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OriginalScientificPaper
Centerfor Music Researchand Documentation, Izvorniznanstvenidlanak
City University of New York, Firstpublishedin: / Prvi put objavljenou:
33 West 42nd St., NEW YORK CITY, InternationalReview of the Aesthetics
and Sociology of Music,
NY 10036-8099, U.S.A. Vol. VI, No. 1, 1975
Abstract - Resumc*
Around 1770 a new genre called symphonie and represents a fusion of elements from the
concertante came into fashion. There have been divertimento forms (serenade, concertino, cas-
preserved close to 600 largescale, multi-move- sation), the symphony and the solo concerto.
ment orchestral works bearing the name sym- The genre played a significant role in the chan-
sinfoniaconcertante
phonieconcertante, or concer- ge of musicians' function and status during the
tantewritten by 209 composers between 1770 and last years of the ancien regimein France, declin-
1830. The symphonie concertante is a sympho- ing after 1825 with the new 19th-century vir-
nic genre (with mostly French emphasis) for tuoso cult.
two up to nine solo instruments and orchestra,
1 Fritz
STERN, ed., TheVarietiesof History,from Voltaireto thePresent,World, Cleveland 1956;
rev. ed. Vintage, New York 1973, p. 29 (editor's introduction).
2 See B. S. BROOK,La
frangaisedans la secondemoitiddu XVIIe si'cle, Institutde
Symphonie
musicologie de l'Universitd de Paris, Paris 1962, 3 vols; >>TheSymphonie Concertante: An Interim
Report<, Musical Quarterly,1961, XLVII/4, pp. 493-516; Addenda: 1962, XLVIII/1, p. 148; >>Symphonie
Concertante<<, Die Musik in Geschichteund Gegenwart,1965, Vol XII, cols. 1899-1908.
3 >Die musikalischen Gattungen und ihr sozialer Hintergrund< was one of the two General
Themes of the Congress. Included were two principal papers, by Hans Engel and Walter Wiora and
seven brief Spezialreferateby Georg von Dadelsen, Gilbert Reaney, Franklin B. Zimmerman, Jaroslav
Buiga, Percy M. Young, Friedrich W. Riedel, and Ludwig Finscher. See: Berichtuiberden Internationalen
MusikwissenschaftlichenKongressKassel 1962, Georg Reichart and Martin Just, eds., Birenreiter, Kassel
1963, pp. 3-39.
On the more positive side, there is a single printed dissertation on the sym-
phonie concertante, that by Franz Waldkirch, published in 1931, in Ludwigs-
hafen. It deals only with Mannheim composers and, although it explores
unknown terrain, it was written in the Hugo Riemann tradition: by which I
mean an uncritical championing of Mannheimers coupled with a cavalier treat-
ment of dates.4 There is also a single major printed article: Edwin J. Simon's >>A
Royal Manuscript: Ensemble Concertos of J. C. Bach<<,5 in which the author re-
dresses many of the bibliographic wrongs perpetrated by Terry.Another article,
soon to be published by Andrew McCredie of the University of Adelaide, sheds
new light on the >Symphonie Concertante and Multiple Concerto in Germany
(1780-1850). Problems and Perspectives for a Repertory Study.<<6 Three special-
ized American dissertations, by Joseph A. White, James M. Stoltie, and Janet
Winzenburger, remain unpublished.7
The skeptic might argue that if the symphonie concertante has been so
meagerly treated thus far, except by a very few specialists, it must deserve no
better. Why does it warrent study? One answer, >Because it is there<<,famous in
another context, will make only musicological mountain climbers happy. This
is hardly a satisfactory response despite the fact that there are close to 600 large-
scale, multi-movement orchestral works bearing the name symphonieconcertante,
sinfonia concertante,or concertantewritten by over 200 composers between 1770
and 1830. A related and of itself an even less adequate response might be prof-
fered by the desperate Ph. D. candidate: >Nothing has ever really been done on
the subject.< In the language of Sherpa guides, this could be translated thus: 4I
hope it has never been climbed before.< A third and more valid justification, ac-
ceptable to all but the diehards who insist ad nauseum that >>forgottenmusic
deserves its oblivion<<is this: >>Sincemost of this abundant repertory, written for
a refreshing variety of solo combinations with orchestra, has never been scored,
published, or performed in our time, it may well be that further study will un-
cover a number of works that will enrich our concert repertoire.<
If the foregoing seem obvious to an audience of the converted, please bear
with me. Our skeptic's question cannot be dismissed out of hand; it is of a kind
that is often asked of musicologists and that musicologists must continually ask
of themselves. There is a fourth answer, the one that this paper is about, to wit:
to this mysterious, untitled piece for oboe, clarinet, bassoon, horn and orchestra
found by Otto Jahn in the nineteenth century and, without any now-ascertainable
proof, assumed by him to be a revision of the lost K. 297B.
There are no references in the letters to the violin and viola masterwork, K.
320d=364. The French title would also make sense here although a good case
for the Italian spelling can be made. The autograph of the fragment K. 320e=Anh.
104 written shortly after K. 320d=364 - in the summer or fall of 1779 after Mozart
had returned to the Italianate atmosphere of Salzburg - is entitled, Sinfonia
Concertantea tre stromenti Violino, Viola e Violoncello.
Most attempts at defining the term >>symphonieconcertante<<fully and pre-
cisely - admittedly no easy task - have floundered on two counts: 1) on the
confusion between the adjective, concertante, and the noun-complex, symphonie
concertante, and 2) on the difference between works called symphonie concer-
tante and those, also with more than one solo instrument, called concerto. On
the first question, the adjective was loosely employed in a variety of ways
throughout the eighteenth century, while the noun-complex was consistently
and specifically applied to the genre under investigation. However, as a substi-
tute for the two-word grouping, the word concertante has been used by itself
as a noun, especially in England and Germany after about 1790. For example,
Pleyel's Sinfonie Concertantea'neuf instruments, Paris 1788, was later put out by
Preston in London as A FavoriteConcertantein E flat. Samuel Arnold, in his col-
lected edition of Hindel's works, London c. 1790, used the then-popular term,
Concertante,as the title of the C major Concerto Grosso (for oboes, strings and
continuo, Hiindel GesellschaftVol. 21: 63). Haydn, following English practice,
called his sole symphonie concertante, Concertante(Hoboken I, 105). (The English
also perversely called concerti grossi, symphonies; symphonies, overtures; and
overtures, symphonies). A typical German example may be seen in Simrock's
publication (Bonn c. 1795) of Joseph Reicha's Concertantepour violon et violoncelle
avec toutes les parties d'orchestreOe. l"e.
As an adjective, applied to the name of an instrument, the word 'concertante'
cannot be easily distinguished from such related and overlapping terms as 'solo',
'obligato', 'recitant', and 'principale'. If we examine the symphonies of Haydn,
we find that in at least forty of them, significant and various-labeled concertante
passages occur.8 The word 'solo' is the most flexible term of all; its use ranges
from a passage emerging from the tutti only slightly (by range, tone color, or
dynamics) without really differing in substance from the surrounding orchestral
material, to an extended virtuoso section or movement which differs considerably
and stands out in high relief. When an instrumental part or passage is marked
'obligato', it is not necessarily virtuoso in character; it may simply mean that
the part is needed to fill in the harmony and cannot be dispensed with. In com-
parison, parts marked 'concertant', 'ricitant', and 'principale' tend to be more
ferent editions, including nine in its original state (but sometimes named Serenata,
Divertisement [sic], Concertante, CelebratedSinfonie Concertante) and the rest in
transcriptions for quintet, quartet, trio, duo, and solo keyboard. Some composers
wrote chamber pieces >>dansle goiat de la simphonie concertante<<(e. g. Jean-
Jacques Charpentier, Sonates,ca. 1775). Others arranged opera airs or ballet scores
into symphonies concertantes (e. g. Carl Andreas G6pfert's arrangements of
Weigl's Die Schweizerfamilie,and Gossec's of his own Ballet de Mirza). In 1794
Davaux, employing several famous revolutionary tunes, fashioned a three move-
ment piece entitled Sinfonie ConcertanteM6le d'Airs Patriotiquespour deux violons
principaux....Two years later, Cambini wrote a similar work, for large orchestra in-
cluding a trombone, called La Patriote,sinfonieconcertante....
Already in 1772 the popularity of the genre in Paris caused it to be listed before
that of the symphony in an announcement of a competition in composition:
Prix de musique - MM. les Administrateurs de
l'Ecole Royale gratuite de Dessin adjugeront une
medaille d'or de la valeur de 300 livres a la
meilleure symphonie concertante, ou symphonie
a grand orchestre, qui sera couronnre au premier
concert que donnera cette Ecole...u
... the mounting velocity of history has infused the modern consciousnesswith a
new and passionate awarenessof time, mutability,novelty and change... that con-
sciousness has thereforesought new modes of understandingand creationin phi-
losophy, including the philosophy of science, in the social sciences and in the arts.
Forpersonalityfound its easiest integrationin relativelystaticsocieties,where roles,
expectations,values and identitieswere formedby immemorialtraditionsand con-
trolledby unchangingstructures.Theworld of changehas liberatedmen and women
from such traditionsand structures.At the same time, to a greaterdegree than ever
before in history,it has sent individuals out on their own to constructfrom their
own resourcestheir roles, expectations,values and identities.12
Where the >winged chariot< of history will carry us, in our time, may well
fill us with awe and send us right back to the year 1770,13when, it seems to me,
the mounting velocity of history underwent an increased acceleration in the rate
of change of the musician's relationship to society.
May I now attempt to put this hypothesis into more specific terms and ex-
amine its implications: at the outset of the high classical era, the rate of change
in musical style, both operatic and instrumental, increased perceptibly; there
was an unusual expansion of public concert and opera activities and a marked
increase in the dissemination of manuscript and especially printed music; con-
comitantly, after a preceeding period of relative stability between musician and
environment, there was a new concern for, and awareness of, the musician's
function and status. The symphonie concertante played a significant role in this
change for it served as a vehicle, a new vehicle, by which the instrumental com-
poser (and performer) could dramatize and profit from his increased inde-
pendence.
Curiously, this period around 1770, which saw the birth of the light-hearted
symphonie concertante and its rapid conquest of the concert rooms of Europe,
saw, simultaneously, the intense emotional outburst in all the arts known as the
Sturm und Drang, which expressed itself in several countries. Two such diverse
phenomena could hardly be reconciled by any Zeitgeist, surely. The Sturm und
Drang, which was nurtured in enclosed Germanic lands, was somber, turbulent,
and introspective - and always in minor keys. The symphonie concertante, which
flourished in accessible metropolises such as Paris and London, was light, deco-
rative, and extroverted - and always in major keys.
I suggest, nonetheless, that these phenomena are related. They were caused
by confluence of social forces already in motion and acting catalytically upon
a
one another to create that special acceleration of change in the musician's role
in society mentioned above. This was a time when the composer was feeling
and thinking about himself in a new light. It was not so much that he was liber-
ating himself at last - to use a tired cliche - ?from the shackles of aristocratic
patronage< in order to become a ?free spirit<. He was, rather, reaching out to
become part of the bourgeoisie - by expressing its malaise with Sturm und Drang
symphonies, by catering to its taste with symphonies concertantes, and by ex-
ercising, increasingly, a variety of commercial functions in a growing music in-
dustry that made him an independent human being.
This transformation did not occur overnight. A musician would often have
to combine various methods of making his living. Within a single year, 1775 for
example (to change things slightly), while earning a modest stipend as part-time
Kapellmeister in a small German court, a composer could write an opera on a
13 If I seem to have a fixation about this date, it is in full realization, I trust, of the
dangers of
the >telescopic fallacy<<which ))makes a long story short. It appears in interpretations which reduce
an extended trend to a momentary transformation<<.See David Hackett FISCHER,Historian'sFallacies:
Towarda logic of historical thought, Harper and Row, New York 1970.
Using Barzun's phrase, I suggest that the musical Sturm und Drang on the
one hand, and the symphonie concertante, on the other, represent just such a
>>convergenceof opposites<<,one that reflects, in some measure, the internal unity
of this cultural period. As I have discussed the musical Sturm und Drang in a
previous paper,16I will limit myself here to pointing out that as in literature its
flame burned so briefly because it burned so fiercely. Like most revolutionary
actions, the student uprising of 1968 for example, this one subsided when it had
had its say and when its powerlessness to effect further change became evident.
It is not possible to maintain the unrelenting emotional intensity of, say, the
Haydn Trauersymphonie for too long. The solution for Goethe's Werther, after his
quixotic revolt against society proved futile, was suicide.
The problem of identity facing a composer of the 1770's, in a society in
which the old regime had outlived its usefulness, was acute. The musical Stiirmer
und Dringer, such as Haydn, Mozart, Dittersdorf, Simon Leduc, etc., reacted to
that problem, perhaps unconsciously, with a violent flareup that lasted only five
or six years, and although it was centered in Vienna, it was manifest elsewhere
in Europe as well, at about the same time. The symphonie concertante, by con-
trast, was a more conscious and practical attempt to face the identity crisis. This
problem is most clearly in focus and most effectively met in Paris. Before de-
scribing developments there, let us have a glance at symphonie concertante ac-
tivities elsewhere in Europe. Mannheim in this period, although it had lost the
powerful creative momentum engendered by the elder Stamitz, was still a lively
musical town. Mannheim composers were among the first to write in the new
genre. Many travelled to Paris to perform and to be performed, some remaining
for lengthy periods or settling permanently. They wrote most of their symphonies
concertantes in the French manner and for French markets. Major composers
15 See Jacques BARZUN, >>Cultural History as a Synthesis<, in Fritz Stem, ed., The Varietiesof
History from Voltaireto the Present, World, Cleveland 1956, pp. 401-02.
16 Sturm und Drang and the Romantic Period in Music<<,Studies in Romanticism, 1970, IX/4,
pp. 269-84. The Sturm und Drang is defined there in terms of >the widespread distress, disenchant-
ment and melancholy that were in the air in Europe at the time. The characteristics of the Sturm
und Drang in music which, taken together, differentiate it from other music of the decade may be
summed up as follows: stress on the minor mode, driving syncopated rhythms, melodic motives
built on wide leaps, harmonies full of tension, sharp dissonances, extended modulations, greater
breath of dynamics and accentuation, and a fascination with (usually pseudo) contrapuntal devices,
canons, fugatos, etc.<
It may be added that in the brief period when the musical Sturm und Drang was at its height,
the period of the >true Sturm und Drang<, ca. 1768-1774, these characteristics pervaded not
only
individual movements but entire symphonies, e. g. the Trauersymphonieof Haydn and the A minor
of Dittersdorf, and overtures, such as that to Mozart's Betulia Liberata.
include Cannabich, Holzbauer, the brothers Stamitz, and Danzi (who wrote one
for flute, oboe, clarinet, and bassoon in Eb which bears resemblances to K. Anh.
C 14.01 in the same key). All were published regularly in the 1770's and 1780's
by Chevardiere, Sieber, and other Parisian publishers. Carl Stamitz wrote as many
as 30 (38 according to M. G. G.), more than anyone except Cambini; his third
work in the genre, in D Minor, is the only known symphonie concertante in a
minor key.
In London, the scene is dominated by Johann Christian Bach. His fifteen or
possibly sixteen symphonies concertantes were written for his own Bach/Abel
concerts and for the Concert Spirituel in Paris. His choice of solo instruments
is often imaginatively varied; it includes one unique grouping of nine concer-
tizing instruments: two violins, two violas, two oboes, two horns and violoncello,
plus orchestra of course. The dating of Bach's A Major Symphonie Concertante,
for violin and cello, is significant to our argument that genre is related to function
and that, for this reason, the symphonie concertante, as such did not come into
being until the late 1760's at the earliest. In his introduction to the Eulenburg
score (no. 765), of this work Alfred Einstein suggests the year 1763 as its probable
date of composition, but offers no proof. He adds that it may even have been
written while Bach was still in Italy, i. e., before 1762! Joseph A. White and Edwin
J. Simon repeat the 1763 date - also without any hard evidence. Simon, in the
one area in which I must differ with him, presents vague supporting testimony
?on stylistic grounds< of the kind I find totally unacceptable. Dating (and iden-
tification) by style analysis is still in its infancy; not only is it almost invariably
more subjective than scientific, but it has been proven wrong all too often, em-
barrassing a host of experts in the process. White, in his dissertation, argues for
the same date but on curious logical grounds: ?The presence of only two move-
ments in both [symphonies concertantes] No. 2 and No. 8 further indicates that
these works are from the same (early) period.o<Similar reasoning might also
place Schubert's Unfinisheda bit early! What facts do we have? The first reliable
dating for this particular piece is 1773, when it was published by Sieber. Its
incipit also appears in the Breitkopf catalogue of 1775. Other than that, the pro-
grams of the Concert Spirituel show performances of unidentified symphonies
concertantes by J. C. Bach in 1772, 1773, and 1774; one or more of these may
have taken place while he was visiting Paris, for he had to pass through the
French capital on his trips between Mannheim and London. It is hardly possible
that Bach would have written a symphonie concertante in Italy in 1762-1763
because he had no earthly reason to do so, either for performance, or publication.
There were, of course, local orchestras in Italy, as Guglielmo Barblan has shown
in his article on Le Orchestredi Lombardiaall' Epocadi Mozart published in 1956.
However, there is no evidence that the performing groups he refers to (in Cre-
mona, Mantua and in Milan where Bach worked) were - as today's argot puts
it - into the symphonie concertante. On the other hand, in 1771 or 1772, Bach had
every reason to compose in a genre that was just then becoming fashionable, one
for which the impresarios and publishers of Paris and London were ready to pay
handsomely and - as noted previously - to hold contests with handsome prizes.
17
Alfred EINSTEIN (Mozart,New York, p. 277) and Friedrich BLUME (TheMozart Companion,
London, p. 213) concur that >it must be counted among the greatest of losses to art that Mozart did
not complete [these works].(<See also Robert D. LEVIN, The Unfinishedof W. A. Mozart (B. A. Thesis,
Harvard, 1968), and by the same author, >>Das Konzert fiir Klavier und Violine D-dur KV. Anh.
56/315f und das Klarinettenquintett B-dur KV. Anh. 91/516c: ein Erglinzungsversuch<<, Mozart-
Jahrbuch,1968/70, pp. 304-306.
18
See B. BROOK, La symphoniefranpaise,I. pp. 406-409.
Obviously, the role of the solo group in the symphonie concertante was of
cardinal importance; all else was subordinate. The 'innovative' and 'profit' as-
pects of the symphonie concertante were specifically recognized as early as 1771.
Nicolas Framery, a composer and librettist best known today as a perceptive
lexicographer, demonstrates this in the March issue of the Journal de Musique
which he edited. Framery declares that the Concert Spirituel audiences were
weary of so much dull Latin vocal music but, if the Latin motets were eliminated,
only the insipid sonata and the 'overlong' concerto would remain. They should
be replaced, he urges, by the symphonie concertante, a genre ideal for the Concert
Spirituel, which has the most gifted virtuosi of Paris available.
... on n'a donc plus que la ressourcedes Concertos& des Sonates,mais une Sonate
est une chose si insipide & un Concertoest si long! Ce seraient des Symphonies
concertantesqu'il faudraity substituer.Quel est le lieu pour lequel cette sorte de
Compositionparaisse le plus faite, que pour celui quit doit rdunirles plus habiles
Virtuosesde Paris dans tous les Genres?
>>'inter&tdu profit< or, in English, >the profit motive< was a fact of life; for
several decades, composers who were motivated to build their careers in the
>>commercialworld? found that the innovative appeal of the symphonie concer-
tante helped them to achieve their goal.
A word in conclusion on why the popularity of the symphonie concertante
began to decline after the turn of the century, especially after the Napoleonic
wars.'9 At present, I can only suggest a probable answer: The cult of the indi-
vidual, the glamour of the virtuoso enjoying star billing, replaced and over-
whelmed the concept of 'concerted' action by composers and performers working
together to improve their status. The problem of identity of the 1770's had tem-
porarily been solved, only to be transformed into another crisis on a different
plane. J.-J. de Momigny, writing in 1818, in the second volume of the Framery
and Guinguend EncyclopidieMethodique,provides support for this thesis:
Saz'etak
KONCERTANTNA SIMFONIJA:GLAZBENE I SOCIOLODKEOSNOVE
Za'to je koncertantna simfonija u'la u modu tako iznenada oko 1770., brzo doiivjela svoj puni
procvat i uskoro se ugasila? Koncertantna simfonija, koju su sve do nedavno povjesniEari glazbe
jedva spominjali, moze se definirati kao simfonijska kompozicija za 2, 3, 4, a ponekad ?ak do 9 solo
instrumenata s orkestrom; njen puni cvat pada u razdoblje kasnog klasicizma, od 1770. do 1825.; bila
je namijenjena javnom izvodenju u koncertnim dvoranama i nastupima virtuoza solista. Ona je samo
prividno sliina concertu grossu, a zapravo je srodnija klasianoj simfoniji, koncertu i oblicima poput
divertimenta. Uostalom, ona je razvila svoj vlastiti oblik. U glazbenoj literaturi postoji oko 560 pozna-
tih koncertantnih simfonija od 209 kompozitora. Gotovo polovicu svih koncertantnih simfonija napi-
salo je 68 francuskih autora. Ova francuska crta jo' je jaEanego Sto to proizlazi iz ovakvih brojeanih
odnosa, ako znamo da su skladatelji drugih nacionalnosti (kao na primjer Carl i Anton Stamitz, J.
Ch. Bach i drugi) svoje koncertantne simfonije pisali za parisku publiku i nakladnike. Prvih dvade-
setak godina svoga postojanja ta je vrsta ostala preteino francuska, a tek se onda postupno potela
siriti na njemaike dvorove i gradove. S nastupom razdoblja kasnog klasicizma, to jest oko 1770.,
doglo je do osjetnog ubrzanja mijene u glazbenom stilu, kako na opernom tako i na instrumentalnom
podrudju. Paralelno s time, nakon duzeg razdoblja relativno stabilnih odnosa izmedu glazbenika i
njegove okoline, probudila se nova svijest o ulozi i statusu glazbenika. Koncertantna simfonija odi-
grala je vainu ulogu u tim promjenama i kao sredstvo, i to novo sredstvo, pomodu kojega
poslu.ila
je instrumentalni skladatelj (i izvoditelj) mogao dramatiano izraziti svoj stav i poloiaj. Sljedefe razno-
vrsne pojave sve su se stekle oko 1770. i sve su uzajamno povezane: porasla je popularnost javnih
koncerata i opernih predstava, znatno se pojaeala glazbena nakladnikka aktivnost, izbio je kratkotrajni
pokret Sturm und Drang, i konaino se pojavila koncertantna simfonija. Sve su te pojave uzrokovane
spletom druitvenih snaga i faktora koji su ved i ranije djelovali, ali koji su sada dobili katalitiaku
snagu u uzajamnom djelovanju. Njihova uzajamna povezanost nije rezultat nekog >duha vremena<
niti pak >>samihideja i oblika, nego zajednidkih problema za koje su ove ideje i oblici nahli odgovore<<.
Glavni problem pred kojim se nahao skladatelj sedamdesetih godina osamnaestog stoljeda, u druitvu
u kome je stari ved bio prezivio i pokazao se potpuno beskorisnim, bio je problem identiteta.
re.im
Koncertantna simfonija stvorena je za novu koncertnu publiku. Njenom je ukusu ponudila lake,
raznolike i melodiozne skladbe i tako glazbeniku omogudila da se oslobodi svakog patronata nad
sobom. Umrla je kad je shvadanje o potrebi masovne akcije za poboljanje skladateljeva statusa za-
sjenjeno kultom virtuoza. Koncertantna simfonija predstavlja model jedne vrste za %ijije opstanak
bitan vanjski drutveni imperativ vise nego unutrasnja, 6isto glazbena, stvaralaika snaga.