’144 Co. (2015)
* A set of patents from a same invention and registered in various countries; as applications or/and grants. Black numbers are
correlated with Fig. 4. CNU, Chia Nan University of Pharmacy and Science; ILM, Institut Louis Maladarde; IRD, Institut de
Recherche Pour le Developpment; KFRI, Korea Food Research Institute; MSU, Michigan State University; SUT, Shaanxi University
of Technology; TYUT, Tai Yuan University of Technology. Bold letters represent patents with assignment combined among
industry, academy, government, and by countries

Patents for isolation, synthesis and biosynthesis material, which is suitable for industrial production,
of triterpenoids in the genus Uncaria low cost and friendly to environment (Yang et al.
2011). Other triterpenoid isolated from Uncaria is
Regarding to triterpenoids from Uncaria plants, 82 betulin or betulinol, a lupeol-type pentacyclic triter-
triterpenoids have been isolated from this genus. pene (Zhang et al. 2015); which is precursor of the
Ursan- and oleanan-type pentacyclic triterpenes con- potent antitumor triterpene betulinic acid (Ali-Sayed
stitute the main triterpenoids in Uncaria, which are et al. 2016). Patents for chemical synthesis (Yan et al.
usually found in their glycosylated forms (Zhang et al. 2013) or biosynthesis of betulinic acid from betulin
2015). On Table 2, some patents related to these using a laccase enzyme (Chen et al. 2013) have been
important triterpenoids are presented. The patent reported. In addition, there are patents for synthesis of
CN101643492B claims a method for extraction of ursolic acid derivatives (Zhao et al. 2016), ursolic acid
the triterpenoid ursolic acid from Uncaria plant prodrugs (Yoon 2015), and their derivatives for

123
Phytochem Rev

Methods for preparing Uncaria extracts1-4


Alkaloid isolaon and detecon methods 5-8, 54-55
Synthesis/semi-synthesis/ biosynthesis methods9-12 Methods for preparing Hamelia extracts115
MIAs and MOAs Derivave synthesis13 Pharmaceucal formulaons and presentaons116
Pharmaceucal formulaons and presentaons 25-26 MIAs and MOAs Derivave synthesis117
Medical treatments: Cardiac diseases, Hepas C, Medical treatments: Neoplasms, Skin disorders,
Immunologic system smulaon, Herpes simplex mucocutaneus Vascular disorders 115-117
infecon, Alzheimer’s disease, Amyloid diseases, Neoplasms,
Depression, Anxiety, Drug dependence, cellulis14-24 Derivave synthesis118-119
Polyherbal treatments with Uncaria plant material27-52 Triterpenoids Medical treatments: Neoplasms, Cardiovascular diseases118-119
Others: Inseccide-bactericide coordinate ferlizer, Idenficaon methods
for Uncaria plant material, plant cung devices 53,56

Extracon/Isolaon methods57 Isolaon /Detecon methods122, 134-138


Biosynthesis, Genes58-59,77-80 Semi-synthesis/Biosynthesis125
Triterpenoid derivave synthesis methods60-76 Pharmaceucal formulaons and Presentaons 120,126-
Flavonoids 128,131-132,140
Triterpenoids Medical treatments: Inflammatory diseases,
Allergies, Microbial/Parasic infecons, Medical treatments: Neoplasms,
and Vascular diseases,
Dental caries, Obesity, Diabetes,
Hepas C infecon, Neoplasms, Anoxidants, Arthris,
Phenylpropanoids Liver/Renal diseases,
Alzheimer’s disease, Parkinson’s disease,
Mulple sclerosis, Vaccine adjuvant, Diabetes,
Immunological system smulaon81-95 Nutraceucals,
U. tomentosa H. patens Polycysc ovarian syndrome
Pharmaceucal formulaons/presentaons 96-98
Liver diseases detecon methods99 Skin improvement
Insect/ microbial pathogens control100-101 Ciguatoxin poisoning 121,123-124,
129- 130,133,139,141-143
Taste enhancers102

Isolaon methods, Flavonoid-rich extract preparaon methods103-104 Hamelia plant variees144


Flavonoids Medical treatments: Alzheimer’s disease, Parkinson’s disease,
Inflammaon, Neoplasms, Skin whitener, Drug dependence,
Ischemic organ injury, Vaccine adjuvant, exercise/athlec
performance105-113

Other metabolites Isolaon methods for quinic acid and derivaves 114

Fig. 4 General overview of patents from products, methods and applications created in the genera Uncaria and Hamelia. Black
numbers are correlated with patents in tables

treatment of tumor metastasis (Shao et al. 2016), and glycosylation steps for glycosylated triterpenes
for diabetes (Zhang et al. 2016b). Also, patents for the (Thimmappa et al. 2014; Huang et al. 2012b; Fig. 2b).
synthesis of novel oleanolic acid derivatives have been Patents protecting the use of genes participating on the
published to treat oxidative stress and inflammation biosynthesis of triterpenoids have been granted
(Anderson et al. 2015; Jiang et al. 2016a, b), neo- (Table 2). Thus, patent CA2392435C claims the use
plasms (Rong et al. 2015; Xu et al. 2015; Cheng et al. of cDNA and genomic DNA sequences of b-amyrin
2015, 2016; Bednarczyk-Cwynar et al. 2014), pain synthase, a triterpene synthase, vectors, transformed
(Liu et al. 2014) and plant microbial infections (Zhang host cells and methods for influencing or affecting
et al. 2014). Furthermore, methods for the synthesis of triterpene synthesis in plants giving resistance to
betulin derivative compounds, such as butyloxycar- fungal pathogens (Osbourn et al. 2011). For biotech-
bonyl, carbobenzoxy, dialcohols, diethers and nological production of a-amyrin or b-amyrin, the
immunoconjugated, for treatment of neoplasms patents CN103088042B (Xue et al. 2014) and
(Bomshteyn et al. 2005; Saxena and Rathnam 2012) CN103509726B (Li et al. 2015) developed production
and as anti-HIV agents (Saxena and Rathnam 2011) methods using nucleotide sequences encoding triter-
have been patented. Regards to pentacyclic triterpene pene synthases, plasmids, cassettes, transformed host
biosynthesis, this route has a common intermediate cells and engineered Pichia pastoris and Saccha-
precursor, 2,3-oxidosqualene, which is cyclized by romyces cerevisiae (Table 2). Furthermore, the use of
enzymes known as oxidosqualene cyclases or triter- nucleotide sequences of a tailoring enzyme of b-
pene synthases to different cyclization products. amyrin has been granted in the patent US8647875B2.
Lupeol, a-amyrin and b-amyrin are precursors of These sequences encode cytochrome P450s
betulinic acid, ursolic acid and oleanolic acid; respec- (CYP51H), with sterol demethylase activity; but
tively. Their biosynthesis includes successive steps of capable of modifying both C and D rings of b-amyrin
cyclization and oxidations by oxidosqualene synthases to add hydroxylations and epoxidations. Vectors,
and P450 oxidases from 2,3-oxidosqualene; as well as transformed plants, methods of producing plants with

123
Phytochem Rev

altered levels of CYP51H, transformation methods, Other patent applications of triterpenoids


overexpression, mutants and production and uses of b- in the genus Uncaria
amyrin derivatives are also claimed (Geisler et al.
2013; Osbourn and Qi 2014). In the agriculture field (Table 2), the use of ursolic
acid and/or its salts as inhibitors of diacyl coenzyme
Patents for pharmaceutical applications A:diacylglycerol acyl transferase for insect control has
of triterpenoids in the genus Uncaria been reported (Kim et al. 2015b), while the patent
US6433010B2 claims a plant protection composition
For medical treatments (Table 2), some patents have against microbial pathogens; which includes a mixture
been developed in order to use of oleanolic acid, of ursolic/oleanolic acids, betulin and their derivatives
ursolic acid, betulin, quinovic acid (an ursan-type (Glinski and Branly 2002). On the other hand,
pentacyclic triterpenoid present in Uncaria material) compositions and preparing methods for mixtures
and/or their derivatives as anti-inflammatories (Babish conformed by ursolic acid and oleanolic acid with
et al. 2003), to treat allergies in order to decrease glycerides and edible fats/oils in order to improve the
immunoglobulin E (IgE) levels (Cain et al. 2008), as taste of natural extracts or isolated metabolites have
antibacterials (Li 2015; Krasutsky et al. 2004), anti- been developed. This patent has applications in
parasitics (Klopotenko 2014), as alternative antibi- nutraceutical and food products (Beindorff et al.
otics for treatment of porcine respiratory diseases 2006).
(Chun et al. 2014a, b) and for prevention of dental
caries (Hayashi et al. 1988). A novel application of
ursolic acid or its derivatives as immunologic adjuvant Patents for isolation methods and pharmaceutical
of vaccines has been claimed (Herrera et al. 2013; Li applications from flavonoids and other metabolites
et al. 2013). In the field of cell-based immunotherapy, in the genus Uncaria
the patent KR100954887B1 developed a method for
production of cell compositions and/or cell products In the genus Uncaria, forty flavonoids have been
(immunomodulators, such as cytokines or inter- identified, which are classified as flavan-3-ols and
leukins) by adding the ursan-type pentacyclic triter- flavonols. Some flavonols isolated from Uncaria are
penoid uncarinic acid C to immature dendritic cell kaempferol, quercetin, hyperin, rutin and iso-
cultures (Lee et al. 2010). For treatment of obesity, quercitrin; while catechin, epicatechin, procyanidins,
diabetes (Wang and Hai 2015a), liver cancer (Wang gambiriins and cinchonains are flavan-3-ols (Zhang
and Hai 2015b), hepatitis C (Lee et al. 2016), et al. 2015). Table 2 also lists patents associated to the
Alzheimer’s disease, Parkinson’s disease and multiple extraction and uses of this important group of
sclerosis (Gribble et al. 2016), the use and application metabolites, including a patented method for obtaining
methods of oleanolic acid and/or its derivatives have a rutin-rich extract from U. elliptica stems and leaves
been patented. Different methods to improve solubil- (Minami et al. 2016). Also, patents for isolation
ity, pharmacokinetics or target delivery of ursolic acid methods of unique procyanidins from U. tomentosa
or its derivatives to treat neoplasms have been claimed plant material have been published (Castillo et al.
for producing polyethylene glycol conjugates (Bai 2013). Furthermore, the use of these procyanidins for
et al. 2012), nanomicelles of polysaccharide conju- the treatment of Alzheimer’s and Parkinson’s diseases
gates (Yao et al. 2016), and dendrimers of folic acid- was patented a few years ago (Snow et al. 2011). In the
polyamide polyamidoamine conjugates (Gao et al. dental care field, the use of flavonoid compositions
2016). A dendrimer is a highly branched macro- from Uncaria, Scutellaria and Acacia extracts has
molecule used as carrier of nanodrugs (Onoue et al. been claimed in order to inhibit inflammation caused
2014). For detection of human liver cancer or other by periodontal diseases (Table 2), since it is known
liver diseases, the patent CN102895678B claims that flavonoids are inhibitors of the enzymes lipoxy-
synthesis methods for magnetic resonance imaging genase and cyclooxygenase belonging to the eicosa-
contrast agents from oleanolic acid derivatives cou- noid and cytokine systems (Jia and Zhao 2015; Zhao
pled with diethylenetriaminepentaacetic acid dianhy- and Jia 2013). In the oncology field, the patent
dride and gadolinium(III) chloride (Tang et al. 2014). KR101505175B1 claims the use of kaempferol in

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Phytochem Rev

order to suppress metastasis of cancer (Kim et al. Mexico, Central America and South America.
2015a), while patent CN101889999B was granted for Species of Hamelia have been introduced and
the use of kaempferol as a tyrosinase inhibitor and cultivated as ornamental plants in Southeastern
therefore a melanogenesis inhibitor; i.e. a skin white- United States, Southern Africa and Southeastern
ner (Yan 2012). In the sports field, a method for Asia (Elias and Pooler 2004). Leaves are light to dark
reducing blood lactate concentration during exercise, green, whorled and often with wavy margins and
physical activity or athletic performance by adminis- reddish-pink midveins. This species is a perennial
tration of quercetin and/or rutin, kaempferol and plant, but in colder regions grows as annual plant. Its
isoquercitrin was developed (Zachwieja et al. 2015). flowers are arranged in a 3–5 rayed terminal cyme
In the immunology field, the patent US9180184B2 and are tubular with color shades from yellow, orange
declares the use of a composition of catechin, allyl to scarlet red. The fruits are oval to elliptic berries
isothiocyanate and vitamins A, E, D and C as filled in seeds (Croat 1978). Besides, Hamelia has an
adjuvants in order to increase immunogenicity of ecological role in some insect-plant and animal-plant
vaccines administered via mucoses; i.e. intranasal, interactions, such as a nectar source for humming-
buccal, or ocular (Vajdy and Padrah 2015), while in birds, bees, butterflies, hummingbird flower mites,
the psychology field, a method for treating addictions and as leaf and fruit source for moth caterpillars and
using a composition of quercetin and vitamins niacin birds; respectively (Velazquez and Ornelas 2010;
(B3) and C is claimed in the patent US8507548B2. Whitehead and Poveda 2011). In this genus, monoter-
This patent declares that quercetin can alleviate penoid indole and oxindole alkaloids, terpenoids and
withdrawal symptoms accompanied with addiction flavonoids (Fig. 3) have been detected and identified
(Lines 2013). In the physiopathology field, a treatment as specialized/secondary metabolites; some of them
for avoiding organ deterioration and failure after are also present in the genus Uncaria (Fig. 1). In H.
ischemic organ injury has been patented, claiming the patents plants, some hydroxylated and methoxylated
application of epicatechin and/or derivatives and salts MOAs as rumberine and palmirine (Fig. 3) are
in combination with the antibiotic doxycycline (Vil- accumulated in the aerial parts (Flores-Sanchez
larreal et al. 2014). Regarding other metabolites et al. 2016; Rios and Aguilar-Guadarrama 2006).
(Table 2), the patent US8372449B2 developed meth- Interestingly, these peculiar substituted patterns in
ods of isolation and purification of quinic acid, quinic MOAs could be giving them new chemical and
acid ester and quinic acid lactone from water-soluble biological characteristics that should be explored in
extracts from U. tomentosa. Pharmaceutical composi- detail. It is noteworthy that some uses of Hamelia
tions for enhance immune competency, inhibit inflam- such as analgesic, anti-inflammatory, antipyretic,
matory responses, and treat disorders associated with cicatrizant, antioxidant, antiseptic, cytotoxic, diure-
the response to tumor formation and growth are also tic, fungicide, uterotonic and antiparasitic have been
claimed (Pero 2013). detected in folk medicine (Duke 2002; Reyes-Chilpa
et al. 2004; Suarez et al. 2008).

Genus Hamelia
Hamelia patents
The genus Hamelia belongs to the tribe Hamelieae
and 17 species have been accepted in this genus: H. Patents for isolation methods, synthesis
axillaris Sw., H. barbata Standl., H. calycosa Donn. and pharmaceutical applications of alkaloids
Sw., H. chrysantha Sw., H. cuprea Griseb., H. and triterpenoids in the genus Hamelia
longipes Standl., H. macrantha Little, H. magnifolia
Wernham, H. ovate Wernham, H. papillosa Urb., H. On Table 3, some patents related to Hamelia and some
patens Jacq., H. rostrata Bartl. Ex DC., H. rovirosae metabolites identified in this genus are presented. It is
Wernham, H. sanguinea Elias, H. ventricosa Sw., H. worth to mention that some patents for specific
xenocarpa Kuntze, and H. xorullensis Kunth (Mar- secondary/specialized metabolites present in both
tins and Nunez 2015; The Plant List 2016). In Uncaria and Hamelia were previously described in
general, they are shrubs or small trees native in the Uncaria section of this manuscript. Regarding

123
Phytochem Rev

Hamelia extracts, methods to prepare alcohol-, oil- or bitterness from beverages containing flavonoids
petrolatum-based H. patens plant extracts and com- (Awano et al. 2013). In the medical field, a novel
position uses for treatment or prevention of a wide composition of glycosylated or hydrolyzed flavonoids
range of skin disorders, such as pre-cancerous lesions, such as narirutin, naringenin, naringin, herperetin, and
keratotic lesions, carcinomas, melanomas, and radia- hesperidin for preventing and treating alcohol liver
tion-induced burns, are claimed in the patent diseases has been patented. In such patent, the
US8625534B2 (Table 3). The compositions of struc- enzymatic glycosylation with b-cyclodextrin by a
turally complex molecules (Fig. 3) can consist of the cyclodextrin glycosyltransferase is claimed (Choi
alkaloids ephedrine, seneciphylline (seneciophylline); et al. 2013). The use of apigenin and/or its derivatives
of the MIA aricine; of the MOAs rumberine, specio- for treatment or prevention of neoplasms have been
phylline, palmirine, pteropodine, isopteropodine, also patented (Jiang and Fang 2013; Zhao 2014). Due
maruquine, isomaruquine, uncarine F; of the ursan- to the relevance of this flavone, the patent
type pentacyclic triterpenoids ursolic acid, 2a-hy- CN103819438B developed a novel and efficient
droxyursolic acid, rotundic acid; of the flavonoids method to obtain apigenin from its precursor narin-
catechin, narirutin, 5,7,20 ,50 -tetrahydroxyflavanone genin using iodine or bromine water as dehydrogena-
7-rutinoside, apigenin-7-O-b-D-glucuronide, rutin; tion reagent (Li 2016). A biotechnological production
of phytosterols stigmasterol, b-sitosterol, of 6-hydroxyapigenin, an inhibitor of human intestinal
24-methylenecycloartene-3b-ol, 24-methylcycloart- a-glucosidases (Kawabata et al. 2003), that can
24-ene-3b-ol, stigmast-4-ene-3,6-dione, stigmast-4- suppress glucose absorption by a Pichia pastoris
ene-3,3-dione, of the phenylpropanoid rosmarinic expression system has been granted (Chang and Ding
acid; and of the alcohol 2E-3,7,11,15,19-pen- 2015). The developed process uses apigenin as
tamethyl-2-eicosane-1-ol (Berry 2014). About some substrate and a fusion gene vector with a cytochrome
specific metabolites, tetrahydroalstonine is a MIA P450 monooxygenase of Aspergillium oryzae and an
isolated from H. patens (Martinez et al. 1996), which oxidoreductase of S. cerevisiae.
has been proposed as biosynthetically precursor of An enriched formulation of probiotic cultures of
hydroxylated and methoxylated MIA and MAO lactic acid bacteria with apigenin and peppermint
(Flores-Sanchez et al. 2016) and the former patent extract which can be used as food, pharmaceutical or
DE2439523C2 described its use as adrenolytic agent veterinary product was patented (Cepanee and Kneze-
for treating vascular disorders (Poignant 1979). A vic 2015). On the other hand, in order to improve
method to prepare tetrahydroalstonine derivatives for apigenin stability for storage conditions, the patent
treatment of hypertension is described in the patent US906209B2 developed a synthesis method of api-
EP0017525B1 (Hatinguais et al. 1983). For the ursan- genin adducts with dibutylhydroxytoluene, without
type pentacyclic triterpenoid rotundic acid (Fig. 3), affecting any pharmacological property (Sugiyama
there are patents for synthetic methods for the and Kasamutsu 2015). A novel sustained apigenin
preparation of rotundic acid derivatives of succinyl delivery system in the form of microsphere particles,
and amino acids to treat cardiovascular diseases (Zhao using poly-DL-lactic acid and soybean lecithin as
et al. 2012) or to use them as antineoplastic drugs (He substrate materials, is claimed in the patent
et al. 2012), respectively. CN103585113B (Wang et al. 2015a). Regarding to
the group of anthocyanidins, three anthocyanidins,
Patents for synthesis, biosynthesis malvidin, petunidin and cyanidin, have been identified
and pharmaceutical applications of flavonoids in Hamelia (Forsyth and Simmonds 1954; Ronquillo
and phenylpropanoids in the genus Hamelia et al. 1988). In the medicine area, an anti-inflamma-
tory composition for treating arthritis, which contains
Patents for the flavonoids narirutin and apigenin malvidin-3-O-b-glucoside and propolis has been
(Fig. 3), identified in Hamelia plant material, are patented (Table 3, Renard et al. 2016). While a
described in Table 3. In the beverage industry field, composition containing a mixture of anthocyanins in
the patent JP5311357B1 claims that the narirutin and which the aglycones are petunidin, malvidin, del-
carotenoid contents should have a ratio in the range of phinidin, cyanidin, peonidin and pelargonidin, work-
13–85 in order to improve flavor, suppress acidity and ing in synergistic form as antioxidant composition for

123
Phytochem Rev

treatment of vascular system has been claimed intellectual property called Plant Breeder’s Rights.
(Slimestad 2005). It is also noteworthy that a method The plant breeder’s rights or referred to as plant
for stimulating insulin secretion by anthocyanidins variety protection provide protection against the
and anthocyanins, such as petunidin, has been pub- unauthorized use of the protected varieties (Brenner
lished (Nair et al. 2011). Likewise, in order to improve 1998).
stability for storage and/or exposition to aqueous
environment of the anthocyanins malvidin and petu-
nidin, among others, two effective methods have been Discussion and conclusions
developed by addition of glutathione (Eidenberger
2013) or by complexing with sulfobutyl ether b- There is a huge amount of patents inspired on different
cyclodextrin (Roewer and Broscheit 2016). In the aspects of specialized/secondary metabolism from the
veterinary field, a quick and simple method of genus Uncaria, which reflects the enormous invest-
determining by color response the estrous cycle from ment in research and development, but much less from
cattle, livestock or farm animals for breeding or the genus Hamelia. A general overview of patents
artificial insemination was developed. Different test created for different aspects from these two genera is
kits, which include the use of anthocyanin pigments presented in Fig. 4, which shows that although
such as diglycosides of petunidin, malvidin, cyanidin, Uncaria has a greater number of patents, the possibil-
hirsutidin and pelargonidin, are claimed (Goldman ity that many of the compounds are present also in
2013). Chlorogenic acid was detected in H. patens Hamelia (Figs. 1, 3) enriches the accessibility for such
plants (Flores-Sanchez et al. 2016) among other products, methods or applications. A few patent
metabolites. This finding resulted of relevance in applications were mentioned by their novelty; how-
connection with several patents developed for efficient ever, they are still waiting for being granted. Also, it
purification methods of this compound for pharma- has been observed that many patents have been lapsed
ceutical compositions (Table 3, Chen et al. 2014; because they failed to pay maintenance fees. It is
Sugiyama et al. 2015; Zhang et al. 2016a). In addition, significant to mention that a patent can be reinstated
patents for stimulating the immune system (Graus every time that is granted in a different country;
et al. 2007) or treat polycystic ovarian syndrome forming a patent family (Parisi et al. 2013). In this
(Schutz 2016) using high quality chlorogenic acid review, as show in Supplementary Fig. 1a for the
were developed. On the other hand, patent genus Uncaria, industry had a 45% of patent produc-
US8197875B2 claims the utilization of chlorogenic tion, while universities and research institutes hold
acid in order to modify taste profiles of food products, 35%. Besides, it was found that participation of
beverages and pharmaceuticals to decrease or remov- researchers as owners themselves was only 12%. Also,
ing bitterness (Chien et al. 2012). Some patented uses it is remarkable that 6% of patent inventions belong to
of the phenylpropanoid rosmarinic acid are for the governments. Furthermore, the contribution by coun-
treatment or prevention of liver or renal fibrosis (Qu try was as follows: China had 48%, followed by
et al. 2010), of ciguatoxin poisoning (fish food United States (28%), South Korea (6.1%) and Japan
poisoning) (Laurent et al. 2015), and for skin, coat, (4.4%). The rest of contributions were from Europe,
hair or health improvement (Crespy et al. 2016, Australia, Canada, Mexico, Brazil, Lebanon, and
Table 3). Taiwan (Supplementary Fig. 1b). Moreover, it was
found that only one patent (CA2392435C) was
Patents for Hamelia plant varieties developed by a contribution between a company and
academy, representing only 0.9% from the total of
Finally, a patented new cultivar denominated Grelm- patents (Table 2). However, only a few of them
siz from H. patens has been developed. The plant has become commercial products/processes. For example,
dark and light yellow green variegated leaves and the patent EP1096943B1 (Pero 2004) became into the
orange red to red color flowers (Polanco 2015). In commercial product C-Med-100Ò. Although U.
general, most countries, except The United States, tomentosa has been marketed worldwide in different
exclude agriculture-related inventions from utility presentations, such as extracts, capsules or pills (these
patent protection, giving an alternative form of last ones containing powdered stem or root bark), the

123
Phytochem Rev

assessment report from European Medicines Agency application of the cyclitol (8%) (Supplementary
(2015) indicated that it is difficult to draw a clear Fig. 5). On the other hand, the patent production in
conclusion from documented scientific evidence from the genus Hamelia was focused on different applica-
in vitro studies and to lesser extent in animal studies, tions of the phenylpropanoid chlorogenic acid (30%),
about the medicinal uses of U. tomentosa, including followed by the specialized metabolite groups of
C-Med-100Ò. However, in Spain and Hungary, prod- flavones (24%) and anthocyanidins (20%) (Supple-
ucts containing U. tomentosa have been accepted and mentary Fig. 6). Synthetic methods for triterpenoid
used traditionally for medicinal purposes. Neverthe- derivatives and different applications for flavanones
less, it is not possible to determine the success or had similar contribution of 7%, each. Up to date, there
failure of a patent. In the case of Hamelia, it was found is one patent (US8652534B2) about production and
that industry had a 67% of participation on patent medical uses of Hamelia plant extracts (Table 3); this
production, followed by 23% from academy and 10% patent has also been published as US9345736B2
from researchers as owners themselves. Contrary to (Berry 2016a) and US9345737B2 (Berry 2016b). In
the government participation in patent development in the same way, there is only one patent for a new
the genus Uncaria, no participation from any govern- variety or cultivar from the genus Hamelia
ment was found in the genus Hamelia (Supplementary (USPP26247P2). There is an enormous potential in
Fig. 2a). The contribution by countries was as follows: the ornamental field for the development of new
China and United States had a higher participation, Hamelia varieties, as well as for research and devel-
with 25% and 21.9%, respectively; followed by France opment on medicine field from MIAs, MOAs and
(12.5%), Germany (9.4%), Japan (9.4%) and Switzer- other specialized/secondary metabolites of this plant
land (6.3%). The rest of contributions were for South genus, but also for the genus Uncaria. A large amount
Korea, Taiwan, Croatia, Norway and French Polyne- of patent applications are waiting to be granted every
sia (Supplementary Fig. 2b). Furthermore, it was day. Some examples for the genus Uncaria are the
observed that 13% from the total patent development patent applications for in vitro methods of Uncaria
was by contributions between academy–company, seed germination (Yang et al. 2015) and Uncaria
academy–academy, and company–company, or by explant culture (Wei et al. 2015). Also, a method for
contributions between countries (Table 3). The per- Uncaria planting for easy plant harvest (Qui 2015a),
centage of contributions in the genus Hamelia was and Uncaria cutter/shearing machines (Qui 2015b, c).
higher than that of the genus Uncaria (0.9%). In There are applications for Uncaria alkaloid composi-
general, the main development of patents for alkaloids tions for treatment of prostatic hyperplasia (Wang
in the genus Uncaria was focused on polyherbal or et al. 2015b) and the use of Uncaria phenolic extracts
polycomponent treatments for management of a great (Monagas et al. 2014), among others.
variety of symptoms and diseases in traditional In conclusion, the specialized/secondary metabo-
medicine (46%), followed by applications on specific lism of plants from the genera Uncaria and Hamelia
medical treatment (20%), methods for alkaloid isola- have stimulated research and development of medica-
tion (7%), and plant extract production (7%) (Supple- ments, drug delivery systems, equipment, machines,
mentary Fig. 3). In the case of triterpenoids identified industrial processes, and plant culture techniques, in
in the genus Uncaria, the main developments of order to be able to access their important metabolites,
patents were on synthetic methods for triterpenoid such as MIAs, MOAs, triterpenoids and flavonoids.
derivatives (37%) and applications for specific med- Since several species of Uncaria and Hamelia have a
ical treatments (33%), followed by biotechnological broad potential to become economically important
applications from triterpenoid synthase genes (9%) crops, this review with the state-of-the-art about
and drug delivery systems (8%) (Supplementary patents on these members of the Rubiaceae family,
Fig. 4). Regarding flavonoids and quinic acid, both can be a valuable source of organized information for
of them identified in Uncaria plant material, the main those researchers developing projects in many aspects
patent production was focused on their application on related to these two plant genera.
medical treatments (75%), followed by manufacture
of plant extracts enriched on these metabolites (9%), Acknowledgements I.J.F.S. received a postdoctoral
fellowship from CONACYT (Mexico). We thank to
methods for compound isolation (8%) and medical

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Phytochem Rev

Prof.em.dr. Robert Verpoorte (IBL, Leiden University, The Castillo GM, Snow AD (2010) Composition and methods for
Netherlands) and Dr. Carlos M. Cerda-Garcı́a-Rojas treating Alzheimer’s disease and other amyloidosis. US
(Department of Chemistry, Cinvestav-IPN, Mexico) for their Patent 7754250B2
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amyloid-inhibiting compounds and use of compounds
isolated from Uncaria tomentosa and related plants. CA
Patent 2427661C
Cepanee I, Knezevic Z (2015) Probiotic formulation with api-
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