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Nephrol Dial Transplant (2007) 22: 845–850

doi:10.1093/ndt/gfl700
Advance Access publication 12 December 2006

Original Article

Social support predicts survival in dialysis patients

Melissa S. Y. Thong1, Adrian A. Kaptein2, Raymond T. Krediet3, Elisabeth W. Boeschoten4 and


Friedo W. Dekker1, for the Netherlands Cooperative Study on the Adequacy of Dialysis
(NECOSAD) Study Group

1
Department of Clinical Epidemiology and 2Department of Medical Psychology, Leiden University Medical Centre, Leiden,
3
Department of Nephrology, Academic Medical Centre, University of Amsterdam, Amsterdam and 4Hans Mak Institute,
Naarden, The Netherlands

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Abstract Introduction
Background. Social support is a consistent predictor of
survival, as evidenced in empirical studies in patients Mortality in dialysis patients is positively associated
with cancer or cardiovascular disease. In the area of with age, comorbidity, inflammation and a number
renal diseases, this topic has not yet been studied of other factors related to atherosclerosis [1–3].
extensively. This study, therefore, aimed to investigate As these factors are often non-modifiable,
the association between social support and survival for research is also focusing on potential modifiable
patients on dialysis. psychosocial factors such as social support as possible
Methods. Between December 1998 and January 2002, mediator for survival amongst dialysis patients.
528 incident haemodialysis (HD) and peritoneal Having access to social support, be it from the
dialysis (PD) patients from multiple centres in spouse, family members, friends, colleagues or the
The Netherlands were consecutively recruited as part community, has been consistently linked to better
of the NECOSAD-2 study. Patients completed the health outcomes for patients with various chronic
Social Support List (SSL) at 3 months after the start illnesses [4–6].
of dialysis. The SSL measured two aspects of social Compared with chronic illnesses like cancer
support: interaction and discrepancy. Cox regression or cardiovascular disease, there is a paucity of
analysis was used to estimate all-cause mortality risk research addressing the association between social
from baseline till censor date on 1 January 2005.
support and mortality rates in dialysis patients.
Results. Perceiving a discrepancy between expected and
A literature search in this area identified three
received social support was associated with increased
relevant studies, which all described an increased
mortality: social companionship (RRadj: 1.06, 95% CI:
risk of mortality with lower levels of social support
1.00–1.13), daily emotional support (RRadj: 1.10, 95%
CI: 1.02–1.18), and total support (RRadj: 1.02, 95% CI: [7–9]. These associations could be mediated by
1.00–1.04). This association was similar for PD and better dietary [10] and treatment [9,11] compliance,
HD patients. Social support (interaction) was not and the promotion of a sense of well-being [7].
associated with survival, neither in the whole sample Interpretation of the results should be made with
nor when stratified by therapy modality. caution as these studies are limited by small sample
Conclusions. These results point to the importance of size, focus mainly on haemodialysis (HD) or use
psychosocial risk factors for mortality in patients on prevalent instead of incident patients.
dialysis. More efforts are needed to improve support Understanding how having social support at
for these patients. the start of dialysis treatment is associated with
survival and well-being may have important
Keywords: dialysis; ESRD; mortality; social support clinical benefits for this patient population as it
can inform clinical practice for the promotion
or improvement of patients’ support networks.
Using a large sample from the Netherlands
Co-operative Study on the Adequacy of Dialysis
(NECOSAD-2) [12,13], our study examined the
Correspondence and offprint requests to: Melissa Thong, effect of social support at the commencement
Department of Clinical Epidemiology, Leiden University Medical
Centre, PO Box 9600, 2300 RC Leiden, The Netherlands. of dialysis on survival rates amongst patients on
Email: S.Y.M.Thong@lumc.nl dialysis.

ß The Author [2006]. Published by Oxford University Press on behalf of ERA-EDTA. All rights reserved.
For Permissions, please email: journals.permissions@oxfordjournals.org
845 M. S. Y. Thong et al.

Subjects and method pertains to shows of affection received; and


‘Emotional support with problems’ refers to acts of
Patients motivation, encouragement, comfort, advice giving and/
or problem solving received. Patients rated items from
Incident dialysis patients with informed consent were the three subscales using a 4-point scale (1 ¼ seldom/
consecutively recruited between December 1998 and never; 4 ¼ very often) on the frequency in which they
January 2002 from multiple centres as part of the received social support (interaction). The sum of the
NECOSAD-2 study. Eligibility included being over items in each subscale forms the subscale score. A total
18 years of age, having had no previous history of renal support score is obtained by summing the three subscale
replacement therapy, and surviving the initial 3 months scores. High scores indicate that patients report receiv-
of dialysis. This study was approved by all local ing good social support. For the discrepancy score,
medical ethics committees. patients rated their perceived discrepancy between the
desired and received level of social support on a 4-point
scale (1 ¼ ‘I miss it; would like more’; 4 ¼ ‘Happens too
Measurements often; wish it was less’). Item-scores were recoded to
Data on demographics, underlying cause of kidney calculate the discrepancy in patients’ desired and actual
failure, body mass index (BMI), serum albumin level, level of support received. Higher discrepancy scores

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residual renal function and comorbidity were collected suggest lower level of perceived support. The SSL has
at baseline. The primary cause of kidney disease was good reliability, ranging from 0.81 to 0.91 for the
classified using the European Renal Association- different aspects of social support in both the interaction
European Dialysis and Transplantation Association and discrepancy subscales [19]; in our study, the
codes. Residual renal function parameters included the Cronbach a for the various aspects of social support
residual glomerular filtration rate (rGFR) (calculated in both subscales were between 0.82 and 0.94.
as the mean renal clearance of urine and creatinine
corrected for body surface), and the Kt/Vurea/week
(calculated as renal urea clearance corrected for the Statistical analyses
urea distribution volume according to Watson et al. Cox proportional hazard models were used to deter-
[14]). Patients’ comorbidities were classified using the mine the associations between social support and
3-point Davies score [15] which was determined by the mortality, with adjustments for demographics, comor-
number and type of comorbid conditions present. bidity, serum albumin (as an indicator for chronic
Nutritional status was measured with the 7-point inflammation or malnutrition), functional ability,
Subjective Global Assessment (SGA) scale [16]. depressive symptoms and treatment modality.
Functional status of the patients was assessed by Patients were followed till death or censor. Reasons
dialysis staff using the Karnofsky scale [17]. Two items for censoring included loss to follow-up, transplanta-
from the Kidney Disease and Quality of Life Short tion or end of follow-up on 1 January 2005.
Form (KDQOL-SF) were used as depression indica- Significance levels were determined at P  0.05.
tors: ‘Have you felt so down in the dumps that nothing
can cheer you up?’ and ‘Have you felt downhearted
and blue?’ [18]. Patients rated these two items on
a 6-point scale (1 ¼ all the time; 6 ¼ never). A score of Results
3 for any one of the two items was considered an
indication of depression. Of the 606 eligible patients, 528 (87%) returned the
Social support was assessed using the self- SSL as per instructions. Reasons for non-response
administered Social Support List (SSL) [19], a validated were poor health or being not fluent in Dutch. Patients
instrument that has been used with kidney transplant were followed up for an average of 910.8 days
patients [20] and other population samples [21,22]. (563.4 days). Mean sample age was 58.8 years
Patients were given the SSL during their baseline visit (14.3), with 59% male and 68% married or living
at 3 months from start of dialysis, with instructions together (Table 1). Females, elderly (65 years), and
to return the filled questionnaire via pre-paid post HD patients perceived having slightly better emotional
within a week. Thirty- four items from the SSL were support with problems (5% higher score, i.e., 0.2SD),
used as a measure of two aspects of social support: but no differences on other social support dimensions
‘Interaction’ (SSL-I) measures the frequency of social were observed. Baseline covariates such as age,
support that the patient receives; and ‘Discrepancy’ treatment modality, education level, employment,
(SSL-D) is the perceived difference in social support primary cause of kidney disease, comorbidity,
between that which is desired and what is received by SGA scores, serum albumin, Karnofsky scores, and
the patient. Both SSL-I and SSL-D assess three types depression indicators were significantly associated
of social support (Appendix 1): ‘social companionship’ with mortality in univariate analyses.
measures the frequency of social activities such as A total of 189 patients died during follow-up. The
telephone calls, visits and invitations from friends main cause of death was due to cardiovascular reasons
that patients received; ‘Daily emotional support’ (23.6%).
Social support and survival 845
Table 1. Baseline characteristics and relative risk for mortality The effect of social support on mortality was similar
in HD when compared with peritoneal dialysis (PD)
Risk factors Total groupa RRb 95% CI patients. However, due to the smaller sample in
(n ¼ 528) (crude) each category following stratification, the confidence
intervals (CI) in both subgroups were slightly wider
Male (%) 59.1 1.176 0.877–1.577 (data not shown). Only daily emotional support
Age 58.8  14.3 1.052 1.039–1.065
Dialysis modality (%) (discrepancy) remained significant for HD patients
HD 65.0 1.836 1.317–2.559 after adjustments.
Ethnicity (%)
Caucasian 93.8 1.496 0.737–3.038
Education (%) Discussion
Low 57.4 1.523 1.120–2.072
Marital status (%)
Married 67.6 0.720 0.698–1.282 Our study, using a large sample of incident dialysis
Employed (%) patients, suggests that higher discrepancy between
No 76.7 3.605 2.090–6.217 received and expected level of types of social support
Primary cause of renal failure (%)
Diabetes mellitus 13.8 1.000 – such as social companionship, daily emotional support
Glomerulonephitis 12.9 0.189 0.095–0.378 and total support, was associated with higher mortal-

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Renal vascular disease 18.9 0.895 0.595–1.345 ity. These risks remained even after controlling for
Others 54.4 0.453 0.312–0.658 possible confounders such as age, gender, education
Davies comorbidity score (%)
Low 43.0 1.000 –
level, marital status, comorbidity, serum albumin level,
Medium 47.9 4.251 2.881–6.273 depression indicators, functional ability and treatment
High 9.1 6.690 4.109–10.892 modality.
c
SGA score (%) Social support affects health through behavioural,
5 or less 21.2 2.425 1.781–3.301 physiological and psychological mechanisms [23].
BMI 24.9  4.4 0.990 0.956–1.026
Serum albumin (g/l) 35.9  5.0 0.956 0.930–0.984 Provision of social support can be through emotional
Kt/Vurea/week 3.1  1.0 1.056 0.926–1.204 means, tangible efforts, information sharing or advice
rGFR (ml/min/1.73 m2) 4.0  2.9 0.957 0.901–1.016 giving.
Karnofsky index 80.2  14.6 0.960 0.952–0.968 The disease characteristics of end-stage renal disease
Indication of depression (%) 14.6 2.248 1.600–3.160
(ESRD) and its treatments are functionally debilitat-
a
Values presented are: mean  SD or percentage. ing, affecting social relationships and activities of daily
b
RR per unit increase for continuous variable. living [24]. Discrepancy in social support expectations
c
High SGA score indicates better nutritional status (6–7: well between patients and their family and friends results if
nourished, 5: malnourished). patients hope to minimize lifestyle changes within the
restrictions of dialysis whilst their support network
The social support interaction subscales were posi- might be unaware or unsure of how to cope with the
patients’ treatment and dietary needs [25]. Our results
tively associated with each other, and negatively
suggest an increased mortality risk amongst patients
associated with the social support discrepancy
who perceive that they have insufficient supportive
subscales (Table 2). No correlations were found
interactions. Our results are consistent with that of
between the social support variables and clinical
Christensen et al. [7] who reported that higher
variables such as BMI, serum albumin, and Kt/V. perceived family support was associated with lower
Indication of depression was negatively correlated mortality in HD patients.
with social companionship (interaction) and daily That social companionship is important to our
emotional support (interaction), and positively asso- sample is consistent with previous research of dialysis
ciated with all three of the social support discrepancy patients using different cohorts, or in patients with
variables. other chronic illnesses [9,26,27]. Feeling socially
Table 3 shows the hazard estimates between isolated can induce stress and anxiety, which in turn
social support and mortality for the whole sample. can produce physiological changes, such as a compro-
The adjusted hazard ratios suggest there were no mised immune system [28], which if prolonged, could
significant associations between any of the three lead to higher morbidity and mortality [29].
aspects of social support (interactions) and survival. Perceiving inadequacy in daily emotional support or
The association between discrepancy in social shows of affection was associated with higher mortality
support and mortality suggests that patients who in our sample. This finding again suggests that in view
perceived receiving insufficient social support have an of the tremendous changes brought on by dialysis,
increased mortality risk (Table 3). A 1-point adjusted patients might develop feelings of guilt and of being a
increase in the discrepancy score for social companion- burden to family and loved ones [24]. This in turn
ship, daily emotional support and total support was could increase patients’ need for shows of affection and
associated with a 6%, 10% and 2% increase in acceptance from their support network.
mortality risk, respectively. The risk associated with Both receiving and perceiving having inadequate
discrepancy in emotional support with problems was emotional support with problems were not associated
reduced to non-significance following adjustments. with mortality in our study. Although receiving
845 M. S. Y. Thong et al.
Table 2. Pearson correlations between social support variables, depression indicator and clinical variables

SC-I ES-I DS-I TS-I SC-D ES-D DS-D TS-D DEP Age KI rGFR BMI ALB

ES-I 0.67
DS-I 0.69 0.74
TS-I 0.86 0.94 0.87
SC-D 0.64 0.38 0.48 0.53
ES-D 0.54 0.56 0.57 0.62 0.71
DS-D 0.54 0.51 0.63 0.61 0.70 0.83
TS-D 0.62 0.54 0.61 0.64 0.86 0.95 0.91
DEP 0.20 NS 0.15 NS 0.38 0.24 0.30 0.32
Age NS NS NS NS NS NS NS NS 0.12
KI 0.11 NS NS NS 0.19 NS NS 0.10 0.29 0.31
rGFR NS 0.11 NS NS NS NS NS NS NS NS 0.23
BMI NS NS NS NS NS NS NS NS NS NS NS NS
ALB NS NS NS NS NS NS NS NS NS 0.27 0.18 0.17 NS
Kt/V NS NS NS NS NS NS NS NS NS 0.19 NS 0.33 0.14 NS

SC-I, social companionship-interactions; ES-I, emotional support with problem-interaction; DS-I, daily emotional support-interactions; TS-

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I, total support-interactions; SC-D, social companionship-discrepancies; ES-D, emotional support with problem-discrepancie; DS-D, daily
emotional support-discrepancies; TS-D, total support-discrepancies; DEP, indicator of depression; KI, Karnofsky Index; rGFR, residual
renal function; BMI, body mass index; ALB, serum albumin; Kt/V, renal urea clearance;
All correlations shown were P < 0.05; NS, non-significant.

Table 3. RR of aspects of social support on all-cause mortality from baseline to end of follow-up

Type of social support Mean  SD Risk estimate

Crude Adjusteda

RRb 95% CI RRb 95% CI

Interaction
Social companionship (range: 5–20) 11.74  3.23 0.949* 0.906–0.994 0.972 0.924–1.023
Daily emotional support (range: 4–16) 10.30  2.65 0.988 0.935–1.044 0.984 0.926–1.047
Emotional support with problems (range: 8–32) 19.74  5.42 1.016 0.988–1.044 1.005 0.976–1.036
Total support (range: 17–68) 41.78  10.19 0.988 0.984–1.013 0.998 0.982–1.014
Discrepancy (Perceiving that not enough social support is received)
Social companionship (range: 5–15) 7.26  2.50 1.113* 1.055–1.174 1.068* 1.004–1.135
Daily emotional support (range: 4–12) 5.55  2.06 1.093* 1.023–1.168 1.098* 1.020–1.183
Emotional support with problems (range: 8–24) 10.98  4.04 1.042* 1.007–1.078 1.033 0.997–1.071
Total support (range: 17–51) 23.79  7.89 1.028* 1.010–1.045 1.022* 1.003–1.042

*P < 0.05.
a
Adjusted for age, gender, education, marital status, Davies comorbidity score, serum albumin, functional ability, depression symptoms and
treatment modality.
b
RR per unit increase.

encouragement and advice from one’s social support perceived receiving less sufficiency of daily emotional
network can facilitate lifestyle change, it can also support compared with PD patients. This is of interest
interfere. It interferes when the instances of support as it could be again related to the point discussed above
were deemed non-supportive by the patient despite the regarding feelings of guilt and burden associated with
provider’s best intentions, and could signify the failure dialysis. Compared with PD, patients on HD might
of the provider to understand the patient’s needs [30]. require more help with transportation, financial
Patients might consider encouragement and advice support and home management [32].
giving as undesired criticism or control by their loved This study does have limitations. Social support
ones [31]. Viewed in this context, our patients might needs can be dynamic [33]. We measured social support
consider that being told to persevere in their illness, once at baseline whilst the follow-up period could be
advice giving, or being given a nudge in the right up to 6 years. Thus, our data might reflect the needs of
direction, as being unhelpful or even a source of patients at the early stages of dialysis and may not be
conflict. representative over time.
We found no significant differences between HD and Previous research suggests that depression is sig-
PD patients in the frequency of supportive interactions nificantly associated with mortality in dialysis patients
received and mortality. However, HD patients [34,35]. Depression was also found to be associated
Social support and survival 845
with lower levels of perceived social support in HD Conflict of interest statement. None declared.
patients [36]. In our study, depression indicators were
significantly associated with mortality, and were
included in our model for adjustment. However, the
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Received for publication: 26.6.06


Accepted in revised form: 27.10.06

Appendix 1. Items in the Social Support List (SSL) subscales

Scale Item (Does it ever happen to you that people*. . ..)

Social companionship – ask you to join in?


– just call you up or just chat to you?
– drop in for a (pleasant) visit?
– go shopping, to the movies or sports matches, or just go out for a day with you?
– invite you to a party or to dinner?
Daily emotional support – are affectionate towards you?
– cuddle/hug you?
– lend you a friendly ear?
– show that they are fond of you?
Emotional support with problems – stand by you?
– perk you up or cheer you up?
– give you a nudge in the right direction
– give you good advice
– tell you to persevere?
– comfort you?
– help you to clarify your problems?
– reassure you?

*‘people’ refers to all the people the patient associates with, such as family, friends, acquaintances, neighbours, colleagues, etc.

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