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http://dx.doi.org/10.6113/JPE.2014.14.2.282
JPE 14-2-9 ISSN(Print): 1598-2092 / ISSN(Online): 2093-4718
Abstract
This paper presents a detailed theoretical analysis and performance assessment of the capacitor voltage balancing strategies for
staircase modulated modular multilevel converters (MMC) in terms of the algorithm structures, voltage balancing effect, and
switching frequency. A constant-frequency redundancy selection (CFRS) method with minimal switching loss is proposed and the
function realization of specific modules of the algorithm is given. This method is simple and efficient in both switching frequency
and regulation capacity. Laboratory results show very good agreement with the theoretical analysis and numerical simulations.
Key words: Capacitor voltage balancing, Modular multilevel converter, Redundant switching states, Staircase modulation,
Switching frequency
p
0 £ q1 £ q 2 £ ... £ q s £ (4)
2
If V1 is defined as the fundamental component amplitude of
the desired output phase voltage vao and Mi represents the
converter modulation index, then the following relations can
be derived:
V1 2V
Mi = = 1 (5)
Vdc × n / 2 nVdc
Fig. 3. Diagram of fluctuation of capacitor voltage.
The switching angles equations can be obtained from (3)
θ1
and (5) as:
Switching angles, Degree
80 θ2 ì p V1 p M i
60 ïcos(q1 ) + cos(q 2 ) = =
í 4Vdc 2 (6)
40 ïcos(5q ) + cos(5q ) = 0
î 1 2
20
By solving the switching angle equation in (6), the
0 switching sequences of the staircase modulated MMC can be
0.4 0.6 0.8 1.0 1.2 developed naturally. Fig. 4 shows the curves of the switching
Modulation index, Mi
angles versus the modulation indexes. The switching angles
are calculated by using the Newton-Raphson method [23].
Fig. 4. Switching angles θ1, θ2 versus modulation index Mi.
the upper arm in the first cycle. Only the case of the four given to the SMs with higher voltages in case of discharging
upper arm SMs is given here since the PWM signals of the and the SM with a lower voltage has a greater chance of
upper and lower arms are mutually complementary. In the being charged. However, there is little literature available
next three cycles, the switching sequences are shown in Fig. 6 regarding the switching frequency of individual SMs in
(b), (c), and (d), respectively. After handling the rotation transitional redundant states, in particular with regard to the
process, all of the SMs have the same basic switching application of the staircase modulation strategy. In this paper,
statuses in multiples of the four fundamental cycles. a modified control scheme hereafter referred to as the
Therefore, the capacitor voltages of the SMs are theoretically constant-frequency redundancy selection (CFRS) method is
balanced [19], [20]. proposed.
The CFRS method is divided into three functional
B. Proposed Control Scheme for Voltage Balancing modules: sampling, sorting and logic output. Fig. 8 shows a
block diagram of the proposed method. The capacitor voltage
It is clear from the illustrations in Table I that outputting
different voltage levels only depends on the corresponding balancing strategy for the upper and lower arms involves the
number of switched on SMs, provided that the capacitor same functional modules. Therefore, only the control flow for
the SMs on the upper arm is described in Fig. 8. In order to
voltages are kept constant. This indicates that there is
redundancy in the switching states [26-27]. Fig. 7 shows an reduce the switching frequency of the individual SMs and
example of all the existing redundant states for a three-level restrain unnecessary switching actions, the above three
functional modules share a synchronous low frequency
MMC. A total of four redundancy states are shown when the
control clock. The steps for this technique are as follows:
zero level is output. The number of redundancy states R can
be calculated by multiplying two combinatorial numbers, as 1) NU is prepared in advance after treatment with look-up
described below. table and mapping operations. In addition, a real-time
update of NU is offered for the logic output module.
R = C (n, N U ) × C (n, N L ) (7)
2) The arm current and capacitor voltages are discretized
Analysis shows that the capacitor voltage balancing can be using a common sample clock.
solved by rearranging the switching states while focusing on 3) The capacitor voltages are sorted and the sorting
redundancies in synthesizing the desired output voltage [6, direction is determined by the sign of the arm current.
21]. According to the rearranging principle, priority should be The sorting results are expressed by the Index, where
286 Journal of Power Electronics, Vol. 14, No. 2, March 2014
(a)
TABLE II
CIRCUIT PARAMETERS OF THE FIVE-LEVEL MMC SYSTEM
(b)
Fig. 11 shows the simulation results of the capacitor
voltage behavior under disturbances of the input source Fig. 12. Simulation results of capacitor voltage balance
change. The external disturbance in this case study comes control under the disturbance of SM voltage discharging. (a)
from the input DC bus voltage sag. This voltage sag (20%) Switching sequence rotation. (b) CFRS with fs of 200Hz.
occurs at 4s of the simulation time. Short-term adjustments
(approximately 10~15 fundamental cycles) can be observed
from Fig. 11. The simulations reveal that both the switching
sequence rotation method and the CFRS method have
roughly the same capabilities in resisting external light
interference.
To simulate the imbalance phenomenon caused by the
parameter drifting of individual SMs during the running of
the MMC, a discharge resistance of 100Ω was parallel
connected to the sub-module SMa,1, while keeping the rest of
the SMs unaltered. The resistance is connected at 1s of the (a)
simulation time and is removed at 2s. Fig. 12 shows the
variation curves of the capacitor voltages on the upper arm
with the two different balancing methods. As can be seen
from the figure, the voltage offsets, regulated by the
switching sequence rotation method, gradually increase with
the internal disturbance and cannot be restore even if the
disturbance is removed. The CFRS method with a sampling
frequency of 200Hz can compensate for the changes of the
equivalent power loss of the abnormally working SMs, and it (b)
can enable a balance between the charging and discharging of
each SM. Therefore, the disturbance has little influence on Fig. 13. Simulation results of changes of switching
the capacitor voltage balancing effect. frequency. (a) Switching sequence rotation. (b) CFRS with fs
of 200Hz.
Fig. 13 shows a comparison of the switching pulses of the
sub-module SMa,1 with the same initial conditions when the
capacitor voltage transits from the transient-state to the
steady-state. As shown in the figure, for the switching V. EXPERIMENTAL RESULTS
sequence rotation method, the switching pulse appears
In order to verify the simulation and analytical results, a
repetitively in every four fundamental cycles. Under the same
hardware prototype of the system was developed. In the
conditions, the CFRS method allows the capacitor voltage to
experiments, the dc bus is fed by a 200-V dc source and two
enter into the steady-state faster. In addition, in the
4.7-mF capacitors are connected in series to the dc bus to
transient-state the switching frequency is high, but in the
construct the neutral point. The voltage of each SM capacitor
steady-state the switching frequency decreases while the duty
is set to 50 V. The staircase modulation strategy has been
cycle remains irregular.
288 Journal of Power Electronics, Vol. 14, No. 2, March 2014
(a) (a)
(b)
(b)
(c)
(a) (a)
(b) (b)
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Meeting, pp. 1988-1993, 2002. Dan Zhao was born in China. She received
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Hyun, “An improved carrier-based SVPWM method using from the Hebei University of Technology,
phase leg voltage redundancies in generalized cascaded Tianjin, China, in 2009, and her M.S. degree
multilevel inverter topology,” IEEE Trans. Power Electron, in Electrical Engineering from the Harbin
Vol. 18, No. 1, pp. 180-187, Jan. 2003. Institute of Technology, Harbin, China, in
[23] S. Siriroj, J. S. Lai, and T. H. Liu, “Optimum harmonic 2011. Since 2011, she has been with the
reduction with a wide range of modulation indexes for Centre for Applied R&D, Monolithic Power
multilevel inverters,” in Proc. IEEE IAS Annu. Meeting, pp. Systems Co., Ltd., Hangzhou, China, as an Application Engineer.
2094-2099, 2000. Her current research interests include PWM converters for utility
[24] S. Kouro, J. Rodriguez, J. Pontt, and M. Angulo, applications, and renewable energy conversion.
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disturbance compensation,” in Proc. IEEE Annual
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[25] R. E. Betz, T. J. Summers, and G. Mirzaeva, “Dead-time his B.S. and M.S. degrees in Electrical
compensation for multilevel cascaded H-bridge converters Engineering from the Harbin Institute of
with novel voltage balancing,” in Proc. Eur. Conf. Power Technology, Harbin, China, in 2011 and
Electron. Appl., pp. 1-10, 2009. 2013, respectively, where he is currently
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Yanchao Ji was born in China. He received
redundant states,” IET Power Electron., Vol. 5, No. 6, pp.
his B.S. and M.S. degrees in Electrical
726-738, Jul. 2012.
Engineering from the Northeast Dianli
University, Jilin, China, in 1983 and 1989,
Ke Shen was born in China. He received his
respectively, and his Ph.D. degree in
B.S. and M.S. degrees in Electrical
Electrical Engineering from the North China
Engineering from the Harbin Institute of
Electric Power University, Beijing, China, in
Technology, Harbin, China, in 2007 and 2009,
1993. Since 1993, he has been with the
respectively, where he is currently working
Department of Electrical Engineering, Harbin Institute of
toward his Ph.D. degree in Electrical
Technology, Harbin, China, where he is currently a Professor.
Engineering. His current research interests
His current research interests include power converter topologies
include the modeling and control of inverters
and FACTS devices.
for the grid integration of renewable energy sources and
distribution generation systems.
Jianze Wang was born in China. He Xingguo Cai was born in China. He
received his B.S., M.S. and Ph.D. degrees in received his M.S. degree in Electrical
Electrical Engineering from the Harbin Engineering from the Harbin Institute of
Institute of Technology, Harbin, China, in Technology, Harbin, China, in 1983. Since
1993, 1996 and 1999, respectively. Since 1983, he has been with the Department of
2007, he has been with the Department of Electrical Engineering, Harbin Institute of
Electrical Engineering, Harbin Institute of Technology, where he is currently a
Technology, where he is currently a Professor. His current research interests
Research Professor. His current research interests include power include power system dynamics, distributed generation and
electronics, multilevel converters and DSP based power quality power electronics applications.
control systems.