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US ARMY PRISONER OF WAR DOCTRINE REPORT
Doctrine For Captured/Detained United States Military Personnel, Short Title: USPOW
ACN 15596, March 1972
United States Army Combat Developments Command, Special Operations Agency
This file is: AD-521596, Final Study, Volume II: Main Report Part III – 5.5 MB
DISTRIBUTION STATEIENT
GllOUP 1
Excluded
c .....1fieat!""
USACDC CONTROL NUMBER CDcSQA-S-0200-'12
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COpy 7~ OF 113 COPIES
II
DISTRIIUTIIN STATEMENT ESPIOIAGE STATEMEIT
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,;. TABLE 0F CONTENTS·-·
, .
V0LUME I·
Executive Summary
VGLUME'II ..
, ,
Part ·1
Chapter 1 - Introduction,
Chapter 2.- Cammunist Prisoner' ef:War·Management Principles
Chapter 3 - .National/DOD Policy
Part 2
Chapter 4 - Pre-Internment
Chapter 5 - Internment
Chapter 6 - Postinternment
Chapter 7.~ Conclusions and Recommendations "I.,
Part 3.
Appendix A - Study Directive
:Appendix B - Essential Elements of Analysis
'Appendi x C - Fo 11 aW-0n Act; on '
Append; x 0 -. Reference . '.
Appendix E - Distribution
Appendix F - Methadalagy. ..'
.:.-'
Ap~endix G - Data "
VO~UME. III
~
..,
VOLUME IV
-~ " , : ~, ~: .
Appendi x K - ,Po H ctes. ,and.·.f>.roc-edures .:.~:-:Q.ther lJS :A-rmed 'Se'rilfces .
_ .Appimdi x L - .Ra~:e Jilf ,P,rj.vate' .ancbinternat.lona 1 Organ; zations ...
~pendix -M - Coordination ·Appendix (Delete upon Study Pu~l1cati«?~) "
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TABLE OF. CONTENTS...
VOLUME' II
PART 3
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TABLE QF CQNTENTS .'
VOLUME II (Cant.ld) .
PART·3 (Cent'd)-
PAGE
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FIGURES
,
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PAGE
29 • Methodo 1ogy F-9
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APPENDIX A
~. STUDY DI-RECTIVE APPENDIX
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ANNEX I
(U) STUDY DIRECTIVE
DEPARTMENT OF THE ARMY
HEADQUARTERS
UNITED STATES ARMY C~BAT'DEVELOPMENTS COMMAND
Fort.Belvoir, Virginia 22060 .
CDCC9-S'
S~BJECT: Doctrine for Captured/Detained Unit~d States Military,.Personnel
SEE.DISTRIBUTION
1. Genera I.
The Instltute for Strategic and Stab,lity Operations will undert~ke a
study whi.ch will develop Joint doctrlne for captured/detained United
States, military personnel.
2. Purpose.
The purpose,o~.the study is to develop proposed joint and Ar~ qoc~
trine for captured/detained US military personnel applicable to both
pea~e'and war time situations including all levels and intensities of,
confli ct.
3. Qbjective and Scope.
The study will synthesize all current pOlicies and procedu'r'es per-
taining te captured/detained US military personnel at national, pepart-,
ment of Defense and other 'services 'levels; detennine and establish require-
ments for new joint service doctrinal literature and/or modification of .
existing doctrinal literature; and develop necessary Joint doctrine~ Doc-.
'trine for military personnel classified as missing or defectors will
b~ adEiressed only'to the extent that these inaiv1dua1s .are involved 1n
a captive role and/or the repatriat1pn process. The study will address
three specific areas: '
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CDCCD-S
SUBJECT: Doctrine for Captured/Detained United States Military Personnel
a. During the training phase and , prior to int~rnment.
"
" , ~ .
b. Conduct during internment, and' doctrine and policy applicable
to trea'tment, release •. recovery or return.
c. Doctrine and policy for captured/aetained US military personnel
following their recovery or return. (Post-Internment Pha~e).
4. Responsib,lities.
a. ISSO, is proponent Jor, the study,.
b. Assistance will be proviaed by other USACDC institutes and groups
upon request by ISSO. Conflicts in priorities will be forwarded to this
Headquarters for adjustment.
5. References.
A partial lishng is at Inclosure I. Additional references may be
added at the discretion of CO, USACDCISSO.
6. Assumptions.
.' ..
a. US military personnel will continue to face the threat of eapttJre
or detention during peace,time as wen ~s war. , I
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CDCCO-S
SUBJECT: Dactri.ne for Captured/Detained United States Mil; tary Personnel..
d. Althoug~.national policy applicable ta captured US personnel is
beyond the mission of USACDC, recolJl'llendations or conunents, if a'ny, re-
sulting from the study which bear on national ~o11~ will be reported.
e. Study will not infringe upon US Air Force escape.and evasion
doctrine respansibility. However. the study report may include proposed
A~ input to change or mod~fy thlS Joint ~actrlne.
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CDCCD-S
SUBJECT: ~octrine for .Captured/Detained United States MilitarY.,Personnel' .'
Low-Intensity Co~flict, Type I
" .
Low-Intensity'Conflict, Type II
~ompl~menting All,ed land Power,
d. Phase: Doctrine'
e. Functions: All . .
FOR THE COMMANDER:
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. REFERENCES
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AN.NEX 'II
(U) .CHANGE TO STUDY PLAN
DEPARTMENT OF THE ARMY
. HEADQUARTERS
UNITED STATES ARMY COMBAT DEVELUPMENTS COMMAND
Fort!Belvoir. Virg1n1a Z2060
CDCCD-S' .
SUBJECT: Captured/Detained US Military Personnel
Commanding-Officer
US Army Combat Developments Command
Instl.tute of Strategic and Stability Operations
Fort-Bragg •. North Carolina 28307
FOR-THE CoMMANDER:
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ANNEX III" 'U N\.Jf' LJ\0~.r'tU
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~STUDY PLAN lU)
ST-U9Y PLAN
" ~ DOCTRINE FOR CAPTURED/DETAINED UNITED STATES MILITARY PERSONNEL
1. ~ PROBLEM AND OBJECTIVES
a. ,Oefi·nition of Problem. Exp loitation 9f'captured/detalned"US
,military personnel by unfriendly foreign states 1n,recent,years, during
both.peace and war. has dlctated tn~ need for a review'of present US
mllitary doctrlne to meet this situatio'n. Tnis explo,tatl0n of cap-
tured/detained personnel, often in violati.on of tne Geneva'Con.ventions,
has served the cause of unfriendly foreign powers. by"providins··'a mea'ns
by which political and other barga,ning pressure can be brought'to
bear on t.he US. Tl')e problem as it is recognized. involves the la'ck
of adequate interpretation of policy relative to training. and gu1pance
of the i~dividualconcerning his actions during the pre-internment,
internment, and post-', nternment phases, and wi th respect to other
acti'ans relative to tne individual taken by the ArR\Y during those
phases. In short, the problem entails the lnterpret,ation .of policy"
and the fonnulation of'doctrine and procedures wni cli wi 1,. best"support
national interests while concurrently insuring to tne,maximum extent
t~e rights and dignity of the individual during t~e following capture/
detenti on. ' , , '
b. Objective and Scope.
(1) Objective. Develop recommended new/r-evised US Army dectrine
and procedures relating to captured/detained US military;personnel~
(2) Scope.
(a) Collate, synthesize, an.d analyze"present US national
po 1i ci es and tne mi11.tary servi ces doctri ne and procedures relevant to
" capture(Vde~a1ned US mi,litary personnel. .' ' ..
(b) Collate,-synthes1ze, and analyze pertinent data, co~
c~rning the pollcies, processing, ~reatment, and methods of explo1tation
of captured/detai ned US mil'itary personne I by' unfri endly forei gn powers.
North Korea. North Vietnam and the Viet Cong will be specif1eally addressed
in this regard.
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(c) Determine the adequacy of current doctrlne and pro-
cedures.
(d) Develop new/revised recommended doctrine and pro-
cedures, where required, in the fo11owing specific areas:
1. During training and prior to internment.
1. During internment.
3. During post-internment.
2. ~ IDENTIFICATION AND EXPLANATION OF STUDY ASSUMPTIONS AND LIMITATIUNS
a. Assumption. U!:i milltary personnel wi 11 continue to face the threat
of capture/detention and possiDle exploitatlon during peacetime as. well as
during armed conflict.
b. Limi tat; ons.
(I) Th1S study wlll be conducted based on current US national
po Ii ci es, relating to captured/detained US mi 1; tary personnel, as pro-
vided by the Senior Army Staff Representatiye to the Department of Uefense
Prisoner of War Policy Committee (TPMG), only. Point of contact is
MAJ lazzaro, phone 11-35152.
\2) The study will not infringe upon US Air Force escape and
evasion doctrine responsibility. However, the study report may include
proposed Army input to change or modify this jOint doctrine.
3. ~ METHODOLOGY
a., Phase I. Data Collection. During this phase, data wi 11 be col-
lected to determinel) current us policies, doctrine, and procedures
pertaining to, ~aptured/detained US mllitary personnel and (l) the po11cjes,
.and practices of selected forelgn powerS relating to captured/detalned US
military personnel. Data'collection, for other than US pol1CY, will be
accomplished through:
(1) Literature search •.
(2) Debrieflng reports and interviews with repatriated US military
captives/detainees.
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U11I\J CLASS!FJED
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./~'-~CON"18INTf~trU ~~
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b. Dollar Allocation
(l) Contr~ctual Support: ~Ione
. ,
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(4) Other:
(a) Consultant, visit and fees:
(b) Other servi ces vis itors for
conferences: $725.00
TOTAL 1,475.00'
' .
.!' $6, 12S.rm ;
7. (U) DATA REQUIREMENTS ,
S As indicated in the Methedology, ,an e,xtens;ve ,literature search, i$
en-going to determine existing documentation relative to the study.
Datti requirements include such i,terns as:
a. Current US policies. doctrine, and procedures pertaining to '
captured/detained US military personnel.
b. Policies and practices of selected foreign powers relating to
captured/detained US military personnel.
8. (U) RESOURCE PLAN FOR PERFORHN~CE OF ENTIRE STUDY
a. ISSO Effert: Three :people employed to expend approximately 14.4
man-months and one social scientist and an operations research analyst
,to aid and work with study project officers.
b. Other CDC Effort: At the request of ISSO, other CDC organizations
wil; previae information required for the development of the s~udY. '
c. Other Ser·vi ces Effort: Other servi ces wil', be reqiJested'to pro-
,vide pertinent information in regard to present activities and programmed
plans regarding captured/detained military personnel •
. d. Other Supeort: Other organizations, not listed above, will be
requested te provlde information required for full development of the
study. Previous research or studies in this area plus the experience
of ot~er social scientists may'provide valuable data.
9. ~ COMPREHENSIVE LIST OF SUPPORT REQUIRED FOR THE STUDY EFFORT
FROt~ USACDC 'rum NON-USACDC ELEMENTS
a. Support will be requested as follows:
(1) With other CDC elements - Nermal requests 'for input, docu-
mentation and/or cGOrdin~tion through established channels~
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• GOtIIIDI'"T'AI-
(1) Intel'i gence.
(2) f10bil ity.
(3) Firepower.
(4) Command, Control and Communications.
(5) Service Support.
2 Incls
a. Study Time Schedule and Flow Chart
b. Stu~ Outline
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CAPTURED I DETAINED US MILITARY PERSONNEL
STUDY TIME SCHEDULE
I
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4.':
Inclosure b
STUDY OUTLINE* (U)
Purpose.
Scope.
'! Object; ves.
Assumptions.
Limitations, Constraints.
Background.
Current Oectrine.
Army.
* This outline is not intended to indicate final form of the report. but
only to indicate major areas of consideration and general sequence of the
study.
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Req ui rements.
Navy.
Air Force.
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During Internment.
Confl; ct.
Personal Behavior.
Inte 11 i gence.
Escape.
Tactical RecQvery.
Non-ConfH ct.
Family Considerations.
Post Internment.
Evacuation and Handling.
Debriefing and Investigation.
Medical Treatment.
Intelligence and Security.
Informati on.
Legal.
Special Considerations.
Identi fi catic:m of Defectors.
Nature of Return.
Escapee (or Evadee).
Recoveree.
".' Re-leasee.
Rehabil i tation.
Reassignment or Discharge.
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Family Considerations.
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APPENDIX B
"ESSENTIAL ELEt,1ENTS OF AtMLYSIS
1. GENERAL. Listed below a~ the essential elements of analysis (EEA)
which are the pri'mary questions posed prior to the initiation of the
study effort. The ·answers to the EEA are as brief and succinct,as
'P0SS ib 1e and reference is made to the ~mai n part of the study where a
mare therough explanation or derivation may be found.
"
0:.. ESSENTIAL ELEr~ENTS OF ANALYSIS:
a. Communist Prisoner of War r,1anagement Principles:
(l) WHAT ARE THE PRINCIPAL COt~t~UtIiST TECHflIQUES USED IN HArWLItIG
PRISONERS OF ~IAR? (See Secti on II, Chapter 2)
(a) The 'ColTlJlunist prisoner of \'/ar management system is
desi gned to obtain maximum exp1oita'tion of the pri soner of war, and,
whenever possib1e,reorient ideologically the individual captive. These
goals are sought through the efficien.t' and effective use of resources~
both physical facilities and skilled personnel, and by application of
speci fi c techni que's.
(b) The most commonly used techniques are those of
intimidation, interrogation. isolation, segregation. psychological and
physical stress. and indoctrination. By the calculated application of
these 'techniques., the Conrnunists create an environment which supports the
mental-conditioning process (attitude). to eliminate resistance tendencies
on the part of the prisoner and to facilitate exploitation.
(2) WHAT SPECIFIC PURPOSE(S} DOES EACH TECHtlIQUE PUI::FILL?
(See Section II. Chapter 2) .
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with detention beyond the cessatjen af, the current hostilities.
Nonnal1y. ,the development of a IIprogres·s'lve" attitude is held out ,as the
key for repatriati on. "In all ca~~s and wh~tever the threat, the a1m
of intimidation is ~U compliance' with the captor's de.sires.
. ,(b): Interrogation,•. 'Th.e Communists use, interrogation to .
assess the. exp]oitation'value of the ,PW ..and to obtain initial dial,ogue
bet\lleen ,captor and. captured~ l"hen assessing. the pri soner for exploita-
tion values interrogation also serves as a screening process. The .
relative resistance displayed by the pri soner is we; ghed against those
measures deemed necessary to gain his compliance. Prisoners are rapidly
segregated inta "reactionaries" (hard-li ne resisters) and "progressives"
(individuals who are or who appear to be receptive to indoctrination
efforts). This permits the Communist to identify those PW's with whom
they. have the best chance to succeed. , Establishing an initial dialogue
is a first step toward the 'responsive pattern desired in the exploi~ation
process. The "g; ve and take" di scussion s albeit one-sided, prov; des the
skilled interrogator tne opportunity to undermine th~ ideals of the
prisoner, and at th'e same, time" accustoms the prisoner to responding
to ideas provi ded him. . " ,, '
(c) IsQiation. Communists use' isolation primarily for·dis-
ciplinary p'urposes and fQr the promotion 'of a particular response or .
action from the PW. By removing the prisoner from the outside stimuli
from which ,he would normally derive support (e.g., his fellow prisoners,
famil i ar objects,s communi cati.on s established routine) t the PH becomes
totally dependent upon his ~~mmupist ·captors. Th~ PW who refuses to,
converse With his interrogator/indoctrinator is quite likely to experi'ence
a long period of isolation. Upon re1~ase from'weeks or,months'of'
isolation, the PW 1s norm~11y eager to talk,to someDne--even if that
someone is the enemy interrOgator.' Isolation also provides an environ-
ment in which the PW can onJy look inward; and his doubts, fears, and
guilt contfnue to groW. Playfng on these erootions, the Communists seek
to destroy confi dence and ,i nsti 11 dependency. '
(d) Application.tif PsyChological and' Physical Stress.
The,Co~unist 'application' of "rewards or ,punishments 1s often done for no
explicable reason. The principle beh1n9 ~his seemingly haphazard
technique is that it keeps the PW off-balance. He never knows whether
he will receive extra. rations s' his standard rations, or no rations at "
all. He is severely p,u'ni.sh,ed for slight offenses.and leniently ~reated
for .more serious ,ac;ts. In t~e stri ctly controlled atmosphere of intern..
ment.
. su,ch treatment frustrates and disori ents the. p~t. He becomes. '
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wary of every act, not only of his own making but also those of his
fellow PW's. Resentment is not unusual when a PW feels he is being
punished for another.PW's act(s). Often mass reward and punishment is
used as an instrument for disrupting prisoner loyalties and reducing col-
lective resistance. (See Se~regation below)
(e) Segregation. It is normal for Communists to separate
officers, NCO's, and enliste·d personnel if sufficient facilities exist.
Two specific purposes are served: the first is to destroy the USPW
command structure, thus reducing collective resistance; and the second
;s to form homogeneous b10cks of "students" at whom a special brand of
indoctrinal material 'can ae aimed. It is worth noting,.as stated in
Interrogation above, that hard-line resisters are normally separated from
the other prisoners so that their example of resistance will not ad-
versely affect the indoctrination of the others. This too, is part
of the segregation policy.
(f) Indoctrination. Indoctrination is a technique
which has been deve10ped and refined by the Communists. It 1s a
program of instruction directed toward·altering the pre-capture values
of the prisoner. The indoctrination effort seeks to instill within
the PW an understanding of the Communist cause and, if possible, gain
his sympathy for, or convert him to, the Communist ideology. From the
moment of capture t9 the time for' release, the PW is subjected to both
overt and covert efforts to realign his personal and nationalistic
ideals. The only information (current events, political, military, etc.)
he receives is that which his captors feel will enhance his "progress. 1t
The eroding effect upon his values wo.rks toward inducing the P\~ to
participate in compromising propaganda exercises. The indoctrination
effort has succeeded when the PW,;s ready for exploitation.
(3) IN THE TREATMENT OF PRISONERS OF WAR, WHAT DIFFERENCE
EXISTS, IF ANY, BETWEEN COIt·1UNIST METHODS AND/OR OBJECTIVES AND THOSE
OF QTHER COUNTRIES? (See Section I, Chapter 2)
, A si~nif1cant difference in treatment of prisoners of war exists
because of the difference in the relative value placed upon the PW
himself by the respective detaining powers. In the case of a non-
Communist nation who is a belligerent to an armed c(:mflict, the value
of the prisoner of war. outside of any immediate tactical information
'''i he mi ght shul ge, l1es solely in the fact ,that he represents one less
soldier the opposition has under arms. He has. in effect. been removed
from the conflict. The Communists, on the other hand, consider the PW
to be a valuable prize to be exploited and ~sed to support their
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i. Respect and maintain loyalty to fellow PW's and
CDuntry.
(d) Specific'techniques fsr enduring isolation:
1. Estab1isn and maintain a daily schedule of mental
gymnastics sf at least one-hour duration.
~. Establish and maintain a daily schedule of proper
exercise.
3. Prepare to experience hallucinations and not fear
<"; them inasmucn as tney are not harmful and the effect is totally reversible
upon release.
4. ,Remain loyal to fellow PW's and country.
-'5. Establish, if PQssible, communication thraugh hand
. 'signals, knQcking codes, or message drop. .
(e) Specific techni~ues for enduring physical debasement:
1. Establish and respect the chain of cOl1lTland •.
£. .Establish and maintain a daily regimen of proper'
ex~rcise.
-L.
6.. Es tab 11 sh communi cati on wi th fe 11 ow PW' s.
Keep the mind active 'by planning escapes and
other mental gymnastics.
(f) As implied in the Cade, the best resistance techniques
for all the above· i~ an intangible wnich must be ingrained in the
soldi.er even befare he is inducted into the Anny; i.e., faith--faith in
himself, faith in his fellow PW, and faith in his country.
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b..,. . ,National Poli,cy:
, (1 ) \JHAT ARE THE PRIflCIPAL ELEMENTS OF US UATIONAL POLICY As IT
PERTAItIS TO CAPTURED/DETAIrIED ,US MILITARY PERSONNEL? (See Sect~on II,
Chapter 3) There are three principal elements of US national policy:
Ca) To persuade hostile nations detaining US per.sonn~l ,to
provide t~atment and protection in accordance with the provisions of
intemational Jaw and custom, p'articularly the 1949 Geneva Conventi'on
Relative to the' Treatment of Prisoners of War. This is accomplished
primarily by the pr-inciple of reciprocity; that is, providing prisoners
of war of hostile nations \,/ith the kind of treatment and protection the
United"States desjres for:USP\J"s in en~my hands.
(b) 'To penni t pri soners of war, during or after the cesssa-
tion of hostiliti.es, to elect whether or, not they desire to be returned ,
to their own country. Although the principle of voluntary or nonforcible
repatriation is not a matter ,of wri~ten international, or even national,
agreement, the ~nited States established the pr.ecedent follo~'ling the'
Korean L'Jar and has abided by the concept in tlie current hostilities in
Southeast As; a., ' ,
(c) To improve tbe ability of the US serviceman to fight
the enemy, avoid capture, and, if captured, to resist the enemy while
awaiting an'. opportunity
.' .
to-escape.,
.
(2) ~'HAT PROMINENT PRINCIPLE{S) OF INTER~IATIONAL LAW AFFECTS'
US r~ATIONAL POLICY IN THE AREA OF CAPTUREO/OETAHlEO US r'lILlTARY
PERSmmEl? (See Section III, Chapter 3)
(a) The Geneva Convention,Re1ative'to the Treatment of
Prisoners of War (GPW) 'is 'the fundamental legal document which guides
US national po1icy~ .This convention, one of four which as a composite
make up t~e Geneva Conventions, of 1949~ sets forth international law
in the' following ,~,~as:
1. Definition of a prisoner of war.
, '
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{2} WHAT IS THE EXISTUIG DOCTRItlE FOR ASSISTING TUE US SOlnIr.~
TO SURVIVE IUTERNf1ENT AS A PRISONER OF'lIAR? (See Chapter 4)
, , ' ( a ) Existing doctrine as expressed in current Department of
the Amy Field Hanua'ls addresses the fol10\,/ing broad areas:
1. ,Survival (FW21':'76).
~. Escape (H1 21·76). '
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The first and most obvious is that of notifying the UOK of the sponsor's
status.' Such _a program must',be geared'to account for the psychological
shock such news will cause to th~ NOK. The second program involves
the preparation and assignment of a Family Services and Assi~tance '
Officer (FSAO) and the delineation of his duties. A selected member of
the A~ must be made available to act as an efficient and sensitive
liaison between the Army and the missing or captured sponsor's family.
, The final pragram is actually a series of programs designed to alleviate
the personal problems which commonly occur and with which the NOK of
a PW must cope. These p,rograms must assist the NOK in such matters as
finance. medicine, transportation, ~ousing, education, and legal
assi stance.
, (b) The latter programs are required inasmuch as the, '
sponsor is no longer capable of providing the guidance arid assistance
he normaJly gives. The FSAO must be knowledgeable in these programs and
stand ready to assist the rlaK to take full' advantage of them:
" ,
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Health Benefits program. If NOK lives beyond commuting distance to a
military medical facility, civilian facilities may be used under the
Civilian Health and Medical Program of the Uniformed Services (CHAt~US).
(f) Housing ~sistance. Th~ NOK of a MIA/PW sponsor is
entitled to live in government owned er leased facilities during the
period the sponsor remains in that status.
(g) Education Assistance. There are several programs
desi gned to assist the adult and children f'lOK to obtain both ,hi gh school
and college level educations.'
(h) Transportation Assistance. Within 1 year of notifi-
catien. the flOK of a MIA/PW sponsor may. at government expense. move to
an area of her(h1s) choice. There are also provisions to permit such
NOK to travel aboard military air transportation on a space available
basis within CONUS for humanitarian reasons.
(1) legal Assistance. The tICK may request and receive
legal assistance from the closest JAG activity. '
(j) '. Personal Information Assistance. The Adjutant'Genera1
provides person41 nonthly newsletters to the tlOK of MIA/PW personnel
whtch contain perti nent reports and comments on tUA/PW status and
related activities.
(3). WHAT ELEMENTS OF REQUIRED PROGRAMS ARE NOT CURRENTLY
SATISFIED BY EXI'STING PROGRAr«i? (See Appendix I)
(a) The currerit programs within Department of the A~ to
assist the' next of kin of r~Il\lp", personnel satisfy all reqUirements.
The failures noted are more in execution of the pregrams as opposed to
lack of programs .themselves.
(b) Specific requirements for the selection and composition
'of the notification personnel are at the discretion of the installation
commander and guidance to those personnel varies from post to post.
Further. the general guidance provided by A~ Regulation 600-10 fails
to adequately address the psychological and·physiological effects of
nott ft cati on upon the flOK.
. (c) Speci fic requirements for the selection of the Family
Services and Assistance Officer (FSAO) are also left to the discretion
of the installation commander, as are his instructions for carrying out
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his duties. From the standpoint of the rIOK, there is no sing1e source
docullE'nt 'or collecti.em 'of docurrents which list the specific services
avail able to the r~OK.
(d),- Finally, there is an apparent absence of emphasis on
informing the soldier of the nature of the services available to the
next of kin should he becorre missing or captured.
(4) WHAT P.ROGRAMS EXIST IN THE OTHER SERVICES TO ASSIST THE
NE'XT OF KIN DURING A SPOtISOR'S PERIOD OF INTERNt~ENT? (See Annex II,
Appendix K)
, (a) Th,e fundamental objectives of the casualty programs of
the other Servi ces are cOll111on: to prov; de prompt and appropri ate ,
notifi'cation and to offer complete assistance to the next of kin. There
are, however, structural differences in the various pro~rams delineated
by the 'Navy, the 11ari ne 'Corps, and the Ai r Force. '
(b) The .notific'ation procedures of the Navy program closely
parallel those ()f the Army casualty program •. The t~avy Casualty
Assistance Calls Program (CACP) requfres' that an officer be designated
to assist the' primary .next of k1n. The Uavy counterpart to the Army
Family Services and Assistance Officer {FSAO} is the Casualty Assistance
Calls Officer (CACO). Services and benefits available to'next of kin
are similar to those available to the next of kin of ArmY personnel
(financial matters~ travel, housing, etC'.). In addition, the Navy
publishes a manual for the next of kin,"tnA/PW Family Information,lI
which lists and describes all available'benefits and serviceso
,(c) The t4ari'ne Corps casu'alty' program resembles that of
the r~avy. t~arine Corps policies and methods',vary some\tlhat from those
of the other Services because of limitations in personnel and facilities.
Thus, for example, casualty assistance 'cans are conducted on a periodic
basis (quarterly), rather, than with the frequency manifested by the
other Services. The benefits and services provided, however, are
practically i~ntical to thos~ offered to next of kin by the Navy.
(d) The Air force ,provides the most sophisticated casualty
program among the Se·rvi ces. While not; fi cati on procedures and servi ces
offered the next of kin do not differ from those of the other Services,
the techniques of application and administration are substantially more
efficient. There is a!1 Air ~orce pamphlet', "Benefits for Dependents
and Survivors of ,Air Force Casualties," which .delineates and describes
the services offered next of kin. The Air Force provides a specific
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Specialty Code (corresponding to an AnT\Y f~OS) directly related to family
assistance. As a consequence, the casualty officer is a specialist with
only one job--assisttng a dependent or a next of kin. In addition, the
Air Force has created an organization to handle all family problems
and provide advice to next of kin. This organization is kn~ln as the
Family Service Cente·r. The Air Force Casualty Division is the principal
organizati on responsible for pri soner of war matters. As a servi ce
to next of kin, the Casualty Division evaluates and distributes to the
next'of kin reports, messages, letters, and eyewitness accounts as
they are received.
8. Postinternment Phase.
(1) WHAT DOCTRINE/POLICY EXISTS FOR RECEIVHIG, DEBRIEFING, AND
PROCESSING RETURNED USPWS? (See Sections I and II. Chapter 6)
. (a) There is no current doctrine on receipt, debriefing,
and prsces.sing of returned USP\JI s. All poli cy gui dance in these areas
,is found in Army'Regulations (AR's) and Operation Plans (OPLANS).
(b) AR 190-25,. "Captured. t.1issing, or Detained US ArR\Y
Personnel: Administration, Return, and Processing t ll is the primary
source ,for policy and contains guidance for both in-theatre and CONUS
processing. It covers the following:
1. DA staff responsibilities.
~. In-theatre staff responsibilities.
,1.,' Evacuation and, medi cal processing instructions.
4. In- theatre and CONUS 1nte 11 i gence! co un ter-
intelligence debriefing gUfdance.
i., Investi gation for mi sconduct guidance.
i. Public information guidance.
L. Personnel actions instructions.
(c) COMUSMACV OPLAN J-190 (EGRESS-RECAP) is an in-theatre
Operatio~ P1an wn~ch prescribes procedures for in-theatre reception.
proces~ing. and evacuation of US prisoners of war and civilian detainees
who are returned to US control in South Vietnam. '
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· (d) US Art'I1)' Intelligence Command Prisoners of 'War Oeb'riefing
Plan (U) OPLAN 107-71 (EGRESS RECAP - ArmY) is a supplement to AR 190-25
for the CONUS debriefings and prescribes responsibilities and 'procedures'
for simultaneous debriefing of large scale return of US Army personnel
from Southeast Asia to COriUS. It is applicable only in the event of a
requirement to simultaneously debrief 11 ,or'more released/recovered
USP\I's. (10 or less are governed by AR 190-25 and USA Intelligence
Command Regulation 381-.100.) It contains guidance in the follO\,ling
area!> :
1. Ta's k organi za ti on.
1. Conduct of debriefing.
1. Preparation -for debriefing.
~. Narrative debriefing guide and list of desired
informat10n.
i.- Admi ni strati on and 1ogi s ti cs.
(2) WtiAT DOCTRINE/POLICY IS REQUIRED TO ADEQUATELY RECEIVE,
DEBRIEF. AND PROCESS RETURNED USPW'S? (See Appendix J)
, (a) The processing and screening of returned PW's must
strive 1;oward their fwll rehabilitation and adjustment as functioning.
const~u,ct1 ve ci ti zens.
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1\ f"(" :-i ~ <
(2) (U) As has been shown fn tile mair:l body of the study-, what
doctrine exists in the area of capt,ured/detained US mi litary per~onne'l'
is proliferated throughout a' great number' and: var·iety of documents. .
r~uch of the'"doctri ne l! is that' whi ch 'ts 'p'r.E!'scribed for environments
other than that'of' captivity but whicb'tla:s'~ direct' applicabi~ity to the
latter state. Army training can' be ! mol"e"effective than the doctrine,
,it imparts.' As doctrine for capture. " a:iTled' US'military personnel h,
widely diffused and-net"censci'ously interre1ated, training.is degraded
a
'to the' same 'extent. Although"thE! 'seldier"receives censiderable amount
of informatiGO: wht~h waul d' be of' asststance' to him shoul d he fi nd
himself a prisoner of war, there is only one subject that he receives
'that by design is directly related to the internment situation. Tha~
subject is the Code of' Conduct'o'
(3) (U) The implementing Army Regu'lation, AR 350-3f), "Code'
af ,Canduct,1I dated 8 July 1968, is quite explicit as to what should be
taught. Unfortunately, tbuch of what shQuld be taught is not curre-n'i1y
~n ~fiel~ manual: The doctr~ne' upon'which Code of Conduct 1nst~b~ _
1S based 1n nonex1ster(t. Hav1ng recogntzed this', the study makes nUll¥!r:'ous,
, recanrnendations for additions and' revisions' to' the primary manual in I: ' '
tmt concerned ,doc:trtnal area~"FM 21-76', Sur-vi val, EvaSio~ and Escape~t ' { .j
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NCl,It.!~ iihJ cD
curren t program t. reduce "the" nUDtJerof "fj e1d ";'nuU
import of this dactr111a1 'area"i"s~corrsidered to be of such a magnitude as
to offer as an alternative a major rewrite of FM 21-76, the creation of
a new field manual entit~ed,'"Doctrtne-for Prisoners' of War.l!
(4) .. (U) If the premise -that--dt;)ctrine for captured/detained US
personnel' should~Be incorparated- tnto-a'·s1ng1e- source document is
correct, then it foHows' that 'such' doctrine should be taught as a
single integrated subject. ' This' i's 'the"concept under which' the US Navy
and the US"Air Force functi'on;' Bath of'these Services provide blocks
of instruction in which survival, evasTon,'escape, and resistance
are' correlated and structured'to meet .. the' parti cular need of the target
audience; i.e., increasing the intensity of the training in proportion
ta the "risk of capture" potential of the stuCient. (For details of Other
Service Pragrams. see Appendix K.) Even their basic personnel receive.
a minimum £If instruction on what to expect shauld they become prisoners
£If war. It appears an inescapable conclusion that the US Army is not
, .
living up to its obligations to the US soldier. '
·. ,
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L
· (9) (U) The Al"IT\Y has soldiers whose quties place them in a
higher risk ca~gory than that of the cambat infant~man (see Section 5.
Chapte,r 4). The Special Farces seldier and the aircraft crewmember
may deserve 'a mOre intensive course of instruction than' that provided
anyone elseo In reply ta a query sent by' CONARC to all the Service
scheels. 75 percent replied that a need existed'for a special school
fer high risk persannel. It is conceivable that the needs of these
individuals cC:)uld be met by the film series, as it may not be feasible
to establish a special schoal. The establishment ef a special school
would require staffing and physical plant. The goal would be to expose,
the high-risk category persennel to a mock internment situatien complete
with interrogations. indoctrinations, isolation cells, and~ as in the
case of the Navy, cantrolled physical abuse. Such a venture if under-
taken weuld be expensive and, for the cadre and students, time-consuming.
(lO) (IJ) InaSmU~.Jls two siste'r Services have considered the .
merits of such a program te-be worth' the effort and expense, it appears
, prudent that the appropriate activity within the Army (i.e., CONARC)
evaluate the IIh1gh risk of capture training programs of the other
U
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3. A third altemative is not to give Article 31
warnings to any POi'. Thi:S" position e""hasi-zes that the main purpose of
the interview is the acquisition of intelligence and the early rehabili-
tation of the individual.
, (j)' (U) The first two alternatives. by emphasizing the
Article 31 warning.' appear' tO'ignore' the"basl'c purposes of the inter-
view which a~ the' acquisit1on'of'intet'tgence-and to provide a vehicle
for .the rehabl'litation' of the "POW"after"hfs' pro'longed 'peri od of confine-
ment and' haras$ment'.' A11 ow; ng"the"fnte1"'Y'ogator- to determi ne duri ng the
interview when the POW becomes"'a"-suspeet"necessH'at~ ng an Arti cle 31 warn-
ing presupposes' an' unrea'l'tS'tic"degree-' of"'sopMs~·i.ca,tion on the part of
the interrogator; Exaggerated "and/or" incorrect- a'l1egations of misconduct
against, fellow' P<II's 'caused by"pers6na1ttY','bias, deprivation, hearsay,
distorted mental aberrations, etc., resulting from- enemy management ,
techniques could make many fnnocent POW's' appear to be gui lty of criminal
wrongdoing, thus necessitating an Arttc1e 31 warning. Any mistak-es ,as
to \'/hen warning must be given' would undoubtedly entlitter the POW
against the military and his country, and could cause serious psycho-
logical problems •. Congressional and public criticism of anything that
reflects treatment of our POW's as criminals can be expected to be
extremely severe.
(k) (U) The third alternative should be 'given careful con-
sideration. If an Article 31 warning is !'lot given, the most condud.ve at-
mosphere for intelligence gathering purposes is established; the purpose
of the interview,is facilitated; congressional and public criticism is
minimized; and the rehabilitation of the POW is enhanced. However, if
this approach is used, it must be emphasized that the statement made by
the POW to the i nte rvi ewer cannot be uti 1i zed for any adve rse purpose ,
whatsoever, either administrative or criminal.
(1) (U) This third a:1ternative,'does not'preclude criminal,
prosecution. If the PClI is suspected Df"criminal conduct, a later in- '
terrogation can be conducted and an Artir:le"31'warning given at this "
time. If the POW then incriminates himself, this statement can be ad-
~ mitted into 'evidence "if it clearly appears' that all improper influences
of the preceding interrogation had ceased to operate on the mind of the
accused or suspect at the time he made the state,ment" (para 14a(2).
to MCM, 1969, Ref. Ed.). Critics of this approach el11lhas;ze the desira-
bility of using the POW's statenent at trial. ' However, an accused can
never be convicted upon his own uncorroborated confession; and, further,
if the POW 'is actually a suspect before the initial interview, evidence
of an independent nature must have come to the attenti on, of military
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authorities. Consequently, this 1ndependent ev1 dence mi ght be suffi cient
to convict an accused without resort to his confession. Also the proba-
bi 1i ty of' a POW admi tti ng to the corrmi S5i on- of an offense wi thout con-
siderable extenuation and mitigation to exonerate his conduct will pro-
bab ly be extrem:! ly rare. If. a· PO\~ accuses another returnee of crimi na 1
conduct, this could be reported to the CID for a separate investigation.
At this time all criminal evidence could be evaluated independently to
detennine its authenticity vis-a-vis exaggeration, hearsay, m:!ntal and
physica1 stress, aberrations, etc.
(m) (U) Another argument· against- the third alternative is
that Art; cle 31, UCMJ. requi res all' suspects to be gi ven a warn; ng re-
gardless of the c; rcumstances or purpose of the interrogati on; and that
only a grant of inmunity will allow the-omtssion of an Article 31 warn~
ing. This view is not supported by the Judge Advocate Agency nor ap-
parently by the other military services. The legislative history of Article
31 reflects only concern wi th crimi nal prosecuti ons and the inadmissibility
of statements in criminal proceedings. To say that no one subject to
military law cannot, at any time, take any statement, for any purpose
whatsoever, regardless of any and all circumstances, e.g., national
security, safety or accident investigations, IG investigations, report-
ing of social diseases, psychiatric evaluations, from any individual with-
out Article 31 warning once that person is suspected of criminal conduct
(without prior grant of immunity) appears to be a misapplication of legal
principles. It should also be noted that the only penalty for not warn-
ing a suspect under Article 31 is the non-admissibility of the statement.
The legislative history of Article 98 fails to support an Article 98
violation for not' following the provisions of Article 31, UCMJ.
(n) {U} In any event, outside evidence would be neces-
sary to con vi ct, and under normal ci rcumstances, hard-to-get inte111 gence
information is likely to be of more importance than the conduct of a
very sensitive prosecution which, to begin with, has only a slight
chance of resulting in' conviction. In strict legal terms this is not
to say. however that the information which emerges is classifiable as
II pr; vi leged COlTllluni cati on. II
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client and attorney, penitent and clergymen;
and (3) to a 1imited extent, of an informant
a'nd Inspector General' {para. 151, MCM, 1969
(Ref.»). A debriefing would not readily
fall into any of these categories. It may
involve classified information, but normally
would, not be classified eer se.
This privilege m~ be waived only by the person
or agency enti t1ed to the pri vil'ege. Thus,
categories land 3 can be waived only by the
government. and category 2 on1y'by the individual
repatriate. As such the debriefer could not
enter into a privileged communication category,
since he is totally subject to his superiors in
categories 1 and 3 and factually cannot be
within category 2.
There is a "compromise" position. The debriefer,
can advise the repatriate substantially as
follows: IIThis is solely an i.ntelligence
debriefing for the purpose of finding out
exactly what happened in the internment
facilities. This information will not be
released and will be used only for official
government purposes and wi 11 not and can'not
'be used against you- for' any ad ve rs e proceeding.
Therefore, you should feel free to speak the
entire truth." Such advice would not be a
grant of immunity, would not establish any
"pri vileged communi cation;" would not be ; n
violation of the Uniform Code of t~il1tary
Justice. but would make any information gained
by, the debriefing inadmissible in a trial
of that repatriate by court-martial (Ar.t. 31d,
UCMJ:, para. 140, ,MCM, 1969 (Rev.)).9
,Co) (U) This is substantially the same procedure utilized
by the US Navy in the debriefing of the Pueblo crewmen upon their return.
The objectives of the Office of Naval Intell1gence (ONI) was a free flow
of information which required that there be no reading of Article 31
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(UCt~J). None of the information which emerged at these initial debrlefings
would have been admissible as evidence in a judicial ·proceeding.
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16 Ibid.
'
17 AR 40-350, "Medical Regulating to and Withi'n the Continental United
States. (U) II (3 Novenmer 1969) t p. 1-1. .
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(3) (U) Discussion:
(a) (U) As previously indicated former Big Switch repatriates
have indicated that the 15-day voyage took too 10ng. 18 There is some
evidence of resentrrl!nt by the repatriates at being confined with the
same men with whom they were imprisoned. 19
(b) (U) Recently, a recoll'1li1E!ndati on was made that a "halfway
house" be established. nAt this halfway house, the PW and his immediate
family should receive a short course on nutrition, malnutrition, ac-
cident prevention, marriage counseling, personal affairs (finance, re-
cords), and public relations."20 Sites suggested were Garmisch, Gennany,
Hawaii t or some CONUS facility. This procedure would seem to be a
compromi se between the need for a the rape uti c de 1ay and the desire of
the returnee to be reuni ted wi th hi s fami ly and be rei ntegrated into
society.
(c) (U) The Navy followed a procedure similar to the half-
way house concept when it brought together the crew of the USS Pueblo
and their families at Balboa Naval Hospital in San Diego. 2l H(Mever, one
deficiency in the procedures followed in San Diego was the lack of faci-
lities for allowing the returnees to meet with ~heir families in privacy
rather than in a large communal area.
(d) (U) One of the key problem areas for returning PW's
will be readjustment. A primary factor which must be taken into ac-
count in tenns of readjustment is II cultural shock." This is the "trans-
fer from a solitary, sedate existence to a modern, fast society ,.,here the
PW wi 11 be the focus of attenti on. n 22 The impact of cultural shock has
been kn(Mn to have a deleterious effect upon the physical and mental
health of returnees. "This cultural shock has been knOtln in the past
to cause somatic symptoms such as peptic ulcers, cardiovascular disease,
and a tendency to accident morbidity. Symptoms of anxiety, depression,
headache, insomnia, and gastrOintestinal complaints are to be expected." 23
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The halfWay house could 'mitigate the i~act of "cultural shock" and
facl 11 tate readjus tment. It coul d act as a buffer between the con-
trolled li-fe of captivity and the life of a free man.
b. (U) Reconmendation. That the Office of the Surgeon General
(OTSG) review the "halfWay house ll concept and if favorably considered.
forward an appropriate recommendation to the Army Chief of Staff for
cons ide rati on.
5. (U) PEACETIME DETENTION:
a. Discussion:
(1) Peacetime detention has not-been addressed. Each peace-
ti me occurrence is di s ti nct from the next in several part; cul ars :
cause of detention, goals of the detaining power, treatment of de-
tainees, and ultimate resolution of the situation by the involved na-
tions. Any concerted effort to address this area in the main text
would have detracted from the major topic of doctrine for the captured
US soldier.
(2) Illustrative of the occasions of detention involving US
military personnel are the incidents which have occurred since 1968.
In the 3-year period, five significant and varied incidents took place.
In each case, the problem was created by different sHuations and re-
sol ved uniquely. Bri efly, the i nci dents were:
(a) January 1968: North Korea seized the USS Pueblo and
towed it into Wonson Harbor. The crew was detai ned; n North Korea for
1 year before being released. The vehicle for their release was an
acknOtiledgement by the United States that the USS Pueblo had intruded
into North Korean territorial waters for the purpose of electronic
espionage. (Note: AcknOtiledgement was refuted by the US representa-
tive at-the time it was issued.)
(b) July 1~68: Eleven US Amy personnel were detained by
Cambodia when their boat accidentally violated the neutral border of
that country. The personne 1 were well-treated by the Cani>odians. but
they were detained for a period-of several weeks. An assertion by the
United States that it would make every effort to avoid repetition of
the incident sufficed to gain release of the 11 personnel.
(c) Au gus t 1969: North Korea shot down a US Army He 11-
copter which had accidentally strayed over the 38th Parallel. The
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three crewmerrbers were detained for 3 1/2 months. Thei r release was
contingent on an apology by the United .States for border violation.
(d) Novenber 1970: Two US Army generals were detained by
the Soviet Union for a period in excess of 2 'weeks after their light
aircraft strayed over the Turkey/Soviet Union border and accidentally
landed at an ai rpo'rt on the Soviet si~ of the border. As in the
case of the Cambodian incident~ the detainees were well-treated by the
detai ni ng p(7fler.
(e) March 1971: Four US Army soldiers serving wi th US
Forces in Turkey were kidnapped by' the Turkish Peoples liberation Army
(PlA), a terrorist group working toward the overthrow of the established
governnent. The four were held for ransom by the PLA but were ulti-
·mate1y released without payment.
-
(3) By no means do the above examples of peacetime detention
constitute all occasions of detention during the period. especially
if detention of US citizens, regardless of status; civilian or military,
was included. It is sufficient to state that such occasions are nu-
nerous and thei r increasing frequency adds a note of urgency to the
need for a comprehensive evaluation of the cause, effect, and solution
of the problems of peacetime detehti on.
. . -
(4) It would be logical to assume that much of the doctrine
developed and recommended for captured US personnel weuld be applicable
for detainees. This would especially hold true in the areas 'of what
they can say and what thei r conduct should be while interned or detai ned.
The peculiar nature of recent motives for detention in contrast to those
of capture indicate that it may be easier, t~rough security measures.
to avoi d detenti on than to avoid capture, esp'ec; ally in the case of hi gh
ranking officers/civilians. Conditions under which the detainee is
kept will most likely be less rigorous than that of the internee un-
. less the detaining p(7fler is a very hostile state such as North Korea.
There is, therefore, ,a logical argument for not expending additional
effort to develop or revise doctrine to handle the situation of peace-
time detent; on. The same concepts and expected code of behavi or whi ch
have been developed in this study for the normally more rugged detention
as a prisoner of war are equally applicable to the peacetime detainee.
This conclusion in no way undermines the increasing need for awareness
of the increasing frequency of peacetine detention incidents and the
corollary requirement to develop countermeasures to prevent such in-
ci dent~.
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b. Recommendation: That no additional time and effort be expended
to examine the adequacy of ex1sting/proposed US ArmY doctrine on in-
dividual conduct during incidents of peacetime detention.
6. (U) SPECIAL STAFF ACTIVITY:
a. Discussion:
(1) An area of concern recognized in Chapter 2 of this study is
the emerging practice of Communist governments to use prisoners of war
as pawns for attaining their political objectives. Generally, until the
Korean War, the repatriation of prisoners of war, both friendly and
enemy, was accomplished without fanfare or political ransom. The cessation
of the Korean War introduced a new strategy whereby prisoners of war were
used for political advantage and bargaining for world opinion and support.
Capitalizing on US public opinion for the quick return of USPW's, the
Chinese and North Korean Communists forced the US government to con-
sider the PW question as part of the armistice agreement.
(2) This practice has again emerged to a significant degree in
the conflict in Southeast Asia. The North Vietnamese and National Libera-
tion Front (Viet Cong) forced the US government to consider repatriation
of USPW's in Vietnam as part of the national policy for eventual with-
drawal. It can be seen that the political value of PW's is not in direct
proportion to the number of PW's held. Most likely in any future conflict
with Communist or Communist-influenced nations, the PW will continue to
be an instrument of negotiation as opposed to just a "casualty of the
war," removed from the action and 'awaiting the cessation of hostilities.
(3) The political importance of the PW has not been overlooked
by either the American government or private organizations. "Remember
our PW's" or other supporti ve slogans haVe been used to further aims and
to elicit support. A furor was created, both over condemnation of the
North Vietnamese/VC on the one hand, and the war on the other, using the
PW issue as the catalyst. The prisoner of war issue has become a matter
of critical importance to the nation and is relevant· not only to this
study, but to the individual Services to whom those PW's belong.
(4) Obviously, 'any factor that can influence national policy is
'. worthy of careful consideration by the Department of the Army and the
Department of Defense. It is critical that the Services be able to react
to developments within that factor. The prisoner of war issue qualifies
for·such consideration not only from the political/emotional standpoint,
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Army letter dated March 5, 2009
> I
but from the humanitarian aspect as well. , The manner in which the other
Services, vis-a-vis ,the Army, address their PW problems is the subject
of this di scussi on. . .
. (c) The US Air Force has also' established the Escape and
Evasion/Prisoner of War (E&E/PW) Committee to coordinate and exchange
views. This committee, which meets once' a'month, is composed of the
var~ous Air Staffs. within HQ, USAF, which h'ave invnediate responsibility,
for :PlI matters t and is chaired by the representati ve of . .the Global
Plans/Policy' Division.'
(d) In' AFXPPG, the Air Force has a focal point for formu~
1a.ting policy matters pertaining to PW's. The AFXPPG does not have,
however, the direct lines of communication between action officer and
Chi ef of Staff of the Ai r Force, as the Navy Spec; a 1 Ass is tant does wi th
th,e ctlief of Naval Operations. .., " .
(.3) US Marine Corps. The r1arine program for coordinating intra-
Service PW matters is one of diffused responsibilities throughout their'
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general staff. The primary staff responsibility for PW matters rests
with their Chief of Personnel Operations. There is no special PW staff
activity or convnittee which can coordinate the various General Staffs.
The desks responsible for handling PW matters do not have direct access
to the Commandant of the Marine Corps.
c. US Army Coordination of PW r4atters:
(l) Prisoner of war'matters at DA level are handled by nurerous
and diverse branches and activities. The Adjutant General handles
casualty and personnel matters; the Provost Marshal General considers
the legal (Geneva Conventions) and mi litary police aspects; the Surgeon
General has proponency for red; cal consi derations; the Chief of Support
Services handles personal effects and burial (if required); and the
Assistant Chief of Staff for Intelligence coordinates all intelligence
activities. All these activities are decentralized and function as
separate entities. Like the Marine Corps, the Deputy Chief of Staff
for Personnel is charged with the General Staff responsibility for the
Army Casualty and Personnel Operations Program.
(2) The US ArlT\Y has no centralized office nor is there an
established DA committee that convenes on a regular basis to discuss
and air problems in the PW area. Problems are resolved at the individual
activity level and. where such problems overlap areas of proponency, the
t\,/O or more DA activities involved are expected to coordinate and propose
a joi nt sol uti on to DCSPER.
d. Joint Cooperation:
(l) In the course of an arrred conflict it is normal for all
Services to have personnel in PW status; therefore. many areas (conduct,
family assistance, repatriation plans) should be as uniform between the
5ervi ces as possible.
(2)' A current solution to joint planning and cooperation was
the creation of a Prisoner of War Task Force under the Office of the
Secre~ary 'of Defense for Inte rnati ona 1 and Secur; ty Affai rs (OSO/lSA).
This Task Force is staffed with members of all Services and is charged
with developing joint policy on captured/detained US personnel.
,(3) To resolve day-to-day jOlnt problems. an ad hoc committee
was formed at the working level and entitled the "Interagency Prisoner
of War Intelligence Ad Hoc CORmittee (IPWIC).II IPWIC, established by
the Di rector, Defense Inte 11 i gence Agency on 23 Augus t 1967 9 addresses
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Army letter dated'March 5, 2009
intelligence matters"pertaini"ng to 'USPW and,MIA.personnel at'the intel-
1i genre working level. The p'rincipa1' task' of IPWIC, is ,to augnent and
facilitate the flow'of appropriate PW/MIA fntel1i.gence. to US Government
offices wi·th'rehted ope,rational. administra:l:ive. or poljcy responsi-'·
bi11ties. It provides a clearing house' for the exchange of PW intelli-
gence and a forum for the discpssion and resol~tion of related problems
and requi rements. It meets weekly or as often as the need di ctates.
e. Conclusions:
(l) Prisoners of war w511 continue, if not increase, in import- ,
ance as an instrument of national policy and as such will have conside!a~le
impact upon the Department of Defense in its efforts to meet and resolve
PW issues. ..
(2) There will be a continuing 'need for review of current ArmY.
programs in thePW area and ne~ or revised programs will require joint
Service coordination. '. '
(3) The US Navy and Air Force Special PW Staff Activities have
significant advantages over the programs currently in effect in the
Marine Corps and Army. These ~dvantages are:
',(a) ·A'single point of contact to deal with the entire
spectrum of PW matters is pravi ded.
, I,
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C-20
EO 12958, as amended, per
Army letter dated March 5, 2009
(1) Presented' doctrfne shou~d' reflect the contents of this study.
(2) If favorably considered, scenario and production should be
coordinated wi th USACOC.
d. That the Surgeon General revi ew the "halfway house" concept for
process i n9 returned US Arrqy pri soners of war and t if favorab ly assessed t
forward an appropriate recommendation to the Army Chief of Staff for
cons; deration.
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Army letter dated March 5, 2009
APPENDIX D
REFERENCES'
1. BOOKS:
Biderman, Alber.t D. March to calumf*: The Story of American POWs
in the Korean War. New York: e ~1acmillan Company, 1963.
Brandt, Ed. The Last Voyage of the Pueblo. New York: H.W. Norton &
. Co., 1969.
"I"
'
'fj
Bucher, Ct1DR Lloyd t~_ (USN). Bucher: fiy Story- New York: nouble-
day & Company, Inc., 1970.
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_ .... -.-----------~---------
Ball, COL Harry (USA). "POW Negotiations," Naval War Col1ese Re-
view, Vol XXI, No 1, September 1968..
~.,
"Laird Orders Revie~1 of PGJ Kin Aid," ArmY Times, t1arch 19, 1969.
Landerman, P., liMy Life as a Soviet Prisoner,lI Saturday Evening
~, Vol 239, January 15, 1966. " . .
Lifton, Robert To, M.D. "Home by Ship: Reaction Patterns of'
American Prisoners of War Repatriated from North Korea,lI American
Journal of PSYChiatry, April 1954.
Lmosbrock, John F0' IIPeace , Law, and Our Men in Hanoi, II Ed; tori a 1,
A~r Force and Space Digest, Vol 52, October 1969.
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Manes. LTe Donald L., Jr. (USA), Barbed Wi re Conmand! The Lega 1
II
No 2, 1970.
~,
IIRelate the Code to the Man~" Air 'Force Digest, 2 Marth 1962.
Rich~rdson, 'COL Walton K.- (USA). "Prisoners of War as Instruments
of Foreign Policy,1I Naval War'College Review', Vol X,XIII, No 1.
17-Apr-2009 SepteJDber·1970. "
This document has
been declassified lAW
EO 12958, as amended, per
Army letter dated March 5, 2009 0-3
,
Rigg, COL ,Robert B. {USA-:ret.). "ls the Code of Conduct Deqd?U "
.8!ml, Vo 1, ,19,, Marth, 1969.
. . . "
Smith,. MAJ Eli zabeth' R~, Jr. (USA). uTh~ Code of Gonduct tn Re1a ..
, 1;10n ~o international Law,'11 Military Law Review,' Vol X.,X~[,',
January ,1966.
IIThi$ Wee'k in Defense: Pueblo-What Went Wrong, II Armed Forces',
Journal, ~ August 1969.
"Unanswered Q4esti ons ,1/ Newsweek ~ Aygus ~ 18',. 1969.
IIUnit Eyes Code of
,
Conduct," Ai'r Force Times, 13 August 1969. , ,
17..Apr..2009 \\
This d.ocument has
,
,
been declassified tAW
EO 12958, as amended, per
Army letter dated March .5, 2009
US Depar'tment of Defense. Joint 'Chjefs of S~aff Message No.S720,
"Code of Conduct and Rela,ted'Matters." Wa.shhlg1;on,.9 March 1966.
US Department'·of the Navy •. Letter from ,Commander, N~va1 Intelli-
gence 'Command 1;0 US Army Combat· Developmen~s Command, Institute for
Strategi c and Stabil fty Operati ons. Subject: ~ava.1. In~e 1'11 gence
Officer. Trqin1ng, 7 April. 1971. '
5. NEWSPAPERS:
Alden. Robert. "'Freedom Village ' 'Awaits Prison,ers," New York,
~, Apri14. 1953. ' .
"A Code of
. Behavior,". Editorial)
, New York Times, August 19, 1955.
"Escape and Evasion ,Competiti on Stresses Wartime Techniques ,,11
Fayetteville (N.C.) Observer, Apr;'l 9, 1970.
"Fami lies of POW's, Briefed,1I Fayettevi lle (N.C.) Observer" June
17, 1969. '
0-6
New Yor,k D!!!!..b May 5. 1953.
New York Times, ~ 8, 1953.
New York Times, July 27, 1~5·3.
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Army letter dated March 5, ,2009
N~tiqnal ·Liberation Front, South Vi.etnam. ,"The PoHcy of-the SVNNlF
With Regard to U~ Servicemen and Of1icers and US Satellite Troop~'in.
SVN, II ~esson Pl~n IV, ·undated. '
US Con~ress, House·of.R~presentatives, Committe~ on Armed·Services •.
Hear-ings Before the ·Spec1.al<Subeomi.ttee··on·;the:·USS ·Pueblo of. the
Commi ttee 'on Armed': servhes',: 91st,· Congress, '1st Sessio~. Wash,ing':
1;on: . US Govemmen,t Prt ~ti ng Offi ce ,.-1969,
US Department of the Air Force. Air Force Policy Letter for Co~
ma~ders, Sup, ,No 7-11':'14~ IIDefense Departrne.rrt; Pasition on, Prisoners
of War.,11 Washington: July 1969. .
US O~partment~f the Air·Force.· Survival, prepared for the US Air
Fo~ce Resistance Training Semlnar, 3636t;h Combat Crew Tr~;n;ng
Group (ATC), Fairchild Air ,Force Base, Washin,gton,:, 16 May 197Q.
US Department af the Army, Army Regulation 40-350, uMedical Re1at-.·
i n9 to and .Wi thi n the' Conti nenta 1 ,Un; ~ed S~ates .," Washi ngton: 3·
November 1969. '
US Depart~nt of the Army. Army Regulation 210-50, "Family Housing
Management.'11 W~shington: 6 J~nuary 1971-.
US Department of the Army, Army Regul at; on .340-16, "Safeguard; ng .
'For,Off'icial ,Use Only' I~formation.1I Was!:Jington:. 10 March 1970,.
US D~partment.of the Army,. Army ,Regu1 at; on ,,350-30; "Education and
Training: Code of Gondu~t." . W~sh1ngton: 8 July 1~68.
US Department of the Army. Army Regu1at.ion 350-216, IIT~e Geneva
Converytions 'af. 1949 and Hague Convention No IV ·of'H07." W~shing-
tQn:' 28 M~ 1~70,.. , ' ,
US Depqrtment" of the Army.' Army R~gl,J1ation ,350-225, "~urviva1'.
Evasi'on, and Escape Training.'1 W~hingt(m:, Ap.ril 1969 ..
US Depar.tment of the Ar-my .. Army Regulation 381-130, IICount~rintel
ligence Investig~tions: S~pervision··and,Contro1.": Washington:.
10 June 1966. '
US Oepar_nt of the Army. Arll'\Y. Regulation 600-100, liThe Arrn.v
C~suq.lty System. Washington: June 1968.
II'
19,65. 17-Apr-2009
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per
Army letter dated March 5,
2009
us Department of the A,nny. Army Subject Schedule 21-3, IIField
San; tati on. II Was hi ngton: May 1969.
US Department of the AnIlY •. Anny Subject Schedule 21-4, "First
Aid.!' W~shington: August 1,969. '
US Departmen~ Qf,the ArJIlY. Anny,Subject Schedule 21-1?, IISurvival,
Evasion, ~nd'Esc:ape.1I Washin,g,ton:' 4 Dec.ember 1'961.
US Department of th~ ,Army ~ Army Subject .Schedu1e 21-15, "Code of
Conduct~" Washington: 20 April, 1967.
US Department of the A~. AnIlY Subject S<;hedule 21-37, "Physi cal
~eadiness Training." Washing~on: September 1969.
US Department of the Army. Amy Subjec~ Schedule 27-1, liThe Hague
. and Geneva Conventions.1l Washington: April 1967.
US Department of the Anny. Army Training Program 21-114, "Male,
Mil i tary P~rsonne 1 Wi'thout. Pr; or Servi c~. II Wash; ngton:, 27
J~ly 1966', .
US Departmen~ of ~he Army. Assistant Cpief of Staff for Intelli-
gence. "List of US ArmY Returnees .as of·2 february 1970. Wash- II
NOFORN) •
,US Department of the Air Force. Headqu~rters, United Stat~s'Alr
Force. EGRESS RECAP-~ir Force. Washington: 1 July 19~8. (~ON-
FIDENTIAL). ' ,
US .Department of the Army. Assistant Chief 'of Staf~ for Intelli-
gence,. ACSI File 350.055, An.nex 2 (Revised), ,uIntelligence Pro-
ces.si ng 'and Procedures to 'Operati ons Pl an' AFFE 1-53. ~I Wash:-'
17-A pr-2009 ington: 6 July 1953. (CONFIDENTIAL).
This document has ' . .
been declassified lAW
EO 12958, as amended, per
D-l~
Army Jetter dated March 5,2009
US·Depar.tment of the Ar"!l1Y'" Assistant. Chi'ef of·:Staff for'InteJ1i-
gence.' AGSI ·File 350.055,- I!Psyctli.atric:Repor~.of·litt1~ and Big·
Switches." Washin,g~on: '4 .Februar.y.1~53~ '.(~ONFIDENTIA~).,·
US Department 'Of the Army. Army' Security Center.: US Prisoners .,of· .
War· in the Korean 0ieration',(U): Fort' George G. Meade~ Mary-
'land: Nove~er 195 •. (CONFIDENTIAL). '
US Department of the Army.'. Field M~nua1 ,21-77A, Joj'nt'Wor1dwide
Evasion and Escape Mar-'lUa:1=··(U}:.\' Washington:' 1 'August 1967.
(SEC~Ef).· .
US Dep~r~ment of the ~rmy. Offi c,e of the Provos ~ M~rsha 1 Ge~era 1..
"Ana1.ysis of the ~eport of the Japan Joint Intelligence. Processing
BoarQ." (ACSI File ,350.055)'. Washington:. 31, O<;tober 1953 (CON-
FIDENTIAL).' " ,
US Department of the Army. Offi,ce of ~he ProvQst. Marsha1·Gener.a1 ..
Army:,Regu1ation 195-25, "Captured, Missing, or Detai.ned·'US Army
Persol']ne1: Admini·stratiQn~ .~eturn" and Processing:" Washington:
9 June 1971. (F;OR OFFIGIAL ~SE ONLY).
US 0epartment ·of the Amy. Army Regu1 at; on 600-75 (Draft), "Per-
sonnel-General, ,Captured or Detained Unhed S~a.tes ,Army·:.Per-~onne1
Administration, ·Return, a,nd Processing.," Washi·n,gton: 3 July 19q~.
(FOR
,
OFFICIAL US.E ONLY).'
" . ,
US Department .of the, Army. Offi ce ,of the Provos t ,Marshal General.
"Collection, Collation, ,and Evaluation of Information ~ertairi;ng to
Repatri ated Uni ted States Army Pri soners of the Korean War'!. ('ASGI
File ,350.055). Washington: ,undated.' (CONFIDENTIAL) ..
us
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0-16
APPENDIX E
, DISTRIBUTION
',ADDRESSEE, " ' , ., 'COPIES
Complete . Basi c . Executive
Report . Package Summary
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Oir of Concepts &Doctrine 2
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library 1
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'.. Camp 1ete. • Bast-c- " Executive'
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..
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. ·CG ·US CeNARC : . :25' .' ;",,;. ~;'<':; ~ :: ~ ;'~;~.;~z;;~ :f~<:.~i::·:i .~;{~ ~.: ;~~;~~;:.:~j;:
. CINe ARSTRIKE ~ . 17-A'pr:2009 ,........:: .";'- ';'.~:
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Complete" " Basic Executive
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:0, :
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CHIEF, OFFICE OF PERS OPNS ' ' 1
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1
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APPEtiDIX F
( U) t1ETHOOOLOGY
~ 1. INTRODUCTION:
a. The purpose of the study as prescri bed by the study di recti ve
is to develop proposed joint and Army doctrine for captured/detained
U.S. military personnel applicable to both peace and wartime situations
including all levels and intensities of conflict.
b. In fulfilling its role for formulating doctrine, the Army is
responsive to the direction and guidance of qepartment of Defense.
'Tems of reference for the Army in the area of captured/detai ned U.S.
~ilitary personnel are also constraints, for Army doctrine is
constrained and guided by national and DOD policies, the ~eneva
Convention reTative to Prisoners of Har (GP~~), the Code of Conduct for
Uniformed Members of the Armed Forces, and applicable Joint Service
regulations, memoranda, and field manuals.
2. t~AJOR TASKS:
a. S:yoth:e.si~e,;·al1 current policies and procedures pertaining to
captured/detai'ned U.S •. military personnel at national, Department of.
Defense., and military service levels.
b. Collate, synthesize, and analyze pertinent data concerning the"'--' .. -
poll ci es, processing, treatment, and methods 'of exploi tat10n of captured!
detained U.S. milita·ry personnel by unfriendly foreign pm'lers, s~cifi-"
cally addressing Uorth Korea, North Vietnam, and the Vi et Congo '
c. Determi ne. the :adeq-uacy of current doctri ne and procedures.
d. Develop new/ rev; sed recolTllEnded doctr; ne and procedures, whe·re
required, in the following specific areas: .
(1) During training and prior to internment.
.. (2) During" internment •
(3) During pastinternment.
3. DATA COLLECTION. The data collection effort centena~.~ 'synthe-
sizi.ng curren~ U.S. policies and procedures and identifying Conrnunist
PW management principles.
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Army letter dated March 5,
2009
a~ Synthesizing Current u.s. Policies and Procedures. Data ~/ere
collected for the three phases of the study as follows:
(1) Pre-Internment. During pre-internment the sol di er ;-s ,
taught ~/hat to expect if he ; s captured' and how he is to respond to
the treatment he receives. Data collection for this p'hase focused on
individual and unit tr.aining, the Code of Conduct, ana, other Services
training. f10re specifically, information was acquired in regard to·
types of trai ni ng being presented, the substance, level s 'a,t whi.ch i,t
was conducted, intensity, number of hours, scope, and frequency of
presentation. The training methods, techniques, and procedures employed
by other Services were reviewed for possible incorporation into Army·
doctrine and training programs. With regard to the Code of Conduct,
information was acquired on its developmental history; ,its purpose; ,
its meaning to the different service,s and to different individua,ls of.:·
the same service; the methods used by the Army and other Services for
training in the Code; the interpretation of var,ious Articles of. the
Code at DOD, DA, CONARC, and by recent repatriates and basic, train- ,
ing graduates; and the identification of facets of the Code that are
not clearly understood or are frequently misinterpreted. Data on
the Code were not assembled for the purpose of determining Code ade-
quacy.-that is a function of DOD. The primary requirement in this study was
to assemble data that would contribute to the development of Army doc-
trine for implementing the Code. .
(2) ~nternment. This phase of the study deals not with what
is requi red of the sol dier duri ng i nt~rnment but with whatthe Army is
to do for him and his family. Conduct of the USPW is governed largely
by the training he receives 'during the pre-internm~nt phase. Data
collection for the internment phase revolved around acquisition of
information in regarEl to current Ua'tional, DOD, and DA policies and
procedures for providing assistance to famit~es of captured/detained
U.S. nrilitary personnel. Also assembled was information on the means
by which the Army acquires intelligence in regard to the USPI4. There
is an evident connection between data requirements of the internment
and pre-internment phases. Even though family assistance will not be
required except under internment conditions. the, pre-internment phase
represents the Army,l s sole opportunity to inform th'e soldier of the
procedures that exist for assisting his family if he is captured.
,(3) Postin.ternment~ This phase deals ,with action that is
required by all elel1'ents of the Army in the return of USPN's to U.S.
control: their evacuation and processing. debriefing. medical treat-
ment, and rehabilitation. Data requirements existed for~ historical
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F-2 EO 12958, as amended, per
Army letter dated March 5, 2009
decumentation of what has been done in this area in the current and
all previous anned conflicts of the United States; current National t
DOD. and DA policies; legal, medical, and personal problems en-
countered by repatriates; short- and long-range needs of repatriates;
intelligence needs of the Army; and ,the role of each Army elerrent in
the repatriation and rehabilitation process. Especially germane to the
postlnternment phase was the acquisition of data which revealed the
conflicts am:>ng Arl11.Y requirements for intelligence, the maintenance of
high priority attention to the personal welfare of the repatriate, and
the Army role in fulfilling the requirements of military justice.
Data were acquired concerning conditions under which Article 31 of the
UCt~ must be read and explained to the repatriate; the degree of
medical attention he is to'receive at each step in the process; hO\,I
long a repatriate may be retained at each)ntermediate point in the
processing; whether medical-:;, intel1igence,C or legal personnel have
priority needs;' the nature and type of escorts selected to accompany
the repatri ate to CONUS; the nature and geographical locati on of hos-
pitals selected for repatriates; the policies for repatriates to be
interviewed by the press; and existing policies and procedures for
establishing contact and reuniting repatriates with their families.
b. Identifying Communist t1anagement Principleso The principles
employed by the Communists against captured/detained U.S. military
personnel are the heart of the ~tudy. It is against these principles
that both Army qoctrine and national policy must be applied. In a true
sense, they might be termed the threat, for they are a threat to the
life of'every U.S. soldier subjected to them. To identify the Communist
managemen,t principles. it 'was necessary to acqui re the following dat~:
(1) The lessons of history as evidenced by Soviet practices
during World War II, USPU treatment 'during the Korean \"Iar, the
experiences af USPlI's in North Vietnam and \,/ith the Viet Cong in South
Vietnam, and USPH (Pueblo detainees) trp.atmF!nt by florth Koreans after
the Korean ~Iar.
(2) The methods of the Communi sts ; nc1 ude: facil i ti es and
'location" organization and personnel. control measures and regulations,
medical and sanitation provisions and procedures, prison routine, and
prison welfare. .
(3), The role of 1nte'rrogation as employed by the Communists
includes: the objectives of -interrogation; the personnel perfonning
the interrogat1on functions, their status and training; the facilities
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EO 12958, as amended, per
F-3
Army letter dated March 5, 2009
and equipment used' ,~n 't'he process; the techniques and proc:edures '
employed in interrogation; and the duration and frequency of interroga-
tion sessions. "
(4) The role 'of indoctrination as it is e,mployed by :the -,
Communi s ts, i ncl ud1 ng: '; ts objecti ves, themes. durati on, and
frequency; the types of personnel charged wi~ administering
indoctrination, their status-and their training; the facilities and.
special equipment used in the indoctrination process; and the tech- )
niques and procedures of the process.
(5) Exploitation as it is employed, inciuding: the purpose,
scope, and objectives; the passive and active measures used by the
Communist; the rationale which the Communists offer for i~ uS,e; the
effect it hils upon the USPH; the legal aspects under the Geneva
Convention; how it is aodressed by the Code of Conduct; and the roles,
of propaganda, physical persuasion, mental anguish, isolation, 'anti
depri vat; on. '
4. DATA SOURCES. The follovling sources were used to acquire input and!
or to develop information for input to ,the study:
a. Literature. These sources included the Defense Documentation
Center (DOC); the Army Study Documentation and Information Retrieval
System (ASDI RS); Battelle r,1emori a1 Institu'te; ACSI Intell; gence Docu-
ment Branch; the Army Study Program; Office of the Surgeon General '
(OTSG); Office of Provost '·1arshal General (OTPt1G); Office of the Chi~f,
of t,1i1itary Histo'ry; Chief of Infonnation (CINFO); DA; and Commander~
US r,1ilitary Assistance Command, Vietnam (corms 11ACV).
b. Input from Other Military Services. The acquisition of input
from the other Services was fac,i1itated by requesting assistance ,through
the Air Force, Navy, and Marine Liaison Officers at the US Army John F.
Kennedy Center for 1~11 itary Assistance (USAJFKCt1A). Particularly
vital input came in the nature of the Air Force and tlavy contributions
in regard to Survival, Evasion, Recovery and Escape (SERE) training and
postinternment Operations Plans. rhe Special Assistant to the Assistant
Secretary of Defense for ~1anpower and Reserve Affai rs and the PW/'1I~
Action Task Group under the Assistant Secretary of Defense (International
Security Affairs) were contacted for documentation concerning policy
matters on PW's and for general information on prisoner of war affairs.
Co Input from Army Staff and Activities. All elements of the
ArmY believed to have knowledge. interest, or expertise in the subject
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F-4' EO 12958, as amended, per
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. ,
area were brought int~ the planning ~nd dectsion making proce~~. ' CO'n-
siderable interest ,was ,promoted by cont~'ct1ng.applieable sources
through correspondence and by· liaison visits, by inviting and encourag-
ing attendance ,at In-Process Reviews, and by actively soliciting data
gathering assistance from all parties. Anny staff and activities '
providing input, were Headquarters CDC, Fort Belvoir, Virginia;. USACDC
Intelli gence ,Agency, fort Hola~1rd, ~~aryland; USACDC.Judge Adv,ocate
Agency~ CharlottesvilJe, Virg1nia; USACDC t1edical Service Agency,
Fort Sam' Houston, Texas; USA CDC Personnel and Administra~ive Services
Agellcy't. Fort Berijami n Harri son, Ind; ana; Offi ce of the Provost r1arsha 1
General, Forrestal Building, Hasnington, DC; Office of the Adjutant'
General, Casualty Branch, Forrestal Building; Washington, DC; Office
of the:·;<;bief of Information, Cormnunist Relations Branch, Pentagon, .
~Was hi n~on, D~, "Off; c;e of ··ttie Chi ef :of.. Suppo~t. Servi ces " Pentagon ,.
\~ashir:l'gt.on, DC; and Assistant Chi ef of"S'taff for Intell i genee, Penta~on,
Washi'fi'g!l!on, DC. " .",,', .
" .
d. Debri efings 0 Fi rst hand know~edge was acqui red from debrief-
ing reports of recent repatriates. ACSI provided these reports.
e.' Interviews. 'In those cases where debriefing repo-rts failed
tQ 'provide elements of information needed by the study, arrangemeRts
were made to interview the repatriates, either by bringing the re-
turnee to the study team or by a study team member traveling to the
resident location of the returnee. The interviews were designeq to
determine the nature, scope, and intensity of training received by
Anny personnel. A mass interview technique was employed at an Army
trafning center, with an active Army division,and with a US Artily
Special Forces Gro~p, a specially trained unit. '
f. ,Questionnaire. In' ~ome cases, time and 'expense precluded'
personal interviews. Questionnaires were devised to obtain necessary
data in such cases. These ouestionnaires were forwarded to former
PW's for review and'response. Each question was word~d in s~ch:a
manne r as to e 11 ci t an aff; rmati ve or. negati ve ans\'/er, there~y"
facilitating the process of evaluating results.
~o' DEVELOPt~ENTAL STEPS. Stated in its simplest form, the: purpose
of this study is t<?' identify. inadequacies of current doctrine in the
. area of captured/detained US military personnel and to formulate
recolTll1!'nded doctri ne to resolve those i nadequaci es. Deve 1opmen t of
.. th'e study invol ved the follOWing steps:
a. Id~ntification of the Communist principles and techniques
that will be employed against captured/detained military personnel
in, the 1972-75 tine frame~·. '17-Apr-2009
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. F-5 EO 12958, as amended, per
Army letter dated March 5,
2009
· ,
'b. Identification of doctrinal requirements for countering
Communist pr1ncipl es ,and techn; ques. .
c. Identification of current policies and procedures of
Department of Defense and higher levels of gov~rnment, hereinaft~r
identified as National and DOD policy.
d. Identification of doctrinal requirements evolving from
National and DOD policies.
e. Synthesis of existing US Army doctrine for the USPH in the
pre-i nternment phase. Topics addressed were US Army .doctri ne as it
applies to Individual, Advanced Individual, and Unit training and
the degree to which the individual soldier is prepared for the
psychological stresses of an internment environment., Specific areas
reviewed in the pre-internment phase were: Code of Conduct, Geneva
and Hague Conventions, First Aid, Physical Conditioni.ng, and Survival,
Evasion, and Escape t.raining.
f. Synthesis of US Army doctrine as it relates to the, internment
phase. Topics addressed were procedures for n,ot1fying the immediate
family that a soldier is in t1IA or P\oS status, policy for rele,asing
infonnation concerning P,Jls, personnel actions 1n regard to ,a. soldier
while he is a PW, ArfI'\Y provisions .for family assistance, and prQ-
"",. cedures for co1lection and dissemination of intellig.efliee·-in.':r.egard"
to captured/deta; ne.d soldiers. .
g. Synth'esi.s'of US Army doctrine as it relates to the po'stintern-
ment phase. Topics addressed were evacuation and personnel processing
procedures, debriefing proced~res, rehabilitation of the re~urnee,
intelligence collection, legal aspects wi-th r~ard to behavior while
interned, and information release. \ ' :
h. Determining the adequacy of current doctrine in the areas of
pre-internment~ internment, and postinternment (6d, e, and f, above)
by comparing it against the requirements generated by Communist man-
agement princ1 ples (6a and b, above), and requi rements imposed by .
r~ational and DOD policy (6c, above).
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k. Recommending doctrin~ for filling each void or correctin~
identified deficiencies.
6. ANALYTIC TECHNIQUES (SEE FIGURE 29 on page F-9):
a. The methodology consisted mainly of a synthesis of existing
doctrine and comparatively analyzing it against requirements generated
by national policy and Commurist prisoner Of war management
principles. The output-of ~e comparative analysis provided two
important criteria: (1) req,uirements that are satisfied by existing
doctrine and (2) those requirements which can be resolved only by
the formulation of new doctr~ne, or by revising the old.
b. The Communist management principles- constitute what in most
studies is idehtified as the' "Threat." Together with U.S. rlational
policy. they represent requirements against which Army doctrine is
compared for determination ~f adequacy_ Once the national policies
and the Communist management principles had been identified, the
next step Of the study focusjed on the synthes i s of e~i.sti ng doctri ne
and its categorization into the three phases which the doctrinal
analysis had addressed: Pre.-internment, Internment, and Postinternment.
(1) Pre-intemment:
(a) Unit trai n:i ng.
(b) Code of Copduct training.
(c) SERE-rela~d training.
(2)· Internment: Family ass i s ta.nce meas ures.
(3) ·Postintemment:
(a) Evacuation and processing of the returnees.
(b) Debri efi ng procedures.
(c) Medical tr,eatment of repatri ates.
(d) Rehabilitation.
t
c. After completion of b, above, existing doctrine arid current
implementation procedures we,re compared against the requirements
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F-7 EO 12958, as amended, per
Army letter dated March 5,
2009 .
generated by Conmun1st management prin~iples and nat.lona·l policy •.
Subjective evaluations of each requirement in tems of existing
doctri ne and ; denti ri ed doctri t;\a 1. voi ds and defi ci et:l.ci es:-. These "
v0ids and deficiencies became the subject oT further research and
analysis.
do ' Each void/deficiency was analyzed for the purpose of
identifying additional data elements that might assist in resolution.
These data e 1emen ts were uqlJ:;rred th rough further 1i terature search,
interviews with knowledge~ble people, consultation with mermers of
appropri ate DOD and DA staffs or, when necessary, further study on
historical development and trends. The additional research and
analysis was approached with a view toward identification of,several
realistic alternatives for responding to the doctrinal void/
defici ency. Alternatives s'elected were requi red to be mil itarily
practical, suitable for employment in the 1972-75 time frame. re-
sponsive to national 'policy and Communist management principles, and
economically feasible. DA staff sections. organizations, and '
activities with areas af proponency or'vital interest in the study
participated in the selection of alternatives.
e. Each alternative (possible solution) was analyzed against
kno'lm constraints. Those alternatives not invalidated by the
constraints were comparatively analyzed against requirements. The
best solution was selected on the basis of qualitative evaluation
supported by sound rationaleo All DA staff sections and activities
with areas of proponency or special interest participated in the
evaluation of the solution.
f. The best solution evolving from the analysis of each void/
deficiency was structured in the form of a recommendation for doctrine
or for follow-on action.
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EO 12958, as amended, per
Army letter dated March 5, 2009
F-8
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Army letter dated March 5, 2009
Synthesis RequIre-
ments
L-..-------i!cONSTRAINT
APPENO'lX G
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EO 12958" as amended, per
Army letter dated March 5, 2009
G-2
ANNEX I
CONTINENTAL ARMY COMMAND
BRANOi SCHOOL RESPONSES
Inclosures:
a. CONARC Questionnaire
b. CONARC Position
c. Consoi i dated Branch School Responses
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Army letter-dated March 5, 2009
G-I-l
Inclosure a
SERE AND SERE-RELATED- INSTRUCTION
"
Inclosure b
CON ARC POSITION
Authority and
Subject Training ,ReqUirements Supporting Publications
Cade of Conduct POR qua 1; ncati on, and as AR 350-30
required to maintain pro- AR 220-1
ficiency. To be integrated AR 612-2
as appropriate in all Anx B. CON Reg 350-1
phases of training. ASubjScd 21:..15·
Geneva & Hague POR qua 11 fi cat; on. All AR 350-216
Canventiens individuals receive 2 hours AR 612-2
formal instruction within Anx B~ CON Reg 350-1
6 weeks of entry on active ASubScd 27-1
duty and 2 hours formal
instruction annually. 17-Apr-2009
Practical training to be
integrated as appropriate This document has
in all tactical training and been declassified lAW
will be related to the' Code EO 12958,' as amended,
of Conduct. Uniform CodiiOf
r~ilitart 'Justice and Sur- per
vival, vfsion &Esca~ Army letter dated
March 5, 2009
G-I-b-1
Survival, POR qualification, and as ' AR 350-225
Evasion. and required to maintain pro~ AR 612-2
Escape ficiency. To be integ~ated AR 220-1
into all appropriate phases Anx B, CON Reg 350-1
of training. Para 4d{l), Basic CON
Reg 350-1
ASubjScd 21-12
Land Navigation. Special Emphasis subject in Anx B, CbN Reg 350-1
CONARC Training Directive. ASubjScd 5-3
Commander wi 11 determi ne ASubjScd 7-lfl
time required to maintain ASubjScd 21-40
proficiency. Integrated
with Survival, Evasion~ &
Escape.
Military Justice Course A to be given to EM AR 350-212
duri ng BCT r Course B to be Anx Bt CON Reg 350-1
gi ven each n1 upon cont> 1eti lim ASubjScd 21-10
6 months active duty and upon ASubjScd 27-2
each reenlistment. Courses
C and 0 to be given officer
personnel at the discretion
of Bn or equivalent co~
manders.
First Aicl & Annual refresher training. DA Pam 40-5
Emergency Medical Anx B, CON Reg 350-1
Treatment
Field Sanitation Special Emphasis subject in Anx B, CON Reg 350-1
&Hygiene* CON ARC Training Directive. DA Pam 40-2
C.ommander will determine time ASubjScd 21-3
required to maintain pro- ASubjScd 21-11
ficiency. Training will
emphasize operations in
prim; tf ve areas.
Physical Fitness Tests to be admi ni stered semi- AR 600-9
annually; physical fitness AR 220-1
wi 11 be emph~sized through- . Anx B, CON Reg 350-1
out trai n; n,9 programs. ' ASubjScd 21-37
* - Indicates special interest subject rather than mandatory training
requi rements.
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EO 12958, as amended, per
G-I-b-2 Army letter dated March 5, 2009
.1
2. What model is used as the target recipient for overall ArmY training?
For SERE training? < .
ANSWER: CONARC dees not recognize a model soldier for overall Army
training. The educational minimum requirements and the aptitudina1
qualifications differ for same 472 enlisted r40S as described in AR 611-
201. Additionally, DA Pamphlet 350-10 sp~cifies the prerequisites for all
Army courses of instruction which differ according to the difficulty
of the courses. SERE training is given <to a11 levels of "both officer
and enlisted courses of instruction.
3. Dees a requirement exist for insuring uniformity of instruction on
SERE subjects between:
a. Branches of the Anmy
b. CONUS Milita~y Posts
c. Other Services (USAF, USN, USMC),
ANSWER: Yes. A requir.ement exists for standardizing SERE instruction
throughout the US Armea Forces. The applications of SERE principles and
techniques should be consistent by the members of all Services to insure
optimum performance and a united front aga'nst any enemy. Uniform ap-
plication of SER[ by all personnel will inhibit the ene~'s efforts. to
play one person against another.
4. What is CONARC's position on Code of Conduct instruction?
a. How does CONARC interpret the precepts of the Code?
b. How does CONARC evaluate the. effectiveness of Code instruction?
c. Does CONARC conside.r present requirements for Code training ade-
quate? If not, why?
ANSWER: The basis of CONARC Code of Conduct instruction is AR 350-30.
DA establishes policy on PW conduct. The articles of the Code are con-
sidered to prescribe optimum behavior. The policy of this headquarters
is'nat to promote or instill in the student of CONARC schools a doubt
or negative attitude concerning a deviation from expected behavioral pat-
terns regardless of the enemi es' treatment of PW' s. A detenni nati on of
the effectiveness of Code instruction can only be made by an analysis
of the behavior of US prisoners in Southeast Asia--a determination which
cannot be made accurately until a substantial number of prisoners are
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been declassified lAW
G-I-b-3 EO 12958, as amended, per
Army letter dated March 5,
2009
returned to US control. Present regu; remen-ts for Code ; nstruct; on are
cons idered adequate· unti 1 Us PW debrl efi nas conc1 ude otherwise. Additional
instruction in an military sLbjects woul be benefic; a1; however, .
because pf resource limitations the amounts of Code instruction cur-
rently being taught are considered adequate when balanced. against other
equally important subjects.
5. Has a program similar to that conducted by Fleet Air Electronics
Training Unit. Pacific (FAETUPAC), North Island Naval Air Station,
San Diego, California, been reviewed as having possible application to .
US Amy "hi gh ri sk of capture" personnel? If so:
a. Who will have proponency?
b. Who will administer it?
ANSWER: Certain categories of Army personnel would benefit from addi-
tional instruction in SERE and SERE-related subjects. However, this
headquarter.s has no plans for a separate course for "hi gli riSK of capture ll
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EO 12958, as amended, per
Army letter dated March 5, 2009
G-I-b-6
Inclosure c
CONSOLIDATED BRANCH SCHOOL ·RESPONSES
The fallowing represents a consolidation of respenses received from the
branch schools t9 eight (8) questions pertaining to SERE tra1ning. ..
1. "Does' a requirement exi,st for insuring uniformity of instruction
on SERE subjects be'bleen branches of the AnI\Y?"
SCH00LS l1?. !ill. !L.8..
". SIGNAL-DIX X
"FINANCE X
USAIMA X 17-Apr-2009
{\
X This document has
USAMMC
been declassified lAW
USACGS x EO 12958, as amended,
ARMOR X
per'
CHAPLAIN ·X Army letter dated March
ARTILLERY X 5,2009
ORDNANCE X
AVIATION X
ENGINEER X
INFANTRY X
QUARTERMASTER X
INTELLIGENCE X
AIR DEFENSE X
SIGNAL-GORDON X
CIVIL AFFAI RS X
M. P. X
HELICOPTER X
SURVEILLANCE - ELECTRONICS X
TRANSPORTATION X
.. ADJUTANT GENERAL X
G-I-c-l
- ------- . --- -- ----_.. - - - - - - - -
FINANCE X
USAIMA X
USAMMC X
USACGS X
ARMOR X
CHAPLAIN X
ARTILLERY X
ORDNANCE X
AVIATION X
ENGINEER X
INFANTR¥ X
QUARTERMASTER X
INTELLIGENCE X
AIR DEFENSE X
SIGNAL-GORDON X
CIVIL AFFAIRS X
M. P. X
HELICOPTER X
SURVEILLANCE - ELECTRONICS X
TRANSPORTATION X
17-Apr..2009
ADJUTANT GENE RAL X This document has
been declassified lAW
EO 12958, as amended,
per
Army letter dated March
G-I-c-2 5,2009
SCHOOLS
SIGNAL-DIX
-
YES !ill.
X
~.
FINANCE X
USAIMA X
~
USAMMC X
USACGS X
"!)
ARMOR X
CHAPLAIN X
ARTILLERY ~
oRDNAUCE ~
AVIATION X
ENGINEER X
INFANTRY X
QUARTE RMASTE R X
INTELLIGENCE X
AIR DEFENSE X
SIGNAL-GORDON X
CIVIL AFFAIRS )(
M. P. X
HELICOPTER X
~:
SURVEILLANCE X
TRANSPORTATION X
ir
AOJ UT ANT GENE RAL X
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4. II Dees school c~ms i der SERE trai ni ng to be adequate?"
TRANSPORTATION X
SURVEILLANCE-
ELECTRONICS X
HELICOPTER X
M. Po X
CIVIL AFFAIRS X
51 GNAL-GORDON X
AI R DEFENSE X
INTELLIGENCE X
QUARTE RMASTE R X
INFANTRY X
ENGINEER X
AVIATION X
ORDNANCE X
ARTILLERY X
CHAPLAIN X
AOOR X
us ACGS X
USAIMA X
MISSILE - MUNITIONS X
FINANCE X 17-Apr-2009
SIGNAL - MONMOUTH X
This document has
been declassified lAW
EO 12958, as amended, per
Army letter dated March 5,
2009
G-I-c-4
• . -.--
-5. !lDoes a requirement exist in US Amy training to differentiate between
internment under armed conflict conditions and peacetime detention during
periods of latent hostility?"
SOiOOLS
TRANSPORTATI ON
-YES QUALIFIED YES QUALIFIED NO N.A.
SURVEILLANCE-
ELECTRONICS X
HELICOPTER X
M. P. X
CIVIL AFFAIRS x
SIGNAL-GORDON X
AIR DEFENSE X
INTELtIGENCE X
QUARTERMASTER X
INFANTRY X
ENGINEER x
AVIATION x
ORDNANCE X
ARTILLERY x
CHAPLAIN X
ARMOR x
17-Apr-2009
USACGS x This document has
USAIMA X been declassified lAW
MISSILE - MUNITIONS X EO 12958, as amended,
per
FINANCE X Army letter dated March 5,
SIGNAL - MONMOUTH X 2009
• G-I-c-5
•
6. "Does a reC:luirement exist to can duct in~truction on conf1icictfn~ 1aeo-
1ogi es?"
ARTILLERY X
CHAPLAIN X'
ARMOR X
USACGS x
USAIMA X
MISSILE - MUNITIONS X •
FINANCE X 17-Apr-2009
SI~AL - r~ONMOUTH X
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been declassified lAW
EO 12958, as amended, per
Army letter dated March 5,
2009
G-I-c-6
• --
7. "How does your school evaluate the effectiveness of the Code
instruct; on1"
LESS THAN
SCHOOLS. GOOD ADEQUAT~ ADEQUATE POOR N.-A.
ADJUTANT GENERAL X
TRANSPORTATION X
SURVEILLANCE-
ELECTRONICS . X
.- HELICOPTER X
MILITARY POLICE X
CIVIL AFFAIRS X
SIGNAL-GORDON X.
AIR DEFEMSE X
INTEllIGENCE X
QUARTERMASTER X·
INFANTRY X
ENGINEER X'
AVIATION. X
ORDNANCE X
ARTILLER.Y . X
CHAPLAIN X
'~
ARMOR X
USACGS' X
i-:
USAlMA X
MISSLE-MUNITION X
FINANCE X
SIGNAL-MONMOUTH X
17-Apr-2009
This document has G.,.I-c-7.
been declassified lAW
EO 12958, as amended, per
Army letter dated March 5, 2009
• •
B. IIOoes the school consider present requi rements for'Code trainin9
adequate?"
ADEQUATE WITH
SCHOOLS ' ADEgUATE NO!, .,ADEgUATE
-,'
N.A. RESERVATIONS
ADJUTANT GENERAL X
TRANS PO RT AT! ON X
SURVE ILLANCE-
ELECTRONICS X
HELICOPTER X
M. P. X
CIVIL AFFAIRS X
SIGNAL-GORDON X
AIR DEFENSE X
INTELLIGENCE X
QUARTERMASTER X
INFANTRY X
ENGINEER X
AVIATION X
ORDNANCE X
ARTILLERY X
CHAnAIN
ARMOR X
X
,
,
\
\
\
USACGS X
, .
USAIMA X
MISSILE X
FINANCE X 17-Apr-2009
SIGNAL - MONMOUTH X
This document has
been declassified lAW
EO 12958, as amended, per
Army letter dated March 5, 2009
G-I-c.:.8
• ANNEX II
•
BCT/AIT/ACTIVE UNIT QUESTIONNAIRE
1. The data provided in the following sectien were collected from three
sources:
a. Trainees at Fort Jackson, South Carolina.
b. Enlisted flen and officers from the 82d Airborne Division, Fort
Bra~g, North Carolina.
c. Enlisted'men and officers from· the 5th Special Forces Group,
Fort Bragg, North Carolina.
~. The attached questionnaire provides examples of the questions tnat
were addressed to these three sources. The responses are provided, in
percentages, for five, groups within the three- source eleflents. These'
five groups were de 1i n!! ate d as fo 11 ows :
a. Trainees from Fort Jackson, South Carolina.
b. Enlisted men within the 82d Airborne Division.
c. Officers within the 82d Airborne Division.
d. En1isted.men within the 5th Special Forces Group.
e. Officers within the 5th S~ecia1 Forces Group.
3. A comnent ; s demanded concerning the s iZ~ of: the sampl es for .thd d~oups"
defined above. All samples are small. This small' sample ,size was'J..;' "
function of the limited tili1e available and the problems inherent irii\'~' ;
locating and obtaining soldiers for partici'pat1on. The data are viewed .
as providing indications of the degree to which the respective Igroup,S": .
assimilated the information relevant to the Questions employed; however"
it must be stressed that'the data are not p~ovided in the con~xt of a
sophisticated program implemented to provide statistically significant
,ii' results. The compOSition of the samples is provided below: I
17..Apr..2009
This document has
, been declassified lAW .
EO 12958, as amended, per
Army letter dated March 5, 2009
G-II-2
'!.
~
2. In your own words could
yau state what one of these
articles is?
Correct 15% 03% 53% 45% 36%
Incorrect 85% 97% 47% - 55% 64%
17-Apr-2009
This document has
been declassified lAW
EO 12958, as amended, per G~II-3
Army letter dated March 5, 2009
• Fort Jackson
AIT/BeT
•
82d Abn Div Seed a 1 Forces
EM Off; cers
-EM Offi cers
6. Article V of the Code
of Conduct states that a
pr; soner wi 11 "evade" answer-
ing questions (other than to
give his name, rank, ser-
vice number and date of birth)
to "the utmost of his ability.1I
Answer "yes" or "no" accord-
ing to your own understanding
of Article V:
a. A PW may not under
any c; rcumstances di vul ge more
than his name, rank, service
nunber, and date of birth.
Yes 87% 55% 59% 67% 77%
No 13% 45% 41% 33% ?3%
b. A prisener should
resist giving additional in-
formation up to the point of
physical mistre~tment at the
hands .of his captors.
Yes 46% 44% 59% 45%
No 54% 56% 41% 55%
c. A prisener should re-
sist briefly and then lie in
order to confuse and harass
the enemy •.
Yes 35% 45% 18% 10% 06%
65% 55% 82% 9b% 94%
d. A prisoner should
resist up until the point 17-Apr-2009
when resistance is no longer
possible. He should then This document has
been declassified lAW
EO 12958, as amended, per
Army letter dated March 5,
2009
G-II-4
- '.
Fort Jackson
AITLBCT
~
82d Abn Div
EM Offi cers
S2e ci a1 Forces
EM Off; cers
g1 ve truthful answers to
whatever questions h'e can
no longer avoid answering.
Yes 20% 14% 18% 24% 09%
No 80% . 86% 82% 76% 91%
,~
,17 -Apr-2009
This docunlent has
been declassified lAW
EO 12958, as amended, per .'
- Fort ,Jackson
•
82d Abn Div'
EM Officers
Seeci a1 Forces,
EM Officers
An/Bct
b. Stat~ments by USPW's
that the war is unjust and
shou1~ ~e ended.
Yes 65% 59% 88% 81% ' 82%
, No 35% ',41% 12% 19% 18% '
c. Television or film
appearances in whi'th USPW' s
which express a ~es;re for
an inm~di ate end, to the fi ght-
ing •.
Yes 67% 48% 94% '88% 73%
No 33% 52% 06% 12% ' 27%
d. Discussion with ~n
interrogatpr/in~o~tr;n~tor
about the merits of,capitalism
versus Communism.
Yes 60%, 65% 55% " 70% 65%
No 67% 66% JOO% 67% 91%
e. Discussing intern-
ment conditions and camp
administration with :the enemy.
Yes' 33% 34% 00% 33%, 09%
No 67% 66% 100% 67% 91%
10. C.n Y04,be punished for
not 1hi ng up to the Code, of
Conqu~t? - '
Yes 94% 83% 88% 63% 1,00%
No 06% 17% 1,2% 37% 00%
11. Why should a PW live up
to the ,Code? '
Because he can be punished. 36% 06% 02% 15% 02%
Because i 1; ; s a good s,tanq-
~rd for cQnd~ct. . 36% 36% 40% . 20% 30%
Bec~use it is expected qf
a US s~rviceman. 66% 42% 60% 35% 40% .
17-Apr-2009
This document has G-II-6
been declassified lAW
EO 12958, as amended, per·
Army letter dated March S, 2009
• Fort Jackson
•
82d Abn 01v Seec; a1 Forces
EM Off; cers
,
AIl/BeT
-
EM Officers
12. What techniques wou1d be
used against you by an enemy
i nterrogator/i ndoctri nator?
Adequate 10% 17% 41% 03% 27%
Inadequate 90% 83% 59% 97% 73%
-,
13. Based pn your training,
what are you permitted to
~.
say to yaur captars?
tlBig 4" 88% 19% 85% 75% 82%
29. If i~ter~ed in a PW I
30. When·is
, the best time
,
to
escape: '
f:
A4equa~e 58% 24%
Ina~equate 36% 59%
17-Apr-2009
This document has
been declassified lAW
EO 12958, as amended, per G-II-ll
Army letter dated March 5, 2009
• Fprt Jacks.C!.n 82d Abn Div
• S~eci al Forces
-AITlBCT EM . -EM
Off; cers Officers
of NQrth Vietnam?
'.
17-Apr-2009
This document has
been declassified lAW
EO 12958, as amended~ per
Army letter dated March 5, 2009
.-'
,G-II-12
• ANNEX III
•
FOlMER PRISONERS
. Of WAR QUESTIONNAIRE
.
1. Responses to I qUllttonnetre ~ispatched to US A~ repatriates of
1M 'tetn. conflict P"vt~ addttt ..al data. Although the size of the
• •le group WII U.t .... .,.. results of the quest1or'!na1 re are not .
in.....ct to present I cata.., ..ie.' analysis sf the impressions cenveyed
" In f ..... prts. .rs~ ,.ther, the responses and their inclusioo
....1' purpo..t to p.....t ......1 1ndicatiens prevalent alll9n9 these
f. . .·.. prisoners of wlr.
I. 11•••-, .t...,...... tt . . .tres were sent to individuals, only'
...1. Clllllllle.d ,.,. . . . returned. Thus. the s . .le provides any-
.tn. but coach.he f.ct. ...e.... the responses are indicative of
trlining ,rogr. des._"
......1 t . . . .t Itt.t~ tn regard to the Code of Conduct and the Anny
.rtng intarw.lftt.
to ,repare soldiers to survive and resist
.te
3. _nltf • •' " ns..... OCcu..Nd between 18 March 1971, the
the questt"'lt ....... s.t, and 27 ...n 1971. the date on which
.... lilt CGIIPletlid'q_tt.lfre WIS recetved.
17-Apr..2009
This document has
-been declassified lAW
EO 12958, as amended, per' G-U 1... 1
. Army letter dated March 5, 2009
• CGrnposite Statistics,
•
1. By whom ",ere you held prisoner?
a. North 'Vietnam (NVA), 17%
b. South Vietnam (ve) ,59%
a. BCT
b. AIT
c. Officer Basic Course
d. In your unit
e. In all the above
4. What type of instruction did you receive on the Code of Conduct
prior to your captivity?
a. Classroom lecture 67%
b. Practical exercise (in conjunction with sur-
vival, escape, evasion, and res;s',tance) 8%
,c. Both lecture and practical exercise 25%
d. Don I t remenber
5. Did you receive any specialized training on the Code of Conduct as
a part'of a specialized school (e.g., Special Forces)?
Yes 17%
NQ 83%
17-Apr-2009
This document has
been declassified lAW G-I11-2
EO 12958, as amended, per
Army letter dated March 5, 2009
•
6. The following statement should be answered yes or no according to
your awn understanding of the Code.
US servicemen who ar~ captured are legally respensible
under the Uniferrn Code of Military Justice fer their
actions while prison~rs.
Yes 67%
Ne 33%
7. Article V of the Code of Conduct states that a prisoner will "evade ll
answering questions (other than to give his na ri1e, rank, service number,
II
and date of birth) te the utmos t of his ab i1 i ty. Answer "yes" or IIno"
II 1/
17..Apr-2009
This document has
been declassified lAW G-III-3
EO 12958, as amended, per
Army letter dated March 5, 2009
•
8. List in order of value (1 thru 6), the kinds Qf ,tra·ining which
would have proven of the greatest value to you· during your status' as
a PW. (The item you consider the most valuable should be marked with
a Ill"; the second mO"st valuable with a "2" and so on, down to "6 ....)
a. Instructi,n on the nature of Communism 3
b. Evasion an'd escape techniques 1
c. Techni~ues of PW organization w~i1e in
capti vity '. 5
d. Techniques
.
of interrogation
.
resistance 2
e. Sanitation and health 4.
f. Code of Conduct training 6
9. In your understanding, are captured US military personnel permitte.d
to give the information required on the Red Cross' "Capture Card," al,;.
though this information goes beyond name, rank, service number, and OOB?
Yes 25%
No .42%
.:
No 50%
13. Which one or mere of-the fo1iowing actions do yau censider viola-
tions of the Code of Conduct?
a. Statements by USPW's that the enemy treats PW's well.
Yes 17%
No 83%
b. Statements by USPW's that the war is unjust and should be
ended.
Yes
No
c. Television or film ~ppearances in which a USPW expresses a de-
s; re for an i mmedi ate cessat; on of host; 1; ti es •
.Yes 58%
No 42%-
Yes 8%
No 92%
17..Apr-2009/
This document has
been declassified lAW
EO 12958, as amended, per G-III-5
Army letter dated March 5, 2009
.'
14. In ,your tra1nfns, wery! you instructed in method$, to' resist :1h- "', .. ' "
terrogation and indoctrination beyond 'dependence upori name, rank, ser1al
number, and DOB?
Ves 17%
No . 83%
. , '
16. Censidering all your Army training, indicate hew well it prepared
yau, in, the event of capture, to counter the treatment yau would re-
cei ve as a PW and to survive the ordeal.
a. Excellent ' ,0%
b. Good .. 25%
c. Adequate 0%
.r
d. Less 'than adequate 17%
e. Poor 42%
f. Useless 171
17. In your training, which of the following would have benefitted
you most in preparatien for internment? .
a. More emphasis on prison camp routine~ 67%
b. Mare subjects presented. 50%
17-Apr-2009
This document has
been declassified lAW G-III-6
EO 12958, as amended, per
Army letter dated March 5, 2009
by
f. '~are
•
em!)has is on the protect; on afforded
the Geneva Convention.
'. 8%
;'
17%
18. In order of value (l thru 6) which of the following do you fe~l
would best assist the soldier in survival, escape, and evasion.
a. Provide greater emphasis an the geographical
area in which the survival experience will ITKl)st
likely take place. 2
d. Don t remenber
I
j
0%
e. Film 8%
17-Apr-2009
This document has
been declassified lAW G-III-7
EO 12958, as amended, per
Army letter dated March 5, 2009
". •
'20. When considered in comparison with other training you 'h~ve'received.
how would you rate the survival, escape, resistance, and evasion trai~-'
ing you received? .:
17-Apr-2009
This document has G-III-8
been declassified lAW
EO 12958, as amended, per
Army letter dated March 5, 2009
•
a. Spend more time training in th"e field in
s1mulated escape and evasion circumstances.
• 2
b. Place more emphasis on the classroom
instructian of escape and evasion training. 3
c. Direct evasion and escape training to the
area af the world in which the individual will
most likely be invalved. 1
23. List subject areas that were not considered in the training that
you feel could be of value:
a. Resistance of interrogation/indoctrination 33%
17-Apr-2009
This document has
been declassified lAW
EO 12958, as amended, per
Army letter dated March 5, 2009
• ANNEX IV
BASIC AND ADVANCED OFFICER COURSES POI
1. The following charts represent a schematic display of the number
of hours devoted to SERE and SERE-rel ated subjects under the auspices
of the various Basic Officer Courses and Advanced Officer Courses. The
f1.gures offer some i ndi cati on of the importance deemed each subject
by each course.
2. Attached as Inclosure a is a display of the hours "devoted to the
pertinent subjects as Basic Officer Courses. Inclosure b represents
a the analysis of the Advanced Officer Course program.
Inclosu"res:
a. Basic Officer Course Analysis
b. Advanced Officer Course Analysis
17-Apr-2009
{- This document has
been declassified lAW
EO 12958, as amended, per
Army letter dated March 5, 2009
G-IV-l
• Inclosure a
•
BASIC OFFICER COURSB ANALYSIS
NUMBER OF KOURS OFFERED IN SERE-RELATED SUBJECTS
,~,
Artillery 1 23 2 0 3 3
Air Defena. I 6 3 2 2 1
Armor 0 '21 ll , 0 3* 3 2
Enain.er 0 26 0 17 1 1/2 2
Chelllical 3 9 .5 24' 12
b 3
Ordinance • 8 0 2* 3 7
!!Aad Svc 1 9 2 5 3 11
:T,rana * 12 a 1 1* 2 5
IS1.&na1 1 6 1 5 0 3
,
!Q.M. 1 5 2 1 r2 7
IHil Police 0 5 2 1 2 29
1M1.1 Intel 1** 8** I t111
* 7** 3** 9**
Chaplaio 1 14 0 1/2 0 4
1Ad1 General 1 6 2 1 2 3
NOTES: * Iotegrated with Code a - Text Assignments Incl
and Geneva Convention b - Integrated w/other subjects
** Projected
17-Apr-2009 G-IV-a-l
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been declassified lAW
EO 12958, as amended, per
Army letter dated March 5, 2009
• Inclosure b
Infantry 1 30 z 1 10 9a
Artillery 0 4 2 1 I 7
Air Defe.nae I 0 1 2 0 15
Armor 0 19b 0 3* 0 12
!
Engineer 0 Oc 0 1* 3 6
Chemical 1* 10 1* 8 22d 7
Ordinance * 5 0 2* 2 8
Med Svc 1 6 2 0 12 5
Trans
., lOb 2 1* 3 4
SilUlal 0 Oc 0 1 0 6
i O• M• I 4 0 1 0 4
Mil Police 0 0 4 1 3 6
Mil Intel 2 0 3 1* 0 11
Ad1 General 1 6 2 1* 0 6
C & GS - - 3 - - 6
it. Projected
c
d
-
-
P888 by Ex. .
Integrated w/otber subjects
G-IV-b-l
17-Apr-2009
This document has
been declassified lAW
EO 12958, as amended, per
Army letter dated March 5, 2009